We will review the credentials of each responsible officer candidate and advise on the likelihood of the SFC approving him or her as a responsible officer and the conditions, if any, which the SFC may impose upon him or her in giving this approval.
Where the candidate is a borderline candidate for meeting SFC published competency requirements, we advise on how best to present the case for approval. We advise on whether exemptions may be available from examinations and if such exemptions may be available, we advise on how best to present any application for exemption.
As we routinely handle SFC licensing applications, we have a clear understanding of SFC practices and expectations.