You might be able to recover losses through FINRA mediation. Mediation, however, often renders a settlement that does not result in full recovery of investment losses. It is something you and your FINRA lawyer must discuss together.
Alternatively, a civil lawsuit could be filed, but that is only if your agreement does not require FINRA arbitration. Unfortunately, most agreements today include a FINRA arbitration clause. Our California FINRA lawyer will thoroughly review and analyze your agreement and advise you accordingly.