We deliberately focus on areas of financial supervision, harnessing a comprehensive package of in-depth and practical know-how requiring deep specialization of our expertise. We assist you in matters of efficient implementation applying best-practices.
Our services include:
Regulatory advice on compliance with German financing laws (KWG/WpHG/KAGB/ZAG)
Support in licensing, permit and registration procedures according to German law (§ 32 KWG, § 16 WPIG, § 10 ZAG and § 20 KAGB)
Planning and implementing supervisory organisational requirements and process planning and optimisation
Outsourcing of reporting, internal auditing, money laundering, compliance and data protection functions
Audits of institutions according to German law (KWG, WpHG, KAGB, ZAG and ISAE 3402)