To accomplish any company’s goals, employees must comply with the laws and regulations that govern their areas of operations. This is especially true in the financial sector, which operates in a highly regulated environment and is often subject to scrutiny on a day-to-day basis. Companies in these industries must employ compliance monitoring and management to ensure that the organization complies with all applicable laws and regulations on a continuous basis.   Compliance regulations help businesses maintain that “one size fits all” environment that is necessary for creating a profitable company. By following these regulations, businesses are helping to ensure that they are fair in their practices, which keeps consumers confident in purchasing goods and services.