There is a wide range of penalties that can apply in a stock fraud case, usually depending on the level of financial harm and the number of people implicated in the alleged damage. A conviction can result in at least 25 years in prison in some more serious cases. Even a relatively minor stock fraud case can cause you to lose your license permanently and will negatively impact your professional reputation. The government may freeze your assets and order payment of restitution to the victims of the fraud alleged, and can also impose significant monetary fines in addition to restitution.