The Virtual Compliance Clinic can be used by financial services firms regulated by or seeking to be regulated by the following United Arab Emirates (“UAE”) financial services regulators:
UAE Financial Free Zones
The Dubai Financial Services Authority (“DFSA”) in the Dubai International Financial Centre (“DIFC”)
The Financial Services Regulatory Authority (“FSRA”) in the Abu Dhabi Global Market (“ADGM”)
UAE Onshore
The Securities and Commodities Authority (“SCA”)
The Central Bank of the UAE
If you are not a regulated firm or individual within a regulated firm, we still welcome your enquiries. However, unregulated entities and individuals will be subject to our standard client due diligence which is in-line with DFSA and FSRA requirements. For further details, click here.
The Virtual Compliance Clinic is for financial services firms only and is not available to other sectors such as manufacturing, pharmaceuticals, construction, or real estate, for example.
The Virtual Compliance Clinic is not available to professional service providers or consultants operating in related sectors. Services will not be provided to anyone acting on behalf of a third party.