To report suspicious activity or potential regulatory violations on BBAE, you can follow these steps:
1. Contact BBAE's Compliance Department: Send an email to bbae@rbsecurities.com to report your concerns. Clearly outline the details of the suspicious activity or potential violation and provide any supporting evidence or information that you may have.
2. Customer Support Team: Alternatively, you can reach out to BBAE's customer support team for assistance. They will guide you on the appropriate channels to report your concerns and ensure that they are directed to the compliance department.
3. Provide Relevant Information: When reporting suspicious activity or potential violations, include as much relevant information as possible. This may include specific account details, transaction records, timestamps, or any other information that can help in the investigation process.
4. Confidentiality: BBAE treats all reports of suspicious activity or potential violations with utmost confidentiality. Your identity will be protected to the extent allowed by law, and BBAE will not disclose your personal information without your consent unless required by regulatory authorities or applicable laws.
5. Investigation and Action: BBAE's compliance department will thoroughly investigate all reports of suspicious activity or potential violations. If the investigation confirms a violation, appropriate action will be taken in accordance with internal policies and regulatory requirements.
Reporting suspicious activity or potential regulatory violations is crucial for maintaining the integrity of the financial markets and protecting the interests of all participants. By promptly reporting your concerns, you contribute to a safe and compliant trading environment on BBAE.