You can visit the Securities and Exchange Commission (SEC) website directly or the FINRA
BrokerCheck program. Additionally, you may visit your state securities regulator website. Every financial
advisor is required to hyperlink to FINRA BrokerCheck or file a registration with the SEC.
A&I Financial Services LLC is a legal organization registered with the Securities and Exchange
Commission. You can find us here:
https://www.finra.org/
https://brokercheck.finra.org/