# Comparative Aquatic Toxicity of Gold Nanoparticles and Ionic Gold Using a Species Sensitivity Distribution Approach

Authors: Tarryn L. Botha; Tanyn E. James; Victor Wepener
Journal: Journal of Nanomaterials
 (2015)

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## Abstract

Gold nanoparticles (nAu) are used in drug delivery systems allowing for targeted cellular distribution. The effects of increased use and release of nanoparticles into the environment are not well known. A species sensitivity distribution (SSD) allows for the ecotoxicological hazard assessment of a chemical based on single species toxicity tests. Aquatic toxicity needs to be related to particle characterization in order to understand the effects. The behaviour of nAu in the medium changed as the concentration increased. The toxic potential of ionic gold and nAu was expressed as a hazardous concentration where 5% of species will be harmed (HC5). The HC5 for nAu was much higher (42.78 mg/L) compared to the ionic gold (2.44 mg/L). The differences between the hazard potentials of nAu and ionic gold were attributed to the nAu not releasing any Au ions into solution during the exposures and following an aggregation theory response. Exposures to ionic gold on the other hand followed a clear dose dependent response based on the concentration of the ionic metal. Although SSDs present an indication of the relative hazard potential of nanoparticles, the true worth can only be achieved once other nanoparticle characteristics and their behavior in the environment are also considered.


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## Body

## 1. Introduction

In recent years, gold nanoparticles (nAu) have been studied and developed within the biological and photothermal therapeutic contexts. The major clinical interest is within the application of novel drug delivery systems and targeted delivery into cells [1–4] as well as microelectromechanical systems [5] and diagnostic systems [6]. Exposure of nanoparticles can occur in different stages of the lifecycle of the product, from their synthesis, application (which can include ingestion or intravenously), and weathering to their waste disposal. Due to little research within this field there are currently no guidelines for their use; therefore, the previously mentioned exposure routes could build up in the environment [1, 7–10].To manage environmental resources such as water quality, laboratory toxicity tests are used worldwide and are deemed as the first step in a tiered approach to set up guidelines for acceptable maximum concentrations of specific pollutants [11–14]. Bioassays are employed to find toxicity which could come from complex mixtures and are a complementary tool to assess toxic effects overcoming certain limitations and are relatively rapid, cost effective, and simple to perform [15–17]. Bioassays can detect synergistic, antagonistic, and additive effects and also explain both point and diffuse sources of aquatic pollution since they are site specific [15, 18–20]. Several different bioassays are used simultaneously at different trophic levels of different biological complexity to sufficiently assess whether a potential hazard exists [11, 21] since no single test is suitable to measure all ecological risks due to different sensitivities by organisms [17, 22–24].Species sensitivity distributions (SSDs) are being integrated into ecological risk assessments to evaluate the toxicity of particular chemicals [25]. An SSD is a distribution of statistical data approximated from a set of toxicity data and observed as a function of accumulative distribution [26, 27]. Species sensitivity distributions are used to calculate the concentration at which a specified proportion of species will be affected. The SSD provides a plot of logarithmic toxicity endpoints, specifically LC50 (the lethal concentration of toxicant that causes 50% death of test organisms at a specific period of time) against rank-assigned percentiles for each endpoint value to which a statistical distribution is fitted [28]. A resulting hazard concentration (HCp) is produced from the SSD which is expressed as the percentage (p) of all species that are presumed to become affected [28, 29]. Toxicological databases are key factors in the derivation of water quality guidelines; thus SSDs are more commonly used in ecological risk assessments and generating water quality guidelines [28, 30]. The application of SSDs to evaluate the hazard of nanoparticles is fairly new since the database for nanoparticle toxicity data is relatively small compared to bulk chemical equivalents. Adam et al. [31] and Garner et al. [32] made use of SSDs to compare the relative toxicity of nanoparticles for which data are available, for example, CuO, ZnO, TiO2, and carbon nanotubes. Many nanoparticle ecotoxicity studies highlight the importance of physicochemical nanoparticle characterization in the exposure media to be able to link exposure to effect [11, 33–35]. However there are very limited data for nAu. Therefore the aim of this study was to determine the comparative toxicity of aquatic organisms exposed to nAu and ionic gold using an SSD approach. The study also aimed to link mortality to the nAu particle characteristics.


## 2. Materials and Methods

### 2.1. Gold Nanoparticle and Ionic Gold Stock Solutions

The nAu stock solution (14±2 nm nAu with product code TMU14G, batch numbers 20130304FKP49b, 20130308FKP52, and 20140905BM001) was prepared by standard citrate reduction techniques according to Murphy et al. [36] and Fren [37] and was sterilized using the filtration method. Gold used for ionic exposures was purchased in powder form from Aldrich (USA) as gold(III) chloride and was dissolved in standard OECD medium to a stock solution concentration of 1 g/L of Au3+ prior to the preparation of exposure concentrations.


### 2.2. Preparation of Environmental Media as Diluent for nAu Suspensions of Varying Concentrations

The reconstituted water forDaphnia toxicity testing was performed by making a standard OECD [38] medium (NaHCO3, CaSO4·2H2O, KCl, and MgSO4·7H2O). The standard OECD medium [38] for fish toxicity testing contained CaCl2·2H2O, MgSO4·7H2O, NaHCO3, and KCl. The reconstituted water media were aerated for 24 hours prior to use [39]. The nAu stock solution was placed in an ultrasonicator bath and sonicated for two hours prior to use. To make up the required exposure concentrations, relevant volumes of the nAu stock were added to the environmental media water.


### 2.3. Physicochemical Water Quality

Physicochemical water quality parameters were measured according to standard test protocols [36]. Measurements were taken at the start of the test and at 24-hour (h) intervals until the tests were concluded. The pH, electrical conductivity (EC), total dissolved solids (TDS), oxygen saturation (% O2), and dissolved oxygen (DO) concentration (mg/L) were measured using a handheld Eutech pH 110 RS232C meter, Eutech CON 110 RS232C conductivity and TDS meter, and Eutech DO6 DO meter. The oxygen saturation was maintained above 60% for the duration of the test by bubbling compressed air into the exposure beakers.


### 2.4. Nanoparticle Exposure Concentration

Total gold concentrations were determined at the start of the toxicity bioassay (0 h) as well as at the conclusion of the assay (48 h or 96 h where relevant) to verify nominal concentrations in both ionic and nAu exposures. Samples (11 mL) were acidified with 3 mL Suprapur 30% hydrochloric acid (Merck) and 1 mL 65% HNO3 to ensure that all of the gold was in ionic form. Inductively coupled plasma atom emission spectroscopy (ICP-OES) (Spectro Arcos FSH12) techniques were used to analyse the water samples.


### 2.5. Characterization of nAu Particles

Based on the recommendations by von der Kammer et al. [42], Stone et al. [43], and Klaine et al. [35], the following characteristics were determined: concentration, size distribution, surface charge, surface functionality, and agglomeration patterns. Dynamic light scattering (Malvern Zetasizer Nano series, NanoZS) was used to measure the hydrodynamic size distribution and zeta potential of the nAu in solution. Fourier transform infrared spectrometry (FTIR) (Perkin Elmer FTIR-spectrometer, Spectrum 100) was used to determine the nAu surface functionality and provide insight into possible reasons of particle aggregation. These measurements were taken at 0 h as well as at the conclusion of the test; that is, for fish this was after 96 h while forDaphnia this was 48 hours. Transmission electron microscopy (TEM) (FEI Tecnai G2) was used to quantify nAu diameter and nAu surface morphology as well as show particle aggregation patterns. One drop of nAu medium was dropped onto a carbon coated copper grid and allowed to settle for a few minutes. The excess water was removed using a filter paper by touching only the edge of the droplet and the grid was allowed to dry before examination at high resolution (200 kV).


### 2.6.Daphnia pulex andDaphnia magna 48-Hour Acute Immobilisation Test

The arthropodsDaphnia pulex andD. magna were used for acute testing. Adults were kept in 2.5 L tanks inDaphnia media which were replaced three times per week and kept at a temperature of 20°C. Five milliliters ofDaphnia food was suspended in theDaphnia media at each water cycle change. Prior to testing approximately thirty adults were transferred to a new tank and neonates less than 24 hrs old were used for the test.For nAu a concentration range of 0.5 mg/L, 2 mg/L, 5 mg/L, 10 mg/L, 15 mg/L, 20 mg/L, 25 mg/L, 35 mg/L, and 45 mg/L was used. A separate dispersant control (the citrate buffer in which the nAu particles were dispersed) was made up in the same concentration range as the nAu. The ionic gold exposure concentration range was 0.0005 mg/L, 0.005 mg/L, 0.5 mg/L, 1 mg/L, 2 mg/L, and 5 mg/L. A positive control consisting of 1 g/L potassium dichromate solution was also conducted. The test organisms were not fed during the assay.Twenty-one neonates were used for each concentration and tests were carried out in triplicate with each of the three 50 mL beakers per concentration containing seven organisms. A 16 h light and 8 h dark cycle was applied for the duration of the test and the temperature was maintained at20±2°C. After each 24 h exposure period, the number of immobilizedDaphnia, that is, any animal that was immobilized for more than 15 seconds, was counted. Any abnormal behaviour was also noted. The test was concluded after 48 h.


### 2.7. Fish 96-Hour Acute Lethality Test

Acute toxicity tests were conducted using two standard toxicity test fish species, that is,Danio rerio (zebrafish) andPoecilia reticulata (guppy), and four indigenous fish species, that is,Labeobarbus aeneus (smallmouth yellowfish),Pseudocrenilabrus philander (southern mouthbrooder),Tilapia sparrmanii (banded tilapia), andOreochromis mossambicus (Mozambique tilapia). All fish were maintained and cultured in the research laboratories of the University of Johannesburg. The fish acute lethality test [36] was performed on 14-day-old juveniles. Similar to theDaphnia exposures a concentration range of 5 mg/L, 10 mg/L, 15 mg/L, 20 mg/L, 25 mg/L, 30 mg/L, 35 mg/L, 40 mg/L, 45 mg/L, 50 mg/L, 100 mg/L, and 200 mg/L was used for nAu. A range of 50 mg/L, 100 mg/L, and 200 mg/L was used to conduct a solvent (dispersant) control assay on the citric buffer dispersant. A concentration range of 1 mg/L, 2 mg/L, 5 mg/L, and 10 mg/L was used for the ionic gold (in the form of chloroauric acid) bioassay. Potassium dichromate (1 g/L) was used as a positive control. Three replicates of seven fish per concentration were conducted in 500 mL beakers containing exposure medium. A 16 h light and 8 h dark cycle was maintained for the duration of the test and the temperature was maintained between 21°C and 25°C. The physicochemical water quality parameters were taken at the start of the test and again at 24 h intervals until the test was concluded after 96 h. The oxygen saturation was maintained above 60% for the duration of the test. If more than 10% of the juveniles died in the control the test was discarded and repeated. At 24 h intervals mortalities were recorded. Mortality was regarded if no visible movement was seen including gill movement. All dead fish were removed from the exposure beaker.


### 2.8. Statistical Analysis

#### 2.8.1. Acute Toxicity

Data from the acute bioassays were analysed to calculate LC50/EC50 values using the Probit or Trimmed Spearman-Kärber methods where appropriate [44]. To determine whether there were any significant differences between the LC50 values for the different species, the following formula was used [45]: f1.2=antilog√((log⁡f1)2+(log⁡f2)2), where f is the factor for 95% confidence limits of the LC50 and is calculated by dividing the upper confidence limit by the LC50. If the ratio of the higher LC50 to the lower LC50 exceeds the value for f1.2 for both the upper and lower 95% confidence limits the LC50s are considered to be significantly different. The nominal concentrations were used to determine the LC50 values. In the absence of chronic data, the lowest observed effect concentration (LOEC) and no observed effect concentration (NOEC) can be useful in deriving water quality criteria. The NOEC was taken as the maximum concentration of the test materials that produced no significant harmful effect on the test organisms. The LOEC was determined as the lowest concentration that has a significant harmful effect on test organisms.


#### 2.8.2. Species Sensitivity Distributions

The results obtained from the bioassays were used to compare the tolerances of standard test species and indigenous arthropod and fish species using an SSD approach [27]. The SSDs were produced using the CADDIS_SSD Generator [44]. Separate distribution models were constructed with the acute toxicity data collected for a range of species for nAu and ionic gold from which the average hazard concentration (HCp) endpoint was extrapolated. The HC5 (hazard concentration where 5% of species are affected) was determined for freshwater fish and arthropods with exposure durations from 48 to 96 hrs. The comparisons in sensitivity were drawn between toxic responses of indigenous organisms and the standard test organisms. The taxonomic groups were analysed separately for the SSD model to illustrate the difference in tolerance between the taxa. A cumulative SSD model of all data for fish and arthropod’s endpoints was also constructed for both nAu and ionic gold to ascertain the hazard threshold values.


## 2.1. Gold Nanoparticle and Ionic Gold Stock Solutions

The nAu stock solution (14±2 nm nAu with product code TMU14G, batch numbers 20130304FKP49b, 20130308FKP52, and 20140905BM001) was prepared by standard citrate reduction techniques according to Murphy et al. [36] and Fren [37] and was sterilized using the filtration method. Gold used for ionic exposures was purchased in powder form from Aldrich (USA) as gold(III) chloride and was dissolved in standard OECD medium to a stock solution concentration of 1 g/L of Au3+ prior to the preparation of exposure concentrations.


## 2.2. Preparation of Environmental Media as Diluent for nAu Suspensions of Varying Concentrations

The reconstituted water forDaphnia toxicity testing was performed by making a standard OECD [38] medium (NaHCO3, CaSO4·2H2O, KCl, and MgSO4·7H2O). The standard OECD medium [38] for fish toxicity testing contained CaCl2·2H2O, MgSO4·7H2O, NaHCO3, and KCl. The reconstituted water media were aerated for 24 hours prior to use [39]. The nAu stock solution was placed in an ultrasonicator bath and sonicated for two hours prior to use. To make up the required exposure concentrations, relevant volumes of the nAu stock were added to the environmental media water.


## 2.3. Physicochemical Water Quality

Physicochemical water quality parameters were measured according to standard test protocols [36]. Measurements were taken at the start of the test and at 24-hour (h) intervals until the tests were concluded. The pH, electrical conductivity (EC), total dissolved solids (TDS), oxygen saturation (% O2), and dissolved oxygen (DO) concentration (mg/L) were measured using a handheld Eutech pH 110 RS232C meter, Eutech CON 110 RS232C conductivity and TDS meter, and Eutech DO6 DO meter. The oxygen saturation was maintained above 60% for the duration of the test by bubbling compressed air into the exposure beakers.


## 2.4. Nanoparticle Exposure Concentration

Total gold concentrations were determined at the start of the toxicity bioassay (0 h) as well as at the conclusion of the assay (48 h or 96 h where relevant) to verify nominal concentrations in both ionic and nAu exposures. Samples (11 mL) were acidified with 3 mL Suprapur 30% hydrochloric acid (Merck) and 1 mL 65% HNO3 to ensure that all of the gold was in ionic form. Inductively coupled plasma atom emission spectroscopy (ICP-OES) (Spectro Arcos FSH12) techniques were used to analyse the water samples.


## 2.5. Characterization of nAu Particles

Based on the recommendations by von der Kammer et al. [42], Stone et al. [43], and Klaine et al. [35], the following characteristics were determined: concentration, size distribution, surface charge, surface functionality, and agglomeration patterns. Dynamic light scattering (Malvern Zetasizer Nano series, NanoZS) was used to measure the hydrodynamic size distribution and zeta potential of the nAu in solution. Fourier transform infrared spectrometry (FTIR) (Perkin Elmer FTIR-spectrometer, Spectrum 100) was used to determine the nAu surface functionality and provide insight into possible reasons of particle aggregation. These measurements were taken at 0 h as well as at the conclusion of the test; that is, for fish this was after 96 h while forDaphnia this was 48 hours. Transmission electron microscopy (TEM) (FEI Tecnai G2) was used to quantify nAu diameter and nAu surface morphology as well as show particle aggregation patterns. One drop of nAu medium was dropped onto a carbon coated copper grid and allowed to settle for a few minutes. The excess water was removed using a filter paper by touching only the edge of the droplet and the grid was allowed to dry before examination at high resolution (200 kV).


## 2.6.Daphnia pulex andDaphnia magna 48-Hour Acute Immobilisation Test

The arthropodsDaphnia pulex andD. magna were used for acute testing. Adults were kept in 2.5 L tanks inDaphnia media which were replaced three times per week and kept at a temperature of 20°C. Five milliliters ofDaphnia food was suspended in theDaphnia media at each water cycle change. Prior to testing approximately thirty adults were transferred to a new tank and neonates less than 24 hrs old were used for the test.For nAu a concentration range of 0.5 mg/L, 2 mg/L, 5 mg/L, 10 mg/L, 15 mg/L, 20 mg/L, 25 mg/L, 35 mg/L, and 45 mg/L was used. A separate dispersant control (the citrate buffer in which the nAu particles were dispersed) was made up in the same concentration range as the nAu. The ionic gold exposure concentration range was 0.0005 mg/L, 0.005 mg/L, 0.5 mg/L, 1 mg/L, 2 mg/L, and 5 mg/L. A positive control consisting of 1 g/L potassium dichromate solution was also conducted. The test organisms were not fed during the assay.Twenty-one neonates were used for each concentration and tests were carried out in triplicate with each of the three 50 mL beakers per concentration containing seven organisms. A 16 h light and 8 h dark cycle was applied for the duration of the test and the temperature was maintained at20±2°C. After each 24 h exposure period, the number of immobilizedDaphnia, that is, any animal that was immobilized for more than 15 seconds, was counted. Any abnormal behaviour was also noted. The test was concluded after 48 h.


## 2.7. Fish 96-Hour Acute Lethality Test

Acute toxicity tests were conducted using two standard toxicity test fish species, that is,Danio rerio (zebrafish) andPoecilia reticulata (guppy), and four indigenous fish species, that is,Labeobarbus aeneus (smallmouth yellowfish),Pseudocrenilabrus philander (southern mouthbrooder),Tilapia sparrmanii (banded tilapia), andOreochromis mossambicus (Mozambique tilapia). All fish were maintained and cultured in the research laboratories of the University of Johannesburg. The fish acute lethality test [36] was performed on 14-day-old juveniles. Similar to theDaphnia exposures a concentration range of 5 mg/L, 10 mg/L, 15 mg/L, 20 mg/L, 25 mg/L, 30 mg/L, 35 mg/L, 40 mg/L, 45 mg/L, 50 mg/L, 100 mg/L, and 200 mg/L was used for nAu. A range of 50 mg/L, 100 mg/L, and 200 mg/L was used to conduct a solvent (dispersant) control assay on the citric buffer dispersant. A concentration range of 1 mg/L, 2 mg/L, 5 mg/L, and 10 mg/L was used for the ionic gold (in the form of chloroauric acid) bioassay. Potassium dichromate (1 g/L) was used as a positive control. Three replicates of seven fish per concentration were conducted in 500 mL beakers containing exposure medium. A 16 h light and 8 h dark cycle was maintained for the duration of the test and the temperature was maintained between 21°C and 25°C. The physicochemical water quality parameters were taken at the start of the test and again at 24 h intervals until the test was concluded after 96 h. The oxygen saturation was maintained above 60% for the duration of the test. If more than 10% of the juveniles died in the control the test was discarded and repeated. At 24 h intervals mortalities were recorded. Mortality was regarded if no visible movement was seen including gill movement. All dead fish were removed from the exposure beaker.


## 2.8. Statistical Analysis

### 2.8.1. Acute Toxicity

Data from the acute bioassays were analysed to calculate LC50/EC50 values using the Probit or Trimmed Spearman-Kärber methods where appropriate [44]. To determine whether there were any significant differences between the LC50 values for the different species, the following formula was used [45]: f1.2=antilog√((log⁡f1)2+(log⁡f2)2), where f is the factor for 95% confidence limits of the LC50 and is calculated by dividing the upper confidence limit by the LC50. If the ratio of the higher LC50 to the lower LC50 exceeds the value for f1.2 for both the upper and lower 95% confidence limits the LC50s are considered to be significantly different. The nominal concentrations were used to determine the LC50 values. In the absence of chronic data, the lowest observed effect concentration (LOEC) and no observed effect concentration (NOEC) can be useful in deriving water quality criteria. The NOEC was taken as the maximum concentration of the test materials that produced no significant harmful effect on the test organisms. The LOEC was determined as the lowest concentration that has a significant harmful effect on test organisms.


### 2.8.2. Species Sensitivity Distributions

The results obtained from the bioassays were used to compare the tolerances of standard test species and indigenous arthropod and fish species using an SSD approach [27]. The SSDs were produced using the CADDIS_SSD Generator [44]. Separate distribution models were constructed with the acute toxicity data collected for a range of species for nAu and ionic gold from which the average hazard concentration (HCp) endpoint was extrapolated. The HC5 (hazard concentration where 5% of species are affected) was determined for freshwater fish and arthropods with exposure durations from 48 to 96 hrs. The comparisons in sensitivity were drawn between toxic responses of indigenous organisms and the standard test organisms. The taxonomic groups were analysed separately for the SSD model to illustrate the difference in tolerance between the taxa. A cumulative SSD model of all data for fish and arthropod’s endpoints was also constructed for both nAu and ionic gold to ascertain the hazard threshold values.


## 2.8.1. Acute Toxicity

Data from the acute bioassays were analysed to calculate LC50/EC50 values using the Probit or Trimmed Spearman-Kärber methods where appropriate [44]. To determine whether there were any significant differences between the LC50 values for the different species, the following formula was used [45]: f1.2=antilog√((log⁡f1)2+(log⁡f2)2), where f is the factor for 95% confidence limits of the LC50 and is calculated by dividing the upper confidence limit by the LC50. If the ratio of the higher LC50 to the lower LC50 exceeds the value for f1.2 for both the upper and lower 95% confidence limits the LC50s are considered to be significantly different. The nominal concentrations were used to determine the LC50 values. In the absence of chronic data, the lowest observed effect concentration (LOEC) and no observed effect concentration (NOEC) can be useful in deriving water quality criteria. The NOEC was taken as the maximum concentration of the test materials that produced no significant harmful effect on the test organisms. The LOEC was determined as the lowest concentration that has a significant harmful effect on test organisms.


## 2.8.2. Species Sensitivity Distributions

The results obtained from the bioassays were used to compare the tolerances of standard test species and indigenous arthropod and fish species using an SSD approach [27]. The SSDs were produced using the CADDIS_SSD Generator [44]. Separate distribution models were constructed with the acute toxicity data collected for a range of species for nAu and ionic gold from which the average hazard concentration (HCp) endpoint was extrapolated. The HC5 (hazard concentration where 5% of species are affected) was determined for freshwater fish and arthropods with exposure durations from 48 to 96 hrs. The comparisons in sensitivity were drawn between toxic responses of indigenous organisms and the standard test organisms. The taxonomic groups were analysed separately for the SSD model to illustrate the difference in tolerance between the taxa. A cumulative SSD model of all data for fish and arthropod’s endpoints was also constructed for both nAu and ionic gold to ascertain the hazard threshold values.


## 3. Results

### 3.1. Physicochemical Water Parameters

The physicochemical water parameters were maintained within the OECD guidelines [38] as shown in Table 1. The temperature ranged between 20 and 23.9°C across all exposures; the pH was maintained between 7 and 8 but had a minimum of 6.24 and a maximum of 8.95 for chloroauric acid exposures. The DO concentration ranged between 4.44 mg/L and 9.78 mg/L and as previously discussed the oxygen percentage (O2%) was well maintained above 60% according to standard protocol. TheDaphnia medium had a lower EC and TDS when compared to the fish medium. This was expected as the reconstituted water is made up of different salts at higher concentrations. The EC ranged between 198 and 420 μS/cm for theDaphnia medium and 621 and 809 μS/cm for the fish medium. The TDS ranged between 104 and 267 mg/L for theDaphnia medium, while for the fish medium the range was between 309 and 485 mg/L.Table 1
Physicochemical water quality means for selected species in toxicity exposure bioassays with nAu, chloroauric acid, and citrate buffer.
Species
pH (min–max)
D.O. (mg/L) (min–max)
O2 (%) (min–max)
EC (µS/cm) (min–max)
Temp. (°C) (min–max)
TDS (mg/L)
Citrate buffer
D. pulex
7.85
5.43
64.6
339
20.5
171
(6.57–8.36)
(4.44–6.08)
(61.7–67.4)
(309–374)
(20–21.2)
(156–189)
D. magna
7.70
7.26
77.0
310
19.3
155
(7.6–8.37)
(6.63–8.72)
(62.6–91.4)
(297–362)
(20–21.9)
(148–181)
D. rerio
8.26
4.77
69.6
708
23.3
350
(7.10–8.65)
(4.0–6.15)
(60.0–87.2)
(621–809)
(22.7–23.9)
(309–398)
O. mossambicus
7.98
5.04
66.9
708
21.4
365
(7.39–8.34)
(4.26–5.9)
(60.2–78.08)
(530–841)
(20.6–22.1)
(321–407)
P. reticulata
7.74
4.85
67.7
748
22.2
373
(6.57–8.22)
(3.5–5.77)
(60–77.1)
(696–810)
(21.6–23.03)
(316–405)
P. philander
6.93
5.62
71.7
732
23.1
366
(6.01–7.75)
(4.3–6.47)
(60–89.5)
(665–874)
(22.9–23.2)
(333–402)
T. sparrmanii
6.57
4.85
67.9
674
22.1
372
(5.81–7.39)
(4.00–5.77)
(60–77.1)
(612–704)
(21.3–22.6)
(313–595)
L. aeneus
7.06
5.93
67.0
680
22.5
346
(5.99–7.93)
(4.89–7.07)
(60.3–80.5)
(638–729)
(21.5–23)
(324–369)
nAu
D. pulex
7.66
5.05
63.1
328
20.7
167
(7.05–8.7)
(4.4–6.1)
(60.7–72.6)
(208–420)
(20–21.9)
(104–220)
D. magna
7.78
7.23
78.4
309
20.2
155
(7.74–8.39)
(6.39–9.28)
(71.7–97.8)
(293–374)
(20.5–22.2)
(146–206)
D. rerio
7.88
4.49
68.1
674
22.6
336
(7.13–8.42)
(4.04–6.26)
(60.1–98.7)
(642–765)
(22.4–23.9)
(321–412)
O. mossambicus
7.43
4.68
63.9
681
20.8
340
(7.13–7.97)
(4.11–6.24)
(60.0–82.9)
(621–827)
(20.1–21.1)
(310–414)
P. reticulata
7.57
5.97
67.3
743
22.2
370
(6.31–8.19)
(4.84–8.26)
(60.0–79.6)
(658–824)
(21.3–22.6)
(329–412)
P. philander
7.24
5.89
73.9
699
23.0
350
(6.23–7.79)
(5.14–6.76)
(60.8–92.20)
(580–762)
(22.9–23.2)
(328–379)
T. sparrmanii
7.51
5.69
66.6
703
22.2
335
(6.85–8.01)
(4.37–8.26)
(60–79.6)
(617–754)
(21–22.7)
(308–378)
L. aeneus
7.55
5.55
55.9
556
22.9
275
(6.29–7.90)
(4.08–7.08)
(60.0–80.7)
(628–762)
(21.6–23.1)
(314–381)
Chloroauric acid
D. pulex
7.90
5.35
66.3
344
20.6
176
(6.93–8.95)
(4.35–6.13)
(62.7–71.5)
(198–382)
(20–22)
(104–267)
D. magna
8.22
7.57
83.3
332
21.6
168
(7.59–8.43)
(6.4–9.78)
(62.5–99.7)
(296–381)
(20.4–22.4)
(148–259)
D. rerio
7.92
4.98
72.0
677
23.0
350
(6.24–8.67)
(4.2–6.044)
(62.8–85.3)
(621–739)
(21.8–23.7)
(311–485)
O. mossambicus
7.56
5.86
72.3
700
21.3
350
(6.45–7.98)
(4.23–7.85)
(60.2–84.8)
(620–806)
(20.6–21.6)
(310–403)
P. reticulata
7.33
5.63
73.6
711
21.7
355
(6.26–8.27)
(4.8–7.67)
(60.9–81)
(616–838)
(20.9–22.4)
(308–419)
P. philander
7.62
6.82
77.0
702
23.1
352
(7.36–8.04)
(4.49–8.26)
(62.1–99)
(603–736)
(22.3–23.5)
(301–400)
T. sparrmanii
7.24
5.61
73.4
633
21.6
388
(6.26–8.14)
(4.6–7.67)
(62.3–81)
(545–792)
(21.0–22.1)
(308–436)
L. aeneus
7.77
5.90
76.7
700
23.1
350
(7.36–8.04)
(4.46–8.24)
(61.8–99.4)
(603–794)
(22.3–23.6)
(301–398)


### 3.2. Nanoparticle Exposure Concentration

To verify the concentrations added to each exposure group, total gold concentrations were measured. The nominal ionic gold concentrations and measured concentrations were in close agreement (Figure1). After a 48 h and 96 h period the concentrations were maintained within the start concentration limits. The total gold concentrations in the nAu exposures showed up to a 20% difference between nominal and measured gold concentrations.Figure 1
Mean measured gold concentrations (mg/L) ± standard deviation of the (a) ionic gold (HAuCl4) and (b) nAu exposures at all exposure concentrations used in this study.
(a)
(b)


### 3.3. Particle Size Distribution

The largest proportion of nAu (i.e., >90%) in theDaphnia medium across all exposure concentrations showed agglomerations greater than 566 nm (Table 2). As the exposure concentration increased, so did the average sizes of the agglomeration; for example, in the 45 mg/L exposure the average sizes were 3175.5 nm (Table 2).Table 2
Size distribution of gold nanoparticles across all concentrations inDaphnia medium.
nAu sizeDaphnia medium
Concentration
nm
St. dev.
% intensity
25 mg/L
565.6
87.82
93.9
35 mg/L
827.45
56.50
92.5
45 mg/L
3175.5
443.35
93In contrast to the nAu particle aggregation/agglomeration inDaphnia media, the dynamic light scattering (DLS) indicated that the size distribution in fish media is represented by two peaks in terms of percentage intensity (Figure 2). The particle size distribution is therefore not presented as the average size as there were distinct differences and this would not give an accurate indication of the sizes available for biological uptake. Therefore the size distribution is represented as two dominant size classes per concentration with the corresponding percentage intensities at 0 h as well as at 96 h.Figure 2
Raw data sheet showing two peaks ofZ-average size (d·nm) of gold nanoparticles in aquatic medium where peak 1 shows a size of 96.89 nm (±45.5 nm) and peak 2 shows a size of 455.6 nm (±54.5 nm).The nanoparticle size distribution was determined at 0 h and again at 96 h to observe any changes in aggregation over time. Results are presented by indicating the main size distribution classes in terms of the percentage contribution after 0 h and 96 h. At 0 h nAu exposures there were two dominant size distribution classes, that is, sizes representing >60% intensity and less than 40% intensity (Figure3). The same was shown at 96 h where more than 55% of nanoparticles had the indicated size. In four concentrations (10 mg/L, 20 mg/L, 25 mg/L, and 45 mg/L) the particles had less than 45% percentage intensity of the indicated size.Figure 3
Particle size distribution (nm) of nAu with a percentage intensity of (a) more than 60% at 0 h and (b) less than 40% at 0 h as well as (c) more than 55% at 96 h and (d) less than 45% at 96 h.
(a)
(b)
(c)
(d)At 0 h in the 5 mg/L concentration 89% of the sample had a size distribution of 150.7 nm and 12% of nanoparticles were 12.64 nm. After 96 h more than 90% of particles were 133.7 nm in size. At 10 mg/L all particles measured in the sample were around 75.79 nm while after 96 h the particles (82.7%) had agglomerated to 986.4 nm while 17.3% remained approximately 79.64 nm in diameter. At 15 mg/L, 89% were in the size range of 89.49 nm, while 11% were at 15.51 nm. After 96 h particles had all aggregated to 96.6 nm. At the onset of the 20 mg/L exposure 88% of the particles had aggregated to 127.9 nm and 12.2% to 17.12 nm in diameter. After 96 h 64% of the sample had agglomerated to 894.5 nm and 36% of the sample was 121.5 nm in size. At the 25 mg/L concentration just over half (59.6%) of the sample was 298.4 nm in size while just under half (40.4%) of the sample was 71.48 nm. After 96 h the same ratio was maintained where 54.5% of the sample had a size of 455.6 nm and 45.5% had a size of 96.89 nm. At 30 mg/L the prevalence was 72.3% distribution of 163.1 nm particles and 27.7% at 40.27 nm, while after 96 h all particles had agglomerated to 201.5 nm. The 35 mg/L concentration revealed that 91% of the sample had aggregated to 96.89 nm and 9% of the sample remained around 14 nm in size. After 96 h all particles had aggregated to 138.2 nm. The 40 mg/L concentration showed an immediate aggregation at 0 h where 57.4% of the sample was 464.9 nm and 42.6% of the sample was 57.55 nm in size. After 96 h all sample measured contained a uniform size of 226.9 nm. At the highest concentration, 45 mg/L, 79.9% of the sample had particles 82.52 nm in size and 15% remained around the original size of 14 nm. After 96 h the prevalence of particles at 288 nm was 87.7% and 12.3% were 63.05 nm in size. In the 40 mg/L and 45 mg/L concentration nAu had precipitated out of solution and were visible to the naked eye. These agglomerates were in the millimetre size range and could not be measured on the DLS instrument.At 0 h there was a clear increase in size of nAu aggregations and agglomeration at concentrations of 25 mg/L and 40 mg/L when compared to other concentrations. But after 96 h the 20 mg/L and 25 mg/L concentrations still showed agglomerations increasing in size and dispersion in the media while concentrations 30 mg/L and above showed no or lower measured sizes, which is attributed to particle precipitation.


### 3.4. Particle Charge (Zeta Potential)

The EC differed for theDaphnia and fish media based on the salts used to make up the reconstituted water. For theDaphnia medium the zeta potential ranged between −3.07 mV and −17.16 mV (Table 3) with all values across all time intervals being negative. At 5 mg/L and 15 mg/L exposures the zeta potential decreased even further after 48 h while at all other concentrations the zeta potential became more positive.Table 3
Zeta potential (mV) of the nAu in theDaphnia medium across exposure concentrations.
nAu
1 mg/L
5 mg/L
15 mg/L
25 mg/L
35 mg/L
45 mg/L
Zeta potential [mV]
0 h
-
8.74
±
2.91
-
3.07
±
1.58
-
8.13
±
9.72
-
17.16
±
22.92
-
10.27
±
2.12
-
9.40
±
0.54
48 h
-
2.03
-
7.17
±
4.30
-
16.10
-
8.50
±
0.92
-
2.78
±
0.80
-
4.14
±
1.23For the fish medium there was much greater variation (as observed in the increase in the standard deviation) of the measured zeta potential. The standard deviation (Figure4(a)) ranged between 57.8 mV and −54.9 mV. This is related to the large difference in size distribution as shown in Figure 3. In Figure 4(b) the zeta potential data were limited to those that represent 70% of the dominant distribution (i.e., the outliers were removed). The dominant zeta potential at 20 mg/L, 25 mg/L, 40 mg/L, and 45 mg/L was negative, that is, −4.09 mV, −6.49 mV, −2.42 mV, and −2.88 mV, respectively. At all other concentrations the charge was positive with the highest at 10 mg/L (3.06 mV).Figure 4
(a) The zeta potential (mV) average peak reading across all concentrations. (b) The zeta potential (mV) reading where the peak had greater-than-seventy-percent distribution measured across all concentrations.
(a)
(b)


### 3.5. Surface Functionality

The FTIR results revealed two distinct peaks (Figure5). One of the peaks was identified as a hydroxyl group and further analyses of the black particle aggregates were carried out on dried sample to eliminate any interference in the spectrum of the water suspension. The first peak (±1632 cm−1) was identified as an organic nitrate or carbon double bond aromatic stretch. The second peak (±3343 cm−1) was identified as a hydroxyl group, H-bonded OH stretch (3570–3200 cm−1 (broad) 3400–3200 cm−1) or a normal “polymeric” OH stretch, which indicates interaction with the water medium.Figure 5
(a) The FTIR spectra results of the highest concentration of gold nanoparticle in an aqueous solution. (b) FTIR spectra results of the dried gold nanoparticle sample in the highest concentration to eliminate OH interference from the solution.
(a)
(b)


### 3.6. Gold Nanoparticle Aggregation and Agglomeration Patterns

The TEM results revealed a better understanding of the size distribution patterns. As defined by Klaine et al. [35] nanoparticle groupings of less than 150 nm were referred to as aggregates and those larger than 150 nm were seen as agglomerates. In the stock solution (1000 mg/L) the citrate capping was visible around the nAu especially at a higher magnification. It was clear that particles were separated from one another while present in the citrate buffer capping agent (Figure 6(a)). A live fast Fourier transform (FFT) image was taken to verify that the particles were aligned in a crystal lattice formation as is typical of nano metals (Figure 6(b)). At 0 h dispersed nAu were observed in all exposure concentrations. However, after 96 h this was only possible to identify dispersed particles at 5 mg/L and 10 mg/L exposure concentrations. For the 40 mg/L and 45 mg/L exposures it was apparent that after 24 h the nAu started to agglomerate and precipitate out of solution. At 5 mg/L nAu were much more difficult to find on the dried copper grid but were present and showed aggregations of small groups (Figure 6(c)) as well as string-like aggregates (Figure 6(d)), while at 10 mg/L the string-like aggregates were still present but more were present (Figure 6(e)) and had started aggregating at 122.87 nm onto the string-like structures as though a skeletal backbone had been formed (Figure 6(f)).Figure 6
(a) A TEM micrograph of a drop of the concentrated citrate capped 1000 mg/L concentration gold nanoparticle stock solution. (b) An FFT image of the nAu to confirm the presence of a crystal lattice. ((c) and (d)) A TEM micrograph of the 5 mg/L gold nanoparticle concentration showing average aggregations and measurements. ((e) and (f)) A TEM micrograph of the 10 mg/L gold nanoparticle concentration showing average aggregations and measurements.
(a)
(b)
(c)
(d)
(e)
(f)In the 20 mg/L exposure there were two major types of agglomerates noted; these were skeletal-like agglomerates which reached approximately 352.1 nm in length (Figure7(a)) and smaller aggregates which were quite prevalent and easy to find throughout the dried copper grid and which showed an approximate size of around 73.67 nm. When observing 30 mg/L nAu concentrations it was quite clear that the skeletal backbone structures were starting to attach to one another as seen in Figure 7(c). Seeing that the conformation was stable the smaller agglomerates (152.19 nm) started attaching the open spaces in between and particle agglomerates were as large as 430.78 nm (Figure 7(d)). It appears that at 40 mg/L the larger agglomerates as seen in 30 mg/L started attaching to one another (Figure 7(e)); the skeletal backbone has now been filled and the nAu aggregate into an accumulation of particles forming large agglomerates of up to 2000 nm visible on TEM. At these concentrations agglomerates were also visible to the naked eye.Figure 7
((a) and (b)) A TEM micrograph of the 20 mg/L nAu concentration showing average aggregations and measurements. ((c) and (d)) A TEM micrograph of the 30 mg/L gold nanoparticle concentration showing average aggregations and measurements. ((e) and (f)) A TEM micrograph of the 40 mg/L gold nanoparticle concentration showing average aggregations and measurements.
(a)
(b)
(c)
(d)
(e)
(f)


### 3.7. Acute Toxicity Testing

No mortalities were recorded in the controls and the dispersant controls (i.e., mortalities were below 10%). It was not possible to calculate LC50 values for the 48 hD. pulex and 96 hD. rerio,O. mossambicus,P. philander, andL. aeneus nAu exposures (Table 4). The nAu LC50 values forD. pulex,T. sparrmanii, andP. reticulata were 7.31 mg/L, 12.08 mg/L, and 52.57 mg/L, respectively. The ionic gold LC50 values for the test organisms ranged between 0.01 mg/L forD. pulex and 20.58 mg/L forP. reticulata. For the nAuT. sparrmanii was the most sensitive, while for ionic goldD. pulex was the most sensitive aquatic organism tested. Based on the LC50 values it was evident that the species were much more sensitive to ionic gold than nAu exposure. The toxicity of ionic gold was significantly greater (p<0.05) toD. pulex compared to all the species tested. BothDaphnia species were significantly more sensitive to ionic gold than the fish species. The fish speciesL. aeneus,D. rerio, andP. philander were significantly (p<0.05) more sensitive than the other species. The NOEC and LOEC data were established from the mortality results and are depicted in Table 4. The LOECs observed for nAu forD. pulex,D. magna,D. rerio,P. reticulata,P. philander,T. sparrmanii, andL. aeneus were 10, 5, >15, 35, 25, and 5 mg/L, respectively, withO. mossambicus showing no mortalities at any of the exposure concentrations. No effect concentrations were recorded at 1, 5, <15, and <35 mg/L, respectively. The LOECs for ionic gold were 0.0005, 0.01, 5, 5, 10, 10, 2, and 1 mg/L forD. pulex,D. magna D. rerio,O. mossambicus,P. reticulata,P. philander,T. sparrmanii, andL. aeneus.Table 4
Median lethal concentrations for 50% (LC50) effect and the corresponding 95% confidence intervals for test organisms exposed to nAu and chloroauric acid.
Species
Duration/endpoint
LC50 (mg/L) (95% CI)
NOEC
LOEC
Mean
Upper & lower confidence limits (mg/L)
nAu
D. pulex
48 h
75.31
∗
1
10
D. magna
48 h
Could not be calculated
0
5
D. rerio
96 h
Could not be calculated
<15
>15
O. mossambicus
96 h
No mortalities
P. reticulata
96 h
52.57
∗
<35
35
P. philander
96 h
Could not be calculated
5
10
T. sparrmanii
96 h
12.08
∗
5
25
L. aeneus
96 h
Could not be calculated
1
5
Chloroauric acid
D. pulex
48 h
0.01
0
<0.0005
0.0005
0.02
D. magna
48 h
0.15
0.29
<0.005
0.01
0.08
D. rerio
96 h
4.85
3.62
<1
5
6.49
O. mossambicus
96 h
11.30
15.89
<1
5
8.03
P. reticulata
96 h
20.58
24.15
<10
10
17.54
P. philander
96 h
7.53
8.18
<10
10
6.94
T. sparrmanii
96 h
10.78
8.92
1.5
2
13.03
L. aeneus
96 h
0.93
1.08
<1
1
0.80
∗No confidence levels could be calculated.


### 3.8. Species Sensitivity Distribution

The cumulative mortality rates of the organisms over the 48 h and 96 h exposure periods for both nAu and ionic gold are depicted in Figures8 and 9, respectively. The cumulative percentages are based on the mortalities recorded at all exposure concentrations during the particular exposure period and provide further indication of the sensitivity of the particular species. The low toxicity of nAu exposure is clearly visible (Figure 8) with onlyT. sparrmanii displaying a 20% toxicity response after 36–48 h exposure and maximum mortality of 48% after 96 h. The rest of the species had a mortality rate lower than 10%. For most species exposed to ionic gold 50% mortality was reached between 12 h and 24 h withO. mossambicus,D. rerio, andL. aeneus displaying the highest immortality of 57%, 68%, and 78% (Figure 9). Both species ofDaphnia show 75% mortality after 24 h.Figure 8
Cumulative mortalities of test organisms exposed to nAu over 48 h (daphnids) and 96 h (fish).Figure 9
Cumulative mortalities of test organisms exposed to ionic gold over 48 h (daphnids) and 96 h (fish).Seven data points are generally required to generate a meaningful SSD for any given chemical [46]. Since it was not possible to calculate nAu LC50 values for all the species tested, an SSD was constructed based on the toxicity data that were available. The SSD for nAu (Figure 10) was generated based on the limited acute toxicity data generated during this study and the few data published in literature [40, 41]. The ionic gold acute toxicity data from both published literature and this study (Table 5) were used to generate respective SSD toxicity plots (Figures 11 and 12). The HC5 based on the combined data sets (literature and this study) for nAu and ionic gold was 42.78 mg/L and 2.44 mg/L, respectively. The HC5 of the published literature was 4.46 mg/L, whilst the indigenous species were more sensitive with an HC5 of 1.83.Table 5
Acute toxicity data from the published literature that were included used to derive the SSDs.
Test species
Endpoint
Duration (h)
LC50HAuCl4 (mg/L)
Reference
Arthropods
D. magna
LC50
48
2
Li et al. [40]
D. magna
LC50
48
0.64
Nam et al. [41]
D. magna
LC50
48
0.15
This study
D. pulex
LC50
48
0.01
This study
M. macrocopa
LC50
48
0.62
Nam et al. [40]
Fish
D. rerio
LC50
96
4.85
This study
P. reticulata
LC50
96
20.58
This study
T. sparrmanii
LC50
96
10.78
This study
P. philander
LC50
96
7.53
This study
O. mossambicus
LC50
96
11.3
This study
L. aeneus
LC50
96
0.93
This study
T. arcticus
LC50
96
14.4
Nam et al. [41]
O. mykiss
LC50
96
10.7
Nam et al. [41]
O. kisutch
LC50
96
14.1
Nam et al. [41]Figure 10
Species sensitivity distributions and confidence limits for nAu based on combined data from this study and the published literature.Figure 11
Species sensitivity distributions and confidence limits for ionic gold based on acute toxicity data from this study.Figure 12
Species sensitivity distributions and confidence limits for ionic gold based on toxicity data from this study and the published literature [41].


## 3.1. Physicochemical Water Parameters

The physicochemical water parameters were maintained within the OECD guidelines [38] as shown in Table 1. The temperature ranged between 20 and 23.9°C across all exposures; the pH was maintained between 7 and 8 but had a minimum of 6.24 and a maximum of 8.95 for chloroauric acid exposures. The DO concentration ranged between 4.44 mg/L and 9.78 mg/L and as previously discussed the oxygen percentage (O2%) was well maintained above 60% according to standard protocol. TheDaphnia medium had a lower EC and TDS when compared to the fish medium. This was expected as the reconstituted water is made up of different salts at higher concentrations. The EC ranged between 198 and 420 μS/cm for theDaphnia medium and 621 and 809 μS/cm for the fish medium. The TDS ranged between 104 and 267 mg/L for theDaphnia medium, while for the fish medium the range was between 309 and 485 mg/L.Table 1
Physicochemical water quality means for selected species in toxicity exposure bioassays with nAu, chloroauric acid, and citrate buffer.
Species
pH (min–max)
D.O. (mg/L) (min–max)
O2 (%) (min–max)
EC (µS/cm) (min–max)
Temp. (°C) (min–max)
TDS (mg/L)
Citrate buffer
D. pulex
7.85
5.43
64.6
339
20.5
171
(6.57–8.36)
(4.44–6.08)
(61.7–67.4)
(309–374)
(20–21.2)
(156–189)
D. magna
7.70
7.26
77.0
310
19.3
155
(7.6–8.37)
(6.63–8.72)
(62.6–91.4)
(297–362)
(20–21.9)
(148–181)
D. rerio
8.26
4.77
69.6
708
23.3
350
(7.10–8.65)
(4.0–6.15)
(60.0–87.2)
(621–809)
(22.7–23.9)
(309–398)
O. mossambicus
7.98
5.04
66.9
708
21.4
365
(7.39–8.34)
(4.26–5.9)
(60.2–78.08)
(530–841)
(20.6–22.1)
(321–407)
P. reticulata
7.74
4.85
67.7
748
22.2
373
(6.57–8.22)
(3.5–5.77)
(60–77.1)
(696–810)
(21.6–23.03)
(316–405)
P. philander
6.93
5.62
71.7
732
23.1
366
(6.01–7.75)
(4.3–6.47)
(60–89.5)
(665–874)
(22.9–23.2)
(333–402)
T. sparrmanii
6.57
4.85
67.9
674
22.1
372
(5.81–7.39)
(4.00–5.77)
(60–77.1)
(612–704)
(21.3–22.6)
(313–595)
L. aeneus
7.06
5.93
67.0
680
22.5
346
(5.99–7.93)
(4.89–7.07)
(60.3–80.5)
(638–729)
(21.5–23)
(324–369)
nAu
D. pulex
7.66
5.05
63.1
328
20.7
167
(7.05–8.7)
(4.4–6.1)
(60.7–72.6)
(208–420)
(20–21.9)
(104–220)
D. magna
7.78
7.23
78.4
309
20.2
155
(7.74–8.39)
(6.39–9.28)
(71.7–97.8)
(293–374)
(20.5–22.2)
(146–206)
D. rerio
7.88
4.49
68.1
674
22.6
336
(7.13–8.42)
(4.04–6.26)
(60.1–98.7)
(642–765)
(22.4–23.9)
(321–412)
O. mossambicus
7.43
4.68
63.9
681
20.8
340
(7.13–7.97)
(4.11–6.24)
(60.0–82.9)
(621–827)
(20.1–21.1)
(310–414)
P. reticulata
7.57
5.97
67.3
743
22.2
370
(6.31–8.19)
(4.84–8.26)
(60.0–79.6)
(658–824)
(21.3–22.6)
(329–412)
P. philander
7.24
5.89
73.9
699
23.0
350
(6.23–7.79)
(5.14–6.76)
(60.8–92.20)
(580–762)
(22.9–23.2)
(328–379)
T. sparrmanii
7.51
5.69
66.6
703
22.2
335
(6.85–8.01)
(4.37–8.26)
(60–79.6)
(617–754)
(21–22.7)
(308–378)
L. aeneus
7.55
5.55
55.9
556
22.9
275
(6.29–7.90)
(4.08–7.08)
(60.0–80.7)
(628–762)
(21.6–23.1)
(314–381)
Chloroauric acid
D. pulex
7.90
5.35
66.3
344
20.6
176
(6.93–8.95)
(4.35–6.13)
(62.7–71.5)
(198–382)
(20–22)
(104–267)
D. magna
8.22
7.57
83.3
332
21.6
168
(7.59–8.43)
(6.4–9.78)
(62.5–99.7)
(296–381)
(20.4–22.4)
(148–259)
D. rerio
7.92
4.98
72.0
677
23.0
350
(6.24–8.67)
(4.2–6.044)
(62.8–85.3)
(621–739)
(21.8–23.7)
(311–485)
O. mossambicus
7.56
5.86
72.3
700
21.3
350
(6.45–7.98)
(4.23–7.85)
(60.2–84.8)
(620–806)
(20.6–21.6)
(310–403)
P. reticulata
7.33
5.63
73.6
711
21.7
355
(6.26–8.27)
(4.8–7.67)
(60.9–81)
(616–838)
(20.9–22.4)
(308–419)
P. philander
7.62
6.82
77.0
702
23.1
352
(7.36–8.04)
(4.49–8.26)
(62.1–99)
(603–736)
(22.3–23.5)
(301–400)
T. sparrmanii
7.24
5.61
73.4
633
21.6
388
(6.26–8.14)
(4.6–7.67)
(62.3–81)
(545–792)
(21.0–22.1)
(308–436)
L. aeneus
7.77
5.90
76.7
700
23.1
350
(7.36–8.04)
(4.46–8.24)
(61.8–99.4)
(603–794)
(22.3–23.6)
(301–398)


## 3.2. Nanoparticle Exposure Concentration

To verify the concentrations added to each exposure group, total gold concentrations were measured. The nominal ionic gold concentrations and measured concentrations were in close agreement (Figure1). After a 48 h and 96 h period the concentrations were maintained within the start concentration limits. The total gold concentrations in the nAu exposures showed up to a 20% difference between nominal and measured gold concentrations.Figure 1
Mean measured gold concentrations (mg/L) ± standard deviation of the (a) ionic gold (HAuCl4) and (b) nAu exposures at all exposure concentrations used in this study.
(a)
(b)


## 3.3. Particle Size Distribution

The largest proportion of nAu (i.e., >90%) in theDaphnia medium across all exposure concentrations showed agglomerations greater than 566 nm (Table 2). As the exposure concentration increased, so did the average sizes of the agglomeration; for example, in the 45 mg/L exposure the average sizes were 3175.5 nm (Table 2).Table 2
Size distribution of gold nanoparticles across all concentrations inDaphnia medium.
nAu sizeDaphnia medium
Concentration
nm
St. dev.
% intensity
25 mg/L
565.6
87.82
93.9
35 mg/L
827.45
56.50
92.5
45 mg/L
3175.5
443.35
93In contrast to the nAu particle aggregation/agglomeration inDaphnia media, the dynamic light scattering (DLS) indicated that the size distribution in fish media is represented by two peaks in terms of percentage intensity (Figure 2). The particle size distribution is therefore not presented as the average size as there were distinct differences and this would not give an accurate indication of the sizes available for biological uptake. Therefore the size distribution is represented as two dominant size classes per concentration with the corresponding percentage intensities at 0 h as well as at 96 h.Figure 2
Raw data sheet showing two peaks ofZ-average size (d·nm) of gold nanoparticles in aquatic medium where peak 1 shows a size of 96.89 nm (±45.5 nm) and peak 2 shows a size of 455.6 nm (±54.5 nm).The nanoparticle size distribution was determined at 0 h and again at 96 h to observe any changes in aggregation over time. Results are presented by indicating the main size distribution classes in terms of the percentage contribution after 0 h and 96 h. At 0 h nAu exposures there were two dominant size distribution classes, that is, sizes representing >60% intensity and less than 40% intensity (Figure3). The same was shown at 96 h where more than 55% of nanoparticles had the indicated size. In four concentrations (10 mg/L, 20 mg/L, 25 mg/L, and 45 mg/L) the particles had less than 45% percentage intensity of the indicated size.Figure 3
Particle size distribution (nm) of nAu with a percentage intensity of (a) more than 60% at 0 h and (b) less than 40% at 0 h as well as (c) more than 55% at 96 h and (d) less than 45% at 96 h.
(a)
(b)
(c)
(d)At 0 h in the 5 mg/L concentration 89% of the sample had a size distribution of 150.7 nm and 12% of nanoparticles were 12.64 nm. After 96 h more than 90% of particles were 133.7 nm in size. At 10 mg/L all particles measured in the sample were around 75.79 nm while after 96 h the particles (82.7%) had agglomerated to 986.4 nm while 17.3% remained approximately 79.64 nm in diameter. At 15 mg/L, 89% were in the size range of 89.49 nm, while 11% were at 15.51 nm. After 96 h particles had all aggregated to 96.6 nm. At the onset of the 20 mg/L exposure 88% of the particles had aggregated to 127.9 nm and 12.2% to 17.12 nm in diameter. After 96 h 64% of the sample had agglomerated to 894.5 nm and 36% of the sample was 121.5 nm in size. At the 25 mg/L concentration just over half (59.6%) of the sample was 298.4 nm in size while just under half (40.4%) of the sample was 71.48 nm. After 96 h the same ratio was maintained where 54.5% of the sample had a size of 455.6 nm and 45.5% had a size of 96.89 nm. At 30 mg/L the prevalence was 72.3% distribution of 163.1 nm particles and 27.7% at 40.27 nm, while after 96 h all particles had agglomerated to 201.5 nm. The 35 mg/L concentration revealed that 91% of the sample had aggregated to 96.89 nm and 9% of the sample remained around 14 nm in size. After 96 h all particles had aggregated to 138.2 nm. The 40 mg/L concentration showed an immediate aggregation at 0 h where 57.4% of the sample was 464.9 nm and 42.6% of the sample was 57.55 nm in size. After 96 h all sample measured contained a uniform size of 226.9 nm. At the highest concentration, 45 mg/L, 79.9% of the sample had particles 82.52 nm in size and 15% remained around the original size of 14 nm. After 96 h the prevalence of particles at 288 nm was 87.7% and 12.3% were 63.05 nm in size. In the 40 mg/L and 45 mg/L concentration nAu had precipitated out of solution and were visible to the naked eye. These agglomerates were in the millimetre size range and could not be measured on the DLS instrument.At 0 h there was a clear increase in size of nAu aggregations and agglomeration at concentrations of 25 mg/L and 40 mg/L when compared to other concentrations. But after 96 h the 20 mg/L and 25 mg/L concentrations still showed agglomerations increasing in size and dispersion in the media while concentrations 30 mg/L and above showed no or lower measured sizes, which is attributed to particle precipitation.


## 3.4. Particle Charge (Zeta Potential)

The EC differed for theDaphnia and fish media based on the salts used to make up the reconstituted water. For theDaphnia medium the zeta potential ranged between −3.07 mV and −17.16 mV (Table 3) with all values across all time intervals being negative. At 5 mg/L and 15 mg/L exposures the zeta potential decreased even further after 48 h while at all other concentrations the zeta potential became more positive.Table 3
Zeta potential (mV) of the nAu in theDaphnia medium across exposure concentrations.
nAu
1 mg/L
5 mg/L
15 mg/L
25 mg/L
35 mg/L
45 mg/L
Zeta potential [mV]
0 h
-
8.74
±
2.91
-
3.07
±
1.58
-
8.13
±
9.72
-
17.16
±
22.92
-
10.27
±
2.12
-
9.40
±
0.54
48 h
-
2.03
-
7.17
±
4.30
-
16.10
-
8.50
±
0.92
-
2.78
±
0.80
-
4.14
±
1.23For the fish medium there was much greater variation (as observed in the increase in the standard deviation) of the measured zeta potential. The standard deviation (Figure4(a)) ranged between 57.8 mV and −54.9 mV. This is related to the large difference in size distribution as shown in Figure 3. In Figure 4(b) the zeta potential data were limited to those that represent 70% of the dominant distribution (i.e., the outliers were removed). The dominant zeta potential at 20 mg/L, 25 mg/L, 40 mg/L, and 45 mg/L was negative, that is, −4.09 mV, −6.49 mV, −2.42 mV, and −2.88 mV, respectively. At all other concentrations the charge was positive with the highest at 10 mg/L (3.06 mV).Figure 4
(a) The zeta potential (mV) average peak reading across all concentrations. (b) The zeta potential (mV) reading where the peak had greater-than-seventy-percent distribution measured across all concentrations.
(a)
(b)


## 3.5. Surface Functionality

The FTIR results revealed two distinct peaks (Figure5). One of the peaks was identified as a hydroxyl group and further analyses of the black particle aggregates were carried out on dried sample to eliminate any interference in the spectrum of the water suspension. The first peak (±1632 cm−1) was identified as an organic nitrate or carbon double bond aromatic stretch. The second peak (±3343 cm−1) was identified as a hydroxyl group, H-bonded OH stretch (3570–3200 cm−1 (broad) 3400–3200 cm−1) or a normal “polymeric” OH stretch, which indicates interaction with the water medium.Figure 5
(a) The FTIR spectra results of the highest concentration of gold nanoparticle in an aqueous solution. (b) FTIR spectra results of the dried gold nanoparticle sample in the highest concentration to eliminate OH interference from the solution.
(a)
(b)


## 3.6. Gold Nanoparticle Aggregation and Agglomeration Patterns

The TEM results revealed a better understanding of the size distribution patterns. As defined by Klaine et al. [35] nanoparticle groupings of less than 150 nm were referred to as aggregates and those larger than 150 nm were seen as agglomerates. In the stock solution (1000 mg/L) the citrate capping was visible around the nAu especially at a higher magnification. It was clear that particles were separated from one another while present in the citrate buffer capping agent (Figure 6(a)). A live fast Fourier transform (FFT) image was taken to verify that the particles were aligned in a crystal lattice formation as is typical of nano metals (Figure 6(b)). At 0 h dispersed nAu were observed in all exposure concentrations. However, after 96 h this was only possible to identify dispersed particles at 5 mg/L and 10 mg/L exposure concentrations. For the 40 mg/L and 45 mg/L exposures it was apparent that after 24 h the nAu started to agglomerate and precipitate out of solution. At 5 mg/L nAu were much more difficult to find on the dried copper grid but were present and showed aggregations of small groups (Figure 6(c)) as well as string-like aggregates (Figure 6(d)), while at 10 mg/L the string-like aggregates were still present but more were present (Figure 6(e)) and had started aggregating at 122.87 nm onto the string-like structures as though a skeletal backbone had been formed (Figure 6(f)).Figure 6
(a) A TEM micrograph of a drop of the concentrated citrate capped 1000 mg/L concentration gold nanoparticle stock solution. (b) An FFT image of the nAu to confirm the presence of a crystal lattice. ((c) and (d)) A TEM micrograph of the 5 mg/L gold nanoparticle concentration showing average aggregations and measurements. ((e) and (f)) A TEM micrograph of the 10 mg/L gold nanoparticle concentration showing average aggregations and measurements.
(a)
(b)
(c)
(d)
(e)
(f)In the 20 mg/L exposure there were two major types of agglomerates noted; these were skeletal-like agglomerates which reached approximately 352.1 nm in length (Figure7(a)) and smaller aggregates which were quite prevalent and easy to find throughout the dried copper grid and which showed an approximate size of around 73.67 nm. When observing 30 mg/L nAu concentrations it was quite clear that the skeletal backbone structures were starting to attach to one another as seen in Figure 7(c). Seeing that the conformation was stable the smaller agglomerates (152.19 nm) started attaching the open spaces in between and particle agglomerates were as large as 430.78 nm (Figure 7(d)). It appears that at 40 mg/L the larger agglomerates as seen in 30 mg/L started attaching to one another (Figure 7(e)); the skeletal backbone has now been filled and the nAu aggregate into an accumulation of particles forming large agglomerates of up to 2000 nm visible on TEM. At these concentrations agglomerates were also visible to the naked eye.Figure 7
((a) and (b)) A TEM micrograph of the 20 mg/L nAu concentration showing average aggregations and measurements. ((c) and (d)) A TEM micrograph of the 30 mg/L gold nanoparticle concentration showing average aggregations and measurements. ((e) and (f)) A TEM micrograph of the 40 mg/L gold nanoparticle concentration showing average aggregations and measurements.
(a)
(b)
(c)
(d)
(e)
(f)


## 3.7. Acute Toxicity Testing

No mortalities were recorded in the controls and the dispersant controls (i.e., mortalities were below 10%). It was not possible to calculate LC50 values for the 48 hD. pulex and 96 hD. rerio,O. mossambicus,P. philander, andL. aeneus nAu exposures (Table 4). The nAu LC50 values forD. pulex,T. sparrmanii, andP. reticulata were 7.31 mg/L, 12.08 mg/L, and 52.57 mg/L, respectively. The ionic gold LC50 values for the test organisms ranged between 0.01 mg/L forD. pulex and 20.58 mg/L forP. reticulata. For the nAuT. sparrmanii was the most sensitive, while for ionic goldD. pulex was the most sensitive aquatic organism tested. Based on the LC50 values it was evident that the species were much more sensitive to ionic gold than nAu exposure. The toxicity of ionic gold was significantly greater (p<0.05) toD. pulex compared to all the species tested. BothDaphnia species were significantly more sensitive to ionic gold than the fish species. The fish speciesL. aeneus,D. rerio, andP. philander were significantly (p<0.05) more sensitive than the other species. The NOEC and LOEC data were established from the mortality results and are depicted in Table 4. The LOECs observed for nAu forD. pulex,D. magna,D. rerio,P. reticulata,P. philander,T. sparrmanii, andL. aeneus were 10, 5, >15, 35, 25, and 5 mg/L, respectively, withO. mossambicus showing no mortalities at any of the exposure concentrations. No effect concentrations were recorded at 1, 5, <15, and <35 mg/L, respectively. The LOECs for ionic gold were 0.0005, 0.01, 5, 5, 10, 10, 2, and 1 mg/L forD. pulex,D. magna D. rerio,O. mossambicus,P. reticulata,P. philander,T. sparrmanii, andL. aeneus.Table 4
Median lethal concentrations for 50% (LC50) effect and the corresponding 95% confidence intervals for test organisms exposed to nAu and chloroauric acid.
Species
Duration/endpoint
LC50 (mg/L) (95% CI)
NOEC
LOEC
Mean
Upper & lower confidence limits (mg/L)
nAu
D. pulex
48 h
75.31
∗
1
10
D. magna
48 h
Could not be calculated
0
5
D. rerio
96 h
Could not be calculated
<15
>15
O. mossambicus
96 h
No mortalities
P. reticulata
96 h
52.57
∗
<35
35
P. philander
96 h
Could not be calculated
5
10
T. sparrmanii
96 h
12.08
∗
5
25
L. aeneus
96 h
Could not be calculated
1
5
Chloroauric acid
D. pulex
48 h
0.01
0
<0.0005
0.0005
0.02
D. magna
48 h
0.15
0.29
<0.005
0.01
0.08
D. rerio
96 h
4.85
3.62
<1
5
6.49
O. mossambicus
96 h
11.30
15.89
<1
5
8.03
P. reticulata
96 h
20.58
24.15
<10
10
17.54
P. philander
96 h
7.53
8.18
<10
10
6.94
T. sparrmanii
96 h
10.78
8.92
1.5
2
13.03
L. aeneus
96 h
0.93
1.08
<1
1
0.80
∗No confidence levels could be calculated.


## 3.8. Species Sensitivity Distribution

The cumulative mortality rates of the organisms over the 48 h and 96 h exposure periods for both nAu and ionic gold are depicted in Figures8 and 9, respectively. The cumulative percentages are based on the mortalities recorded at all exposure concentrations during the particular exposure period and provide further indication of the sensitivity of the particular species. The low toxicity of nAu exposure is clearly visible (Figure 8) with onlyT. sparrmanii displaying a 20% toxicity response after 36–48 h exposure and maximum mortality of 48% after 96 h. The rest of the species had a mortality rate lower than 10%. For most species exposed to ionic gold 50% mortality was reached between 12 h and 24 h withO. mossambicus,D. rerio, andL. aeneus displaying the highest immortality of 57%, 68%, and 78% (Figure 9). Both species ofDaphnia show 75% mortality after 24 h.Figure 8
Cumulative mortalities of test organisms exposed to nAu over 48 h (daphnids) and 96 h (fish).Figure 9
Cumulative mortalities of test organisms exposed to ionic gold over 48 h (daphnids) and 96 h (fish).Seven data points are generally required to generate a meaningful SSD for any given chemical [46]. Since it was not possible to calculate nAu LC50 values for all the species tested, an SSD was constructed based on the toxicity data that were available. The SSD for nAu (Figure 10) was generated based on the limited acute toxicity data generated during this study and the few data published in literature [40, 41]. The ionic gold acute toxicity data from both published literature and this study (Table 5) were used to generate respective SSD toxicity plots (Figures 11 and 12). The HC5 based on the combined data sets (literature and this study) for nAu and ionic gold was 42.78 mg/L and 2.44 mg/L, respectively. The HC5 of the published literature was 4.46 mg/L, whilst the indigenous species were more sensitive with an HC5 of 1.83.Table 5
Acute toxicity data from the published literature that were included used to derive the SSDs.
Test species
Endpoint
Duration (h)
LC50HAuCl4 (mg/L)
Reference
Arthropods
D. magna
LC50
48
2
Li et al. [40]
D. magna
LC50
48
0.64
Nam et al. [41]
D. magna
LC50
48
0.15
This study
D. pulex
LC50
48
0.01
This study
M. macrocopa
LC50
48
0.62
Nam et al. [40]
Fish
D. rerio
LC50
96
4.85
This study
P. reticulata
LC50
96
20.58
This study
T. sparrmanii
LC50
96
10.78
This study
P. philander
LC50
96
7.53
This study
O. mossambicus
LC50
96
11.3
This study
L. aeneus
LC50
96
0.93
This study
T. arcticus
LC50
96
14.4
Nam et al. [41]
O. mykiss
LC50
96
10.7
Nam et al. [41]
O. kisutch
LC50
96
14.1
Nam et al. [41]Figure 10
Species sensitivity distributions and confidence limits for nAu based on combined data from this study and the published literature.Figure 11
Species sensitivity distributions and confidence limits for ionic gold based on acute toxicity data from this study.Figure 12
Species sensitivity distributions and confidence limits for ionic gold based on toxicity data from this study and the published literature [41].


## 4. Discussion

### 4.1. Characterization of nAu

Nanoparticle ecotoxicity involves several factors to consider, the initial size of the particles, the capping agent, how particles aggregate in an aquatic medium, and the charge that exists. All these affect the toxicity and ability for particle uptake in organisms [3, 47, 48]. The changes in zeta potential and aggregation could be related to changes in conductivity and pH over time [49, 50]. These changes in ionic strength based on the physicochemical water parameters allow for more binding sites on the particle surface due to an increased negative charge [51]. Therefore negative zeta potentials have the potential for aggregation to decrease. There is an increase in aggregation as the zeta potential becomes more positive as seen at 30 mg/L and above [52, 53].When there is a change in any of these factors the behaviour of the nAu in an aquatic medium would also change. InDaphnia medium, there is uniform distribution of particle characteristics over the entire concentration range, while for fish medium there is a wide range of charges and size distributions which would affect particle uptake. Between 20 mg/L and 25 mg/L in the fish medium there was a diverse size distribution as nAu ranged from 17 nm to 890 nm and were present in equal intensities. The charge was negative at these concentrations and this could be adding to the smaller particles present because negative charges would cause aggregates to repel one another [52]. After 30 mg/L the nAu start forming large agglomerates, which, when observed under the TEM to reveal skeletal-like structures, may already be too large to be taken up by an organism [54–56]. Therefore there is a high enough concentration of nAu present for the aggregation to outweigh the charge and this would result in the nAu binding to one another and less are left in solution. However at 40 mg/L and 45 mg/L the agglomerates become so large that they are visible to the naked eye (up to 3 mm) and therefore when a drop is collected for TEM only those particles which have been unable to bind to the larger agglomerate are visible. This would also explain why after 96 h it becomes increasingly difficult using TEM to observe nAu in concentrations above 10 mg/L as they have already started to sediment out of solution.As all citrate capped gold nanoparticles in the stock solution were around the 14 nm range it is evident that from the moment the particles were diluted in the respective environmental media they started to agglomerate to one another. This could also reflect the 10 mg/L loss of nanoparticle concentrations measured due to aggregations as the entire sample was not read but only a portion of it. The citrate capping is soluble and by the hydrolysis of water is converted to citric acid [57]. Sections of the sodium citrate capping agent (Na3C6H5O7) are washed off in the medium and particles become functionalized and therefore gain a charge [1] which allows them to stick to one another through van der Waals forces [47]. Divalent cations such as Ca2+ and Mg2+, which are present in the reconstituted OECD medium, effectively neutralize the surface charge of citrate coated nAu, thereby compressing the electric double layer (repulsive forces) and enhancing aggregation [58, 59]. This suggests that aggregates of nAu should be regulated by the type and concentration of the solvent and ionic strengths of reconstituted water medium [54, 60–62]. The zeta sizer indicated three peaks where the distribution of each size is represented as a percentage. It was found that to gain a better understanding of the particle behaviour at each concentration these percentages need to be taken into account.Functional groups present on the nAu surface play a role in tissue distribution [63, 64]. When additional ligands are not present as is the case with a controlled bioassay, the most stable form in solution for the nAu would be the hydrolyzed species, namely, functionalized to AuOH (H2O)0 [65]. The OH frequency indicates that OH forms strong H-bonding with groups of citrate caps present on nAu [66]. However depending on the pH and presence of chloride species this could change, where a pH of less than 4 would cause AuCl2 to form. However the neutral pH during these bioassays and FTIR results confirmed that this was not the case. When negative charges are present, as seen in 20 mg/L, 25 mg/L, 40 mg/L, and 45 mg/L, this may change the toxicity of the particle where at a pH above 6 the predominant charge in solution would be AuCl OH3-. In cases where the pH was above 9 the functionality could change to AuOH4-. Since the pH had a maximum of 8.7 for the duration of the experiment it can be concluded that negative charges were due to the presence of AuClOH3- ions [61, 65, 67]. The cellular uptake is highly dependent on the functional groups attached to the particle, as these would affect the charge and aggregation patterns [1].


### 4.2. Acute Toxicity and SSDs

The nAu SSD revealed that fish were more sensitive to nAu with an LC50 (when calculable) of between 12.08 mg/L and 52.6 mg/L, while daphnids were less sensitive with an LC50 ranging from approximately 70 mg/L to 75.31 mg/L. Since arthropods are able to undergo molting they would be able to cope with the nAu particles adhered onto their carapace. Literature to date shows no evidence of nAu uptake in daphnids while gold ions would be taken up [40]. Fish species are unable to molt and since respiration takes place over the gill surface it provides a large surface area for nAu uptake within the nanometer range; therefore larger agglomerates could possibly be taken up [35]. Fish have a far more complex digestive, respiratory, and excretory system when compared toDaphnia since ionic gold ions have evolved with organisms and nAu have not; the fish is unable to cope with increased uptake and reduced excretion. Surface area and particle uptake play an important role in toxicity; it is therefore proposed that a threshold value for exposure concentrations exists; this occurs between 20 mg/L and 25 mg/L in the fish medium. Based on particle size distributions particle uptake is possible and accumulates in the organism in high enough concentrations to have an effect. The nAu have a high enough concentration to have an effect in an organism but agglomerations are still small enough in the medium to move through the cellular membrane. At concentrations above 25 mg/L particle interactions in the medium increase which decreases particle uptake into the organism.When comparing the SSD plots it becomes apparent that the nAu and ionic gold have different distributions in toxicity. Smaller organisms, likeDaphnia, have a higher sensitivity to ionic gold when compared to fish while for nAu exposures the opposite trend is seen. Reasons for this could be attributed to different effect and uptake mechanisms. Ionic gold follows the dose dependent response while nAu follow an aggregation theory response.The SSD plots for the nAu and the ionic gold clearly indicate that there was a difference in the hazard potential of the two substances with the latter being an order of magnitude more toxic. This is in contrast to studies where SSDs comparing nano metals (i.e., CuO, ZnO, nAg, and nAl2O3) to their bulk metal (ionic) equivalents revealed that the hazard potentials were very similar [31, 32, 35, 40]. These authors attributed similar toxic potentials to the dissolution of the ionic metals from the particle, causing the particle toxicity to be similar to the bulk metal. However compared to nano metals that have the potential for metal ion dissolution, more inert nanoparticles such as TiO2 and carbon nanotubes are much less toxic [34]. The results for nAu from this study support these findings.At this stage the toxicity and therefore hazard assessment of nanoparticles are still very much based on dose-response (i.e., exposure concentration) relationships. Only when more data becomes available on the relationship between nanoparticle characteristics (e.g., size, shape, charge, and functional group) and the exposure medium will predictors of toxicity other than the release of metal ions become apparent. Notwithstanding the limitations of using only concentration-based toxicity data, the information provided by the SSDs for nAu provides useful ecotoxicological comparisons with other nanomaterials.


## 4.1. Characterization of nAu

Nanoparticle ecotoxicity involves several factors to consider, the initial size of the particles, the capping agent, how particles aggregate in an aquatic medium, and the charge that exists. All these affect the toxicity and ability for particle uptake in organisms [3, 47, 48]. The changes in zeta potential and aggregation could be related to changes in conductivity and pH over time [49, 50]. These changes in ionic strength based on the physicochemical water parameters allow for more binding sites on the particle surface due to an increased negative charge [51]. Therefore negative zeta potentials have the potential for aggregation to decrease. There is an increase in aggregation as the zeta potential becomes more positive as seen at 30 mg/L and above [52, 53].When there is a change in any of these factors the behaviour of the nAu in an aquatic medium would also change. InDaphnia medium, there is uniform distribution of particle characteristics over the entire concentration range, while for fish medium there is a wide range of charges and size distributions which would affect particle uptake. Between 20 mg/L and 25 mg/L in the fish medium there was a diverse size distribution as nAu ranged from 17 nm to 890 nm and were present in equal intensities. The charge was negative at these concentrations and this could be adding to the smaller particles present because negative charges would cause aggregates to repel one another [52]. After 30 mg/L the nAu start forming large agglomerates, which, when observed under the TEM to reveal skeletal-like structures, may already be too large to be taken up by an organism [54–56]. Therefore there is a high enough concentration of nAu present for the aggregation to outweigh the charge and this would result in the nAu binding to one another and less are left in solution. However at 40 mg/L and 45 mg/L the agglomerates become so large that they are visible to the naked eye (up to 3 mm) and therefore when a drop is collected for TEM only those particles which have been unable to bind to the larger agglomerate are visible. This would also explain why after 96 h it becomes increasingly difficult using TEM to observe nAu in concentrations above 10 mg/L as they have already started to sediment out of solution.As all citrate capped gold nanoparticles in the stock solution were around the 14 nm range it is evident that from the moment the particles were diluted in the respective environmental media they started to agglomerate to one another. This could also reflect the 10 mg/L loss of nanoparticle concentrations measured due to aggregations as the entire sample was not read but only a portion of it. The citrate capping is soluble and by the hydrolysis of water is converted to citric acid [57]. Sections of the sodium citrate capping agent (Na3C6H5O7) are washed off in the medium and particles become functionalized and therefore gain a charge [1] which allows them to stick to one another through van der Waals forces [47]. Divalent cations such as Ca2+ and Mg2+, which are present in the reconstituted OECD medium, effectively neutralize the surface charge of citrate coated nAu, thereby compressing the electric double layer (repulsive forces) and enhancing aggregation [58, 59]. This suggests that aggregates of nAu should be regulated by the type and concentration of the solvent and ionic strengths of reconstituted water medium [54, 60–62]. The zeta sizer indicated three peaks where the distribution of each size is represented as a percentage. It was found that to gain a better understanding of the particle behaviour at each concentration these percentages need to be taken into account.Functional groups present on the nAu surface play a role in tissue distribution [63, 64]. When additional ligands are not present as is the case with a controlled bioassay, the most stable form in solution for the nAu would be the hydrolyzed species, namely, functionalized to AuOH (H2O)0 [65]. The OH frequency indicates that OH forms strong H-bonding with groups of citrate caps present on nAu [66]. However depending on the pH and presence of chloride species this could change, where a pH of less than 4 would cause AuCl2 to form. However the neutral pH during these bioassays and FTIR results confirmed that this was not the case. When negative charges are present, as seen in 20 mg/L, 25 mg/L, 40 mg/L, and 45 mg/L, this may change the toxicity of the particle where at a pH above 6 the predominant charge in solution would be AuCl OH3-. In cases where the pH was above 9 the functionality could change to AuOH4-. Since the pH had a maximum of 8.7 for the duration of the experiment it can be concluded that negative charges were due to the presence of AuClOH3- ions [61, 65, 67]. The cellular uptake is highly dependent on the functional groups attached to the particle, as these would affect the charge and aggregation patterns [1].


## 4.2. Acute Toxicity and SSDs

The nAu SSD revealed that fish were more sensitive to nAu with an LC50 (when calculable) of between 12.08 mg/L and 52.6 mg/L, while daphnids were less sensitive with an LC50 ranging from approximately 70 mg/L to 75.31 mg/L. Since arthropods are able to undergo molting they would be able to cope with the nAu particles adhered onto their carapace. Literature to date shows no evidence of nAu uptake in daphnids while gold ions would be taken up [40]. Fish species are unable to molt and since respiration takes place over the gill surface it provides a large surface area for nAu uptake within the nanometer range; therefore larger agglomerates could possibly be taken up [35]. Fish have a far more complex digestive, respiratory, and excretory system when compared toDaphnia since ionic gold ions have evolved with organisms and nAu have not; the fish is unable to cope with increased uptake and reduced excretion. Surface area and particle uptake play an important role in toxicity; it is therefore proposed that a threshold value for exposure concentrations exists; this occurs between 20 mg/L and 25 mg/L in the fish medium. Based on particle size distributions particle uptake is possible and accumulates in the organism in high enough concentrations to have an effect. The nAu have a high enough concentration to have an effect in an organism but agglomerations are still small enough in the medium to move through the cellular membrane. At concentrations above 25 mg/L particle interactions in the medium increase which decreases particle uptake into the organism.When comparing the SSD plots it becomes apparent that the nAu and ionic gold have different distributions in toxicity. Smaller organisms, likeDaphnia, have a higher sensitivity to ionic gold when compared to fish while for nAu exposures the opposite trend is seen. Reasons for this could be attributed to different effect and uptake mechanisms. Ionic gold follows the dose dependent response while nAu follow an aggregation theory response.The SSD plots for the nAu and the ionic gold clearly indicate that there was a difference in the hazard potential of the two substances with the latter being an order of magnitude more toxic. This is in contrast to studies where SSDs comparing nano metals (i.e., CuO, ZnO, nAg, and nAl2O3) to their bulk metal (ionic) equivalents revealed that the hazard potentials were very similar [31, 32, 35, 40]. These authors attributed similar toxic potentials to the dissolution of the ionic metals from the particle, causing the particle toxicity to be similar to the bulk metal. However compared to nano metals that have the potential for metal ion dissolution, more inert nanoparticles such as TiO2 and carbon nanotubes are much less toxic [34]. The results for nAu from this study support these findings.At this stage the toxicity and therefore hazard assessment of nanoparticles are still very much based on dose-response (i.e., exposure concentration) relationships. Only when more data becomes available on the relationship between nanoparticle characteristics (e.g., size, shape, charge, and functional group) and the exposure medium will predictors of toxicity other than the release of metal ions become apparent. Notwithstanding the limitations of using only concentration-based toxicity data, the information provided by the SSDs for nAu provides useful ecotoxicological comparisons with other nanomaterials.



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*Source: 986902-2015-10-11.xml*