# Effect of Different HTM Layers and Electrical Parameters on ZnO Nanorod-Based Lead-Free Perovskite Solar Cell for High-Efficiency Performance

Authors: Farhana Anwar; Rafee Mahbub; Sakin Sarwar Satter; Saeed Mahmud Ullah
Journal: International Journal of Photoenergy
 (2017)

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## Abstract

Simulation has been done using SCAPS-1D to examine the efficiency of CH3NH3SnI3-based solar cells including various HTM layers such as spiro-OMeTAD, Cu2O, and CuSCN. ZnO nanorod array has been considered as an ETM layer. Device parameters such as thickness of the CH3NH3SnI3 layer, defect density of interfaces, density of states, and metal work function were studied. For optimum parameters of all three structures, efficiency of 20.21%, 20.23%, and 18.34% has been achieved for spiro-OMeTAD, Cu2O, and CuSCN, respectively. From the simulations, an alternative lead-free perovskite solar cell is introduced with the CH3NH3SnI3 absorber layer, ZnO nanorod ETM layer, and Cu2O HTM layer.


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## Body

## 1. Introduction

In recent years, organometal halide perovskite solar cells (PSCs) have attracted significant interest of research community due to their optoelectronic behavior, high power conversion efficiency (PCE), and low manufacturing cost. Generally, organolead halide perovskite materials are used for producing perovskite solar cells. The PCE of CH3NH3PbX3 PSC has reached to approximately 22% in 2016 [1]. However, such kind of materials lacks long-term stability. Moreover, they are toxic and can bring health and ecological hazards as they contain lead (Pb) [2]. Also, typical perovskite solar cells incorporate TiO2 as the ETM layer which can cause disturbed charge transport of perovskite solar cells [3]. In some fabrication techniques, the involvement of TiO2 increases the processing cost as it requires high temperature for deposition. These are the major limitations of the conventional perovskite solar cell structures which impedes the feasibility of their commercial production.The toxicity of typical perovskite solar cells can be avoided by using CH3NH3SnI3, which has a direct bandgap of the value 1.30 eV, as an absorber layer. It has the most appropriate optical properties and the light-absorption range among all the CH3NH3BX3 (B = Sn, Pb; X = Cl, Br, I) compounds for optoelectrical applications [1]. Besides, recent studies have revealed that ZnO can be used as a proper substitute of TiO2 as the ETM layer without affecting the performance of PSCs significantly [3, 4]. It has a direct bandgap of 3.37 eV. Such wide bandgap leads to high electron transport mobility. The efficiency of such a solar cell can be further enhanced when the nanostructured ETM layer is used. Unlike pure ZnO, Au-/Al-doped ZnO nanorods (nr) has large conduction band, which leads to fast electron mobility and high electron density [5]. By optimizing the length and diameter of ZnO nanorods, the photovoltaic performance of the solar cell can be modified. Moreover, using ZnO nanorods instead of TiO2 as an ETM layer, the processing cost of PCSs can be reduced.A model of a lead-free perovskite solar cell involving CH3NH3SnI3 is proposed. Device simulations using SCAPS-1D have been done for Glass/FTO/ZnO nr/CH3NH3SnI3/HTM/Au structure. For an HTM layer, both organic and inorganic materials were used to observe their influence on efficiency. We have considered spiro-OMeTAD, Cu2O, and CuSCN as the HTM layer. From I-V characteristics of all three structures, it was evident that the highest efficiency can be achieved when Cu2O is considered as the HTM layer. To relate the performance of our proposed structures with previously examined Pb-based perovskite solar cells, we have compared the efficiency for our Glass/FTO/ZnO nr/CH3NH3SnI3/Cu2O/Au structure with Glass/FTO/ZnO nr/CH3NH3PbI3/Cu2O/Au structure using the optimum values of their electrical parameters. From the obtained results of efficiency, it can be said that we can get similar efficiency for both structures. This indicates that the proposed lead-free PSC structure is feasible for the production of high-efficiency lead-free perovskite solar cells.


## 2. Device Structure and Simulation

We have considered methylammonium tin triiodide (CH3NH3SnI3) as absorber layer and Cu2O/spiro-OMeTAD/CuSCN as hole transport material (HTM) along with ZnO nanorod as electron transport material (ETM). It is a solid-state planar heterojunction p-i-n solar cell with low p-type-doped CH3NH3PbI3 [6] sandwiched between the n-type ETM and p-type HTM layer. Numerical simulation is performed using SCAPS-1D simulation software to analyze the effect of different electrical parameters on the efficiency of ZnO(nr)/CH3NH3SnI3/Cu2O, ZnO(nr)/CH3NH3SnI3/CuSCN, and ZnO(nr)/CH3NH3SnI3/spiro-OMeTAD heterojunction-based perovskite solar cell structures. Figure 1 shows the device structure for the simulation, and Figure 2 shows the band alignment of ZnO nr-based lead-free PSC along with typical perovskite materials used in conventional PSCs.Figure 1
Device structure of Pb-free perovskite solar cell.Figure 2
Energy band alignment.SCAPS-1D is a one-dimensional solar cell simulation program based on three coupled differential equations, namely, Poisson’s (1) and continuity equations for holes (2) and electrons (3) as follows:
(1)ddx−εxdψdx=qpx−nx+Nd+x−Na−x+ptx−ntx,(2)dpndt=Gp−pn−pn0τp−pnμpdξdx−μpξdpndx+Dpd2pndx2,(3)dnpdt=Gn−np−np0τn+npμndξdx+μnξdnpdx+Dnd2npdx2.Here,D is diffusion coefficient, ψ is electrostatic potential, q is electron charge, G is generation rate, ξ is permittivity, and n, p, nt, and pt are free holes, free electrons, trapped holes, and trapped electrons, respectively. Na− refers to ionized acceptor-like doping concentration, and Nd+ stands for ionized donor-like doping concentration [7].In the device simulation, HTM/CH3NH3SnI3 and CH3NH3SnI3/ETM interface defect layer (IDL) are also considered to take into account the interface recombination due to interface defect density. Thermal velocity of electron and hole is 1 × 107 cm/s. All the simulations are done under an illumination of 1000 W/m2, temperature of 25°C, and an air mass of 1.5 G.The values of device and material parameters used in SCAPS-1D for simulation that are adopted from theories and literatures [1, 2, 8, 9] are summarized in Tables 1, 2, and 3. The absorption coefficient for both CH3NH3PbI3 and CH3NH3SnI3 is calculated according to Umari et al. [2].Table 1
Parameters used for simulation of perovskite solar cell structures using SCAPS-1D.
Parameters
ZnO nr
CH3NH3SnI3
CH3NH3PbI3
Cu2O
Spiro-OMeTAD
CuSCN
Thickness (nm)
500 [10]
450 (variable)
450
350
350
350
Bandgap (eV)
3.47 [10]
1.30
1.50
2.17
3.2
3.4
Electron affinity (eV)
4.3 [11]
4.20
3.9
3.2
2.1
2.1
Dielectric permittivity (relative)
9 [12]
10
10
7.1
3
10
CB effective density of states (1/cm3)
2E+18
1.0E+18
2.25E+18
2.50E+18
2.5E+18
2.5E+18
VB effective density of states (1/cm3)
1.8E+20
1.0E+18
1.0E+18
1.80E+19
1.8E+19
1.8E+19
Electron thermal velocity (cm/s)
1E+7
1E+7
1.0E+7
1E+7
1.0E+7
1E+7
Hole thermal velocity (cm/s)
1E+7
1E+7
1.0E+7
1E+7
1.0E+7
1E+7
Electron mobility (cm2/Vs)
1.0E+2
1.6E+0
2.20E+0
2.0E+2
2.0E−4
2.0E−4
Hole mobility (cm2/Vs)
2.5E+1
1.6E+0
2.20E+0
8.0E+2
2.0E−4
100E−2
Shallow uniform acceptor density,NA (1/cm3)
0
3.2E+15
1.0E+18
9.0E+21
1.0E+20
1E+18
Shallow uniform donor densityND (1/cm3)
1E+19
0
0
0
0
0
Defect type
—
Neutral
Neutral
Neutral
Neutral
Neutral
Capture cross section electrons (cm2)
—
1E−16
1E−13
1E−15
1E−15
1E−15
Capture cross section holes (cm2)
—
1E−14
1E−13
1E−15
1E−15
1E−15
Energetic distribution
—
Single
Single
Single
Single
Single
Reference for defect energy levelEt
—
AboveEv
AboveEv
AboveEv
AboveEv
AboveEv
Energy level with respect to reference (eV)
—
0.7
0.7
0.10
0.10
0.10
N
t total (1/cm3) uniform
—
4.5E+16
1E+12
1E+14
1.00E+14
1E+14Table 2
Parameters of interface layer.
Interface layer
HTM/perovskite layer
Perovskite layer/ETM
Defect type
Neutral
Neutral
Capture cross section electrons (cm2)
1.00E−18
1.00E−15
Capture cross section holes (cm2)
1.00E−16
1.00E−15
Energetic distribution
Single
Single
Reference for defect energy levelEt
Above the highestEv
Above the highestEv
Energy with respect to reference (eV)
0.050
0.600
Total density (integrated over all energies) (1/cm2)
1.00E+12
1.00E+11Table 3
Parameters for back and front contact.
Parameters
Back contact
Front contact
Surface recombination velocity of electrons (cm/s)
1.000E+5
1.000E+5
Surface recombination velocity of holes (cm/s)
1.000E+7
1.000E+7
Metal work function (eV)
5.1
4.3
Majority carrier barrier height relative toEf (eV)
0.40
0.22
Majority carrier barrier height relative toEv (eV)
0.3251
−0.0776Using the optimum values of different electrical parameters found through simulation, we have simulated the device performance parameters such as short-circuit current densityJsc, open-circuit voltage Voc, fill factor FF, and power conversion efficiency PCE for different HTM-based perovskite solar cell and the final result is shown in Table 4.Table 4
Effect of different back contact.
Back contact material
Ag
Fe
Cu
Au
Ni
Pt
Metal work function,Φm (eV)
4.74
4.81
5.00
5.10
5.50
5.70
Efficiency (%) for Cu2O
16.3
17.8
18.7
18.60
18.69
18.71
Efficiency (%) for CuSCN
13.1
13.3
13.45
15.75
17.68
17.60
Efficiency (%) for spiro-OMeTAD
13.9
14.7
17.7
17.80
17.72
17.75


## 3. Effect of Thickness of the CH3NH3SnI3 Layer

The efficiency of a perovskite solar cell depends largely on the response of solar spectrum which is influenced by the thickness of the absorber layer. Thickness of absorber layer is one of the major parameters and plays a vital role on the overall performance of the solar cell. Thickness of CH3NH3SnI3 has been varied from 300 nm to 1000 nm with the Cu2O/spiro-OMeTAD/CuSCN HTM layer and ZnO nr as the ETM layer. The result is shown in Figure 3, and the thickness versus Voc curve is also shown in Figure 4. It is found that as the thickness of CH3NH3SnI3 is increased, the efficiency of the solar cell increases up to a certain value which is considered as optimum thickness for the solar cell. With increasing thickness, the short circuit current (Jsc) increases because a thicker absorber layer will absorb more photons, which in turn will create more electron-hole pair. But with a thicker absorber layer, the chances of recombination also increase as the charges have to travel a longer distance for diffusion. Therefore, after a certain point, the efficiency decreases with the increasing thickness. This result is similar to the experimental result found by Correa-Baena et al. [13]. With the increasing thickness, the recombination expedites. Thus, Voc declines which in turn decreases the efficiency. Here, the Voc can be expressed as
(4)Voc=AkTqlnILI0+1,where A is diode ideality factor, I0 is dark saturation current, IL is light-generated current, and kT/q is thermal voltage. A thinner absorber layer causes less electron-hole recombination, which keeps the value of I0 low. For this reason, the Voc remains high up to a certain absorber thickness. After that, with increasing absorber thickness, the value of I0 increases and causes the value of Voc to decrease. Moreover, the fill factor decreases with the increasing thickness which leads to more internal power consumption [14].Figure 3
Thickness of the perovskite layer versus efficiency.Figure 4
Thickness of the perovskite layer versus open circuit voltage.The thickness of the absorber layer has to be selected in such a way, so that the diffusion length of the excess charge carrier is larger than the thickness. Since the perovskite material has a direct bandgap of 1.3 eV and, also a high absorption coefficient ~105 [15], a thin absorber layer can produce high power conversion efficiency (PCE). It is found from the simulation that a thickness of 600 nm–700 nm would be sufficient enough for almost complete absorption of AM 1.5 G radiation. A 650 nm thick absorber layer is optimum to get high PCE for perovskite solar cell as seen in Figure 3.


## 4. Effects of the Defect State of the Interface Defect Layer 1 (ETM/CH3NH3SnI3) and Interface Defect Layer 2 (CH3NH3SnI3/HTM)

Two defect layers have been considered for the simulations of the proposed Pb-free perovskite solar cell structures. The HTM/CH3NH3SnI3 layer and the CH3NH3SnI3/ETM layer has been represented by IDL 1 and IDL 2, respectively. Numerical simulation has been performed on the defect density at both interfaces from 1 × 1010 cm−3 to 1 × 1016 cm−3. Figures 5 and 6 show the effect of interface defect density versus efficiency curves for different perovskite solar cell for both interface layers. From the graphs, it can be deduced that negligible effect on efficiency is observed till the defect density is below 1 × 1012 cm−3. When the defect density exceeds 1 × 1012 cm−3, decrease in efficiency is observed. With increasing defect density, the recombination rate also increases which in turn decreases the efficiency. So, it can be realized from the simulated results that interface defect density of 1 × 1012 cm−3 is optimum for device simulation.Figure 5
Defect density of the ETM/CH3NH3SnI3 layer versus efficiency.Figure 6
Defect density of the CH3NH3SnI3/HTM layer versus efficiency.


## 5. Effect of Density of State (DOS) on the Absorber Layer

To discern the effect of DOS of the p-type CH3NH3SnI3 on the efficiency of Pb-free ZnO nanorod-based PSCs with different HTM layers, we have varied the density of state (Nv) from 1 × 1017 cm−3 to 1 × 1019 cm−3 and Figure 7 shows the graph of valance band effective density of state versus efficiency. From the graph, it can be said that the efficiency decreases with the increase of Nv of the p-type absorber layer. As the number of holes increases at the absorber layer, their possibility of taking part in reverse saturation current also increases. Consequently, the open circuit voltage declines which leads to low electric conversion efficiency.Figure 7
Valance band effective density of state versus efficiency.


## 6. Effect of Different Back Contacts

Simulations have been done using silver (Ag), iron (Fe), copper (Cu) graphite alloy, gold (Au), nickel (Ni), and platinum (Pt) as prospective back contact for perovskite solar cell. Figure8 illustrates the result of efficiency for different back contact. The performance of the simulated solar cells increases with increasing the work function but after a certain value, it saturates. With increasing metal work function, the majority carrier barrier height (relative to Ef) decreases due to band bending at the metal-semiconductor interface, making the contact more ohmic [16]. As the work function of the metal increases, the Voc gets increased. Hence, the efficiency of perovskite solar cell also rises. It is energetically unfavorable for holes to travel towards the electrode because the electric field close to HTM/back contact becomes negative [17]. For this reason, it can be anticipated that lower work function is responsible for lower efficiency. The simulation results show that Au is one of the potential back contact material which can develop the performance of PSCs. The simulated results are similar to the results found by Behrouznejad et al. [17]. Additionally, the poor reflectivity in the visible region makes it appropriate for back contact material. Generally, an Au film of 50 nm is used as back contact in PSCs [18]. Table 4 shows the effect of various metal back contact on different candidates of the HTM layer.Figure 8
Metal work function versus efficiency.


## 7. Numerical Analysis for Various HTM Candidates

In this work, we have used spiro-OMeTAD, Cu2O, and CuSCN as the HTM layer for the simulation of PSCs. All the HTM materials used in this work have been inspected in numerous publications as the HTM layer along with planar TiO2 and ZnO nanorod as the ETM layer of CH3NH3PbI3-based PSCs. However, this work focuses on to promote a lead-free perovskite solar cell structure with ZnO nanorod as the ETM layer. Along with the I-V characteristics, effect of some fundamental material parameters such as bandgap, electron affinity, dielectric permittivity, electron, and hole mobility has also been observed using different HTM layers. The optimum values of parameters are based on reported literatures [2, 8, 9] which are summarized in Table 1. Figure 9 shows the I-V curves for PSCs having Cu2O, CuSCN, and spiro-OMeTAD as the HTM layer. The thickness of the perovskite layer has been varied from 350 to 1000 nm.Figure 9
J-V curves for different HTM-based PSCs.I-V characteristics of all three Pb-free ZnO nanorod-based PSC structures are shown in Table 4 considering the perovskite layer with thickness of 450 nm, valance band density of states of 1 × 1018 cm−3, interface defect density of 1 × 1012 cm−3, and Au back for performing numerical analysis.From Table5, it can be perceived that ZnO nr/CH3NH3SnI3/Cu2O structure has given the best performance among all the PSCs. This suggests Cu2O as a suitable HTM layer for Pb-free solar cell fabrication.Table 5
Performance of Pb-free ZnO nanorod-based PSCs with different HTM layers.
Perovskite solar cell
J
sc (mA·cm−2)
V
oc (V)
FF (%)
PCE (%)
ZnO(nr)/CH3NH3SnI3/spiro-OMeTAD
31.84
0.9024
72.71
20.21
ZnO(nr)/CH3NH3SnI3/CuSCN
31.91
0.8289
70.31
18.34
ZnO(nr)/ CH3NH3SnI3/Cu2O
32.26
0.8467
74.02
20.23Table 6
I-V characteristics of methylammonium lead triiodide PSC and Pb-free ZnO nanorod-based PSC.
Solar cell parameters
ZnO nr-based methylammonium lead triiodide PSC
ZnO nr-based methylammonium tin triiodide PSC
Open circuit voltage,Voc (V)
0.98
0.85
Short circuit current,Jsc (mA/cm2)
25.05
32.26
Fill factor, FF (%)
73.81
74.02
Efficiency (%)
18.31
20.23


## 8. Comparison between Typical PSC and Pb-Free ZnO Nanorod-Based PSC

To evaluate the effectiveness and usability of our proposed lead-free ZnO nanorod-based PSC structure, we have compared it with Glass/FTO/ZnO nr/CH3NH3PbI3/HTM/Au structure by performing simulation with SCAPS-1D simulator. Methylammonium tin triiodide perovskites are thought to be a potential substitute to conventional methylammonium lead triiodide perovskites because it has a direct bandgap of 1.3 eV [15]. Besides, it is earth abundant and free of toxicity. For both of the structures, we have considered Cu2O as the HTM layer since from the previous simulations, it has been concluded that Cu2O ensures the highest performance. Cuprous oxide (Cu2O) is a p-type semiconductor with a direct bandgap of 2.17 eV [19]. Its low electron affinity safeguards high-hole mobility which makes it suitable as a hole transport material (HTM) in heterojunction solar cells. Thus, it is considered to be a potential HTM layer for PSCs which has not been practically implemented yet. However, this layer can be deposited by several techniques such as sputtering, copper oxidation, spin coating, and atomic layer deposition (ALD).For modeling and simulation of methylammonium lead triiodide PSC, we have followed the structure proposed by Lee et al. [20] where the methylammonium lead triiodide was produced from methylammonium lead iodide chloride (CH3NH3PbI2Cl) by spin coating using N, N-dimethylformamide as precursor solution. We have considered Cu2O as the HTM layer and Au as back contact. For the simulations of lead-free ZnO nanorod-based PSC structure, we have considered the experimental work conducted by Dong et al. [3]. Here, the Al-doped ZnO nanorods were produced above the ZnO seed layer by sol-gel method and CH3NH3PbI3 was deposited onto ZnO film [3, 4]. Unlike the structure suggested by Dong et al., we have used CH3NH3SnI3 as a layer instead of CH3NH3PbI3. For the ETM layer, we have considered Al-doped ZnO nanorod by setting higher electron density, higher electron mobility, and higher conduction band than pure ZnO.Values of parameters used for the simulation of both the structures are based on experimental study, literature values, or in some cases reasonable estimation in accord with the simulation procedure [8, 11, 21–24].Figure10 shows the device structure of methylammonium lead triiodide PSC structure suggested by Lee et al. [20] along with our proposed Pb-free ZnO nanorod-based PSC.Figure 10
Device structure of methylammonium lead triiodide ZnO nanorod-based PSC and Pb-free ZnO nanorod-based PSC.From Table6, we can see that the overall performance of both structures is somewhat similar. The efficiency and fill factor has shown some improvement for the Pb-free ZnO nanorod-based PSC. For methylammonium lead triiodide PSC and methylammonium tin triiodide PSC structures, the efficiency is 18.31% and 20.23% while the FF is 73.81% and 74.02%, respectively. The open circuit voltage and short circuit current have not shown any significant change. Thus, the result justifies the possibility of our proposed Pb-free ZnO nanorod-based PSC model to be considered as a potential alternative to conventional perovskite solar cell.


## 9. Conclusion

For the simulations of Pb-free ZnO nanorod-based PSC model, spiro-OMeTAD, Cu2O, and CuSCN have been used as the HTM layer. From the simulations, it has been deduced that I-V characteristics of all the Pb-free ZnO nanorod-based PSC models have indicated high-efficiency performance. Among them, the best performance has been achieved for ZnO nr/CH3NH3SnI3/Cu2O PSC structure (Jsc = 32.26 mA, Voc = 0.85 V, FF = 74.02%, and PCE = 20.23%). For the justification of our proposed model, simulation has been done for ZnO nanorod-based methylammonium lead triiodide PSC structure. By comparing the two structures, it can be concluded that performance of both structures was almost similar and Pb-free ZnO nanorod gave approximately 2% higher efficiency. Simulations have been done to analyze the effects of electrical parameters on Pb-free ZnO nanorod-based PSCs. A downfall of efficiency has been noticed with the increase of trap density at the interface layers. Different back contacts were used for simulations to evaluate their effect on the performance of our proposed models. From the results of the simulations, it can be summarized that ZnO nr/CH3NH3SnI3/Cu2O PSC structure is a potential alternative for the third generation solar cell which can be reasonably efficient and inexpensive. For further improvement of performance, other perovskite materials such as CH3NH3SnI3−xBrx (x = 0, 1, 2, and 3) can be used as an absorber layer [24]. Experimental studies are needed for extensive investigation regarding our proposed PSC structure.



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