# Handover Performance over a Coordinated Contiguous Carrier Aggregation Deployment Scenario in the LTE-Advanced System

Authors: Ibraheem Shayea; Mahamod Ismail; Rosdiadee Nordin; Hafizal Mohamad
Journal: International Journal of Vehicular Technology
 (2014)

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## Abstract

Although various carrier aggregation deployment scenarios (CADSs) have been introduced in the LTE-Advanced system, issues related to insufficient eNB coverage that leads to low throughput and high drop call have yet to be solved. This paper proposes a new deployment scenario called coordinated contiguous-CADS (CC-CADS), which utilizes two-component carriers (CCs) that operate on two frequencies located in a contiguous band. Each CC antenna is directed to a cell boundary of the other CC. The handover performance of users with various mobility speeds under CC-CADS has been investigated and compared with various deployment scenarios proposed by 3GPP. Simulation results show that the received signal reference power (RSRP) enhancement and performed handover, ping-pong, drop call, and outage probabilities reductions in CC-CADS outperformed the 3GPP’s CADSs, thus leading to reduced interruption time, improved spectral efficiency, and seamless handover.


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## Body

## 1. Introduction

In the recent 3GPP LTE-Advanced releases 10 and 11 (Rels. 10 and 11), five carrier aggregation deployment scenarios (CADSs) were proposed [1–4] to provide sufficient coverage and enhance system performance to support user mobility within cells. Each CADS provides a different coverage area, which depends on the operating frequency bands and antenna orientation of the configured CCs. Therefore, each CADS provides different system performance results for users through its mobility within the cells. If carrier aggregation (CA) technology is considered, one of these scenarios should be carefully selected through a mobility study. Selecting the appropriate CADS must be built on an in-depth study to improve system performance during user mobility. Thus, this paper attempts to achieve this target.Few studies focus on system performance evaluation based on various CADSs in the LTE-Advanced system. In [5], the effect of CA on mobility was discussed over different CADSs in terms of handover delay, RSRP measurements, and handover trigger time used to trigger intra-LTE mobility when the neighbour becomes offset better than serving. In [6], a cell’s average throughput was evaluated based on two different CADSs through user mobility. In [7], the secondary cell measurement period was relaxed according to CADS to save user equipment (UE) power, thus reducing handover failure probability. In [8, 9], three handover methods were proposed in selected CADS to address conventional difficult handover scheme problems. However, previous research did not consider all handover performance metrics such as spectral efficiency, interruption time, performed handover, ping-pong, drop call, and outage probabilities. These studies also did not cover this subject because of the evolution of CA technology in the LTE-Advanced system. Therefore, further investigation on handover performance based on different CADSs is required.This paper proposes a coordinated contiguous-CADS (CC-CADS) that utilizes two CCs that operate on two frequencies located in a contiguous band. Each CC antenna is directed to a cell boundary of the other CC. CC-CADS aims to provide sufficient coverage to enhance spectral efficiency and decrease handover, ping-pong, drop calls, outage probabilities, and interruption time. The standard CADSs based on proposed 3GPP will be evaluated as background information for handover study in the CA environment. Identifying the suitable CADS that can be used for user mobility in the LTE-Advanced system is also beneficial.The rest of this paper is organized as follows: Section2 describes the standard CA deployment scenarios specified by 3GPP and the proposed CC-CADS is explained in Section 3. System and simulation models are presented in Section 4. The performance evaluation analysis is presented in Section 5. Results and discussions are presented in Section 6, followed by the conclusion in Section 7.


## 2. CA Deployment Scenarios

Five deployment scenarios (i.e., CADS1, CADS2, CADS3, CADS4, and CADS5) are proposed in the LTE-Advanced system as references to evaluate the CA performance through user mobility [1–4]. CADS1, CADS2, and CADS3 are considered in this paper to study the handover performance. CADS4 and CADS5 are not considered as they are included in the first three scenarios. CADS4 is a combination of CADS2 and CADS3, whereas CADS4 consists of nonuniform coverage based on different CCs, each with different antenna directions. Therefore, focusing on CADS1, CADS2, and CADS3 is sufficient to obtain performance results that are applicable for all five CADSs. For simplicity, each deployment scenario in this paper is based on two CCs only. One CC can be configured as a primary component carrier (PCC), whereas the other can be configured as the secondary component carrier (SCC). However, the total number of CCs that can be aggregated in the LTE-Advanced system is not limited to only two CCs and can reach up to a maximum of five CCs. The considered CADSs will be reviewed and explained in the following subsections.


### 2.1. First CADS (CADS1)

In CADS1, the coverage areas of CC1 and CC2 cells are overlaid and colocated and are almost similar, as shown in Figure1. These identical coverage areas of CC1 and CC2 are due to the similar path loss, where the colocated frequencies are assumed for both CCs and operate in a contiguous band. Therefore, the frequency difference betweenF1 andF2 is almost negligible, which results in a low path loss difference betweenF1 andF2, as shown in Figure 2. Both CCs provide sufficient coverage and can support mobility. When both CCs are operating on a contiguous band and their antennas are directed in the same direction, aggregation is possible between the overlaid coverages of both CCs. However, in order to relate the coverage area with the path loss, the propagation model for macrocell urban area that is introduced in TR 36.942 [10] is considered in this paper. Whereas that model is appropriate for scenarios in the urban and suburban areas, where the height of buildings almost uniform, the propagation model is expressed by
(1)L=40·(1-4·10-3·ΔheNB)·log⁡10⁡(d)-18·log⁡10⁡(ΔheNB)+21·Log10⁡(fc)+80dB,
where d is the distance between eNB and served UE in kilometres and fc is the operating carrier frequency in MHz, while ΔheNB represents the antenna height of eNB in metres. By considering the eNB antenna height of 15 metres above the average rooftop level and log-normally distributed shadowing of Log10⁡(φ), the path loss (PL) model can be given by the following formula:
(2)PL=58.8+37.6·log⁡10⁡(d)+21·Log10⁡(fc)+Log10⁡(φ),
where the random variable ψ is expressed by ψ=10ξ/10, where ξ is a zero mean, and standard deviation (σ) is assumed to be 10 dB. Moreover, considering Rayleigh fast fading ϑdB, the path loss model can be given by
(3)PL=58.8+37.6·log⁡10⁡(d)+21·Log10⁡(fc)+Log10⁡(φ)+ϑdB.
WhenF1 andF2 are operating in a contiguous band, the path loss difference will be very small, which can be neglected. In this paper, the operating frequencies ofF1 andF2 start from 2 GHz. The bandwidth for each frequency is 20 MHz, whereas the spacing between two center frequencies is a multiple of 300 kHz [1–9]. Consequently, the operating frequencies ofF1 andF2 are 2 and 2.0203 GHz, respectively.Figure 1
CADS1 with 120° sectorization; each has two contiguous CCs in the same antenna direction.Figure 2
Path loss differences between CC1 and CC2 based on the CADS1.


### 2.2. Second CADS (CADS2)

In CADS2, the coverage areas of CC1 and CC2 cells are overlaid and colocated, as shown in Figure3. The path loss difference between CC1 and CC2 is mainly due to the large frequency difference between the operating frequencies of CC1 and CC2, as shown in Figure 4. The frequencies of CC1 and CC2 operate on different bands. CC1 operates on a lower frequency, whereas CC2 operates at a higher frequency. Therefore, CC1 provides a stronger signal strength compared with CC2. Thus, CC1 has a good coverage area, whereas CC2 is employed to extend bandwidth to provide higher throughput to the users at close proximity to the eNB. Consequently, mobility management is performed based on the CC1 coverage area only. When two CCs operate on noncontiguous bands, aggregation can be observed between these two overlaid CCs.Figure 3
CADS2 with 120° sectorization; each has two noncontiguous CCs in the same antenna orientation.Figure 4
Path loss differences between CC1 and CC2 based on the CADS2.


### 2.3. Third CADS (CADS3)

In CADS3, the coverage areas of CC1 and CC2 are colocated, as shown in Figure5. In this scenario, the path loss difference between CC1 and CC2 is also large (as shown in Figure 6) because of the large difference between the operating frequency of CC1 and CC2, which operate on noncontiguous bands. However, CC1 always operates on a lower frequency to provide a larger coverage area than CC2, whereas CC2 operates at a higher frequency that results in a smaller coverage area than CC1 because of the larger path loss from CC2. Thus, mobility support can be effectively performed based on the CC1 coverage area, whereas CC2 is used to provide high throughput to the users. The CC2 antenna is also directed to the cell boundary of CC1 to enhance cell edge throughput [6].Figure 5
CADS3 with 120° sectorization, each has two noncontiguous CCs with different antenna orientation.Figure 6
Path loss differences between CC1 and CC2 based on the CADS3.


## 2.1. First CADS (CADS1)

In CADS1, the coverage areas of CC1 and CC2 cells are overlaid and colocated and are almost similar, as shown in Figure1. These identical coverage areas of CC1 and CC2 are due to the similar path loss, where the colocated frequencies are assumed for both CCs and operate in a contiguous band. Therefore, the frequency difference betweenF1 andF2 is almost negligible, which results in a low path loss difference betweenF1 andF2, as shown in Figure 2. Both CCs provide sufficient coverage and can support mobility. When both CCs are operating on a contiguous band and their antennas are directed in the same direction, aggregation is possible between the overlaid coverages of both CCs. However, in order to relate the coverage area with the path loss, the propagation model for macrocell urban area that is introduced in TR 36.942 [10] is considered in this paper. Whereas that model is appropriate for scenarios in the urban and suburban areas, where the height of buildings almost uniform, the propagation model is expressed by
(1)L=40·(1-4·10-3·ΔheNB)·log⁡10⁡(d)-18·log⁡10⁡(ΔheNB)+21·Log10⁡(fc)+80dB,
where d is the distance between eNB and served UE in kilometres and fc is the operating carrier frequency in MHz, while ΔheNB represents the antenna height of eNB in metres. By considering the eNB antenna height of 15 metres above the average rooftop level and log-normally distributed shadowing of Log10⁡(φ), the path loss (PL) model can be given by the following formula:
(2)PL=58.8+37.6·log⁡10⁡(d)+21·Log10⁡(fc)+Log10⁡(φ),
where the random variable ψ is expressed by ψ=10ξ/10, where ξ is a zero mean, and standard deviation (σ) is assumed to be 10 dB. Moreover, considering Rayleigh fast fading ϑdB, the path loss model can be given by
(3)PL=58.8+37.6·log⁡10⁡(d)+21·Log10⁡(fc)+Log10⁡(φ)+ϑdB.
WhenF1 andF2 are operating in a contiguous band, the path loss difference will be very small, which can be neglected. In this paper, the operating frequencies ofF1 andF2 start from 2 GHz. The bandwidth for each frequency is 20 MHz, whereas the spacing between two center frequencies is a multiple of 300 kHz [1–9]. Consequently, the operating frequencies ofF1 andF2 are 2 and 2.0203 GHz, respectively.Figure 1
CADS1 with 120° sectorization; each has two contiguous CCs in the same antenna direction.Figure 2
Path loss differences between CC1 and CC2 based on the CADS1.


## 2.2. Second CADS (CADS2)

In CADS2, the coverage areas of CC1 and CC2 cells are overlaid and colocated, as shown in Figure3. The path loss difference between CC1 and CC2 is mainly due to the large frequency difference between the operating frequencies of CC1 and CC2, as shown in Figure 4. The frequencies of CC1 and CC2 operate on different bands. CC1 operates on a lower frequency, whereas CC2 operates at a higher frequency. Therefore, CC1 provides a stronger signal strength compared with CC2. Thus, CC1 has a good coverage area, whereas CC2 is employed to extend bandwidth to provide higher throughput to the users at close proximity to the eNB. Consequently, mobility management is performed based on the CC1 coverage area only. When two CCs operate on noncontiguous bands, aggregation can be observed between these two overlaid CCs.Figure 3
CADS2 with 120° sectorization; each has two noncontiguous CCs in the same antenna orientation.Figure 4
Path loss differences between CC1 and CC2 based on the CADS2.


## 2.3. Third CADS (CADS3)

In CADS3, the coverage areas of CC1 and CC2 are colocated, as shown in Figure5. In this scenario, the path loss difference between CC1 and CC2 is also large (as shown in Figure 6) because of the large difference between the operating frequency of CC1 and CC2, which operate on noncontiguous bands. However, CC1 always operates on a lower frequency to provide a larger coverage area than CC2, whereas CC2 operates at a higher frequency that results in a smaller coverage area than CC1 because of the larger path loss from CC2. Thus, mobility support can be effectively performed based on the CC1 coverage area, whereas CC2 is used to provide high throughput to the users. The CC2 antenna is also directed to the cell boundary of CC1 to enhance cell edge throughput [6].Figure 5
CADS3 with 120° sectorization, each has two noncontiguous CCs with different antenna orientation.Figure 6
Path loss differences between CC1 and CC2 based on the CADS3.


## 3. Proposed CC-CADS

This paper proposes a new CC-CADS based on two CCs that operate on two frequencies in a contiguous band, as shown in Figure7(a). The antenna direction of each CC is directed to the cell boundary of the other CC, as illustrated in Figure 7(b). The path loss differences between these two CCs are neglected, as shown in Figure 8. This identical path loss results from both CCs (CC1 and CC2) operating in contiguous bands, which provide equivalent coverage areas around the serving eNB. Thus, the proposed CC-CADS can provide sufficient coverage area around serving eNB, which can enhance system performance to support user mobility within the cells. In practice, the most likely scenario would be to deploy CC1 and CC2 in the same band with their directional antenna pointed in different directions. Both components can be aggregated at the same eNB.Coordinated contiguous CA deployment scenario.
(a)
Assumed operating frequency bands in the proposed CC-CADS based on two contiguous bands
(b)
Proposed CC-CADS with 120° sectorization; each based on two contiguous CCs with different antenna directionsFigure 8
Path loss differences between CC1 and CC2 based on the proposed CC-CADS.


## 4. System Models and Simulation Scenarios

### 4.1. System Model

The LTE-Advanced system is modeled on 3GPP specifications [10] by considering the61 macrohexagonal cell layout model, as shown in Figure 9. Each hexagonal cell is built with an intersite distance of 500 m, with one eNB located at its center. Each hexagonal cell consists of three sectors with two directional antennas in each sector. With regard to the users, at the initiation cycle of the simulation, 50 UEs are generated randomly in the centre eNB. Then from the second cycle, random numbers of UEs are generated and removed randomly at random positions in each cell. This random generation and removal of UEs are intended to mimic a random generation of traffic throughout the simulation. The mobility model is considered to be a random mobility model (RMM) for all UEs; thus all UEs’ directional movements are selected randomly with a fixed speed throughout the simulation with five different mobile speeds (i.e., 30, 60, 90, 120, and 140 km/hr).Figure 9
LTE-Advanced system model.This paper considers four CA deployment scenarios. In CADS1 and in the proposed CC-CADS, the operating frequencies for CC1 and CC2 are 2 and 2.0203 GHz, respectively. In CADS2 and CADS 3, the operating frequencies for CC1 and CC2 are 2 and 3.5 GHz, respectively. All these operating frequencies are assumed based on the agreed band scenarios for Rels. 10 and 11 timeframe [10, 11]. As for frequency planning, a unity frequency reuse factor is assumed for both CCs’ overall CA deployment scenarios.In CADS1 and CADS2, both CCs in each sector are directed to the same flat side of the hexagon cell with the same beam angle, as illustrated in Figures10(a) and 10(b), respectively. The beam angles for CC1 and CC2 antennas in sectors 1, 2, and 3 are 45°, 180°, and 300° degrees, respectively. In CADS3 and CC-CADS, each CC antenna is directed toward a different flat side of the hexagon cell, as illustrated in Figures 10(c) and 10(d), respectively. Consequently, the beam direction of each antenna results in a different beam angle. Specifically, the CC1 antenna in sectors 1, 2, and 3 is directed with beam angles of 30°, 150°, and 270° degrees, respectively, whereas the beam directions of CC2 antenna in sectors 1, 2, and 3 are directed with beam angles of 90°, 210°, and 330° degrees, respectively.CC1 and CC2 beam directions for (a) CADS1, (b) CADS2, (c) CADS3, and (d) CC-CADS.
(a)
(b)
(c)
(d)The transmitted power from each eNB over each CC is the same. The interference signals are considered from six neighbouring eNBs located in the first tier around the serving eNB during the simulation time. Since the served UEs in the serving eNB are located further away from the neighbouring eNBs, those are located in the second tier; thus the received signals by served UEs will be very low from those eNBs. Therefore, the interference signals from the second tier neighbouring eNBs around the serving eNB are very weak, which can be neglected. The adaptive modulation and coding (AMC) scheme is employed to modulate the signal based on the sets of modulation schemes and coding rate introduced in [12–14]. Radio link failure (RLF) detection,radio resource control (RRC) reestablishment procedure, and nonaccess stratum (NAS)-recovery procedures are considered in the simulation. The essential parameters used in this study listed in Table 1 are based on the LTE-Advanced (Rel. 11) system profiles that have been defined by 3GPP specifications in [10–15].Table 1
Simulation parameters.
Parameter
Assumption Value
Cellular Layout
Hexagonal grid, 61 cell sites, 3 Sectors per cell site, 2 CCs per Sector
Minimum Distance between UE and eNB
35 meters
Total eNB TX Power
46 dBm per CC
Shadowing Standard Deviation
8 dB
White Noise Power Density (Nt)
−174 dBm/Hz.
eNBs Noise Figure
5 dB
Thermal Noise Power (Np)
Np = Nt + 10log⁡(BW×106) dB
UE Noise Figure
9 dB
Operation Carrier Bandwidth
20 MHz (PCC and SCC)
Total System Bandwidth
40 MHz (2CC s × 20 MHz)
Carriers Frequencies
2 GHz, 2.023 GHz and 3.5 GHz
Number of Physical Resource Block (PRBs) per CC
100 PRBs/CC
Number Subcarriers/PRB
12 Subcarriers per FRB.
Number of OFDM Symbols per Subframe
7
Sub-carrier Spacing
15 kHz
Resource Block Bandwidth
180 kHz
Q_rxlevmin
−101.5 dBm
Measurement Interval
50 ms for PCC and SCC
Time-to-Trigger
320 ms
Handover Margin (HOM)
6 dB
Each X2-interface delay
10 ms
Each eNB Process Delay
10 ms
T311
10 s
Simulation Time
330 s


### 4.2. Simulation Scenario

The user establishes a setup connection with the serving eNB by using the best selected CC configured as a PCC. The PCC can be changed by performing the handover procedure to the SCC. The user moves randomly within the cell and measures the RSRP from all the neighbouring eNBs periodically at every trigger time. The user then sends a measurement report to the serving eNB. The serving eNB selects the best eNB as the target eNB based on the measured RSRP level. Subsequently, it makes a handover decision based on the best selected target eNB. The handover decision is taken based on the serving RSRP level over the PCC, handover margin, time-to-trigger (TTT), and the selected target RSRP level. The handover decision can be illustrated by Algorithm1.Algorithm 1:Handover Decision Algorithm.
(1)If Target_RSRP > Serving_RSRP + HOM then
(2)If Trigger_timer ≥ TTT then
(3)   Handover Decission← True
(4)else
(5)    Handover_Decission←  false
(6)    Run Trigger Timer
(7)end
(8)else
(9)   Handover_Decission←  false
(10) Reset Trigger Timer
(11) end
HOM: Handover Margin Value.
TTT: Time-to-Trigger.Once the handover decision is validated, the serving eNB starts to initiate a handover procedure with the target eNB. The handover sequence is performed based on the LTE-Advanced system handover procedure described in [15]. The handover process is initiated when the target eNB establishes admission control (AC) after the handover request is received. When the target eNB has verified the AC request, it acknowledges the handover request to the serving eNB. The downlink (DL) resource allocation process is then activated. The handover to the target eNB is executed when the required parameters are received by the UE contained in the RRC-connection-reconfiguration message.The RSRP radio link connection status is monitored and updated periodically regardless of a handover request being initiated. An RRC reestablishment request is initiated if a RLF occurs and is sent to the target eNB. Cell reselection and recovery occur in line with theT311 period, which is the maximum allowed time for connection recovery through the RRC reestablishment procedure. The UE searches the RSRP and selects a target cell if it fulfills the minimum required signal level (Qrxlevmin). If multiple cells are available, the best cell is selected by the UE, and it then sends a reestablishment request that initiates the connection reconfiguration. If no cell is identified by the UE within theT311 period and no RRC reestablishment occurs, the NAS recovery procedure takes over.In case RRC reestablishment fails, the UE continues to identify a suitable cell in the target eNB throughout the NAS recovery procedure. Even after theT311 maximum time has expired, the search is repeated until a suitable cell is identified and reconnection takes place. In our simulation model, recovery events were considered and failed events were recorded in the User-plane (U-plane) interruption time to improve performance evaluation. This approach allows a better comparison of performance in terms of serving RSRP, throughput, interruption time, handover, ping-pong, call drop, and outage probabilities when comparing this model to CA handover technique in an actual network.


### 4.3. Handover Scenarios

The advent of CA technology in the LTE-Advanced system Rel. 10 or Rel. 11 has increased the handover rates to more than the handover occurrence in LTE (Rels. 8 and 9). In the LTE system (Rels. 8 and 9), handover occurs between different eNB cells or across sectors of the same cell. In the LTE-Advanced system, the handover procedure can occur within the same sector between two frequencies [15, 16]. Therefore, a total of five handover models are possible in the LTE-Advanced system: (i) interfrequency, intrasector, and intra-eNB handover (HO-Model-1); (ii) intrafrequency, intersector, and intra-eNB handover (HO-Model-2); (iii) interfrequency, intersector, and intra-eNB handover (HO-Model-3); (iv) intrafrequency, inter-eNB handover (HO-Model-4); and (v) interfrequency, inter-eNB handover (HO-Model-5). The details of these handover models are shown in Figure 11 and described in Table 2. Intrafrequency means the serving and target carriers are the same, whereas interfrequency means the serving and target carriers are different. Handovers between sectors can be intrasector or intersector depending on whether the target and serving sectors are the same or different, respectively. If the target and serving eNBs are the same, the handover is called intra-eNB, whereas the handover is called inter-eNB when the target and serving eNBs are different. All these handover models are considered in this study.Table 2
Handover model descriptions.
HO-Model-No.
Handover Models Description
HO-Model-1
CC1 → CC2,   Sector 1 → Sector 1, Same eNB1
HO-Model-2
CC2 → CC2,   Sector 1 → Sector 2, Same eNB1
HO-Model-3
CC2 → CC1,   Sector 2 → Sector 3, Same eNB1
HO-Model-4
CC1 → CC1,   Sector 3 → Sector 2, eNB1 → eNB2
HO-Model-5
CC2 → CC1,   Sector 2 → Sector 1, eNB2 → eNB3Figure 11
Different handover model scenarios.


## 4.1. System Model

The LTE-Advanced system is modeled on 3GPP specifications [10] by considering the61 macrohexagonal cell layout model, as shown in Figure 9. Each hexagonal cell is built with an intersite distance of 500 m, with one eNB located at its center. Each hexagonal cell consists of three sectors with two directional antennas in each sector. With regard to the users, at the initiation cycle of the simulation, 50 UEs are generated randomly in the centre eNB. Then from the second cycle, random numbers of UEs are generated and removed randomly at random positions in each cell. This random generation and removal of UEs are intended to mimic a random generation of traffic throughout the simulation. The mobility model is considered to be a random mobility model (RMM) for all UEs; thus all UEs’ directional movements are selected randomly with a fixed speed throughout the simulation with five different mobile speeds (i.e., 30, 60, 90, 120, and 140 km/hr).Figure 9
LTE-Advanced system model.This paper considers four CA deployment scenarios. In CADS1 and in the proposed CC-CADS, the operating frequencies for CC1 and CC2 are 2 and 2.0203 GHz, respectively. In CADS2 and CADS 3, the operating frequencies for CC1 and CC2 are 2 and 3.5 GHz, respectively. All these operating frequencies are assumed based on the agreed band scenarios for Rels. 10 and 11 timeframe [10, 11]. As for frequency planning, a unity frequency reuse factor is assumed for both CCs’ overall CA deployment scenarios.In CADS1 and CADS2, both CCs in each sector are directed to the same flat side of the hexagon cell with the same beam angle, as illustrated in Figures10(a) and 10(b), respectively. The beam angles for CC1 and CC2 antennas in sectors 1, 2, and 3 are 45°, 180°, and 300° degrees, respectively. In CADS3 and CC-CADS, each CC antenna is directed toward a different flat side of the hexagon cell, as illustrated in Figures 10(c) and 10(d), respectively. Consequently, the beam direction of each antenna results in a different beam angle. Specifically, the CC1 antenna in sectors 1, 2, and 3 is directed with beam angles of 30°, 150°, and 270° degrees, respectively, whereas the beam directions of CC2 antenna in sectors 1, 2, and 3 are directed with beam angles of 90°, 210°, and 330° degrees, respectively.CC1 and CC2 beam directions for (a) CADS1, (b) CADS2, (c) CADS3, and (d) CC-CADS.
(a)
(b)
(c)
(d)The transmitted power from each eNB over each CC is the same. The interference signals are considered from six neighbouring eNBs located in the first tier around the serving eNB during the simulation time. Since the served UEs in the serving eNB are located further away from the neighbouring eNBs, those are located in the second tier; thus the received signals by served UEs will be very low from those eNBs. Therefore, the interference signals from the second tier neighbouring eNBs around the serving eNB are very weak, which can be neglected. The adaptive modulation and coding (AMC) scheme is employed to modulate the signal based on the sets of modulation schemes and coding rate introduced in [12–14]. Radio link failure (RLF) detection,radio resource control (RRC) reestablishment procedure, and nonaccess stratum (NAS)-recovery procedures are considered in the simulation. The essential parameters used in this study listed in Table 1 are based on the LTE-Advanced (Rel. 11) system profiles that have been defined by 3GPP specifications in [10–15].Table 1
Simulation parameters.
Parameter
Assumption Value
Cellular Layout
Hexagonal grid, 61 cell sites, 3 Sectors per cell site, 2 CCs per Sector
Minimum Distance between UE and eNB
35 meters
Total eNB TX Power
46 dBm per CC
Shadowing Standard Deviation
8 dB
White Noise Power Density (Nt)
−174 dBm/Hz.
eNBs Noise Figure
5 dB
Thermal Noise Power (Np)
Np = Nt + 10log⁡(BW×106) dB
UE Noise Figure
9 dB
Operation Carrier Bandwidth
20 MHz (PCC and SCC)
Total System Bandwidth
40 MHz (2CC s × 20 MHz)
Carriers Frequencies
2 GHz, 2.023 GHz and 3.5 GHz
Number of Physical Resource Block (PRBs) per CC
100 PRBs/CC
Number Subcarriers/PRB
12 Subcarriers per FRB.
Number of OFDM Symbols per Subframe
7
Sub-carrier Spacing
15 kHz
Resource Block Bandwidth
180 kHz
Q_rxlevmin
−101.5 dBm
Measurement Interval
50 ms for PCC and SCC
Time-to-Trigger
320 ms
Handover Margin (HOM)
6 dB
Each X2-interface delay
10 ms
Each eNB Process Delay
10 ms
T311
10 s
Simulation Time
330 s


## 4.2. Simulation Scenario

The user establishes a setup connection with the serving eNB by using the best selected CC configured as a PCC. The PCC can be changed by performing the handover procedure to the SCC. The user moves randomly within the cell and measures the RSRP from all the neighbouring eNBs periodically at every trigger time. The user then sends a measurement report to the serving eNB. The serving eNB selects the best eNB as the target eNB based on the measured RSRP level. Subsequently, it makes a handover decision based on the best selected target eNB. The handover decision is taken based on the serving RSRP level over the PCC, handover margin, time-to-trigger (TTT), and the selected target RSRP level. The handover decision can be illustrated by Algorithm1.Algorithm 1:Handover Decision Algorithm.
(1)If Target_RSRP > Serving_RSRP + HOM then
(2)If Trigger_timer ≥ TTT then
(3)   Handover Decission← True
(4)else
(5)    Handover_Decission←  false
(6)    Run Trigger Timer
(7)end
(8)else
(9)   Handover_Decission←  false
(10) Reset Trigger Timer
(11) end
HOM: Handover Margin Value.
TTT: Time-to-Trigger.Once the handover decision is validated, the serving eNB starts to initiate a handover procedure with the target eNB. The handover sequence is performed based on the LTE-Advanced system handover procedure described in [15]. The handover process is initiated when the target eNB establishes admission control (AC) after the handover request is received. When the target eNB has verified the AC request, it acknowledges the handover request to the serving eNB. The downlink (DL) resource allocation process is then activated. The handover to the target eNB is executed when the required parameters are received by the UE contained in the RRC-connection-reconfiguration message.The RSRP radio link connection status is monitored and updated periodically regardless of a handover request being initiated. An RRC reestablishment request is initiated if a RLF occurs and is sent to the target eNB. Cell reselection and recovery occur in line with theT311 period, which is the maximum allowed time for connection recovery through the RRC reestablishment procedure. The UE searches the RSRP and selects a target cell if it fulfills the minimum required signal level (Qrxlevmin). If multiple cells are available, the best cell is selected by the UE, and it then sends a reestablishment request that initiates the connection reconfiguration. If no cell is identified by the UE within theT311 period and no RRC reestablishment occurs, the NAS recovery procedure takes over.In case RRC reestablishment fails, the UE continues to identify a suitable cell in the target eNB throughout the NAS recovery procedure. Even after theT311 maximum time has expired, the search is repeated until a suitable cell is identified and reconnection takes place. In our simulation model, recovery events were considered and failed events were recorded in the User-plane (U-plane) interruption time to improve performance evaluation. This approach allows a better comparison of performance in terms of serving RSRP, throughput, interruption time, handover, ping-pong, call drop, and outage probabilities when comparing this model to CA handover technique in an actual network.


## 4.3. Handover Scenarios

The advent of CA technology in the LTE-Advanced system Rel. 10 or Rel. 11 has increased the handover rates to more than the handover occurrence in LTE (Rels. 8 and 9). In the LTE system (Rels. 8 and 9), handover occurs between different eNB cells or across sectors of the same cell. In the LTE-Advanced system, the handover procedure can occur within the same sector between two frequencies [15, 16]. Therefore, a total of five handover models are possible in the LTE-Advanced system: (i) interfrequency, intrasector, and intra-eNB handover (HO-Model-1); (ii) intrafrequency, intersector, and intra-eNB handover (HO-Model-2); (iii) interfrequency, intersector, and intra-eNB handover (HO-Model-3); (iv) intrafrequency, inter-eNB handover (HO-Model-4); and (v) interfrequency, inter-eNB handover (HO-Model-5). The details of these handover models are shown in Figure 11 and described in Table 2. Intrafrequency means the serving and target carriers are the same, whereas interfrequency means the serving and target carriers are different. Handovers between sectors can be intrasector or intersector depending on whether the target and serving sectors are the same or different, respectively. If the target and serving eNBs are the same, the handover is called intra-eNB, whereas the handover is called inter-eNB when the target and serving eNBs are different. All these handover models are considered in this study.Table 2
Handover model descriptions.
HO-Model-No.
Handover Models Description
HO-Model-1
CC1 → CC2,   Sector 1 → Sector 1, Same eNB1
HO-Model-2
CC2 → CC2,   Sector 1 → Sector 2, Same eNB1
HO-Model-3
CC2 → CC1,   Sector 2 → Sector 3, Same eNB1
HO-Model-4
CC1 → CC1,   Sector 3 → Sector 2, eNB1 → eNB2
HO-Model-5
CC2 → CC1,   Sector 2 → Sector 1, eNB2 → eNB3Figure 11
Different handover model scenarios.


## 5. Performance Evaluation

### 5.1. Downlink RSRP and SINR Evaluation

The DL transmission signals based on the CA technique and OFDMA scheme in the LTE-Advanced environment is considered in this paper. The serving eNB is assumed to be able to serve each user byNscUE subcarriers over NCCUE CCs assigned to each user simultaneously. This paper considers the definition of PRB introduced by 3GPP in TS.36.201 [14]. If the total subcarriers over a single CC are expressed by NscCC, the total transmission power Pt is equally distributed among all the available subcarriers NscCC. Thus, the total transmission power over each subcarrier can be expressed by the following [17]:
(4)Ptsc=PtNscCC.The transmitted power over any subcarrierPtsc from any eNB is the same over any CC. Therefore, the desired received signal power Prscj,n,k,x by UE j on subcarrier k over CC n at position x in the DL transmission can be expressed as follows:
(5)Prscj,n,k,x=Ptsc·gt·gr·l·φ·ϑ,
where Prscj,n,k,x and Ptsc represent the desired received and transmitted signal power over one subcarrier, respectively. The notations gt and gr represent the transmitter and receiver antenna gains, respectively. l, φ, and ϑ represent loss, log-normally distributed shadowing, and Rayleigh fast fading, respectively. Consequently, the signal-to-interference-plus-noise-ratio (SINR) at UE j on subcarrier k over CC n at position x can be expressed by the following:
(6)SINRj,n,k,x=Ptsc·gt·gr·l·φ·ϑ∑i=1HPint⁡_j,k,n,x_i+Pnoj,n,k,x,
where ∑i=1HPint⁡_j,k,n,x_i is the total interferences to UE j on a subcarrier k over component carrier n at position x. These interferences are received by UE j from H neighbors eNBs, which are located at the first tier around the serving eNB. Pnoj,n,k,x is the noise power for user j.


### 5.2. Handover Probability

Handover probability (HOP) is a significant performance indicator, which is used to measure quality of service. This metric represents the average number of handovers that can be performed per call. It can be expressed by(7)HOP=NHOUEiNCallUE,
where NHOUEi represents the total number of handover for UE i over all calls, while NCallUEi is the total number of calls of UE i throughout the simulation time.


### 5.3. Handover Ping-Pong Probability

Handover ping-pong probability (HOPPP) is important metrics through the study of handover, which is used to measure the number of unnecessary handover that can be frequently performed between two adjacent cells. In other words, the handover can be considered as ping-pong if UE_i leave the serving eNB_A to the target eNB_B and then handed back to the serving eNB-A in a period less than a specific interval of time, which is called a critical timeTcritical. So, if handover takes a place, the HOPPP can be estimated by the following probability expression:
(8)PHOPPP=P[TInterval≤Tcritical],
where TInterval represents the time interval between the leaving time from the serving eNB-A and the trigger handed back time to the same eNB-A. It can be easily expressed by
(9)TInterval=TLeave-Thandedback,
where TLeave represents the leaving time from the serving eNB-A, while Thandedback represents the handed back time to the serving eNB-A. Thus, if UE is handed back to the old serving eNB (eNB-A) and TInterval is less than Tcritical(TInterval<Tcritical), handover ping-pong is recorded. Consequently, the average handover ping-pong probability can be represented by
(10)HOPPP=NHOPPUEiNHOUEi,
where NHOPPUEi represents the total number of handovers that are recorded as ping-pong for UE i over all calls, while NHOUEi represents the total number of handover for UE i throughout the simulation time.


### 5.4. Drop Call Probability

Drop call probability (DCP) is one of the key performance indicators that are used to measure quality of service. It basically measures the probability of dropping calls before the handover procedure is completed or if the radio link connection fails after the connection to the serving eNB is established. DCP can be evaluated by the following expression:(11)DCP=DCRTCR,
where DCR represents the total number of dropped calls rate in the cell, while TCR is the total call rate, which represents the total number of established call in the cell.


### 5.5. Interruption Time

Interruption time is measured as the duration from which the U-plane is stopped until the U-plane is resumed. The U-plane is stopped if RLF is detected, the transmission of HO command is started, or radio link control retransmission is exceeded. The U-plane can be resumed if the HO complete status, RRC reestablishment procedure, or NAS recovery procedure is successfully completed.


### 5.6. Downlink Spectral Efficiency

Spectral efficiency represents the average bits per second per Hertz(bps/Hz) that can be transmitted over a radio link channel and received correctly at the receiver side. The user’s spectral efficiency can be represented mathematically by aggregating the total user’s throughput that is correctly received by the user at a specific time and divided by the total user’s channel bandwidth. Therefore, the normalized spectral efficiency ηj for user j can be expressed by the following formula [12]:
(12)ηj=γTj×ωBWUE(bps/Hz),
where γ denotes the number of correctly received bits for user j and Tj represents the time when the data bits are received for the user j. ωBWUE denotes the user’s channel bandwidth that can be calculated by the following:
(13)ωBWUE=NRBUE×BRB,
where NRBUE denotes the number of PRBs assigned to UE j and BRB denotes the PRB’s bandwidth.The total correctly received user’s throughput over one CC through a subframe time(Tj) can be expressed by the following mathematical formula [18]:
(14)RbitUE=NRBUE×NscRB×Nsymbsc×mbitsymbTjCR,
where NRBUE represents the number of PRBs that can be assigned to each UE, NscRB represents the number of subcarriers per PRB, Nsymbsc represents the number of modulation symbols per subcarrier, and mbitsymb represents the number of bits per modulation symbol, which depend on the modulation scheme that is adaptively selected. CR is the code rate.From (12) to (14), the user’s spectral efficiency based on one CC can be formulated by the following formula:
(15)ηj=NRBUE×NscRB×Nsymbsc×mbitsymbTj×ωBWUECRj(bps/Hz).Consequently, the total user’s spectral efficiency considering the CA technique based onM CCs can be formulated based on (15), which can be expressed by
(16)ηj=∑kMNRB_kUE×NscRB×Nsymbsc×mbitsymbTj×ωBWUECRj.


### 5.7. Outage Probability

Outage probabilityPout is the probability that the instantaneous received SINRγ will fall below a given threshold level. The threshold level γThr is the minimum SINR level; wireless reception and performance become unacceptable below this level. In mobile cellular systems, the outage probability can be defined mathematically [19, 20] and normally represented as follows:
(17)Pout=P[γ<γThr]=1-P[γ>γThr].In our simulation, when the serving SINR for the UEj at position x falls below the threshold, outage probability is recorded. The average outage probability of all users in every simulation cycle is calculated to improve accuracy. Thus, the average outage probability can be simplified from (17) by using the following expression:
(18)Pout(t)=1-∑j=1NP[γj(t)>γThr]N,
where N is the total number of served users.


## 5.1. Downlink RSRP and SINR Evaluation

The DL transmission signals based on the CA technique and OFDMA scheme in the LTE-Advanced environment is considered in this paper. The serving eNB is assumed to be able to serve each user byNscUE subcarriers over NCCUE CCs assigned to each user simultaneously. This paper considers the definition of PRB introduced by 3GPP in TS.36.201 [14]. If the total subcarriers over a single CC are expressed by NscCC, the total transmission power Pt is equally distributed among all the available subcarriers NscCC. Thus, the total transmission power over each subcarrier can be expressed by the following [17]:
(4)Ptsc=PtNscCC.The transmitted power over any subcarrierPtsc from any eNB is the same over any CC. Therefore, the desired received signal power Prscj,n,k,x by UE j on subcarrier k over CC n at position x in the DL transmission can be expressed as follows:
(5)Prscj,n,k,x=Ptsc·gt·gr·l·φ·ϑ,
where Prscj,n,k,x and Ptsc represent the desired received and transmitted signal power over one subcarrier, respectively. The notations gt and gr represent the transmitter and receiver antenna gains, respectively. l, φ, and ϑ represent loss, log-normally distributed shadowing, and Rayleigh fast fading, respectively. Consequently, the signal-to-interference-plus-noise-ratio (SINR) at UE j on subcarrier k over CC n at position x can be expressed by the following:
(6)SINRj,n,k,x=Ptsc·gt·gr·l·φ·ϑ∑i=1HPint⁡_j,k,n,x_i+Pnoj,n,k,x,
where ∑i=1HPint⁡_j,k,n,x_i is the total interferences to UE j on a subcarrier k over component carrier n at position x. These interferences are received by UE j from H neighbors eNBs, which are located at the first tier around the serving eNB. Pnoj,n,k,x is the noise power for user j.


## 5.2. Handover Probability

Handover probability (HOP) is a significant performance indicator, which is used to measure quality of service. This metric represents the average number of handovers that can be performed per call. It can be expressed by(7)HOP=NHOUEiNCallUE,
where NHOUEi represents the total number of handover for UE i over all calls, while NCallUEi is the total number of calls of UE i throughout the simulation time.


## 5.3. Handover Ping-Pong Probability

Handover ping-pong probability (HOPPP) is important metrics through the study of handover, which is used to measure the number of unnecessary handover that can be frequently performed between two adjacent cells. In other words, the handover can be considered as ping-pong if UE_i leave the serving eNB_A to the target eNB_B and then handed back to the serving eNB-A in a period less than a specific interval of time, which is called a critical timeTcritical. So, if handover takes a place, the HOPPP can be estimated by the following probability expression:
(8)PHOPPP=P[TInterval≤Tcritical],
where TInterval represents the time interval between the leaving time from the serving eNB-A and the trigger handed back time to the same eNB-A. It can be easily expressed by
(9)TInterval=TLeave-Thandedback,
where TLeave represents the leaving time from the serving eNB-A, while Thandedback represents the handed back time to the serving eNB-A. Thus, if UE is handed back to the old serving eNB (eNB-A) and TInterval is less than Tcritical(TInterval<Tcritical), handover ping-pong is recorded. Consequently, the average handover ping-pong probability can be represented by
(10)HOPPP=NHOPPUEiNHOUEi,
where NHOPPUEi represents the total number of handovers that are recorded as ping-pong for UE i over all calls, while NHOUEi represents the total number of handover for UE i throughout the simulation time.


## 5.4. Drop Call Probability

Drop call probability (DCP) is one of the key performance indicators that are used to measure quality of service. It basically measures the probability of dropping calls before the handover procedure is completed or if the radio link connection fails after the connection to the serving eNB is established. DCP can be evaluated by the following expression:(11)DCP=DCRTCR,
where DCR represents the total number of dropped calls rate in the cell, while TCR is the total call rate, which represents the total number of established call in the cell.


## 5.5. Interruption Time

Interruption time is measured as the duration from which the U-plane is stopped until the U-plane is resumed. The U-plane is stopped if RLF is detected, the transmission of HO command is started, or radio link control retransmission is exceeded. The U-plane can be resumed if the HO complete status, RRC reestablishment procedure, or NAS recovery procedure is successfully completed.


## 5.6. Downlink Spectral Efficiency

Spectral efficiency represents the average bits per second per Hertz(bps/Hz) that can be transmitted over a radio link channel and received correctly at the receiver side. The user’s spectral efficiency can be represented mathematically by aggregating the total user’s throughput that is correctly received by the user at a specific time and divided by the total user’s channel bandwidth. Therefore, the normalized spectral efficiency ηj for user j can be expressed by the following formula [12]:
(12)ηj=γTj×ωBWUE(bps/Hz),
where γ denotes the number of correctly received bits for user j and Tj represents the time when the data bits are received for the user j. ωBWUE denotes the user’s channel bandwidth that can be calculated by the following:
(13)ωBWUE=NRBUE×BRB,
where NRBUE denotes the number of PRBs assigned to UE j and BRB denotes the PRB’s bandwidth.The total correctly received user’s throughput over one CC through a subframe time(Tj) can be expressed by the following mathematical formula [18]:
(14)RbitUE=NRBUE×NscRB×Nsymbsc×mbitsymbTjCR,
where NRBUE represents the number of PRBs that can be assigned to each UE, NscRB represents the number of subcarriers per PRB, Nsymbsc represents the number of modulation symbols per subcarrier, and mbitsymb represents the number of bits per modulation symbol, which depend on the modulation scheme that is adaptively selected. CR is the code rate.From (12) to (14), the user’s spectral efficiency based on one CC can be formulated by the following formula:
(15)ηj=NRBUE×NscRB×Nsymbsc×mbitsymbTj×ωBWUECRj(bps/Hz).Consequently, the total user’s spectral efficiency considering the CA technique based onM CCs can be formulated based on (15), which can be expressed by
(16)ηj=∑kMNRB_kUE×NscRB×Nsymbsc×mbitsymbTj×ωBWUECRj.


## 5.7. Outage Probability

Outage probabilityPout is the probability that the instantaneous received SINRγ will fall below a given threshold level. The threshold level γThr is the minimum SINR level; wireless reception and performance become unacceptable below this level. In mobile cellular systems, the outage probability can be defined mathematically [19, 20] and normally represented as follows:
(17)Pout=P[γ<γThr]=1-P[γ>γThr].In our simulation, when the serving SINR for the UEj at position x falls below the threshold, outage probability is recorded. The average outage probability of all users in every simulation cycle is calculated to improve accuracy. Thus, the average outage probability can be simplified from (17) by using the following expression:
(18)Pout(t)=1-∑j=1NP[γj(t)>γThr]N,
where N is the total number of served users.


## 6. Results and Discussion

In this section, the performance of the proposed CC-CADS is compared with three different conventional CADSs, as presented in Section2. All the presented results were achieved based on four different CADSs when a hard handover scheme is applied with different mobile speeds. The performances of the conventional and proposed CADSs are presented in terms of serving RSRP, handover, ping-pong, call drop probabilities, interruption time, spectral efficiency, and outage probability.Figures12(a) and 12(b) show that the proposed CC-CADS provides a better serving RSRP over the PCC compared with CADS1, CADS2, and CADS3. The presented results represent the average serving RSRP over all UE speeds. The average enhancement gains of serving RSRP by CC-CADS are 3, 3, and 1.8 dB over those of CADS1, CADS2, and CADS3, respectively. The CC-CADS provides a stronger serving RSRP than the conventional CADSs.Serving RSRP performance based on different CADSs.
(a)
Serving RRSP versus time
(b)
The CDF of serving RRSPFigures13, 14, and 15 show the performed handover, ping-pong, and drop calls probabilities based on different CADSs. The presented results represent the average value over all UEs and over all UE’s speeds throughout the simulation time. However, Figures 13 and 14 show a noticeable reduction of handover and ping-pong probabilities, respectively, achieved by CC-CCADS compared to CADS1, CADS2, and CADS3. While CADS1 gives the highest handover and ping-pong probabilities compared to the other considered CADSs. The increment of handover and ping-pong probabilities that are resulted by CADS1 due to the utilization of two contagious bands with two antennas directed into the same direction. That leads to results the same path loss over both CCs. Since the fading channel is considered in CADS1, that may lead to providing the same serving RSRP strength over both CCs with small variation between them at any position around the serving eNB. Therefore, that may in turn lead to increasing the probability of PCC handover (PCC HO is the HO procedure between CC1 and CC2 under the same sector to change the serving PCC). Also, it leads to increasing the probability of ping-pong between these two CCs more since path loss differences between both CCs is neglected and fading channel is considered, as shown in Figure 14. In the second scenario (CADS2), utilizing noncontagious bands with two antennas directed in the same direction can reduce the probabilities of the handover and ping-pong, but not so much as shown in Figures 13 and 14, respectively. This reduction is due to the utilization of noncontagious band. In contrast, the overlapping coverages of CC1 and CC2 may lead to increasing the oscillation of PCC handover and ping-pong probability, especially at the cell edge of CC2 as shown in Figure 15 at points 1, 2, 3, and 4. Because of that, the reductions of the handover and ping-pong effect appear very little. Also, in the third scenario (CADS3), utilizing noncontagious bands with two antennas directed to two different directions contribute to reducing the probabilities of handover and ping-pong effect less than CADS1 and CADS2, as illustrated in Figures 13 and 14, respectively. However, the presented results indicate that when utilizing contagious bands with two antennas directed to two different directions (CC-CADS) the handover and ping-pong probabilities are noticeably reduced more compared to CADS1, CADS2, and CADS3. Moreover, CC-CADS gives a noticeable reduction of drop calls, especially when compared to CADS1 and CADS2 as shown in Figure 16. These reductions of the handover, ping-pong, and drop calls probabilities by CC-CADS lead to reducing the interruption time as shown in Figure 17. The average reduction gains of the user’s interruption time overall mobile speeds based on CC-CADS are 39.8%, 19.2%, and 15.3% less than those of CADS1, CADS2, and CADS3, respectively.Figure 13
Handover probability based on different CADSs.Figure 14
Handover ping-pong probability based on different CADSs.Figure 15
Handover probability between CC1 and CC2 based on CADS2.Figure 16
Drop call probability based on different CADSs.Figure 17
User’s interruption time based on different CA deployment scenarios.Figure18 shows the average spectral efficiency over all UE speeds of CC-CADS and other three different conventional CADSs. The user’s spectral efficiency achieved by CC-CADS is significantly better than those achieved by CADS1, CADS2, and CADS3. The average spectral efficiency gains of CC-CADS are approximately 30%, 30%, and 8.7% over those of CADS1, CADS2, and CADS3, respectively.Figure 18
User’s spectral efficiency based on different CA deployment scenarios.Figures19(a) and 19(b) show the average outage probability reduction of CC-CADS and other three different conventional CADSs. In Figure 19(a), the outage probability is represented as an average value over all UEs based on different UE speeds scenarios, while in Figure 19(b), outage probability is represented as an average value over all UE’s speeds. However, it is clearly shown that the outage probability of CC-CADS is less than that of CADS1, CADS2, and CADS3. The average reduction gains achieved by CC-CADS are approximately 31.7%, 33.9%, and 22.2% less than those of CADS1, CADS2, and CADS3, respectively. Thus, it can be stated that implementing CC-CADS leads to increasing the probability of connection continuity and its stability more than the other CADSs.Outage probability for different CADSs.
(a)
Outage probability with different mobile speed scenarios
(b)
Average user’s outage probabilityConsequently, the performance gains that are achieved by CC-CADS in terms of serving RSRP, handover probability, ping-pong, call drop, interruption time, spectral efficiency, and outage probability reduction can be attributed to the sufficient coverage that is provided by CC-CADS around the serving eNB, whereas the provided sufficient coverage is attributed to the antenna directions and operating frequency, which contribute to system improvement for all locations within the cell.First, the antenna direction of each CC enhances the overall system performance, where the antenna of each CC is directed to the cell boundary of the other CC. Thus, the main beam direction of CC1 is directed to the cell boundary of CC2, whereas the main beam direction of CC2 is directed to the cell boundary of CC1. This scenario increases the beam gains at the cell boundaries, which provides strong serving RSRP to the served UE at cell boundaries, which in turn enhances the serving SINR. Consequently, the spectral efficiency is enhanced, while the handover, ping-pong, drop call, and outage probabilities are decreased; thereby the interruption time is reduced.Second, the selected carrier frequencies for CC1 and CC2 improve the system performance in the cell. The proposed CC-CADS employs two frequencies located in a contiguous band for CC1 and CC2. Therefore, the coverage areas provided by these two CCs are almost the same, but each CC is directed in a different direction. Therefore, sufficient coverage area can be provided in all locations around the serving eNB. The path loss difference between these two CCs is also low because of the close operating bands used for both CCs. Thus, both CCs can support mobility. CC-CADS can provide sufficient coverage area by using both CCs with a negligible difference in the path loss, which enhances the serving RSRP. This condition enhances the serving SINR, which improves spectral efficiency and decreases drop calls, outage probability, and interruption time. Thus, it can be stated that CC-CADS supports service continuity better than all conventional CADSs, which in turn leads to increasing connection reliability and its stability through the users mobility.


## 7. Conclusion

Handover performance was investigated in four different carrier aggregation deployment scenarios. The simulation results indicate that the proposed CC-CADS achieved the best system performance evaluation compared with CADS1, CADS2, and CADS3 in terms of serving RSRP, spectral efficiency, interruption time, the performed handover, ping-pong, drop calls, and outage probabilities. The enhancement gains achieved by CC-CADS are attributed to the different antenna directions and contiguous operating frequency bands for the aggregated CCs. Therefore, the proposed CC-CADS is a suitable CA deployment scenario that can be implemented as a CA deployment scenario option in the LTE-Advanced system.



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*Source: 971297-2014-08-31.xml*