# Excitation-Independent Emission of Carbon Quantum Dot Solids

Authors: Xuan-Dung Mai; Yen Thi Hai Phan; Van-Quang Nguyen
Journal: Advances in Materials Science and Engineering
 (2020)

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## Abstract

Solid assemblies of carbon quantum dots (CQDs) are important for diverse applications including LEDs, solar cells, and photosensors; their optical and electrical properties have not been explored yet. Herein, we used amphiphilic CQDs synthesized from citric acid and thiourea by a solvothermal method to fabricate CQD solid films. Optical properties of CQDs studied by UV-Vis and photoluminescence spectroscopies indicate that CQDs possess three different emission centers at 425 nm, 525 nm, and 625 nm originating from C sp2 states, N-states, and S-states, respectively. In a solid state, π-π stacking quenched the blue emission, while the red emission increased. Importantly, CQD films exhibited excitation independence, which is important to design solid-state lighting applications.


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## Body

## 1. Introduction

Carbon quantum dots (CQDs) have been emerged as great photoluminescent nanomaterials for diverse applications including antibody labeling [1], heavy metal sensing [2], light-emitting diode (LED) lighting [3], and solar cells [4] owing to their low toxicity and large abundance. According to Yang’s classification [5], CQDs include graphene QDs, which are similar to the mature graphene oxide, carbon polymer dots, and carbon nanodots. The latest type has been vastly reported and interchangeably called as CQDs owing to their simple synthesis and facile tunability in chemical composition and functionality [6, 7]. CQDs can be facilely synthesized by solvothermal methods using simple organic precursors such as citric acid, ethylenediamine, urea, thiourea, and phenylenediamine. In general, CQDs consist of polyaromatic hydrocarbons (PAHs) embedded in a carbogenic core and surface functional groups, which could include molecular-like fluorophores (MFs) and simple groups (SGs) such as -NH2, -COOH, -OH, and =CO. All components contribute to the optical properties of CQDs. Fu and coworkers proposed that PAHs of different sizes within the carbogenic core account for the excitation-dependent photoluminescence (PL) of CQDs [8]. The dependence of PL on the excitation wavelength is wildly observed in CQDs [6, 9, 10], even on a single CQD [11], and it could be attributed to the existence of multiple emitters within CQDs [12, 13], especially to MFs [14–16]. On the contrary, Wang [17] and Yuan [18] groups reported that the emission spectra of CQDs, except for emission intensity, are independent on the excitation wavelength, probably due to simplicity in CQDs’ structure [18].In addition to studies on CQDs in solution or colloidal states, research studies on QD solids made of CQDs are strongly demanded because they are the state of application in real devices such as diode-type solar cells, organic light-emitting diodes (OLEDs), and photosensors. However, optical and electrical properties of CQD solids are not yet explored as compared with solids of other QDs such as PbS or CdTe QDs. There have been some reports demonstrating the effects of CQD aggregation on the absorption and emission of composites made of CQDs and polymers [3, 19]. π-π interaction in the solids enhances energy transfer among CQDs and is able to create new electronic states performing emission at long-wavelength regions [20–22]. Notably, in [21], the PL spectrum of colloidal CQDs exhibits strong excitation dependence in the UV to blue region, while that of solid CQDs shows fair excitation independence in the orange to red region. In a recent report, we demonstrated that both excitation and emission spectra of solid CQDs are red-shifted as compared with colloidal CQDs [22]. Herein, we prepared CQDs from a mixture of citric acid and thiourea by a solvothermal method. PL of colloidal CQDs exhibits solvent and excitation dependences in the blue to green region. Interestingly, the blue emission is dismissed in thin films of CQDs, which were prepared by a drop-casting method, while a new red emission appears at 630 nm. Additionally, the emission of solid CQDs is excitation-independent. These findings are important to develop solid-state lightings.


## 2. Experiment

### 2.1. Materials

Chemicals including citric acid monohydrate (CA, 99.8%, Aladdin Chemicals) and thiourea (TU, 99%, Aladdin Chemicals) were purchased and used without any purification. A 50 ml polypropylene (PPL) line in the autoclave was used to conduct solvothermal synthesis. A temperature-controlled electric oven was used to maintain the designed temperatures for the solvothermal syntheses.


### 2.2. Synthesis and Purification of CQDs

A mixture including 0.4156 g of CA and 0.76 g of TU dissolved in 35 ml of acetone (HPLC grade, Aladdin Chemicals) was degassed by bubbling with nitrogen gas and transferred into an autoclave. The synthesis of CQDs was conducted at 180°C for 6 hours. After being cooled to room temperature, CQDs were precipitated by the addition of double distillated water and collected by centrifugation (at a speed of 8000 rounds per minute for 10 minutes at 5°C). After three cycles of dispersion in acetone and precipitation with water, CQDs were finally dried under reduced pressure and stored at 5°C in the dark for further studies.


### 2.3. Preparation of CQD Solids

Quartz substrates (2.5 cm × 2.5 cm) were sequentially washed with detergent solution, water, and ethanol. About 0.2 ml of CQD solution (20 mg/ml in acetone) was dropped onto a dried substrate at room temperature. Acetone solvent evaporated naturally leaving films of CQDs on the quartz substrate.


### 2.4. Characterizations

KBr pellet of CQDs was prepared for Fourier-transform infrared (FTIR) measurements, which were conducted on a Jasco FT/IR-6600 spectrometer. The absorption spectra of CQDs dissolved in various solvents were performed on a Shimadzu UV-2450 UV-visible spectrophotometer. Photoluminescence (PL) spectra of CQD solutions and films were carried out on a Nanolog spectrometer. Transmission electron microscopy (TEM) images of CQDs were obtained on a JEM-2100 microscope operating at 200 kV.


## 2.1. Materials

Chemicals including citric acid monohydrate (CA, 99.8%, Aladdin Chemicals) and thiourea (TU, 99%, Aladdin Chemicals) were purchased and used without any purification. A 50 ml polypropylene (PPL) line in the autoclave was used to conduct solvothermal synthesis. A temperature-controlled electric oven was used to maintain the designed temperatures for the solvothermal syntheses.


## 2.2. Synthesis and Purification of CQDs

A mixture including 0.4156 g of CA and 0.76 g of TU dissolved in 35 ml of acetone (HPLC grade, Aladdin Chemicals) was degassed by bubbling with nitrogen gas and transferred into an autoclave. The synthesis of CQDs was conducted at 180°C for 6 hours. After being cooled to room temperature, CQDs were precipitated by the addition of double distillated water and collected by centrifugation (at a speed of 8000 rounds per minute for 10 minutes at 5°C). After three cycles of dispersion in acetone and precipitation with water, CQDs were finally dried under reduced pressure and stored at 5°C in the dark for further studies.


## 2.3. Preparation of CQD Solids

Quartz substrates (2.5 cm × 2.5 cm) were sequentially washed with detergent solution, water, and ethanol. About 0.2 ml of CQD solution (20 mg/ml in acetone) was dropped onto a dried substrate at room temperature. Acetone solvent evaporated naturally leaving films of CQDs on the quartz substrate.


## 2.4. Characterizations

KBr pellet of CQDs was prepared for Fourier-transform infrared (FTIR) measurements, which were conducted on a Jasco FT/IR-6600 spectrometer. The absorption spectra of CQDs dissolved in various solvents were performed on a Shimadzu UV-2450 UV-visible spectrophotometer. Photoluminescence (PL) spectra of CQD solutions and films were carried out on a Nanolog spectrometer. Transmission electron microscopy (TEM) images of CQDs were obtained on a JEM-2100 microscope operating at 200 kV.


## 3. Results and Discussion

In TEM images of CQDs, as shown in Figure1(a), CQDs could be resolved as dark and spherical dots with a diameter ranging from 2.5 nm to 8.5 nm. The average diameter of CQDs was about 6 nm, which is slightly bigger than the reported diameter of CQDs synthesized at 160°C [23]. It is because we synthesized CQDs at a higher solvothermal temperature, i.e., 180°C. FTIR spectra of CQDs exhibited two broad absorption bands centered at 3358 cm−1 and 3213 cm−1, which could be assigned to stretching vibrations of O-H and N-H bonds. Multiple vibrational peaks at 3000–2850 cm−1 region could be attributed to C-H stretching of aliphatic hydrocarbons or aldehydes. Two absorption bands peaking at 1800 cm−1 and 1700 cm−1 were assigned to the C=O bond of anhydride structures, while three peaks at 1550 cm−1, 1620 cm−1 , and 1660 cm−1 were ascribed to amide (-CONH-) groups. Additionally, two peaks at 1450 cm−1 and 1350 cm−1 were attributed to stretching vibrations of S=O and aromatic amine C-N bonds [6, 20, 23].Figure 1
(a) TEM image and (b) FTIR spectrum of CQDs.
(a)(b)The absorption spectra of CQD solution in different solvents are shown in Figure2(a). All the absorption spectra exhibit similar features with a shoulder at 350 nm and an absorption tail that extends to about 550 nm. The shoulder could be assigned to n-π∗ electronic transitions of conjugated C=O or C=N bonds [23, 24]. A weak absorption shoulder at about 450 nm could be seen, and it is reasonably attributed to the n ⟶ π∗ transition of the conjugated C=N bonds [24]. Although the solvent causes negligible effects on the absorption properties of CQD solutions, Figure 2(a), the PL of CQDs changed significantly in the blue region (from 400 nm to 450 nm) with the solvent as seen in Figure 2(b). At this moment, a detailed mechanism accounting for this blue quenching phenomenon is still ambiguous. Arshad and Sk studied the effects of the solvent on the emission of CQDs and pointed out that the aggregation of CQDs leads to enhancement in red emission and reduction in blue emission [20]. Probably, because CQDs absorb light significantly in the blue region (Figure 2(a)), CQD aggregation enhances energy transfer among CQDs so that emitted blue light was reabsorbed, while longer-wavelength light was less affected; this mechanism is known as Förster resonance energy transfer (FRET) [19, 22]. Alternatively, the blue emission originates mainly from C sp2 domains of CQDs, while the green emission (at c.a. 525 nm) relates to surface C=N states [24]. CQD aggregation caused by π-π attraction among C sp2 domains would quench the blue emission because excited carriers in C sp2 are easily delocalized, while excited carries at surface states still stabilize via photorecombinations [21].Figure 2
(a) Absorption and (b) PL (excited at 360 nm) spectra of CQDs. MC: methylene chloride; CF: chloroform; DMF: dimethylformamide; EtOH: ethanol.
(a)(b)The effects of excitation on the emission of CQDs in the solution and solid state are summarized in Figure3. Clearly, CQDs in the solution exhibited common excitation dependence, e.g., emission spectrum is red-shifted when the excitation wavelength increases [6, 9, 11, 25]. On the contrary, PL spectra of CQD films exhibited similar features, with the exception of PL intensity, when varying the excitation wavelength. Compared to the PL spectrum of the solution, a new emission center at 625 nm appeared, while blue emission at 425 nm disappeared. Apparently, under the UV lamp (365 nm), CQD solution exhibited blue-green color, while the CQD film showed yellow-red emission as seen in Figure 3. The PLE spectrum of CQDs in the solution monitored at 425 nm showed a broad excitation band around 355 nm (Figure 3). However, when excited near 355 nm, CQD film did not emit at 425 nm but showed moderate-intensity emission at 525 nm and 625 nm as indicated by a low-intensity range in the PLE spectra of the CQD film in Figure 3. Additionally, the PLE spectra of the CQD film revealed a new excitation band centered at about 440 nm.Figure 3
(a) PL spectra of CQD solution in EtOH (filled) and CQD film (open) excited at different excitation wavelengths. (b) and (c) Pictures of the CQD solution and film under the UV lamp (365 nm). (d) Normalized PLE spectra monitored at different wavelengths of CQDs dissolved in EtOH or in thin film.To explain the emission of CQDs in a solid state, we adopted the model proposed by Qu et al. [24] and Yang et al. [21] as sketched in Figure 4. Blue emission (425 nm) originates mainly from O-containing C sp2 domains, while green (525 nm) and red (625 nm) emissions are due to N-state- and S-state-assisted recombination. There is some degree of mixing between π∗ of C sp2 domains and O-states, between O-states and N-states, and between N-states and S-states. Therefore, excitation of CQDs in the solution at 340 nm, which excites mainly C sp2 domains, results mainly in O-state-related blue emission. When increasing the excitation wavelength, the possibility of the excited electron transferring from O-states to N-states increased, resulting in increasing emission intensity at 525 nm (Figure 3). Notably, red emission at 625 nm was still negligible in CQD solution when the excitation wavelength increased from 340 nm to 400 nm. In a solid state, CQDs assembled via π-π attraction, which enables electron transfer across CQDs (indicated by arrows in Figure 4(b)) and creates new electronic states of lower energy gap. The electron transferring among CQDs in the solid state accounts for negligible photoexcitation at wavelengths shorter than 325 nm where C sp2 domains are excited (Figure 3) and mainly attributes to blue emission quenching. The existence of new electronic states induced by π-π was deduced from the appearance of a new excitation band near 440 nm in PLE spectra of the CQD film (Figure 3). N-states and S-states were reasonably unchanged by CQD packing because N and S mainly involved in surface functional groups such as -CONH, -NH, and S=O (Figure 1(b)). The migration of electrons among CQDs in solids facilitated by π-π packing would concentrate excited carriers to N-states and S-states so that the green and red emissions were enhanced. Therefore, the green and red emissions were independent on excitation wavelength because N- and S-states were unaffected by π-π stacking in the solid state, while it concentrated excited carriers to those states.Figure 4
(a) Plausible emission mechanism of the CQD solid. (b) Molecular representation of CQDs in the solution and solid state.
(a)(b)


## 4. Conclusion

Spherical CQDs with a diameter ranging from 2.5 to 8.5 nm were successively prepared by solvothermal treatment of the mixture of citric acid and thiourea in acetone. While CQDs in the solution exhibited blue-green emission and excitation-dependent photoluminescence, solid films of CQDs exhibited green-red emission, which were independent on excitation wavelength. Likely, green and red emission centers originated, respectively, from surface N-states and S-states, which were unaffected byπ-π stacking. The blue emission was quenched in a solid state because π-π stacking induces electron transfer across CQDs. The independence of photoluminescence of CQD solids demonstrated herein makes designing excitation sources for solid-state lighting easier.



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