# Gain Improvement of Dual Band Antenna Based on Complementary Rectangular Split-Ring Resonator

Authors: Noelia Ortiz; Francisco Falcone; Mario Sorolla
Journal: ISRN Communications and Networking
 (2012)

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## Abstract

A simple and successful dual band patch linear polarized rectangular antenna design is presented. The dual band antenna is designed etching a complementary rectangular split-ring resonator in the patch of a conventional rectangular patch antenna. Furthermore, a parametric study shows the influence of the location of the CSRR particle on the radiation characteristics of the dual band antenna. Going further, a miniaturization of the conventional rectangular patch antenna and an enhancement of the complementary split-ring resonator resonance gain versus the location of the CSRR on the patch are achieved. The dual band antenna design has been made feasible due to the quasistatic resonance property of the complementary split-ring resonators. The simulated results are compared with measured data and good agreement is reported.


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## Body

## 1. Introduction

The possibility of obtaining media with simultaneously negative permeability and permittivity was hypothesized by Veselago in the late 1960s [1]. In spite of the interesting properties presented by such media, it was not until 2000 that the first experimental evidence of a medium with simultaneously negative permeability and permittivity was demonstrated [2]. The original medium proposed in [2] consists of a bulky combination of metal wires and split-ring resonators (SRRs) [3].The SRR electromagnetic properties have been already analyzed in [4, 5]. This analysis shows that the SRR behaves as an LC resonant tank that can be excited by an external time-varying magnetic field applied parallel to the particle axis, thus producing a quasi-static resonant effect [4]. Therefore, the SRR has subwavelength dimensions at its quasi-static resonance, allowing very compact device designs. Up to now, these self-resonant particles have been used in the design of microwave filters in planar technology [6, 7]. However, in this paper, we have taken advantage of the complementary split-ring resonator (CSRR) concept [8] to design a miniaturized dual band patch antenna with vertical polarization, also studying how to improve radiation efficiency for the resonance produced by the CSRR in this kind of antennas. The CSRR is inspired on Babinet principle [9], and, as occurs with the SRR, it also exhibits a quasi-static resonance, which enables the particle to be electrically small [8, 9].Up to now, the use of metamaterial concepts in practical miniaturized antennas is a very challenging research topic [10–16] and the achieved results based on self-resonance particles as SRRs or CSRRs [16] exhibit low radiation efficiencies driving to low-gain antennas comparing to the results of the parametric study presented in this paper. In this sense, the excitation of a CSRR etched in the patch of a conventional patch antenna allows us to design dual band patch antennas. Going further, the presence of the CSRR etched in some positions of the path also produces a miniaturization of both patch antenna resonances, leading to miniaturized dual band antennas. Replacing the CSRR within a slot of its same external dimensions, the slot does not exhibit a resonance at the same frequency of the CSRR, but at higher frequencies and more than one slot should be placed in the patch depending on their position in order to achieve a dual band response. The resonance frequency of a rectangular slot on a dielectric is approximately given by clight/(a+b)·εr, where clight,εr, a, and b are the speed of light in vacuum, dielectric relative permittivity, and the external dimensions of the rectangular iris, respectively. In opposition to the resonance frequency of a rectangular slot, the resonant frequency of the CSRR is much lower for the same physical size. Hence, it can be designed to exhibit a resonance at lower frequencies comparing to different shapes of slots that can also be etched in a conventional patch. The design presented in this paper gives an alternative solution to the existing dual band antenna designs [17], as the ones carried out by loading a rectangular patch antenna with a pair of bent slots or embedded step slots close to the patch nonradiating edges, or the ones done by spur lines or shorted microstrip antenna with rectangular patch. Overall, as it can be shown in this paper, the properties of the CSRR allow us to design dual band miniaturized antennas based on the anisotropic properties of the CSRR as indicated by the measurements of a fabricated prototype and the parametric studies of the presented design in opposition to dual band antennas produced by the radiation of slots, whose resonances are dependent on their physical length. The prototype has been designed to exhibit a dual band behaviour in two frequency bands in the range from 4 GHz to 5 GHz for wireless applications. Nowadays, there is a growing trend to integrate different wireless communication systems in one single user terminal as long as to reduce the overall size. Since all these systems work at different frequency bands, dual and multiband antennas with frequency ratios around 1.2 between different bands are desirable. For this application, the type of antennas presented in this paper are a good alternative as introducing different CSRRs on the patch multiband antennas can be obtained very easily taking as a starting point the dual band antennas presented in this paper. The dual band antenna design presented has been validated, and a parametric study of the CSRR location and its influence on antenna radiating characteristics is presented and analyzed.


## 2. CSRR Excitation in a Rectangular Patch

The excitation of CSRRs has been usually driven by an incident electric field normal to the particle plane. In order to understand the excitation of these particles, let us consider the CSRR presented in Figures1(b) and 1(c). Comparing the excitation of an SRR with a CSRR, the CSRR particle should be rotated 90° from the position of the SRR particle, as it is shown in Figure 1(a). Following the theoretical discussion shown in [4, 5], the operation of the SRR near its first resonance frequency obeys the effect of resonant polarizabilities, which gives the resonant magnetic and electric dipolar moments mz, px, and py as a function of the exciting field components Bzinc, Exinc, and Eyinc. Complementarily, using the Babinet principle [9], the CSRR can be excited by the incident complementary fields Eincc and Bincc, which are related to Einc and Binc by Eincc=c·Binc and Bincc=-(1/c)·Einc by means of another set of resonant polarizabilities, thus given an electric dipole pzc and magnetic dipoles mxc and myc. Then, as seen in Figures 1(b) and 1(c), depending on the CSRR position inside the patch, it will be excited by incident electric field normal to the particle plane (Ez) and by incident magnetic field tangent to the particle plane (Bx). For the excitation of the CSRR by the magnetic field (Bx), the CSRR should be rotated 90° in the patch as it is shown in Figure 1(c) comparing to the orientation of the CSRR in Figure 1(b).(a) SRR and CSRR topologies relevant dimensions. (b) Configuration of dual band CSRR-rectangular patch antenna. CSRR excitation by incident electric field normal to the particle plane,Ez. (c) Configuration of dual band CSRR-rectangular patch antenna. CSRR excitation by magnetic field tangent to the particle plane, Bx, and by electric field normal to the particle plane, Ez.
(a)(b)(c)In order to show graphically the excitation of the CSRR by the existing fields inside a rectangular patch antenna, Figures2 and 3 show the electric fields and surface current distributions at the resonance frequency of the CSRR for the locations of this particle according to the layouts of Figures 2(a) and 3(a). In Figure 2, the CSRR particle has been located for its proper excitation by Ez electric field component, placed in one position inside the area where E field distributions are higher. Otherwise, in Figure 3, the CSRR particle has been located where magnetic field distributions are more concentrated, for the best suitable CSRR excitation by Bx magnetic field component. Though, for this case, the CSRR is also excited by Ez. The simulations of the structures presented in this paper have been performed with the commercial finite-integration time-domain CST Microwave Studio Code.(a) Top view of the layout forE field and current distributions analysis in reference with Figure 1(b). (b) Simulated Ez field distribution in the CSRR at its resonant frequency. (c) Simulated current distributions in the CSRR at its resonant frequency.
(a)(b)(c)(a) Top view of the layout forE field and current distributions analysis in reference with Figure 1(c). (b) Simulated Ez field distribution in the CSRR at its resonant frequency. (c) Simulated current distributions in the CSRR at its resonant frequency.
(a)(b)(c)


## 3. Parametric Study

The parametric study carried out in this work shows how the position of the CSRR (without changing its dimensions) has influence on the radiation efficiency of both antenna resonances for the orientation of the particle as it is in Figure1(b). On this way, for some locations of the CSRR in the patch, radiation efficiencies up to 50% are achieved for both resonances. These results together with the measurement results of the prototype comparing to the simulated results show the usefulness of this kind of dual band patch antennas. The simulated antenna in the parametric study has the same dimensions as the fabricated one, excluding the placement of the CSRR inside the patch, which varies from Pos=-9mm to Pos=9mm in the y-axis direction and from u=1mm to u=13mm in the x-axis direction. In Figure 1(b), the references of both Pos and u parameters are specified. The substrate employed in the simulated and fabricated prototype is the commercially available Arlon 250-LX-0193-43-11 (εr=2.43 and thickness h=0.49mm). The physical width and length of the rectangular patch antenna are 18.43mm and 23.68mm, respectively [18]. Then, its resonance has been set around 5 GHz. The width of the micro strip line is 1.34 mm, corresponding to a characteristic impedance of 50Ω. This line exhibits an offset from the centre of the patch antenna in order to match its reflection coefficient at its working frequency. The offset is (X1=-13.37mm and Y1=0mm) (see Figure 1(b)).The CSRR particle has been designed to exhibit its quasi-static resonance frequency below the resonance frequency of the patch, obtaining more compact devices highlighting the advantages of the resonance properties of anisotropic particles comparing to other slots already used for dual band antenna designs. The radiation produced by conventional slots does not have the same origin comparing to the radiation produced by a CSRR particle, and their electric length should be longer comparing to the electric length of the CSRR. The necessary physical dimensions of the CSRR to achieve a radiation frequency below the resonant frequency of the designed rectangular patch have been calculated using the design formulas for SRR reported in [4], resulting in this case in a=4.6mm, b=4.2mm, and c=d=0.2mm. In all the results presented in this paper, the first resonance of the dual band antenna is the one produced by the excitation of the CSRR, while the second resonance is produced by the conventional patch itself.In Figures4(a) and 4(b) radiation efficiencies as results from the parametric study are shown for both resonances. Figure 4(a) shows how the radiation efficiency of the resonance produced by the excitation of the CSRR increases while the anisotropic particle is placed at the radiating edges of the rectangular patch (Pos parameter values of −9 mm and 9 mm). However, there are some positions for the CSRR inside the patch where the radiation due to the CSRR is cancelled. These positions correspond to values around Pos parameter of 0mm and values around this value. This means that when the CSRR is etched in the centre of the rectangular patch its resonance is cancelled leading to a single resonance antenna.(a) Simulated radiation efficiency for the resonance produced by the CSRR. (b) Simulated radiation efficiency for the resonance produced by the rectangular patch antenna.
(a)(b)Figure4(b) shows how the radiation efficiency of the resonance produced by the patch decreases for some u positions when the CSRR is placed at the radiating edges of the conventional patch antenna. However, there are other u positions at these edges where both resonances exhibit radiation efficiencies up to 50%. The position values where radiation efficiency has been set to zero mean that the resonance produced by the CSRR particle or by the patch has been cancelled as explained before. The results of the parametric study for radiation efficiencies of both resonances show that the results are not symmetric, these differences are due to the asymmetric microstrip line excitation of the rectangular patch.In Figures5(a) and 5(b) gain values for u parameter values (u=3,4,11,12, and 13), which drive to the highest radiation efficiencies for both resonances, are depicted. The discontinuities with no values in the curves of Figures 5(a), 6(a), and 6(b) are because there is no resonance of the CSRR for those positions.(a) Simulated gain values for the resonance produced by the CSRR. (b) Simulated gain values for the resonance produced by the rectangular patch antenna.
(a)(b)(a) Parametric study results.f1 and f2 resonant frequencies. (b) Parametric study results. f2/f1 ratio.
(a)(b)For the locations where the CSRR is etched around the centre of the rectangular patch,u=6mm, u=7mm, and u=8mm, both resonances, the one produced by the CSRR and the one produced by the patch, are shifted to lower frequencies, resulting in a miniaturization of both frequency bands of dual band patch antenna comparing to a conventional rectangular patch antenna of the same dimensions. By contrast, as the CSRR moves away from the centre of the patch towards the nonradiating edges (in u direction for all its Pos parameter values), the resonance produced by the rectangular patch shifts to higher frequencies comparing to the resonant frequency of the conventional rectangular patch itself. In Figures 6(a) and 6(b) the resonant frequencies for the first and second resonances versus Pos parameter and f2/f1 ratio are shown for u=1, u=6, and u=13 parameter values, where f1 and f2 are the resonance produced by the CSRR and the one produced by the rectangular patch, respectively. The miniaturization ratio of this type of antennas based on this design is around 1.2, but it also depends on the position of the CSRR on the patch, as the resonance frequencies are shifted. This behaviour is clearly shown in Figures 6(a) and 6(b).From Figures6(a) and 6(b) the miniaturization factor has been calculated for two different positions of the CSRR on the patch. In the first case, for particle location parameters of u=13mm and Pos=-9mm the miniaturization factor is 1.16, corresponding to a radiation efficiency of 45.37% and gain of 3.59%. For the second case, the position parameters values are u=6mm and Pos=0mm. In this case the resonance produced by the CSRR has been cancelled and a single-band antenna is achieved. The miniaturization factor is 1.1, corresponding to a radiation efficiency of 84.36% and gain of 6.56 dB.


## 4. Experimental Results

In order to demonstrate the usefulness of this dual band antenna design, a prototype has been fabricated. The fabricated prototype has been chosen from the parametric study in a case where the radiation efficiency is low comparing to the highest values obtained of this parameter. This case has been chosen to validate the usefulness of this design in a worst case condition. The prototype has been fabricated using a laser drilling machine. The design parameters of the CSRR particle area=4.6mm, b=4.2mm, and c=d=0.2mm (the same ones of those of the CSRR used in the parametric study). In the fabricated prototype the CSRR has been placed at A point (see Figure 1(b)) being the coordinates of this point (X = −9.3 mm, Y = 15.54 mm).In Figure7 simulated and measured reflection coefficient results of the fabricated prototype are shown. For matching measurements data has been collected by using an HP8510 network analyzer. As it can be seen in Figure 7, there is a frequency shift of 162 MHz to lower frequencies for the lower resonance. The upper resonance presents a frequency shift of 84 MHz, shifted to lower frequencies. Although there is a frequency shift between simulated and measured results, the matching values achieved are properly predicted by simulations. The discrepancies between simulated and measured results are due to the manufacturing process as the CSRR manufacturing tolerances are critical, changing slightly its frequency resonance. In simulations, materials have been simulated considering their corresponding finite conductance and substrate has been simulated considering its dielectric losses. In Figure 8 a picture of the fabricated prototype is shown.Figure 7
Simulated and measured reflection coefficient results.Figure 8
Fabricated prototype.In Figures9(a) and 9(b) measured results for normalized gain radiation patterns for 0° and 90° phi cut planes for both resonant frequencies are shown. Besides, simulated results just for 90° phi cut are shown. No more simulated cuts are introduced to maintain the figures legible. These frequencies are F1=4.19 GHz and F2=4.808 GHz, the resonant frequencies produced by the CSRR particle and conventional patch, respectively. The radiation pattern measured results show the feasibility of this type of dual band antenna design. Both resonances show cross-polar levels around −20 dB for theta 0°.(a) Measured normalized copolar and cross-polar gain radiation patterns for 0° and 90°phi cuts. Simulated normalized copular and cross-polar gain radiation pattern for 90°phi cut at F1=4.19 GHz. (b) Measured normalized copolar and cross-polar gain radiation patterns for 0° and 90°phi cuts. Simulated normalized copular and cross-polar gain radiation pattern for 90°phi cut at F2=4.808 GHz.
(a)(b)Table1 shows a comparison between simulated and measured results of the fabricated prototype from impedance matching and radiation point of views. This table shows that both resonances have similar characteristics. From matching point of view, the parameters shown in Table 1 are reflection coefficient values for both resonant frequencies. From radiation point of view, parameters shown in Table 1 are peak directivity, peak gain, and radiation efficiency. Directivity values have been calculated [18] from measured gain radiation patterns for both resonances in order to calculate efficiency and verify the good agreement between simulated and measured data. Within the fabricated prototype the parametric study made in this work has been validated due to the good agreement between simulations and measured results. Although gain and radiation efficiency obtained by the resonance produced by the CSRR is low comparing to the second resonance in the fabricated prototype, these values are in accordance with the simulated results. Furthermore, it is remarkable that gain values obtained for the positions of the CSRR in the patch studied in this work are higher compared to previous works [16].Table 1ParametersSimulated resultsMeasured resultsMatching characteristicsFirst resonance (F1)F1, (GHz)4.3524.19Reflection coefficient, (dB)−16.75−21.25Effective bandwidth at −5 dB (%)1.601.52Second resonance (F2)F2, (GHz)4.8924.808Reflection coefficient, (dB)−15.15−13.86Effective bandwidth at −5 dB (%)1.791.72Radiation characteristicsFirst resonance (F1)Peak directivity, (dBi)7.167.36Peak gain, (dB)−0.97−0.11Radiation efficiency (%)15.3817.92Second resonance (F2)Peak directivity, (dBi)7.2437.74Peak gain, (dB)5.9465.85Radiation efficiency, (%)74.1864.83Up to this point, in order to compare the performances of the dual band antenna topology presented in this paper with those of the same conventional patch antenna without a CSRR etched in its centre, in Table2 measured data of the conventional rectangular patch antenna is shown.Table 2ParametersMeasured resultsPatch antennaMatching characteristicsFrequency, (GHz)5.16Reflection coefficient, (dB)−22.3Effective bandwidth at −5 dB (%)1.9Radiation characteristicsPeak directivity, (dBi)7.55Peak gain, (dB)6.08Radiation efficiency (%)71.3Comparing Tables1 and 2, the designed prototype presents similar performances to those of the conventional patch antenna from matching point of view (effective bandwidth and reflection coefficient values). On the other side, from radiation point of view, the designed and fabricated dual band antenna resonances show lower radiation efficiencies as it has been mentioned before.Finally, to understand in an oversimplified way the radiation mechanism of the proposed antenna, one needs to consider the pair of electric dipoles that are described in [9] and the effect of the finite ground plane. In a recent work a refined equivalent circuit model for the CSRR which explains more accurately the physical interpretation of the influence of reactive parameters [19] is presented. This circuit model will be developed in further works in order to take into account the radiation resistance and the internal coupling to the patch and ground plane.


## 5. Conclusions

In this work a dual band patch antenna based on a CSRR has been proposed, studied, and successfully tested, demonstrating the feasibility of this type of dual band antennas, adding a miniaturization of patch dimensions for some locations of the CSRR inside the patch. A good agreement between simulated and measured results is shown. The parametric study shows the influence of the location of the CSRR on the patch on the radiation characteristics. The design of the dual patch antenna is simple as the only design parameters comparing to a conventional path antenna are the ones of the CSRR particle design parameters. Also, multiband antennas can be designed in a similar way by simply adding different CSRRs on the patch.



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*Source: 951290-2012-03-20.xml*