# Clinical Characteristics of Patients with Different N-Terminal Probrain Natriuretic Peptide Levels after Hematopoietic Stem Cell Transplantation

Authors: Zhen Se; Haobin Zhou; Hanlin Li; Jing Sun; Qiong Zhan; Qingchun Zeng; Qifa Liu; Dingli Xu
Journal: Disease Markers
 (2020)

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## Abstract

Heart failure (HF) is not uncommon among patients with hematologic malignancies (HM) undergoing hematopoietic stem cell transplantation (HSCT) and is associated with an increased mortality. Among HSCT patients without signs or symptoms of HF, groups with elevated and normal N-terminal probrain natriuretic peptide (NT-proBNP) levels have been poorly characterized in previous literature. Herein, we reviewed consecutive admissions for HM undergoing HSCT (n=301). Based on NT-proBNP levels and clinical signs or symptoms of HF at follow-up (one month after HSCT), patients were grouped into ENPH (elevated NT‐proBNP>125pg/mL, presence of HF symptoms or signs), ENAH (elevated NT‐proBNP>125pg/mL, absence of HF symptoms or signs), and NN (normal NT‐proBNP<125pg/mL). ENPH, ENAH, and NN were observed in 22.9%, 54.5%, and 22.6% of patients, respectively. ENPH patients had a significantly higher baseline NT-proBNP level, followed by the ENAH and NN groups, respectively (P<0.001). Frequencies of HLA partially matched related donors, stem cell source (bone marrow+peripheral blood), and utilization of graft-versus-host disease prophylaxis regimens (ciclosporin+methotrexate+antithymocyte globulin±mycophenolate mofetil) were also the highest in the ENPH group, followed by ENAH and NN groups, respectively (all P<0.05). Uric acid and hemoglobin levels, transplant type, and cyclophosphamide-based conditioning regimens utilized were similar between the ENAH and ENPH groups. We found that ENPH and ENAH are commonly observed in HM hospitalized for HSCT. Serum NT-proBNP levels may allow for earlier identification of HSCT patients at high risk of developing cardiac dysfunction.


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## Body

## 1. Introduction

The increasing use of hematopoietic stem cell transplantation (HSCT) as a curative strategy for hematologic malignancies has favorably modified the prognosis of hematologic malignancies [1–5].Heart failure (HF) is a serious complication of HSCT affecting approximately 5% to 43% of HSCT patients and is associated with increased mortality [6, 7]. Several clinical factors have been identified that may contribute to HF. These include pre-HSCT exposures, HSCT conditioning regimens, and graft-versus-host disease (GVHD) [8, 9]. Previous studies have characterized and identified powerful predictors of HF in patients with hematologic malignancies undergoing HSCT [10–15]. However, the diagnostic criteria for HF utilized thus far have been based on reduced left ventricular ejection fraction (LVEF) and clinical signs or symptoms. While a decline in LVEF may represent a late marker of cardiotoxicity [16], a normal LVEF does not exclude the presence of early HF or HF with preserved LVEF (HFpEF). Given that HFpEF constitutes between 22 and 73% of HF patients in the general population (HFpEF), a significant number of patients might have been excluded from analysis [17–19]. Recently, the importance of brain natriuretic peptide (BNP) or N-terminal probrain natriuretic peptide (NT-proBNP) as a biomarker for the diagnosis and prognostic evaluation of HF has been emphasized in European, U.S., and Chinese guidelines [17, 20, 21]. While some patients that present with elevated BNP or NT-proBNP levels may not meet the diagnostic criteria for HF (i.e., patients with no clinical symptoms or signs or with no apparent structural or functional cardiac abnormalities), they may still be at an increased risk for cardiotoxicity. Data on this group of patients is scarce.In the current study, we aimed to describe and compare the clinical characteristics of HSCT patients with elevated NT-proBNP levels but without clinical symptoms or signs of HF, those with elevated NT-proBNP levels and symptoms or signs of HF, and patients with normal NT-proBNP levels after HSCT.


## 2. Methods

### 2.1. Study Population

This retrospective single-center cohort study included consecutively admitted patients who underwent autologous and allogeneic HSCT for hematologic malignancies between January 2015 and December 2016 at Nanfang Hospital, Southern Medical University. Inclusion into this study required complete baseline (within 24 h of admission) and follow-up (one month post-HSCT) pairs of NT-proBNP levels. Patients who were <14 years of age or have estimated glomerular filtration rateeGFR<60mL/min/1.73m2 were excluded (Figure 1). Major diagnoses included acute myeloid leukemia (AML) (n=130), acute lymphoblastic leukemia (ALL) (n=107), acute mixed lineage leukemia (n=8), biphenotypic acute leukemia (n=7), myelodysplastic syndrome (MDS) (n=13), chronic myeloid leukemia (CML) (n=7), and lymphoma (n=16). Overall, 259 (86.0%) patients received allogeneic and 42 (14.0%) received autologous HSCT. The study was approved by the institutional review board of Nanfang Hospital. Written informed consent was obtained from all participants.Figure 1
Patient flow chart. eGFR: estimated glomerular filtration rate; NT-proBNP: N-terminal probrain natriuretic peptide; HF: heart failure; ENPH: elevatedNT‐proBNP>125pg/mL, presence of HF symptoms or signs; ENAH: elevated NT‐proBNP>125pg/mL, absence of HF symptoms or signs; NN: normal NT‐proBNP<125pg/mL.Demography, medical history, physical examination, laboratory tests, admission electrocardiogram, chest X-ray, echocardiography, and transplantation-related data (diagnosis, type of transplant, donor type, stem cell source, conditioning regimen, and prophylaxis regimens for GVHD) were collected retrospectively from the hospital clinical database for analysis. Twelve-lead electrocardiography and chest X-ray were performed in all patients at baseline. Echocardiographic data was available in 285 patients (95%). The assessment of LVEF by echocardiography was standardized. Recommendations for optimal therapy were based on guidelines. Patients received sodium phosphocreatine as part of their cardioprotective therapy.


### 2.2. Transplant Procedure

Conditioning regimens mainly consisted of busulfan (BU), cyclophosphamide (CY), total body irradiation (TBI), anthracycline (i.e., daunorubicin), etoposide (VP-16), fludarabine (FLU), and cytarabine among others. A combination of ciclosporin A (CsA), methotrexate (MTX), antithymocyte globulin (ATG), and mycophenolate mofetil (MMF) was given for prophylaxis against GVHD. Stem cell sources included bone marrow and peripheral blood stem cells.


### 2.3. Definitions

Body mass index (BMI, kg/m2) was calculated as the body weight (kg) divided by height (m) squared. eGFR was calculated using the Modification of Diet in Renal Disease equation [22]. Anemia was defined as hemoglobin<13g/dL for men and <12 g/dL for women, according to the World Health Organization criteria. Blood samples for measurements of NT-proBNP were taken within 24 h of admission (baseline) and at follow-up. The patient population was stratified into 3 groups based on their NT-proBNP levels and concomitant HF symptoms and/or signs at follow-up (Figure 1): patients with elevated NT-proBNP (NT‐proBNP>125pg/mL) and presence of HF symptoms or signs (ENPH); patients with elevated NT-proBNP (NT‐proBNP>125pg/mL) but absence of HF symptoms or signs (ENAH); and patients with normal NT-proBNP (NT‐proBNP<125pg/mL, NN). The cut-off value for NT-proBNP was chosen according to the 2016 ESC guidelines on HF [17].


### 2.4. Statistical Analysis

Normally distributed continuous variables were presented asmean±SD, while nonnormal data was presented as median and interquartile range. Categorical variables were presented as percentages. Differences between groups were tested by the chi-square test for categorical data and analysis of variance or the Kruskal-Wallis test for continuous data, as appropriate. A two-tailed P value < 0.05 was considered statistically significant. Analyses were performed using SPSS version 20.0 (IBM SPSS Statistics, IBM Corporation, Armonk, New York).


## 2.1. Study Population

This retrospective single-center cohort study included consecutively admitted patients who underwent autologous and allogeneic HSCT for hematologic malignancies between January 2015 and December 2016 at Nanfang Hospital, Southern Medical University. Inclusion into this study required complete baseline (within 24 h of admission) and follow-up (one month post-HSCT) pairs of NT-proBNP levels. Patients who were <14 years of age or have estimated glomerular filtration rateeGFR<60mL/min/1.73m2 were excluded (Figure 1). Major diagnoses included acute myeloid leukemia (AML) (n=130), acute lymphoblastic leukemia (ALL) (n=107), acute mixed lineage leukemia (n=8), biphenotypic acute leukemia (n=7), myelodysplastic syndrome (MDS) (n=13), chronic myeloid leukemia (CML) (n=7), and lymphoma (n=16). Overall, 259 (86.0%) patients received allogeneic and 42 (14.0%) received autologous HSCT. The study was approved by the institutional review board of Nanfang Hospital. Written informed consent was obtained from all participants.Figure 1
Patient flow chart. eGFR: estimated glomerular filtration rate; NT-proBNP: N-terminal probrain natriuretic peptide; HF: heart failure; ENPH: elevatedNT‐proBNP>125pg/mL, presence of HF symptoms or signs; ENAH: elevated NT‐proBNP>125pg/mL, absence of HF symptoms or signs; NN: normal NT‐proBNP<125pg/mL.Demography, medical history, physical examination, laboratory tests, admission electrocardiogram, chest X-ray, echocardiography, and transplantation-related data (diagnosis, type of transplant, donor type, stem cell source, conditioning regimen, and prophylaxis regimens for GVHD) were collected retrospectively from the hospital clinical database for analysis. Twelve-lead electrocardiography and chest X-ray were performed in all patients at baseline. Echocardiographic data was available in 285 patients (95%). The assessment of LVEF by echocardiography was standardized. Recommendations for optimal therapy were based on guidelines. Patients received sodium phosphocreatine as part of their cardioprotective therapy.


## 2.2. Transplant Procedure

Conditioning regimens mainly consisted of busulfan (BU), cyclophosphamide (CY), total body irradiation (TBI), anthracycline (i.e., daunorubicin), etoposide (VP-16), fludarabine (FLU), and cytarabine among others. A combination of ciclosporin A (CsA), methotrexate (MTX), antithymocyte globulin (ATG), and mycophenolate mofetil (MMF) was given for prophylaxis against GVHD. Stem cell sources included bone marrow and peripheral blood stem cells.


## 2.3. Definitions

Body mass index (BMI, kg/m2) was calculated as the body weight (kg) divided by height (m) squared. eGFR was calculated using the Modification of Diet in Renal Disease equation [22]. Anemia was defined as hemoglobin<13g/dL for men and <12 g/dL for women, according to the World Health Organization criteria. Blood samples for measurements of NT-proBNP were taken within 24 h of admission (baseline) and at follow-up. The patient population was stratified into 3 groups based on their NT-proBNP levels and concomitant HF symptoms and/or signs at follow-up (Figure 1): patients with elevated NT-proBNP (NT‐proBNP>125pg/mL) and presence of HF symptoms or signs (ENPH); patients with elevated NT-proBNP (NT‐proBNP>125pg/mL) but absence of HF symptoms or signs (ENAH); and patients with normal NT-proBNP (NT‐proBNP<125pg/mL, NN). The cut-off value for NT-proBNP was chosen according to the 2016 ESC guidelines on HF [17].


## 2.4. Statistical Analysis

Normally distributed continuous variables were presented asmean±SD, while nonnormal data was presented as median and interquartile range. Categorical variables were presented as percentages. Differences between groups were tested by the chi-square test for categorical data and analysis of variance or the Kruskal-Wallis test for continuous data, as appropriate. A two-tailed P value < 0.05 was considered statistically significant. Analyses were performed using SPSS version 20.0 (IBM SPSS Statistics, IBM Corporation, Armonk, New York).


## 3. Results

A total of 301 patients were included in the study. Of those, 69 patients (22.9%) had ENPH, 164 patients (54.5%) had ENAH, and 68 patients (22.6%) had NN. Characteristics of the patients are presented in Table1. The mean age was 32.4±11.7 years and 40.2% were females. The mean LVEF at admission for the overall population was 61.1±9.3%. Median NT-proBNP levels increased from 55 (30.0, 112.0) pg/mL at baseline to 415 (141.0, 1283.0) pg/mL at one month for the overall population (P<0.001). ENPH showed the highest baseline and post-HSCT NT-proBNP levels, followed by the ENAH and NN groups. ENAH resembled ENPH regarding uric acid and hemoglobin levels (P<0.05). Baseline systolic and diastolic blood pressure, heart rate, LVEF, and eGFR were comparable between groups (P>0.05).Table 1
Patient characteristics.
VariablesTotal (n=301)ENPH (n=69)ENAH (n=164)NN (n=68)P valueAge (years)32.4±11.731.8±11.532.5±11.732.7±12.10.893Female121 (40.2)32 (46.4)70 (42.7)19 (27.9)0.056BMI (kg/m2)21.1±3.721.5±3.320.8±3.521.6±4.40.237HaemodynamicsSystolic BP (mmHg)114.5±10.6114.3±10.5114.7±10.9114.3±10.00.958Diastolic BP (mmHg)70.5±12.570.4±12.370.6±12.770.3±12.60.985Heart rate (beats/min)83.5±11.983.64±13.383.8±11.782.5±11.00.740LVEF (%)61.1±9.360.3±8.761.10±9.461.92±9.60.633LVEDD (mm)43.0±4.6042.9±3.942.87±4.843.28±4.90.827Laboratory valuesSodium (mEq/L)137.5±3.0137.9±3.3137.6±3.0136.9±2.70.149Uric acid (mg/dL)3.4±1.63.3±1.53.2±1.53.86±1.80.011eGFR (mL/min/1.73m2)161.2±59.7149.3±48.9163.7±59.7167.0±68.20.159NT-proBNP (pg/mL) (baseline)55.0 (30.0, 112.0)70.0 (31.0, 119.0)59.0 (37.25, 119.0)33.50 (23.8, 55.0)<0.001NT-proBNP (pg/mL) (post-HSCT)415.0 (141.0, 1283.0)1055.0 (374.0, 5155.0)538.5 (254.5, 1366.0)55.0 (38.0, 81.3)<0.001Hemoglobin (g/dL)89.2±20.783.4±18.687.1±19.9100.0±20.9<0.001Values aremean±SD, n (%), or median (interquartile range). ENPH: elevated NT-proBNP and presence of clinical signs or symptoms of heart failure; ENAH: elevated NT-proBNP but absence of symptoms or signs of heart failure; NN: normal NT-proBNP; BMI: body mass index; BP: blood pressure; LVEF: left ventricle ejection fraction; LVEDD: left ventricular end-diastolic diameter; eGFR: estimated glomerular filtration rate; NT-proBNP: N-terminal probrain natriuretic peptide.Table2 summarizes transplantation-related data. Patients with ENAH were more likely to suffer from ALL. Allogeneic transplantations, frequencies of HLA partially matched related donors, and stem cell source (bone marrow+peripheral blood) were the highest in the ENPH group, followed by ENAH and NN groups, respectively (all P<0.05). ENAH resembled ENPH with regard to transplant type and treatment with CY-based conditioning regimen. The use of anthracycline did not differ among the three groups. Regarding the prophylaxis regimens for GVHD, the frequency of CsA+MTX+ATG±MMF administration in ENPH was the highest, followed by ENAH and NN (P<0.05). CsA+MTX±MMF use was similar among the three groups (P>0.05).Table 2
In-hospital transplantation-related parameters.
VariablesTotal (n=301)ENPH (n=69)ENAH (n=164)NN (n=68)P valueDiagnosisAcute lymphoblastic leukemia107 (35.5)16 (23.2)70 (42.7)21 (30.9)0.012Acute myeloid leukemia130 (43.2)36 (52.2)62 (37.8)32 (47.1)0.099Othera64 (21.3)17 (24.6)32 (19.5)15 (22.1)0.672Transplant type0.033Autologous HSCT42 (14.0)7 (10.1)19 (11.6)16 (23.5)Allogeneic HSCT259 (86.0)62 (89.9)145 (88.4)52 (76.5)Donor typeHLA matched, related119 (39.5)22 (31.9)63 (38.4)34 (50.0)0.087HLA partially matched, related99 (32.9)32 (46.4)56 (34.1)11 (16.2)0.001HLA matched, unrelated30 (10.0)4 (5.8)19 (11.6)7 (10.3)0.402Stem cell source<0.001Peripheral blood198 (65.8)37 (53.6)101 (61.6)60 (88.2)Bone marrow+peripheral blood103 (34.2)32 (46.4)63 (38.4)8 (11.8)Conditioning regimensCY based267 (88.7)64 (92.8)152 (92.7)51 (75.0)<0.001Anthracycline based51 (16.9)14 (20.3)28 (17.1)9 (13.2)0.545TBI based138 (45.8)25 (36.2)85 (51.8)28 (41.2)0.063TBI+CY+VP-16/FA113 (37.5)23 (33.3)69 (42.1)21 (30.9)0.198Prophylaxis regimens for GVHDCsA+MTX±MMF110 (36.8)19 (27.9)63 (38.4)28 (41.8)0.202CsA+MTX+ATG±MMF141 (47.2)40 (58.8)79 (48.2)22 (32.8)0.010Values aremean±SD, n (%). ENPH: elevated NT-proBNP and presence of clinical symptoms or signs of heart failure; ENAH: elevated NT-proBNP but absence of symptoms or signs of heart failure; NN: normal NT-proBNP; HSCT: hematopoietic stem cell transplantation; HLA: human leukocyte antigen; CY: cyclophosphamide; TBI: total body irradiation; BU: busulfan; VP-16: etoposide; FA: fludarabine and cytarabine; GVHD: graft-versus-host disease; CsA: ciclosporin A; MTX: methotrexate; MFF: mycophenolate mofetil; ATG: antithymocyte globulin. aLymphoma (n=16), myelodysplastic syndrome (n=13), acute mixed lineage leukemia (n=8), chronic myeloid leukemia (n=7), biphenotypic acute leukemia (n=7), etc.


## 4. Discussion

This study compared the clinical characteristics between patient subgroups defined by an elevated NT-proBNP and presence of signs or symptoms of HF (ENPH), elevated NT-proBNP but absence of signs or symptoms of HF (ENAH), and normal NT-proBNP levels (NN). Herein, we observed that patients with ENPH and ENAH represented a substantial proportion of HSCT hospitalizations (22.9% and 54.5%, respectively). ENAH, a traditionally understudied subgroup, appeared to have many features that were intermediary in the transition between ENPH and NN, while simultaneously resembling HF with respect to many clinical characteristics.Previous studies have described characteristics of patients with and without heart failure who underwent HSCT and identified powerful predictors of HF post-HSCT. However, these studies failed to differentiate between patients with ENAH and those with NN. Whether patients with ENAH have the same characteristics and experience the same mortality risks or benefits as those with ENPH and NN, respectively, has not been explored thus far. The three classification systems used herein were designed to cover a broader spectrum transitioning from ENPH, through a state of ENAF, to NN, to better represent the HSCT population and characterize the ENAH group.Early detection of therapy-induced myocardial injury, although challenging, is crucial, as initiation of treatment may prevent progression of HF. Furthermore, those at higher risk for cardiotoxicity may benefit from preemptive cardioprotective interventions. However, there is a lack of established consensus on optimal strategies to detect cardiotoxicity. Traditionally, echocardiography has been used to assess cardiotoxicity [23]. However, because of the insensitivity of the LVEF response to cardiotoxicity, a large proportion of patients may have sustained irreversible myocardial injury when changes in LVEF become apparent, thus highlighting the need for biomarkers. Cardiac biomarkers, such as BNP/NT-proBNP or cardiac troponins, have proven to be a reliable diagnostic tool for the early detection, assessment, and monitoring of chemotherapy-induced cardiotoxicity [24]. A normal BNP level in an untreated patient virtually excludes significant cardiac disease, making even an echocardiogram unnecessary [25]. However, the role of these cardiac biomarkers in routine monitoring to define high-risk patients in the context of HSCT is not well established.NT-proBNP is considered superior to other indicators in the early detection of myocardial injury based on its favorable sensitivity and specificity. Therefore, the present study used NT-proBNP levels to stratify patients and detect myocardial injury. This is consistent with 2016 ESC HF guidelines for the general population [17]. We found NT-proBNP levels increased significantly between admission and one month post-HSCT, suggesting therapy-induced myocardial injury is a common complication of HSCT.ENAH, a precursor to overt HF, may represent mild myocardial injury or an early-stage HF. In the general population, asymptomatic left ventricular dysfunction is common and carries a poor prognosis [26]. In a community-based study enrolling 4257 participants, Wang et al. found that subjects with mild asymptomatic left ventricular systolic dysfunction (ALVD) had a 2- to 4-fold increase in the rate of chronic HF and mortality compared with subjects with normal systolic function [26]. Thus, identification of this precursor is important as initiation of treatment at this stage may decrease mortality in these high-risk patients [27]. A recent study reported a 5.1% incidence of ALVD in patients with lymphoma undergoing autologous HSCT [15]. However, this patient group was not characterized in detail. In this study, we observed a high prevalence of ENAH. Our results showed that higher baseline NT-proBNP levels with both the ENPH and ENAH groups resulted in higher NT-proBNP post-HSCT. This emphasizes that an asymptomatic rise in NT-proBNP (i.e., ENAH) may still increase the risk of cardiac dysfunction and supports that the ENAH group may benefit from further targeted intervention. Herein, a second assessment of echocardiographic function on one-month follow-up was not available. Therefore, we were unable to assess changes in left ventricular function of these patients. Speculatively, a repeated assessment of echocardiographic function in HSCT patients with NT‐proBNP>125pg/mL may provide further insights.The prevalence of ENPH was 22.9% in the present study, which is consistent with values reported in previous studies [10, 11]. In this study, both groups with cardiac impairment after HSCT had higher baseline NT-proBNP and lower hemoglobin levels than the NN group, implying that greater baseline disease severity relates to subsequent cardiotoxicity. Furthermore, the ENPH group experienced a greater increase in NT-proBNP from baseline to post-HSCT compared with the ENAH group. This demonstrates that patients with HF signs or symptoms suffer from a greater exacerbation of cardiotoxicity than those with asymptomatically increased NT-proBNP.Various HSCT-related exposures have been reported to contribute to cardiac dysfunction during HSCT [8, 9]. Anthracycline and CY are both known to exhibit dose-dependent cardiotoxicity [8, 28] and reportedly increase the risk of HF [13, 29, 30]. In our study, patients in the ENAH and ENPH groups were more frequently receiving CY, while anthracycline use was comparable between groups. The absence of exact doses of conditioning regimens limits the ability to determine relationships between anthracycline or CY doses and cardiac function.It is important to note that cardiac dysfunction in hematological malignancies may be related to factors other than HSCT-related exposures such as tumor cell invasion, anemia, and electrolyte disorders. Additionally, a gender disparity in the prevalence of HF has also been observed in HSCT in previous research [13, 31, 32]. Consistently, we found the association between female gender and an increased incidence of ENPH was tending toward significance. The underlying mechanism of gender-specific cardiotoxicity is incompletely understood. It has been reported that differences in body composition between genders may affect the disposition and the subsequent metabolism of anthracyclines [32]. Also, a greater burden of diastolic HF in women may explain this observation.


## 5. Limitations

The study was a retrospective observational single-center study. Due to the observational nature of this study, it is impossible to prove causality. We did not have data on the dose of chemotherapeutic agents. Echocardiographic data was only obtained at admission and not at follow-up; however, other pertinent variables were available at admission and follow-up.


## 6. Conclusion

This study found that ENPH and ENAH are commonly observed in patients with hematologic malignancies hospitalized for HSCT. Some characteristics of ENAH resemble ENPH, while others represent an intermediate in the transition between ENPH and NN. Herein, by using NT-proBNP levels for stratification, the characteristics of patients across a broad spectrum of cardiovascular dysfunction are observed. This may allow earlier identification of patients at high risk of developing cardiac dysfunction and extends the window of opportunity for clinical interventions. Further studies are needed to better characterize these patients and identify those who are more likely to develop HF and could benefit from closer monitoring and early intervention.



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