# PEGylated Polyethylenimine Derivative-Mediated Local Delivery of the shSmad3 Inhibits Intimal Thickening after Vascular Injury

Authors: Yu Wang; Danyang Zhao; Xiao Wei; Lin Ma; Jing Sheng; Ping Lu
Journal: BioMed Research International
 (2019)

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## Abstract

Intimal hyperplasia is a complex process which contributes to several clinical problems such as atherosclerosis and postangioplasty restenosis. Inhibition of Smad3 expression inhibits intimal thickening. Our previous study has modified biscarbamate cross-linked polyethylenimine derivative (PEI-Et) through PEGylation thus obtained polyethylene glycol-graft-polyethylenimine derivative (PEG-Et 1:1), which has lower cytotoxicity and higher gene transfection efficiency compared with PEI-Et. In this study, PEG-Et 1:1 was employed in Smad3 shRNA (shSmad3) delivery for preventing intimal hyperplasia after vascular injury. It was observed that PEG-Et 1:1 could condense shSmad3 gene into nanoparticles with particle size of 115–168 nm and zeta potential of 3–6 mV. PEG-Et 1:1 displayed remarkably lower cytotoxicity, higher transfection efficiency, and shRNA silencing efficiency than PEI-Et and PEI 25 kDa in vascular smooth muscle cells (VSMCs). Moreover, PEG-Et 1:1/shSmad3 polyplex treatment significantly inhibited collagen, matrix metalloproteinase 1 (MMP1), MMP2 and MMP9 expression, and upregulated tissue inhibitor of metalloproteinase 1 (TIMP1) expression bothin vitroandin vivo. Furthermore, intravascular delivery of shSmad3 with PEG-Et 1:1 polyplex efficiently reduced Smad3 expression and inhibited intimal thickening 14 days after vascular injury. Ultimately, this study indicated that PEG-Et 1:1-mediated local delivery of shSmad3 is a promising strategy for preventing intimal thickening.


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## Body

## 1. Introduction

Neointimal hyperplasia contributes to the pathophysiological process of several different vascular disorders, such as restenosis after angioplasty, allograft vasculopathy, vein graft stenosis, and atherosclerosis [1–3]. Vascular smooth muscle cells (VSMCs) play major role in intimal hyperplasia, VSMCs change from a contractile phenotype to a synthetic phenotype followed by proliferation and migration during vascular remodeling [3–5], and current therapy which aims to antagonize pathological vascular remodeling is mainly to inhibit VSMCs proliferation [6].Transforming growth factor-β (TGF-β) is believed to be a critical regulator in the process of intimal hyperplasia; the upregulation of it has been found to stimulate the proliferation and migration of VSMCs as well as the production of extracellular matrix (ECM) after vascular injury [7–9]. Inhibition of TGF-β through different means can also decrease intimal hyperplasia [10–14]. Smad3 locates at the downstream of TGF-β signal pathway and studies have reported that TGF-β stimulates neointimal hyperplasia through Smad3-dependent pathway [15–17]. In addition, our previous studies found that inhibition of Smad3 expression using antisense Smad3 adenovirus vector could suppress the proliferation of VSMCs, reduce the secretion of collagen, and alleviate intimal hyperplasia [17–19], suggesting that inhibiting Smad3 expression is an effective strategy to prevent intimal hyperplasia.In recent years, nanoparticle-based drug/gene delivery has attracted considerable interests for local drug/gene delivery to prevent restenosis [20]. Among those, the cationic polyethylenimine (PEI) and branched PEI-based carriers have been tested and proved to be effective gene delivery agents for preventing intimal hyperplasia [21–25]. The transfection efficiency of PEIs is mainly influenced by their molecular weight, branching, particle size, and zeta potential [26]. PEI 25 kDa was proven to have higher transfection efficiency but higher toxicity than low-molecular-weight PEIs [26]. To increase the transfection efficiency and reduce the toxicity of PEIs, they have been modified with ester linkage, disulfide linkage, amide linkage, etc. [26–28]. Among so many modifiers, poly(ethylene glycol) (PEG) was wildly used because of its safety and water solubility [29, 30].In our previous study, we designed and synthesized a novel biscarbamate cross-linked PEI derivative (PEI-Et), but its cytotoxicity is relative high [31]. In order to increase the transfection efficiency and reduce the toxicity of PEI-Et, we then modified PEI-Et with PEG to construct a PEI-Et derivative, namely, polyethylene glycol-graft-polyethylenimine derivative (PEG-Et 1:1), the weight-average molecular weight (Mw) of PEG-Et 1:1 was 4468 Da, with a polydispersity of 2.19, and it exhibited lower cytotoxicity and higher gene transfection efficiency compared with PEI-Et [32]. Herein, PEG-Et 1:1 was selected as a nonviral carrier to deliver the Smad3 shRNA (shSmad3) for preventing intimal hyperplasia after vascular injury. We anticipated that PEG-Et 1:1 would help to deliver shSmad3 into VSMCs with reduced cytotoxicity and enhanced gene delivery efficiency, whether delivery of shSmad3 by PEG-Et 1:1 could induce the downregulation of Smad3 and then inhibit intimal thickening were also investigated.


## 2. Materials and Methods

### 2.1. Materials

Branched PEI (25 kDa, 800 Da), ethidium bromide (EB), ethylene bis(chloroformate), and 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT) were purchased from Sigma-Aldrich (St Louis, MO, USA). Methoxy-poly (ethylene glycol)-succinimidyl carbonate (mPEG-Sc; Mw = 2000 Da) was purchased from Yare Biotech (Shanghai, China). Fetal bovine serum (FBS), Dulbecco’s modified Eagle’s medium (DMEM), and Trypsin-EDTA were purchased from PAA (Cölbe, Germany). Smad3-expressing plasmid, scrambled shRNA plasmid, and green fluorescent protein (GFP) bearing Smad3 shRNA plasmid were obtained from JIKAI Cooperation (Shanghai, China). Cell Counting Kit-8 (CCK-8, Dojindo Kumamoto, Japan) was used to detect VSMCs proliferation. 3F Fogarty embolectomy catheters were purchased from Edwards Systems Technology, USA. The primer sequences used in quantitative real-time polymerase chain reaction (qRT-PCR) analysis were described in Suppl. Table1. Mouse polyclonal to Smad2/3, mouse monoclonal to type I collagen (Col I), mouse monoclonal to and type III collagen (Col III), mouse monoclonal to MMP1, mouse monoclonal to MMP2, mouse monoclonal to MMP9, goat polyclonal antibody against the C-terminal region of TIMP1, and mouse monoclonal to GAPDH (catalog numbers 610842, ab6308, NBP1-05119, ab126847, ab2462, ab58803, sc-6832, and ab9484) were used for Western blot analysis. Mouse monoclonal to alpha-smooth muscle actin (α-SMA) (catalog number ab7817) and mouse monoclonal to proliferating cell nuclear antigen (PCNA) (catalog number ab912) were used for immunohistochemistry analysis. All other solvents and reagents were of analytical grade.


### 2.2. Synthesis of PEG-Et 1:1

The synthesis of PEG-Et1:1 was divided into two steps as our previous study (Figure1(a)) [32]. The first step was to synthesize PEI-Et. Briefly, 0.04 mol of ethylene bis(chloroformate) solution (freshly anhydrous chloroform as solvent) was added dropwise into PEI 800 Da solution (0.06 mol, freshly anhydrous chloroform as solvent); the mixture was stirred in an ice bath under nitrogen atmosphere for 24 hours. After removing solvent, the sample was dissolved in distilled water and then dialyzed with dialysis tube (MWCO: 3500 Da) for 2 days, followed by lyophilization. The resulting polymer PEI-Et was stored at −20°C for future use.Figure 1
Synthesis of PEG-Et 1:1 and preparation of plasmid DNA/PEG-Et 1:1 polyplex. (a) Schematic diagram of synthesis of PEG-Et. (b) Schematic diagram of preparation of plasmid DNA/PEG-Et polyplex.
(a) (b)The second step was to synthesize PEG-Et 1:1, 0.04 mmol of PEI-Et was dissolved in 0.1 M of sodium bicarbonate, and then 0.04 mmol of mPEG-Sc was added to the PEI-Et solution. After the mixture was allowed to stirred for 4 h at 25°C, the resultant PEG-Et 1:1 was dialyzed with dialysis tube (MWCO: 3500 kDa) for 2 days. The acquired polymer PEG-Et 1:1 was lyophilized and stored at −20°C until use.


### 2.3. Preparation of Plasmid DNA/PEG-Et 1:1 Polyplex

PEG-Et 1:1/shSmad3 complexes were freshly prepared. The complexes of PEG-Et 1:1 and DNA (scrambled shRNA and shSmad3) were freshly prepared in phosphate-buffered saline (PBS, pH 6.0), according to the different N/P ratios. Next, the complexes were condensed by adding polymer solutions to equal volume of the DNA solution (shSmad3 or scrambled shRNA solution); the mixture was then stirred gently and incubated for 30 minutes at room temperature to complete the formation of the polyplexes (Figure1(b)).


### 2.4. Characterization of PEG-Et 1:1/shSmad3 Polyplex

PEG-Et 1:1/shSmad3 complexes were freshly prepared at different N/P ratios of 1-20. After 30 minutes incubation at 25°C, the complex solutions were analyzed by 0.9% (w/v) agarose gels in 1 × Tris-acetate (TAE) buffer with a constant voltage of 120 V for 30 minutes. The locations of the shSmad3 bands were visualized by a UV illuminator (Tanon 2500, Shanghai).PEG-Et 1:1/shSmad3 and PEI-Et/shSmad3 complexes were prepared at various N/P ratios from 1 to 50. The zeta potential and particle size were determined by a particle size analyzer (Zetasizer Nano 2s90, Malvern, Britain). All samples were performed in triplicate.The morphology of PEG-Et/shSmad3 complexes was detected using a Transmission electron microscopy (TEM) at N/P ratio of 20. 10μL of the complex solution was placed on a copper grid (100 mesh), followed by dried at room temperature. The samples were examined under 120 Kv by TEM (Tecnai G2 Spirit Biotwin, FEI, USA).


### 2.5. Cell Culture

The VSMCs cell lines (C2/2) were purchased from the Life Science Center, Biochemical Research Lab, Asahi Chemical Industry. VSMCs were cultured in DMEM medium supplemented with 15% FBS. Cells were maintained at 37°C in a 95% humidified 5% CO2 incubator. The cells of 3rd-5rd passage were used for further experiments.


### 2.6. Cytotoxicity Analysis In Vitro

MTT assay was tested to investigate the cytotoxicity profiles of PEG-Et 1:1 and PEG-Et 1:1/shSmad3 polyplex; PEI 25 kDa was served as control. The VSMCs were seeded to 96-well plates at a seeding density of 2 × 104 cells per well in DMEM containing 15% FBS and were incubated for 24 hours. The polymers at various concentrations or polymer/shSmad3 complexes at various N/P ratios (dissolved in fresh serum-free DMEM) were added to 96-well plates, followed by incubation for 4 hours. Then, the medium was replaced with complete medium; 48 hours later, 125 μL of MTT (0.5 mg/mL in fresh serum-free DMEM) was added to each well and incubated for another 6 hours. Subsequently, the medium was discarded and 150 μL/well of DMSO was added. The absorbance was measured at 570 nm (with 630 nm as a reference wavelength) using an ELISA reader (SpectraMax M3, USA). The cell viability was expressed as the percentage of the absorbance relative to that of the control experiment without polymers. Six replicates were counted for each sample.


### 2.7. Gene Transfection Efficiency Assay

The VSMCs were seeded to 96-well plates in DMEM containing 15% FBS, which was incubated for 24 hours. For the reporter gene transfection efficiency, the PEG-Et 1:1/shSmad3 polyplexes were added to each well and incubated for 4 h, after that the medium was replaced with fresh serum-containing medium. After 48 hours, GFP protein expression was viewed under a fluorescent microscope (TS100, Nikon, Japan), cells were counted using flow cytometry (Beckerman, USA), and the percentage of GFP-expressing cells was represented as the gene transfection efficiency.


### 2.8. qRT-PCR Analysis

Total RNA was extracted from VSMCs (after transfection for 48 h) or carotid arteries using the TRIzol reagent (Sigma, USA) according to the manufacturer’s instructions. Spectrophotometer (NanoDrop2000, USA) was used to detect the concentration and purity of RNA. Synthesize of cDNA with 1.0μg RNA and QuantiTect Reverse Transcription Kit (Qiagen, CA, USA). Amplification was performed using cDNA, and the qRT-PCR was performed with the SYBR green detection system (Thermo Scientific, Waltham, MA, USA) in an sequence detection system (Applied Biosystems, CA, USA). The house keeping gene GAPDH was used as an internal reference. The primer sequences (Smad3, MMP1, MMP2, MMP9, TIMP1, Col I, and Col III) were described in Suppl. Table 1; mRNA levels were normalized to that of GAPDH.


### 2.9. Western Blot Analysis

Total protein was extracted from VSMCs (after transfection for 48 h) or carotid arteries according to the protocols of the total cellular soluble protein preparation kit. Protein concentrations were examined by the BCA-100 Protein Quantitative Analysis Kit. Equal amount of protein lysates (30μg) was loaded on 8% sodium dodecyl sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) and then transferred onto a polyvinylidene difluoride membrane (PVDF, Millipore, Billerica, MA) membrane. To minimize nonspecific binding, 5% milk was used to block the membrane for 60 minutes, followed by primary antibodies (Smad3, MMP1, MMP2, MMP9, TIMP1, Col I, and Col III) incubation at 4°C overnight with a gentle shaking. The next day, the bolts were washed with Tris-buffered saline Tween-20 (TBST) buffer and then incubated with horseradish peroxidase-conjugated secondary antibody for 1 h at room temperature, antibody binding was detected using the enhanced chemiluminescence method, and the house keeping gene GAPDH was used as control.


### 2.10. Cell Proliferation Assay

CCK-8 assay was used to detect VSMCs proliferation. PEG-Et 1:1/shSmad3, PEG-Et 1:1/scrambled shRNA, and PEG-Et 1:1 were added to cells and incubated for 48 h, then the medium was replaced by 500μL complete medium contain 50 μL CCK-8 solution. The cells were incubated for another 3 hours. Finally, the absorbance was measured using an ELISA reader (SpectraMax M3, USA) at 450 nm. The cell number was expressed as a percentage of the absorbance to that of the control experiment (untreated). Six replicates were counted for each sample.


### 2.11. Animal Model

New Zealand White rabbits weighing 3.0 to 3.5 kg were purchased from the Laboratory Animal Center of Shanghai Ninth People’s Hospital, Shanghai Jiao Tong University School of Medicine. Animals were intravenous anesthetized with 3% pentobarbital sodium 1 ml/kg, and then the left common carotid artery (CCA), left external carotid artery (ECA), left internal carotid artery (ICA), and the bifurcation between them were exposed. After systemic heparinization, a permanently ligature was made on the ECA at 5 mm away from the bifurcation, the ICA was temporarily ligated by a bulldog clamp, and also a bulldog clamp was put on the proximal end of CCA. A 3F Fogarty balloon catheter (Edwards Systems Technology, USA) was introduced through the branch of the left ECA and positioned at the origin of the left CCA to develop the animal model of vascular balloon injury. The balloon injury was performed by inflating the balloon with about 0.1 mL saline solution and then the arteries were denuded by gently pulling the catheter back along the CCA three times (denudation of endothelium), and the length of denuded arteries was about 4 cm. After balloon injury, a PE-10 catheter (Boston Scientific, USA) was used for local gene administration, gene transfection was performed under the pressure of 6 AT for 30 minutes and the total volume of gene transfer reagents was 200μL. The experimental animals were divided into four groups according to the difference of gene transfer reagents. The CCA were treated with PEG-Et 1:1/shSmad3 complexes (200 μL, the concentration of shSmad3 was 10 μg/ml, and the concentration of PEG-Et 1:1 was 0.2 mg/ml) in experimental group (n = 6), equal volumes of empty PEG-Et 1:1 or PBS were delivered as controls (n = 6 for each control condition), and another group (n = 6) was untreated after balloon injury. The ECA was ligated immediately after being treated; the bulldog clamps on CCA and ICA were removed. Animals were euthanized and killed for collecting samples 14 days after gene transfection; each artery was divided into three segments, which were fixed in 10% buffered formalin (one segment) and liquid nitrogen (two segments). Animals received humane care, the experiment was approved by the Animal Care and Use Committee of Shanghai Jiao Tong University School of Medicine, and all the animal protocols were carried out in accordance with the Animal Care and Use committee of Shanghai Ninth People’s Hospital, Shanghai Jiao Tong University School of Medicine.


### 2.12. Histology and Morphometry

Carotid arteries were fixed in formalin for 24 hours and then dehydrated in graded alcohols, followed by embedding in paraffin and cutting into slices of 5μm. The sections were stained with Elastica van Gieson (EVG) and Masson following the manufacturer’s instructions, and then photographed using a Nikon microscope. The intima area, media area and intimal-to-medial (I/M) area ratio were calculated on EVG stain slices, collagen fibers were calculated on Masson stain slices. All the data were measured and analyzed using Image-Pro PLUS system.


### 2.13. Immunohistochemistry

Carotid arteries were fixed in formalin for 24 hours and were cut into slices of 5μm, sections were repaired with pepsin at 37°C for 30 min and blocked endogenous peroxidase activity with 3% H2O2, after that the sections were incubated with mouse anti-α-SMA and mouse anti-PCNA antibodies at 4°C overnight. Negative control was treated with PBS. Next day the sections were then incubated with goat anti-mouse IgG-HRP (Maixin, China) at 25°C for 1 h. Finally, the sections were stained with DAB Detection Kit (Maixin, China) and counterstained with hematoxylin. Five sections of each artery were chosen for quantification, four different fields of each section were imaged at 200 ×. The antigen positive signals were quantified using Image-Pro PLUS system.


### 2.14. Statistical Analysis

All the data were expressed as mean ± standard deviation and were analyzed by one-way ANOVA with the SPSS statistical program (IBM SPSS Statistics). P < 0.05 was considered statistically significant, and P < 0.01 or P < 0.001 was considered highly statistically significant.


## 2.1. Materials

Branched PEI (25 kDa, 800 Da), ethidium bromide (EB), ethylene bis(chloroformate), and 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyltetrazolium bromide (MTT) were purchased from Sigma-Aldrich (St Louis, MO, USA). Methoxy-poly (ethylene glycol)-succinimidyl carbonate (mPEG-Sc; Mw = 2000 Da) was purchased from Yare Biotech (Shanghai, China). Fetal bovine serum (FBS), Dulbecco’s modified Eagle’s medium (DMEM), and Trypsin-EDTA were purchased from PAA (Cölbe, Germany). Smad3-expressing plasmid, scrambled shRNA plasmid, and green fluorescent protein (GFP) bearing Smad3 shRNA plasmid were obtained from JIKAI Cooperation (Shanghai, China). Cell Counting Kit-8 (CCK-8, Dojindo Kumamoto, Japan) was used to detect VSMCs proliferation. 3F Fogarty embolectomy catheters were purchased from Edwards Systems Technology, USA. The primer sequences used in quantitative real-time polymerase chain reaction (qRT-PCR) analysis were described in Suppl. Table1. Mouse polyclonal to Smad2/3, mouse monoclonal to type I collagen (Col I), mouse monoclonal to and type III collagen (Col III), mouse monoclonal to MMP1, mouse monoclonal to MMP2, mouse monoclonal to MMP9, goat polyclonal antibody against the C-terminal region of TIMP1, and mouse monoclonal to GAPDH (catalog numbers 610842, ab6308, NBP1-05119, ab126847, ab2462, ab58803, sc-6832, and ab9484) were used for Western blot analysis. Mouse monoclonal to alpha-smooth muscle actin (α-SMA) (catalog number ab7817) and mouse monoclonal to proliferating cell nuclear antigen (PCNA) (catalog number ab912) were used for immunohistochemistry analysis. All other solvents and reagents were of analytical grade.


## 2.2. Synthesis of PEG-Et 1:1

The synthesis of PEG-Et1:1 was divided into two steps as our previous study (Figure1(a)) [32]. The first step was to synthesize PEI-Et. Briefly, 0.04 mol of ethylene bis(chloroformate) solution (freshly anhydrous chloroform as solvent) was added dropwise into PEI 800 Da solution (0.06 mol, freshly anhydrous chloroform as solvent); the mixture was stirred in an ice bath under nitrogen atmosphere for 24 hours. After removing solvent, the sample was dissolved in distilled water and then dialyzed with dialysis tube (MWCO: 3500 Da) for 2 days, followed by lyophilization. The resulting polymer PEI-Et was stored at −20°C for future use.Figure 1
Synthesis of PEG-Et 1:1 and preparation of plasmid DNA/PEG-Et 1:1 polyplex. (a) Schematic diagram of synthesis of PEG-Et. (b) Schematic diagram of preparation of plasmid DNA/PEG-Et polyplex.
(a) (b)The second step was to synthesize PEG-Et 1:1, 0.04 mmol of PEI-Et was dissolved in 0.1 M of sodium bicarbonate, and then 0.04 mmol of mPEG-Sc was added to the PEI-Et solution. After the mixture was allowed to stirred for 4 h at 25°C, the resultant PEG-Et 1:1 was dialyzed with dialysis tube (MWCO: 3500 kDa) for 2 days. The acquired polymer PEG-Et 1:1 was lyophilized and stored at −20°C until use.


## 2.3. Preparation of Plasmid DNA/PEG-Et 1:1 Polyplex

PEG-Et 1:1/shSmad3 complexes were freshly prepared. The complexes of PEG-Et 1:1 and DNA (scrambled shRNA and shSmad3) were freshly prepared in phosphate-buffered saline (PBS, pH 6.0), according to the different N/P ratios. Next, the complexes were condensed by adding polymer solutions to equal volume of the DNA solution (shSmad3 or scrambled shRNA solution); the mixture was then stirred gently and incubated for 30 minutes at room temperature to complete the formation of the polyplexes (Figure1(b)).


## 2.4. Characterization of PEG-Et 1:1/shSmad3 Polyplex

PEG-Et 1:1/shSmad3 complexes were freshly prepared at different N/P ratios of 1-20. After 30 minutes incubation at 25°C, the complex solutions were analyzed by 0.9% (w/v) agarose gels in 1 × Tris-acetate (TAE) buffer with a constant voltage of 120 V for 30 minutes. The locations of the shSmad3 bands were visualized by a UV illuminator (Tanon 2500, Shanghai).PEG-Et 1:1/shSmad3 and PEI-Et/shSmad3 complexes were prepared at various N/P ratios from 1 to 50. The zeta potential and particle size were determined by a particle size analyzer (Zetasizer Nano 2s90, Malvern, Britain). All samples were performed in triplicate.The morphology of PEG-Et/shSmad3 complexes was detected using a Transmission electron microscopy (TEM) at N/P ratio of 20. 10μL of the complex solution was placed on a copper grid (100 mesh), followed by dried at room temperature. The samples were examined under 120 Kv by TEM (Tecnai G2 Spirit Biotwin, FEI, USA).


## 2.5. Cell Culture

The VSMCs cell lines (C2/2) were purchased from the Life Science Center, Biochemical Research Lab, Asahi Chemical Industry. VSMCs were cultured in DMEM medium supplemented with 15% FBS. Cells were maintained at 37°C in a 95% humidified 5% CO2 incubator. The cells of 3rd-5rd passage were used for further experiments.


## 2.6. Cytotoxicity Analysis In Vitro

MTT assay was tested to investigate the cytotoxicity profiles of PEG-Et 1:1 and PEG-Et 1:1/shSmad3 polyplex; PEI 25 kDa was served as control. The VSMCs were seeded to 96-well plates at a seeding density of 2 × 104 cells per well in DMEM containing 15% FBS and were incubated for 24 hours. The polymers at various concentrations or polymer/shSmad3 complexes at various N/P ratios (dissolved in fresh serum-free DMEM) were added to 96-well plates, followed by incubation for 4 hours. Then, the medium was replaced with complete medium; 48 hours later, 125 μL of MTT (0.5 mg/mL in fresh serum-free DMEM) was added to each well and incubated for another 6 hours. Subsequently, the medium was discarded and 150 μL/well of DMSO was added. The absorbance was measured at 570 nm (with 630 nm as a reference wavelength) using an ELISA reader (SpectraMax M3, USA). The cell viability was expressed as the percentage of the absorbance relative to that of the control experiment without polymers. Six replicates were counted for each sample.


## 2.7. Gene Transfection Efficiency Assay

The VSMCs were seeded to 96-well plates in DMEM containing 15% FBS, which was incubated for 24 hours. For the reporter gene transfection efficiency, the PEG-Et 1:1/shSmad3 polyplexes were added to each well and incubated for 4 h, after that the medium was replaced with fresh serum-containing medium. After 48 hours, GFP protein expression was viewed under a fluorescent microscope (TS100, Nikon, Japan), cells were counted using flow cytometry (Beckerman, USA), and the percentage of GFP-expressing cells was represented as the gene transfection efficiency.


## 2.8. qRT-PCR Analysis

Total RNA was extracted from VSMCs (after transfection for 48 h) or carotid arteries using the TRIzol reagent (Sigma, USA) according to the manufacturer’s instructions. Spectrophotometer (NanoDrop2000, USA) was used to detect the concentration and purity of RNA. Synthesize of cDNA with 1.0μg RNA and QuantiTect Reverse Transcription Kit (Qiagen, CA, USA). Amplification was performed using cDNA, and the qRT-PCR was performed with the SYBR green detection system (Thermo Scientific, Waltham, MA, USA) in an sequence detection system (Applied Biosystems, CA, USA). The house keeping gene GAPDH was used as an internal reference. The primer sequences (Smad3, MMP1, MMP2, MMP9, TIMP1, Col I, and Col III) were described in Suppl. Table 1; mRNA levels were normalized to that of GAPDH.


## 2.9. Western Blot Analysis

Total protein was extracted from VSMCs (after transfection for 48 h) or carotid arteries according to the protocols of the total cellular soluble protein preparation kit. Protein concentrations were examined by the BCA-100 Protein Quantitative Analysis Kit. Equal amount of protein lysates (30μg) was loaded on 8% sodium dodecyl sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) and then transferred onto a polyvinylidene difluoride membrane (PVDF, Millipore, Billerica, MA) membrane. To minimize nonspecific binding, 5% milk was used to block the membrane for 60 minutes, followed by primary antibodies (Smad3, MMP1, MMP2, MMP9, TIMP1, Col I, and Col III) incubation at 4°C overnight with a gentle shaking. The next day, the bolts were washed with Tris-buffered saline Tween-20 (TBST) buffer and then incubated with horseradish peroxidase-conjugated secondary antibody for 1 h at room temperature, antibody binding was detected using the enhanced chemiluminescence method, and the house keeping gene GAPDH was used as control.


## 2.10. Cell Proliferation Assay

CCK-8 assay was used to detect VSMCs proliferation. PEG-Et 1:1/shSmad3, PEG-Et 1:1/scrambled shRNA, and PEG-Et 1:1 were added to cells and incubated for 48 h, then the medium was replaced by 500μL complete medium contain 50 μL CCK-8 solution. The cells were incubated for another 3 hours. Finally, the absorbance was measured using an ELISA reader (SpectraMax M3, USA) at 450 nm. The cell number was expressed as a percentage of the absorbance to that of the control experiment (untreated). Six replicates were counted for each sample.


## 2.11. Animal Model

New Zealand White rabbits weighing 3.0 to 3.5 kg were purchased from the Laboratory Animal Center of Shanghai Ninth People’s Hospital, Shanghai Jiao Tong University School of Medicine. Animals were intravenous anesthetized with 3% pentobarbital sodium 1 ml/kg, and then the left common carotid artery (CCA), left external carotid artery (ECA), left internal carotid artery (ICA), and the bifurcation between them were exposed. After systemic heparinization, a permanently ligature was made on the ECA at 5 mm away from the bifurcation, the ICA was temporarily ligated by a bulldog clamp, and also a bulldog clamp was put on the proximal end of CCA. A 3F Fogarty balloon catheter (Edwards Systems Technology, USA) was introduced through the branch of the left ECA and positioned at the origin of the left CCA to develop the animal model of vascular balloon injury. The balloon injury was performed by inflating the balloon with about 0.1 mL saline solution and then the arteries were denuded by gently pulling the catheter back along the CCA three times (denudation of endothelium), and the length of denuded arteries was about 4 cm. After balloon injury, a PE-10 catheter (Boston Scientific, USA) was used for local gene administration, gene transfection was performed under the pressure of 6 AT for 30 minutes and the total volume of gene transfer reagents was 200μL. The experimental animals were divided into four groups according to the difference of gene transfer reagents. The CCA were treated with PEG-Et 1:1/shSmad3 complexes (200 μL, the concentration of shSmad3 was 10 μg/ml, and the concentration of PEG-Et 1:1 was 0.2 mg/ml) in experimental group (n = 6), equal volumes of empty PEG-Et 1:1 or PBS were delivered as controls (n = 6 for each control condition), and another group (n = 6) was untreated after balloon injury. The ECA was ligated immediately after being treated; the bulldog clamps on CCA and ICA were removed. Animals were euthanized and killed for collecting samples 14 days after gene transfection; each artery was divided into three segments, which were fixed in 10% buffered formalin (one segment) and liquid nitrogen (two segments). Animals received humane care, the experiment was approved by the Animal Care and Use Committee of Shanghai Jiao Tong University School of Medicine, and all the animal protocols were carried out in accordance with the Animal Care and Use committee of Shanghai Ninth People’s Hospital, Shanghai Jiao Tong University School of Medicine.


## 2.12. Histology and Morphometry

Carotid arteries were fixed in formalin for 24 hours and then dehydrated in graded alcohols, followed by embedding in paraffin and cutting into slices of 5μm. The sections were stained with Elastica van Gieson (EVG) and Masson following the manufacturer’s instructions, and then photographed using a Nikon microscope. The intima area, media area and intimal-to-medial (I/M) area ratio were calculated on EVG stain slices, collagen fibers were calculated on Masson stain slices. All the data were measured and analyzed using Image-Pro PLUS system.


## 2.13. Immunohistochemistry

Carotid arteries were fixed in formalin for 24 hours and were cut into slices of 5μm, sections were repaired with pepsin at 37°C for 30 min and blocked endogenous peroxidase activity with 3% H2O2, after that the sections were incubated with mouse anti-α-SMA and mouse anti-PCNA antibodies at 4°C overnight. Negative control was treated with PBS. Next day the sections were then incubated with goat anti-mouse IgG-HRP (Maixin, China) at 25°C for 1 h. Finally, the sections were stained with DAB Detection Kit (Maixin, China) and counterstained with hematoxylin. Five sections of each artery were chosen for quantification, four different fields of each section were imaged at 200 ×. The antigen positive signals were quantified using Image-Pro PLUS system.


## 2.14. Statistical Analysis

All the data were expressed as mean ± standard deviation and were analyzed by one-way ANOVA with the SPSS statistical program (IBM SPSS Statistics). P < 0.05 was considered statistically significant, and P < 0.01 or P < 0.001 was considered highly statistically significant.


## 3. Results

### 3.1. Preparation and Characterization of PEG-Et/shSmad3 Complexes

PEG-Et/shSmad3 complexes were prepared as described in the “materials and methods” section (Figure1). Gene cargo should be condensed into stable nanoparticle for efficient delivery [33]. Agarose gel electrophoresis was performed to assess the condensation ability of shSmad3 gene by PEG-Et 1:1, naked shSmad3 gene was used as control. As displayed in Figures 2(a) and 2(b), the migration of shSmad3 gene was completely retarded when N/P ratio was 5 or higher, this indicated that PEG-Et 1:1/shSmad3 complexes were completely formed at an N/P ratio of 5 or above.Figure 2
Characterization of PEI-Et/shSmad3 and PEG-Et 1:1/shSmad3 complexes. (a) Agarose gel electrophoresis of PEI-Et/shSmad3 complexes at various N/P ratios. (b) Agarose gel electrophoresis of PEG-Et 1:1/shSmad3 complexes at various N/P ratios. Lane 1: Marker, Lane 2: naked shSmad3, and Lanes 3-7: polymer/shSmad3 complexes at N/P ratios of 1, 3, 5, 10, and 20. (c) Particle size and zeta potential of PEI-Et/shSmad3 complexes at various N/P ratios. (d) Particle size and zeta potential of PEG-Et 1:1/shSmad3 complexes at various N/P ratios. (e) Representative transmission electron microscopy image of PEI-Et/shSmad3 complexes at N/P ratio of 20. (f) Representative transmission electron microscopy image of PEG-Et 1:1/shSmad3 complexes at N/P ratio of 20.
(a) (b) (c) (d) (e) (f)An appropriate particle size and zeta potential is helpful for polyplexes to enter cells. The particle size between 50 nm and 200 nm is preferable for cellular uptake of nanoparticles [34, 35]. The particle size of PEG-Et 1:1/shSmad3 complexes varied at different N/P ratios, when the N/P ratio was greater than 3, the particle size was 115-168 nm (Figures 2(c) and 2(d)), that of PEI-Et/shSmad3 complexes was 100-154 nm, the particle size of PEG-Et 1:1/shSmad3 was a little higher compared with PEI-Et/shSmad3 at the same N/P ratio. When the N/P ratio was 1, the particle size of PEG-Et 1:1/shSmad3 and PEI-Et/shSmad3 were higher than 200 nm (326 nm and 306 nm), which were not suitable for cellular uptake. The surface charge can affect the cellular uptake and cytotoxicity of nanoparticles [36, 37]. When the N/P ratio was greater than 3, the zeta potential of PEG-Et 1:1/shSmad3 was 3-6 mV, that of PEI-Et/shSmad3 was 6-15 mV, the zeta potential of PEG-Et 1:1/shSmad3 complexes was lower than that of PEI-Et/shSmad3 complexes at the same N/P ratio (Figures 2(c) and 2(d)), this demonstrated that PEGylation can help to reduce the positive charge of PEI-Et/shSmad3 complexes.Figures2(e) and 2(f) showed the representative TEM images of PEI-Et/shSmad3 and PEG-Et/shSmad3 complexes (N/P = 20). The PEG-Et 1:1/shSmad3 complexes were spherical in shape with a diameter 100-130 nm, which were consistent with the particle size analysis.


### 3.2. Cytotoxicity Assay

PEG-Et 1:1 could produce immediate cytotoxicity mediated by free PEG-Et 1:1 and delayed cytotoxicity mediated by PEG-Et 1:1/DNA complexes [38], so we measured the cytotoxicity of free PEG-Et 1:1 and PEG-Et 1:1/scrambled shRNA complexes on VSMCs by MTT analysis. The cell viability of PEG-Et 1:1, PEI-Et and PEI 25 kDa treated cells decreased with the increase of polymer concentrations (Figure 3(a)), which indicated that the cytotoxicity of these polymers was concentration-dependent. Moreover, the cytotoxicity of PEG-Et 1:1 was much lower than that of PEI-Et and PEI 25 kDa at the same concentration (P < 0.01). As for the cytotoxicity, the cell viability of PEG-Et 1:1/scrambled shRNA, PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA decreased with the increase of N/P ratios (Figure 3(b)). When the N/P ratio was 3, the cell viability was 100% in all the three polymer/DNA complexes groups. When the N/P ratio was greater than 3, PEG-Et 1:1/scrambled shRNA showed higher viability than PEI 25 kDa/scrambled shRNA (P< 0.01), and when we raised the N/P ratio from 20 to 50, PEG-Et 1:1/scrambled shRNA showed significantly higher viability than that of PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA complexes. The results showed that PEG-Et 1:1/scrambled shRNA complexes displayed lower cytotoxicity than PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA complexes.Figure 3
Cytotoxicity and gene transfection efficiency analysis of the PEG-Et 1:1. (a) Cytotoxicity analysis of the PEI 25 kDa, PEI-Et, and PEG-Et 1:1 at various concentrations (1, 5, 10, 20, 50, and 100μg/ml) in VSMC cell lines. (b) Cytotoxicity analysis of PEG-Et 1:1/scrambled shRNA complexes at various N/P ratios (N/P ratio: 3, 5, 10, 20, 30, and 50) in VSMCs cell lines. (c) Fluorescence images of negative control group (N) and PEI 25 kDa/shSmad3 group (P). (d) Flow cytometry analyzed graphs of negative control group (N) and PEI 25 kDa/shSmad3 group) (P). (e) Fluorescence images of PEI-Et/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (f) Flow cytometry analyzed graphs of PEI-Et/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (g) Fluorescence images of PEG-Et 1:1/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (h) Flow cytometry analyzed graphs of PEG-Et 1:1/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50.
(a) (b) (c) (d) (e) (f) (g) (h)


### 3.3. Transfection Efficiency of PEG-Et 1:1

The gene delivery efficiency of PEG-Et 1:1 was observed byin vitro transfection experiments of shSmad3 into VSMCs, with GFP as the reporter gene, PEI 25 kDa and PEI-Et were used as positive controls. Figures 3(c), 3(e), and 3(g) showed the representative fluorescence images, PEI 25 kDa/shSmad3 produced significant GFP expression (Figure 3(c)), with 22.8% of cells expressing GFP (Figures 3(c) and 3(d)), when the N/P ratio was 3-20, the transfection efficiency of PEG-Et 1:1 and PEI-Et increased with the increasing of N/P ratios, and then decreased at a N/P ratio of >20, as determined by flow cytometry (Figures 3(f) and 3(h)). When the N/P ratios were 5, 10, 20, 30, the gene transfection efficiency of PEG-Et 1:1 was significantly higher than that of PEI-Et. These results indicated that PEG-Et 1:1 could be used as a higher efficiency gene delivery vector compared with PEI 25 kDa and PEI-Et. PEG-Et 1:1 displayed maximum efficiency at N/P ratio of 20; the qRT-PCR and Western blot were detected at optimal N/P ratio of 20.


### 3.4. Gene Silencing Efficiency of PEG-Et 1:1

The expression of the Smad3 can be knocked down by shSmad3; we measured the ability of PEG-Et 1:1/shSmad3 to reduce Smad3 gene expression in VSMCs by qRT-PCR and Western blot analysis, PEI-Et/shSmad3 and PEI 25 kDa/shSmad3 were used as positive controls. The mRNA expression of Smad3 in PEG-Et 1:1/shSmad3 treated cells was significantly lower compared with PEI-Et/shSmad3 treated cells (32.5%±2.8% versus 48.5%±2%, P <0.001), PEI 25 kDa/shSmad3 treated cells (32.5%±2.8% versus 70.9%±1.7%, P <0.001) and untreated cells (32.5%±2.8% versus 100%±2.3%, P <0.01) (Figure 4(a)). To further confirm the gene silencing effect, Western blot analysis was performed; the expression of shSmad3 protein showed similar results (Figures 4(b) and 4(c)). Based on these results, it would be better to use PEG-Et 1:1 as a carrier for shSmad3 gene therapy in comparison with PEI-Et or PEI 25 kDa, we next tried to apply PEG-Et 1:1 to deliver shSmad3 for the treatment of intimal thickening and investigate the potential mechanism of the therapeutic effect.Figure 4
Gene silencing effect of PEG-Et 1:1 and inhibition effect of PEG-Et 1:1/shSmad3 polyplex on VSMCs proliferation. (a) qRT-PCR analysis of Smad3 mRNA expression, GAPDH served as internal standard. n = 3. (b) Semiquantitative densitometric analysis of relative Smad3 protein level. n = 3. (c) Western blot analysis of Smad3 protein expression, GAPDH served as internal standard. (d) Effects of PEG-Et 1:1-mediated delivery of shSmad3 and adSmad3 on VSMCs proliferationin vitro. The cell number was expressed as a percentage of the absorbance to that of the control group (PEG-Et 1:1/scrambled shRNA) measured by CCK-8. Control: PEG-Et 1:1/scrambled shRNA. n = 6. Each bar shows as mean ± SD. ∗P < 0.05; ∗∗P < 0.01; ∗∗∗P < 0.001.
(a) (b) (c) (d)


### 3.5. Inhibition Effects of PEG-Et1:1/shSmad3 Polyplex on VSMCs Proliferation

Inhibition of Smad3 expression can suppress the proliferation of VSMCs [17–19]. VSMCs were treated with PEG-Et 1:1/shSmad3 (N/P=20), PEG-Et 1:1/scrambled shRNA and PEG-Et 1:1. The proliferation of VSMCs treated with PEG-Et 1:1/shSmad3 polyplex was lower than that of PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group and control group (Figure 4(d)), the proliferation of VSMCs treated with PEG-Et 1:1/scrambled shRNA and PEG-Et 1:1 were slightly lower than control group, but the data showed no statistically significant difference between the three groups (Figure 4(d)). These results indicated that PEG-Et 1:1 mediated shSmad3 treatment could effectively inhibit VSMCs proliferation.


### 3.6. The Effect of PEG-Et 1:1/shSmad3 on the Expression of Collagen, MMPs, and TIMP1 In Vitro

Inhibition of Smad3 expression suppresses the synthesis of collagen thus preventing intimal hyperplasia [16, 17, 19]. As shown in Figure 5(a), significant downregulation of Col I, Col III mRNA levels was found in PEG-Et 1:1/shSmad3 polyplex treated group compared with PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group, and untreated group, and there were no significant differences between the other three groups for type I and III Collagen mRNA expression. Western blot showed similar result to that of qRT-PCR (Figure 5(b)). These results suggested that PEG-Et 1:1/shSmad3 polyplex could decrease the expression of Col I and Col III.Figure 5
Effects of shSmad3 gene delivery on the expression of Col I, Col III, MMP1, MMP2, MMP9, and TIMP1. (a) qRT-PCR analysis Col I, Col III, MMP1, MMP2, MMP9, and TIMP1 mRNA expression, GAPDH served as internal standard. n = 3. (b) Western blot analysis of Col I, Col III, MMP1, MMP2, MMP9, and TIMP1 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗∗P < 0.001.
(a) (b)Studies have shown that MMPs and TIMPs play essential roles in intimal thickening [39–41]; we sought to investigate the effect of PEG-Et 1:1/shSmad3 treatment on the expression of MMPs and TIMP1. Results showed that significantly upregulation of MMP1, MMP2, and MMP9 mRNA was found in PEG-Et 1:1/shSmad3 polyplex treated group compared with PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group, and untreated group, while the expression of TIMP1 was downregulated in PEG-Et 1:1/shSmad3 polyplex treated group, and there were no significant differences between the other three groups for MMP1, MMP2, MMP9, and TIMP1 mRNA expression (Figures 5(a) and 5(b)). These results indicated that PEG-Et 1:1/shSmad3 polyplex treatment could increase the expression of MMP1, MMP2, and MMP9 but decrease the expression of TIMP1.


### 3.7. PEG-Et 1:1/shSmad3 Polyplex Efficiently Reduced Smad3 Expression and Inhibited Intimal Thickening after Vascular Injury

Having illustrated that PEG-Et 1:1/shSmad3 polyplex could efficiently decrease the expression of Smad3 and inhibit VSMCs proliferationin vitro, we anticipated that PEG-Et 1:1/shSmad3 could reduce Smad3 expression and inhibit VSMCs proliferation thus preventing intimal thickeningin vivo. We examined the impact of local delivery of the PEG-Et 1:1/shSmad3 on the expression of Smad3 and intimal thickening 14 days after vascular injury in a rabbit model. As shown in Figure 6, no significant differences in the expressions of Smad3 were observed between empty PEG-Et 1:1 treated group, PBS treated group, and untreated group. The expression of Smad3 was markedly reduced after treatment with PEG-Et 1:1/shSmad3 (200 μL and N/P = 20) 14 days after balloon angioplasty (P < 0.001 for all) (Figure 6). These results suggested that PEG-Et 1:1/shSmad3 polyplex efficiently suppressed the expression of Smad3in vivo.Figure 6
The mRNA expression and protein expression of Smad3 in injured arteries 14 days after balloon angioplasty. (a) qRT-PCR analysis of Smad3 mRNA expression, GAPDH served as internal standard. n = 3. (b) Western blot analysis of Smad3 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗∗P < 0.001.
(a) (b)EVG staining was used to assess the effect of PEG-Et 1:1/shSmad3 polyplex on intimal thickening after vascular injury, as shown in Figure7(a). Morphometric analysis of all the 4 groups showed that PEG-Et 1:1/shSmad3 polyplex treated group exhibited less intima area (296,929 ± 36,412 μm2) in comparison with the empty PEG-Et 1:1 treated group (1,080,862 ± 253,490 μm2, P < 0.001), PBS treated group (1,258,121 ± 225,153 μm2, P < 0.001), and untreated group (1,333,983 ± 292,778 μm2, P < 0.001) (Figure 7(d)), the I/M area ratios showed similar results (Figure 7(e)), and there were no significant differences between the other three groups on intima areas or I/M area ratios. These results suggested that PEG-Et 1:1-mediated delivery of the shSmad3 gene could efficiently inhibit intimal thickening.Figure 7
Effects of shSmad3 gene delivery on intimal thickening and VSMCs proliferation after vascular injury. (a) Representative EVG sections of injured arteries 14 days after balloon angioplasty. The distance between arrows indicated the media area. Original magnifications: 200 ×. (b) Representative immunohistochemistry staining ofα-SMA 14 days after balloon angioplasty. The distance between the arrows indicated the media area. Original magnifications: 200 ×. (c) Representative immunohistochemistry staining of PCNA 14 days after balloon angioplasty. The arrow indicated the internal elastic lamina. Original magnifications: 200 ×. (d) Average intima area for the four injured groups. n = 3. (e) Average I/M area ratios for the four injured groups. n = 3. (f) The ratio of PCNA-positive nuclei to total cell nucleus in intima area. n = 3. Each bar shows as mean ± SD. ∗P < 0.05, ∗∗P < 0.01; ∗∗∗P < 0.001. a, PEG-Et 1:1/shSmad3 polyplex treated group; b, PEG-Et 1:1 treated group; c, PBS treated group; d, untreated group.
(a) (b) (c) (d) (e) (f)Immunohistochemistry staining of PCNA (a marker for cell proliferation) andα-SMA was performed to assess intimal VSMCs proliferation, the majority of cells in the arteries were positive with the monoclonal anti-α-SMA (Figure 7(b)), indicating that they were VSMCs, and the cells which were positive with anti-PCNA were proliferative cells (Figure 7(c)). The ratio of PCNA-positive nuclei to total cell nuclei was significantly decreased in PEG-Et 1:1/shSmad3 polyplex treated group in comparison with the empty PEG-Et 1:1 treated group (P < 0.05), PBS treated group (P < 0.01), and untreated group (P < 0.001) (Figure 7(f)), and no significant differences were observed between the other three groups. These results indicated that the PEG-Et 1:1-mediated delivery of the shSmad3 gene could inhibit arterious intimal VSMCs proliferation.


### 3.8. The Effect of PEG-Et 1:1/shSmad3 Polyplex on the Expression of Collagen, MMPs, and TIMP1 In Vivo

Masson staining was used to assess the amount of extracellular collagen fibers (Figure8(a)); as summarized in Figure 8(b), PEG-Et 1:1/shSmad3 polyplex treated group exhibited reduced ratio of collagen content to total intimal area compared with the PEG-Et 1:1 treated group (P < 0.01), PBS treated group (P < 0.01), and untreated group (P < 0.001) and treated with PEG-Et 1:1/shSmad3 polyplex significantly downregulated the expression of Col I and Col III in comparison with the other three groups 14 days after balloon angioplasty (Figures 8(c) and 8(d)). Furthermore, significant upregulation of MMP1, MMP2, and MMP9 was also found in PEG-Et 1:1/shSmad3 polyplex treated group compared with the other three groups while the expression of TIMP1 was downregulated (Figure 9). These results were consistent with our studyin vitro(Figure 5).Figure 8
Effect of Smad3 gene delivery on intimal collagen content after vascular injury. (a) Representative Masson staining sections of injured arteries 14 days after balloon angioplasty. The distance between the arrows indicated the media area. Original magnifications: 200 ×. (b) The ratio of collagen content to total intimal area in the four injured groups. (c) qRT-PCR analysis of Col I and Col III mRNA expression, GAPDH served as internal standard. n = 3. (d) Western blot analysis of Col I and Col III protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗P < 0.01; ∗∗∗P < 0.001. a, PEG-Et 1:1/shSmad3 polyplex treated group; b, PEG-Et 1:1 treated group; c, PBS treated group; d, untreated group.
(a) (b) (c) (d)Figure 9
The mRNA expression and protein expression of MMP1, MMP2, MMP9, and TIMP1 in injured arteries 14 days after balloon angioplasty. (a) qRT-PCR analysis of MMP1, MMP2, MMP9, and TIMP1 mRNA expression, GAPDH served as internal standard. (b) Western blot analysis of MMP1, MMP2, MMP9, and TIMP1 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗P < 0.05; ∗∗P < 0.01; ∗∗∗P < 0.001.
(a) (b)


## 3.1. Preparation and Characterization of PEG-Et/shSmad3 Complexes

PEG-Et/shSmad3 complexes were prepared as described in the “materials and methods” section (Figure1). Gene cargo should be condensed into stable nanoparticle for efficient delivery [33]. Agarose gel electrophoresis was performed to assess the condensation ability of shSmad3 gene by PEG-Et 1:1, naked shSmad3 gene was used as control. As displayed in Figures 2(a) and 2(b), the migration of shSmad3 gene was completely retarded when N/P ratio was 5 or higher, this indicated that PEG-Et 1:1/shSmad3 complexes were completely formed at an N/P ratio of 5 or above.Figure 2
Characterization of PEI-Et/shSmad3 and PEG-Et 1:1/shSmad3 complexes. (a) Agarose gel electrophoresis of PEI-Et/shSmad3 complexes at various N/P ratios. (b) Agarose gel electrophoresis of PEG-Et 1:1/shSmad3 complexes at various N/P ratios. Lane 1: Marker, Lane 2: naked shSmad3, and Lanes 3-7: polymer/shSmad3 complexes at N/P ratios of 1, 3, 5, 10, and 20. (c) Particle size and zeta potential of PEI-Et/shSmad3 complexes at various N/P ratios. (d) Particle size and zeta potential of PEG-Et 1:1/shSmad3 complexes at various N/P ratios. (e) Representative transmission electron microscopy image of PEI-Et/shSmad3 complexes at N/P ratio of 20. (f) Representative transmission electron microscopy image of PEG-Et 1:1/shSmad3 complexes at N/P ratio of 20.
(a) (b) (c) (d) (e) (f)An appropriate particle size and zeta potential is helpful for polyplexes to enter cells. The particle size between 50 nm and 200 nm is preferable for cellular uptake of nanoparticles [34, 35]. The particle size of PEG-Et 1:1/shSmad3 complexes varied at different N/P ratios, when the N/P ratio was greater than 3, the particle size was 115-168 nm (Figures 2(c) and 2(d)), that of PEI-Et/shSmad3 complexes was 100-154 nm, the particle size of PEG-Et 1:1/shSmad3 was a little higher compared with PEI-Et/shSmad3 at the same N/P ratio. When the N/P ratio was 1, the particle size of PEG-Et 1:1/shSmad3 and PEI-Et/shSmad3 were higher than 200 nm (326 nm and 306 nm), which were not suitable for cellular uptake. The surface charge can affect the cellular uptake and cytotoxicity of nanoparticles [36, 37]. When the N/P ratio was greater than 3, the zeta potential of PEG-Et 1:1/shSmad3 was 3-6 mV, that of PEI-Et/shSmad3 was 6-15 mV, the zeta potential of PEG-Et 1:1/shSmad3 complexes was lower than that of PEI-Et/shSmad3 complexes at the same N/P ratio (Figures 2(c) and 2(d)), this demonstrated that PEGylation can help to reduce the positive charge of PEI-Et/shSmad3 complexes.Figures2(e) and 2(f) showed the representative TEM images of PEI-Et/shSmad3 and PEG-Et/shSmad3 complexes (N/P = 20). The PEG-Et 1:1/shSmad3 complexes were spherical in shape with a diameter 100-130 nm, which were consistent with the particle size analysis.


## 3.2. Cytotoxicity Assay

PEG-Et 1:1 could produce immediate cytotoxicity mediated by free PEG-Et 1:1 and delayed cytotoxicity mediated by PEG-Et 1:1/DNA complexes [38], so we measured the cytotoxicity of free PEG-Et 1:1 and PEG-Et 1:1/scrambled shRNA complexes on VSMCs by MTT analysis. The cell viability of PEG-Et 1:1, PEI-Et and PEI 25 kDa treated cells decreased with the increase of polymer concentrations (Figure 3(a)), which indicated that the cytotoxicity of these polymers was concentration-dependent. Moreover, the cytotoxicity of PEG-Et 1:1 was much lower than that of PEI-Et and PEI 25 kDa at the same concentration (P < 0.01). As for the cytotoxicity, the cell viability of PEG-Et 1:1/scrambled shRNA, PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA decreased with the increase of N/P ratios (Figure 3(b)). When the N/P ratio was 3, the cell viability was 100% in all the three polymer/DNA complexes groups. When the N/P ratio was greater than 3, PEG-Et 1:1/scrambled shRNA showed higher viability than PEI 25 kDa/scrambled shRNA (P< 0.01), and when we raised the N/P ratio from 20 to 50, PEG-Et 1:1/scrambled shRNA showed significantly higher viability than that of PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA complexes. The results showed that PEG-Et 1:1/scrambled shRNA complexes displayed lower cytotoxicity than PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA complexes.Figure 3
Cytotoxicity and gene transfection efficiency analysis of the PEG-Et 1:1. (a) Cytotoxicity analysis of the PEI 25 kDa, PEI-Et, and PEG-Et 1:1 at various concentrations (1, 5, 10, 20, 50, and 100μg/ml) in VSMC cell lines. (b) Cytotoxicity analysis of PEG-Et 1:1/scrambled shRNA complexes at various N/P ratios (N/P ratio: 3, 5, 10, 20, 30, and 50) in VSMCs cell lines. (c) Fluorescence images of negative control group (N) and PEI 25 kDa/shSmad3 group (P). (d) Flow cytometry analyzed graphs of negative control group (N) and PEI 25 kDa/shSmad3 group) (P). (e) Fluorescence images of PEI-Et/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (f) Flow cytometry analyzed graphs of PEI-Et/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (g) Fluorescence images of PEG-Et 1:1/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50. (h) Flow cytometry analyzed graphs of PEG-Et 1:1/shSmad3 group at w/w ratios of 3, 5, 10, 20, 30, and 50.
(a) (b) (c) (d) (e) (f) (g) (h)


## 3.3. Transfection Efficiency of PEG-Et 1:1

The gene delivery efficiency of PEG-Et 1:1 was observed byin vitro transfection experiments of shSmad3 into VSMCs, with GFP as the reporter gene, PEI 25 kDa and PEI-Et were used as positive controls. Figures 3(c), 3(e), and 3(g) showed the representative fluorescence images, PEI 25 kDa/shSmad3 produced significant GFP expression (Figure 3(c)), with 22.8% of cells expressing GFP (Figures 3(c) and 3(d)), when the N/P ratio was 3-20, the transfection efficiency of PEG-Et 1:1 and PEI-Et increased with the increasing of N/P ratios, and then decreased at a N/P ratio of >20, as determined by flow cytometry (Figures 3(f) and 3(h)). When the N/P ratios were 5, 10, 20, 30, the gene transfection efficiency of PEG-Et 1:1 was significantly higher than that of PEI-Et. These results indicated that PEG-Et 1:1 could be used as a higher efficiency gene delivery vector compared with PEI 25 kDa and PEI-Et. PEG-Et 1:1 displayed maximum efficiency at N/P ratio of 20; the qRT-PCR and Western blot were detected at optimal N/P ratio of 20.


## 3.4. Gene Silencing Efficiency of PEG-Et 1:1

The expression of the Smad3 can be knocked down by shSmad3; we measured the ability of PEG-Et 1:1/shSmad3 to reduce Smad3 gene expression in VSMCs by qRT-PCR and Western blot analysis, PEI-Et/shSmad3 and PEI 25 kDa/shSmad3 were used as positive controls. The mRNA expression of Smad3 in PEG-Et 1:1/shSmad3 treated cells was significantly lower compared with PEI-Et/shSmad3 treated cells (32.5%±2.8% versus 48.5%±2%, P <0.001), PEI 25 kDa/shSmad3 treated cells (32.5%±2.8% versus 70.9%±1.7%, P <0.001) and untreated cells (32.5%±2.8% versus 100%±2.3%, P <0.01) (Figure 4(a)). To further confirm the gene silencing effect, Western blot analysis was performed; the expression of shSmad3 protein showed similar results (Figures 4(b) and 4(c)). Based on these results, it would be better to use PEG-Et 1:1 as a carrier for shSmad3 gene therapy in comparison with PEI-Et or PEI 25 kDa, we next tried to apply PEG-Et 1:1 to deliver shSmad3 for the treatment of intimal thickening and investigate the potential mechanism of the therapeutic effect.Figure 4
Gene silencing effect of PEG-Et 1:1 and inhibition effect of PEG-Et 1:1/shSmad3 polyplex on VSMCs proliferation. (a) qRT-PCR analysis of Smad3 mRNA expression, GAPDH served as internal standard. n = 3. (b) Semiquantitative densitometric analysis of relative Smad3 protein level. n = 3. (c) Western blot analysis of Smad3 protein expression, GAPDH served as internal standard. (d) Effects of PEG-Et 1:1-mediated delivery of shSmad3 and adSmad3 on VSMCs proliferationin vitro. The cell number was expressed as a percentage of the absorbance to that of the control group (PEG-Et 1:1/scrambled shRNA) measured by CCK-8. Control: PEG-Et 1:1/scrambled shRNA. n = 6. Each bar shows as mean ± SD. ∗P < 0.05; ∗∗P < 0.01; ∗∗∗P < 0.001.
(a) (b) (c) (d)


## 3.5. Inhibition Effects of PEG-Et1:1/shSmad3 Polyplex on VSMCs Proliferation

Inhibition of Smad3 expression can suppress the proliferation of VSMCs [17–19]. VSMCs were treated with PEG-Et 1:1/shSmad3 (N/P=20), PEG-Et 1:1/scrambled shRNA and PEG-Et 1:1. The proliferation of VSMCs treated with PEG-Et 1:1/shSmad3 polyplex was lower than that of PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group and control group (Figure 4(d)), the proliferation of VSMCs treated with PEG-Et 1:1/scrambled shRNA and PEG-Et 1:1 were slightly lower than control group, but the data showed no statistically significant difference between the three groups (Figure 4(d)). These results indicated that PEG-Et 1:1 mediated shSmad3 treatment could effectively inhibit VSMCs proliferation.


## 3.6. The Effect of PEG-Et 1:1/shSmad3 on the Expression of Collagen, MMPs, and TIMP1 In Vitro

Inhibition of Smad3 expression suppresses the synthesis of collagen thus preventing intimal hyperplasia [16, 17, 19]. As shown in Figure 5(a), significant downregulation of Col I, Col III mRNA levels was found in PEG-Et 1:1/shSmad3 polyplex treated group compared with PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group, and untreated group, and there were no significant differences between the other three groups for type I and III Collagen mRNA expression. Western blot showed similar result to that of qRT-PCR (Figure 5(b)). These results suggested that PEG-Et 1:1/shSmad3 polyplex could decrease the expression of Col I and Col III.Figure 5
Effects of shSmad3 gene delivery on the expression of Col I, Col III, MMP1, MMP2, MMP9, and TIMP1. (a) qRT-PCR analysis Col I, Col III, MMP1, MMP2, MMP9, and TIMP1 mRNA expression, GAPDH served as internal standard. n = 3. (b) Western blot analysis of Col I, Col III, MMP1, MMP2, MMP9, and TIMP1 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗∗P < 0.001.
(a) (b)Studies have shown that MMPs and TIMPs play essential roles in intimal thickening [39–41]; we sought to investigate the effect of PEG-Et 1:1/shSmad3 treatment on the expression of MMPs and TIMP1. Results showed that significantly upregulation of MMP1, MMP2, and MMP9 mRNA was found in PEG-Et 1:1/shSmad3 polyplex treated group compared with PEG-Et 1:1/scrambled shRNA treated group, PEG-Et 1:1 treated group, and untreated group, while the expression of TIMP1 was downregulated in PEG-Et 1:1/shSmad3 polyplex treated group, and there were no significant differences between the other three groups for MMP1, MMP2, MMP9, and TIMP1 mRNA expression (Figures 5(a) and 5(b)). These results indicated that PEG-Et 1:1/shSmad3 polyplex treatment could increase the expression of MMP1, MMP2, and MMP9 but decrease the expression of TIMP1.


## 3.7. PEG-Et 1:1/shSmad3 Polyplex Efficiently Reduced Smad3 Expression and Inhibited Intimal Thickening after Vascular Injury

Having illustrated that PEG-Et 1:1/shSmad3 polyplex could efficiently decrease the expression of Smad3 and inhibit VSMCs proliferationin vitro, we anticipated that PEG-Et 1:1/shSmad3 could reduce Smad3 expression and inhibit VSMCs proliferation thus preventing intimal thickeningin vivo. We examined the impact of local delivery of the PEG-Et 1:1/shSmad3 on the expression of Smad3 and intimal thickening 14 days after vascular injury in a rabbit model. As shown in Figure 6, no significant differences in the expressions of Smad3 were observed between empty PEG-Et 1:1 treated group, PBS treated group, and untreated group. The expression of Smad3 was markedly reduced after treatment with PEG-Et 1:1/shSmad3 (200 μL and N/P = 20) 14 days after balloon angioplasty (P < 0.001 for all) (Figure 6). These results suggested that PEG-Et 1:1/shSmad3 polyplex efficiently suppressed the expression of Smad3in vivo.Figure 6
The mRNA expression and protein expression of Smad3 in injured arteries 14 days after balloon angioplasty. (a) qRT-PCR analysis of Smad3 mRNA expression, GAPDH served as internal standard. n = 3. (b) Western blot analysis of Smad3 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗∗P < 0.001.
(a) (b)EVG staining was used to assess the effect of PEG-Et 1:1/shSmad3 polyplex on intimal thickening after vascular injury, as shown in Figure7(a). Morphometric analysis of all the 4 groups showed that PEG-Et 1:1/shSmad3 polyplex treated group exhibited less intima area (296,929 ± 36,412 μm2) in comparison with the empty PEG-Et 1:1 treated group (1,080,862 ± 253,490 μm2, P < 0.001), PBS treated group (1,258,121 ± 225,153 μm2, P < 0.001), and untreated group (1,333,983 ± 292,778 μm2, P < 0.001) (Figure 7(d)), the I/M area ratios showed similar results (Figure 7(e)), and there were no significant differences between the other three groups on intima areas or I/M area ratios. These results suggested that PEG-Et 1:1-mediated delivery of the shSmad3 gene could efficiently inhibit intimal thickening.Figure 7
Effects of shSmad3 gene delivery on intimal thickening and VSMCs proliferation after vascular injury. (a) Representative EVG sections of injured arteries 14 days after balloon angioplasty. The distance between arrows indicated the media area. Original magnifications: 200 ×. (b) Representative immunohistochemistry staining ofα-SMA 14 days after balloon angioplasty. The distance between the arrows indicated the media area. Original magnifications: 200 ×. (c) Representative immunohistochemistry staining of PCNA 14 days after balloon angioplasty. The arrow indicated the internal elastic lamina. Original magnifications: 200 ×. (d) Average intima area for the four injured groups. n = 3. (e) Average I/M area ratios for the four injured groups. n = 3. (f) The ratio of PCNA-positive nuclei to total cell nucleus in intima area. n = 3. Each bar shows as mean ± SD. ∗P < 0.05, ∗∗P < 0.01; ∗∗∗P < 0.001. a, PEG-Et 1:1/shSmad3 polyplex treated group; b, PEG-Et 1:1 treated group; c, PBS treated group; d, untreated group.
(a) (b) (c) (d) (e) (f)Immunohistochemistry staining of PCNA (a marker for cell proliferation) andα-SMA was performed to assess intimal VSMCs proliferation, the majority of cells in the arteries were positive with the monoclonal anti-α-SMA (Figure 7(b)), indicating that they were VSMCs, and the cells which were positive with anti-PCNA were proliferative cells (Figure 7(c)). The ratio of PCNA-positive nuclei to total cell nuclei was significantly decreased in PEG-Et 1:1/shSmad3 polyplex treated group in comparison with the empty PEG-Et 1:1 treated group (P < 0.05), PBS treated group (P < 0.01), and untreated group (P < 0.001) (Figure 7(f)), and no significant differences were observed between the other three groups. These results indicated that the PEG-Et 1:1-mediated delivery of the shSmad3 gene could inhibit arterious intimal VSMCs proliferation.


## 3.8. The Effect of PEG-Et 1:1/shSmad3 Polyplex on the Expression of Collagen, MMPs, and TIMP1 In Vivo

Masson staining was used to assess the amount of extracellular collagen fibers (Figure8(a)); as summarized in Figure 8(b), PEG-Et 1:1/shSmad3 polyplex treated group exhibited reduced ratio of collagen content to total intimal area compared with the PEG-Et 1:1 treated group (P < 0.01), PBS treated group (P < 0.01), and untreated group (P < 0.001) and treated with PEG-Et 1:1/shSmad3 polyplex significantly downregulated the expression of Col I and Col III in comparison with the other three groups 14 days after balloon angioplasty (Figures 8(c) and 8(d)). Furthermore, significant upregulation of MMP1, MMP2, and MMP9 was also found in PEG-Et 1:1/shSmad3 polyplex treated group compared with the other three groups while the expression of TIMP1 was downregulated (Figure 9). These results were consistent with our studyin vitro(Figure 5).Figure 8
Effect of Smad3 gene delivery on intimal collagen content after vascular injury. (a) Representative Masson staining sections of injured arteries 14 days after balloon angioplasty. The distance between the arrows indicated the media area. Original magnifications: 200 ×. (b) The ratio of collagen content to total intimal area in the four injured groups. (c) qRT-PCR analysis of Col I and Col III mRNA expression, GAPDH served as internal standard. n = 3. (d) Western blot analysis of Col I and Col III protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗∗P < 0.01; ∗∗∗P < 0.001. a, PEG-Et 1:1/shSmad3 polyplex treated group; b, PEG-Et 1:1 treated group; c, PBS treated group; d, untreated group.
(a) (b) (c) (d)Figure 9
The mRNA expression and protein expression of MMP1, MMP2, MMP9, and TIMP1 in injured arteries 14 days after balloon angioplasty. (a) qRT-PCR analysis of MMP1, MMP2, MMP9, and TIMP1 mRNA expression, GAPDH served as internal standard. (b) Western blot analysis of MMP1, MMP2, MMP9, and TIMP1 protein expression, GAPDH served as internal standard. Each bar shows as mean ± SD.∗P < 0.05; ∗∗P < 0.01; ∗∗∗P < 0.001.
(a) (b)


## 4. Discussion

Restenosis is an important clinical problem after arteriovenous stent implantation, arterial intimal resection, and peripheral artery angioplasty [3]. Downregulation of Smad3 expression is an effective strategy to inhibit intimal hyperplasia and prevent restenosis. In this study, we developed PEG-Et 1:1 based nanoparticles to loaded shSmad3 for preventing intimal hyperplasia after vascular injury.The formation of polymer/DNA complexes is a necessary step in gene delivery, which needs to protect the gene cargo from enzymatic degradation [42]. The migration of shSmad3 gene was completely retarded when the weight ratio (N/P ratio) was 5 or higher (Figure 2(b)), indicated that PEG-Et 1:1/shSmad3 complexes could be prepared at those N/P ratios. We estimated that the positive charge of PEG-Et 1:1 could reduce the negative charges of the phosphate groups in shSmad3 gene, thus retarding the shSmad3 gene migration. The ability of polyplex entering cells is affected by its particle size and zeta potential [43]. When the N/P ratio was greater than 3, the particle size of PEG-Et 1:1/shSmad3 was a little higher compared with PEI-Et/shSmad3 at the same N/P ratio (Figure 2(d)), but the zeta potential of PEG-Et 1:1/shSmad3 complexes was much lower than that of PEI-Et/shSmad3 complexes at the same N/P ratio (Figure 2(d)), small size and reduced positive charge are preferable for nanoparticles to enter cells [34, 35], and weak positive charge can also bring low cytotoxicity [36, 37]; therefore, we speculated that PEG-Et 1:1 might be a promising gene delivery agent.Compared with PEI-Et and PEI 25 kDa, PEG-Et 1:1 exhibited significantly lower cytotoxicity in VSMCs (Figure3(a)); as for the cytotoxicity of polymer/scrambled shRNA complexes (Figure 3(b)), PEG-Et 1:1/scrambled shRNA complexes also exhibited lower cytotoxicity than PEI-Et/scrambled shRNA and PEI 25 kDa/scrambled shRNA complexes. PEG modification could help reduce the number of PEI amino groups by coupling reaction to decrease the surface charge [42]. Therefore, lower cytotoxicity of PEG-Et 1:1 was probably attributed to the reduction of positive charge after PEG modification.The transfection results of PEG-Et 1:1/shSmad3 complexes to cultured VSMCs were presented in Figures3(c)–3(h), the transfection efficiency of PEG-Et 1:1 was improved after PEGylation in VSMCs, and the enhanced transfection efficiency of PEG-Et 1:1 relative to PEI-Et was probably attributed to its low cytotoxicity, which was in agreement with a previous study [44]. When the N/P ratio was 3-20, the transfection efficiency of PEG-Et 1:1 increased with the increasing of N/P ratios and then decreased at a N/P ratio of >20 (Figure 3(g)). This phenomenon might be explained as follows: at low N/P ratios, the complexes were unstable and had poor transfection efficiency; at high N/P ratios, the complexes were too stable to release the DNA from the complexes and resulted in low efficiency [31]. PEG-Et 1:1/shSmad3 at optimal N/P ratio of 20 was then selected for transfection of VSMCs. As shown in Figures 4(a)–4(c), the gene silencing effect of PEG-Et 1:1 was obviously better in comparison with PEI-Et or PEI 25 kDa. This was probably due to the low cytotoxicity and higher transfection efficiency of PEG-Et 1:1 in comparison with PEI 25 kDa and PEI-Et. Based on the conclusion that PEG-Et 1:1 has lower cytotoxicity, higher gene transfection efficiency, and shSmad3 silencing efficiency in comparison to PEI-Et and PEI 25 kDa, PEG-Et 1:1/shSmad3 polyplex was used for further research.Inhibition of Smad3 expression suppresses the proliferation of VSMCs and the synthesis of collagen, thus preventing intimal hyperplasia [16, 17, 19]. PEG-Et 1:1/shSmad3 treatment significantly reduced the proliferation of VSMCs and decreased the expression of collagenin vitro(Figures 4(d) and 5), andin vivo experiment further affirmed the inhibitory effects (Figures 7 and 8); these were consistent with previous studies [16, 19]. These results indicated that inhibiting the expression of Smad3 has great potential for preventing intimal thickening.MMPs and TIMPs contribute to intimal hyperplasia by regulating ECM degradation as well as VSMCs migration and proliferation; MMPs can degrade most ECM components, while TIMP1 reverses the effect of MMPs; studies have found that coordinated regulation of MMPs and TIMPs contribute to intimal thickening after vascular injury [39–41]. However, the effect of Smad3 on the expression MMPs and TIMP1 after vascular injury remains unknown. PEG-Et 1:1-mediated delivery shSmad3 could decrease TIMP1 expression but increase the expression of MMP1, MMP2, and MMP9 bothin vitro andin vivo (Figures 5 and 9); our study was the first to report that targeted disruption of Smad3 can reduce intimal hyperplasia through regulating the expression of MMPs and TIMP1.Local intravascular gene delivery is an effective strategy for preventing restenosis during angioplasty procedure [45, 46]. Since previous study reported that endogenous Smad3 expression reached a maximal level around 14 days after vascular injury [16], we selected this time point for evaluations. PEG-Et 1:1 /shSmad3 complex at N/P of 20 was selected for transfectionin vivo. We adopted 200 μL volume for local administration in case larger volume (>200 μL) would increase the diameter of CCA. In our study, PEG-Et 1:1/shSmad3 polyplex efficiently suppressed the expression of Smad3in vivo (Figure 6). The neointima and I/M ratio in PEG-Et 1:1/shSmad3 polyplex treated group was less increased than that in the empty PEG-Et 1:1 treated group, PBS treated group, or untreated group (Figures 7(a), 7(d), and 7(e)). These results proved PEG-Et 1:1/shSmad3 polyplex could obviously downregulate the Smad3 expression in local artery and PEG-Et 1:1-mediated delivery shSmad3 could be a feasible approach for preventing restenosis.The limitation of the current study is that PEG-Et 1:1 still exhibited cytotoxicity when the concentration was over 50μg/mL, some modifiers such as Pluronic [47], MoS2 [48], and PLLA [49] can be applied for efficient gene delivery, and in order to reduce its cytotoxicity, we can modify the structure of the cationic polymer with other modifiers.In vivo study, we evaluated the results 14 days after vascular injury, we did not select other time points for further evaluations (3 months or one year). Furthermore, loss of Smad3 was found to promote abdominal aortic aneurysm formation in mouse models of inflammatory abdominal aortic aneurysm [50]; shSmad3 gene therapy might have side effect: aneurysm. Longer follow-up of the efficacy and side effect of PEG-Et 1:1/shSmad3 polyplex treatment on neointimal hyperplasia will be undertaken in our future research.


## 5. Conclusion

In summary, PEG-Et 1:1 exhibited lower cytotoxicity, higher transfection efficiency, and shRNA silencing efficiency than PEI-Et and PEI 25 kDa in VSMCs. PEG-Et 1:1-mediated delivery of shSmad3 could reduce Smad3 expression and VSMCs proliferation bothin vitroandin vivo. Furthermore, intravascular delivery of shSmad3 using PEG-Et 1:1 inhibited intimal thickening 14 days after vascular injury. Our results showed that PEG-Et 1:1 can be served as a nonviral carrier for gene delivery in inhibiting intimal thickening after vascular injury.



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*Source: 8483765-2019-07-29.xml*