# Design for the Damping of a Railway Collector Based on the Application of Shape Memory Alloys

Authors: M. Bocciolone; M. Carnevale; A. Collina; N. Lecis; A. Lo Conte; B. Previtali; C. A. Biffi; P. Bassani; A. Tuissi
Journal: Smart Materials Research
 (2012)

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## Abstract

A new design of a Cu based SMA/GFRP lateral horn of a railway collector is proposed. Synergistic contribution of the performance parameters associated with the SMA, including specific damping, specific stiffness, and volume fraction, as well as those associated with the host composite such as flexural rigidity, SMA through-the-thickness location, and SMA-host interfacial strength, is taken into account. The aim is to increase the structural damping of the first flexural mode of the horn without significantly changing its flexural stiffness and weight. The focus of this work also applies to manufacturability and the cost effectiveness of the component for future industrial production.


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## Body

## 1. Introduction

When considering high-speed railway current collection (Figure1(a)), the dynamic interaction between the collectors (Figure 1(b)) and the contact wire for frequencies >40–50 Hz is an issue in which collector deformable modes can play an important role. The contributions of these deformable modes superimpose the dynamic interaction between pantograph and catenary in the range of low-medium frequencies (0.5–20 Hz). The measurement of the contact force during laboratory tests conducted on the dynamic behaviour of the pantograph identified a strong relationship between the contact loss percentage and the acceleration of a portion of the collector [1]. The influence of collector deformability on the dynamic interaction between the collectors and the contact wire was also confirmed through wind tunnel tests [2], as shown in Figure 2 where the spectral analysis of the contact force measured during a run-up and run-down test on a complete pantograph is reported. The contribution of the flexural modes of the collector can be clearly identified at 60 Hz and 137 Hz, corresponding to the first and third flexural vibrating modes of the collector. Moreover, the acoustic radiation from the collector is also inherently influenced by collector deformability, as reported in [3].(a) High-speed pantograph in contact with the catenary. (b) Architecture of the collector.
(a)
(b)Figure 2
Contribution of deformable collector modes to the spectrum of the contact force related to the effect of incident flow: wind tunnel measurement results.In order to guarantee a higher stability of the contact forces between collector and contact wire, it is necessary to increase the structural damping of the collector of the pantograph. A higher structural damping of the collector, than the actual one, is likely to reduce the amplitude of its dynamic vibration, thereby improving the quality of current collection. As a consequence of the reduction of the amplitude of the vibration of the pantograph, the acoustic radiation of the pantograph-catenary system should also be reduced. In a previous paper [4], we established that a possible way of increasing the modal damping of the flexural mode of the collectors, without radically modifying the structure of the collector, was to increase the specific damping of the lateral horns, whose primary function is to prevent an irregular positioning of the contact wire with respect to the collector. In a collector structure, a solution for enhancing damping based on the choice of high damping materials for the horns can be beneficial and less complex than the introduction of an active damping system. In particular, a configuration of a shape memory alloy (SMA) hybrid composite material like the one reported in [5, 6] can allow for the tailoring and optimization of density, flexural stiffness, and passive structural damping of the horn material. The aim of the renewed design of the horn should duplicate its flexural damping without affecting its natural frequencies. Since the concept of SMA hybrid composites was first proposed in 1988 by Rogers et al. [7], these composites have attracted enormous attention in terms of improving creep and fatigue properties [8], strength [9], and damping capacity [10], as well as to control the shape or vibration response property [11]. Among these materials, the SMA/glass-fiber reinforced plastic (GFRP) hybrid composite—in which the embedded SMA is used to improve structural damping, thereby saving weight and stiffness, is especially important due to the wide potential or effective technological application of GFRP in all, real-life engineering environments [12, 13].Shape memory alloys are characterized by two phases: an austenitic phase, obtained at high temperatures and a martensitic one, obtained at low temperatures; the direct and reverse phase transformation between the two phases occurs in a certain temperature range, depending on the composition and heat treatment of the alloy [14]. High damping can be observed during direct and reverse transformations, and, consequently, during limited temperature intervals. Several types of shape memory alloys, such as Cu based SMAs, show high values of internal friction, even in the martensitic state [15–17].The fairly high intrinsic damping of these martensitic phases has been associated with the atoms and defect motion and with the reorientation of the martensite twin variants under stress [18]. From a practical point of view, this intrinsic energy dissipation mechanism of the martensitic phase over wider temperature ranges offers an interesting perspective for the application of SMA alloys in the martensitic state as passive dampers of low amplitude mechanical vibrations for automotive, aerospace, and other dynamic applications [19, 20]. The idea of adopting the damping properties of the martensitic state means that the service temperature has to be lower than the transformation temperature.The high cost, the relatively high specific weight, and the relatively low specific modulus preclude the use of monolithic SMA as a bulk material in many structures; however, interesting examples of composites or hybrid composites, designed for damping, can be found in the literature [21, 22].


## 2. Design Consideration

The original horn is made of unidirectional GFRP. Its first natural frequency, when mounted in the collector, is 60 Hz and the strain amplitude experienced during the mechanical vibration is in the range of 10−3–10−4. The service temperature can be assumed to be in the range -20/+40°C. In order to have a significant effect on the damping of the entire collector, our aim is to at least double the structural damping of the horn with respect to the original configuration.The design and manufacture of a lateral horn in SMA/GFRP, boasting a high damping performance, while retaining the original geometrical configuration and saving the original weight and stiffness can be an interesting challenge and require consideration and selection of a significant number of characteristic and geometrical parameters. These include the use of SMA materials, a hybrid composite architecture, an SMA cross-sectional profile and dimension, and a GFRP layout.When dealing with the intrinsic damping capacity of the martensite phases, the most widely studied and best-known systems are NiTi (nitinol), CuAlNi, and CuZnAl alloys [18].In [23], thanks to the high damping of the NiTi in its martensitic state and transformation temperatures which are higher than the service temperatures of the horns, the authors proposed the application of Ti-Ni SMA alloy wires as “smart fibers” embedded in this conventional GFRP material in order to create new horns with an enhanced flexural damping capacity related to the first flexural mode. Two series of 13 wires, with a diameter of 0.56 mm, were embedded below the upper and the lower surfaces of the horn as shown in Figure 3.Figure 3
Lateral horn made from a GFRP laminated composite (light blue) with two layers of embedded NiTi wires (red).A first prototype of the horn was manufactured and then tested dynamically in a laboratory. Experimental results showed that not only do the NiTi wires collaborate in the composite but also that the nondimensional damping of the first flexural mode increases by about 11% with respect to the nondimensional damping of the original horn made only of GFRP. Conversely, the first natural frequency increases by about 5%. According to these results, it can be expected that the higher level of the vibration damping, required for real application of the proposed architecture of the horn, can be obtained with a proper volume fraction of the SMA wires; however, the conflicting consequences of the introduction of SMA wires between increasing of the structural damping and increasing of the first natural frequencies are addressed. For this reason, the same paper also discusses the implementation of an FE model of the horn in order to perform a dynamic analysis and to calculate the related nondimensional damping. The results are presented for three configurations: the horns in their original configuration (only GRFP), the horns made from GRRP with two series of 13 embedded wires, as in the real prototype shown in Figure3, and the horn made from GRRP with two series of 20 embedded wires. As expected, by increasing the number of wires, the vibration damping of the horn increases; however, the undesirable side effect of the NiTi wires is that the flexural frequency increases by 10%, thus indicating that the requirements of the renewed design cannot be satisfied. Additionally, some consideration should also be given to the architecture of the lateral horn with embedded SMA wires. The manufacturing process involved in positioning the wires within the matrix is very complex. Furthermore, when the horn is cooled to room temperature, high residual stresses in the SMA wires are expected, due to the mismatch between the thermal expansion coefficients of the SMA material and the laminated GFRP composite. As a consequence, SMA fiber pullout can easily occur [11].In this paper, the information generated and the experience gained in our previous paper will be used to propose the new design of an SMA/GFRP lateral horn, thanks to a synergistic contribution of the parameters associated with the SMA material such as specific damping, specific stiffness, and volume fraction as well as those associated with the host, including flexural rigidity, SMA through-the-thickness location, and SMA-host interfacial strength. Particular attention will also be paid to manufacturability and the cost effectiveness of the component for future industrial production.


## 3. SMA Material

A CuZnAl alloy was selected as an SMA material because it has the highest damping capacity of all high damping metals [16] as well as a relatively high and appropriate modulus of elasticity; furthermore, it is compatible with the cure temperature of the GFRP host composite. Moreover, as shown in a recent study, composition, heat treatment, and quenching rates [10] can be optimized to reduce grain size, to improve workability of the alloy and to avoid intergranular fracture.The CuZnAl alloy was prepared by means of a vacuum induction melting system. The nominal atomic composition of the SMA produced is Cu66Zn24Al10. The ingots were hot forged and hot and cold rolled to achieve sheets boasting a thickness of 0.3 mm (30-mm in width and 400-mm in length). The final heat treatment was performed at 750°C for 30 min and then water quenched (WQ).The transformation temperatures were measured by means of a differential scanning calorimeter (DSC,-TA Instrument mod. Q100), calibrated with a standard indium reference. Specimens, weighing about 10 mg, were scanned at a heating/cooling rate of 10°C/min within the temperature range (10/110°C). The thermographs shown in Figure4 outline the characteristic transformation temperatures: Mf= 50°C, Ms= 63°C; As= 60°C, and Af= 68°C. The DSC scan confirms the martensitic structure in the temperature range of interest. Figure 5 shows the stress-strain curve in the martensitic state. Measurements were taken using DMA, mod. Q800, TA Instruments, in tensile mode under strain control at 30°C. Samples, measuring 15 mm in width and 20 mm in length were cut with the axis in the rolling direction of the strip.Figure 4
DSC scan, heating/cooling rate: 10°C/min.Figure 5
Stress-strain curve in the martensitic state at 30°C.The damping properties of the alloy were evaluated by means of dynamic mechanical analyses. The instruments and the geometry of the samples are the same as those used for the tensile test. In this case, the specimen was subjected to a sinusoidal strain (ε) with an amplitude of 0.01%, 0.05%, and 0.1% and to a oscillation frequency (f) of 2, 10, 20, and 35 Hz. The storage module (E′) and the phase lag (δ) between the applied stress and the resultant strain were measured in the temperature range (−20°C/120°C) with a cooling/heating rate of 1°C/min. As a result, the intrinsic damping (tanδ) of the SMA was obtained as a function of the temperature.Figure6 shows the intrinsic damping tanδ as a function of temperature for a 0.05% strain amplitude, at a 10 Hz frequency. The high damping capacity of the martensite phase can be observed at temperatures of below 60°C while, at higher temperatures, the parent phase (austenite phase) exhibits low tanδ values. Damping increases when the strain amplitude increases; on the contrary, the storage modulus decreases with strain amplitude. No significant influence of frequency was observed in the range (2/35 Hz) tested. As a means of comparison, in Figure 6, we also show the low damping coefficient tanδ of commercial brass samples.Figure 6
tan
δ versus temperature. DMA analysis: heating rate 1°C/min, frequency 10 Hz, and strain amplitude 0.05%.Owing to the fact that only a few grains were present in the cross-section of the DMA specimens, results were validated through cyclic stress strain tests on larger samples.An MTS quasi-static testing machine with a load cell of 10 kN is used for cyclic tension tests, at room temperature, on specimens measuring 200×20 mm2. The cycle frequency is fixed as equal to 0.05 Hz, based on the assumption that the SMA damping properties do not vary significantly at low frequencies.A series of 16 tests were performed by controlling the cyclic elongation using a 50 mm gage length extensometer. The deformation amplitude ranges between2×104 and 1×103, while the minimum value is about 3×104. In each test, 10 cycles were run at the specified deformation amplitude. The following parameters can be calculated at each strain amplitudes:(1)
tanδi value, obtained from the single cycle as
(1)tanδi=ΔWi2πWi,
where ΔWi is the energy dissipated in the ith cycle of oscillation for unit volume, representing the area enclosed within the stress-strain hysteresis loop, and Wi is the maximum stored energy in the same cycle of oscillation per unit volume;(2)
storage modulusEi, evaluated as Δσ/Δε from the ith hysteresis loop;(3)
SMA specific damping capacitytanδ and SMA storage modulus, obtained as the average values over the ten stress-strain loops performed.The results are shown in Figures7 and 8. The loss factor shows an almost linear increase of the damping as a function of the strain amplitude, with a nonlinear increase at about 0.06% of strain. By comparison with Figure 6, a good agreement with DMA results, obtained at a frequency of 10 Hz, can be observed. As shown by the results of DMA analysis, the storage modulus decreases as the strain amplitude increases. tanδ discontinuity at a 0.05% strain amplitude was observed during a tensile test, also performed by means of an MTS configuration on the entire sample. This confirms that this particular trend of tanδ is associated with a certain behaviour of the Cu based SMA. In order to understand this phenomenon better, accurate experiments will be performed in future developments: However, in this case, since it is not the main topic of this paper, it has not been taken into consideration.Figure 7
tan
δ versus strain amplitude. Tensile test: frequency 10 Hz, room temperature.Figure 8
Storage modulus versus strain amplitude. Tensile test: frequency 10 Hz, room temperature.


## 4. Hybrid Composite Architecture

As shown in Figure9, a new architecture of an SMA/GFRP hybrid composite profile, previously investigated by the authors [10], is proposed for the design of an SMA/GFRP lateral horn.Figure 9
Architecture of the SMA//GFRP hybrid composite horn. Grey[-45/+45]n layered GFRP host composite. Brown: embedded CuZnAl SMA thin patterned sheets.The hybrid composite is made from GFRP laminates and is reinforced with two thin sheets of SMA.The two SMA sheets are embedded in a sandwich-like structure between the bulk and the external layers of the cross section of the horn. The SMA was chosen in sheet form not only due to the fact that, in practice, it is much simpler to embed in the host GFRP composite but also because it does not require the use of special fixture jigs, thus increasing flexibility during the manufacturing process. At the same time, not only is the manufacturing process involved in making the lateral horn simpler, but it can also make use of the same dies and mould used for the GFRP horns, thus saving extra costs and time.The host composite is a symmetric angle-ply laminate of fiber glass/epoxy resin (E300-Glass EC9) with a stacking sequence of(45/-45)n, where n varies, thus accounting for the variation in the horn thickness, ranging from 49 (thicker section) to 24 at the opposite end.The thin SMA sheets are laser patterned in order to improve adhesion between the SMA inserts and the GFRP laminated composite, to avoid delamination of the hybrid composite and to maximize the load transfer between the GFRP laminated composite and the SMA reinforcements (Figure10).Figure 10
CuZnAl sheets after laser microcutting.The geometry of the patterning, the ratio between the surface of the holes, and the total surface of the SMA sheet, just like the thickness of the sheets, were optimized on a hybrid SMA/GFRP composite having both the same architecture of the horn shown in Figure9 and comparable sizes [10]. This increase is not, however, obtained to the detriment of the flexural stiffness and weight of the host composite. Consequently, both the natural frequency and dynamic behaviour are preserved.According to these previous studies, an elliptical pattern, having a ratio equal to 1.32 between the surface of the holes and the total surface of the SMA sheet, as well as a sheet thickness equal to 0.3 mm, was selected for the present application.As regards the thickness effect, it is necessary to point out that the composite loss factor increases with the thickness of the SMA sheets. On the other hand, technological aspects related to the laser microcutting process have to be considered when the sheet thickness used in the layered composite is increased. Laser microcutting becomes more difficult when the thickness is significantly increased owing to the fact that the process speed has to be reduced and a multipass strategy adopted. Both actions decrease the cutting edge quality in terms of dross, roughness, and thermal damage. Since finishing operations, targeted at removing the layer affected by the laser beam are intentionally disregarded because they increase process costs and time, a thickness of 0.3 mm seems to be a better compromise between damping and workability of the SMA sheet [23].


## 5. Manufacture Process

The manufacturing process involved in making the horn is divided into two steps. Firstly, the regular pattern of elliptical holes was produced by means of laser cutting using a pulsed nanosecond fiber laser (IPG Photonics YLP50). The process parameters used to perform the microcutting process of the elliptical pattern are shown in Table1.Table 1
Main process parameters used in laser microcutting of the elliptical pattern.
Process speed(mm/s)
Average power(W)
Pulse frequency (kHz)
Shielding gas
5
50
80
Argon at 5 barThe maximum average power available, together with the highest pulse frequency and process speed, was chosen to ensure through cutting and reduced thermal damage. A double laser pass strategy was required in order to guarantee stable cutting through the entire thickness of the SMA sheet [24].In the second step, the laminated composite is assembled. The horn mould is filled first with four layers(+45/-45)4 of unidirectional fiber glass/epoxy resin and covered with the first patterned thin SMA sheet; the sequence of lamination (+45/-45)n is added and covered by the second thin SMA sheet and by an additional four layers (+45/-45)4 of unidirectional fiber glass/epoxy resin. As previously reported, parameter n is dependent on the thickness of the cross section along the axis of the horn. Any air bubbles are eliminated by means of a vacuum bag and the hybrid composite is then cured in an autoclave.In order to study the dynamic properties of the proposed hybrid layered architecture and to evaluate the improvement of the damping capacity due to the introduction of the SMA insert, three samples of the horn were produced. The first one was manufactured as described, while the second one was produced using the same architecture as the first one. However, in this case, commercial brass sheets were used in the place of the SMA sheets. The third one was only made with GFRP. Manufacture of an extra horn with a commercial brass insert is targeted at evaluating/excluding any possible contribution of a metal sheet/host composite interface to the damping of the SMA hybrid composite horn. As shown in Figure11, following the cure cycle in an autoclave, the three horn samples are completed.Figure 11
Final appearance of the three horn samples.


## 6. Experimental Setup and Procedure

As shown in Figure12, the nondimensional damping, related to the first flexural mode of the three horns manufactured, was experimentally measured by performing a series of decay tests with the horn in a single cantilever configuration.Figure 12
Schematic diagram of the single cantilever experimental setup.During the tests, the end of the horn, designed to be connected to the structure of the collector, was clamped on a steel fixture, while the other end was loaded with an initial vertical displacement and then released to oscillate freely [22]. The transient response was recorded in terms of the vertical displacement of the section of the horn at a distance of 150 mm from the clamp. The displacement was measured by means of a lase-triangulation sensor (MEL M5L/10).The nondimensional damping was evaluated as follows:(2)hn=δn2π,whereδn=ln(xnxn+1),
where δn is the logarithmic attenuation coefficient, xn is the vertical displacement amplitude of the horn at 150 mm from the clamping at the nth oscillation of the transient response, and xn+1 is the same displacement amplitude at the (n+1)th oscillation. During transient decay, the amplitude of each successive oscillation decreases, meaning that (2) allows us to obtain the dependence of the nondimensional damping from the displacement amplitude.In order to compare the nondimensional damping (h) with the loss factor (tanδ), assumed as an index of the intrinsic damping in Section 2, the following consideration can be made.The loss factor (tanδ) of the oscillatory beam, considered as a single degree of freedom system, is defined as the ratio
(3)tanδ=Ed2πU,
where Ed is the energy loss per cycle and U is the strain energy.Assuming that the motion is entirely due to the first flexural mode(4)U=12k1q12,(5)Ed=π·c1ω1q12,
where k1 is the modal stiffness, q1 is the modal coordinate, c1 is the modal damping, and ω1 is the frequency of the first flexural mode of the beam.On account ofk1=m1ω12, where m1 is the modal mass of the beam and, from the definition of nondimensional damping c1=h1(2m1ω1), (3) can be rewritten as:
(6)tanδ=π·c1ω1q122π(1/2)k1q12=h1(2m1ω1)ω1q12πm1ω12q12=2h.
Equation (6) recalls that the loss factor is equal to twice the nondimensional damping value.


## 7. Results and Discussion

The natural frequency of vibration of the first flexural mode can be identified by Fourier transform of the waveform of the transient response of the horns acquired during the decay tests reported in Figure13. In this figure, the transient response of the horn with a commercial brass patterned insert is actually superimposed on the only GFRP horn and, for sake of clarity, is not reported. The first natural frequencies of the three horn samples are shown in Table 2 and are not affected by the integration of the SMA/commercial brass. The total weight of the horns is also reported in the same table and is only slightly affected by the integration of the SMA/commercial brass. As will be shown below, the reduced thickness of the SMA/commercial brass sheets and the patterns with a ratio between the surface of the holes and the total surface of the SMA sheet, equal to 1.32, allows us not only to maintain the structural and dynamic behaviour of the component but also to improve the damping capacity.Table 2
First natural frequency and total weight of the three horn samples.
First naturalfrequency (Hz)
Total weightof the horn (g)
Only GFRP
75.5
168
Commercial brass/GFRP
75.3
182
SMA/GFRP
74.8
180Figure 13
Transient of the displacement in the section at 150 mm from the clamped section, for the horn with an SMA patterned insert and for the horn made only from GFRP.The beneficial effect of the integration of an SMA insert in the host GFRP horn on its damping capacity is apparent in Figure13.The horn manufactured as an SMA/GFRP hybrid composite has a larger logarithm attenuation coefficient of the first flexural mode both as regards the horn made only from GFRP as well as the one manufactured as a commercial brass/GFRP hybrid composite. As previously mentioned in Figure13, the transient response of the latter two is practically superimposed.The results of experimental nondimensional damping, associated with the first flexural mode, calculated from the logarithmic decrement over each period of Figure13, are shown in Figure 14. In this figure, the range of the vertical displacement amplitude, decreasing from left to right, is between the maximum value measured which is equal to 1.2 mm and to 0.4 mm; the curve related to the decay tests of the commercial brass/GRFP horn is also added for the sake of comparison.Figure 14
Nondimensional dampingh related to the first flexural frequency of the horn obtained from the decay response test.As expected, the nondimensional damping of the only GFRP sample is constant with the level of vibration. This value is taken as the reference value to estimate the improvement of the damping due to the use of the SMA material. Furthermore, the nondimensional damping of the Commercial brass/GFRP horn is almost constant with the level of vibration and, only at the beginning of the transient, slightly higher than the glass fiber value. This comparison allows us to exclude any significant contribution of the metal sheet/host composite interface to the damping of the SMA hybrid composite horn.When the SMA patterned sheets are embedded in the composite, the nondimensional damping is significantly enhanced. As expected, enhancement of the damping of the SMA/GFRP hybrid composite is higher for large vibration amplitudes, while decreasing for lower vibration amplitudes. This result is due to the amplitude dependency of the intrinsic damping of the SMA sheets (Figure7). When the vertical displacement amplitude becomes small (about 0.5 mm in Figure 13), the average strain experienced by the SMA along the axis of the horn decreases, and the related intrinsic damping factor (tanδ of Figure 7) becomes closer to the intrinsic damping value of the Only GFRP horn. Therefore, at these low displacement amplitudes, the structural damping of the SMA/GFRP hybrid composite tends towards the structural damping of the glass fiber without any embedded layer.


## 8. Conclusions

A new design of a GFRP lateral horn of a railway pantograph was proposed:(i)
a new hybrid composite architecture was adopted;(ii)
a laminated GFRP was used as the host composite, while a CuZnAl SMA alloy was the high damping material used for the reinforcement;(iii)
the SMA alloy was embedded in the shape of two patterned thin sheets between the bulk and external layers of the cross section of the horn.The pattern of the thin SMA sheets proved to be a key feature in the optimization process of the flexural stiffness, weight, and damping capacity of the horn. At the same time, this feature plays a positive role in the improvement of adhesion, and in the load transfer, between the GFRP laminated composite and the SMA reinforcements.In the strain amplitude range equal to10-4/10-3, the structural damping of the horn was significantly enhanced, and, in accordance with the initial requirements, the geometrical configuration of the horn, its flexural stiffness, and its weight were retained.A first prototype of the horn was manufactured. The salient points of the manufacturing process included the production of a CuZnAl SMA alloy having an appropriate transformation temperature; the laser micro-cutting of the CuZnAl SMA sheets, and the absence of any purpose-made alignment device.



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