# Does EEG Montage Influence Alzheimer's Disease  Electroclinic Diagnosis?

Authors: L. R. Trambaiolli; A. C. Lorena; F. J. Fraga; P. A. M. K. Kanda; R. Nitrini; R. Anghinah
Journal: International Journal of Alzheimer's Disease
 (2011)

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## Abstract

There is not a specific Alzheimer's disease (AD) diagnostic test. AD diagnosis relies on clinical history, neuropsychological, and laboratory tests, neuroimaging and electroencephalography. Therefore, new approaches are necessary to enable earlier and more accurate diagnosis and to measure treatment results. Quantitative EEG (qEEG) can be used as a diagnostic tool in selected cases. The aim of this study was to answer if distinct electrode montages have different sensitivity when differentiating controls from AD patients. We analyzed EEG spectral peaks (delta, theta, alpha, beta, and gamma bands), and we compared references (Biauricular, Longitudinal bipolar, Crossed bipolar, Counterpart bipolar, and Cz reference). Support Vector Machines and Logistic Regression classifiers showed Counterpart bipolar montage as the most sensitive electrode combination. Our results suggest that Counterpart bipolar montage is the best choice to study EEG spectral peaks of controls versus AD.


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## Body

## 1. Introduction

Alzheimer’s disease (AD) diagnosis is based upon clinical history, neuropsychological and laboratory tests, neuroimaging, and electroencephalography (EEG). New approaches are necessary to earlier and more accurate diagnosis [1, 2] and to measure treatment results [3].EEG visual analysis can be a helpful diagnostic test in AD [4, 5]. Background frequency displacement to delta and theta frequencies and the dropout of central alpha rhythm are common EEG findings in AD [6]. Accordingly, Sandmann et al. [7] observed a direct correlation between the degree of cognitive impairment and the power of low-frequency electrical activity in the EEG.Since the first quantitative EEG (qEEG) studies by Lehmann [8] and Duffy et al. [9], spectral analysis (specA) and statistics have been applied to EEG. Moreover, specA has been considered from 71% to 81% sensitive to changes [10–13] in AD EEG background. Saletu et al. [14] found a localized temporal decrease of alpha and beta activities in AD and slow cerebral rhythms widespread distribution in vascular dementia (VaD) [10–13]. Pucci et al. [15] proposed that a decrease in alpha frequency to 6.0–8.0 Hz could be an AD marker.Despite the knowledge grounded in this field during the last decades, there are lots of unanswered questions that hinder qEEG consolidation as an AD diagnostic tool. Our objective was to study if distinct electrode montages have different sensitivity when differentiating controls from AD patients.


## 2. Materials and Methods

### 2.1. Subjects

The dataset was composed of electroencephalograms (EEGs) recorded from two groups aged from 60 to 80 years: (S1) 12 normal subjects and (S2) 22 probable AD patients (NINCDS-ADRDA criteria) [16]. AD group was classified as having mild to moderate symptoms (DSM-IV-TR) [17]. Both groups were submitted to the Brazilian version of the Mini-Mental State Examination (MMSE) [18, 19]. AD patients scored below 26 points. All probands did not have a history of diabetes mellitus, kidney disease, thyroid disease, alcoholism, liver disease, lung disease, or vitamin B12 deficiency to avoid other causes of cognitive impairment.


### 2.2. Data Acquisition and Processing

The EEGs were recorded with 12 bits resolution, band pass of 1–50 Hz, and sampling rate of 200 Hz. ABraintech 3.0 (EMSA “Equipamentos Médicos”)was the recording hardware. Impedance was maintained below 10 K, and the electrodes were placed according to the International 10–20 System [5, 20]. The interconnected ear lobe electrodes reference (without resistor) is standard in our laboratory, despite the fact that there are controversies regarding which reference is the best [21, 22]. The EEGs were recorded during 20 minutes. Probands were awake and relaxed, with closed eyes. Two skilled neurophysiologists removed EEG artifacts (blinking, drowsiness, muscle movements, or equipment-related artifacts) from the recordings. Subsequently, from each EEG, 40 epochs of eight seconds were selected by visual inspection [23].A 512-point Hamming Fast Fourier Transform (FFT) algorithm was used to process the epochs analysis. The windows were 2.5 seconds long with 90% of overlap between successive windows [23]. EEG signals were filtered using an infinite impulse response low-pass elliptic filter with a cutoff frequency at 50 Hz and a zero in the frequency of 60 Hz to eliminate the interference of the power grid (60 Hz).


### 2.3. Feature Extraction

Feature extraction is the method used to mining some characteristics of a particular signal epoch producing data that can represent events [23]. The spectral peak feature (or peak spectrum), chosen in this work, corresponds to the frequency where the EEG spectrum amplitude reaches its maximum value. The montages used were(i)
Biauricular reference (Bar): Fp1-A1, Fp2-A2, F7-A1, F8-A2, F3-A1, F4-A2, C3-A1, C-A2, T3-A1, T4-A2, P3-A1, P4-A2, O1-A1, O2-A2;(ii)
Longitudinal Bipolar (Lbp): Fp1-F3, F3-C3, C3-P3, P3-O1, O1-T5, T5-T3, T3-F7, F7-Fp1, Fp2-F4, F4-C4, C4-P4, P4-O2, O2-T6, T6-T4, T4-F9, F8-Fp2;(iii)
Crossed Bipolar (Bcr): Fp1-Fp2, F7-F3, F3-Fz, Fz-F4, F4-F8, T3-C3, C3-Cz, Cz-C4, C4-T4, T5-P3, P3-Pz, Pz-P4, P4-T6, O1-O2;(iv)
Counterpart bipolar (Bco): F7-F8, F3-F4, T3-T4, C3-C4, P3-P4, T5-T6, O1-O2;(v)
Cz reference (Czr): Fp1-Cz, Fp2-Cz, F3-Cz, F4-Cz, F7-Cz, F8-Cz, T3-Cz, T4-Cz, C3-Cz, C4-Cz, T5-Cz, T6-Cz, P3-Cz, P4-Cz, O1-Cz, O2-Cz.Each of these electrode montages (Figure1) had spectral peaks calculated for delta (from 0.1 to 4.0 Hz), theta (from 4.0 to 8.0 Hz), alpha (from 8.0 to 12.0 Hz), beta (from 12.0 to 30.0 Hz), and gamma (from 30.0 to 50.0 Hz) bands [24].Figure 1
Spectral peaks montage maps. Lines correspond to subtractions used to calculate spectral peaks. From left to right, top to bottom: Counterpart Bipolar (Bco), Longitudinal Bipolar (Lbp), Crossed Bipolar (Bcr), Biauricular reference (Bar), and Cz reference (Czr).


### 2.4. Classifiers

The EEG dataset was composed of 1360 epochs (40 epochs of 34 subjects). The analysis was based on the leave-one-subject-out process: 1320 epochs were used for training and 40 epochs from one subject for testing. It means that, each time, the classifier was trained with epochs from all individuals except the one going to be tested. This procedure was performed to test the classifiers discriminative capacity to work with data diverse from that presented in the training period. The leave-one-subject-out process was repeated for all 34 individuals (34 tests each montage).


#### 2.4.1. Support Vector Machines (SVMs)

SVMs constitute a supervised Machine Learning (ML) technique based on the Statistical Learning Theory [25]. In this method, a training dataset (containing known labeled data examples) is used to draw a hyperplane with maximum margin, based on the feature coordinates, which separates the two classes (in our case, Controls and AD). Subsequently, the coordinates of this hyperplane are used to test a dataset and the accuracy of the model [26]. When classes are not linearly separable, feature coordinates should be mapped to a higher dimension by a Kernel function. In this new space, the classes become linearly separable and the maximum margin hyperplane can then be found [26].In this experiment, the Weka tool [27] with default values was used to the SVM induction. The regularization coefficient of SVM was maintained in C=1.0, while the Kernel used was RBF [28]. The cache size was 250007, and the gamma value was 0.01.


#### 2.4.2. Logistic Regression (LR)

Logistic regression is part of a category of statistical models called generalized linear models. LR is a classification tool frequently used to help diagnosis [29]. In this method, the discriminant function analyses the sum of the scores of each feature and then delimitates the boundaries between the two groups [30]. Logistic regression calculates the predicted probability of different subgroups (in our analysis) falling into a category [30]. In LR induction, we also used Weka tool [27] with default values. In this case, the maximum interaction value was −1.0, and the ridge value in the log-likelihood was configured to 1.0.


## 2.1. Subjects

The dataset was composed of electroencephalograms (EEGs) recorded from two groups aged from 60 to 80 years: (S1) 12 normal subjects and (S2) 22 probable AD patients (NINCDS-ADRDA criteria) [16]. AD group was classified as having mild to moderate symptoms (DSM-IV-TR) [17]. Both groups were submitted to the Brazilian version of the Mini-Mental State Examination (MMSE) [18, 19]. AD patients scored below 26 points. All probands did not have a history of diabetes mellitus, kidney disease, thyroid disease, alcoholism, liver disease, lung disease, or vitamin B12 deficiency to avoid other causes of cognitive impairment.


## 2.2. Data Acquisition and Processing

The EEGs were recorded with 12 bits resolution, band pass of 1–50 Hz, and sampling rate of 200 Hz. ABraintech 3.0 (EMSA “Equipamentos Médicos”)was the recording hardware. Impedance was maintained below 10 K, and the electrodes were placed according to the International 10–20 System [5, 20]. The interconnected ear lobe electrodes reference (without resistor) is standard in our laboratory, despite the fact that there are controversies regarding which reference is the best [21, 22]. The EEGs were recorded during 20 minutes. Probands were awake and relaxed, with closed eyes. Two skilled neurophysiologists removed EEG artifacts (blinking, drowsiness, muscle movements, or equipment-related artifacts) from the recordings. Subsequently, from each EEG, 40 epochs of eight seconds were selected by visual inspection [23].A 512-point Hamming Fast Fourier Transform (FFT) algorithm was used to process the epochs analysis. The windows were 2.5 seconds long with 90% of overlap between successive windows [23]. EEG signals were filtered using an infinite impulse response low-pass elliptic filter with a cutoff frequency at 50 Hz and a zero in the frequency of 60 Hz to eliminate the interference of the power grid (60 Hz).


## 2.3. Feature Extraction

Feature extraction is the method used to mining some characteristics of a particular signal epoch producing data that can represent events [23]. The spectral peak feature (or peak spectrum), chosen in this work, corresponds to the frequency where the EEG spectrum amplitude reaches its maximum value. The montages used were(i)
Biauricular reference (Bar): Fp1-A1, Fp2-A2, F7-A1, F8-A2, F3-A1, F4-A2, C3-A1, C-A2, T3-A1, T4-A2, P3-A1, P4-A2, O1-A1, O2-A2;(ii)
Longitudinal Bipolar (Lbp): Fp1-F3, F3-C3, C3-P3, P3-O1, O1-T5, T5-T3, T3-F7, F7-Fp1, Fp2-F4, F4-C4, C4-P4, P4-O2, O2-T6, T6-T4, T4-F9, F8-Fp2;(iii)
Crossed Bipolar (Bcr): Fp1-Fp2, F7-F3, F3-Fz, Fz-F4, F4-F8, T3-C3, C3-Cz, Cz-C4, C4-T4, T5-P3, P3-Pz, Pz-P4, P4-T6, O1-O2;(iv)
Counterpart bipolar (Bco): F7-F8, F3-F4, T3-T4, C3-C4, P3-P4, T5-T6, O1-O2;(v)
Cz reference (Czr): Fp1-Cz, Fp2-Cz, F3-Cz, F4-Cz, F7-Cz, F8-Cz, T3-Cz, T4-Cz, C3-Cz, C4-Cz, T5-Cz, T6-Cz, P3-Cz, P4-Cz, O1-Cz, O2-Cz.Each of these electrode montages (Figure1) had spectral peaks calculated for delta (from 0.1 to 4.0 Hz), theta (from 4.0 to 8.0 Hz), alpha (from 8.0 to 12.0 Hz), beta (from 12.0 to 30.0 Hz), and gamma (from 30.0 to 50.0 Hz) bands [24].Figure 1
Spectral peaks montage maps. Lines correspond to subtractions used to calculate spectral peaks. From left to right, top to bottom: Counterpart Bipolar (Bco), Longitudinal Bipolar (Lbp), Crossed Bipolar (Bcr), Biauricular reference (Bar), and Cz reference (Czr).


## 2.4. Classifiers

The EEG dataset was composed of 1360 epochs (40 epochs of 34 subjects). The analysis was based on the leave-one-subject-out process: 1320 epochs were used for training and 40 epochs from one subject for testing. It means that, each time, the classifier was trained with epochs from all individuals except the one going to be tested. This procedure was performed to test the classifiers discriminative capacity to work with data diverse from that presented in the training period. The leave-one-subject-out process was repeated for all 34 individuals (34 tests each montage).


### 2.4.1. Support Vector Machines (SVMs)

SVMs constitute a supervised Machine Learning (ML) technique based on the Statistical Learning Theory [25]. In this method, a training dataset (containing known labeled data examples) is used to draw a hyperplane with maximum margin, based on the feature coordinates, which separates the two classes (in our case, Controls and AD). Subsequently, the coordinates of this hyperplane are used to test a dataset and the accuracy of the model [26]. When classes are not linearly separable, feature coordinates should be mapped to a higher dimension by a Kernel function. In this new space, the classes become linearly separable and the maximum margin hyperplane can then be found [26].In this experiment, the Weka tool [27] with default values was used to the SVM induction. The regularization coefficient of SVM was maintained in C=1.0, while the Kernel used was RBF [28]. The cache size was 250007, and the gamma value was 0.01.


### 2.4.2. Logistic Regression (LR)

Logistic regression is part of a category of statistical models called generalized linear models. LR is a classification tool frequently used to help diagnosis [29]. In this method, the discriminant function analyses the sum of the scores of each feature and then delimitates the boundaries between the two groups [30]. Logistic regression calculates the predicted probability of different subgroups (in our analysis) falling into a category [30]. In LR induction, we also used Weka tool [27] with default values. In this case, the maximum interaction value was −1.0, and the ridge value in the log-likelihood was configured to 1.0.


## 2.4.1. Support Vector Machines (SVMs)

SVMs constitute a supervised Machine Learning (ML) technique based on the Statistical Learning Theory [25]. In this method, a training dataset (containing known labeled data examples) is used to draw a hyperplane with maximum margin, based on the feature coordinates, which separates the two classes (in our case, Controls and AD). Subsequently, the coordinates of this hyperplane are used to test a dataset and the accuracy of the model [26]. When classes are not linearly separable, feature coordinates should be mapped to a higher dimension by a Kernel function. In this new space, the classes become linearly separable and the maximum margin hyperplane can then be found [26].In this experiment, the Weka tool [27] with default values was used to the SVM induction. The regularization coefficient of SVM was maintained in C=1.0, while the Kernel used was RBF [28]. The cache size was 250007, and the gamma value was 0.01.


## 2.4.2. Logistic Regression (LR)

Logistic regression is part of a category of statistical models called generalized linear models. LR is a classification tool frequently used to help diagnosis [29]. In this method, the discriminant function analyses the sum of the scores of each feature and then delimitates the boundaries between the two groups [30]. Logistic regression calculates the predicted probability of different subgroups (in our analysis) falling into a category [30]. In LR induction, we also used Weka tool [27] with default values. In this case, the maximum interaction value was −1.0, and the ridge value in the log-likelihood was configured to 1.0.


## 3. Results and Discussion

Table1 shows the results of both classifiers to each electrode montage. The columns represent, respectively, from left to right, accuracy, sensitivity (patients correctly diagnosed as AD), and specificity (controls correctly diagnosed as normals). The first line of each montage shows the percentage of epoch classification (mean and standard deviations).Table 1
Accuracy, sensitivity, and specificity rates for each montage. Best results in bold and worst results in italic.
Support Vector MachinesLogistic RegressionAccuracy (%)Sensitivity (%)Specificity (%)Accuracy (%)Sensitivity (%)Specificity (%)Bipolar CounterpartBipolar CounterpartEpochs81,32 ± 28,0089,43 ± 20,9266,46 ± 33,8482,13 ± 20,8686,93 ± 17,4973,33±24,32Patient85,2990,9175,0091,1895,4583,33Longitudinal BipolarLongitudinal BipolarEpochs72,72 ± 36,8084,09 ± 27,5251,88 ± 43,3966,03 ± 35,7675,45 ± 31,4248,75 ± 38,04Patient79,4190,9158,3364,7172,7350,00Crossed BipolarCrossed BipolarEpochs69,19 ± 37,6080,23 ± 32,4048,96 ± 39,3265,07 ± 36,0976,59 ± 33,2343,96 ± 32,36Patient64,7181,8241,6767,6577,2750,00Biauricular ReferenceBiauricular ReferenceEpochs70,07 ± 36,8185,57 ± 23,1241,67 ± 41,0366,32 ± 32,5076,14 ± 28,0548,33 ± 33,50Patient76,4795,4541,6767,6581,8241,67Cz ReferenceCz ReferenceEpochs70,22 ± 37,7081,36 ± 31,1549,79 ± 41,3371,62 ± 28,3780,45 ± 24,6455,42 ± 28,52Patient70,5981,8250,0073,5386,3650,00The second line of Table1 presents the per subject percentage. The leave-one-out analysis of each subject took into consideration the ratio between the number of epochs classified correctly and the total number of epochs. When this ratio was over 0.5, the subject classification was considered correct. After 34 tests, the rate of subject correct diagnosis was calculated. In Table 1, Bco is the montage with highest number of correct diagnosis and the lowest standard deviation to all classifiers. Bco also had high specificity (correct diagnosis of AD) and sensibility. These findings are relevant because they validate this qEEG technique as a diagnostic method. Therefore, it can help supporting clinical diagnosis.It is important to note that high standard deviation (SD) is a methodological consequence of the leave-one-subject-out test. If an individual had bad epochs accuracy, the group mean was low and the SD high. Bco was the montage with lower SD, consequently, indicating less variability in number of correct diagnosis.Table2 shows the results of the individual accuracy rate variability. The columns show, respectively, from left to right, epochs accuracy by each subject of 100%, ≥75%, ≤50%, and 0% (all epochs incorrectly classified by one subject).Table 2
Number of patients with epoch accuracy rates equal to 100%, exceeding or equal to 75%, less than or equal to 50%, and equal to 0% for each test. Best results in bold and worst results in italic.
Support Vector MachinesLogistic Regression= 100≥ 75≤ 50= 0= 100≥ 75≤ 50= 0Bipolar Counterpart152650122530Longitudinal Bipolar162172720121Crossed Bipolar1320123818112Biauricular Reference141982818110Cz Reference152010342090SVMs tests presented Lbp as the montage with maximum epoch accuracy (16 subjects with 100% accuracy), followed by Bcp e Czr (15 cases each). Bco was the montage with higher number of cases with accuracy greater than or equal to 75%, less cases with accuracy less than or equal to 50%, and without cases of 0% correct classification.The LR tests ratified Bco as having the highest number of 100% accuracy results, the highest number of cases with accuracy greater than or equal to 75%, less cases with accuracy less than 50%, and no cases of 0% correct classification (in this last case similar to Bar and Czr, both with zero cases).This study suggested that Bco was the more trustworthy montage because of his higher rates of 100% epoch accuracy and absence of 0% cases to both classifiers. Consequently, other parameters could be tested based on LR. The odds ratio values (ODDR) could be analyzed from the ratio AD/controls (Table3). It was possible to verify 11 features presenting ODDR > 1. Consequently, there is a possibility that these features can be associated with AD.Table 3
Odds ratio to Bipolar Counterpart LR test. In bold the significant ones (>1).
deltathetaalphabetagammaF3-F40,371 ± 0,0632,496 ± 0,5750,969 ± 0,2301,188 ± 0,1010,913 ± 0,052F7-F8128,806 ± 50,8062,580 ± 0,9580,728 ± 0,2211,543 ± 0,1260,659 ± 0,045C3-C40,693 ± 0,1763,667 ± 1,2130,734 ± 0,1912,229 ± 0,2750,975 ± 0,047T3-T40,753 ± 0,1820,177 ± 0,0680,263 ± 0,0590,836 ± 0,0871,118 ± 0,049T5-T60,277 ± 0,0751,011 ± 0,2580,104 ± 0,0290,875 ± 0,0800,649 ± 0,034P3-P40,574 ± 0,1070,511 ± 0,0910,019 ± 0,0080,962 ± 0,1181,888 ± 0,087O1-O22,231 ± 0.3640,402 ± 0,1260,767 ± 0,1770,761 ± 0,0720,792 ± 0,036Among these ODDR features, the electrodes F3-F4, F7-F8, C3-C4, and T5-T6 presented values of ODDR > 1 to theta band; the electrodes F7-F8 and O1-O2 presented values of ODDR > 1 to delta band; F3-F4, F7-F8 and C3-C4 presented values of ODDR > 1 to beta band, and T3-T4 and P3-P4 presented values of ODDR > 1 to gamma band.EEGs of mild DA have higher theta activity and low beta activity [31, 32], as seen in our cases (F3-F4, F7-F8, C3-C4, and T5-T6). Furthermore, these electrodes were directly associated with the inter-hemispheric differences found in our AD population [33]. Moderate to advanced cases of AD are associated with increasing of delta activity [32, 34–36], and this could explain the values found in F7-F8 and O1-O2. Thus, our findings are in accordance to data presented by others.The analysis of the number of electrodes related to each montage demonstrates that the montages with higher number of signals were Lbp and Czr with 16 signals each, followed by Bar and Bcr with 14 signals. The montage with lowest number of signals was Bco (7 signals). We can say that Bco is also the more compact (less electrodes), consequently, less expensive in terms of processing time.


## 4. Conclusion

To sum, our results are in accordance with the literature that suggests that the spectral peak is an efficient tool in AD diagnosis [24, 37]. Our contribution is to answer the question that gave origin to the paper. Yes, the analysis indicates that the bipolar inter-hemispheric montage (Counterpart bipolar) is the best to evaluate AD patients with the help of automatic classifiers (DA versus N) [38, 39], when using EEG spectral peaks as features (predictors).Although more tests are needed to confirm the generalization power of our classifiers, we propose that spectral peak calculation using different montages of electrodes have an influence on the classification results (differentiation) of normal subjects and patients with AD. Our future goal is to generalize the results obtained increasing the number of probands.



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*Source: 761891-2011-05-02.xml*