# A Small Ku-Band Polarization Tracking Active Phased Array for Mobile Satellite Communications

Authors: Wei Shi; Zuping Qian; Jun Zhou; Xinbo Qu; Yang Xiang; Liu Hong
Journal: International Journal of Antennas and Propagation
 (2013)

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## Abstract

A compact polarization tracking active phased array for Ku-band mobile satellite signal reception is presented. In contrast with conventional mechanically tracking antennas, the approach presented here meets the requirements of beam tracking and polarization tracking simultaneously without any servo components. The two-layer stacked square patch fed by two probes is used as antenna element. The impedance bandwidth of 16% for the element covers the operating frequency range from 12.25 GHz to 12.75 GHz. In the presence of mutual coupling, the dimensional parameters for each element of the small 7 × 7 array are optimized during beam scanning and polarization tracking. The compact polarization tracking modules based on the low-temperature cofired ceramic (LTCC) system-in-package (SiP) technology are proposed. A small active phased array prototype with the size of 120 mm (length) × 120 mm (width) × 55 mm (height) is developed. The measured polarization tracking patterns of the prototype are given. The polarization tracking beam can be steered in the elevation up to 50°. The gain of no less than 16.0 dBi and the aperture efficiency of more than 50% are obtained. The measured and simulated polarization tracking patterns agreed well.


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## Body

## 1. Introduction

Geostationary satellite communication is widely used in military and civilian fields for wide area coverage. In order to improve communication capacity, Ku-band satellite communication system utilizes orthogonal linear polarization transmission in both uplink (14.0 GHz~14.5 GHz) and downlink (12.25 GHz~12.75 GHz) for frequency reuse. The mobile antenna terminals may not point to the satellite when there is the rapid change in azimuth, pitch, and roll of vehicles, airplanes, and ships. One challenge for mobile antenna terminals in Ku-band is to avoid polarization mismatch. Therefore, the mobile antenna terminals in Ku-band should meet the requirements of beam tracking and polarization tracking simultaneously.Reflector or lens antenna is used most widely for its high efficiency and low cost [1–3]. The beam pointing and polarization are steered mechanically. But the requirement for low profile and high tracking speed is not easily met. The mechanically tracking array antenna of stair structure has lower profile [4, 5], but the low radiating efficiency and relatively higher sidelobe limit its use in some applications. The hybrid tracking planar antenna combines mechanical tracking in azimuth and electronic tracking in elevation [6, 7]. However, it is difficult to integrate the mechanical servo components with the top surface of the vehicles, airplanes, and ships.This paper presents a new polarization tracking active phased array based on LTCC-SiP polarization tracking module. The beam and the orientation of the linear polarization can be electronically steered simultaneously [8]. The radiating element is based on a stacked square microstrip patch orthogonally fed by two probes. Each probe excites horizontally or vertically polarized wave. Therefore, the arbitrary linear polarization can be obtained through the combination of two orthogonal polarizations. We have designed a new compact polarization tracking module with the LTCC-SiP technology, which can be used to reduce the height of the array. The phase and polarization of the radiating element can be electronically controlled by the phase settings of the module.A model for the small7×7 array was established using CST Microwave Studio. We analyzed the impedance variation of central element during beam scanning and polarization tracking in the presence of mutual coupling. Based on the simulated results, a small polarization tracking active phased array prototype for reception in the frequency range from 12.25 GHz to 12.75 GHz was developed. The height of the array is only 55 mm. In the microwave chamber, the measured radiation patterns for vertical, horizontal, and diagonal polarization were obtained via phase settings of the proposed polarization tracking modules. The beam can be electronically steered up to 50° in the elevation. The developed prototype has the minimum gain of 16.0 dBi and the aperture efficiency of 50%. The measured polarization tracking patterns and the simulated ones agree well, which demonstrates the usefulness of the design method based on mutual coupling.


## 2. Array Design Based on Mutual Coupling

The arbitrary linearly polarized wave can be decomposed into vertically and horizontally polarized component with the same phase and different amplitude. Thus, the radiating element with orthogonal dual ports radiates vertically and horizontally polarized wave simultaneously. The weighted coefficients for the dual ports of the radiating element can be controlled via the phase settings of polarization tracking module, and the linear polarization of arbitrary orientation can be obtained. Thus, the antenna array has the capability of polarization tracking without mechanical rotation of the whole array.The cross-dipoles can be used as the radiating element for polarization tracking phased array [9], but the height of the element is 0.48 λ0. The dual aperture coupled microstrip antenna can also be used to radiate orthogonally polarized waves [3, 7]. However, the coaxial connecters of the microwave modules result in the difficulty of connections between the aperture-coupled antenna elements and the modules. For low profile, easy fabrication, and low cost, two-layer stacked square microstrip antenna with dual probes is used as radiating element, as shown in Figure 1. Broad bandwidth can be obtained with electromagnetic coupling mechanism between top and bottom patches. Arlon Diclad 880 with εr=2.2 and h=0.508 mm is used for top and bottom substrates. Rohacell HF51 with εr=1.05 and h=1.5mm is used for the foam. With the symmetrical structure of the square patch, port H and port V approximately have the same radiation pattern and resonance frequency. Therefore, the little effect of the patterns on the polarization combination can be neglected, and the amplitude and phase weighted coefficients of dual ports determine the final polarization of the radiating element.Figure 1
Configuration of the antenna element fed by two orthogonal probes.The square grid arrangement for the radiating elements is used for the simplicity of the feed network. We designed a small7×7 array shown in Figure 2, which may be equivalent to a large array for the center element R5-3. Thus, the effect of mutual coupling on the impedance of radiating element, as well as active element pattern, can be analyzed. The radiating elements are spaced a distance of 0.5 λ0, whereinλ0is the wavelength in free space at 12.5 GHz. The outermost elements with gray color are terminated with loads of50Ωto form passive elements, which are used to solve the problem of deterioration of edge element pattern of the inner 5×5 active array.Topology of the small array (the outermost elements with gray color indicate passive elements terminated with 50 Ω matched loads).
(a)
Layout
(b)
Coordinate systemWe used software CST Microwave Studio to design the isolated radiating element. Array A in Table1 was formed by 7 rows of 7 elements designed without considering mutual coupling. The structural symmetry of isolated element contributes to the same simulated reflection coefficients of dual ports shown in Figure 3. The simulated 10 dB impedance bandwidth (|S11|<-10dB) was found to be 16% (1.8 GHz~13.8 GHz), which is sufficient for Ku-band satellite receiver system. Furthermore, the coupling coefficient between port H and port V is below −18 dB. However, the difficult challenge with the polarization tracking phased array is the mutual coupling, which will result in the variation of the port impedance of each element during polarization tracking and beam scanning. Thus, the design parameters in Table 1 for the radiating element in array A may be not optimum due to the presence of mutual coupling thereby degrading the array performance.Table 1
The structural parameters for the radiating element (unit: mm).
Element parameters
W
up
W
low
w
l
L
probe
Array A (initial design )
7.5
7.8
1.4
1.05
0.4
Array B (final design )
6.6
7.9
0.85
1.05
0.4Figure 3
The simulatedS11 and S12 of isolated antenna element.A small array model was established in CST Microwave Studio for mutual coupling analysis. If the amplitude weighted coefficients for the orthogonal ports (port H and port V) are (1, 0), (0, 1), and (1, 1), respectively, the small array will radiate vertically, horizontally, and diagonally polarized wave. In each polarization, the beam can be steered from0∘to50∘in elevation with phase variation between antenna elements. The key dimensional parametersWup,Wlow, andwcan be adjusted via simulation to mitigate the mutual coupling effect on the variation of port impedance during polarization tracking and beam scanning. The new parameters of radiating elements proposed for array B are given in Table 1. The variations of active reflection coefficient of central element R5-3 in both array A and array B are given in Figures 4, 5, and 6. Compared with array A, the active reflection coefficient of central element R5-3 in array B has been reduced generally when the polarization tracking beam is steered in the xz-plane (φ=0∘) within the scan range of ±25°. As the scan angle increases, the performance of active reflection coefficient of array B degrades gradually, which is obvious especially for the diagonal polarization. When the beam is steered to50∘in elevation, the active reflection coefficient of about −7 dB in the frequency range can be achieved for port H. The gain versus scan angle of both array A and array B was computed for comparison. The simulated results for three typical polarizations are shown in Figure 7. The gain improvement for array B can be observed.The active reflection coefficient of central element R5-3 (azimuth angleφ=0∘, vertical polarization).
(a)
Array A
(b)
Array BThe active reflection coefficient of central element R5-3 (azimuth angleφ=0∘, horizontal polarization).
(a)
Array A
(b)
Array BThe active reflection coefficient of central element R5-3 (azimuth angleφ=0∘, diagonal polarization).
(a)
Array A
(b)
Array BThe comparison of gain during polarization tracking and beam scanning (azimuth angleφ=0∘).
(a)
Horizontal polarization
(b)
Vertical polarization
(c)
Diagonal polarizationAs shown in Figure8, a small 7×7 element array was fabricated based on the dimensional parameters of array B. The active element patterns of central element R5-3 were measured when all of the other ports except for port V were terminated with passive loads of 50Ω. With reference to Figure 2, the xz-plane (φ=0∘) is the H-plane for port V, and the yz-plane (φ=90∘) is the E-plane. The active element patterns of central element R5-3 in H- and E-planes are given in Figure 9. In the area of the main lobe, the agreement between the simulated and measured results can be observed. Both the simulated and measured results indicate the half-power beamwidth of approximately120∘ and112∘ in the H-plane and the E-plane, respectively. No blind spot is observed. Due to the approximate symmetry in structure, the active element pattern of port H has the similarity with that of port V.Figure 8
Front view of the fabricated array.The active element pattern of central element R5-3 fed from port V.
(a)
φ
=
0
∘ (H-plane)
(b)
φ
=
9
0
∘ (E-plane)


## 3. Polarization Tracking Module

The polarization tracking modules are key components for the polarization tracking active phased array. The dual input ports shown in Figure10(b) are connected to the orthogonal dual ports of antenna element. The dual inputs from port V and port H can be combined into single output in phase via differential phase settingΔφ. Thus, the polarization mismatch with incoming wave from satellite can be avoided. Figure 10(a) shows the coordinate system based on the unit vectors of orthogonal polarizations, whereinv⃑andh⃑denote the vertical and horizontal polarizations, respectively. The orientation of polarization for the incoming wave is denoted byp⃑, and the included angle formed byp⃑andv⃑is denoted byα⃑. If we neglect the effects of radiation patterns of dual ports, the inputs of the Lange coupler are obtained as follows.Port ③:(1a)u3=aGampcosα.Port ④:
(1b)
u
4
=
a
G
amp
sin
α
,
wherein Gamp is the gain of the LNA. Assuming that the two channels are consistent, the signal at the output of the receiver module can be yielded as
(2)uc=a2LTGampexp[j(180∘-α+φ0)]+a2LTGampexp[j(90∘+φ0+Δφ+α)].The polarization tracking module for receiving application.
(a)
Polarization decomposition
(b)
Schematic block diagramHerein,LT is the average insertion loss in each channel. If the phase factor in (2) satisfies the condition as follows,
(3)Δφ=90∘-2α,
the combined signal has no polarization mismatch loss. In this case, the maximum combined signal is given as
(4)uc=aLTGampexp[j(180∘-α+φ0)].Based on LTCC technology, a vertical transition from coplanar waveguide to stripline is presented to reduce the size of the module [10]. Figure 11 shows the vertical transition configuration and fabricated prototype. The simulated and measured reflection coefficient and insertion loss are plotted in Figure 12. It is observed that good agreement can be obtained between the simulated and measured results from 2 GHz to 18 GHz. The measured reflection coefficient is below −16 dB, and the insertion loss is less than 1.5 dB. We used the compact structure of the vertical transition to develop a polarization tracking module integrated with multiple MMICs, which is shown in Figure 13. With reference to Figure 10(b), the gain of two channels of the module was measured with φ0=0∘ when Δφ was increased from 0° to −360° with a step of −5.625°. With reference to Figure 14, the measured gain of both channels varies in the range from about 10 dB to 35 dB with different trend, which is determined by the differential phase Δφ between two channels. Thus, the different amplitude weighted coefficients for both port V and port H can be achieved, which results in the arbitrary linear polarization of the antenna element. With reference to Figure 14, the diagonal polarization (α=45∘ and α=-45∘) can be obtained due to the approximately same gain of both channels with Δφ=0∘ and -180∘. The approximate vertical polarization can be obtained with Δφ=-90∘ when the measured gains of port H and port V are about 10.5 dB and 33.7 dB. The approximate horizontal polarization can be obtained with Δφ=-270∘  when the measured gains of port H and port V are about 34.2 dB and 10.5 dB.Transition from planar waveguide to stripline based on LTCC technology.
(a)
Schematic diagram
(b)
PrototypeFigure 12
Reflection coefficient and insertion loss of the LTCC-based vertical transition.The fabricated compact polarization tracking module.
(a)
Top view
(b)
Bottom viewFigure 14
The measured transmission gain versus the differential phaseΔφfor port H and port V.


## 4. Experiment Result

A small7×7 polarization tracking active phased array was fabricated to cover the frequency range from 12.25 GHz to 12.75 GHz. The inner 5×5 radiating elements are connected to the polarization tracking modules discussed above. The miniature50ΩSMP female terminations are used as matched loads directly connecting to the outermost 24 passive radiating elements. The schematic block diagram of the fabricated array is shown in Figure 15. The compactness of the polarization tracking module based on LTCC-SiP technology contributes to the low-profile phased array with the size of 120 mm (length) × 120 mm (width) × 55 mm (height). The polarization tracking patterns were measured in xz-plane. The antenna prototype to be measured was fixed on the rotary platform in the microwave chamber, and the polarization can be controlled electronically without rotating the array aperture. The patterns for horizontal, vertical, and diagonal polarization can be measured, respectively, with Δφ=-270∘,-90∘, and 0∘. The narrow bandwidth of 4% determines the stable radiation patterns over the entire operating frequency range from 12.25 GHz to 12.75 GHz. Thus, the polarization tracking patterns measured at 12.5 GHz with beam scanned to 0∘, 20∘, 40∘, and 50∘are given in Figures 16, 17, 18, and 19. The reasonable agreement between the simulated and measured results can be observed. The summary of the antenna prototype performance measured at 12.5 GHz is provided in Table 2, wherein H, V, and D denote horizontal, vertical, and diagonal polarization. It is found that the mutual coupling results in the sidelobe level are greater than −10 dB when the beam is steered to the angle greater than40∘. Furthermore, the beamwidth and beam pointing error increase. Table 2 gives the measured peak gain of the polarization tracking array prototype during beam scanning and polarization tracking. Compared with the simulated results, small errors exist. Since there are actually 5×5 active radiating elements in the small 7×7 array, the maximum directivity of the array is approximately 18.9 dBi. Thus, the aperture efficiency greater than 50% for the polarization tracking array prototype can be evaluated according to the measured peak gain.Table 2
The measured data at 12.5 GHz for the developed small phased array prototype.
Desired scan angle (deg)
0°
20°
40°
50°
H
V
D
H
V
D
H
V
D
H
V
D
Peak gain (dBi)
Simulated
18.7
18.7
18.7
18.4
18.5
18.5
17.7
17.9
17.9
16.9
17.5
17.3
Measured
18.3
18.5
18.2
17.9
17.7
18.0
17.2
17.4
17.5
16.1
16.3
16.2
Aperture efficiency (%)
87
91
85
79
76
81
68
71
72
52
55
53
SLL (dB)
−13.3
−11.8
−11.3
−12.3
−13.3
−10.6
−11.3
−8.4
−6.0
−7.9
−8.8
−7.4
Half-power beam width (deg)
22.2°
21.3°
21.6°
21.9°
23.7
22.2°
24.3°
25.2°
24.3°
26.4°
24.9°
25.5°
Beam pointing error (deg)
0
−1.2°
3°
−1.4°
2.2°
−1.4°
−3.4°
−3.4°
−1.6°
−4.1°
−5.9°
1.3°Figure 15
The schematic block diagram of the fabricated polarization tracking active phased array.The polarization tracking patterns measured at 12.5 GHz with beam scanned to0∘.
(a)
Horizontal polarization
(b)
Vertical polarization
(c)
Diagonal polarizationThe polarization tracking patterns measured at 12.5 GHz with beam scanned to20∘.
(a)
Horizontal polarization
(b)
Vertical polarization
(c)
Diagonal polarizationThe polarization tracking patterns measured at 12.5 GHz with beam scanned to40∘.
(a)
Horizontal polarization
(b)
Vertical polarization
(c)
Diagonal polarizationThe polarization tracking patterns measured at 12.5 GHz with beam scanned to50∘.
(a)
Horizontal polarization
(b)
Vertical polarization
(c)
Diagonal polarization


## 5. Conclusion

We propose a compact polarization tracking active phased array for Ku-band satellite communication. The phased array with the height of 55 mm is suited to be used in the application strictly limiting the profile of the antenna. Based on the simulated single radiating element, a small7×7 array model was established with the simulation tool CST Microwave Studio. The outermost 24 elements are connected to 50Ω passive loads, which contributes to the 5×5 active array. The whole array was simulated, and the effects of mutual coupling on the impedance of the ports can be analyzed. Based on the dimensional parameters of the isolated antenna element, the parameters were adjusted via numerous simulations. The final design with mutual coupling considered had lower active reflection coefficient of −15 dB with beam pointed to the boresight of the array. When the array operates in the states of horizontal, vertical, and diagonal polarization, the simulated active reflection coefficients versus the scan angle for central element are plotted. Furthermore, we propose a compact LTCC-based polarization tracking module based on a vertical transition from planar waveguide to stripline. In the frequency range from 12.25 GHz to 12.75 GHz, a small polarization tracking active phased array prototype was fabricated, and its polarization can be configured electronically via the proposed modules. The measured polarization tracking patterns for horizontal, vertical, and diagonal polarization are given. It can be found from the measurement that the beam can be steered up to50∘in the elevation, and the peak gain is more than 16.0 dBi. The aperture efficiency of more than 50% can be obtained. The experiment validates the availability of the array design with mutual coupling considered.



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*Source: 747629-2013-11-06.xml*