# Polymer Adsorption on Iron Oxide Nanoparticles for One-Step Amino-Functionalized Silica Encapsulation

Authors: Lionel Maurizi; Alexis Claveau; Heinrich Hofmann
Journal: Journal of Nanomaterials
 (2015)

---

## Abstract

This paper presents an original method to obtain, in one step, core/shell nanoparticles grafted covalently with polymer and functionalized with amino groups. By combining polyvinyl alcohol (PVA) and silica precursors, we were able to obtain silica-coated and amino-functionalized iron oxide nanoparticles (SPIONs) cross-linked with PVA. We also showed that using silica and amino-silica precursors together significantly increased the amount of PVA covalently bonded to the SPION surface compared to using only silica precursors. This original and interesting method has high potential for the industrial development of biocompatible functionalized nanoparticles for targeting nanomedicine.


---

## Body

## 1. Introduction

Superparamagnetic iron oxide nanoparticles (SPIONs) are currently being developed for several applications, with greatly increasing roles in biomedical applications, because of their low toxicity [1, 2]. Out of their many possible bioapplications, SPIONs could be used as contrast agents for detection in magnetic resonance imaging (MRI) [3–5], for cell labeling [6], in hyperthermia [7], or in regenerative medicine [8].SPIONs are not stable under physiological conditions due to the reduction of electrostatic repulsion [9], which causes nanoparticle (NP) aggregation. To redisperse SPIONs in biological media, further surface modifications are needed. They can be coated with stabilizing agents [10–13] to improve, for example, their steric repulsion. Controlling the chemistry of the surface is a key challenge to develop and understand the biological interactions of NPs [14, 15]. Developing controlled, robust, reproducible, and up-scalable methods to synthesize biocompatible NPs with as few steps as possible is a key parameter that must be focused on in order to further develop the industrialization of nanomedicine [16–18]. Among the possible usable surface modifications, polyvinyl alcohol (PVA) can control the size of their aggregates and stabilize the SPIONs in high ionic strength media at a pH of around 7 [19, 20]. PVA is commonly used in bioapplications because of its nontoxicity, variety of molecular weights, and good interactions with metal oxide nanoparticles [21–24]. However, even though PVA can effectively stabilize nanoparticles and its use is easy and up-scalable, this polymer is only adsorbed onto their surface, allowing uncontrolled PVA release during biointeractions [25], leading to reproducible problems.Encapsulating SPIONs inside silica beads is another method to stabilize them [26]. This coating electrostatically stabilizes the SPION using negative charges [27]. The silica shell controls the aggregation of the SPIONs [28] and also protects the biological fluids from the uncertainty of chemical desorption or direct contact with a dissolution of iron oxide at the interface [29]. Silica shells containing SPIONs could also be functionalized in order to tune their charges, such as with amino groups [30–32]. Usually, encapsulating NPs with functionalized silica shells is either done in a low amount such as with an aerosol pyrolysis method [33] or emulsion process [34–36], or it is done using several steps with a classical sol-gel process and a functionalizing agent [37, 38]. Coating SPIONs with silica is an important approach in the development of magnetic nanoparticles for both fundamental and technological applications. However, the scale-up and reproducibility of silica synthesis is not as easy as expected because of the influence of all the previously described reaction parameter.In this work, we proposed an original solution to modify, in one step, the surface of SPIONs in a controlled, reproducible, and up-scalable manner by combining the stabilizing properties of PVA and the characteristics of silica. Based on the improvement of a method previously presented [39], PVA was cross-linked onto SPIONs by the addition of silica precursors with and without amino groups. We demonstrated that combining classical silica and amino-functionalized silica precursors at a volume ratio of 3/1 with PVA-coated SPIONs (PVA-SPIONs) allowed for an easier and better synthesis of core/shell silica/SPIONs with PVA covalently grafted onto their surface. These nanoparticles combined the stabilization advantages of PVA and the reproducibility approaches of silica shells. Furthermore, this method made it possible to obtain, in one step, nanohybrids that could be further functionalized as a result of the amino groups on their surface.


## 2. Materials and Methods

### 2.1. Chemicals

All of the chemicals not mentioned were of analytical reagent grade and were used without further purification and provided from Sigma-Aldrich Chemie GmbH,Buchs, Switzerland. Tetraethyl orthosilicate (TEOS) at >99% and (3-aminopropyl)triethoxysilane (APTES) at >99% were also provided by Sigma-Aldrich and used as silica precursors. Ultrapure deionized water (Seralpur Delta UV/UF setting, 0.055 μS/cm) was used in all of the synthesis and analysis steps. PVA-OH, Mowiol 3–85 (with a hydrolysis degree of 85% and a molecular weight of 12000 g/mol), was supplied by Kuraray Specialties Europe GmbH, Germany. Amino-PVA (A-PVA from 80000 to 120000 g/mol), M12, was supplied by ERKOL S.A., Tarragona, Spain (now Sekisui Specialty Chemicals Europe). MWCO 12–14 kDa cellulose membrane dialysis tubing was used for dialysis.


### 2.2. Synthesis of Iron Oxide Nanoparticles

SPIONs were synthesized following a classical coprecipitation protocol described in more detail elsewhere [40, 41]. Ferric and ferrous solutions at a molar ratio F
e
I
I : F
e
I
I
I (1 : 2) were mixed in ammonia solution for 2 min. Then, the suspension was magnetically sedimented under a magnet and washed with water until the pH reached 7. The SPIONs were then oxidized with HNO3 and Fe(NO3)3 under reflux for 1.5 h and again magnetically sedimented, washed with water, and dialyzed against HNO3 10 mM for 3 days by changing the solution every 12 h. The suspension was finally centrifuged at 30000 G for 15 min, and the particles in the supernatant were gently poured to obtain the final suspension of SPIONs at pH 3 and a concentration of 10 m
g
F
e/mL, which was kept at 4°C until used.


### 2.3. PVA Surface Modification of SPIONs

The surface modification of the SPIONs was conducted as previously described [20, 25]. PVA-OH was dissolved at 80°C for 20 min in water to obtain a solution at 100 m
g
P
V
A
-
O
H/mL. A-PVA was also dissolved in water under reflux for 40 min to obtain a solution at 20 m
g
A
-
P
V
A/mL. The PVA-coated SPIONs were fabricated by mixing 10 volumes of the SPION suspension (10 m
g
F
e/mL) with 9 volumes of the PVA-OH solution and 1 volume of the A-PVA solution. The suspension was kept at 4°C at least one week before further experimentation. The obtained suspension of PVA-coated SPIONs was called PVA-SPIONs.


### 2.4. PVA-SPIONs@Silica-Amino Synthesis

Silica-coated PVA-SPIONs with or without amino groups were synthesized as described below. A 1 mL quantity of PVA-SPIONs (at 5m
g
F
e/mL) was mixed with 36 mL of ethanol. Then, either 375 μL of TEOS (volume ratio TEOS/APTES: 4/0) or 281 μL of TEOS and 94 μL of APTES (volume ratio TEOS/APTES: 3/1) were added to obtain only silica-coated PVA-SPIONs or silica-coated PVA-SPIONs with amino groups, respectively. Next, 4 mL of 28% ammonia (NH4OH) was added to the suspension, which was mixed for 90 min. The suspensions were then washed 3 times with 30 min of centrifugation at 30000 g using water. The particles were then redispersed in 10 mL of water at a concentration of 0.5 m
g
F
e/mL and characterized. The particles were called PVA-SPIONs@silica and PVA-SPIONs@silica-amino, respectively.


### 2.5. Chemical Characterizations

PVA-SPIONs and PVA-SPIONs@Silica-(Amino) were observed on a CM12 transmission electron microscope (TEM) at 100 kV (FEI Co. Philips Electron Optics, Zürich, Switzerland), where their mean diameters(
d
T
E
M
) were measured using at least 400 particles. The hydrodynamic diameters weighted in number (
d
H
) and Zeta potential (ζ potential calculated from Smoluchowski approximation) were measured on a Zetasizer from Malvern Instruments (software version: 5.2) at around pH 7 (7
±
1).The NP concentrations ([NP] inm
g
N
P/mL) were calculated by determining the mass of 3 mL of freeze-dried nanoparticles and dividing this mass by three. The iron concentration ([Fe] in m
g
F
e/mL) was measured using a magnetic susceptometer (MS3 from Bartington) following a protocol described elsewhere [42]. For the PVA-SPIONs@silica-amino particles, the amounts of silicon ([Si] in m
g
S
i/mL) were measured using induced coupled plasma atomic emission spectroscopy measurements (ICP-OES: ICPE-9000 Shimadzu) of nanoparticles dissolved in a NaOH 2 M solution. The amount of PVA still present was calculated after thermogravimetric analyses (TGA: Mettler Toledo TGA/SDTA 851e). A few milligrams of these powders were analyzed using TGA. The loss of mass from 150°C to 800°C under an air condition at 30 mL/min (with a heating rate of 10°C/min) was used for the calculation of the PVA loss (
%
P
V
A
) because all the PVA burned above 150°C and below 800°C under the same conditions (Figure 1). With this measurement, combined with the iron concentration ([Fe] in m
g
F
e/mL), the final mass ratio of PVA/Fe was calculated using the following equation:(1)
P
V
A
F
e
=
%
P
V
A
·
N
P
F
e
.Figure 1
Loss of mass and its first derivative as function of temperature of PVA-OH under air at 30 mL/min and heating rate of 10°C/min.


## 2.1. Chemicals

All of the chemicals not mentioned were of analytical reagent grade and were used without further purification and provided from Sigma-Aldrich Chemie GmbH,Buchs, Switzerland. Tetraethyl orthosilicate (TEOS) at >99% and (3-aminopropyl)triethoxysilane (APTES) at >99% were also provided by Sigma-Aldrich and used as silica precursors. Ultrapure deionized water (Seralpur Delta UV/UF setting, 0.055 μS/cm) was used in all of the synthesis and analysis steps. PVA-OH, Mowiol 3–85 (with a hydrolysis degree of 85% and a molecular weight of 12000 g/mol), was supplied by Kuraray Specialties Europe GmbH, Germany. Amino-PVA (A-PVA from 80000 to 120000 g/mol), M12, was supplied by ERKOL S.A., Tarragona, Spain (now Sekisui Specialty Chemicals Europe). MWCO 12–14 kDa cellulose membrane dialysis tubing was used for dialysis.


## 2.2. Synthesis of Iron Oxide Nanoparticles

SPIONs were synthesized following a classical coprecipitation protocol described in more detail elsewhere [40, 41]. Ferric and ferrous solutions at a molar ratio F
e
I
I : F
e
I
I
I (1 : 2) were mixed in ammonia solution for 2 min. Then, the suspension was magnetically sedimented under a magnet and washed with water until the pH reached 7. The SPIONs were then oxidized with HNO3 and Fe(NO3)3 under reflux for 1.5 h and again magnetically sedimented, washed with water, and dialyzed against HNO3 10 mM for 3 days by changing the solution every 12 h. The suspension was finally centrifuged at 30000 G for 15 min, and the particles in the supernatant were gently poured to obtain the final suspension of SPIONs at pH 3 and a concentration of 10 m
g
F
e/mL, which was kept at 4°C until used.


## 2.3. PVA Surface Modification of SPIONs

The surface modification of the SPIONs was conducted as previously described [20, 25]. PVA-OH was dissolved at 80°C for 20 min in water to obtain a solution at 100 m
g
P
V
A
-
O
H/mL. A-PVA was also dissolved in water under reflux for 40 min to obtain a solution at 20 m
g
A
-
P
V
A/mL. The PVA-coated SPIONs were fabricated by mixing 10 volumes of the SPION suspension (10 m
g
F
e/mL) with 9 volumes of the PVA-OH solution and 1 volume of the A-PVA solution. The suspension was kept at 4°C at least one week before further experimentation. The obtained suspension of PVA-coated SPIONs was called PVA-SPIONs.


## 2.4. PVA-SPIONs@Silica-Amino Synthesis

Silica-coated PVA-SPIONs with or without amino groups were synthesized as described below. A 1 mL quantity of PVA-SPIONs (at 5m
g
F
e/mL) was mixed with 36 mL of ethanol. Then, either 375 μL of TEOS (volume ratio TEOS/APTES: 4/0) or 281 μL of TEOS and 94 μL of APTES (volume ratio TEOS/APTES: 3/1) were added to obtain only silica-coated PVA-SPIONs or silica-coated PVA-SPIONs with amino groups, respectively. Next, 4 mL of 28% ammonia (NH4OH) was added to the suspension, which was mixed for 90 min. The suspensions were then washed 3 times with 30 min of centrifugation at 30000 g using water. The particles were then redispersed in 10 mL of water at a concentration of 0.5 m
g
F
e/mL and characterized. The particles were called PVA-SPIONs@silica and PVA-SPIONs@silica-amino, respectively.


## 2.5. Chemical Characterizations

PVA-SPIONs and PVA-SPIONs@Silica-(Amino) were observed on a CM12 transmission electron microscope (TEM) at 100 kV (FEI Co. Philips Electron Optics, Zürich, Switzerland), where their mean diameters(
d
T
E
M
) were measured using at least 400 particles. The hydrodynamic diameters weighted in number (
d
H
) and Zeta potential (ζ potential calculated from Smoluchowski approximation) were measured on a Zetasizer from Malvern Instruments (software version: 5.2) at around pH 7 (7
±
1).The NP concentrations ([NP] inm
g
N
P/mL) were calculated by determining the mass of 3 mL of freeze-dried nanoparticles and dividing this mass by three. The iron concentration ([Fe] in m
g
F
e/mL) was measured using a magnetic susceptometer (MS3 from Bartington) following a protocol described elsewhere [42]. For the PVA-SPIONs@silica-amino particles, the amounts of silicon ([Si] in m
g
S
i/mL) were measured using induced coupled plasma atomic emission spectroscopy measurements (ICP-OES: ICPE-9000 Shimadzu) of nanoparticles dissolved in a NaOH 2 M solution. The amount of PVA still present was calculated after thermogravimetric analyses (TGA: Mettler Toledo TGA/SDTA 851e). A few milligrams of these powders were analyzed using TGA. The loss of mass from 150°C to 800°C under an air condition at 30 mL/min (with a heating rate of 10°C/min) was used for the calculation of the PVA loss (
%
P
V
A
) because all the PVA burned above 150°C and below 800°C under the same conditions (Figure 1). With this measurement, combined with the iron concentration ([Fe] in m
g
F
e/mL), the final mass ratio of PVA/Fe was calculated using the following equation:(1)
P
V
A
F
e
=
%
P
V
A
·
N
P
F
e
.Figure 1
Loss of mass and its first derivative as function of temperature of PVA-OH under air at 30 mL/min and heating rate of 10°C/min.


## 3. Results and Discussion

The two types of silica/PVA-SPION core/shell nanoparticles showed approximately the same shape and morphology (Figure2). They look like “raspberry-like” nanoparticles due to the cross-linking effect of the silica precursors and the OH groups of PVA and SPIONs [39]. They were stable for more than 2 months in water and biological buffers such as sodium chloride solution at 0.15 M or diluted phosphate buffer saline solution (PBS at 1X). The two synthesis methods allowed for a good reproducibility and easy scale-up. With this method, one synthesis batch allowed for the production of almost 3 g of nanoparticles (Table 1).Table 1
Sizes and Zeta potentials of PVA-coated SPIONs with and without silica shells, with PVA-SPIONs given as reference.
Nanoparticles
Production (gNP/batch)
d
TEM (nm)
d
H (nm)
ζ potential (mV)
PVA-SPIONs
60
7 ± 2
30 ± 3
+20 ± 2
PVA-SPIONs@silica
2.6
48 ± 10
142 ± 53
−34 ± 5
PVA-SPIONs@silica-amino
2.6
47 ± 9
145 ± 60
+20 ± 4Figure 2
TEM pictures of PVA-SPIONs@silica and PVA-SPIONs@silica-amino.The TEM sizes were around 50 nm for both PVA-SPIONs@silica. Their hydrodynamic diameters of around 140 nm (d
H in Table 1) were different from the TEM observation, proving the possible agglomeration of the NPs under water conditions, in addition to the water monolayer measured by this method. The Zeta potential of the PVA-SPIONs@silica was negative at pH 7 (−35 mV), whereas it was positive (+20 mV) for the PVA-SPIONs@silica-amino. These first characterizations proved that the grafting of the APTES was efficient because it successfully coated the NPs with amino groups, which was proven by the switch in the Zeta potential from negative to positive values. In addition APTES did not influence the sizes and morphologies of the NPs.APTES seemed to have some influence on the chemical composition (Table2). The concentrations of NPs ([NP]) and iron ([Fe]) were proportional with or without the addition of APTES. The [NP]/[Fe] ratios were 14.8 and 15.1, respectively, for the PVA-SPIONs@silica and PVA-SPIONs@silica-amino, indicating that APTES did not influence the concentration of iron in the NPs. However, the chemical compositions differed regarding the silicon and PVA contents (Table 2). With APTES, the quantity of silicon was much lower compared to the NPs synthesized without APTES, shifting the [Si]/[Fe] ratio from 6.2 to 3.9. This observation can be explained by the lower amount of TEOS used to obtain the PVA-SPIONs@silica-amino (281 μL instead of 375 μL with only the TEOS precursor). Because APTES is usually known to form only a monolayer of silica [43, 44], it could be normal to find less silicon with the combination of the two silica precursors than with the use of only the “normal” silica precursor.Table 2
Chemical characterizations of PVA-coated SPIONs with and without silica shells, with PVA-SPIONs given as reference.
Nanoparticles
[NP] (mgNP/mL)
[Fe] (mgFe/mL)
[NP]/[Fe]
[Si] (mgSi/mL)
[Si]/[Fe]
Loss of PVA
PVA/Fe ratio
PVA-SPIONs
43
5
8.6
0
0
84%
9.0
PVA-SPIONs@silica
8
0.54
14.8
3.35
6.2
13%
1.9
PVA-SPIONs@silica-amino
6.8
0.45
15.1
1.76
3.9
20%
3.0Furthermore, the NPs with APTES had a higher amount of PVA. As shown in Figure3, the quantity of PVA still present in the PVA-SPIONs@silica-amino is much higher than that present in PVA-SPIONs@silica, with mass losses of 20% and 13%, respectively. Thus, the PVA/Fe ratio passed from 1.9 to 3.0 without and with APTES during the reaction (Table 2). APTES combined with TEOS seemed to improve the quantity of cross-linked PVA on the SPIONs [39]. This observation could be due to the different reactivity behaviors of the alkoxy chemical groups present in the two silica precursors, which were certainly influenced by their chemical environment [45]. It could be possible that the ethoxy groups of APTES interacted more with the hydroxyls groups of the PVA, leading to a better cross-linking of this polymer and SPIONs with silica. This hypothesis correlates with the observation of the higher PVA/Fe final ratio.Figure 3
Thermogravimetric analyses of PVA-SPIONs@silica and PVA-SPIONs@silica-amino: loss of mass from 150°C to 800°C corresponds to loss of mass of PVA contained in silica beads.


## 4. Conclusion

Combining amino-functionalized and classical silica precursors with PVA-SPIONs appeared to be an interesting and promising solution to obtain, in one step, silica/iron oxide core/shell NPs with covalently bonded PVA and amino groups. The original shape observed as a result of the cross-linking of the PVA and SPIONs with the silica also allowed reproducibility and easy scale-up of the synthesis. APTES decreased the quantity of silicon needed to obtain the same shape and morphology as the PVA-SPIONs@silica. It also significantly increased the presence of PVA found inside the silica beads.This synthesis method combined the advantages of the PVA stabilization and the shape and processing control of silica encapsulation. Optimizing the APTES/TEOS ratio as well as the temperature of the reaction could be a way to continue improving this original route to graft PVA onto SPIONs. Furthermore, precoating oxide nanoparticles with PVA and then using a classical sol-gel route to encapsulate them in silica shells is an interesting and promising method to develop biocompatible nanoparticles for industrialized nanomedicine.



---

*Source: 732719-2015-06-02.xml*