# The Three-Layer Concentric Model of Glioblastoma: Cancer Stem Cells, Microenvironmental Regulation, and Therapeutic Implications

Authors: Luca Persano; Elena Rampazzo; Alessandro Della Puppa; Francesca Pistollato; Giuseppe Basso
Journal: TheScientificWorldJOURNAL
 (2011)

**Keywords:** Hypoxia; cancer stem cells; topographic distribution; chemotherapy resistance


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## Abstract

Tumors arising in the central nervous system are thought to
originate from a sub-population of cells named cancer stem cells
(CSCs) or tumor initiating cells (TICs) that possess an immature
phenotype, combined with self-renewal and chemotherapy resistance
capacity. Moreover, in the last years, these cells have been
identified in particular brain tumor niches fundamental for
supporting their characteristics. In this paper, we report studies
from many authors demonstrating that hypoxia or the so called
“hypoxic niche” plays a crucial role in controlling CSC molecular
and phenotypic profile. We recently investigated the relationship
existing between Glioblastoma (GBM) stem cells and their niche,
defining the theory of three-concentric layers model for GBM mass.
According to this model, GBM stem cells reside preferentially
within the hypoxic core of the tumour mass, while more
differentiated cells are mainly localized along the peripheral and
vascularized part of the tumour. This GBM model provides
explanation of the effects mediated by the tumour microenvironment
on the phenotypic and molecular regulation of GBM stem cells,
describing their spatial distribution in the tumor bulk. Moreover,
we discuss the possible clinical implications of the creation of
this model for future GBM patient management and novel therapeutic
strategies development.


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## Body

## 1. HYPOXIC REGULATION OF NEURAL AND CANCER STEM CELLS

In vertebrate organisms, O2 is essential for life, acting as the central energy source in oxidative cell metabolism [1]. However, the physiologically normoxic conditions for embryonic or adults human cells generally fall in the 2–9% O2 (14.4–64.8 mmHg) range [2], substantially lower than the 20.8% O2 (156 mmHg, at sea level) in the air we breathe. Tissue oxygen tension (pO2) values are conserved among mammalian species central nervous system (CNS) but vary along diverse brain regions.  Since brain is one of the most metabolically active tissues in the body, pO2 levels are tightly regulated and, in particular, these values range from as low as 0.55% (4.1 mmHg) in the midbrain to 8.0% (60 mmHg) in the pia [3]. This heterogeneity allows conceiving that cells adjacent to the arterial inflow (high pO2) display characteristics and capacities that are different from those located at the venous end (low pO2).The role of lowered oxygen in the regulation of neural precursors proliferation and differentiation has been described by our group in the last years [4]. We demonstrated that 20% oxygen promotes CNS precursors mitotic arrest and terminal differentiation to an astrocytic fate, with an increase in the number of p21 positive cells, a cyclin-dependent kinase inhibitor induced by p53, and a direct effector of mitotic arrest. Conversely, lowered oxygen increases proliferation and viability of CD133+ neural stem cells and oligodendrocyte progenitors [4]. Accordingly, a previous work from Smith and colleagues underlined the role of redox state as a central modulator of the balance between self-renewal and differentiation in dividing glial precursor cells [5]. They showed that treatment of dividing murine oligodendrocyte precursor cells (OPCs) with prooxidant drugs was associated with diminished progenitor division and increased number of differentiated cells. In contrast, OPCs treated with antioxidant molecules exhibited enhanced proliferation, self-renewal, and a marked reduction in oligodendrocyte generation [5]. Besides maintaining stemness and self-renewal of neural precursors, low pO2 (3–5%) also promotes generation of specific neural lineages. Culture of rat neural crest stem cells in low O2 promotes their survival and differentiation into tyrosine hydroxylase (TH)þ  sympathoadrenal cells or THþ  dopaminergic neurons [6–9]. Thus, self-renewal and differentiation capacity may depend on the cell type and the percentage of oxygen.Disruption of the regulatory mechanism that controls self-renewal is reliably involved in the genesis of cancer initiating stem-like cells [10]. This is probably what happens in the human brain where neo-genesis of mature cells persists throughout adult life within discrete brain regions: the dentate gyrus of the hippocampus and the subventricular zone of the forebrain lateral ventricles [11], both regions characterized by the presence of quiescent stem cells and mitotically active progenitor cells. These cell populations might function as a source of cells for transformation, potentially giving rise to CSCs. The first evidence of the presence of cells with stem-like characteristics in human brain tumours was reported by Ignatova and coworkers, who isolated clonogenic neurosphere-forming precursors from postsurgery specimens of human GBM and medulloblastoma tumors [12]. These stem-like cells expressed both neuronal and astroglial markers of differentiation, together with several key determinants of neural stem cell phenotype. These findings confirmed that brain tumours contain transformed, undifferentiated neural cells that respond to the same factors that activate adult neural stem cells and indicate that these tumour-initiating cells have the ability to self-renew, proliferate, and express typical markers of stem cells, such as the cell surface marker CD133 [13]. One aspect of the microenvironment that differs in normal versus tumor tissue is O2 tension. In fact, in solid tumors, O2 tensions can range from physiological 2.5%–5.3% levels to pathological values below 0.1% in necrotic regions [14].A milestone in understanding oxygen physiology was the identification in 1995 by Wang et al. of the hypoxia inducible factor (HIF) transcriptional complex [15], which is a key regulatory system of response to hypoxia at both local and systemic levels. Recent evidence shows that HIF-1α is also overexpressed in many human cancers and has been associated with increased patient mortality [16–22]. Moreover, overactivity of HIF-1α has been implicated in tumor progression [16, 23–25]. At present, it is considered that increased HIF-1α expression in cancer is caused by intratumoural hypoxia [26]. Indeed, robust tumour growth requires the presence of a local vascular network that supplies both oxygen and nutrients to tumour cells. However, a highly proliferating mass of tumour cells develops faster than the vasculature, and tumour cells rapidly meet up with a poorly and/or aberrantly vascularized microenvironment deficient in oxygen, that is, hypoxic. Blood capillaries carry oxygen to tissues, but since oxygen has a diffusion limit, its concentration decreases as the distance from capillaries increases. Microscopic examination of solid tumours reveals the presence of expanding tumour cells in proximity to capillaries and central portion of necrotic regions. This gradient of cell viability parallels that of a decreasing gradient of oxygen, which is accompanied by an increase in HIF-1α levels, a decrease in the extracellular pH, and an induction of resistance to radio- and chemotherapy [27]. Given these points, we can assume that HIF-1α correlates with cancer aggressiveness and progression. According to the hypoxic tumour mass model, there are five main mechanisms by which enhancement of HIF-1α levels may occur in cancer: (1) cancer cells have a reduced O2 metabolism via oxphos and an increased O2 metabolism via ROS generation, two situations that can activate HIF-1α and frequently observed in cancer [28]; (2) cancer cells depend on glycolysis for keeping adequate ATP levels and glycolysis activation required an increase in HIF-1α activity [29]; (3) cancer cells seem to have increased levels of H2O2, which is known to stabilize HIF-1α [30]; (4) cancers display increased HIF-1α levels because of genetic alterations in the pathways responsible for HIF-1α synthesis and degradation [26, 31]; (5) HIF-1α stabilization is driven by low pO2 (low or absent vascularization) in solid tumors [32].Many studies have been delineating the relationship of HIF-1α signalling with a series of other pathways possibly involved in tumor progression. Gustafsson and coworkers showed direct correlation between Notch intracellular domain (NICD) and HIF-1α demonstrating for the first time that hypoxia increases the stability of NICD through a direct interaction with the N-terminal region of HIF-1α, thus activating Notch signalling and maintaining cells in an undifferentiated state [33]. Recently, Land and colleagues demonstrated the involvement of HIF-1α also in the Mammalian target of rapamycin (mTOR) signalling pathway [34]. mTOR positively enhances levels of HIF-1α-mediated transcription during conditions that favoured HIF-1α stabilization, that is, hypoxia. Moreover, our group previously showed a correlation between hypoxia and BMP pathway modulation [4]. We observed that human neural precursors derived from SVZ, when maintained under hypoxia (5% O2), are less sensitive to BMP treatment in vitro, compared with cells maintained at 20% O2. Given this, we hypothesized that oxygen could regulate BMP signalling at multiple steps, including SMAD activation and transcriptional induction of target genes such as Id1. A subsequent work from our group showed a counteracting effect of HIF-1α and BMP signalling regulation in GBM [35]. Taken together, all these aspects show a marked involvement of hypoxia and HIF-1α in regulating not only physiological neural stem cells but also cancer progression and CSC maintenance.


## 2. THE THREE-LAYER CONCENTRIC MODEL OF GLIOBLASTOMA

In light of the pivotal role of the niche in controlling fate determination of normal stem cells, it has been suggested the existence of a CSC niche with the ability of modulating phenotype of the self-renewing/more immature tumor cell population [36]. In the effort to investigate the distribution of different tumor cell types within GBM tumor, we recently formulated the hypothesis of a multilayer model of GBM mass. GBM is the most frequent and most malignant brain cancer in adults [37], and despite the progress in defining the molecular characteristics of gliomas and the effort in formulating new therapeutic approaches, only marginal improvements have been reported for patients outcome [38]. GBM are highly proliferative and heterogeneous tumors and their morphology shows a great variety in a given patient, and from patient to patient [39]. Moreover, GBMs frequently display areas of necrosis that occurs in avascular low-oxygenated regions, and cells residing in the tumor bulk could bear different grades of differentiation [40]. Since the finding of a subpopulation of immature cells with stem-like properties in many types of solid tumors including GBM, that have been pointed as responsible for tumor onset and relapse [41, 42], we and many other researchers are trying to elucidate the relationship between differential tumor microenvironments and CSCs regulation [4, 36, 43–48]. Moreover, increasing evidence suggests that different nontumor cells and factors derived from the tumor microenvironment are necessary to regulate CSCs. Carcinoma-derived prostate fibroblasts, showing distinct molecular features from those that reside in normal tissues, were able to induce tumor progression in prostate epithelial cells [49, 50]. Moreover, specialized microenvironments appear to be required for the engraftment of leukemic stem cells. Acute myeloid leukaemia cells have been shown to stick to extracellular matrix components, and CD44 has been reported to be fundamental for this process [51–53]. Also endothelial cells (ECs) seem to play a crucial function in creating a specific niche for CSCs residing in solid tumors, in particular of brain cancers [44, 54]. Since Calabrese and colleagues showed that putative brain tumor stem cells, expressing CD133 and Nestin, were localized near the capillaries and interacted with them in vitro, it is conceivable to hypothesize that CSCs require signals derived from the heterotypic interaction between endothelial cells (or other cellular entities) and the tumor epithelial compartment possibly involving Notch signalling, as described also for T-ALL xenografts [44, 55, 56]. In particular, ECs release soluble factors such as BDNF [57], PEDF [58], and VEGF-C [59] that enhance glioma CSCs proliferation and stemness maintenance. Confirming this hypothesis, a recent work demonstrated that the presence of immature, nestin-expressing cells in the perivascular niche is driven by activated Notch signaling in brain tumour precursor cells. This activation is mediated by eNOS enzyme [60] and by DLL4, a notch ligand overexpressed in ECs [61].In this context of differential microenvironmental stimuli, possibly involved in the homing and regulation of CSCs, hypoxia seems to play a fundamental role in sustaining CSCs phenotype and aggressiveness, as described in the previous paragraph. One of the first attempts to clarify stem cells distribution in relation to tissue hypoxic gradients was discussed by Chow and coauthors, who developed a mathematical framework to evaluate pO2 distributions in the bone marrow hematopoietic compartment, considering the complex cellular architectures, cell layers, and clustering arrangements that compose bone marrow. They found that hematopoietic stem cells are located in regions with very low pO2 levels [62, 63], as previously suggested by Cipolleschi et al. in 1993 [64]. Subsequently, other studies confirmed this mathematical hypothesis describing the correlation between haematopoietic stem cell phenotype and regional hypoxia [65]. Authors showed that specific regions in the bone marrow with low blood perfusion levels contained the highest concentration of hematopoietic precursors and stem cells, according to an oxygen perfusion gradient [65]. HIF proteins via their stabilization under regionally defined hypoxia may thus serve as upstream regulators of many key processes involved in stem cell function.The first evidence of a determined spatial distribution of different stem cells in brain tumors has been reported by Piccirillo et al. who described the existence of diverse subpopulations of CSCs, sharing common progenitors, albeit being different at the genetic and functional levels in different locations of brain tumors [48]. In this study, cells were obtained from biopsies dissected from the core of the GBM mass and from the periphery of the tumor. These CSC populations displayed different growth kinetics, clonogenic index and tumor-initiating ability, suggesting a more differentiated phenotype for GBM cells derived from the peripheral regions of the mass [48]. In this study, authors correlated diverse functional behaviour with distinct sets of genetic abnormalities, even though it is conceivable to hypothesize that tumor tissue oxygenation levels could also cooperate to induce different cell phenotypes in multiple compartments, as previously shown [36, 66–70]. Nonetheless, previous studies suggested that hypoxia is linked to genomic instability and p53 suppression [71, 72], thus raising the possibility of a causative relationship between biopsy collection site and genomic alterations described in this study [48]. In a recent study, tumor biopsies were collected from locations displaying differential levels of hypoxia in the tumor bulk. Samples were selected from within the tumor and in nonfunctional areas from peritumor and surrounding host tissue according to T1 contrast-weighed volumetric MRI [73]. Authors suggest that specific regional hypoxia is strictly correlated to the induction of a differential proinflammatory signature in GBM stem cells [73].Our group developed a tridimensional model of the GBM tumor mass based on the differential molecular and phenotypic cellular identities distributed along the hypoxic gradient in GBM tumors [74, 75]. In this study, we identified three layers in the GBM mass and classified them as core (necrotic), intermediate layer, and peripheral/hyper-vascularized tumor area. Samples were collected from each of the three layers by means of image-guided surgery. The intermediate area has been considered as the transition area in between the inner core and the peripheral area (contrast enhancing ring at MRI after gadolinium administration) (Figure 1). By exploiting this procedure, we were able to reproducibly collect GBM samples with distinct phenotypes and functional characteristics according to the hypoxic gradient in the GBM tumor mass. Since necrotic areas of solid tumors display a low-oxygenated microenvironment and cells lining necrotic tissues are exposed to milder hypoxia, it is conceivable to hypothesize a model in which more necrotic areas of GBM tissues are characterized by strong hypoxia and surrounded by less hypoxic cancer cells [14]. Oppositely cells from the contrast enhancing ring, supposed to be the most vascularized tumor layer, are exposed to the highest oxygen tension in the GBM tumor bulk. Although we did not directly measured oxygen tensions in the diverse location from which biopsies were collected, we found hypoxia markers such as HIF-1α and its downstream targets CAIX and VEGF to be more abundant in the inner portions of the tumor mass, dramatically decreasing their expression in areas supposed to be more oxygenated [74] (Figure 2). Given the assumption that hypoxia promotes a stem cell phenotype of brain tumor cells [56, 70, 76–78], our data showed that more immature cells (expressing Nestin) were found in the inner core and intermediate layers, whereas more differentiated (as verified with neuronal and glial markers) were distributed at the periphery of the tumor [74, 75] (Figure 2). Despite the description of vascular stem cell niche for GBM [44], we found that CD133+ cancer stem cells were localized in the inner portions of the GBM mass, corroborating the hypothesized existence of a different stem cell niche in which cancer cells are exposed to very low levels of oxygen and activate, through HIF-1α stabilization, a transcriptional program able to modulate the balance between proliferation and quiescence, aggressiveness, resistance to therapy, and invasiveness [26, 74, 79–81]. As a confirm, Seidel and colleagues reported that GBM-derived stem cells, identified using the side population (SP) approach and confirmed by CD133 staining, were highly enriched in both vascular and necrotic/hypoxic niches within the tumor bulk [82]. Moreover, they showed that hypoxia promoted the expression of a stem cell signature through HIF-2α-mediated upregulation of Oct-4 [82]. In 2006, Shinya Yamanaka’s group demonstrated that the transcription factors Oct4, Sox2, Klf4, and c-Myc can convert a differentiated cell back to pluripotency over the course of a few weeks, thus reprogramming them into induced pluripotent stem (iPS) cells [83]. Thus hypoxia-dependent Oct-4 overexpression could play a fundamental role in determining tumor cell characteristics by pushing back more differentiated cells to a stem-like phenotype.Figure 1
The three GBM layers identified by MRI analysis. Through radiological imaging we identified three layers in the GBM mass, classified as core, intermediate layer, and peripheral/hyper-vascularized tumor area. The intermediate area has been considered as the transition area in between the inner core and the peripheral layer (contrast enhancing ring). The surgical procedure was monitored by intraoperative imaging (neuronavigational setting). The neurosurgical resection of the peripheral regions had been done along the tumor/normal brain interface with the effort to avoid normal cells to be included in the specimen.Figure 2
Phenotypic and molecular characteristics of the three concentric layers model of GBM. Inner portions of tumor mass display more immature cancer cells (Nestin+) and account for the highest percentages of cancer stem cells identified by CD133 staining. This identified stem cell population is resistant to alkylating agents-based chemotherapy in vitro. Peripheral GBM cells show a more differentiated phenotype (GFAP+, β-III-tubulin+) with low levels or absence of CD133+ cells. These peripheral tumor cells are highly sensitive to Temozolomide.Although several data suggesting that more immature cells residing in the inner portions of the GBM mass could potentially be CSCs, further experiments will be needed to clearly characterize the functional identity of these cells. In particular, according to the most recent definitions, a tumor cell can be considered as CSC after its tumorigenic potential has been evaluated in serial xenotransplantation experiments in mice. CD133+ cells derived from the different GBM layers must be tested for their tumorigenic potential before we can finally define these cells as CSC. Many authors described CD133 as a marker for the identification of GBM initiating cells and that CD133+ cells are able to generate tumors in mice [84, 85]. Moreover, high levels of CD133 have been correlated to GBM tumor progression and dissemination [86]. Nevertheless, other studies reported that also the CD133− subpopulation has a tumorigenic potential, raising some concerns about the real tumorigenic cell fraction of these tumors [87–90]. Even though we did not evaluate the tumor formation ability of GBM cells from different layers, cells located in the core and the intermediated layer show low levels of differentiation markers and high expression of Nestin [74], that has been reported to enhance the tumorigenic potential of GBM cells [91], suggesting a more aggressive phenotype of these cells.This issue does not prevent us from pointing some remarks about the influence of tumor microenvironment in the regulation of CSCs. These data, resumed here from different studies, suggest that CSCs are located in specific microenvironments within the tumor, reminiscent of the stem cell niches described for neural stem cells [92, 93], and that tumors sustain their growth by the generation of new or expansion of preexisting niches, which support the maintenance of an undifferentiated phenotype. Given the important relation between stem cells and their niches [44, 74, 82], and the recent new definition of stemness described by Zipori, who suggested that stemness might be “a transient and reversible trait that almost any cell can assume given the correct niche” [94], we can argue that determining the precise location in which CSCs reside, besides defining their molecular characteristics, might help generating a new set of specific microenvironmental molecular targets. In this context, the definition of a multilayer model for GBM opens new questions on the right strategies to be developed in the future for GBM patients’ management. In the next paragraph, therapeutic and surgical consequences of the generation of such a model will be discussed.


## 3. CLINICAL IMPLICATIONS

One of the main pitfalls in cancer treatment is the hypoxia-associated resistance to photon radiotherapy, causative of tumour progression and relapse. The presence of molecular oxygen increases DNA damage through the formation of oxygen-free radicals, which occurs primarily after the interaction of radiation with intracellular water. Thus, because of this so-called “oxygen enhancement effect,” the radiation dose required to achieve the same biologic effect is three times higher in the absence of oxygen than in the presence of normal oxygen levels. Evidence suggests that hypoxia-induced proteome and genome changes may also have a substantial impact on radioresistance by increasing the levels of heat shock proteins or by increasing the number of cells in a tumour with diminished apoptotic potential or increased proliferation rate, both of which have been linked to radioresistance [95].Clinical implications arising from the three layers model of CSCs distribution in GBM could be remarkable, first of all, for diagnostic purposes. Since GBM displays different phenotypic patterns and molecular signalling activation in distinct regions (layers) of the tumor mass [74], the pathological characterization can be influenced by the site of sample collected by the surgeon throughout the tumor. For example, MGMT protein has been found differentially expressed among the three layers [74], and both MGMT protein expression and promoter methylation status are considered important prognostic factors [96, 97]. This issue is fundamental because in the modern neuro-oncological setting, several diagnostic and prognostic markers [98] are commonly analyzed to predict tumor grade and the consequential therapeutic approach [99, 100]. In addition, biomarkers are pivotal in the selection of glioma patients for their recruitment into clinical trials [101]. In this sense, site of the tumour sample collection could represent a remarkable bias for both selection and stratification of patients, as previously addressed by other authors [102].The therapeutic implications of the three-layer model are more difficult to analyse because of the absence of clinical studies and the involvement of different variables. In this context, we are authorized to make only some reflections, whereas further studies are undoubtedly needed to confirm next considerations. However, the three-layer model could potentially have some interesting implications for both surgical and oncological settings. In fact, being putative CSCs mainly located in the core of GBM [74, 75], surgeon should achieve the complete removal of central region of tumor drastically reducing in this way the residual CSC population, which is considered the major responsible of resistance requiring supplementary treatments [103]. This assertion is apparently in contrast with the clinical experience of neurosurgeons that reports very high percentages of GBM recurrence, even after total removal of the primary tumor mass. There could be at least three different explanations for this phenomenon. First, we measured the presence of putative CSCs (CD133+ GBM cells), even if in very low numbers, also in the more peripheral regions of the tumor [74, 75]. Second, hypoxia and HIF-1α have been reported to enhance the migration properties of cancer cells by promoting metalloproteinase expression and migration-associated receptors such as CXCR4 [104, 105]. Moreover, hypoxia has been described to regulate CXCR4-dependent cell migration also in lymphoma models [106]. It is conceivable to hypothesize that hypoxia increases GBM cell migratory ability, thus inducing cells residing in the core of the tumor to migrate through the above-described layers and potentially invade normal brain tissues outside of the GBM mass or form the scant CD133+ cell population of the peripheral layers [74]. Third, neural stem cells migrate from the subventricular zone or the dentate gyrus of the hippocampus to their final destination during the differentiation process in the developing and adult brain [107]. There could be the possibility that CSCs conserve their migration ability without being able to correctly differentiate toward a less proliferative and aggressive phenotype, infiltrating surrounding normal brain tissues.During GBM management, surgery is followed by radiotherapy and concomitant alkylating agents-based chemotherapy that could be virtually more effective against a tumoural residue possibly depleted of CSCs. A further consideration can be done about loco-regional therapies, which are treatments that surgeons can carry out directly in the surgical cave after tumour removal. This is the case of BCNU wafers that are a worldwide approved treatment for both newly diagnosed and recurrent high-grade gliomas [108]. They are constituted by degradable biopolymer wafers impregnated of Carmustine (an alkylating agent) that is released over few weeks in the surgical cave [109]. Wafers are implanted in the surgical cave after tumour removal, and they are positioned in tight contact with the brain surface infiltrated by tumour. When a complete removal of central core of tumour has been achieved, locoregional therapy such as BCNU wafers could be more effective against a limited CSC population. Finally, current chemotherapy points to tailored treatment. In this sense, these types of residual tumour cells should be targeted by supplementary treatments. When a large tumour exeresis is not achievable for different reasons (such as proximity to functional cortical areas and infiltration of major vessels), the residual tumour might be targeted by using prodifferentiating treatments together with conventional therapies, thus affecting CSC phenotype and aggressiveness.



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