# Shape and Size Dependence of Electronic Properties of InSb Diamondoids and Nanocrystals: A Density Functional Theory Study

Authors: Mudar Ahmed Abdulsattar; Thamer R. Sultan; Ahmed M. Saeed
Journal: Advances in Condensed Matter Physics
 (2013)

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## Abstract

Shape and size dependence of electronic properties of InSb diamondoids and nanocrystals is investigated using density functional theory. Cluster and large unit cell methods are combined with molecular orbital methods to obtain electronic structure of InSb diamondoids and nanocrystals. Starting from the simple molecules of hydrogenated InSb clusters such as InSbH6, In3Sb3H12, InSb-diamantane, InSb-tetramantane, and InSb-hexamantane and ending with InSb large unit cell method we were able to obtain the electronic structure of a wide range of InSb nanostructures. Results showed that energy gap and In–Sb bond lengths generally decrease as the number of atoms increases with remarkable dependence on the shape of the molecule or nanocrystal. Atomic charges, tetrahedral angles, and bond lengths are used to compare different sizes, locations, and shapes of InSb diamondoids and nanocrystals.


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## Body

## 1. Introduction

InSb is a unique semiconductor. It has one of the largest lattice constants and one of the smallest energy gaps. These properties give InSb the opportunity to cover some applications that no other semiconductor can be used for. As an example, the small energy gap (0.17 eV [1]) nominated InSb to be used in infrared devices and other applications. These applications span photodiodes [2], thermal imaging [3], terahertz radiation [4], and so forth.Transforming materials to their nanoscale size change, many of their properties. These changes include their electronic, mechanical, and optical properties. InSb nanoparticles undergo these changes that might include new applications as is the case for other materials. In the present work we introduce InSb diamondoids as a molecular limit and building blocks for larger nanocrystals. These molecules (diamondoids) are well known and found in nature as cage like molecules that resemble the tetrahedral bonding of carbon [5]. Cage like molecules other than carbon are found in nature or synthesized with a variety of atoms such as Si, P, and N compounds. We shall show that even numbered diamondoids (diamantane, tetramantane, and hexamantane) can also form stable molecules for the III–V InSb semiconductor compound. Odd numbered diamondoids (adamantane, triamantane, etc.) produce molecules with unequal number of In and Sb atoms.


## 2. Theory

Geometrical optimization method is used in the present work to obtain the electronic structure of InSb molecules and nanocrystals (Figure1.) These include the following: InSbH6, In3Sb3H12, InSb-diamantane, InSb-tetramantane, and InSb-hexamantane.Shape of geometrically optimized (a) In3Sb3H12 and (b) InSb-diamantane. PBE/3-21G method is used for the present figure.
(a)
(b)The large unit cell (LUC) method is a supercell method that can be used to model several sizes (Figure2) of nanocrystals [6–8]. The LUC method differs from cluster method in that it resembles the core part of the nanocrystal and neglects the surface part. It is different from other supercell methods by the fact that it uses k=0 approximation (k is the wave vector) with four-neighbor interaction range to resemble the core part of a nanocrystal. The four-neighbor range is chosen since surface reconstruction usually does not penetrate more than this distance [9]. Density functional theory (DFT) is used in the present work at the generalized gradient approximation level of Perdew, Burke and Ernzerhof (PBE). STO-3G and 3-21G bases sets are used as the basis functions of DFT calculations. More accurate basis such as 6-31G are unavailable for In or Sb elements in Gaussian 03 program which is used in the present work [10]. Since In and Sb are both heavy elements (z≈50) relativistic effects must be included. Relativistic effects are included by adding spin-orbit corrections near the Γ high symmetry points [11]. The present suggested InSb-diamondoids and LUC method are applied for the first time to InSb nanostructures. These methods can be compared with previous methods used for InSb such as pseudopotential or k·p methods [12, 13]. Unlike the previous methods, the present two methods start from molecular sizes building up structures to reach the nanoscale region (bottom-up methods) whereas the previous methods are essentially solid state methods reapplied to nanoscale sizes (top-down methods).(a) 54-atom (In27Sb27) and (b) 64-atom (In32Sb32) LUC that represent the core of 470 and 512 combined In and Sb atoms cluster (after adding the periodically repeated cells), respectively. PBE/STO-3G method is used for the LUC calculations.
(a)
(b)


## 3. Results and Discussion

Figure3 shows DFT calculated energy gaps using both cluster (cluster-DFT) and large unit cell (LUC-DFT) methods. These energy gaps are compared with bulk value 0.17 eV. In this figure we can note the dropping of the energy gap from nearly 4.5 eV in InSb molecules (InSbH6) using PBE/3-21G theory until it nearly stabilizes at nearly 2.49 eV using PBE/STO-3G at high number of atoms using LUC-DFT method. An average gap reduction of 0.4 eV between 3-21G basis and STO-3G basis can be seen in Figure 3. The oscillating behavior is due to shape effect of the different molecules used in present work. As an example, the two isomers InSb-tetramantane [121] and InSb-tetramantane [123] (both have the formula In11Sb11H28) have the two gaps 1.59 and 2.39 eV, respectively, using PBE/3-21G theory (see [14] for the [121] and [123] shape nomenclature of tetramantane). We included both 3-21G basis and STO-3G basis for the cluster-DFT results so that we can estimate the error in LUC-DFT theory which can be performed using STO-3G basis sets only. Using the average difference of 0.4 eV mentioned above between 3-21G basis and STO-3G basis we expect that the highest nanostructure calculated in the present work (2.5 nm) has an energy gap of 2.09 eV using 3-21G basis. Comparing this value with the experimentally obtained energy gap of 1.03 eV for the 3.3 nm nanocrystals [15] we conclude that the present results are in the right direction of decreasing gaps as required by quantum confinement theory [16]. Unfortunately experimental results of InSb nanocrystals are rare but all these results confirm the present trend of values of decreasing gaps such as the 0.71 eV gap of 6.5 nm nanocrystals [15].Figure 3
Energy gap as a function of combined number of In and Sb atoms. Relativistic corrections are incorporated in the present calculated values of the gap.Figure4 illustrates atomic charges (ionic character) at every atom in a given path that connects two opposite sides of the InSb-hexamantane molecule. These charges are compared with experimental bulk ionic character charges of InSb [9] that have the value 0.32 atomic units (a.u.). In bulk InSb, In and Sb have the atomic charges 0.32 and −0.32 a.u., respectively, at core positions that are far from surface effects. This is changed at the surface due to symmetry breaking, higher electron affinity of hydrogen atoms, or other surface covering elements. At the left side of Figure 4, the hydrogen atom enhances the positive charge of In atom while it reduces the negative charge of the Sb atom at the right side.Figure 4
Atomic charges as a function of number of layers for InSb-hexamantane. PBE/3-21G is used for the calculations of this figure. Experimental values of bulk InSb charges are shown as broken lines [9].Figure5 illustrates the bond lengths using the same path of Figure 4. The two equal In–Sb bonds that are near the surface are mediated by a smaller In–Sb bond. H–In and H–Sb bonds are nearly constant through all the molecules and are equal to 1.77 and 1.74 Å, respectively. This is expected since these bonds are localized only at the surface.Figure 5
Bond lengths of InSb-hexamantane. PBE/3-21G theory is used for the calculations of this figure. The dashed line represents the experimental bulk value of In–Sb bond length [9].Figure6 shows tetrahedral angles as a function of number of layers for InSb-hexamantane using the same path of Figures 4-5. The tetrahedral angles range from 107.4° to 111.5° which is very close to the ideal value of this angle at 109.47 [17]. The value of this angle decreases slightly starting from the indium terminated surface and ending at the antimony terminated surface. The difference in electron affinity between In and Sb is the driving force that changes tetrahedral angles between the two ends.Figure 6
Tetrahedral angle as a function of number of layers for InSb-hexamantane. PBE/3-21G method is used for the calculations of this figure. The dashed line represents the ideal experimental bulk value of tetrahedral angle at 109.47 [18].Figure7 shows In–Sb bond lengths as a function of number of atoms. After a high value is greater than 3 Å at small molecules, this value decreases till it reaches 2.8 Å for InSb-diamondoids. The present theory of LUC-DFT usually underestimates the value of bond lengths which is also the case for other LUC calculations [18]. The LUC-DFT limit is 2.68 Å compared with the experimental value of 2.8 Å. Being less than 5% error is an expected trend in DFT calculations [19].Figure 7
In–Sb bond length as a function of number of atoms for InSb molecules and nanocrystals. The dashed line represents the experimental bulk value of bond length [9].Figures8 and 9 illustrate a sample of density of states of the various methods used in the present work. Figure 8 shows density of states of InSb-hexamantane while Figure 9 shows density of states of InSb 64 atoms LUC. From these figures one can determine the energy gap, width of valence and conduction bands, position of the highest occupied molecular orbital (HOMO), the lowest unoccupied molecular orbital (LUMO), Fermi level, gap intruder states, approximate ionization potential, and electron affinity. For comparison purposes we kept the energy range in these figures from −25 to 25 eV. The highest density of states in LUC is nearly three times of that of InSb-hexamantane molecule.Figure 8
Density of states of InSb-hexamantane as a function of energy levels.Figure 9
Density of states of InSb 64-atom LUC as a function of energy levels.In addition to the sharper peaks in LUC method of Figure9 with respect to Figure 8, one can note the movement of the whole energy spectra to more positive values. Remembering that LUC method represents the core part of the nanocrystal, one can conclude that hydrogen atoms at the InSb-hexamantane surface are the reason behind this movement. Hydrogen atoms with their higher electron affinity and tighter electron bonding drag the energy spectrum to deeper and stable energies with respect to the core part of InSb nanocrystal (represented by LUC method) that contains more free electrons. On the other hand, the higher symmetry of the core part is the reason behind the sharper and high quantum degenerate energy lines in LUC results which is usually reflected in sharper X-ray diffraction lines of nanocrystals.


## 4. Conclusions

InSb diamondoids are suggested in the present work as building blocks of InSb nanocrystals. Shape and size dependence of electronic properties of these blocks in comparison with LUC method results is investigated. Results show that shape and size of investigated structures play important role in their electronic properties. General reduction of energy gap and In–Sb bond lengths are seen with increasing particle size. This reduction is sometimes violated by shape effects. Density of states shows that electrons inside the core of InSb nanocrystals have more positive HOMO, LUMO, and Fermi levels with respect to diamondoid molecules. Density of states is sharper and higher at the center of the nanocrystal using LUC method. These states are less sharp and melt down at the surface due to hydrogen passivating atoms of diamondoids. In and Sb terminated surfaces differ in their bonds, charges, tetrahedral angles, and so forth.



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