# Structural and Optical Properties of Nanocrystalline 3,4,9,10-Perylene-Tetracarboxylic-Diimide Thin Film

Authors: M. M. El-Nahhas; H. Abdel-Khalek; E. Salem
Journal: Advances in Condensed Matter Physics
 (2012)

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## Abstract

Thin films of nanocrystalline 3,4,9,10-perylene-tetracarboxylic-diimide (PTCDI) were prepared on quartz substrates by thermal evaporation technique. The structural properties were identified by transmission electron microscopy (TEM) and the X-ray diffraction (XRD). The optical properties for the films were investigated using spectrophotometric measurements of the transmittance and reflectance at normal incidence of light in the wavelength range from 200 to 2500 nm. The optical constants (refractive indexn and absorption index k) were calculated and found to be independent on the film thickness in the measured film thickness range 117–163 nm. The dispersion energy (Ed), the oscillator energy (Eo), and the high-frequency dielectric constant ε∞ were obtained. The energy band model was applied, and the types of the optical transitions responsible for optical absorption were found to be indirect allowed transition. The onset and optical energy gaps were calculated, and the obtained results were also discussed.


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## Body

## 1. Introduction

Since the discovery of perylene dyes like 3,4,9,10-perylene-tetracarboxylic-diimide (PTCDI, Figure1) in 1913, they are mainly used as technical pigments. More recently, perylene molecules and their derivatives have attracted more and more attention in the past decade due to not only their outstanding thermal and photochemical stabilities [1, 2], but also their large application potential in organic optoelectronic or electronic devices [3–11], such as field effect transistors, solar cells [12–20], light-harvesting arrays [21–25], and light-emitting diodes [26–30]. The layered growth of these planar molecules makes it possible to prepare fairly well ordered thin films of perylenes on different substrates [31]. The charge transport and luminescence properties strongly depend on the structural properties of these thin films [32, 33].Figure 1
3,4,9,10-perylene-tetracarboxylicacid-diimide, PTCDI.For organic materials relevant for light-emitting diodes, a better control over device performance may be achieved by changing the morphology of the organic film, for example, by going down to nanoscale crystallites size.In this paper, the structural properties of PTCDI films grown at room temperature on quartz substrate were assessed by means of X-ray and transmission electron microscopy (TEM). We have investigated the optical properties of the 3,4,9,10-perylene-tetracarboxylic-diimide nanocrystalline thin films. The optical constants such as refractive index, extinction coefficient, dielectric constant, optical band, and dispersion energy are determined.


## 2. Experimental Details

The PTCDI films have been prepared by conventional thermal evaporation in vacuum chamber at pressure of aboutp=2×10-4Pa. PTCDI powder (99.99%, Sigma Aldrich Co.) was loaded into a molybdenum cell with nozzle of 5 mm in diameter on the top. The flat quartz substrates were located above 15 cm from the source. The substrates were carefully cleaned by putting them in chromic acid for 15 min, and then they were washed several times with distilled water. After that, the substrates were rinsed by isopropyl alcohol. The substrates were dried in a steam of dry nitrogen, and finally, they were cleaned by atomic bombardment in an initial stage of evacuation. The film thickness was controlled by using a quartz crystal thickness monitor and subsequently calibrated by Tolansky’s method [34]. All films were deposited at room temperature, and the rate of deposition was adjusted at 2.5 nm/s by the above-mentioned thickness monitor.Room temperature XRD measurements (X’Pert Philips X-ray diffractometer) were carried out usingCuKα1 radiation in the (θ-2θ) geometry. The spectra of the films were scanned over the range of 5° to 60° (2θ), with a step rate of 0.02° (2θ) and a fixed counting time of 10 s for each step, in order to obtain spectra with sufficient signal-to-noise ratio. TEM images were captured using Joel JEM-1400 transmission electron microscope with high voltage range from 40 kV up to 120 kV.The transmittanceT(λ) and reflectance R(λ) spectra of PTCDI films were measured at normal incidence at room temperature in the spectral range of 200–2500 nm by using a computer-aided double-beam spectrophotometer (JASCO model V-570 UV–VIS-NIR). A blank quartz substrate identical to that used for the sample was used as a reference for the transmittance scan. However, the reflectance scan was taken at an incident angle of 5° with Al mirror as a reference.In order to calculate the refractive index(n) and the absorption index (k) of the thin films at different wavelengths, the following equations are applied:
(1)n=1+R1-R+4R(1-R)2-k2,(2)α=1dln[(1-R)22T+(1-R)44T2+R2],(3)k=αλ4π,
where α is the absorption coefficient. When the thickness of film (d) is known, then the computation can be carried out and the optical constants, n and k, can be calculated. The experimental error was taken as ±2% for film thickness, ±1% for T and R, 4% for n, and 3% for k.


## 3. Results and Discussion

### 3.1. Structure Investigation

X-ray diffraction (XRD) of PTCDI films was taken in a (2θ) range from 5° to 70°, and its spectrum is presented in Figure 2. As shown in this figure, the pattern has many diffraction peaks with different intensities indicating that the film is polycrystalline/nanocrystalline structure. The analysis of XRD diffraction data at room temperature reveals that the film possesses an orthorhombic cell symmetry (PNA21 space group), with the following lattice parameters: a=7.368 Å, b=10.924 Å, c=14.777 Å, and α=β=γ=90°. More details are illustrated in Table 1.Table 1
X-ray for PTCDI films.
2
θ
d
hkl
24.88
3.57
(201)
26.97
3.30
(202)
30.29
2.94
(203)Figure 2
XRD spectra of 3,4,9,10-perylene-tetracarboxylicacid-diimide, PTCDI, as-deposited thin.The TEM image of PTCDI film is illustrated in Figure3. The image shows that the film exhibits a rough surface with random distribution of nanocluster over a top surface. The clusters have an average diameter of about 100 nm.Figure 3
TEM image of 4,9,10-perylene-tetracarboxylicacid-diimide, PTCDI, film.


### 3.2. Optical Characterizations

The spectral distributions ofT and R for the PTDCI film measured at normal incidence are shown in Figure 4. It is quite clear from the figure that at wavelength λ>800nm, that is, the films are transparent, and no light is scattered or absorbed, (nonabsorbing region) T + R = 1. The inequality R + T < 1 at shorter wavelengths λ<800nm implies the existence of absorption, that is, absorbing region.The spectra of the prepared PTCDI films (a) transmission and (b) reflection.
(a)
(b)The calculated optical constants were found to be independent of the film thickness range of 117–163 nm within the estimated experimental errors. The variation in the dispersion curve of refractive indexn for the PTCDI films, plotted from the mean values of various film thicknesses in the spectral range of 200–2500 nm, is presented in Figure 5. It is observed that there is an anomalous dispersion at λ<900nm in exhibiting various peaks. The anomalous dispersion behavior obeys the multioscillator Lorentz-Lorenz model [35]. The normal dispersion is observed at λ>900nm.Figure 5
Refractive index and extinction coefficient of the PTDCI film.The normal dispersion of refractive index has been analyzed by applying the single-oscillator model; the well-known Wemple and DiDomenico is given by equation [36, 37]
(4)n2-1=EdEo(Eo2-(hν)2),
where Eo is the single-oscillator energy, and Ed is the dispersion energy. By plotting (n2-1)-1 versus (hν)2, Figure 6, and fitting the data to a straight line, Eo and Ed can be determined from the intercept, Eo/Ed, and the slope, -1/EoEd. The oscillator energy Eo can be considered as an average energy gap and was found to be in proportion to the optical energy gap Eg, which agrees well with the relation Eo≈2.3Eg reported in [38].Figure 6
The plot of(n2-1)-1 against (hν)2 for PTDCI films.The calculated values ofEo and Ed as well as the corresponding high-frequency dielectric constant (ε∞=n∞2) for PCDTI films are summarized in Table 2.Table 2
Dispersion parameters of the PTDCI films.
PTDCI
ε
∞
ε
L
N
/
M
*
E
0
E
d
(
10
45
kg
-
1
m
-
3
)
(eV)
(eV)
2.73
4.22
8.61
2.41
6.59The relation between the real part of the dielectric constantε1 and wavelength (λ) is given by [39, 40]
(5)ε1=n2=εL-e2πc2Nm*λ2,
where εL is the lattice dielectric constant, and N/m* is the ratio of free carrier concentration to the effective mass. The relation between n2 and λ2 is shown in Figure 7 which verifies the linearity of the above equation. The values of εL and (N/m*) are determined from the extrapolation of this plot to λ2=0 and from the slope of the graph, respectively, for the PTDCI film (see Table 2). As observed from Table 2, the lattice dielectric constant εL is higher than the value of the high-frequency dielectric constant ε∞. This change may be attributed to the free carrier contribution to the dispersion.Figure 7
n
2 versus λ2 for the PTDCI films.


### 3.3. Optical Energy Gap

The spectral distribution of the absorption coefficient (α) for PTCDI films is shown in Figure 8. A close examination of the absorption band in the visible region, known as Q-band, appears in the region between 2 and 3 eV. The Q-band consists of one shoulder at 2.5 eV which has been assigned to π-π* transitions, and one peak at 2.14 eV has been explained as exciton peak. It can also be noticed that the splitting characteristic (Davydov splitting), ΔQ, equals 0.36 eV. In the UV spectral region at 3.35 eV, there is a weak band called B-band. This is due to the electronic transition from π-π*. The weak absorption plateau at 4~4.75 eV is called N-band, which has been attributed to the charge transfer (CT) from the spz mixing orbital to the electron system of the macrocyclic ring of the PTCDI. The C-band is another region of absorption at 5.6 eV due to π-π* transition.Figure 8
Optical absorption spectra of PTCDI thin films.The absorption coefficientα is well described by the relation [40]
(6)(αhν)r=G(hν-Eg±Eph),
where Eg is the value of the optical bandgap corresponding to transitions indicated, Eph is the energy of phonons assisted indirect transitions, and the factor (G) depends on the transition probability which can be assumed to be constant within the optical frequency range.To obtain the film optical energy gap and determine the nature of the optical transitions involved, the dependence of the absorption coefficient on the photon energy should be analyzed near fundamental absorption edges within the framework of one electron theory [40]. The dependence of (αhν)r on photon energy (hν) was plotted for different values of r, where r is a constant which determines type of the optical transition (r=2) for allowed direct transitions and (r=1/2) for allowed indirect transitions, the best fit was obtained for r=1/2, indicate indirect transition, Figure 9. The extrapolation of the straight line graphs to zero absorption will give the values of the onset and energy gap. It is worth to mention the transport gap “HOMO-LOMO gap,” Et. This trap energy is the minimum energy formation of a separated, uncorrelated free electron and hole and associated with the transport of single particles in the solid. The optical gap Eg, on the other hand, corresponds to the onset of optical absorption and formation of a bound electron-hole pair, or exciton. Et is larger than Eg by a significant amount corresponding to the binding energy of the exciton, EB, the consensus from experimental results was obtained over the past few years with various techniques, as well as from theory, that is, EB = 0.5–1.5 eV in molecular solid [41]. The magnitudes of the obtained values of Eg, Et, and Eph are listed in Table 3.Table 3
Values of energy gaps of PTCDI thin films according to the band transition.
PTCDI
Transport gap “HOMO-LOMO gap”
Onset gap
E
t
ind
(eV)
E
g
ind
(eV)
E
ph
(eV)
As deposited
2.68
±
0.01
1.89
±
0.02
0.03Figure 9
The plot of(αhν)1/2 versus the incident photoenergy (hν) for PTCDI films.It is useful to relate the absorption coefficient (α) to the molar extinction (εmolar), which is often used to describe the absorption of light by nonsolid molecular media, and in the solid, the absorption coefficient can be written in the form [42, 43]
(7)α=2303(ρm)εmolar.
Figure 10 shows the plot of εmolar as a function of the wave number for as-deposited PTCDI thin films. Intensities of all the absorption bands are evaluated by measuring their oscillator strength, f, which is found to be proportional to the area under the absorption peak shapes. The oscillator strength and the electric dipole strength, q2, can be calculated by the following mathematical expressions [43]:
(8)f=4.3×10-9∫εmolar(v)dv,(9)q2=12500εmolar(v)(Δλλ),
where Δλ is the absorption half-band width. The calculated values of the oscillator strength and the electric dipole strength for as-deposited films are listed in Table 4.Table 4
Values of the center of the absorption band, oscillator strength, and electric dipole strength for as-deposited (PTCDI) thin films.
Center of peaks (eV)
f
q
2
(
A
)
2
2.125
0.199
149.06
2.544
1.24
83.5
3.596
0.349
12.31
5.799
4.3
103.37Figure 10
Molar extinction coefficient versus wave number (circle point) for as-deposited thin films of (PTCDI) fitted using the Gaussian model (solid line) assuming two oscillator components. The dashed lines present the decomposition of the molar extinction spectrum on particular oscillatory transitions.The complex dielectric constant (ε*=ε1-iε2), the real dielectric constant ε1=(n2-k2), and the imaginary dielectric constant (ε2=2nk), for PTCDI films, are illustrated in Figure 11. The real part generally relates to dispersion, while the imaginary part provides a measure to the dissipative rate of the light waves in the medium [44]. As observed, the real and imaginary parts show maximum related to the absorption values. It is also possible to calculate the volume and surface energy loss functions (VELF and SELF) by using the relations [40]
(10)VELF=(ε22ε12+ε22),(11)SELF=ε22((ε1+1)2+ε22).
The results are shown in Figure 12.Figure 11
Plot ofε1, the real dielectric constant, and ε2, the imaginary dielectric constant, versus photon energy for PTDCI films, as indicated in the figure.Figure 12
The volume energy loss functions and the surface energy loss functions againsthν for PTDCI films.


## 3.1. Structure Investigation

X-ray diffraction (XRD) of PTCDI films was taken in a (2θ) range from 5° to 70°, and its spectrum is presented in Figure 2. As shown in this figure, the pattern has many diffraction peaks with different intensities indicating that the film is polycrystalline/nanocrystalline structure. The analysis of XRD diffraction data at room temperature reveals that the film possesses an orthorhombic cell symmetry (PNA21 space group), with the following lattice parameters: a=7.368 Å, b=10.924 Å, c=14.777 Å, and α=β=γ=90°. More details are illustrated in Table 1.Table 1
X-ray for PTCDI films.
2
θ
d
hkl
24.88
3.57
(201)
26.97
3.30
(202)
30.29
2.94
(203)Figure 2
XRD spectra of 3,4,9,10-perylene-tetracarboxylicacid-diimide, PTCDI, as-deposited thin.The TEM image of PTCDI film is illustrated in Figure3. The image shows that the film exhibits a rough surface with random distribution of nanocluster over a top surface. The clusters have an average diameter of about 100 nm.Figure 3
TEM image of 4,9,10-perylene-tetracarboxylicacid-diimide, PTCDI, film.


## 3.2. Optical Characterizations

The spectral distributions ofT and R for the PTDCI film measured at normal incidence are shown in Figure 4. It is quite clear from the figure that at wavelength λ>800nm, that is, the films are transparent, and no light is scattered or absorbed, (nonabsorbing region) T + R = 1. The inequality R + T < 1 at shorter wavelengths λ<800nm implies the existence of absorption, that is, absorbing region.The spectra of the prepared PTCDI films (a) transmission and (b) reflection.
(a)
(b)The calculated optical constants were found to be independent of the film thickness range of 117–163 nm within the estimated experimental errors. The variation in the dispersion curve of refractive indexn for the PTCDI films, plotted from the mean values of various film thicknesses in the spectral range of 200–2500 nm, is presented in Figure 5. It is observed that there is an anomalous dispersion at λ<900nm in exhibiting various peaks. The anomalous dispersion behavior obeys the multioscillator Lorentz-Lorenz model [35]. The normal dispersion is observed at λ>900nm.Figure 5
Refractive index and extinction coefficient of the PTDCI film.The normal dispersion of refractive index has been analyzed by applying the single-oscillator model; the well-known Wemple and DiDomenico is given by equation [36, 37]
(4)n2-1=EdEo(Eo2-(hν)2),
where Eo is the single-oscillator energy, and Ed is the dispersion energy. By plotting (n2-1)-1 versus (hν)2, Figure 6, and fitting the data to a straight line, Eo and Ed can be determined from the intercept, Eo/Ed, and the slope, -1/EoEd. The oscillator energy Eo can be considered as an average energy gap and was found to be in proportion to the optical energy gap Eg, which agrees well with the relation Eo≈2.3Eg reported in [38].Figure 6
The plot of(n2-1)-1 against (hν)2 for PTDCI films.The calculated values ofEo and Ed as well as the corresponding high-frequency dielectric constant (ε∞=n∞2) for PCDTI films are summarized in Table 2.Table 2
Dispersion parameters of the PTDCI films.
PTDCI
ε
∞
ε
L
N
/
M
*
E
0
E
d
(
10
45
kg
-
1
m
-
3
)
(eV)
(eV)
2.73
4.22
8.61
2.41
6.59The relation between the real part of the dielectric constantε1 and wavelength (λ) is given by [39, 40]
(5)ε1=n2=εL-e2πc2Nm*λ2,
where εL is the lattice dielectric constant, and N/m* is the ratio of free carrier concentration to the effective mass. The relation between n2 and λ2 is shown in Figure 7 which verifies the linearity of the above equation. The values of εL and (N/m*) are determined from the extrapolation of this plot to λ2=0 and from the slope of the graph, respectively, for the PTDCI film (see Table 2). As observed from Table 2, the lattice dielectric constant εL is higher than the value of the high-frequency dielectric constant ε∞. This change may be attributed to the free carrier contribution to the dispersion.Figure 7
n
2 versus λ2 for the PTDCI films.


## 3.3. Optical Energy Gap

The spectral distribution of the absorption coefficient (α) for PTCDI films is shown in Figure 8. A close examination of the absorption band in the visible region, known as Q-band, appears in the region between 2 and 3 eV. The Q-band consists of one shoulder at 2.5 eV which has been assigned to π-π* transitions, and one peak at 2.14 eV has been explained as exciton peak. It can also be noticed that the splitting characteristic (Davydov splitting), ΔQ, equals 0.36 eV. In the UV spectral region at 3.35 eV, there is a weak band called B-band. This is due to the electronic transition from π-π*. The weak absorption plateau at 4~4.75 eV is called N-band, which has been attributed to the charge transfer (CT) from the spz mixing orbital to the electron system of the macrocyclic ring of the PTCDI. The C-band is another region of absorption at 5.6 eV due to π-π* transition.Figure 8
Optical absorption spectra of PTCDI thin films.The absorption coefficientα is well described by the relation [40]
(6)(αhν)r=G(hν-Eg±Eph),
where Eg is the value of the optical bandgap corresponding to transitions indicated, Eph is the energy of phonons assisted indirect transitions, and the factor (G) depends on the transition probability which can be assumed to be constant within the optical frequency range.To obtain the film optical energy gap and determine the nature of the optical transitions involved, the dependence of the absorption coefficient on the photon energy should be analyzed near fundamental absorption edges within the framework of one electron theory [40]. The dependence of (αhν)r on photon energy (hν) was plotted for different values of r, where r is a constant which determines type of the optical transition (r=2) for allowed direct transitions and (r=1/2) for allowed indirect transitions, the best fit was obtained for r=1/2, indicate indirect transition, Figure 9. The extrapolation of the straight line graphs to zero absorption will give the values of the onset and energy gap. It is worth to mention the transport gap “HOMO-LOMO gap,” Et. This trap energy is the minimum energy formation of a separated, uncorrelated free electron and hole and associated with the transport of single particles in the solid. The optical gap Eg, on the other hand, corresponds to the onset of optical absorption and formation of a bound electron-hole pair, or exciton. Et is larger than Eg by a significant amount corresponding to the binding energy of the exciton, EB, the consensus from experimental results was obtained over the past few years with various techniques, as well as from theory, that is, EB = 0.5–1.5 eV in molecular solid [41]. The magnitudes of the obtained values of Eg, Et, and Eph are listed in Table 3.Table 3
Values of energy gaps of PTCDI thin films according to the band transition.
PTCDI
Transport gap “HOMO-LOMO gap”
Onset gap
E
t
ind
(eV)
E
g
ind
(eV)
E
ph
(eV)
As deposited
2.68
±
0.01
1.89
±
0.02
0.03Figure 9
The plot of(αhν)1/2 versus the incident photoenergy (hν) for PTCDI films.It is useful to relate the absorption coefficient (α) to the molar extinction (εmolar), which is often used to describe the absorption of light by nonsolid molecular media, and in the solid, the absorption coefficient can be written in the form [42, 43]
(7)α=2303(ρm)εmolar.
Figure 10 shows the plot of εmolar as a function of the wave number for as-deposited PTCDI thin films. Intensities of all the absorption bands are evaluated by measuring their oscillator strength, f, which is found to be proportional to the area under the absorption peak shapes. The oscillator strength and the electric dipole strength, q2, can be calculated by the following mathematical expressions [43]:
(8)f=4.3×10-9∫εmolar(v)dv,(9)q2=12500εmolar(v)(Δλλ),
where Δλ is the absorption half-band width. The calculated values of the oscillator strength and the electric dipole strength for as-deposited films are listed in Table 4.Table 4
Values of the center of the absorption band, oscillator strength, and electric dipole strength for as-deposited (PTCDI) thin films.
Center of peaks (eV)
f
q
2
(
A
)
2
2.125
0.199
149.06
2.544
1.24
83.5
3.596
0.349
12.31
5.799
4.3
103.37Figure 10
Molar extinction coefficient versus wave number (circle point) for as-deposited thin films of (PTCDI) fitted using the Gaussian model (solid line) assuming two oscillator components. The dashed lines present the decomposition of the molar extinction spectrum on particular oscillatory transitions.The complex dielectric constant (ε*=ε1-iε2), the real dielectric constant ε1=(n2-k2), and the imaginary dielectric constant (ε2=2nk), for PTCDI films, are illustrated in Figure 11. The real part generally relates to dispersion, while the imaginary part provides a measure to the dissipative rate of the light waves in the medium [44]. As observed, the real and imaginary parts show maximum related to the absorption values. It is also possible to calculate the volume and surface energy loss functions (VELF and SELF) by using the relations [40]
(10)VELF=(ε22ε12+ε22),(11)SELF=ε22((ε1+1)2+ε22).
The results are shown in Figure 12.Figure 11
Plot ofε1, the real dielectric constant, and ε2, the imaginary dielectric constant, versus photon energy for PTDCI films, as indicated in the figure.Figure 12
The volume energy loss functions and the surface energy loss functions againsthν for PTDCI films.


## 4. Conclusions

The nanocrystalline PTCDI films were prepared by conventional thermal evaporation. The optical constants (refractive indexn; extinction coefficient k; dielectric constant ε) were calculated. The refractive index spectra of the films showed both normal and anomalous dispersions. The dissipation factor exhibits various relaxation peaks due to the nanosized structure of the films which decreases the vibrational internal interval. The type of the electronic transition responsible for optical properties is indirect allowed transition. The refractive index dispersion parameters were obtained in the nonabsorbing region using the single-oscillator model. This change between the obtained lattice and high-frequency dielectric constant may be attributed to the free carrier contribution to the dispersion. All the results are self-consistent in the paper. This work would benefit the fabrication and investigation of organic solar cell and photovoltaic devices.



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*Source: 698934-2012-06-25.xml*