# Preservation of Seed Crystals in Feedstock Melting for Cast Quasi-Single Crystalline Silicon Ingots

Authors: Zaoyang Li; Lijun Liu; Yunfeng Zhang; Qingchao Meng; Zhiyan Hu; Genshu Zhou
Journal: International Journal of Photoenergy
 (2013)

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## Abstract

The preservation of seed crystals is important for the casting of quasi-single crystalline (QSC) silicon ingots. We carried out transient global simulations of the feedstock melting process in an industrial-sized directional solidification (DS) furnace to investigate key factors influencing seed preservation. The power distribution between the top and side heaters is adjusted in the conventional furnace for multicrystalline silicon ingots and in the evolved furnace with a partition block for QSC silicon ingots. The evolution of the solid-liquid interface for melting and the temperature distribution in the furnace core area are analyzed. The power distribution can influence the temperature gradient in the silicon domain significantly. However, its effect on seed preservation is limited in both furnaces. Seed crystals can be preserved in the evolved furnace, as the partition block reduces the radiant heat flux from the insulation walls to the heat exchange block and prevents the heat flowing upwards under the crucible. Therefore, the key to seed preservation is to control radiant heat transfer in the DS furnace and guarantee downward heat flux under the crucible.


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## Body

## 1. Introduction

Quasi-single crystalline (QSC) silicon ingots have been popular in photovoltaic applications recently because of their lower manufacturing cost, higher throughput, and higher conversion efficiency for solar cells [1]. The QSC silicon ingot is cast by directional solidification (DS) technology evolved from the conventional DS method for multicrystalline silicon (mc-Si) ingots [2]. To induce single crystal growth, seed crystals approximately 20 mm thick are packed closely at the bottom of the crucible. Solar grade silicon feedstock is then loaded into the crucible and melted. After melting, liquid silicon begins to crystallize onto the seeds in the same crystallographic orientation and the seed crystals must therefore be preserved during the melting process. In addition, thin seed crystals, which are preferable to reduce costs, are more likely to be melted. Therefore, it is necessary to investigate factors that could affect seed preservation during feedstock melting for growing single crystals and reducing costs.Some research has been carried out to study the phenomena and mechanisms in the casting of QSC silicon ingots. Ma et al. [1], Yu et al. [3], Black et al. [4], and Gao et al. [5] numerically investigated heat and mass transport in the crystal growth process. They provided advice for controlling the temperature distribution, growth rate, solid-liquid interface shape, and impurity transport and for improving ingot quality. Gu et al. [6] and Stoddard et al. [7] introduced basic characteristics of the QSC silicon ingots and performance of the QSC silicon solar cells. Witting et al. [8], Tachibana et al. [9], and Tsuchiya et al. [10] tried to establish the mechanisms of defect generation in the QSC silicon ingots. These studies are helpful for understanding the casting process and improving the quality of QSC silicon ingots. However, little research has been conducted on seed crystal preservation. As the seed crystals lie on the bottom of the crucible and come into close contact with the feedstock, special attention should be given to seed preservation during the melting process.Heat transfer is the most important factor that determines melting of the silicon feedstock. During melting, heat is transferred from the hot heaters to the feedstock. A closed insulation chamber is fixed outside the heaters to decrease heat loss. To preserve the seed crystals located at the bottom of the crucible, the feedstock should be melted from top to bottom. Therefore, adjusting the power distribution among different heaters in a multi-heater DS furnace is one possible way of changing the heat transfer direction and influencing the melting sequence [11]. Adding a partition block in the furnace chamber is another way of changing the pathway for radiative heat transfer and controlling the melting process. In this study, we numerically investigate the effects of power distribution and partition block design on seed preservation in the melting process.


## 2. Model Description

Though the QSC silicon ingot is cast by evolved DS technology, our investigation begins from the conventional DS furnace for the mc-Si ingots and establishes whether the seed crystals can be preserved in such a furnace. A schematic of the conventional furnace for 450 kg ingots is shown on the left in Figure1. An insulation partition block (no. 13) is installed in the evolved furnace to change the radiation pathway, as shown on the right in Figure 1. Both the DS systems consist of quartz crucible, graphite susceptor, heat exchange block, graphite resistance heaters, insulations, and chamber walls. The crucible volume is 84 × 84 × 40 cm3 and the ingot height is 25 cm. A thermocouple (TC) is installed at the upper center of the heat exchange block to monitor the temperature at the crucible bottom. The top and side heaters in the furnaces allow for adjustment of the power distribution between the two heaters. During the melting process, the insulation is closed and heat is transferred from the hot heaters to the feedstock mainly by radiation. For casting the mc-Si ingot, the silicon feedstock can be melted from any direction. For the QSC silicon ingot, the top feedstock should be melted first and the seed crystals on the crucible bottom must be preserved during the melting process.Figure 1
Configurations and computational grids of two industrial-size DS furnaces.To describe the melting process accurately, transient global simulations including thermal conduction, thermal radiation, melt convection, gas flow, and phase change were carried out. The algorithms for global modeling of heat transfer in a DS furnace have been published elsewhere [12, 13]. The solid-liquid interface may be highly irregular during melting. Therefore, we use the enthalpy method on fixed grids to capture the interface [14]. It is assumed that the feedstock density is equal to that of the solidified ingot. The energy equation governing heat transfer in the silicon domain is
(1)∂(ρh)∂t+∇·(ρhu⃑)=∇·(λ∇T)+∂(ρΔH)∂t+∇·(ρΔHu⃑),
where ρ, h, t, u⃑, λ, and T are the density, sensible enthalpy, time, velocity vector, heat conductivity, and temperature, respectively. ΔH is the latent heat for phase changes and is defined as
(2)ΔH={L,T>Tm0<ΔH<L,T=Tm0,T<Tm,
where L is the latent heat of the phase change and Tm is the silicon melting point.The above numerical model is first validated by comparison with experimental data. Then, the power distribution ratio between the top and side heaters is set to 5 : 5 and 10 : 0 in both furnaces to investigate the effect of power distribution and partition block on seed preservation. The ratio of 5 : 5 is adopted in the experiment. The 10 : 0 ratio in the simulations means that the top heater occupies all power and heat transfer is enhanced from the top to the bottom of the silicon domain, which is beneficial to seed preservation. The total power applied in the melting process is the same as that in the experiment and is maintained the same for all cases.


## 3. Results and Discussion

### 3.1. Validation of Numerical Model

We use the enthalpy method and calculation of global heat transfer to simulate the melting process. Figure2(a) shows the simulated temperature profile at the top surface of the silicon feedstock. There are two stages in the melting process: heating of the furnace and melting of the feedstock. The heating stage lasts from 0 to 480 min and the furnace temperature increases quickly. The temperature at the silicon top surface reaches the melting point of 1685 K at 480 min and the feedstock begins to melt from the top. The temperature then increases relatively slowly from 480 to 730 min, as the feedstock absorbs heat during melting. There exists a turning point at 730 min when the temperature begins to increase rapidly after complete melting. Evolution of the temperature in Figure 2(a) presents a reasonable melting process for the mc-Si ingot.Temperature evolution at (a) silicon top surface and (b) point TC in the conventional DS furnace for a power distribution ratio of 5 : 5.
(a)
(b)To validate the numerical model, we compared the simulations with experimental data at a power distribution ratio of 5 : 5 in the conventional furnace. Figure2(b) shows the experimental and simulated temperature evolutions at point TC. As shown in Figure 2(b), the maximal difference in the temperature at point TC is less than 40 K during the melting process between the prediction and the experiment data. The relative deviation is less than 2.4%. Furthermore, this discrepancy does not change the trend of the prediction compared with the experiment. Both results show that the temperature at point TC is greater than the silicon melting point of 1685 K after about 550 min in the melting process, indicating that the temperature below the crucible is higher than that in the feedstock and the seed crystals are likely to be melted. Considering the high complexity of heat transfer in the furnace and the uncertainty of the temperature-dependent physical properties of materials at high temperature, the agreement between the numerical predictions and the experiment is quite satisfactory and the numerical model can reveal the essential phenomena of heat transfer in the melting process.


### 3.2. Modeling of Melting Process in the Conventional Furnace

After validating the numerical model for the melting process, we investigated the melting sequence of the feedstock in the crucible. As shown in Figure2(a), the time spent on melting the feedstock is approximately 4 h, so we chose five time points to analyze the entire melting process at 480, 540, 600, 660, and 720 min. Evolutions of the solid-liquid interface at these times are shown in Figure 3. From Figure 3(a), we see that the feedstock begins to melt from the top corner where it is in contact with the crucible wall. The temperature on the crucible wall is usually high as it is close to the side heater, as shown in Figure 1. After the initial stage, the top layer of feedstock begins to melt from top to bottom, as shown in Figures 3(b) to 3(c). If the seed crystals are laid on the crucible bottom, they could be preserved with this trend going on to the final stage. However, the side feedstock near the crucible wall is melted in Figure 3(b) and further in Figure 3(c). The seed crystals begin to melt in Figure 3(c) and are completely melted in Figures 3(d) and 3(e). Therefore, the seed crystals are not preserved in the conventional furnace with a power distribution ratio of 5 : 5.Melting process in conventional DS furnace for power distribution ratio of 5 : 5: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To avoid heat transferring from the side heater into the crucible, we adjusted the power distribution between the top and side heaters to 10 : 0. This method could change the heat transfer direction significantly and is likely to affect the melting sequence of the feedstock. Figure4 presents the evolutions of the solid-liquid interface for the power distribution ratio of 10 : 0 at the same time intervals as those in Figure 3. Because of the reduction in side heating power, melting of the side feedstock near the crucible in Figure 3(b) disappears in Figure 4(b). The seed crystals located at the crucible bottom still exist in Figure 4(c), which is different from that in Figure 3(c). However, the bottom of the seed crystals is melted in Figures 4(d) to 4(e), though the height of the melted layer is less than that in Figures 3(d) and 4(e). Therefore, adjusting the power distribution in the conventional furnace does not guarantee preservation of the seed crystals.Melting process in conventional DS furnace for power distribution ratio of 10 : 0: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To explain why the seed crystals melt in the conventional furnace, especially when the top heater occupies all the power, the temperature distributions inside the feedstock, quartz crucible, susceptor, and heat exchange block just before melting are shown in Figure5. Figures 5(a) and 5(b) show the temperature distributions for the power distribution ratio of 5 : 5 and 10 : 0, respectively. The temperature at the feedstock top in Figure 5(b) is higher than that in Figure 5(a), while the temperature at the bottom is lower. These results are reasonable as the top heater occupies more power in Figure 5(b) and more heat is transferred from top to bottom. The isotherms in the lower part of the crucible side wall indicate that heat transfers into the silicon feedstock in both cases. This occurs mainly because of the reflection of radiant heat from the hot side insulation to the crucible outside wall. Therefore, adjusting the power distribution cannot prevent melting of the feedstock near the crucible side wall. It should also be noted from the temperature distribution that heat is transferred from the bottom of the heat exchange block to its top. The reverse heat flux originates mainly from the reflection of radiant heat at the insulation walls and could melt the seed crystals located at the crucible bottom. Based on the above analysis, we conclude that adjusting the power distribution ratio to 10 : 0 could reduce the heat reflected to the heat exchange block slightly. However, reverse heat flux cannot be avoided, and it is difficult to preserve the seed crystals in the conventional furnace.Temperature distribution (5 K between two isotherms) before melting of feedstock in conventional DS furnace for different power distribution ratios: (a) 5 : 5; (b) 10 : 0.
(a)
(b)


### 3.3. Seed Preservation during Melting of Feedstock in the Evolved Furnace

The above analysis shows that the reverse heat flux in the heat exchange block caused by reflection is harmful to seed preservation in the conventional furnace. Therefore, we installed a partition block in the space just above the heat exchange block and between the crucible and side insulation, as shown on the right in Figure1. The design could interrupt the heat radiated from the side insulation to the heat exchange block. Then we investigated the effect of partition block on radiative heat transfer and seed preservation in the evolved furnace. Figure 6 presents isotherms in the core area of the evolved furnace for two cases with different power distribution. It is exciting that the heat in the heat exchange block is transferred from top to bottom even when the side heater shares power. The partition block could reduce the reflected radiant heat to the side and bottom walls of the heat exchange block significantly. The seed crystals are likely to be preserved in the melting process.Temperature distribution (5 K between two isotherms) before melting of feedstock in evolved DS furnace for different power distribution ratios: (a) 5 : 5; (b) 10 : 0.
(a)
(b)Figure7 shows the evolution of the solid-liquid interface in the evolved furnace for a power distribution of 5 : 5. Melting of the feedstock starts from the top corner as for the conventional furnace. After the initial stage, the feedstock is melted from top to bottom and this trend continues to the end as shown in Figures 7(a) to 7(e). Seed crystals are preserved throughout the process. However, the feedstock near the crucible side wall begins melt in Figure 7(b), and it is completely melted in Figure 7(c). The seed crystals near the crucible side wall also melt as shown in Figure 7(e).Melting process in evolved DS furnace for power distribution ratio of 5 : 5: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To reduce the number of melted seed crystals near the crucible, we adjusted the power distribution ratio to 10 : 0. Figure8 presents evolutions of the solid-liquid interface in the evolved furnace for power distribution ratio of 10 : 0. The feedstock near the crucible side wall is still melted, but not as severely as in Figure 7. The preserved seed crystals in Figure 8(e) are slightly larger than those in Figure 7(e) because of the change in power distribution. Therefore, the partition block design can preserve the seed crystals, while the effect of power distribution is limited.Melting process in evolved DS furnace for power distribution ratio of 10 : 0: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)Based on the above analysis, a partition block was installed in an experimental DS furnace to produce QSC silicon ingots with the top heater occupying all the heating power. Figure9 shows the longitudinal section of a silicon brick cut from the ingot edge. The width and height of the brick are 156 and 250 mm, respectively. The polycrystalline grains originate from the crucible side wall and propagate towards the center and top of the ingot. The single crystal growth is induced by the unmelted seed crystals at the crucible bottom. The seed crystals near the crucible side wall are melted and the seed-crystal interface is slightly convex, both of which are consistent with the case predicted in Figure 8(e). By carefully controlling the melting process, the height of the preserved seed crystals is approximately 10 mm in the central part.Figure 9
Preservation of seed crystals in the experiment.


## 3.1. Validation of Numerical Model

We use the enthalpy method and calculation of global heat transfer to simulate the melting process. Figure2(a) shows the simulated temperature profile at the top surface of the silicon feedstock. There are two stages in the melting process: heating of the furnace and melting of the feedstock. The heating stage lasts from 0 to 480 min and the furnace temperature increases quickly. The temperature at the silicon top surface reaches the melting point of 1685 K at 480 min and the feedstock begins to melt from the top. The temperature then increases relatively slowly from 480 to 730 min, as the feedstock absorbs heat during melting. There exists a turning point at 730 min when the temperature begins to increase rapidly after complete melting. Evolution of the temperature in Figure 2(a) presents a reasonable melting process for the mc-Si ingot.Temperature evolution at (a) silicon top surface and (b) point TC in the conventional DS furnace for a power distribution ratio of 5 : 5.
(a)
(b)To validate the numerical model, we compared the simulations with experimental data at a power distribution ratio of 5 : 5 in the conventional furnace. Figure2(b) shows the experimental and simulated temperature evolutions at point TC. As shown in Figure 2(b), the maximal difference in the temperature at point TC is less than 40 K during the melting process between the prediction and the experiment data. The relative deviation is less than 2.4%. Furthermore, this discrepancy does not change the trend of the prediction compared with the experiment. Both results show that the temperature at point TC is greater than the silicon melting point of 1685 K after about 550 min in the melting process, indicating that the temperature below the crucible is higher than that in the feedstock and the seed crystals are likely to be melted. Considering the high complexity of heat transfer in the furnace and the uncertainty of the temperature-dependent physical properties of materials at high temperature, the agreement between the numerical predictions and the experiment is quite satisfactory and the numerical model can reveal the essential phenomena of heat transfer in the melting process.


## 3.2. Modeling of Melting Process in the Conventional Furnace

After validating the numerical model for the melting process, we investigated the melting sequence of the feedstock in the crucible. As shown in Figure2(a), the time spent on melting the feedstock is approximately 4 h, so we chose five time points to analyze the entire melting process at 480, 540, 600, 660, and 720 min. Evolutions of the solid-liquid interface at these times are shown in Figure 3. From Figure 3(a), we see that the feedstock begins to melt from the top corner where it is in contact with the crucible wall. The temperature on the crucible wall is usually high as it is close to the side heater, as shown in Figure 1. After the initial stage, the top layer of feedstock begins to melt from top to bottom, as shown in Figures 3(b) to 3(c). If the seed crystals are laid on the crucible bottom, they could be preserved with this trend going on to the final stage. However, the side feedstock near the crucible wall is melted in Figure 3(b) and further in Figure 3(c). The seed crystals begin to melt in Figure 3(c) and are completely melted in Figures 3(d) and 3(e). Therefore, the seed crystals are not preserved in the conventional furnace with a power distribution ratio of 5 : 5.Melting process in conventional DS furnace for power distribution ratio of 5 : 5: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To avoid heat transferring from the side heater into the crucible, we adjusted the power distribution between the top and side heaters to 10 : 0. This method could change the heat transfer direction significantly and is likely to affect the melting sequence of the feedstock. Figure4 presents the evolutions of the solid-liquid interface for the power distribution ratio of 10 : 0 at the same time intervals as those in Figure 3. Because of the reduction in side heating power, melting of the side feedstock near the crucible in Figure 3(b) disappears in Figure 4(b). The seed crystals located at the crucible bottom still exist in Figure 4(c), which is different from that in Figure 3(c). However, the bottom of the seed crystals is melted in Figures 4(d) to 4(e), though the height of the melted layer is less than that in Figures 3(d) and 4(e). Therefore, adjusting the power distribution in the conventional furnace does not guarantee preservation of the seed crystals.Melting process in conventional DS furnace for power distribution ratio of 10 : 0: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To explain why the seed crystals melt in the conventional furnace, especially when the top heater occupies all the power, the temperature distributions inside the feedstock, quartz crucible, susceptor, and heat exchange block just before melting are shown in Figure5. Figures 5(a) and 5(b) show the temperature distributions for the power distribution ratio of 5 : 5 and 10 : 0, respectively. The temperature at the feedstock top in Figure 5(b) is higher than that in Figure 5(a), while the temperature at the bottom is lower. These results are reasonable as the top heater occupies more power in Figure 5(b) and more heat is transferred from top to bottom. The isotherms in the lower part of the crucible side wall indicate that heat transfers into the silicon feedstock in both cases. This occurs mainly because of the reflection of radiant heat from the hot side insulation to the crucible outside wall. Therefore, adjusting the power distribution cannot prevent melting of the feedstock near the crucible side wall. It should also be noted from the temperature distribution that heat is transferred from the bottom of the heat exchange block to its top. The reverse heat flux originates mainly from the reflection of radiant heat at the insulation walls and could melt the seed crystals located at the crucible bottom. Based on the above analysis, we conclude that adjusting the power distribution ratio to 10 : 0 could reduce the heat reflected to the heat exchange block slightly. However, reverse heat flux cannot be avoided, and it is difficult to preserve the seed crystals in the conventional furnace.Temperature distribution (5 K between two isotherms) before melting of feedstock in conventional DS furnace for different power distribution ratios: (a) 5 : 5; (b) 10 : 0.
(a)
(b)


## 3.3. Seed Preservation during Melting of Feedstock in the Evolved Furnace

The above analysis shows that the reverse heat flux in the heat exchange block caused by reflection is harmful to seed preservation in the conventional furnace. Therefore, we installed a partition block in the space just above the heat exchange block and between the crucible and side insulation, as shown on the right in Figure1. The design could interrupt the heat radiated from the side insulation to the heat exchange block. Then we investigated the effect of partition block on radiative heat transfer and seed preservation in the evolved furnace. Figure 6 presents isotherms in the core area of the evolved furnace for two cases with different power distribution. It is exciting that the heat in the heat exchange block is transferred from top to bottom even when the side heater shares power. The partition block could reduce the reflected radiant heat to the side and bottom walls of the heat exchange block significantly. The seed crystals are likely to be preserved in the melting process.Temperature distribution (5 K between two isotherms) before melting of feedstock in evolved DS furnace for different power distribution ratios: (a) 5 : 5; (b) 10 : 0.
(a)
(b)Figure7 shows the evolution of the solid-liquid interface in the evolved furnace for a power distribution of 5 : 5. Melting of the feedstock starts from the top corner as for the conventional furnace. After the initial stage, the feedstock is melted from top to bottom and this trend continues to the end as shown in Figures 7(a) to 7(e). Seed crystals are preserved throughout the process. However, the feedstock near the crucible side wall begins melt in Figure 7(b), and it is completely melted in Figure 7(c). The seed crystals near the crucible side wall also melt as shown in Figure 7(e).Melting process in evolved DS furnace for power distribution ratio of 5 : 5: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)To reduce the number of melted seed crystals near the crucible, we adjusted the power distribution ratio to 10 : 0. Figure8 presents evolutions of the solid-liquid interface in the evolved furnace for power distribution ratio of 10 : 0. The feedstock near the crucible side wall is still melted, but not as severely as in Figure 7. The preserved seed crystals in Figure 8(e) are slightly larger than those in Figure 7(e) because of the change in power distribution. Therefore, the partition block design can preserve the seed crystals, while the effect of power distribution is limited.Melting process in evolved DS furnace for power distribution ratio of 10 : 0: (a) 480 min; (b) 540 min; (c) 600 min; (d) 660 min; (e) 720 min.
(a)
(b)
(c)
(d)
(e)Based on the above analysis, a partition block was installed in an experimental DS furnace to produce QSC silicon ingots with the top heater occupying all the heating power. Figure9 shows the longitudinal section of a silicon brick cut from the ingot edge. The width and height of the brick are 156 and 250 mm, respectively. The polycrystalline grains originate from the crucible side wall and propagate towards the center and top of the ingot. The single crystal growth is induced by the unmelted seed crystals at the crucible bottom. The seed crystals near the crucible side wall are melted and the seed-crystal interface is slightly convex, both of which are consistent with the case predicted in Figure 8(e). By carefully controlling the melting process, the height of the preserved seed crystals is approximately 10 mm in the central part.Figure 9
Preservation of seed crystals in the experiment.


## 4. Conclusions

We numerically simulated the melting of feedstock in the industrial DS process and tried to determine which factors influence seed crystal preservation for casting QSC silicon ingots. The evolution of solid-liquid interfaces when melting and the temperature distribution in the furnace are compared for different power distributions and furnace designs. Investigations show that raising the top heating power can increase the temperature gradient and enhance the downward heat flux in the silicon domain significantly. However, the seed crystals cannot be preserved even though the top heater occupies all the power in the conventional furnace for the mc-Si ingots. The reflection of radiant heat from the insulation walls to the heat exchange block, which leads to an upward heat flow under the crucible, is responsible for the melting of the seed crystals. Addition of a partition block in the evolved furnace for the QSC silicon ingots can reduce the reflected heat from insulation to heat exchange block, guarantee the downward heat flow under the crucible, and preserve the seed crystals. Raising the top heating power in the evolved furnace is also beneficial for seed preservation, but its effect is limited. The numerical simulations indicate that the most important factor for seed preservation in the casting of QSC silicon ingots is to control the radiant heat transfer in the DS furnace and guarantee downward heat flux under the crucible.



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*Source: 670315-2013-10-10.xml*