# Improved Training Sequence Channel Estimation Scheme in 16QAM MB-OFDM UWBoF System

Authors: Changqing Xiang; Xi Yang; Xuan Zhou; Xiaojun Zhu; Jincan Xu; Qiong He
Journal: Advances in Condensed Matter Physics
 (2020)

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## Abstract

In this paper, an improved channel estimation scheme based on time-domain orthogonal gray complementary training sequence (Golay TS) is proposed to resist subcarrier mutual beat interference in 16-quadrature amplitude modulation multiband orthogonal-frequency-division-multiplexing ultrawide band over fiber (16QAM MB-OFDM UWBoF) systems. The simulation results showed that the performance of system with the improved Golay TS channel estimation scheme was improved by about 1 dB compared with the traditional Golay TS channel estimation scheme, at a bit error rate (BER) of 3.8 × 10−3 after 70 km standard single mode fiber (SSMF) transmission. At the same time, the synchronization and channel estimation performance of Golay TS and the selected frequency-domain orthogonal training sequences (TSs) were compared. The simulation results showed that the performance of system with the TSs channel estimation was improved by about 2.7 dB compared with the improved Golay TS channel estimation.


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## Body

## 1. Introduction

As we all know, symbol timing synchronization is a key step that must be performed before signal demodulation at the receiving end of the signal. Therefore, the symbol timing synchronization step is very important [1–3]. If the symbol timing synchronization does not accurately find the start and end points of the symbol, it will lead to the possibility of phase noise. In addition, the intercarrier interference (ICI) [4, 5] and intersymbol interference (ISI) [6, 7] are also generated. However, in the course of MB-OFDM UWB signal transmission, fiber channel damage will inevitably be introduced. And the ISMI produced by photoelectric conversion (PD) will result in the transmission performance degradation obviously for the intensity modulation direct-detection (IM/DD) structures [8]. In order to ensure that our original data can be recovered, the channel must be accurately estimated [9].Recent studies have shown that the more commonly used channel estimation schemes are blind estimation and data-assisted estimation [10]. The advantage of blind estimation is that it does not need to introduce additional overhead, but its calculation complexity is very high, and the estimation effect is unsatisfying. It is not suitable for our MB-OFDM UWB signal. Data-assisted channel estimation schemes are mainly divided into two types: one is pilot-assisted channel estimation scheme, and the other is training sequence-assisted channel estimation scheme [11]. For channel estimation algorithms, the least squares (LS) algorithm and the minimum mean square error (MMSE) algorithm are two common classic algorithms [12]. Generally, LS and MMSE are both channel estimation algorithms used in OFDM systems. However, the former does not consider the influence of noise, and the latter is very complex [13]. As for the MB-OFDM UWBoF system, whose channel estimation algorithm is used, it will depend on the specific situation [14, 15].This paper proposed joint symbol synchronization and channel estimation scheme based on the same training sequence and improved the channel estimation scheme for ISMI. Simulation results showed that the improved Golay TS channel estimation scheme improved receiver sensitivity by about 1 dB compared with the previous scheme, but TSs played the best channel estimation performance.


## 2. Basic Principle of Joint Synchronization and Channel Estimation Scheme Based on the Same Training Sequence

The MB-OFDM UWBoF signal is obtained from the baseband orthogonal-frequency-division-multiplexing (OFDM) signal after digital processing, and it is given by(1)XUWBt=real∑k=1NCkexpj2πkΔft×expj2πfIFqmt=realIBB+j⋅QBB⋅cos2πfIFqmt+j⋅sin2πfIFqmt=realIBB⋅cos2πfIFqmt−QBB⋅sin2πfIFqmt+j⋅IBB⋅sin2πfIFqmt−QBB⋅cos2πfIFqmt=IBB⋅cos2πfIFqmt−QBB⋅sin2πfIFqmt=IIF−QIF,where N = 128 represents the total number of subcarriers, K represents the subcarrier sequence number, qm represents the time frequency code (TFC) to which the symbol is mapped to the corresponding frequency according to the symbol, and fIFqm represents the phase and frequency of the intermediate frequency (IF) carrier. IIF represents the real part of the generated IF MB-OFDM UWB signal, and QIF represents the imaginary part.After the PD at the receiving end is photoelectrically converted and filtered, the resulting electrical MB-OFDM UWB signal can be further simplified as(2)IPD−UWBt==A0AttL2+A0γAttLIIF′−QIF′2+A02γAtt2Lcosβ1+β2−2β32L×IIF′−QIF′=A02Att2Lγ⋅IIF′−QIF′+1+γ2A02Att2L⋅IIF′−QIF′2+γA02Att2L⋅cosβ1+β2−2β32L⋅IIF′−QIF′.It can be seen from the above formula that the received signal is composed of three parts:A02Att2Lγ⋅IIF′−QIF′+1 is the MB-OFDM UWB signal, γA02Att2L⋅cosβ1+β2−2β3/2L⋅IIF′−QIF′ is the DC component, and γ2A02Att2L⋅IIF′−QIF′2 is the ISMI. In addition, the MB-OFDM UWB signal is also affected by the chromatic dispersion of the fiber during the transmission of the fiber, resulting in the MB-OFDM UWB symbol delay, resulting in frequency selective fading (FSF). Therefore, it is necessary to recover the original transmission data by means of symbol synchronization and channel estimation. This article used joint synchronization and channel estimation schemes based on Golay TS and TSs, respectively. The specific principles were described as follows.


### 2.1. The Technology for Channel Estimation Based on Golay TS

The Golay TS synchronization scheme adopted in this article refers to the method used by He [1]. On this basis, the Golay TS used for synchronization continued to be used for channel estimation. In the direct-detection system, the traditional training sequence estimation generally adopted the LS algorithm, that is, the frequency domain was directly divided. For Golay TS with orthogonal time domain, all its subcarriers were used to estimate the channel response. The specific process was to transform Golay TS by fast Fourier transform (FFT) and transform time domain to frequency domain. Then, the Golay TS in the frequency domain of the receiving end was divided by the Golay TS in the frequency domain of the sending end. Therefore, the channel response function obtained by the channel estimation is defined as follows:(3)HGk=RTkTk,where Golay TS in the frequency domain at the receiving end is expressed as RTk and the Golay TS in the frequency domain at the sending end is expressed as Tk.Considering that the MB-OFDM UWB signal at the receiving end can introduce the effect of ISMI interference after PD conversion and in the case of a small signal, other odd-numbered high-order interferences can be ignored [3]. And in the actual situation, the MZM may work in nonideal areas, so the temperature and humidity of the environment change may result in drifting of direct current offset, which may introduce ISMI interference. Therefore, when using channel estimation based on the Golay TS, the impact of ISMI interference introduced by the devices Mach–Zehnder modulator (MZM) and PD should be considered. Fortunately, the impact of ISMI interference only can fall on even-numbered subcarriers, and the data of odd-numbered subcarriers are not affected, so a simple and effective improvement scheme for traditional Golay TS channel estimation is used to estimate. The resulting channel response value is selected, and the channel response value on the odd subcarriers that are not affected by ISMI interference is retained. The channel response value on the even subcarrier affected by ISMI interference is deleted, and the new channel response value on the even subcarrier is determined by linear interpolation. The channel response value on the reserved odd subcarriers is obtained by interpolation. So, the improved channel response function based on Golay TS channel estimation can be expressed as(4)HGkopt=Hoddk=RTkTk,Hevenk=Hoddk+1+Hoddk−12,where RTk and Tk, respectively, represent frequency-domain data received and transmitted on the corresponding k subcarrier in the training sequence and Hoddk+1 and Hoddk−1, respectively, represent channel estimation values on odd subcarriers adjacent to the k even subcarrier.


### 2.2. The Technology for Channel Estimation Based on TSs

For TSs, it is a training sequence constructed to resist ISMI interference that is introduced by the device characteristics of MZM and PD. Its special structure determined the effect of suppressing ISMI interference. Given that the ISMI interference can be introduced after passing through the PD which only fell on even-numbered subcarriers, the channel obtained from the training sequence may estimate that its odd-numbered subcarriers will not be affected by ISMI interference. Therefore, the channel estimation based on the TSs can be easily obtained.After symbol synchronization [16], the frequency-domain data of TSs can be obtained after FFT demodulation. Since the symbol modulation of BPSK is only performed on odd subcarriers, we can directly use the single-tap frequency-domain estimation scheme to obtain the corresponding channel response, whose function on its odd subcarriers can be defined as follows:(5)Hoddk=RTkTk,wherek denotes odd numbers and RTk and Tk, respectively, represent frequency-domain data received and transmitted on the corresponding k subcarrier in the training sequence. After obtaining Hoddk, the corresponding channel response function on its even subcarrier can be obtained through linear interpolation, and it is expressed as(6)Hevenk=Hoddk−1+Hoddk+12,where k denote even numbers and Hoddk+1 and Hoddk−1, respectively, represent channel estimation values on odd subcarriers adjacent to the k even subcarrier.At that time, the channel response function based on TSs channel estimation can be expressed as(7)HTSsk=Hoddk=RTkTk,Hevenk=Hoddk+1+Hoddk−12.In general, the training sequence is accompanied by many MB-OFDM UWB data symbols, and the system overhead brought by training sequence can almost be negligible. Therefore, the scheme of joint synchronization and channel estimation based on a single training sequence has the advantages of low complexity and high accuracy, so it is suitable for such quasistatic channels of optical fiber systems.


## 2.1. The Technology for Channel Estimation Based on Golay TS

The Golay TS synchronization scheme adopted in this article refers to the method used by He [1]. On this basis, the Golay TS used for synchronization continued to be used for channel estimation. In the direct-detection system, the traditional training sequence estimation generally adopted the LS algorithm, that is, the frequency domain was directly divided. For Golay TS with orthogonal time domain, all its subcarriers were used to estimate the channel response. The specific process was to transform Golay TS by fast Fourier transform (FFT) and transform time domain to frequency domain. Then, the Golay TS in the frequency domain of the receiving end was divided by the Golay TS in the frequency domain of the sending end. Therefore, the channel response function obtained by the channel estimation is defined as follows:(3)HGk=RTkTk,where Golay TS in the frequency domain at the receiving end is expressed as RTk and the Golay TS in the frequency domain at the sending end is expressed as Tk.Considering that the MB-OFDM UWB signal at the receiving end can introduce the effect of ISMI interference after PD conversion and in the case of a small signal, other odd-numbered high-order interferences can be ignored [3]. And in the actual situation, the MZM may work in nonideal areas, so the temperature and humidity of the environment change may result in drifting of direct current offset, which may introduce ISMI interference. Therefore, when using channel estimation based on the Golay TS, the impact of ISMI interference introduced by the devices Mach–Zehnder modulator (MZM) and PD should be considered. Fortunately, the impact of ISMI interference only can fall on even-numbered subcarriers, and the data of odd-numbered subcarriers are not affected, so a simple and effective improvement scheme for traditional Golay TS channel estimation is used to estimate. The resulting channel response value is selected, and the channel response value on the odd subcarriers that are not affected by ISMI interference is retained. The channel response value on the even subcarrier affected by ISMI interference is deleted, and the new channel response value on the even subcarrier is determined by linear interpolation. The channel response value on the reserved odd subcarriers is obtained by interpolation. So, the improved channel response function based on Golay TS channel estimation can be expressed as(4)HGkopt=Hoddk=RTkTk,Hevenk=Hoddk+1+Hoddk−12,where RTk and Tk, respectively, represent frequency-domain data received and transmitted on the corresponding k subcarrier in the training sequence and Hoddk+1 and Hoddk−1, respectively, represent channel estimation values on odd subcarriers adjacent to the k even subcarrier.


## 2.2. The Technology for Channel Estimation Based on TSs

For TSs, it is a training sequence constructed to resist ISMI interference that is introduced by the device characteristics of MZM and PD. Its special structure determined the effect of suppressing ISMI interference. Given that the ISMI interference can be introduced after passing through the PD which only fell on even-numbered subcarriers, the channel obtained from the training sequence may estimate that its odd-numbered subcarriers will not be affected by ISMI interference. Therefore, the channel estimation based on the TSs can be easily obtained.After symbol synchronization [16], the frequency-domain data of TSs can be obtained after FFT demodulation. Since the symbol modulation of BPSK is only performed on odd subcarriers, we can directly use the single-tap frequency-domain estimation scheme to obtain the corresponding channel response, whose function on its odd subcarriers can be defined as follows:(5)Hoddk=RTkTk,wherek denotes odd numbers and RTk and Tk, respectively, represent frequency-domain data received and transmitted on the corresponding k subcarrier in the training sequence. After obtaining Hoddk, the corresponding channel response function on its even subcarrier can be obtained through linear interpolation, and it is expressed as(6)Hevenk=Hoddk−1+Hoddk+12,where k denote even numbers and Hoddk+1 and Hoddk−1, respectively, represent channel estimation values on odd subcarriers adjacent to the k even subcarrier.At that time, the channel response function based on TSs channel estimation can be expressed as(7)HTSsk=Hoddk=RTkTk,Hevenk=Hoddk+1+Hoddk−12.In general, the training sequence is accompanied by many MB-OFDM UWB data symbols, and the system overhead brought by training sequence can almost be negligible. Therefore, the scheme of joint synchronization and channel estimation based on a single training sequence has the advantages of low complexity and high accuracy, so it is suitable for such quasistatic channels of optical fiber systems.


## 3. Simulation System and Result Analysis

The simulation setup of the MB-OFDM UWBoF transmission system based on the joint synchronization and channel estimation scheme of a single training sequence is shown in Figure1. At the signal transmitter, the generated pseudorandom binary sequence (PRBS) was bit-interleaved and mapped to generate 16QAM symbols, and pilot frequency was inserted. Scheme (1): three Golay TSs were added to the three subbands to estimate the channels of the three subbands, and the Golay TS on the first subband was also used for symbol synchronization; scheme (2): three TSs were added to the three subbands to estimate the channels of the three subbands, and the TSs on the first subband were also used for symbol synchronization. Subsequently, 128-point IFFT was used to realize the OFDM modulation of the subcarrier, a cyclic prefix was added, and then the OFDM signal was clipped. After digital up-conversion, the input window of MATLAB was imported into OptiSystem simulation software for digital-to-analog conversion to analog signal output for fiber transmission. Its basic parameters are listed in Table 1.Figure 1
Simulation diagram of the MB-OFDM UWBoF transmission system based on a single training sequence scheme.Table 1
The main parameters of the transceiver based on a single training sequence scheme.
Parameter nameParameter valueSingle OFDM symbol duration312.5 nsFFT/IFFT size/number of subcarriers128CP and ZPS37 (=16 + 21)Data/pilot/null subcarrier/guard interval100/12/6/10Bandwidth (relative to one of the sub-bands)528 MHzNumber of TS/OFDM symbols3/312DAC and ADC sampling rate10.561GSps and 20GSpsModulation format16QAMThe total number of bits per OFDM symbol16QAM: 100 ∗ 4 = 400 bitsOriginal signal bit rate16QAM: log2 (16) ∗ (1/312.5) ∗ 100 = 1.28 GbpsSignal net bit rate400 ∗ 312/ (315 ∗ 165 ∗ 20/10.561) = 1.268 GbpsOptical spectrum efficiency1.268/ (100/128 ∗ 0.528) = 3.074 bit/s/HzAt the receiver, the captured signal was exported through the MATLAB output window for offline DSP processing. MB-OFDM UWB digital signals were digitally downconverted to baseband signals. Training sequences were used to achieve symbol synchronization, CP data removal, and OFDM signal demodulation. After that, according to the scenario of (1), the channel responses on the corresponding three subbands were estimated by extracting the three used Golay TSs, respectively; according to the scenario of (2), the estimated and compensated channel responses on the three sub-bands separately were obtained by extracting the three TSs. Subsequently, after performing channel equalization on each data subcarrier, the demodulated output signal of OFDM was sent to the de-interleaver and demapped into the original transmission bit stream. And the recovered data were placed in the BER/error vector magnitude (EVM) calculation module to calculate the bit error rate and EVM value.We compared the synchronization performance of Golay TS and TSs. As shown in Figure2(a), although the Golay TS peak was very sharp without sidelobes, the complexity of its synchronization algorithm is very high due to its special structure. Relatively speaking, the synchronization algorithm of TSs was very simplified. Therefore, the calculation complexity was greatly reduced, and it can also be accurately synchronized. The timing measurement of TSs symbol was shown in Figure 2(b). The system for direct detection required low complexity, low cost, and simple implementation. Therefore, TSs were more competitive under the condition of accurate synchronization.Figure 2
(a) MB-OFDM UWB signal frame timing synchronization metrics based on Golay TS scheme. (b) TS-based timing synchronization metrics for MB-OFDM UWB signal frames.
(a)(b)In terms of channel estimation, for the 16QAM MB-OFDM UWBoF system, the BER performance of the channel estimation based on three training sequences was simulated after 70 km SSMF transmission. It can be seen from Figure3 that the system performance estimated based on the Golay TS channel estimation scheme was more general. The reason might be that Golay TS is unable to eliminate the ISMI interference of its even subcarriers, which may lead to performance degradation. For ISMI interference, we improved the channel estimation of Golay TS, using only odd subcarrier data to estimate the channel and then interpolating to obtain the channel estimation scheme for all subcarriers. As the ISMI interference was suppressed, the performance of channel estimation was significantly improved, which may ascribe to the fact that Golay TS is a time-domain orthogonal training sequence but TSs are frequency-domain orthogonal training sequences. It is well known that frequency-domain orthogonal training sequences were superior to time-domain orthogonal training sequences in channel estimation performance. Therefore, the system performance estimated based on the TSs channel estimation scheme was the best. Specifically, when the BER was 3.8 × 10−3, the receiver sensitivity of the signal was improved by about 1 dB compared with the original Golay TS auxiliary channel estimation to scheme by using the improved Golay TS auxiliary channel estimation scheme in the 16QAM MB-OFDM UWBoF system. Compared with the improved Golay TS auxiliary channel estimation scheme, the receiver sensitivity of the 16QAM MB-OFDM UWB signal was improved by about 2.7 dB when using the TSs auxiliary channel estimation scheme.Figure 3
BER performance based on channel estimation of three training sequences.After the simulation through 70 km SSMF transmission, the 16QAM MB-OFDM UWB signal was based on the constellation diagram of the three training sequence channel estimates when the received optical power was −16 dBm. Figure4(a) shows the traditional constellation. The constellation diagram obtained after the Golay TS auxiliary channel estimation scheme was estimated. Figure 4(b) presents the constellation diagram obtained from the estimation based on the improved Golay TS auxiliary channel estimation scheme. Figure 4(c) demonstrates the constellation based on the TSs. Compared with the traditional Golay TS auxiliary channel estimation scheme, the constellation diagram based on the improved Golay TS auxiliary channel estimation scheme was more convergent. Meantime, the distribution of the constellation diagram was more uniform and clearer. The performance of the constellation obtained from estimation based on TSs auxiliary channel estimation scheme was the best when comparing with the other two schemes.Figure 4
Constellation diagram based on channel estimation of three training sequences.
(a)(b)(c)


## 4. Conclusion

The channel estimation scheme proposed in this paper adopted only odd-numbered subcarrier data. Then, interpolates were used to obtain the channel estimation scheme for all subcarriers. Since the ISMI interference was suppressed, the performance of channel estimation was significantly improved. The simulation results showed that the improved scheme could increase the receiver sensitivity of the signal by around 1 dB when using Golay TS-assisted channel estimation. The receiver sensitivity of TSs channel estimation was improved by about 2.7 dB compared with the improved Golay TS channel estimation.



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*Source: 6273892-2020-10-14.xml*