# Absorption Line Profile of the5S2o-5P1 Transition of Atomic Oxygen and Its Application to Plasma Monitoring

Authors: K. Sasaki; Y. Okumura; R. Asaoka
Journal: International Journal of Spectroscopy
 (2010)

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## Abstract

The line profile of the5S2o-5P1 transition of atomic oxygen was measured by diode laser absorption spectroscopy. As a result, it was found that the absorption line profile had a wing component in the wavelength range detuned from the line center and was not fitted with a Gaussian function. The wing component was considered to be originated from dissociative excitation of
molecular oxygen. We fitted the absorption line profile with the superposition of two Gaussian
functions corresponding to high and low translational temperatures. We propose that the ratio of
the high-temperature to low-temperature components is useful for monitoring the relative degree of
dissociation of molecular oxygen in oxygen-containing plasmas. The ratio of the high-temperature
to low-temperature components was compared with the survival ratio of molecular oxygen, which
was evaluated from the lifetime of O(5S2o) in the afterglow of pulsed discharges.


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## Body

## 1. Introduction

Low-pressure plasmas with electron densities below1013 cm-3 are widely used for various material processing such as dry etching and plasma-enhanced chemical vapor deposition. The spectral line profiles of atoms and molecules in low-pressure, low-density plasmas are governed by Doppler broadening, which represents the velocity distribution function of atoms and molecules in plasmas. Since collisions among neutral species in plasmas used for material processing are frequent, it is expected that the velocity distribution functions of atoms and molecules are approximated by Maxwellian functions with widths corresponding to the species temperatures. However, there are several processes which deviate the velocity distribution functions of neutral species from Maxwellian functions.Spectral profiles of hydrogen Balmer lines have been investigated intensively by optical emission spectroscopy, and many authors have reported the existence of large Doppler broadening in their spectral line profiles [1–10]. The existence of large Doppler broadening means that the velocity distribution function of emitting species contains a high-energy component. A possible mechanism for the production of the high-energy component is collision between molecular hydrogen and ions. Another process for explaining the existence of the high-energy component is dissociative excitation of molecular hydrogen. This is because electron impact dissociation of a diatomic molecule is divided into two steps. The first step is electron impact excitation to an electronic state having a repulsive potential curve without changing the distance between nuclei. The second step is automatic separation of nuclei along the repulsive potential curve. Since the energy of the dissociated state is lower than that of the repulsive potential curve immediately after electron impact excitation, atoms produced after dissociation have kinetic energies corresponding the energy difference.A reason why the investigations of the spectral line profiles are concentrated in atomic hydrogen may be the smallest mass number. Since the spectral resolution of optical emission spectroscopy is not high, atomic hydrogen, which has the widest Doppler broadening width (the smallest mass number), is suitable for investigating the spectral line profile by optical emission spectroscopy. In this work, we examined the spectral line profile of the5S2o-5P1 transition of atomic oxygen by diode laser absorption spectroscopy. Since diode laser absorption spectroscopy has a much finer resolution than optical emission spectroscopy, we can examine the detailed structure of the spectral line profile. In addition, we propose a method for monitoring the relative degree of dissociation of molecular oxygen in oxygen-containing discharges from the spectral line profile of the 5S2o-5P1 transition. The plasma processing industry requires a simple, economical technique which is applicable to the monitoring of plasma processing tools. The proposed method has a potential as a plasma monitoring tool because of the compactness, simplicity, and the economical price of a diode laser.


## 2. Experiment

The plasma source and the system for diode laser absorption spectroscopy are the same as those used in a previous work [11], where we evaluated the gas temperatures in hydrogen plasmas from the absorption line profile of the Balmer-α line. We used pure oxygen at pressures from 30 to 100 mTorr for discharge in this experiment. Helicon-wave plasmas were produced by applying rf power at 13.56 MHz to a helical antenna wound around a glass discharge tube of 1.6 cm inner diameter. The plasma column with the same diameter as the glass tube was confined radially by the uniform magnetic field along the cylindrical axis of a vacuum chamber. The strength of the magnetic field was adjusted to be 70 G to avoid the distortion of the spectral line profile due to the Zeeman effect. The plasmas were produced in a pulsed mode with a discharge duration of 40 milliseconds and a repetition frequency of 2 Hz to avoid the overheating of the plasma source.A commercial diode laser (TOPTICA, DL100) beam was injected into the plasma from the radial direction of the cylindrical vacuum chamber. The wavelength of the diode laser beam was tuned around the line center of the5S2o-5P1 transition (777.539 nm). The tuning of the laser wavelength was triggered at 15 milliseconds after the initiation of the pulsed discharge, when the plasma reached the steady-state condition. Sweeping the laser wavelength for ±20 pm needed 20 milliseconds. The wavelength tuning of the diode laser beam was monitored using a spectrum analyzer. The power of the diode laser beam was attenuated below 10 μW to avoid saturation. The laser beam transmitted through the plasma was detected using a photomultiplier tube via a monochromator.


## 3. Absorption Line Profile and  the Interpretation

For the sake of comparison, we produced an argon plasma and measured the absorption line profile of the4s[3/2]2o–4p[3/2]2 transition at a wavelength of 763.510 nm. Figure 1 shows the absorption line profile of the 4s[3/2]2o–4p[3/2]2 transition observed at an argon pressure of 30 mTorr and an rf power of 1.5 kW. The open circles illustrated in Figure 1(a) represent the experimental result, and the solid curve shows the data fitting using a Gaussian function corresponding to a temperature of 0.066 eV. Figure 1(b) shows the difference between the experimental result and the data fitting. The difference shown in Figure 1(b) is fairly small, and the absorption line profile of the 4s[3/2]2o–4p[3/2]2 transition was approximated well by a Gaussian function.Absorption line profile of the4s[3/2]2o–4p[3/2]2 transition of argon observed at an rf power of 1.5 kW and a pressure of 30 mTorr. The open circles illustrated in (a) show the experimental result, and the solid curve is the data fitting using a Gaussian function with a temperature of 0.066 eV. The difference between the experimental result and the data fitting is shown in (b).
(a)(b)Figure2 shows the absorption line profile of the 5S2o-5P1 transition of atomic oxygen observed in an oxygen plasma produced at an oxygen pressure of 30 mTorr and an rf power of 1.5 kW. The solid curve shown in Figure 2(a) represents a Gaussian profile corresponding to a temperature of 0.12 eV. It is clearly understood from Figure 2 that the absorption line profile of the 5S2o-5P1 transition was not approximated by a Gaussian function. The comparison between the experimental result and the data fitting indicates that the velocity distribution function of the metastable 5S2o state of atomic oxygen had a high-energy component. Figure 3 shows the data fitting of the same experimental absorption line profile with the superposition of two Gaussian functions corresponding to temperatures of 0.072 and 0.37 eV. The absorption line profile of the 5S2o-5P1 transition observed experimentally was approximated well by the superposition of two Gaussian functions.Absorption line profile of the5S2o-5P1 transition of atomic oxygen observed at an rf power of 1.5 kW and a pressure of 30 mTorr. The open circles illustrated in (a) show the experimental result, and the solid curve is the data fitting using a Gaussian function with a temperature of 0.12 eV. The difference between the experimental result and the data fitting is shown in (b).
(a)(b)The same experimental absorption line profile as that shown in Figure2 and the data fitting using the superposition of two Gaussian functions with temperatures of 0.072 and 0.37 eV. The difference between the experimental result and the data fitting is shown in (b).
(a)(b)There is a possibility that the temperatures of positive ions are higher than those of neutral species. In addition, there is a possibility that the velocity distribution function of positive ions has a high-energy component which is originated from the reflection of positive ions in the sheath. Therefore, charge exchange collision between positive ions and neutral species is a possible mechanism for the generation of the high-energy component in the velocity distribution function of neutral species. However, the experimental result that the absorption line profile of the4s[3/2]2o–4p[3/2]2 transition of argon was approximated well by a Gaussian function indicates that the velocity distribution function of the metastable 4s[3/2]2o state of argon is thermalized completely, and the high-energy component originated from charge exchange collision is negligible in this plasma source.A reasonable mechanism for explaining the high-energy component observed in the absorption line profile of the5S2o-5P1 transition of atomic oxygen is dissociative excitation. In this interpretation of the spectral line profile, the low-energy component in the velocity distribution function of O(5S2o) is produced by the three-step process represented by
(1)O2+e→O(3Po,fast)+O(3Po,fast)+e,(2)O(3Po,fast)+M→O(3Po,slow)+M,(3)O(3Po,slow)+e→O(5S2o,slow)+e.
Since the lifetime of O(3Po) is much longer than the reciprocal of the collision frequency, the velocity distribution function of O(3Po) is thermalized, and the high-energy component (O(3Po,fast) in (1) becomes negligible via elastic collision processes (2). On the other hand, the high-energy component in the velocity distribution function of O(5S2o) is considered to be produced by dissociative excitation:
(4)O2+e→O(5S2o,fast)+O(3Po,fast)+e.
Since the lifetime of O(5S2o) is determined by the loss processes described below and is much shorter than the lifetime of O(3Po), the high-energy component (O(5S2o,fast) in (4) is expected to survive in the velocity distribution function.


## 4. Application to the Monitoring of Degree of Dissociation

According to the aforementioned production processes, the densities of the slow (low-energy) and fast (high-energy) components in the velocity distribution function are given by(5)[O(5S2o,slow)]=τkex[O]ne,(6)[O(5S2o,fast)]=τkdiss[O2]ne,
respectively, where τ is the lifetime of O(5S2o), ne is the electron density, and [X] stands for the density of species X. The rate coefficients for (3) and (4) are represented by kex and kdiss, respectively. Therefore, the density ratio of molecular oxygen to atomic oxygen is evaluated by
(7)[O2][O]=kexkdiss[O(5S2o,fast)][O(5S2o,slow)].
The relative values of [O(5S2o,slow)] and [O(5S2o,fast)] are estimated by integrating the two Gaussian functions with low and high temperatures in the absorption line profile of the 5S2o-5P1 transition, respectively. Hence, if we ignore the variation of kex/kdiss with respect to the discharge conditions, the relative variation of [O2]/[O] is roughly evaluated by [O(5S2o,fast)]/[O(5S2o,slow)]. We evaluated [O(5S2o,fast)] and [O(5S2o,slow)] at various discharge conditions from the absorption line profiles. The ratio [O(5S2o,fast)]/[O(5S2o,slow)] is plotted in Figure 4 as functions of the rf power and the discharge pressure.The density ratio of the high-temperature to low-temperature components as functions of (a) the rf power and (b) the oxygen pressure.
(a)(b)


## 5. Comparison with Degree of Dissociation Evaluated from Lifetime ofO(5S2o)

The major loss processes ofO(5S2o) are diffusion, spontaneous emission, and collisional quenching with O2, and the lifetime τ in (5) and (6) are given by
(8)1τ=kq[O2]+1τd+1τr,
where kq is the rate coefficient for collisional quenching, τd is the diffusion time constant, and τr is the radiative lifetime. The values of kq and 1/τr are given in literature [12, 13] as kq=2.2×10-10 cm3/s and 1/τr=5.6×103 s-1. The diffusion time constant of O atoms in O2 plasmas produced in the plasma source used in this experiment has been examined in a previous work and was estimated as 1/τD<2×103 s-1 at pressures higher than 30 mTorr [14, 15]. Therefore, the dominant term in the right-hand side of (8) is kq[O2], and the O2 density can be estimated by measuring the lifetime of O(5S2o).Figure5 shows the temporal variation of the absorbance at the line center (-ln(It/I0) with I0 and It being the incident and transmitted laser intensities, resp.) in the afterglow phase of a pulsed discharge at an rf power of 1.5 kW and a pressure of 50 mTorr. The slight increase in the absorbance immediately after the termination of the rf power may be due to the production of O(5S2o) by recombination reactions. After that, the absorbance decreased exponentially as shown in Figure 5, and the decay time constant was evaluated to be τ=39 microseconds, corresponding to [O2]≃1.2×1014 cm-3. Since the O2 density before the discharge was [O2]0=1.6×1015 cm-3, the survival ratio of O2 in the discharge was evaluated to be [O2]/[O2]0≃0.07.Figure 5
Temporal variation of the absorbance at the line center of the5S2o-5P1 transition in the afterglow phase of a pulsed discharge at an rf power of 1.5 kW and a pressure of 50 mTorr.The survival ratio ofO2 thus evaluated is plotted in Figure 6 as functions of the rf power and the pressure. It is reasonable that the survival ratio decreases with the rf power as shown in Figure 6(a). The ratio of [O(5S2o,fast)]/[O(5S2o,slow)] shown in Figure 4(a) also decreases with the rf power. Hence, the monitoring of the relative degree of dissociation from the absorption line profile of the 5S2o-5P1 transition is expected to work rather nicely, provided that a smaller survival ratio of O2 directly means a higher O atom density. On the other hand, according to Figure 6(b), the survival ratio of O2 decreases with the pressure, while the ratio of [O(5S2o,fast)]/[O(5S2o,slow)] shown in Figure 4(b) is roughly constant. A possible explanation for this discrepancy is the increase in kex/kdiss in (7) with the pressure. This is because kex/kdiss decreases with the electron temperature since the threshold electron energy for (4) is higher than that for (3). Since the electron temperature is usually a decreasing function of the pressure, it is expected that the decrease in the survival ratio of O2 is compensated by the increase in kex/kdiss, resulting in the roughly constant [O(5S2o,fast)]/[O(5S2o,slow)] with the pressure. Further investigation is necessary to evaluate the discharge conditions where this method is applicable.Survival ratio ofO2 as functions of (a) the rf power and (b) the oxygen pressure. The O2 density before discharge ([O2]0) was evaluated from the gas pressure, and the survived O2 density ([O2]) was evaluated from the lifetime of O(5S2o) in the afterglow phase.
(a)(b)


## 6. Conclusions

In this work, we investigated the absorption line profile of the5S2o-5P1 transition of atomic oxygen by diode laser absorption spectroscopy. The Doppler broadened absorption line profile had a wing component corresponding to a high-energy tail in the velocity distribution function of the metastable 5S2o state and was fitted by the superposition of two Gaussian functions with high and low temperatures. The comparison with the absorption line profile of the 4s[3/2]2o–4p[3/2]2 transition of argon suggests that the origin of the high-energy component in the absorption line profile of the 5S2o-5P1 transition is electron impact dissociative excitation of O2. We propose a method for monitoring the relative degree of dissociation of O2 by the ratio of the high-temperature to low-temperature components in the absorption line profile. The relative degree of dissociation estimated by the proposed method was compared with the survival ratio of O2 evaluated from the lifetime of the 5S2o state. As a result, a reasonable agreement was obtained in the rf power dependence of the relative degree of dissociation, but the agreement was insufficient in the pressure dependence.



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*Source: 627571-2009-08-19.xml*