# Parametric Conversion in Micrometer and Submicrometer Structured Ferroelectric Crystals by Surface Poling

Authors: Alessandro C. Busacca; Salvatore Stivala; Luciano Curcio; Gaetano Assanto
Journal: International Journal of Optics
 (2012)

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## Abstract

We report on recent technological improvements concerning nonlinear patterning of lithium niobate and lithium tantalate in the micrometer and submicrometer scales using surface periodic poling for ferroelectric domain inversion. The fabricated samples were employed for frequency doubling via quasiphase-matching both in bulk and guided wave geometries, including forward and backward configurations and wavelength conversion in bands C and L. We also investigated short-period quasiperiodic samples with randomly distributed mark-to-space ratios.


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## Body

## 1. Introduction

Optical frequency conversion in parametric media is one of the most important applications in nonlinear optics, as it allows generating coherent light in regions of the spectrum where laser emission is not available. Moreover, through a careful engineering of the phase mismatch and excitation(s), several signal processing schemes can benefit of parametric nonlinearities via cascading [1–7]. Since the first experiments on second-harmonic generation (SHG) [8–10], a great effort has been devoted towards developing configurations with the highest conversion efficiencies [11, 12]. Among them, quasi-phase matching (QPM) is one of the most useful and versatile techniques for efficient frequency conversion, allowing continuous growth of the generated wave along the propagation length despite the local phase velocity mismatch (hence, lack of momentum conservation) between the interacting waves [13, 14]. This can be achieved thanks to a correction of their relative phases by means of a structural periodicity built in the nonlinear medium; more precisely, a periodic sign change of the quadratic coefficient χ(2) as it can be achieved in noncentrosymmetric crystals, for example, lithium niobate (LN) and lithium tantalate (LT), via periodic poling (PP). Several techniques have been developed for PP, including domain inversion during crystal growth [15], spontaneous Curie temperature poling using heat [16], chemical reactions or substitution of impurities [17, 18], electron beam [19–22], and electric field assistance [23–25]. In recent years, surface periodic poling (SPP) was introduced as a PP approach for the fine tuning of the mark-to-space ratios in short-period QPM, aiming at the realization of smaller and smaller domain lengths for sum-frequency generation at shorter wavelengths, as well as backward or counterpropagating wave mixing [26–36]. Surface periodic poling is based on the overpoling of a ferroelectric substrate and provides periodic domain inversion with shallow domain depths as compared to the thickness of the substrate [30]. Short domains are also useful for broadband SHG: once the nonlinear (QPM) grating is fabricated, irregularities of the periodic structure lead to a random distribution of the mark-to-space ratio (MTSR) which has a relevant role when the desired pattern has small features (Figure 1(a)). The random modulation of the nonlinear coefficient allows phase matching between the fundamental (FF) and the SH beam thanks to the presence of several reciprocal lattice vectors (see Figure 1(b)), and, even far away from the QPM-SHG resonance, the harmonic signal remains remarkably large as compared to that generated in unpoled regions. While the SH output profile in space becomes strongly dependent on the wavelength (in the absence of effective self-focusing via cascading [37–40]), the randomized quasiphase matching (rQPM) process is quite broadband [41–44].(a) Micrograph of an SPP-LT sample after chemical etching; a nonuniform mark-to-space ratio is visible in the poled area with 2-μm period. (b) Fourier spectrum of the nonlinear distribution shown in (a).
(a)(b)In this paper, we review some of the most recent technological improvements on QPM patterning of LN and LT in the micrometer and submicrometer scale. The fabricated samples were tested and used for parametric frequency doubling and difference frequency generation (DFG) via bulk and guided wave parametric interactions, including forward and backward configurations. We also characterized the rQPM interaction for SHG.


## 2. Sample Fabrication

In order to achieve QPM and efficient parametric interactions for frequency conversion, domain inversion at the required period needs to be implemented. In some applications, such as first-order forward-SHG in LN and LT from fundamental wavelengths in the C band of optical communications, typical periods amount to about 20μm [45–47]. For other scopes, such as UV generation or backward-SHG, shorter periods are required: UV generation via frequency doubling can be achieved by employing periods of a few microns [48], while backward-SHG (at low order QPM) needs submicron periods [49–53]. Adopting the SPP approach, we were able to fabricate ferroelectric samples with periods in the micron and submicron range [30, 32, 54, 55].The samples were prepared from standard optical grade wafer substrates of congruent LN or LT of thickness 500μm [54, 56]. For SPP we used high-voltage pulses applied across the thickness in order to achieve overpoling. We spin coated the −Z face of the crystal slab with a photoresist film (Shipley S1813) and defined the desired periodic pattern by standard photolithography. After development, the pattern was soft baked overnight at 90°C and hard baked at 130°C for 3 hours. The temperature was raised gradually in order to avoid problems due to pyroelectric effects, the formation of poling dots, and the insurgence of mechanical stress in the bulk. The baked photolithographic mask served as the insulating layer during high-voltage poling for producing domain inversion, although SPP was also occasionally carried out with the aid of photolithographically defined silica masks, the latter improving the duty cycle control with 50 : 50 MTSR [32].The samples were then placed between two electrodes covered with a thin gel electrolyte to ensure proper electric contact. Hence, the LT (or LN) interfaces were connected to a high-voltage waveform generator (Agilent 3220 A) after amplification (Trek 662). A digital oscilloscope helped monitoring the waveforms of both the poling voltage and the displacement current.To exceed the coercive field in the ferroelectric crystals and obtain surface periodic inversion, we applied 1.3 kV pulses over a 10 kV bias for an appropriate time interval, in order to fulfill the overpoling condition:(1)Q>2APs,
with Q the flowing charge, A the poled area, and Ps the spontaneous polarization of the material. With this approach, even without a precise control of the flowing charge, one can allow the domain walls to completely merge on the +Z face of the crystal but not underneath the insulated portions of the -Z face, where the original ferroelectric orientation gets preserved in a periodic fashion (see Figure 2). We could evaluate the domain uniformity, depth, and MTSR by etching the poled samples in diluted hydrofluoric acid (HF, 50%) and investigating the periodic grating by a scanning electron microscope (SEM).(a) Bulk periodic poling and (b) surface periodic poling.
(a)(b)Submicron gratings were written on a photoresist mask by means of an interferometric pattern obtained with the 441.6 nm light emitted by a He-Cd laser. The samples, coated with a 400 nm thick spun photoresist (Shipley S1805), were arranged in the Lloyd configuration with a mirror orthogonal to the surface (see Figure3). The 6 mW He-Cd beam was expanded and collimated to the sample-mirror system, one half being reflected and forming interference fringes with period Λ=λ/[2sin(θ)] with the other half, being θ, the angle between the beam and the normal to the sample, as set by a rotation stage. The exposure time was about 15 s. Since LN and LT are transparent in the near UV, we also covered the sample back face with a matching index liquid in order to minimize the detrimental effects of multiple reflections on the fringe visibility. After exposure, the photoresist development was checked by measuring the grating diffraction efficiency under He-Ne laser illumination. We were able to produce good quality 400 nm period gratings that were employed as insulating masks during SPP [56].Figure 3
Lloyd mirror configuration for interferometric writing of submicrometric gratings.Table1 summarizes the technological details for various samples. Figure 4 displays the scanning electron microphotographs of typical periodic QPM gratings.Table 1SubstrateQPM period       (Λ)Photoresist thicknessPulse durationReferenceLT20.8μm1.7μm500μs[45]LN3.2μm2.0μm400μs[53]LT2.0μm1.3μm300μs[40, 41]LT1.5μm1.3μm300μs[54, 55](a) SPP-LT with period 1.5μm; (b) SPP-LN with period 400 nm; (c) PE channel waveguide fabricated on SPP-LN.
(a)(b)(c)In order to enhance the parametric conversion efficiency, we often resorted to fabricating optical waveguides; this ensured tightly confined interacting waves over the whole propagation length and, therefore, higher and nearly constant intensities with respect to bulk, where diffraction occurs.Among the available techniques for waveguide fabrication, we chose proton exchange (PE) in theα-phase [57], as it preserves the nonlinear properties of the crystal and is compatible with the electric field poling of the ferroelectric domains in both LN and LT [58–60]. The poled substrates were initially coated with a SiO2 layer; channel openings, typically from 1 to 7 μm in width, were defined by standard photolithography and wet etching in HF (Figure 5(a)). Proton exchange was then carried out by dipping the LN/LT sample in a solution of benzoic acid (BA) and 3–3.6% lithium benzoate (LB)  using the sealed-ampoule method [60], as sketched in Figure 5(b). This yielded an extraordinary refractive index increase (Δne) and low proton concentration (α-phase) channel waveguides supporting TM-polarized modes. We verified the compatibility between SPP and PE by chemically etching the samples and using scanning electron microscopy as well as by performing nonlinear measurements in guided-wave configurations [46, 48, 61]. Figure 4(c) shows the optical micrograph of a typical channel on a PP substrate after HF etching.Figure 5
(a) Channel waveguide in a PPLN/PPLT sample. (b) Sealed ampoule technique. (c) Extraordinary index profile calculated by inverse WKB from distributed coupling data; dots are measured effective indices at 632.8 nm, and the solid line is a WKB fit.We also employed planar waveguides formed on the+Z face of the samples for distributed prism coupling and the evaluation of the extraordinary index profile versus depth z using the standard WKB method [62]. Figure 5(c) shows an example of such a profile in a PE-SPPLN waveguide fabricated by using a solution of BA + 3% LB and proton exchange at 300°C for 96 hours.


## 3. Parametric Characterization

After fabrication, our samples were nonlinearly characterized and tested: the inversion of the quadratic coefficient with different periods allowed us to achieve efficient parametric frequency doubling at the corresponding QPM resonant wavelength in each configuration (forward or backward) or to obtain broadband SHG via randomized QPM. Hereby, we report on typical experimental results obtained either in bulk or in channels from three different samples with micron-scale domain inversion.The first sample was a PPLN bulk with a one-dimensional grating of period 3.2μm over a length of 3 mm. For the nonlinear measurements, we used an Argon-ion pumped CW Ti: Sapphire laser, with a 40 GHz linewidth and wavelength tunable between 860 and 1000 nm; with an f=11mm lens, the TEM00 beam was gently focused to a waist of 30 μm in the middle of the poled area, in a crystal kept at a constant temperature of 195°C to reduce or prevent the risk of photorefractive damage. The FF beam was mechanically chopped at 133 Hz, and the generated SH signal was collected by a photomultiplier tube for synchronous detection; the residual pump was eliminated with the aid of a dichroic mirror and selective bandpass filters. Initially, we studied the SH generated forward via first-order QPM by light at λFF=862.33nm. We spectrally resolved the QPM-SHG resonance by varying either the FF wavelength (Figure 6(a)) or the temperature (Figure 6(b)) while keeping the other parameters constant. We then verified the quadratic growth of the SH versus FF excitation (Figure 6(c)). BSHG measurements were also performed on the same sample, and Figure 7(a) shows the normalized BSHG conversion efficiency versus input FF wavelength for the 29th and 30th grating orders of QPM-BSHG. The presence of frequency-doubled light at both odd and even resonant orders is attributed to the unbalanced duty cycle. The BSHG power at resonance grew quadratically with FF excitation; Figure 7(b) shows the normalized BSHG conversion efficiency (30th order) versus temperature, the latter permitting the fine tuning of the resonance. The 30th resonant order resulted to be the most efficient as we obtained up to 17.2 pW of backward SH power by using an FF excitation of 55.12 mW, corresponding to a maximum conversion efficiency η=3.12·10-8%. Considering an effective length of 0.5 mm for the grating [53], the maximum normalized efficiency is η′=1.13·10-5%W-1cm-1. This value is remarkably high if compared to what obtained in similar LN samples with a 3.3 μm poling period. For example, in [49], a normalized efficiency of 7·10−9% W−1 cm−1 was achieved by exciting the sample in the fs regime at a lower resonant order (17th). Moreover, the maximum efficiency we got is of the same order of magnitude of what reported in [50] by using a  ns source to excite the 16th resonant order: η=0.296% for a pump power of 33.75 kW and an interaction length of 4 mm, corresponding to a normalized efficiency η′=2.19·10-5%W-1cm-1.Normalized SHG conversion efficiency versus (a) FF wavelength and (b) temperature for an input power of 0.7 mW; (c) parabolic trend of the generated SH versus FF input power at the QPM resonant wavelength.
(a)(b)(c)(a) Normalized BSHG conversion efficiency versus FF wavelength for the 29th and 30th QPM orders; (b) normalized conversion efficiency for the 30th BSHG order versus temperature.
(a)(b)The second sample consisted of PE channel waveguides fabricated on a LT substrate with a 10 mm long 2.0μm periodic pattern for QPM. For the characterization, we used the same source described above, with the beam end-fire coupled to the channels by a 10x microscope objective, keeping the sample at a constant temperature of 250 ± 0.1°C against photorefractive damage.A filter at the waveguide output helped eliminating the fundamental frequency pump in the near infrared, and another filter suppressed the remaining Argon-ion light. The generated SH power in the UV was measured with a calibrated Silicon photodiode, with a mechanical chopper and a lock-in amplifier to reduce the noise level.Figure8 plots the generated SH power versus input FF wavelength in 7 μm wide channels: the SHG resonance occurred between fundamental order TM modes for an input wavelength close to 730.7 nm. These α-phase PE SPP-LT waveguides, featuring a short 2.0 μm QPM period, were the first coherent integrated optics UV parametric sources at 365.4 nm, with remarkably high conversion efficiencies exceeding 7.5% W−1 cm−2 [48]. The latter value is comparable to what reported in [63], where a normalized conversion efficiency of 8.4% W−1 cm−2 was achieved for SHG with FF in the C-band of optical communications using reverse-PE optical waveguides in PP stoichiometric LT (definitely more expensive than congruent LT). Similar results were achieved in alpha-phase PE channel waveguides with electric field SPP of congruent lithium niobate crystals: we obtained UV SHG at 390 nm via first-order QPM by the fabrication of periodic structures with a pitch as small as 750 nm [64].Figure 8
SH power generated in a 7μm wide channel versus FF input wavelength.On the same sample but in a bulk configuration, we also performed broadband SHG via rQPM far from the resonance. When exciting the sample with a Gaussian beam at the resonant FF wavelength, we obtained at the output a bell-shaped SH profile across the whole domain-inverted substrate. This stems from first-order QPM in bulk, due to the 2.0μm periodicity in the (d33) quadratic nonlinearity; however, wavelength detunings as small as 1 nm abruptly caused the SH level to drop down at the level of the background noise. The random-QPM contribution manifested at FF wavelengths above 900 nm, where we could observe larger SH powers increasing with FF wavelength: the parabolic increase versus input FF power at λFF=929.66nm is clearly visible in Figure 9(a). This rQPM-SHG process exhibited a conversion efficiency of about 4·10−5% W−1 cm−1, about 1 order of magnitude lower than at resonance and more than one order of magnitude higher than what reported in [65], where a similar configuration was explored in SrxBa1-xNb2O6 crystals. The near-field CCD images of the SH showed a random set of finger-like features, parallel to one another and to the Z axis, with intensities and distributions strongly depending on location and wavelength of the input FF beam. The nonresonant trend of the SHG is characteristic of rQPM and is shown in Figure 9(b), graphing SH conversion efficiency versus FF wavelength [41].(a) SH generated via rQPM versus FF input power atλFF=929.66nm; (b) SHG conversion efficiency versus FF wavelength.
(a)(b)Finally, we used the slab waveguide on the+Z facet of the same sample for experiments on parametric beam self-trapping (via cascading) in the presence of rQPM. Since high intensities are required for this kind of experiments, in order to avoid photorefractive damage, we used a pulsed source with a low repetition rate. We employed 25 ps pulses from a 10 Hz parametric generator tunable in the near-IR with a linewidth ≤2 cm−1. The beam was filtered to the TEM00 mode and adjusted in polarization and peak power. We monitored energy and peak power with a boxcar averager, filtering out fluctuations greater than 10%. We investigated the out-of-resonance response in the interval 980–995 nm. The FF beam was focused to a waist of 4 μm along y × 15 μm along x at the input facet of the planar PP-LT waveguide, ensuring a propagation length >6 Rayleigh distances. At low powers, we still observed randomly distributed SH with patterns along x strongly dependent on both FF wavelength and input position, as previously discussed in the cw case. At high excitations, quadratic solitons are expected in upconversion (i.e., with an FF input) for wavelengths longer than the resonant one, corresponding to a positive phase mismatch. At high powers, we noticed a progressive reduction in FF size at the output, with waists of about 130 μm along x in the quasilinear regime and of 37 μm at peak excitations >100 kW [40]. A similar trend was detected for the envelope of the “speckled” SH signal, owing to randomness and off-axis nonlinear scattering. Figure 10 displays a selection of both FF and SH output beams, for various FF input peak powers. Clearly, self-focusing of both FF and SHG beams is observed for increasing FF, suggesting the formation of a two-color spatial solitary wave (simulton) in one transverse dimension. Figure 11 graphs the output FF spot size versus input peak power at both 991 and 985 nm: such behavior is predicted by the model detailed in [40], as well. The agreement between model and experimental results confirms that self-localization takes place via quadratic cascading [38].Figure 10
Output spots at FF (left) and SH (right) by a CCD camera for various input peak powers at 985 nm.Measured existence curves of the FF at (a) 991 and (b) 985 nm. Self-focusing effect and the formation of a simulton are apparent for peak powers above 100 kW. Horizontal (vertical) error bars are statistically calculated after 100 (10) realizations.
(a)(b)The third sample we report on consists in PE channel waveguides in periodically poled congruent LT (PPLT) with period 20.8μm and a propagation length of 2.25 cm. The waveguides, from 8 to 13 μm wide, were fabricated as described in the previous section and resulted single mode at telecom wavelengths [61]. The nonlinear characterization was carried out at room temperature with a wavelength tunable external-cavity laser (ECL) linearly polarized and butt-coupled to the waveguides in order to excite TM modes; we used micropositioners and standard single-mode fibers with an effective area Aeff=80μm2 and propagation losses α=0.2dBkm-1 at 1550 nm. The output light was collected by either a microscope objective or fiber end-fire coupling, depending on the measured quantity. The overall (fiber to fiber) insertion losses in the waveguide amounted to 7 dB. From our measurements, the coupling losses at each waveguide facet were 1.2 dB; hence, we estimated the propagation losses in about 2 dB cm−1. Using a fundamental frequency beam in the TM polarization from the ECL, we first characterized QPM-SHG at the resonances of the FF TM00 mode with the various TM modes supported at the SH. By tuning the FF, we achieved quasi-phase matching at three wavelengths (Figure 12(a)): the resonance at 1566.90 nm corresponds to the interaction between FF TM00 and SH TM00; those at 1555.43 and 1552.29 nm are due to QPM between the FF TM00 and SH higher-order modes. Because of the modal profiles in the graded index channel, the highest conversion efficiency was achieved between FF TM00 and the fourth SH mode (Figure 12(a)). We then tested the device as an all-optical wavelength converter (AOWC) based on quadratic cascading [66], by input coupling two copropagating continuous wave beams at distinct wavelengths in the C-band. Both inputs were amplified in erbium-doped fibre amplifiers, filtered (to rid of the out-of-band noise), and butt-coupled with a 90/10 fibre coupler. Their linear polarization was adjusted to match the z-axis of the PPLT. The pump beam was set at the phase matching for SHG (λp≈1552.29nm), and the probe was detuned by ≈5 nm (λs≈1547nm). The coupled optical powers were about 100 and 15 mW for pump and probe, respectively. By cascading SHG and DFG, the device generated a downshifted signal (λc≈1557nm) with power larger than 100 nW (Figure 12(b)), demonstrating for the first time both wave confinement and two-stage parametric conversion in LT channels at wavelengths around 1.5 μm [45].(a) SH power versus FF power at three QPM resonances in a log scale (symbols); the solid line is best fit for the most efficient SH interaction. (b) Spectral conversion in single-pass configuration.
(a)(b)


## 4. Conclusions

In conclusion, we summarized both the technological steps for sample fabrication by surface periodic poling and waveguide fabrication by proton exchange on ferroelectric substrates, namely, lithium tantalate and lithium niobate. The optical characterization of these micro- and nanoengineered devices, both in bulk and in guided-wave configurations, shows the high potentials of the adopted technology towards forward and backward parametric generation, down to the UV, as well as towards cascaded wavelength shifters operating in the C and L bands.  Moreover, we demonstrated that a randomized mark-to-space QPM ratio allows to obtain broadband frequency doublers with appreciable conversion efficiencies and, at higher intensities, parametric self-trapping via quadratic cascading.



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*Source: 606892-2012-02-28.xml*