# Bone Morphogenetic Proteins in Craniofacial Surgery: Current Techniques, Clinical Experiences, and the Future of Personalized Stem Cell Therapy

Authors: Kristofer E. Chenard; Chad M. Teven; Tong-Chuan He; Russell R. Reid
Journal: Journal of Biomedicine and Biotechnology
 (2012)

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## Abstract

Critical-size osseous defects cannot heal without surgical intervention and can pose a significant challenge to craniofacial reconstruction. Autologous bone grafting is the gold standard for repair but is limited by a donor site morbidity and a potentially inadequate supply of autologous bone. Alternatives to autologous bone grafting include the use of alloplastic and allogenic materials, mesenchymal stem cells, and bone morphogenetic proteins. Bone morphogenetic proteins (BMPs) are essential mediators of bone formation involved in the regulation of differentiation of osteoprogenitor cells into osteoblasts. Here we focus on the use of BMPs in experimental models of craniofacial surgery and clinical applications of BMPs in the reconstruction of the cranial vault, palate, and mandible and suggest a model for the use of BMPs in personalized stem cell therapies.


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## 1. Introduction

Critical-size osseous defects cannot heal without surgical intervention and pose a significant challenge to craniofacial reconstruction following infection, trauma, tumor, or congenital disease. Autologous bone remains the current gold standard source of donor tissue for the surgical repair of critical-size craniofacial defects; however, reconstruction of these defects is often limited by a potentially inadequate supply of bone for autograft [1–3]. Autografts from the iliac crest, ribs, tibia, or other sites are limited in supply and can incur significant donor site morbidity in 8–10% of patients [2, 4–13]. Calvarial bone grafting is considered the gold standard for repair of craniofacial defects, and data both from experimental animals and clinical experiences have demonstrated that intramembranous bone grafts such as those from the calvarium undergo less resorption than grafts from endochondral bone sites do [14]. Furthermore, the harvest of calvarial split-thickness bone grafts is associated with minimal donor site morbidity [7, 11–14].Craniofacial reconstruction may be even more difficult in the pediatric patient because sources of bone for autograft are especially limited in children. Prior to two years of age, a child’s dura mater has significant capacity for reossification of the calvarium; after two years of age, it loses its propensity to induce significant reossification of overlying bone defects [15–17]. In addition, in the case of pediatric patients, calvarial bone grafting is not a viable option until the child is six to ten years old, when the skull is developed enough to tolerate split-thickness bone grafting [2, 3, 15–19]. The most common morbid complication of autograft is bone pain at the donor site, but these complications can also potentially include hematoma, infection, chronic pain, nerve damage, and unanticipated fracture [1, 5, 6, 18].Allogenic implants such as demineralized or cadaveric bone and alloplastic bone substitute materials such as hydroxyapatite cement, methyl methacrylate, ceramics, titanium, and porous polyethylene have also been used for the reconstruction of craniofacial defects [30, 31]. Reconstruction of bony defects with alloplastic substances has been shown to facilitate osseous healing in a wide variety of orthopedic, neurosurgical, and craniofacial surgical scenarios by facilitating the migration of bone-forming cells into different types of scaffolds [32, 33]. However, several complications and adverse outcomes are feared and have been reported with the use of alloplastic and allogenic bone substitutes. These risks include graft infection, induction of an immune response, and transmission of infectious disease [32, 33]. For example, Wong et al. found that 59% of pediatric patients treated with hydroxyapatite cement for craniofacial repairs ultimately had infectious complications within the following year [34]. A major drawback of these agents is their inability to mediate osteoinduction and their failure to incorporate into surrounding normal bone (osseointegration). Thus, further evaluation of the safety and efficacy of these materials is warranted.Alloplastic materials have been used alone and in conjunction with osteoprogenitor cells, as well as with bone morphogenetic proteins (BMPs) to facilitate bone regeneration [32]. BMPs have been proven to be important mediators of bone formation involved in the regulation of differentiation of osteoprogenitor cells into osteoblasts [35–43]. BMPs can be used to drive in vitro, in vivo, and ex vivo differentiation of adult-derived osteoprogenitor cells into bone-forming osteoblasts, and investigation into different conditions of BMP stimulation may provide insight into the means of achieving optimally effective bone tissue generation [43].While BMPs hold great promise for craniofacial reconstruction, significant concern has been generated over the safety of the currently commercially available forms of recombinant human BMPs (rhBMPs) rhBMP-7 and rhBMP-2 due to reports of clinically significant operative site edema in craniomaxillofacial and spinal applications [29, 44–50]. The effects of direct application of exogenous BMPs to bone defects may also prove to be too unpredictable for clinical use. Certain studies in experimental animals have shown that BMPs may actually inhibit bone formation in vivo, and the application of rhBMP to the repair of the human spinal column has been shown to be associated with resorption of vertebral bodies in certain cases [51, 52]. Thus, future therapies involving the implantation of osteoblastic cells differentiated ex vivofrom mesenchymal stem cells by exposure to BMPs may prove to be the safest and most efficacious mode of therapy.


## 2. Bone Morphogenetic Proteins (BMPs)

Bone morphogenetic proteins belong to the transforming growth factorβ (TGF-β) superfamily of structurally related dimeric disulfide-linked receptor ligands [53–57]. The TGF-β superfamily includes proteins involved in the regulation of organismal development, cell differentiation, cell growth, and cell proliferation [55]. They are expressed by most cells in the body, and alterations in expression are implicated not only in normal biological processes such as organogenesis, embryogenesis, fracture healing, and wound healing, but also in pathological states including cancer, atherosclerosis, fibrotic diseases, and developmental diseases [54, 58].Cranial neural crest cells are responsible for the formation of the craniofacial skeleton via intramembranous ossification, the process whereby mesenchymal cells directly differentiate into osteoblasts to form intramembranous flat bones. Intramembranous ossification occurs without the intermediate development of a cartilaginous scaffold seen in endochondral ossification of the axial and limb skeletons. The axial and limb skeletons are embryonically derived from paraxial mesoderm and lateral plate mesoderm cells, respectively, in contradistinction to the derivation of the craniofacial skeleton from neural crest cells. The osteogenic differentiation of craniofacial neural crest cells in normal development relies on signaling interactions with the overlying epithelium and includes a large number of extracellular matrix molecules, transcription factors, and cytokines including bone morphogenetic proteins [59, 60]. The diversity of function and expression of bone morphogenetic proteins and other growth factors may be responsible for the differences in architecture and morphogenesis of bone at different locations in the vertebrate skeleton [61].Bone morphogenetic proteins were first identified as proteins capable of inducing de novo cartilage and bone formationin vivo following subcutaneous implantation [61–65]. Initially the formation of ectopic bone in early experimental models was ascribed to unknown properties of demineralized bone. Later these results were shown to have been caused by the presence of BMPs in the demineralized bone matrix [62, 66]. BMPs have since been shown to play many other roles in vertebrate development, including morphogenic signaling in gastrulation, patterning of the vertebrate embryonic body plan along the dorsal-ventral axis, limb patterning and development, and development of the nervous system, kidneys, lungs, heart, gut, teeth, skin, and gonads [59, 67].


## 3. Mechanism of Bone Morphogenetic Protein Induction of Osteogenesis

Ligand-receptor interaction in the TGF-β superfamily is initiated by the formation of a heterodimeric serine-threonine kinase receptor complex [68–73]. BMP signaling is transduced primarily by interaction with the BMP type I receptors ALK-2, -3, -4, and ALK-6 [74, 75] (Figure 1). The close proximity of the constitutively active type II receptor kinase to the type I receptor in the heterodimeric BMP receptor-ligand complex permits phosphorylation and activation of the type I receptor kinase, resulting in an active complex that initiates signal transduction in the cell [68, 71]. The ligand-receptor interaction leads to the downstream activation of at least two distinct signal transduction pathways: the canonical Smad-mediated pathway and the noncanonical p38 mitogen-activated protein kinase pathway (MAPK) [76–79].Figure 1
The canonical Smad-mediated and Smad-independent p38 MAPK pathways for BMP signal transduction are shown. In the Smad-mediated pathway, the activation of the BMP receptor complex by BMP ligand interaction leads to phosphorylation of R-Smads 1, 5, and 8, freeing them from the internal surface of the cell membrane. This enables the interaction between R-Smads and Co-Smad proteins, subsequently resulting in exposure of nuclear import sequences that permit the heteromeric complexes to enter the nucleus and activate transcription of osteogenic genes Dlx5, Osterix, and Runx2. In the Smad-independent pathway phosphorylation of TAK1 by the BMP ligand-receptor complex leads to signal transduction through the p38 MAP kinase pathway, resulting in transcription of Runx2.In the canonical Smad-mediated pathway, the activated type I receptor kinase phosphorylates receptor regulated Smad proteins (R-Smads) [68, 80]. The interaction of R-Smads with membrane-bound BMP receptors is highly specific, and the R-Smads 1, 5, and 8 are recognized and phosphorylated specifically by BMP-activated ligand-Ser/Thr kinase receptor complexes [71]. The phosphorylation of R-Smads results in the destabilization of R-Smad protein complexes at the inner surface of the cell membrane, releasing R-Smads into the cytoplasm [74, 80, 81]. The release of R-Smads into the cytoplasm permits their binding to the common-partner Smad (Co-Smad) Smad 4 [71, 82]. Smad 4 is the only Co-Smad yet identified in mammalian species and is used for signal transduction by all members of the TGF-β family; thus, the binding of different R-Smads to Smad 4 is critical for determining the specificity of the different signal transduction pathways in the TGF-β superfamily [74]. R-Smads and Smad 4 can act as transcription factors independently or when complexed as heteromers; however, Smads have the greatest effect on transcriptional regulation when R-Smads are bound to Smad 4 as heteromeric complexes [68, 71, 83]. The interaction between the R-Smad and Co-Smad proteins maximally exposes the nuclear import sequences present on the R-Smad proteins, leading to increased sequestration of Smad heteromers in the nucleus [53, 71]. Thus, the BMP ligand-receptor signal cascade permits binding of activated R-Smads 1, 5, or 8 to Smad 4, resulting in the formation of heteromeric R-Smad-Smad4 complexes that are subsequently transported to the nucleus [69, 70, 83].Once in the nucleus, Smad heteromers are involved in the regulation of osteogenic gene transcription, most importantly through the transcription of the osteogenic master gene Runx2 and its transcriptional coactivators Dlx5 and Osterix [84–86]. BMP signal transduction increases differentiation-stage appropriate expression levels of major markers of osteoblastic differentiation, including the early marker CTGF, early to middle-stage markers alkaline phosphatase (ALP) and Runx2, and late-stage markers Osteopontin and Osteocalcin [39, 87–90]. The transcription factors Osterix, Dlx5, and Msx2 are critically involved in the mediation of the osteogenic effects of BMPs, and the homozygous knock-out conditions of Osterix, Msx2, and Dlx5 in mice have all resulted in significant impairment of osteogenesis [86]. While these transcription factors genes are downstream targets of Runx2 signal transduction pathways and share many of the same downstream activation effects as Runx2, they also can activate different osteogenic genes independently from Runx2 [86]. Runx2 (also known as AML3, CBfa1, and PEBP2A1) remains the critical final master gene target of both TGF-β and bone morphogenetic protein signal transduction pathways [78, 84]. Runx2 induces osteoblastic differentiation and is required for endochondral ossification, intramembranous ossification, and tooth development [77, 91]. Homozygous deletion of Runx2 in mice completely inhibits ossification and is fatal immediately after birth [92, 93]. Heterozygous mutations of Runx2 are thought to produce some cases of the autosomal dominant disease cleidocranial dysplasia, a disease characterized by numerous skeletal abnormalities [79]. Runx2 is essential for the generation of an osteoblastic phenotype, as evidenced by the failure of Runx2-deficient calvarial cells to differentiate into osteoblasts when stimulated with BMP-2, with stimulation instead causing the generation of hypertrophic chondrocytes [94].Runx2 is also a final target of the Smad-independent BMP and TGF-β signal transduction pathways [84]. TGF-β activation kinase (TAK1) is also phosphorylated and activated by the Ser/Thr kinase type I receptor subunit, initiating a kinase cascade acting through MKK3 and MKK6, mediating the phosphorylation and activation of p38 mitogen-activated protein kinase [85]. The activation of p38 MAPK ultimately results in transcription of Runx2, a point of convergence for the canonical Smad-dependent pathway and the noncanonical Smad-independent pathway in both TGF-β and BMP signaling [84, 85].BMP-2-induced expression of osteogenic differentiation markers has further been shown to be mediated differentially not only by the p38 MAP kinase system but also by extracellular signal regulated kinase (ERK) signal transduction, thus indicating that BMP signal transduction is not limited solely to the Smad-dependent and p38 MAPK signal transduction pathways [84, 95]. Further studies have also demonstrated that there is significant crosstalk between the signal transduction pathways of the BMPs and the signaling pathways of Wnt/β-catenin and IGF-1, known inducers of osteogenesis [87]. Interaction with the Wnt/β-catenin pathway in particular influences osteogenesis via the RANK/OPG axis by increasing expression of osteoprotegerin and decreasing expression of RANKL, resulting in decreased osteoclastogenesis and increased bone formation [96].


## 4. BMP Expression in Bone Defects

Endogenous bone morphogenetic protein expression in fracture sites has been shown to be crucial for the initiation and progression of fracture healingin vivo[97]. Conversely, the overexpression of the native BMP antagonists Noggin and Gremlin has been shown to impair bone formation and fracture healing both in vivoand in vitro by reducing BMP activity [98–100]. Overexpression of Noggin in mice impairs osteoblastic differentiation and expression of markers of osteogenic differentiation and results in a net loss of bone density, decrease in rate of bone formation, and increase in fractures without an increase in osteoclast formation [98, 100]. Similar studies of overexpression of Gremlin demonstrated reduced bone volumes, a decreased response of bone-forming cells to BMPs- and an increase in the rate of fractures [99].Additional studies of limb fracture healing in a limb-specific BMP-2-deficient mouse model suggest that even in the presence of additional osteogenic factors, BMP-2 is necessary for the initiation of fracture healing [101]. In the complete absence of BMP-2 expression in nullizygous mouse limbs, bones are completely incapable of initiating a regenerative response to fracture, and a dose-dependent decrease in bone density is seen in BMP-2 heterozygotes [101].Studies of BMP expression in fractures of the craniofacial skeleton also confirm involvement of BMPs in the native craniofacial fracture healing process. BMP activity, along with the activity of other members of the TGF-β superfamily and postreceptor signaling through Smad proteins, has been shown to be elevated in native craniofacial fracture healing by intramembranous ossification during distraction osteogenesis of the mandible in rats and sheep following osteotomy [102–104].Along with other previous well-described findings concerning the osteogenic properties of BMPs, findings such as these have suggested that the additional exogenous application of BMPs may augment the natural role of intrinsically secreted BMPs in producing osteogenesis in the setting of fracture or reconstruction of the craniofacial skeleton. Numerous animal studies have explored this possibility [102–104].


## 5. Roles of the Bone Morphogenetic Proteins in Osteogenic Differentiation

Most studies of osteogenesis using bone morphogenetic proteins have focused on BMP-2 and BMP-7, likely as a result of the commercial availability of recombinant human forms (rhBMP-2 and rhBMP-7) and their clinical applications in nonunion fracture healing and spinal fusion [40, 88]. Though commonly used in research and clinical applications, BMP-2 and BMP-7 had not been previously proven to be the most potent inducers of osteogenesis in the BMP family prior to their adoption in clinical and research settings [105]. The creation of recombinant adenoviruses for the 14 different BMPs (AdBMPs), many of which had previously been unavailable for research use due to a lack of a recombinant or bioactive recombinant form, has resulted in a better understanding of the osteogenic potential of the different subtypes [43, 105].In vitro and in vivostudies of AdBMP-transfected mesenchymal stem cells confirmed the osteogenic potential of BMP-2, 4, 6, 7, and 9 [43]. Studies of BMP-3 in knock-out mice had previously demonstrated that the knock-out condition resulted in an increase in bone density, demonstrating its role as a negative regulator of osteogenesis [106]. Current evidence suggests that BMPs 4 and 7 are the weakest of the osteogenic inducers of ossification in the BMP family and BMPs 2, 6, and 9 are the strongest [41, 43]. BMP-9, one of the least studied members of the BMP family, is the most potent overall and is the strongest inducer of osteogenesis both in vitroand in vivo [40, 42, 88, 107].Interestingly, BMP-9-induced osteogenic differentiation, unlike the osteogenic differentiation induced by the other osteogenic BMPs (2, 4, 6, and 7), has been shown to be unimpaired by the presence of BMP-3 [37, 40, 43, 89]. This finding may indicate that in addition to being the most potent inducer of bone formation, BMP-9 may also induce osteogenesis and osteogenic differentiation of mesenchymal stem cells through a signaling pathway, that is, overlapping, but also distinct from the signaling pathways shared by the other osteoinductive BMPs. Additional evidence supports this theory, as BMP-9 has been shown to have a relatively lower affinity for the BMPR-IA receptor utilized by other osteogenic BMPs [108, 109]. Further evidence which could explain the unique characteristics of BMP-9 is the presence of a retained N-terminal region not found in other secreted BMPs or other members of the TGF-β superfamily; this feature has been postulated to provide increased stability to BMP-9 following secretion [87, 109]. While BMP-9 has great promise for use in clinical and experimental scenarios, its safety for clinical use has not yet been established. Further studies not only into the safety of BMP-9 but also the mechanism and normal function of BMP-9 in osteogenesis are warranted.


## 6. The Use of BMPs in Experimental Models of Craniofacial Defects

Numerous studies of critical-size calvarial, alveolar, and mandibular defect models of BMP-induced osteogenesis have demonstrated a successful result in a wide variety of animal models. These have focused on the delivery of BMPs, typically rhBMP-2 and rhBMP-7, with a wide variety of delivery systems including demineralized bone matrix and other alloplastic materials along with the standard commercially available collagen sponge implants [15, 94, 110–120].A recent study by Hassanein et al. describes the comparative analysis of rhBMP-2, split thickness calvarial bone grafts, and calvarial particulate bone grafts for the repair of calvarial defects in rabbits [110]. The study authors used these grafts to repair 17 × 17 mm parietal bone defects and found no significant differences in defect coverage between experimental groups; however, rhBMP-2-repaired defects produced thinner bone than both split thickness calvarial and calvarial particulate bone grafts [110]. There was no difference in bone regenerate thickness between split thickness and particulate bone grafts [110].Skull bone regeneration of critical-size defects using rhBMP-2 has also been achieved in nonhuman primates. In a study by Takahashi et al., biodegradable hydrogels were used to deliver rhBMP-2 to a defect site created in cynomolgus monkeys and were found to be capable of inducing repair even at low doses. As the native bone bridges the gap, the hydrogel is degraded and releases BMP. The bone regenerators were not compared to autologous bone grafts but were compared to insoluble bone matrix containing rhBMP-2, and the biodegradable hydrogels were found to induce greater bone regeneration [121]. These findings suggest that the use of a delivery system that mimics the natural release of BMP in native fracture healing for exogenous administration of BMPs may yield enhanced bone regeneration.Of particular note for pediatric craniofacial reconstruction in the calvarium, rhBMP-7 implantation has been evaluated in a growing bone model of critical-size calvarial defects in infant mini-pigs [118]. Four months after the experimental, period both the control group (autologous bone graft) and the experimental group (rhBMP-7) demonstrated equivalent histologic quality of bone regeneration and the regenerated bone maintained the structure, density, and growth expected of the native calvarium in the area of the defect. These findings suggest that BMPs may provide a good solution for craniofacial defects in the growing pediatric skeleton.A notable study also examines the ability of BMPs to regenerate bone in the unfavorable setting of irradiated tissue. Patients requiring mandibular resection for head and neck cancer often face the additional challenge to reconstruction posed by healing and tissue regeneration in the setting of a therapeutically irradiated site. The expression levels of BMP-2 and BMP-4 have been shown to be decreased in experimentally irradiated bone [122]. Subsequent experimental application of BMP-2 to the mandibles of rats in an irradiated bone model has been shown to provide regeneration equivalent to that of nonirradiated tissue following mandibular resection [123]. These results suggest that a significant obstacle to bone tissue regeneration in an irradiated site may be reduced levels of local BMP expression and secretion and suggest a possible role for BMP therapy in patients following radiation therapy for head and neck cancers.


## 7. BMP-Induced Inflammation in Experimental Models

In addition to human clinical reports of BMP implant-associated edema, BMP-induced inflammation has also been observed in rodent models of soft tissue inflammation in response to exogenous BMP application [46, 47]. MRI measurements of tissue edema volumes following administration of high doses of rhBMP-7 and rhBMP-2 showed that rhBMP-7 produced an inflammatory response than rhBMP-2 implants in the same setting [46, 47]. The tissue inflammation was also shown to be reduced when the rhBMPs were delivered in the presence of bone morphogenetic protein binding peptide, which functions as a slow release carrier for the BMPs in experimental models [46]. These findings suggest that under the appropriate conditions for BMP delivery, the adverse inflammatory responses may be abated.


## 8. Clinical Use of BMPs in the HumanCraniofacial Skeleton

Some of the earliest reports of the clinical use of BMPs partially purified from bovine bone describe successful application of these BMPs along with titanium implants or lyophilized cartilage in the reconstruction of various craniofacial deformities found the in Apert and Crouzon syndrome [124, 125]. Commercially available rhBMP-2 is only FDA approved for intraoral applications in the craniofacial skeleton; however, off-label use of rhBMP-2 and rhBMP-7 has been attempted in some cases to solve other particularly significant reconstructive challenges in the craniomaxillofacial skeleton [29, 48, 126, 127]. Notable cases in the craniomaxillofacial skeleton involve the reconstruction of the cranial vault, the reconstruction of alveolar cleft deformities, and the reconstruction of mandibular defects.


## 9. rhBMP-2 for Human Cranial VaultReconstruction

The first and only reported off-label use of rhBMP-2 for cranial vault reconstruction in the medical literature is a case report from the Washington University in Saint Louis that describes reconstructions of the cranial vault using rhBMP-2 in pediatric patients and a subsequent notable case of adverse scalp and facial edema that required surgical discontinuation of the graft [48]. The authors describe the occasional off-label clinical use of rhBMP-2-infused collagen sponge implants in children older than 18 months of age with significant cranial defects created during cranial reconstruction procedures that would otherwise need to be repaired by autologous bone tissue grafting. Postoperative scalp, periorbital, and facial edema following surgical craniosynostosis correction usually resolves at the conclusion of the first postoperative week [48]. In the case described, a patient undergoing craniofacial reconstruction for metopic craniosynostosis experienced marked scalp, periorbital, and facial edema extending to the anterior cervical region without compromise of the patient’s airway. A one-week glucocorticoid taper was used to successfully reduce the swelling until the patient’s discharge; however, upon discontinuation of the steroid course on post-operative day 7, the patient redeveloped scalp and facial edema. The patient’s collagen sponge rhBMP-2 implants were removed surgically on postoperative day 10 and the swelling rapidly remitted and did not return. These results corroborate findings of adverse events related to tissue swelling and edema in previously documented case reports of rhBMP-2 use in the cervical spine, where the regional anatomical risk of adverse patient outcomes related to potentially fatal airway edema is significantly greater than that in the craniofacial region [49, 50].


## 10. rhBMPs for the Reconstruction of Human Clefts

A number of clinical studies and randomized controlled trials have demonstrated effective repair of congenital human alveolar clefts by the use of exogenously applied rhBMP, and a review of the literature is available on this subject [20–25, 128] (Table 1).Table 1
Selected clinical studies using rhBMPs for human cleft reconstruction.
Authors
Year
Description
Main findings
Chin et al. [20]
2005
Case series using rhBMP-2 in  50 clefts, 43 patients
Successful clinical reconstruction in 49/50 clefts; no radiographic evidence provided; several cases treated with distraction osteogenesis
Carstens et al. [21]
2005
Case report using rhBMP-2 in one patient
Distraction assisted in situ osteogenesis followed by rhBMP-2 collagen sponge implantation; new bone in cleft site used to graft onto and reconstruct deformed hemimandible
Herford et al. [22]
2007
Retrospective review using rhBMP-2 (n=12)
Significant filling of maxillary cleft by new bone in eight out of ten patients in the rhBMP-2 experimental group at four months on CT
Dickinson et al. [23]
2008
Randomized controlled trial using rhBMP-2 (n=21)
Cleft repairs of skeletally mature patients found to have greater volume of defect filled by new bone measured by CT in the rhBMP-2 group (93%) when compared to the ABG group (63%), a unique finding
Fallucco and Carstens [24]
2009
Retrospective cohort study using rhBMP-2 (n=17)
Vertical and transverse filling of maxillary cleft by new bone seen with spiral CT at six months in sixteen of seventeen cleft repairs
Alonso et al. [25]
2010
Randomized controlled trial using rhBMP-2 (n=16)
Average bone volume measured by CT 5.8% less in rhBMP-2-treated group than in ABG-treated group
ABG: autologous bone graft; CT: computed tomography; rhBMP: recombinant human bone morphogenetic protein.The earliest reported cases of rhBMP application to bony cleft repair from Carstens et al. and Chin et al. at Saint Louis University document successful repair of congenital facial clefts with rhBMP-2. In the Chin et al. case series, 50 clefts were repaired with rhBMP-2 in 43 patients with successful clinically assessed reconstruction achieved in 49 of 50 clefts; however, radiographic evidence of repair was not provided in this study and several severe cases were additionally treated with distraction osteogenesis [20]. The Carstens et al. study describes a more complicated case where a complete cleft and mandibular defect were repaired by application of distraction assisted in situ osteogenesis (DISO) and rhBMP-2; a collagen sponge saturated with rhBMP-2 was implanted following DISO to generate new bone which was used to repair the cleft and form new bone to graft onto the deformed mandible [21]. Later, a 2009 retrospective cohort study, also from Saint Louis University, assessed the off-label use of rhBMP-2 in seventeen clefts six months postoperatively using spiral CT [24]. Sixteen of seventeen cleft repairs were found to have both vertical and transverse filling of the maxillary cleft by new bone at six months by spiral CT evaluation [24].In 2007 Herford et al. reported a retrospective review of twelve patients undergoing cleft repair, with ten patients receiving rhBMP-2 collagen sponges and two patients receiving autologous iliac bone grafts [22]. Radiographic evaluation at four months was performed via computed tomography (CT) and showed significant development of bone in eight out of ten patients in the experimental group with two of those eight patients having significantly less bone formation than the group average [22]. On average, bone volume generation was found to be slightly less (7%) in the rhBMP-2 treatment group than in the ABG group. Significant postoperative swelling was noted by the authors in the rhBMP-2 experimental group [22].A 2009 study by Dickinson et al. describes the randomization of skeletally mature unilateral cleft patients with alveolar defects to experimental groups using either autologous iliac bone grafting or an rhBMP-2 prepared resorbable collagen matrix following preoperative orthodontic maxillary expansion. CT evaluation of bone formation in both groups at 12 months showed that the rhBMP-2 group had greater volume of the defect filled (93%) when compared to the autologous iliac bone graft group (63%) [23]. The ABG control group also had significantly greater length of stay, cost, more wound healing problems, and increased pain as a result of the donor site graft harvest [23]. These findings are unique to this study and suggest that skeletally mature patients undergoing cleft repair may have better outcomes with the use of rhBMP-2 than autologous bone grafting; these findings warrant further investigation due to the small sample size of this study.In 2011 Alonso et al. reported the use of resorbable collagen matrix with rhBMP-2 or iliac crest ABG in a randomized controlled trial for the repair of unilateral cleft lip and palate in skeletally immature 8–12-year-old patients following preoperative orthodontic maxillary expansion [25]. Average bone volume measured by CT was found to be slightly less (5.8%) in the rhBMP-2 treatment group when compared to the ABG group, but good outcomes were achieved in both experimental groups [25]. Significant postoperative swelling was reported in the experimental group only with 37.5% of patients experiencing this effect [25].


## 11. rhBMPs for Human Mandibular Reconstruction

Several clinical cases describing the use of rhBMPs for the reconstruction of human mandibular defects have been reported in the past decade [4, 26, 29, 44, 126, 129–131] (Table 2).Table 2
Selected clinical studies using rhBMPs for human mandibular reconstruction.
Authors
Year
Description
Main findings
Moghadam et al. [26]
2001
Case report using poloxamer-based gel containing BMP partially purified from allogenic bone
Successful clinical result; radiographic confirmation of bone formation at 3 and 9 months; biopsy for histological confirmation of bone formation at 9 months
Ferretti and Ripamonti [27]
2002
Randomized controlled trial using demineralized bone matrix reconstituted with BMP partially purified from allogenic bone (n=13)
Biopsy at three months showed bone formation in two out of six patients treated with BMP and five out of seven treated with ABG
Warnke et al. [28]
2006
Case report of reconstruction with exogenously prepared titanium mesh graft filled with rhBMP-7-coated hydroxyapatite blocks
Successful clinical functional result achieved following free flap transfer of the customized mandibular graft to the maxilla following 7-week incubation in the latissimus dorsi
Clokie and Sándor [4]
2008
Case series using rhBMP-7 reconstituted demineralized bone matrix in ten patients
Successful radiographic and functional restoration of mandibular continuity in all 10 patients
Carter et al. [29]
2008
Case series using rhBMP-2-soaked collagen sponges alone or in combination with bone marrow cells and allogenic cancellous bone chips; five patients, four with mandibular continuity defects and one with two large bone cavities in the mandible
Restoration of mandibular defects in 3 out of 5 patients assessed clinically and by radiograph; two patients with failed reconstruction had mandibular continuity defects
ABG: autologous bone graft; CT: computed tomography; rhBMP: recombinant human bone morphogenetic protein.The first reported human clinical application of bone morphogenetic protein to reconstruction of the mandible was the successful reconstruction of a 6 cm mandibular defect by application of a poloxamer-based gel containing bone morphogenetic proteins isolated and partially purified from allogenic bone samples [26]. Radiographic confirmation of bone formation was performed at three and nine months, and a bone biopsy at nine months provided histological confirmation of the formation of bone containing healthy osteocytes.In 2002, clinicians at the same institution performed a randomized controlled trial for the reconstruction of segmental mandibular bone defects in thirteen patients using a titanium mesh supplemented with either autologous bone grafts (ABGs) from the iliac crest or an osteogenic device composed of demineralized bone matrix reconstituted with bone morphogenetic proteins harvested and partially purified from allogenic bone [27]. Upon biopsy at three months, two out of the six patients treated with the osteogenic device had histologic evidence of bone formation and five out of the seven patients treated with ABGs had histologic evidence of bone formation.A unique 2004 case report from Germany documents the use of an exogenously prepared customized mandibular bone graft grown in the latissimus dorsi muscle of the patient prior to its use for reconstruction of a large mandibular defect [28]. The graft was prepared by filling a customized titanium mesh outer scaffolding with an amalgam of hydroxyapatite blocks coated with rhBMP-7 and autologous bone marrow mesenchymal stem cells. This preparation was subsequently implanted into the patient’s latissimus dorsi muscle for seven weeks to allow for vascularization, ossification, and bone remodeling within the graft prior to reconstruction of the mandible. Implantation of the graft into the latissimus dorsi effectively allowed the muscle to serve as a human bioreactor prior to subsequent free flap transfer into the mandibular defect. The patient’s postoperative course was complicated by fracture of the scaffolding near the docking points of the mesh to the proximal mandible stumps. The fracture caused exposure of the implant to oral flora resulting in infection of the implant and necrosis of areas of bone inside the mandible. The necrotic areas were removed surgically and the remaining healthy bone portion of the implant remained in place in the patient until his death from a cardiac arrest fifteen months later. Radiation therapy at the location of the implant, the patient’s refusal to stop smoking, and consumption of hard nut candy and heavy meals may have influenced the development of morbidities.Two case series document the use of rhBMPs in mandibular reconstruction, one using collagen sponges containing rhBMP-2 and another using demineralized bone matrix reconstituted with rhBMP-7 [4, 29].One of the above studies utilizing rhBMP-2 was able to demonstrate successful restoration of mandibular continuity in three out of five patients receiving rhBMP-2 implants. Investigators in this study report that four out of five patients experienced significant facial swelling far greater than would be expected in the case of autologous bone graft reconstruction [29]. Successful restoration of mandibular continuity using rhBMP-2 has also been reported by Herford et al. in case reports featuring three different patients [45, 127, 129, 131, 132].In the study by Clokie and Sándor, successful restoration of mandibular continuity was achieved in all ten patients using the rhBMP-7 reconstituted demineralized bone matrix and rigid reconstruction plates. Swelling and induration at the site of implantation were reported in all ten cases but resolved 4 weeks postoperatively [4].Overall, these clinical cases provide strong evidence that rhBMPs are capable of inducing osteogenesis in the setting of mandibular defects, though they are not as reliable or effective as the gold standard of autologous bone grafting. A review article summarizing these clinical studies reports an overall 13.5% failure rate of rhBMP mandibular reconstructions excluding the exogenously prepared implant described by Herford et al. [45].


## 12. Isolation, Purification, and Culture of Adult Mesenchymal Stem Cells

Techniques for the identification, isolation, purification, and subculture of human bone-marrow-derived mesenchymal stem cells (BM-MSCs) have been previously established in many studies [133, 134, 134–136]. Mesenchymal stem cells derived from human bone marrow can be cultivated, cryopreserved, maintained in a progenitor state, and expanded over one-billion-fold ex vivo [133, 137]. Bone marrow mesenchymal stem cells are multipotent and capable of subsequently being driven down differentiation pathways to bone, cartilage, adipose, and connective tissue [133, 138–140]. In addition to BM-MSCs, adult adipose-derived stem cells have also been shown to have osteogenic potential and have been successfully used with synthetic scaffolds to repair critical-size calvarial defects in a mouse model [141, 141–147]. Clinically, the use of osteoblast precursors may be limited by the lifespan of these cells both in culture and following implantation into patients. Strategies for immortalization of these cells, such as adenoviral gene therapy with human telomerase reverse transcriptase, have been developed and successfully used to bridge critical-size defects in animal models; however, the potential for tumorigenesis of immortalized cell populations poses a significant risk to patients [147, 148]. Though protocols have been described for isolation of these cells via collection from marrow and isolation of MSCs by adherence to culture plates in various media, the process is not standardized and may not currently be optimized [135, 138, 139, 149]. Despite the lack of a definitive protocol for isolation and expansion of human populations of osteoblast precursors, these multipotent stem cells provide a fertile ground for the application of bone morphogenetic proteins for use in developing bone-forming tissue ex vivo.


## 13. Paradigm for Osteogenic Differentiation of MSCs

The tissue engineering strategy ofex vivo isolation, expansion, and differentiation of adult-derived mesenchymal stem cells by exposure to BMPs is a promising alternative to autografts, allografts, and alloplastic bone substrate materials in craniofacial repair. The transfer of these personalized and modified osteoprogenitor cells to a critical-size osseous defect has high therapeutic potential for repair of craniofacial deformities caused by trauma, tumor, infection, or congenital disease in both adult and pediatric patients. A significant advantage in the use of mesenchymal stem cells derived from a patient’s own tissues is that these modified cells can be used without the threat of many of the potential sources of complication and morbidity associated with allografts and alloplastic materials, for example, the morbidity associated with insufficient biocompatibility of alloplastic materials and the sterility of alloplastic materials and allografts can be largely avoided with the use of mesenchymal-stem-cell-derived osteoblasts. Personalized ex vivodifferentiated osteoblasts, unlike alloplastic materials, can also fulfill the need for a stable biological substrate that can grow and adapt over time, a crucial feature for reconstruction in both adults and children.Furthermore, implantation of osteoblastic cells differentiatedex vivo may provide a substrate superior to direct implantation of BMPs or BMPs delivered by adenoviruses. Exogenous applications of BMPs can cause many clinical morbidities including but not limited to the persistent formation of ectopic bone nodules, highly accelerated, unregulated bone growth that outstrips the ability of surrounding tissues to provide vascular and nutritive support and localized inflammatory reactions [32, 33, 48, 128]. Additionally, defects and loss of control in the differentiation of mesenchymal stem cells have been shown to be responsible for the formation of human bone and soft tissue cancers such as osteosarcoma [150, 151]. Unfortunately, the populations of cells exposed to exogenous BMPs cannot be monitored in vivofor the development of neoplasia. The danger of tumorigenesis is present with the application of recombinant protein and virus; however, it is especially apparent in the setting of gene therapy where the dose of BMP delivered is not tunable (i.e., there is no “off” switch). Thus, a significant obstacle to therapeutic application of exogenously delivered BMPs is the lack of control of tumorigenesis of the exposed cell population. In light of these dangers, exogenous BMP therapy should be approached with significant caution.The adverse outcomes associated with direct exogenous or adenoviral delivery of BMPs to bony defects could be prevented by the application of personalized bone-forming cells. A significant advantage ofex vivo tissue engineering strategies is the control of tumorigenesis of the expanded cell population; expanded populations of osteoblastic cells differentiated from MSCs could be tested to ensure that cancerous cells are not transferred back to the patient. Strategies incorporating MSCs for use in craniofacial repair are not exempt from difficulty, however, as current techniques for isolation and expansion of cells are expensive and time consuming. In addition, the application of ex vivoengineered cell populations and bone tissue may be limited by the potentially limited life span of mesenchymal stem cells and osteoblastic cells in vivo. Further research into the improvement of these techniques may make the use of personalized stem cells an efficient and feasible approach for patients facing craniofacial reconstruction in the future.



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