# Thermophysics Simulation of Laser Recrystallization of High-Ge-Content SiGe on Si Substrate

Authors: Chao Zhang; Jianjun Song; Jie Zhang; Shulin Liu
Journal: Advances in Condensed Matter Physics
 (2018)

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## Abstract

The high-Ge-content SiGe material on the Si substrate can be applied not only to electronic devices but also to optical devices and is one of the focuses of research and development in the field. However, due to the 4.2% lattice mismatch between Si and Ge, the epitaxial growth of the high-Ge-content SiGe epitaxial layer directly on the Si substrate has a high defect density, which will seriously affect the subsequent device performance. Laser recrystallization technique is a fast and low-cost method to effectively reduce threading dislocation density (TDD) in epitaxial high-Ge-content SiGe films on Si. In this paper, by means of finite element numerical simulation, a 808 nm laser recrystallization thermal physics model of a high-Ge-content SiGe film (for example, Si0.2Ge0.8) on a Si substrate was established (temperature distribution physical model of Si0.2Ge0.8 epitaxial layer under different laser power, Si0.2Ge0.8 epitaxial layer thickness, and initial temperature). The results of this paper can provide important technical support for the preparation of high-quality high-Ge-content SiGe epilayers on Si substrates by laser recrystallization.


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## Body

## 1. Introduction

In order to improve the performance of MOS devices and continue Moore’s Law, various new materials and new technologies are emerging. High-Ge-content SiGe on Si substrate has high carrier mobility, is compatible with Si process, and has better interface characteristics than Ge material on Si substrate and has become one of the semiconductor materials for high speed/high performance MOS device research and application [1, 2]. In addition, the high-Ge-content SiGe material has an absorption wavelength of up to 1.55 μm in the near-infrared region, which is suitable for the development of optical devices such as infrared detectors [3, 4]. The development of high-Ge-content SiGe on Si substrates has become one of the focuses of research and development in the field.High-quality, high-Ge-content SiGe alloys on Si substrates are the “material basis" for applications; however, due to a 4.2% lattice mismatch between Si and Ge, it is very difficult to directly heteroepitaxially grow a high-quality SiGe alloy on a Si substrate [5]. The higher the Ge composition of the SiGe alloy epitaxial layer, the greater the mismatch rate with the substrate Si. The lattice mismatch on the one hand causes island-like growth, which increases the surface roughness of the high Ge composition SiGe epitaxial layer [6]. On the other hand, it causes high threading dislocation density (TDD) in the SiGe layer. In the high-Ge-content SiGe epitaxial layer, either a closed dislocation loop is formed or a pair of screw dislocations extend longitudinally to the outer surface of the high-Ge-content SiGe epitaxial layer, which decreases the crystal quality of the epitaxial layer and degrades the device performance [7]. Therefore, how to solve the problem of preparing high-quality and high-content SiGe epitaxial layer on Si substrate deserves attention and further research.From the above, it is difficult to obtain high-quality, high-content SiGe epitaxial layer due to the large lattice mismatch between Si and Ge. Interfacial dislocation defects continuously extend longitudinally to the surface of the epitaxial layer during the gradual thickening of the epitaxial layer, thereby resulting in a decrease in the lattice quality of the epitaxial layer. Laser recrystallization technique (shown in Figure1) provides an effective method to solve this problem [8]. The high-Ge-content SiGe epitaxial layer directly prepared on the Si substrate is irradiated by the high-energy laser light and rapidly melted and recrystallized by thermal conduction. The TDD of the SiGe epitaxial layer is reduced by the lateral recrystallization process. The vertical proliferation of the threading dislocations in the SiGe epitaxial layer is suppressed, so that the crystal quality of the high-Ge-content SiGe epitaxial layer is significantly improved, which provide another effective approach to obtain high-quality, high-content SiGe epitaxial layer on Si substrate.Figure 1
Schematic diagram of the laser recrystallization process.Compared with the conventional annealing methods, the laser recrystallization technique has the following advantages: minimized thermal diffusion of the dopants; local selective heating of specific regions, and negligible heating of other parts. In addition, this technique has the advantages of fast, simple process steps and low cost. In view of the application advantages of laser recrystallization in the preparation of high-Ge-content SiGe epitaxial layers, in this paper, a thermal physics model of 808 nm laser recrystallization of high-Ge-content SiGe film (take Si0.2Ge0.8 as an example) on Si substrate is established by finite element numerical simulation. The modeling is based on an approach used for Ge/Si system, which is reported in our previous work [9]. Now the approach is modified in this work to consider the high-Ge-content SiGe/Si system instead. Physical model of temperature distribution in Si0.2Ge0.8 epitaxial layer is obtained under different laser power, Si0.2Ge0.8 epitaxial layer thickness, and initial temperature of epitaxial layer. The obtained results of this paper can provide an important technical support for the laser recrystallization assisted preparation of high-quality high-Ge-content SiGe epitaxial layer on Si substrate.


## 2. Materials and Methods

In this paper, the multiphysics software COMSOL Multiphysics was used to model and analyze the laser recrystallization process of Si0.2Ge0.8 thin film on Si substrate. The temperature distribution of Si0.2Ge0.8/Si system under different laser power, different Si0.2Ge0.8 layer thickness, and different initial temperatures at 808 nm continuous laser is studied. The obtained results can provide a technical reference for the preparation of high-quality Si0.2Ge0.8/Si films for laser recrystallization processes.The laser heat source used in this paper is a continuous laser with a wavelength ofλ=808 nm. The laser is a Gaussian beam along the scanning direction and rectangular shape perpendicular to the scanning direction. The solid heat transfer module was selected in COMSOL Multiphysics to establish a two-dimensional steady state model of Si0.2Ge0.8 laser recrystallization on Si. Figure 2 shows the laser recrystallization model of the Si0.2Ge0.8/Si system. The numbers indicate the boundaries. The sample absorbs laser energy and performs translational motion along the x-axis.Figure 2
The simulated model of the CW laser recrystallization Si0.2Ge0.8/Si.The process of heating a sample by laser follows the general heat equation [10]: (1)ρCp∂T∂t+ρCpν∇T-∇k∇T=QThe irradiation of the laser is simulated by the absorption of laser energy and the temperature change in the sample, where ρ, Cp, k, and v represent the density, heat capacity, thermal conductivity, and translational speed of the sample, respectively. The convection term ρCpν∇T is used to simulate the translational motion of the sample [11]. Since the laser irradiation is continuous and the translational movement speed is constant, the transient change of the laser energy only occurs within a short time from the start of irradiation, so the transient term ρCp∂T/∂t will be ignored. Therefore, the heat equation is the steady state equation. Heat source Q is produced by the absorption of laser energy by the sample, according to the Beer-Lambert law:(2)Q=2Pαπrb21-Rexp⁡-2x2rb2exp⁡-αywhere P, rb, α, and R are the laser power, the effective laser radius, the absorption coefficient of the material, and the reflectivity of the material surface.The main parameters that need to be used in the calculations of (1) and (2) are listed in Table 1. Considering the solid-liquid change of Si0.2Ge0.8 epitaxial layer during laser irradiation, the specific heat capacity of Si0.2Ge0.8 should be [10](3)Cp=cT=CPsolid+Cpliquid-Cpsolid∗flc2hsT-Tm,dT+Lmπ∗dT∗exp⁡-T-Tm2dT2where Tm is the melting temperature of the Si0.2Ge0.8 epitaxial layer, Lm is the latent heat of phase change, and dT is the half-temperature width of the mushy zone (i.e., the solid-liquid two-phase region), and its value does not normally exceed 5 K. The smooth Heaviside function (flc2hs) in COMSOL is used to describe the abrupt change of temperature and to ensure that the epitaxial layer absorbs heat and changes in the physical properties during the phase transition [12]. Two solid-liquid phase transitions are considered during the laser recrystallization of the Si0.2Ge0.8 epitaxial layer. The first phase transition occurs when the absorption energy of the laser energy in the epitaxial layer is transformed into the latent heat of phase change, Lm, and the temperature increases. When the temperature of the epitaxial layer reaches the melting point, the solid state changes to the liquid state; the second phase change occurs after the laser irradiation stops. The temperature of the epitaxial layer of Si0.2Ge0.8 decreases, and when the temperature reaches the melting point again, the epitaxial layer releases heat. The process of lateral recrystallization occurs. It changes from a liquid state to a solid state again.Table 1
Thermal parameters of the materials used for the numerical model [15].
Parameters Ge Si S i x G e 1 - x Melting pointTm [K] 1210 1685 1210+244x+231x2 Densityρ [kg/m3] 5323 2329 5323-2495x-499x2 Thermal Conductivity k [W/cm∗K] 0.6 1.56 1 1.67 + 48.97 x - 50 x 2 Absorption coefficientα [cm∧-1] 5×104 1×103 5×104 -4.9×104x Specific heat capacityCp [J/kg∗K] 310 700 c(T)COMSOL Multiphysics used the finite element method to solve nonlinear partial differential equations to simulate the laser recrystallization process of Si0.2Ge0.8/Si system. Finite element method is a commonly used high-efficiency numerical calculation method. Its principle is to divide the continuous solution domain into a discrete group of unit assemblies and use the hypothesized approximate function in each cell to represent the unknown field function to be solved in the solution domain, so that a continuous infinite degree of freedom problem becomes a discrete finite degree of freedom problem. In the finite element method, optimizing the mesh is very important for obtaining accurate numerical solutions. The number and form of the grids will directly affect the calculation accuracy and the calculation scale. If the number of grids is too small, the calculation results will be inaccurate or the results will not converge, resulting in the inability to obtain ideal results. If the number of grids is too large, it will take a lot of time to make the calculation scale larger, and the calculation efficiency will be low [13]. There are many factors to consider when meshing and optimizing meshes, such as the number of meshes, mesh density, mesh boundaries, and demarcation points. Since the Si0.2Ge0.8 epitaxial layer has a high absorption coefficient and we need to study the temperature change in the epitaxial layer, therefore the mesh of the Si0.2Ge0.8 epitaxial region needs to be refined to satisfy the rapid spatial change of the absorbed laser power, so that a more accurate numerical solution can be obtained. A coarse mash is employed for the Si substrate area to improve the calculation efficiency. The refined Si0.2Ge0.8/Si system grid is shown in Figure 3. It can be clearly seen from the figure that the epitaxial layer grid is denser than the substrate grid.Figure 3
The refined mesh for Si0.2Ge0.8/Si.Appropriate boundary conditions are crucial for obtaining accurate numerical solutions. Figure2 shows the various boundaries of the Si0.2Ge0.8/Si model. For the boundaries 1, 2, and 3, the Dirichlet condition holds; i.e., the temperature T is set to a fixed temperature value T0. The adiabatic condition is applied to the Si0.2Ge0.8/Si interface (boundary 4), and the heat flux is specified to 0 to allow the continuity of the thermal field [10]:(4)n·kSi0.2Ge0.8∇T=n·kSi∇T=0where n is the outer normal direction vector of the surface and k is the thermal conductivity.Convection and radiative heat transfer occur at the sides of the upper surface and sample translational motion (boundaries 5, 6, and 7), causing heat loss [14]:(5)n·k∇T=hTinf-T+σεTamb4-T4where h is the convective heat transfer coefficient, Tinf is the external temperature, σ is the Stefan-Boltzmann constant, ε is the surface emissivity, and Tamb is the ambient temperature. h(Tinf-T) represents the heat flux generated by convection heat transfer, and εσ(Tamb4-T4) represents the heat flux generated by radiative heat transfer.


## 3. Results and Discussion

In the process of laser recrystallization, the parameters of the incident laser and the properties of the sample are two factors that affect the quality of the recrystallized film, including the incident laser output power, epitaxial layer thickness, and the initial temperature of the sample. By changing these parameters and studying the temperature distribution of the Si0.2Ge0.8/Si system, the laser recrystallization process can be optimized. The laser recrystallization technique with optimal process parameters provides theoretical guidance for the preparation of high-quality Si0.2Ge0.8 epitaxial films.Figure4 shows the melting threshold power required for the recrystallization of 400 nm thick Si0.2Ge0.8 film on a Si substrate at different initial temperatures. It can be seen from the figure that as the initial temperature increases, the power required for laser recrystallization of the system decreases linearly. The power required for the laser recrystallization of the system at 300 K at room temperature is 165 W, while the power required at 873 K is only about 74 W. Therefore, choosing a reasonable initial preheating temperature can effectively reduce the laser recrystallization power of Si0.2Ge0.8/Si system, which is beneficial to the control of process cost.Figure 4
The melting threshold power of Ge under different initial temperatures.There is an important reason why the initial preheating is needed before the Si0.2Ge0.8/Si system is recrystallized. The laser recrystallization is a heat treatment process. If the laser recrystallization is performed directly without preheating the sample, the temperature gradient within the Si0.2Ge0.8/Si system will be steep during the recrystallization temperature rising process and the cooling process after laser irradiation, which is unfavorable to the crystal quality of the epitaxial layer and may even cause cracking phenomenon [16].Based on the above two points, the preheating process is essential before laser recrystallization of Si0.2Ge0.8/Si system. Considering the two factors of process cost control and recrystallizing quality effect, combined with our experience in the traditional heat treatment of Si0.2Ge0.8/Si system and the simulation results in Figure 4, we propose using 873 K as the preheating temperature of the Si0.2Ge0.8/Si system before laser recrystallization.The thickness of the Si0.2Ge0.8 epitaxial layer is also an important parameter that needs to be considered in the laser recrystallization of the system. When the sample is illuminated by the laser, part of the laser energy is reflected, the other part is absorbed, and the rest is transmitted. The absorption rate is the fraction of absorbed laser light. The 808 nm laser absorption rate is different for different epitaxial layer thicknesses. The laser recrystallization energy should be absorbed by the Si0.2Ge0.8 epitaxial layer as much as possible to ensure the melting effect. Figure 5 shows the schematic diagram of the laser reflection, absorption, transmission, and the FDTD simulation results of the absorption rate of 808 nm laser in Si0.2Ge0.8 epitaxial layer and Si substrate under different epitaxial layer thickness conditions. It can be seen from the figure that when the epitaxial layer thickness of Si0.2Ge0.8 reaches 300 nm or more, the absorption rate of the 808 nm laser in the epitaxial layer exceeds 50%. Moreover, as the thickness of the Si0.2Ge0.8 epitaxial layer increases, the absorptivity of the 808 nm laser in the epitaxial layer will further increase. Therefore, in this paper, Si0.2Ge0.8 epitaxial layer thickness must reach at least 300 nm in the laser recrystallization process of Si0.2Ge0.8/Si system.Figure 5
(a) Schematic diagram of the laser reflection, absorption, and transmission (here the SiO2 capping layer is used here to protect the Ge film from damage). (b) Absorption rates atλ=808 nm of Si0.2Ge0.8 and Si layer as a function of Si0.2Ge0.8 thicknesses.
(a) (b)Another issue is also worthy of attention. Is the thickness of the Si0.2Ge0.8 epitaxial layer thicker the better? If the Si0.2Ge0.8 epitaxial layer is too thick, although the absorption rate of the 808 nm laser in the epitaxial layer can be further increased, the temperature difference between the upper and lower layers of the Si0.2Ge0.8 epitaxial layer is large, and the full Si0.2Ge0.8 epitaxial layer cannot be melted and recrystallized. To achieve melting and recrystallization of the whole Si0.2Ge0.8 epitaxial layers, laser power needs to be further increased (see Figure 6).Figure 6
(a) Melting threshold power as a function of Si0.2Ge0.8 thicknesses at 873 K. (b) Peak temperature at the surface of Si0.2Ge0.8 layer simulated using a range of laser powers and Si0.2Ge0.8 thicknesses.
(a) (b)Considering comprehensively, this paper proposes choosing 300 nm~400 nm as the thickness of Si0.2Ge0.8 epitaxial layer in laser recrystallization of Si0.2Ge0.8/Si system.The following further discusses the selection of laser power parameters in the laser recrystallization process. It is known from the foregoing discussion that the laser power is relevant in the selection of two important parameters of the thickness of the epitaxial layer of Si0.2Ge0.8 and the preheating temperature. The focus of the laser power parameter discussion here is to study the epitaxial layer thickness (400 nm) and the preheating temperature (873K) of the Si0.2Ge0.8 layer that has been determined in this paper. The temperature distribution and the temperature of the upper and lower surfaces of the Si0.2Ge0.8 epitaxial layer at different laser powers are examined. According to the temperature values of the upper and lower surfaces of the Si0.2Ge0.8 epitaxial layer, it is determined whether the Si0.2Ge0.8 epitaxial layer is fully melted to determine the optimal laser power parameter.Figure7 shows the simulation results of the internal temperature of Si0.2Ge0.8 epitaxial layer/Si substrate and the peak temperatures of Si0.2Ge0.8 upper surface and lower surface under different power. The preheating temperature is 873 K and the thickness of the Si0.2Ge0.8 epitaxial layer is 400 nm. As can be seen from the figure, the Si0.2Ge0.8/Si sample temperature gradually increases as the incident laser power increases. From the surface of the sample to the inside of the sample, the temperature gradually decreases. The incident laser energy is absorbed by the Si0.2Ge0.8/Si sample after heat conduction and the temperature of the sample increases. When the laser power reaches 70W, the upper surface of the Si0.2Ge0.8 epitaxial layer has melted (the melting point of Si0.2Ge0.8 is 1268 K). The lower surface is also close to melting; when the laser power is 80 W, the upper and lower surfaces of the Si0.2Ge0.8 epitaxial layer have exceeded the melting point, indicating that the Si0.2Ge0.8 epitaxial layer achieves full melting. Therefore, it is suggested that the incident power between 70 W and 80 W is selected as the laser recrystallization power of the Si0.2Ge0.8/Si system.Figure 7
(a) Longitudinal temperature changes of the sample at x = 0 with different laser powers. The vertical lines delimit the area of Si0.2Ge0.8 layer. (b) Peak temperatures of Si0.2Ge0.8 upper surface and lower surface as a function of laser power.
(a) (b)Based on the above simulation results of the incident laser output power, epitaxial layer thickness, and sample initial temperature, the proposed laser recrystallization process parameters for the Si0.2Ge0.8/Si substrate system are as follows: System 873 K preheating, Si0.2Ge0.8 epitaxial layer 400 nm thick, and 808 nm laser power 74 W. Figure 8 shows the COMSOL Multiphysics simulation results using the laser recrystallization process parameters Si0.2Ge0.8/Si substrate system. Figure 9 shows the surface temperature distribution of Si0.2Ge0.8 and the longitudinal temperature distribution of the Si0.2Ge0.8/Si substrate system at x = 0. It can be seen from the figure that the maximum temperature of the Si0.2Ge0.8/Si sample reaches 1352 K, which exceeds the melting point of Si0.2Ge0.8, indicating that the epitaxial layer has melted. It can be clearly seen from Figure 8 that the laser heating area is in the shape of a droplet. The temperature of the sample is highest at the center of the heating area of the laser beam. The laser energy passes through the heat conduction, and the temperature gradually decreases from the surface of the sample to the inside of the sample. When the laser energy reaches the Si substrate, it is already very weak, so that the Si substrate does not melt, thereby realizing the laser recrystallization of the Si0.2Ge0.8 epitaxial layer without damaging the substrate material.Figure 8
Temperature distribution of the Si0.2Ge0.8/Si virtual substrate simulated by COMSOL Multiphysics.Figure 9
(a) Evolution of the temperature at the surface of Si0.2Ge0.8 layer in the scan direction x and (b) longitudinal temperature changes of the sample at x = 0. The vertical lines delimit the area of Si0.2Ge0.8 layer.
(a) (b)


## 4. Conclusion

In this paper, a thermal physics model of continuous wave laser recrystallization of high-Ge-Content SiGe (for example, Si0.2Ge0.8) on Si substrate was established using COMSOL Multiphysics finite element analysis software. The effects of different laser and material parameters on the temperature distribution of Si0.2Ge0.8/Si substrate system were simulated in detail, and the optimum process parameters for laser recrystallization of Si0.2Ge0.8/Si substrate system were determined. The numerical simulation results show that the preheating treatment before laser recrystallization in Si0.2Ge0.8/Si system can not only avoid the material damage caused by the large temperature gradients but also reduce the process cost. The thickness of Si0.2Ge0.8 epitaxial layer affects the laser absorption rate. Selection of a reasonable epitaxial layer thickness is possible to realize the melting and recrystallization of the whole Si0.2Ge0.8 epitaxial layer. The temperature of the Si0.2Ge0.8/Si substrate system increases as the incident laser power increases. Based on the simulation results of the incident laser output power, the thickness of the epitaxial layer, and the initial temperature of the sample, the proposed laser recrystallization process parameters for the Si0.2Ge0.8/Si substrate system are as follows: 873 K preheating, Si0.2Ge0.8 epitaxial layer 400 nm thick, and 808 nm laser power 74 W. The process of laser recrystallization can be optimized through reasonable selection of process parameters, which will provide theoretical guidance for the preparation of high-quality Si0.2Ge0.8 epitaxial films.



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