# Light Emission by Nanoporous GaN Produced by a Top-Down, Nonlithographical Nanopatterning

Authors: E. Kheirandish; N. A. Kouklin; J. Liang
Journal: Journal of Nanomaterials
 (2018)

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## Abstract

Temperature-dependent photoluminescence (PL) spectroscopy is carried out to probe radiative recombination and related light emission processes in two-dimensional periodic close-packed nanopore arrays in gallium nitride (np-GaN). The arrays were produced by nonlithographic nanopatterning of wurtzite GaN followed by a dry etching. The results of Raman spectroscopy point to a small relaxation of the compressive stress of ~0.24 GPa in nanoporous vs. bulk GaN. At ~300 K, the PL emission is induced by excitons and not free-carrier interband radiative recombinations. An evolution of the emission spectra with T is confirmed to be mainly a result of a decay of nonexcitonic PL emission and less of spectral shifts of the underlying PL bands. A switching of excitonic PL regime observed experimentally was analyzed within the exciton recombination-generation framework. The study provides new insights into the behaviors and physical mechanisms regulating light emission processes in np-GaN, critical to the development of nano-opto-electronic devices based on mesoscopic GaN.


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## Body

## 1. Introduction

For its advanced electronic, optical, and physical characteristics including a direct band gap, excellent thermal conductivity, and electron mobility > 1400 cm2/Vs, GaN remains one of the key, technologically advanced wide-band-gap semiconductors. [1–3]. The advent of electronic-grade p- and n-type GaN helped fuel the development of new solid-state light sources, photodetectors, high-power amplifiers, and radiation hard electronic devices [4–6]. Yet, while bulk GaN devices continue to be a focus of experimental and theoretical research, a significant effort has been recently devoted to producing crystalline nanoporous GaN (np-GaN) films and templates [7–9]. These mesostructures feature a number of profoundly different characteristics that can help propel applications of GaN beyond electronics. For instance, the refractive index of the np-GaN templates can be readily tuned to control light propagation/localization effects in their based solid-state devices by simply changing the pore size and density. In prior studies, the approach was used to achieve a manifold increase in the photon generation and extraction efficiencies in LEDs that implemented distributed Bragg reflectors based on np-GaN [10, 11]. The use of nanoporous substrates was also shown to mitigate problems with heteroepitaxial growth of lattice-mismatched semiconductors and to enable synthesis of low-stress, electronic-grade GaN films and interfaces [12].Today, several fabrication routes exist to produce np-GaN, with the most notable ones being electrochemical wet-etching, Au-based high-T surface decomposition, one-step annealing and laser ablation. Yet, the samples produced by these techniques typically suffer from broad diameter distributions, increased defect densities, and reduced crystal quality [13–15]. Alternatively, as we reported previously, highly ordered, high-density np-GaN can be readily produced by reactive ion etching (RIE) of GaN epilayers while using nanoporous regimented free-standing alumina as a top etching mask [9]. As a key advantage, this top-down nanofabrication route, in short, a second order self-assembly (SOSA) of GaN, enables a facile synthesis of ultradense, uniform array of nanopores without compromising the key electronic characteristics of GaN. To assess the potential for future device uses, in this study, we investigate the structural, strain and light emission characteristics of np-GaN produced by SOSA by performing a large-area scanning electron microscope imaging, Raman, optical reflection, temperature, and intensity-dependent photoluminescence spectroscopic characterizations, the details of which are presented and discussed below.


## 2. Synthesis and Structural Properties of np-GaN

Below, we briefly discuss the SOSA approach used to fabricate the samples. The SOSA technique is a variant of nonlithographic, high-throughput low-cost two-step surface nanopatterning technique which is used to produce ultrahigh dense, highly crystalline lateral superlattices of nanopores. It combines advantages of well-established electrochemical self-assembly and top-down plasma-based processing to produce ordered, high aspect ratio nanopores in elemental, compound, and alloyed semiconductors. As a first step, a free-standing nanoporous alumina template is produced by a two-step anodization approach [16]. To open up channels, a barrier layer at the bottom of the template is removed by a wet-etching. The resultant template is transferred on top of the semiconductor surface, which is next subject to dry etching. In general, by varying the anodization conditions, such as the electrolyte type, temperature, and current density, nanoporous masks with varying surface density and pore diameter can be readily produced.In this work, free-standing alumina templates with an average pore diameter of ~60 nm were fabricated and placed on top of epi-GaN grown by Molecular Beam Epitaxy (MBE) on top of c-Sapphire substrate. RIE was done using Cl2 (etchant) gas in a commercial-type plasma etch reactor using an optimized set of conditions, similar to those reported in [9]. The resultant np-GaN samples were transparent and mostly indistinguishable from as-grown epi-GaN to the eye. Figure 1(a) shows a top view SEM image of the resultant np-GaN. The average pore diameter and sidewall thickness are assessed to be ~60 and 33 nm, respectively. The pore depth was limited to ~300 nm. The long-range order of the pores was further analyzed by carrying out a Fast Fourier Transform (FFT) of the top view SEM image from Figure 1(a). The obtained FFT pattern, Figure 1(c), closely resembles a hexagon ring. This is consistent with the fact that the lateral superlattices are not totally free of morphological defects, which, according to Figure 1(a), include vacancies, shape irregularities, and grains.Figure 1
(a) Top view HRSEM image of np-GaN prepared by SOSA of GaN (bar is 200 nm). The red lines represent nonpreferred light polarizations discussed in the text. (b) 3D/tilted-view HRSEM image. (c) Fast Fourier Transform of SEM image shown in (a) and (d) pore cross-sectional plot. The average pore diameter is ~60 nm, wall thickness is ~33 nm, and surface porosity is ~42%.
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(b)
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## 3. Raman and Photoluminescence Spectroscopies

Raman spectroscopy remains one of the key nondestructive characterization techniques ubiquitously used to probe phonon and plasmon elementary excitations in various materials. Apart from studying the basic aspects and properties of these excitations, the results can be also used to determine the crystal orientation, order, defects, strain, and carrier density in semiconductors, including GaN [17–19]. To probe the change in the strain characteristics as well as RIE-induced crystal damage (amorphization), micro-Raman spectroscopic measurements were performed comparatively on epi-GaN and np-GaN. The measurements were done using a Renishaw 2000 Raman spectrometer operating in the backscattering geometry. The spectra were excited with a 632 nm laser line, and the collected light was analyzed with a thermoelectrically cooled Si detector. The measurements were performed at the room temperature in zxxz¯ geometry using Olympus Microscope equipped with 50x objective. According to Figure 2, the spectra are dominated by two peaks centered at ~569 cm−1 and 736 cm−1 and attributed to E2 and A1 phonon modes, respectively, for both epi-GaN and np-GaN, in agreement with the Raman selection rules for wurtzite GaN.Figure 2
Raman spectra obtained inzxxz¯ backscattering configuration on GaN nanopore arrays and epi-GaN.A ~30% drop in the intensity of E2 peak is ascribed to a difference in the light coupling/scattering efficiency, and not to a Raman mode softening in np-GaN as a result of microstructural crystal damage. In fact, no peak broadening for both phonon modes is confirmed for np-GaN, consistent with overall good crystal order of the processed sample. Yet, the peak position of E2 line exhibits a consistent red shift of ~1.0 cm−1. This spectral shift is an indicator of a reduction of the compressive stress for np-GaN. The amount of the stress relaxation can be assessed using the following equation:
(1)Δω=ασ,where α is the proportionality constant and σ stands for an in-plane biaxial stress. For GaN, the proportionality constant is equal to ~4.2 cm−1 GPa−1, yielding the stress relaxation of ~0.24 GPa.Next, photoluminescence (PL) spectroscopy was carried out to investigate the band-edge and near-band-edge (NBE) optical emission characteristics of the structures. A Triax spectrometer (J-Y Horriba) equipped with two gratings mounted on computer-controlled turrets (1200gr/mm) was used for light dispersions. A Hamasutsu photomultiplier tube (PMT) mounted on the exit port was used for visible range acquisitions. PL spectra were excited with the light produced by a 450 W Xenon lamp operating in conjunction with another Triax spectrometer. To improve lateral and vertical spatial resolutions, a two pin-hole confocal Olympus microscope equipped with 15x UV objective was used to collect intensity-dependent PL spectra.Figure3 shows both room and low temperature (300 and 100 K) PL spectra of np-GaN and epi-GaN films by exciting samples with near-UV light (325 nm, ~5 mW/cm2). At low T, the PL emission from both samples is clearly dominated by one narrow and two broad emission bands at ~353, 374, and 420 nm, with the first and last bands attributed to excitonic and blue emission bands, respectively. The spacing between the first and second bands exceeds the GaN LO phonon energy of ~92 meV, requiring us to rule out the possibility that this band is simply a phonon replica of the excitonic band. As its spectral position does not change with T, Figure 1S (Supplementary Materials), we assign this band to the transitions involving near-band-edge defect states. With the exciton binding energy of ~23 meV in GaN [20], the defect states located ~194 meV away from the band-edges are responsible for this emission and are tentatively attributed to Ga vacancies, a prevailing, acceptor-type native defect in GaN [21]. The assignment is in line with the results of the temperature-dependent intensity measurements discussed below.Figure 3
PL intensities of np-GaN (solid) vs. bulk epi-GaN (dot) obtained at 100 K and 300 K.Small PL ripples that appear at the long wavelength part of the spectra, Figure3 (epi-GaN, 300 K) are induced by light interference effects. For all temperatures, the net PL emission from np-GaN remains several times weaker compared to that from epi-GaN. As T increases and approaches 220 K, the excitonic PL weakens by more than an order of magnitude, Figure S1 (Supplementary Materials), whereas the NBE PL band almost vanishes in both samples as a result of thermally-assisted depletion of the near-band-edge defect states.Compared to bulk epi-GaN, np-GaN exhibits almost a threefold reduction in NBE emission levels, independent of the temperature. The intensity of the yellow defect emission band that only appears at 300 K remains almost fourfold weaker in the nanoporous sample.A reduction of the refractive index contrast between air and nanoporous semiconductor leads to a drop in the light reflection losses at the air/semiconductor interface. According to Figure2S (Supplementary Materials), at the PL excitation wavelength of 320 nm, the optical reflection coefficients are ~14% in np-GaN and ~20% in epi-GaN. While a drop in the reflection was reported to result in stronger PL signals, this was not the case for the np-GaN templates studied by us. The reduction of the emission intensity, observed experimentally, is in part attributed to a decline in the electric field and, in turn, absorption strength for mesoscopic structures that feature a high aspect ratio and large dielectric constant mismatch [22]. In the case of np-GaN, the polarizations, for which light absorption is to be weaker, are shown by arrows in Figure 1(a). While morphological defects soften the polarization-absorption selection rules, the impact of these defects is likely to be very limited for our np-GaN samples owing to an overall good long-range order as verified by Fast Fourier Transform (FFT) results presented in Figure 1(c).To probe the physical mechanisms regulating the optical emission processes in np-GaN, T-dependent PL has been collected in the spectral range of ~340–500 nm. According to Figure3, at 100 K, the excitonic PL emission band exhibits a split into two excitonic bands with peaks centered at ~350 and 354 nm and ascribed to free and defect-bound excitons, respectively. At higher T, both peaks exhibit a monotonic red shift and non-Arrhenius type intensity decline with T as it was closely fitted with ~T−2 dependence, Figure 3S (Supplementary Materials); likely as a result of an increase in the role of the phonon-exciton dissociations as T rises. A spectral shift of ~30 meV induced as T increases from 220 to 300 K, Figure 4, the inset, is consistent with the reduction of the band gap of bulk GaN by ~24 meV [23].Figure 4
Room-temperature integral excitonic intensity vs. excitation intensity plots obtained for np-GaN vs. bulk epi-GaN. The inset shows room temperature excitonic emission spectra obtained with a confocal microscope.Below, we further analyze the results of the room-temperature excitation-dependent excitonic PL measurements. As seen in Figure4, while the PL intensity increases linearly, it exhibits switching from one linear regime to another when excitation intensity reaches ~40%. We note that the switching thresholds were slightly different, i.e., ~ 38% for epi-GaN vs. ~43% for np-GaN. Likewise, at the high-intensity regime, the excitonic emission from np-GaN is seen to exhibit a faster increase with the incident optical powers. The observed switching effect is next analyzed within the framework of the exciton recombination-generation dynamics, with the results presented and discussed below.In the absence of any significant exciton diffusion, the following rate equation can be used to obtain the density of the free excitons,n in both samples:
(2)dndt=G−γn−βn2,where G is the exciton generation rate, γ is the free exciton decay rate coefficient, and β is the nonlinear proportionality coefficient, with the last term accounting for biexciton dissociations. At the steady-state (cw-illumination) and net low exciton densities (linear regime), the exciton density can be readily obtained: n=G/γ. Furthermore, γ=τef−1, where τef stands for an effective lifetime of excitons. In the presence of two exciton loss channels, τef can be obtained using τef−1=τrad−1+τnr−1, where τrad and τnr stand for radiative and nonradiative exciton lifetimes, respectively. Finally, the excitonic PL intensity, Iexc, can be readily obtained.
(3)Iexc=nτrad=G1+τrad/τnr.The above result correctly predicts a linear I vs. G dependence established experimentally. The result also implies that, undercw-illumination, switching between two linear emission regimes can be only invoked by an abrupt-like change in τrad/τnr. As reported prior [24], in the intermediate-to-high temperature range of ~100–300 K, τrad remains a monotonic function of T. Therefore, the switching has to be attributed to a step-like decrease in τnr. While further investigations will be required, one of the possible explanations is a temperature-induced activation of the exciton-phonon nonradiative recombination channels when incident intensity approaches ~40% levels. Due to a reduction in the light absorption strength, discussed earlier, a larger intensity threshold will be required for np-GaN, in agreement with the experimental data, Figure 4. A larger slope attained for np-GaN (high-intensity regime) for the excitation-emission curve (Figure 4) indicates a larger τnr and, in turn, a more efficient radiative recombination of free excitons in np-GaN as compared to epi-GaN.


## 4. Summary

In conclusion, structural and light emission characteristics of the regimented arrays of np-GaN prepared by RIE-based SOSA technique have been investigated by performing Raman, optical reflection, and PL spectroscopies. The Raman results point to the compressive stress relaxation of ~0.24 GPa in np-GaN as compared to as-grown bulk epi-GaN. According to the temperature-dependent PL measurements, the primary mechanism of the room-temperature PL emission is identified as excitonic and not interband free-carrier recombination. In contrast to prior reports, the net PL intensity is found to experience a near 3- to 4-fold decrease in case of np-GaN, in part due to the polarization-absorption anisotropy. At the same time, as incident optical powers rise and exceed ~43% threshold, the strength of excitonic PL is to undergo a much faster increase with the incident light intensity as a result of more efficient free exciton recombinations in np-GaN.



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