# Simultaneous Travel and Hoist Maneuver Input Shaping Control Using Frequency Modulation

Authors: Sameer Arabasi; Ziyad Masoud
Journal: Shock and Vibration
 (2017)

---

## Abstract

This paper presents an input shaping control system for overhead crane operations involving simultaneous hoist and travel maneuvers. The control system utilizes model-based partial feedback linearization with frequency modulation. Traditional input shaping controllers target specific system frequencies. Therefore, they are incapable of accommodating the time dependant frequency associated with simultaneous hoist and travel crane maneuvers. Frequency modulation is used to tune the time-dependent system frequency to the design frequency of a primary input shaping controller. Partial feedback linearization is used to eliminate the time-dependent damping of the system. The primary input shaper frequency is based on lowest operating frequency of the system associated with the longest hoisting cable length operation. Simulations results, using primary zero-vibration (ZV) and zero-vibration-derivative (ZVD) input shapers, are presented. General arbitrary input travel and hoist commands are simulated. Results demonstrate the ability of the proposed control system to eliminate residual oscillations in all simulated cases.


---

## Body

## 1. Introduction

Dynamics and control of cranes have been extensively researched in the past few decades [1, 2]. This research was mainly targeting the reduction or elimination of residual vibrations and the reduction of maneuver time. Feedback control [3–5] is usually chosen over open-loop control systems for its robustness to modeling uncertainties. However, they need adding extra hardware components, some of which are expensive and challenging to implement, for example, motion sensors, oscillations angle sensors, and payload sway sensing systems. Such additions are not required for open-loop control systems making it more attractive and cost effective.One approach that uses open-loop control systems is command shaping. This approach is used for moving suspended objects and/or flexible systems [2]. Starr [6] developed a strategy for swing-free transport of suspended objects. Strip [7] showed that, for simply suspended objects, there is a family of acceleration strategies that are referred to as the double-step command shaping that results in a swing-free motion at a chosen velocity.Input shaping is one of the most widely used command shaping techniques. Input shaping reduces the residual vibrations by convolving a sequence of carefully timed impulses with a general reference command signal. However it comes at a price of a large rise-time penalty [8, 9]. Time delay filters where successfully implemented [10] to reduce jerks in input shapers for undamped and damped systems. Singhose et al. [11] compared smooth and nonsmooth commands by interpreting smooth commands as input-shaped functions. They concluded that S-curves smooth function must be four times slower than step commands shaped with zero-vibration shapers to eliminate vibrations in single-mode systems. Erkorkmaz and Altintas [12] presented continuous position, velocity, and acceleration profiles by imposing limits on the first and second time derivatives of the feed rate.Alhazza and Masoud [13, 14] introduced a continuous wave-form command profile which eliminates residual vibrations in single-mode systems. They showed the effect of discretization of continuous commands on the system performance. The timing sensitivity of command shapers was affected by timing precision which is compromised by the sampling rates and the precision of switching times of the control hardware used. By incorporating a simulated feedback system in their command shaping algorithms, they were able to mitigate the effect of timing and their work was later extended to include the effect of damping [15, 16].Including simultaneous travel and hoist maneuvers in the system model makes it mathematically more complex. Some researchers assume constant cable length to simplify the model. Such strategies depend on raising the payload, moving it horizontally, and lowering it to the final position. This results in a large time penalty. Implementing constant length input shapers in maneuvers that involve hoisting can lower the residual vibrations but cannot eliminate them [17]. However, research has been published that includes simultaneous travel and hoist in command shaping. Graphical profile generation [18], wave-form profiles [19], iterative learning control [20], and discrete-time command profiles [21] were all used to produce shaped commands for crane maneuvers involving simultaneous travel and hoist. More recently, Zhou et al. [22] used the concepts of equivalent frequency and the equivalent damping ratio to take into account the variable hoist length, and the optimal path planning is considered to avoid collision and improve efficiency. Abdullahi et al. [23] proposed an output-based command shaping (OCS) technique for an effective payload sway control of a crane with hoisting. The proposed technique is based on output signals of an actual system and reference model which can be utilized to minimize the hoisting effects on the payload sway.The general theory of partial feedback linearization (PFL) for underactuated mechanical systems, such as the overhead cranes considered in this paper, was first developed by Spong [24]. Ever since, this technique has been the essence of many controllers developed and published in the literature. Cheng and Chen [25] used a controller, which combines a feedback linearization approach and a time delay control scheme. The time delay control completes the feedback linearization for a nonlinear system under the influence of uncertainty. Fang and Kelkar [26] used this technique for the fully nonlinear spacecraft model. Zhang et al. [27] proposed a nonlinear controller design scheme for a gantry crane system based on PFL. Park et al. [28] considered a PFL controller in a closed-loop system that provides a simultaneous trolley position, sway suppression, and load hoisting control. Cho and Lee [29] proposed a controller using PFL with corrective control to compensate for system errors. Le et al. [30] proposed a nonlinear control scheme for an overhead crane based on the combination of two control design techniques, where PFL is mainly used for cargo swing control. The PFL approach is simple and easy to design and implement. However, it is not useful for systems with uncertainties.In this work, a frequency modulation input shaping control scheme is proposed to allow for simultaneous travel and hoisting maneuvers in overhead cranes. The overhead crane maneuvers involving simultaneous hoist and travel represent a time varying system. This makes it a challenging problem in input shaping design since most input shaping techniques target specific discrete system frequencies. The proposed scheme is designed to accommodate continuously time varying system frequency introduced by the continuously varying hoisting cable length. The scheme allows for arbitrary joystick operator hoist and travel commands. This is demonstrated by running different simulations on a nonlinear model of the crane involving a series of random transfer maneuvers.


## 2. Mathematical Model

The overhead crane is modeled as a simple pendulum with a variable length hoisting cable. The payload of the crane is modeled as a rigid body of massm attached to the end of a massless inextensible rigid cable of variable length l, Figure 1. The nonlinear equation of motion of the model is derived using the Lagrangian approach.(1)θ¨+2l˙lθ˙+glsin⁡θ=u¨lcos⁡θ,where u is the motion of the crane jib. For small oscillation angle θ, (1) is linearized as(2)θ¨+2l˙lθ˙+glθ=u¨l.Figure 1
Overhead crane model.Equation (2) represents a damped oscillator with a time varying frequency. The damping is a result of the time rate of change of the hoisting cable length. As a result, the system could exhibit negative damping during hoisting up maneuvers, which would increase the amplitude of the payload oscillations.


## 3. Frequency Modulation Input Shaping

Input shaping is a technique used to modify a general command signal by convolving the input signal with a sequence of precisely timed impulses. The shaped command mitigates its own excited vibrations. Over the past three decades, numerous input shapers have been developed with different levels of robustness. Basic input shapers are designed for systems with specific constant frequency. Higher order shapers can accommodate sets of discrete frequencies; however, those shapers tend to significantly slow down the system [31].


### 3.1. Frequency Modulation

The large change in the length of the hoisting cable introduces a range of continuously varying frequencies. In this work, model-based frequency modulation (FM) is used to eliminate damping in the crane model and to limit its response to a constant design frequency, regardless of the hoisting cable length. This makes it possible to use a single frequency fast input shaping technique. The command signal to the plant of the feedback crane model is then used to drive the actual crane system, Figure2.Figure 2
Schematic block diagram of the frequency modulation input shaping.The feedback control law used is(3)u¨=-aθ¨-bθ˙,where a and b are time varying gains. Applying this control law to the linear equation of motion of the system, (2) yields(4)θ¨+2l˙+bl+aθ˙+gl+aθ=0.The gainsa and b are chosen to reduce (4) to a simple harmonic oscillator model as(5)θ¨+ω2θ=0.The response frequency of the reduced modelω will be used to design a single frequency input shaper. The feedback gains a and b are determined by setting the coefficients of (4) to the coefficients of (5). The resulting formulae for the gains are(6)a=gω2-l,(7)b=-2l˙.


### 3.2. Input Shaping

Ideally, any input shaping technique can be used to design a primary input shaper for the FM input shaping scheme. In this work, the FM input shaping control will be demonstrated using the zero-vibration (ZV) input shaping technique which is considered the fastest technique, and the more robust zero-vibration-derivative (ZVD) input shaping technique.The ZV input shaping process is the convolution of two impulses with a general input command, Figure3. The response to the second impulse of the ZV shaper mitigates the vibrations excited by the first impulse. The amplitudes of the impulse and their time locations are designed so that the residual vibration is zero [31]. The impulse amplitudes and impulse times of the ZV input shaper are(8)ZV=Aiti=11+KK1+K0τd2,where Ai and ti are the ith impulse amplitude and time, respectively, and where τd is the damped period of oscillation, and(9)K=e-ζπ/1-ζ2,where ζ is the damping ratio.Figure 3
Zero-vibration (ZV) input shaping.
(a)
ZV input shaping process
(b)
Impulse response to the ZV input shaperThe robust ZVD input shaping process is the convolution of three impulses with a general input command, Figure4. The ZVD impulses and their time locations are designed so that the amplitude and the derivative of residual oscillations caused by the shaped input are zero [31]. This results in an input shaper in the form(10)ZVD=Aiti=11+2K+K22K1+2K+K2K21+2K+K20τd2τd.Figure 4
Zero-vibration-derivative (ZVD) input shaping.
(a)
ZV input shaping process
(b)
Impulse response to the ZVD input shaperGenerally, the use of ZVD shaper is preferable for its robustness and low sensitivity; however, the shaper time length is double that of the ZV shaper.


## 3.1. Frequency Modulation

The large change in the length of the hoisting cable introduces a range of continuously varying frequencies. In this work, model-based frequency modulation (FM) is used to eliminate damping in the crane model and to limit its response to a constant design frequency, regardless of the hoisting cable length. This makes it possible to use a single frequency fast input shaping technique. The command signal to the plant of the feedback crane model is then used to drive the actual crane system, Figure2.Figure 2
Schematic block diagram of the frequency modulation input shaping.The feedback control law used is(3)u¨=-aθ¨-bθ˙,where a and b are time varying gains. Applying this control law to the linear equation of motion of the system, (2) yields(4)θ¨+2l˙+bl+aθ˙+gl+aθ=0.The gainsa and b are chosen to reduce (4) to a simple harmonic oscillator model as(5)θ¨+ω2θ=0.The response frequency of the reduced modelω will be used to design a single frequency input shaper. The feedback gains a and b are determined by setting the coefficients of (4) to the coefficients of (5). The resulting formulae for the gains are(6)a=gω2-l,(7)b=-2l˙.


## 3.2. Input Shaping

Ideally, any input shaping technique can be used to design a primary input shaper for the FM input shaping scheme. In this work, the FM input shaping control will be demonstrated using the zero-vibration (ZV) input shaping technique which is considered the fastest technique, and the more robust zero-vibration-derivative (ZVD) input shaping technique.The ZV input shaping process is the convolution of two impulses with a general input command, Figure3. The response to the second impulse of the ZV shaper mitigates the vibrations excited by the first impulse. The amplitudes of the impulse and their time locations are designed so that the residual vibration is zero [31]. The impulse amplitudes and impulse times of the ZV input shaper are(8)ZV=Aiti=11+KK1+K0τd2,where Ai and ti are the ith impulse amplitude and time, respectively, and where τd is the damped period of oscillation, and(9)K=e-ζπ/1-ζ2,where ζ is the damping ratio.Figure 3
Zero-vibration (ZV) input shaping.
(a)
ZV input shaping process
(b)
Impulse response to the ZV input shaperThe robust ZVD input shaping process is the convolution of three impulses with a general input command, Figure4. The ZVD impulses and their time locations are designed so that the amplitude and the derivative of residual oscillations caused by the shaped input are zero [31]. This results in an input shaper in the form(10)ZVD=Aiti=11+2K+K22K1+2K+K2K21+2K+K20τd2τd.Figure 4
Zero-vibration-derivative (ZVD) input shaping.
(a)
ZV input shaping process
(b)
Impulse response to the ZVD input shaperGenerally, the use of ZVD shaper is preferable for its robustness and low sensitivity; however, the shaper time length is double that of the ZV shaper.


## 4. Numerical Simulations

To demonstrate the performance of the proposed FM shaper, several simulations are presented in this section. The model is driven using a step acceleration command with an amplitude of 1 m/s2. The maximum velocity of the jib is set to 0.6 m/s. The hoist acceleration and velocity are set to 1 m/s2 and 0.6 m/s, respectively. The minimum length of the hoisting cable is set to 2 m while the maximum length is set to 10 m. The design frequency of the FM shaper is set to 1 rad/s which, approximately, corresponds to the maximum length of the hoisting cable. The design model of the FM shaper is assumed undamped. Using (8) and (10), the resulting ZV and ZVD shapers are (11)ZV=12120π(12)ZVD=1412140π2π.Figure5(a) shows the jib and hoist acceleration commands. The figure also shows the jib acceleration command after it is passed through the primary ZV shaper. The resulting payload trajectory is in Figure 5(b). The initial cable length is set to 10 m. The payload is hoisted up 8 m to a level 2 m under the jib and then lowered 6 m down to a level 8 m under the jib. Simultaneously, the jib performs a 12 m travel maneuver. The FM model-based feedback causes the frequency of the model to remain fixed at its design value of 1 rad/s, which makes it possible to use a single-mode ZV shaper. The combined ZV acceleration command with the FM feedback and the corresponding jib velocity are shown in Figure 5(c). A comparison of the payload response oscillation angle using the ZV-based FM shaper and a ZV shaper designed for the average oscillation frequency of the maneuver [17] is presented in Figure 5(d). Figure 5(d) shows that the payload travel and residual oscillations are virtually eliminated using the FM shaper. The time cost of the ZV primary shaping is only one-half the design period of approximately 3 s.Figure 5
Simultaneous travel and hoisting maneuver using FM shaped command with primary ZV input shaper.
(a)
Acceleration commands
(b)
Payload trajectory
(c)
FM acceleration and velocity
(d)
Payload oscillation angleThe same maneuver is repeated using the ZVD primary input shaper in (12). Figure 6 shows the same satisfactory performance as in the case of the ZV primary input shaper, Figure 5. Results of both cases in Figures 5 and 6 demonstrate the fact that the FM shaping scheme allows large and fast hoisting during travel maneuvers and the fact that FM shaping can accommodate different primary input shapers. The time penalty of using the ZVD primary shaping is only one design period, which is approximately 6 s.Figure 6
Simultaneous travel and hoisting maneuver using FM shaped command with primary ZVD input shaper.
(a)
Acceleration commands
(b)
Payload trajectory
(c)
FM acceleration and velocity
(d)
Payload oscillation angleResults also demonstrate one major advantage of using FM shaping, which is the fact that one single-mode input shaper can be used to eliminate oscillations in systems with continuously time varying frequency. This advantage eliminates the need to use higher order input shapers that involve large number of impulses and include large time penalties in the order of several periods of oscillation in the shaping process [31, 32].Numerous maneuver profiles were tested using both ZV- and ZVD-based FM shapers. During those tests, a residual drift in the jib position was observed when a change in the hoisting speed occurs during the command shaping phase. In Figures7(a) and 7(b), the shaped deceleration starts at 24 s. The lowering of the payload starts at 25 s causing hoist and no hoist situations to coexist during the primary ZV and ZVD shaping stages. This change in the hoisting speed caused the FM command to not integrate to zero, which resulted in small residual jib velocity, Figures 7(c) and 7(d). This residual jib velocity caused the jib position to continue to drift slowly after the conclusion of the travel command. Nevertheless, this drift did not have any effect on the performance of the FM shaper in terms of eliminating travel and residual oscillation, Figures 7(e) and 7(f). Applying the jib brakes during this drift is observed to result in small residual oscillations.Figure 7
Simultaneous travel and hoisting maneuver using FM shaped command.
(a)
ZV acceleration commands
(b)
ZVD acceleration commands
(c)
ZV + FM acceleration and velocity
(d)
ZVD + FM acceleration and velocity
(e)
ZV + FM payload oscillations
(f)
ZVD + FM payload oscillationsTo eliminate the effect of the FM feedback on the total motion of the jib, a modified FM shaping scheme is devised, Figure8. The FM command is added to the initial travel command prior to the shaping stage. The positive FM feedback before the input shaper balances the negative FM feedback to the model which eliminates the drift problem. The positive FM feedback correction does not affect the FM shaping process since the primary input shaper deals with this signal as a part of the general input command. The positive FM feedback is routed through a low-pass filter to minimize jerks in the preshaper command. The low-pass filter used is a first-order Chebyshev II with a stopband edge to 60 times the design frequency of the primary shaper (10 Hz in these simulations) and a stopband attenuation of 40 dB.Figure 8
Schematic block diagram of the modified frequency modulation input shaping.The test case in Figure7 is repeated using the modified FM shaping scheme, Figure 9. Residual jib motion is completely eliminated, Figure 7(c). A transient payload oscillation is observed at the positive FM feedback correction; however, the amplitude of this transient oscillation is less than 10% (0.5∘) of the uncontrolled response and rapidly dies out. The time penalty incurred due to this correction is one shaping cycle, which, in the case of ZV primary shaping, is approximately one-half period of the FM shaper design period, Figure 7(d).Figure 9
Simultaneous travel and hoisting maneuver using modified FM shaping with primary ZV input shaper.
(a)
Corrected acceleration commands
(b)
Positive FM feedback
(c)
FM acceleration and velocity
(d)
Payload oscillation angleTo further verify the effectiveness of the modified FM shaping scheme, an arbitrary hoist command is performed during a travel maneuver. The resulting payload trajectory is shown in Figures10(a) and 10(b). Continuous large and arbitrarily changing hoist commands are entered during the shaped acceleration and deceleration stages of the maneuvers, Figures 10(c) and 10(d). There are small transient oscillations in the correction phases in the order of 3∘ with the ZV primary shaper and 1.5∘ in the case of primary ZVD shaper, Figures 10(e) and 10(f). In both cases, the transient oscillations die out in one primary shaper cycle. In all practicality, due to the small amplitude of the correction transient oscillation, those extra shaping cycles do not add up to the settling time of the maneuver.Figure 10
Simultaneous travel and hoisting maneuver using FM shaped command.
(a)
ZV payload trajectory
(b)
ZVD payload trajectory
(c)
ZV + FM and hoist accelerations
(d)
ZVD + FM and hoist accelerations
(e)
ZV + FM payload oscillations
(f)
ZVD + FM payload oscillations


## 5. Sensitivity Analysis

The main problem with traditional input shaping techniques is their sensitivity to the design frequency or set of frequencies of the shaper. Technologies currently used for measuring the actual hoisting cable length and the hoisting speeds are accurate. However, the arbitrary location of the center of mass of the crane payload introduces uncertainty in determining the effective length of the hoisting cable. To investigate the impact of this uncertainty on the performance robustness of the FM input shaping scheme, an offset in the cable length measurement was used in determining the feedback gain (7).Several maneuvers are tested for different values of measurement offset. Figure11(a) shows five arbitrary payload trajectories. The length of the hoisting cable is varied between 1 m and 10 m. Results showed that residual oscillations using the FM shaper are not affected by the maneuver trajectory. All five trajectories yielded identical residual oscillations for the same measurement offset, Figure 11(b).Figure 11
Simultaneous travel and hoisting maneuver using FM shaped command.
(a)
Payload trajectory
(b)
Residual oscillationsSensitivity curves of the FM shaper with ZV and ZVD primary input shapers are shown in Figure12. For 5% residual oscillations tolerance, Figure 12(b), the FM shaper with ZV primary input shaper demonstrates a ±10% offset tolerance relative to the hoisting cable length associated with the design frequency ω of the FM shaper. The offset tolerance range of the FM shaper with ZVD primary input shaper is significantly large and ranging from −60% to 25% of the design cable length of the FM shaper. This demonstrates a significant improvement over the traditional ZVD shaper which has an offset tolerance range of approximately ±17% [31].Figure 12
Simultaneous travel and hoisting maneuver using FM shaped command.
(a)
Residual oscillations
(b)
Percentage residual oscillations


## 6. Concluding Remarks

In this paper a frequency modulation input shaping scheme is proposed to facilitate simultaneous travel and hoisting maneuvers in overhead cranes. This scheme allows using single frequency input shapers that tend to be faster than multiple-frequency input shapers and include fewer number of impulses. A major advantage of the proposed scheme is the flexibility in continuously changing the hoisting cable length without restrictions. In some cases where the hoisting speed changes during the input shaping process, a small drift in jib’s position is observed at the end of maneuvers. To eliminate this drift, an additional modified FM input shaping scheme is proposed. The FM command is added to the unshaped travel command to remove any residual velocity offset usually occurring when a change in the hoisting speed takes place during the command shaping stage. The modified FM shaping scheme eliminates restrictions on where and when you start the hoisting process making the proposed scheme even more effective. Another major advantage of this scheme is the significantly reduced sensitivity of the FM + ZVD shaper when compared to the traditional ZVD shaper. As a result the system is much more tolerant to cable length measurement errors resulting from different payload shapes and sizes.



---

*Source: 5703820-2017-06-12.xml*