# Facile One-Pot Synthesis of Self-Assembled Folate-Biotin-Pullulan Nanoparticles for Targeted Intracellular Anticancer Drug Delivery

Authors: Ming Wang; Meiling Huang; Jianting Wang; Mingquan Ye; Yan Deng; Honghao Li; Wensi Qian; Bolin Zhu; Yao Zhang; Renmin Gong
Journal: Journal of Nanomaterials
 (2016)

---

## Abstract

The self-assembled folate-biotin-pullulan (FBP) nanoparticles (NPs) were prepared by facile one-pot synthesis and their physicochemical properties were characterized. The self-assembled FBP NPs were used as an anticancer drug nanocarrier entrapping doxorubicin (DOX) for targeting folate-receptors-overexpressing cancer cells. The identification of prepared NPs to folate-receptor-expressing cancer cells (KB cells) was affirmed by cell viability measurement, folate competition test, and flow cytometric analysis. Compared with the naked DOX and DOX/BP NPs, the DOX/FBP NPs had lower IC50 value compared to KB cells as a result of the folate-receptor-mediated endocytosis process. The cytotoxicity of DOX/FBP NPs to KB cells could be inhibited competitively by free folate. The cellular intake pattern of naked DOX and drug-loaded NPs was identified by confocal laser scanning microscopy (CLSM) observation and the higher cellular uptake of drug for DOX/FBP NPs over naked DOX was observed. The prepared FBP NPs had the potential to be used as a powerful carrier to target anticancer drugs to folate-receptor-expressing tumor cells and reduce cytotoxicity to normal tissues.


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## Body

## 1. Introduction

Chemotherapy is a type of cancer treatment that uses drug to destroy cancer cells. Though chemotherapy is an effective way to treat many types of cancer, it can also harm healthy cells and cause side effects. Therefore, developing a distinct carrier system that incorporates a large quantity of drug and specifically targets tumorous cells is indispensable for successful cancer chemotherapy. The application of nanotechnology in drug delivery has raised the expectations of achieving this goal and even likely changes the focus of the pharmaceutical and biotechnological industries in the future.Polymeric nanoparticles (NPs) to be developed as anticancer drug transporters are recently emerging because of the promise in both their protection of the drug from rapid metabolism or clearance and their selective accumulation in tumorous tissues via the enhanced permeability and retention (EPR) effect caused by the vascular architecture difference of tumorous tissue and the poor lymphatic drainage system [1]. Among a variety of polymeric NPs for targeting delivery of anticancer drugs, the NPs based on natural polysaccharides, such as heparin [2], dextran [3], curdlan [4], xyloglucan [5], arabinogalactan [6], hyaluronic acid [7, 8], alginate [9–12], pullulan [13–17], and chitosan [18–25], have attracted the attention of pharmacologists. In particular, pullulan has aroused scientists’ increasing interest due to its specific structure and outstanding biological properties, such as biocompatibility, biodegradability, low immunogenicity, nontoxicity, and water solubility. Pullulan is a linear polysaccharide consisting of consecutive maltotriose units, which are connected to each other by an α-1,6-glycosidic bond. Pullulan has been widely used in both the food and the pharmaceutical industries.In this study, self-assembled folate-biotin-pullulan (FBP) NPs were prepared by one-pot synthesis via DCC/DMAP-mediated ester condensation. When biotin is conjugated with other biomolecules via ester or amide linkages, its water solubility dramatically decreases because of the loss of hydrophilic carboxyl group. Thus, it is expected that biotin can act as a hydrophobic moiety to form self-assembled NPs [26]. Additionally, the conjugated folate acts as a targeting ligand for specific interaction with folate receptors. These receptors can be overexpressed in the breast, ovary, endometrium, kidney, lung, head and neck, brain, and myeloid cancer cells [27–29]. The physicochemical characteristics of the prepared FBP NPs were studied using nuclear magnetic resonance (NMR), transmission electron microscopy (TEM), dynamic light scattering (DLS), electrophoretic light scattering (ELS), and fluorescence emission spectroscopy (FES). Doxorubicin (DOX), an anticancer drug commonly used in the treatment of a wide range of cancers, was encapsulated in the prepared self-assembled NPs by membrane dialysis method, and the release behavior of drug was studied by dialysis against buffer solution. The active targeting and antitumor efficiency of DOX/FBP NPs to folate-receptors-overexpressing cancer cells was investigated by cell viability measurement, folate competition test, and flow cytometric analysis. The cellular intake pattern of naked DOX and drug-loaded NPs was identified by confocal laser scanning microscopy (CLSM) observation. It is expected that the passive and active targeting ability of FBP NPs will supply a promising platform for their future applicationin vivo.


## 2. Experimental

### 2.1. Materials and Reagents

Pullulan (Mw 140 kDa) was obtained from Hayashibara Biochemical Laboratory, Japan. Dicyclohexyl carbodiimide (DCC), 4-dimethylaminopyridine (DMAP), pyrene, biotin, folate, 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyl tetrazolium bromide (MTT, 98%), and Hoechst 33342 were purchased from Sigma Chemical Co., USA. DOX hydrochloride (DOX·HCl) was acquired from Zhejiang Hisun Pharmaceutical Co. Ltd., China. KB cells (folate-receptor-overexpressing carcinoma cell line of the oral cavity) were obtained from the Fourth Military Medical University, China. RPMI 1640 growth medium without folate was purchased from Invitrogen Technologies (Carlsbad, CA). All other chemical reagents in the study were of analytical grade and obtained from commercial sources.


### 2.2. Synthesis of Self-Assembled NPs

The FBP was prepared by DCC/DMAP-mediated esterification reaction. Briefly, DCC/DMAP (400/200 mg) and DCC/DMAP (500/250 mg) were, respectively, added to the 70 mL of DMSO solution containing 0.6 g of folate and the 80 mL of DMSO solution containing 1.0 g of biotin with stirring for activating their carboxyl groups. Subsequently, the above two solutions were mixed and 2.0 g of pullulan was added with stirring. After reaction of 24 h at room temperature, the reactant mixture was filtered and crude product was dialyzed for removing unreacted biotin and folate against distilled water for 2 days utilizing a dialysis bag (molecular cutoff: 12 kDa). Distilled water was changed at intervals of 4 h. The precipitation was recovered by filtration and washed thoroughly with diethyl ether and distilled water, followed by lyophilizing to obtain dried FBP.The BP (without folate as targeting ligand) was synthesized by the above similar method.The speculated one-pot synthetic route of self-assembled FBP NPs was summarized in Scheme1.Scheme 1
One-pot synthetic route of self-assembled FBP NPs.The pullulan, synthesized BP, and FBP were analysed by1H-NMR spectroscopy for confirming the biotin and folate had been incorporated into pullulan.


### 2.3. Preparation of Self-Assembled NPs

BP or FBP was dispersed in distilled water with gentle shaking at 37°C for 2 days and then ultrasonic treatment using a probe-type sonifier at 100 W. The sonication step was repeated until the BP and FBP formed self-assembled spherical NPs. To avoid heat built up in the solution during the sonication, the pulse function (pulse on and off interval for 2.0 s) was used. The solution of self-assembled NPs was then filtrated through a 1.0μm Millipore filter to remove solid impurities.The morphology of the self-assembled FBP NPs was observed by TEM. The diameters distribution and zeta potential of prepared NPs were detected by DLS and ELS.


### 2.4. Fluorescence Emission Spectroscopy of FBP

The critical aggregation concentration (CAC) and self-aggregation behavior of FBP were estimated by FES using pyrene as hydrophobic fluorescent probe. The pyrene solution (1.0 × 10−4M) in acetone was put into a series of test tubes, and the solution was evaporated under a nitrogen gas stream for removing acetone. Then, FBP solutions of various concentrations were introduced to the test tubes to bring the final concentration of pyrene to 6.0 × 10−7M, being roughly equal to the solubility of pyrene in water at ambient temperature. The mixture solutions were sonicated for 30 min in the ultrasonic bath. Pyrene emission spectra were obtained by fluorescence spectrophotometry at excitation wavelength of 343 nm and emission wavelength of 360–420 nm. The intensity ratio of the third band (386 nm, I
3) to the first band (374 nm, I
1) was plotted against the logarithm of the FBP concentration. Two straight lines were drawn and the CMC value was taken from their intersection.


### 2.5. Preparation of DOX-Loaded NPs

DOX-loaded NPs were prepared by dialysis method. Briefly, DOX·HCl (5 mg) was added to 3 equivalents of triethylamine in N,N-dimethylacetamide (DMAc) (2 mL) to form DOX basic adduct. Then a phosphate buffered saline (PBS) suspension containing predetermined amount of BP or FBP (100–500 mg) was mixed with the DOX solution and stirred overnight at 4°C in the dark. The mixture was then put into a dialysis bag (molecular cutoff: 12 kDa) and dialyzed against the PBS solution (1/15 M, pH 7.4) for 3 days at ambient temperature. The PBS solution was replaced with a fresh buffer solution every 4 h for the first day and then daily. The mixture was filtered through a filter (1.0μm, Millipore) to remove any sedimentary polymer or drug and then lyophilized to obtain the drug-loaded NPs. The freeze-dried sample (carrier/drug = 40) was utilized for the subsequent experiments.The thus-prepared drug-loaded sample was dissolved in DMAc and vigorously stirred for 2 h followed by 3 min of sonication. The resulting solution was centrifuged and the drug concentration in supernatant was measured by UV-vis spectrophotometry at 490 nm. The supernatant from NPs without DOX was taken as the control. The drug-loading content (LC) and loading efficiency (LE) of the NPs were calculated according to the following equations:(1)
LC
%
=
total  amount  of  DOX  in  NPs
total amount of used NPs
×
100
,
LE
%
=
total  amount  of  DOX  in  NPs
total  amount  of  used  DOX
×
100
.


### 2.6. Release Profiles of DOX from Drug-Loaded NPsIn Vitro

The release behavior of DOX from drug-loaded FBP NPs was studied by dialyzing against 1/15 M PBS solutions at different pH value. Briefly, 1.5 mL of DOX/FBP NPs (1 mg/mL) suspension was poured onto a dialysis bag (molecular cutoff: 12 kDa), and the dialysis bag was submerged fully into 30 mL of the corresponding release medium at 37°C with gentle shaking. At specific time intervals, the release medium was replaced with the fresh PBS solutions. The release total amount of drug in the collected samples was measured by UV-vis spectrophotometry at 490 nm.


### 2.7. Cytotoxicity Assay

The cytotoxicities of naked DOX and two drug-loaded NPs on KB cells were determined by the MTT assay. Briefly, KB cells were cultured in folate-free RPMI 1640 culture medium supplemented with 10% fetal bovine serum, 100 IU/mL penicillin, and 100μg/mL streptomycin. After incubation under a humidified atmosphere (5% CO2 plus 95% air) at 37°C for 24 h, the cells were inoculated into 96-well plates at a density of 1 × 104 cells/well and cultured in the same environment. After 1 day of growth, the cells were exposed to anticancer drug by replacing the culture medium with 100 μL of freshly prepared growth medium containing various concentrations of naked DOX, DOX/BP NPs, or DOX/FBP NPs. Each DOX concentration was repeated three times and the growth medium without DOX was utilized as the control. After 48 h of drug exposure, the cells were washed twice with cold PBS; hereafter, 20 μL of MTT dye (5 mg/mL in PBS) was put into each well and incubated for another 4 h at 37°C. The culture medium was removed and 100 μL of DMSO was added to each well with vigorous shake for 10 min to remove any formazan crystals and then the cell viability was assessed at 570 nm relative to untreated cells.


### 2.8. Folate Competition Test

For evaluating the role of folate in the cellular uptake of drug-loaded FBP NPs, the KB cells were exposed to the DOX/FBP NPs with invariable drug concentration of 0.3 mg/L in culture medium containing different free folate concentration within the range of 0–200 mg/L. After 24 h incubation, the cell viability was quantified as described above. Each experiment was repeated 3 times at each folate concentration.The competitive inhibition of folate in the cellular uptake of DOX/FBP NPs was also inspected by flow cytometric analysis. For flow cytometric analysis, KB cells were inoculated in 6-well plates at a density of 2 × 104 cells/well. After incubation for 24 h, the culture medium in each well was substituted with fresh folate (0.5 mM) or folate-free culture medium containing DOX/BP NPs or DOX/FBP NPs (final dose of DOX = 0.5 mg/L). After 5 h of incubation, the cells were trypsinized, washed with ice-cold PBS, and stained with PI. The fluorescence intensity associated with suspended cells was analysed by the flow cytometry.


### 2.9. Cellular Intake Pattern of Naked DOX and Drug-Loaded NPs

Cellular intake pattern of naked DOX and drug-loaded NPs by KB cells was investigated by CLSM observation. Due to the inherent red fluorescence of DOX molecule, the cellular intake pattern of naked DOX and drug-loaded NPs can be observed directly by CLSM. For CLSM observation, KB cells at a density of 4 × 104 cells/well were inoculated in 6-well plate with a piece of cover glass at the bottom of each well. After 24 h of incubation, the attached cells were treated with fresh folate-free culture medium containing naked DOX or drug-loaded NPs (final dose of DOX = 5 mg/L) and incubated at standard cell culture condition for another 4 h. The cell monolayer was then washed three times with cold PBS, fixed with 2.5% formaldehyde (1 mL/well) at 37°C for 10 min, and then again rinsed with PBS three times. To label nucleus, fixed cells were treated with Hoechst 33342 solution (20 mg/mL in PBS, 1 mL/well) for 10 min and then rinsed with cold PBS several times. The cover glass was placed on a glass microscope slide and visualized under CLSM in two fluorescence detection channels (red for DOX and blue for Hoechst).


### 2.10. Statistical Analysis

All data were presented as mean value ± standard deviation, at least triplicate experiments. Student’st-test or one-way analyses of variance (ANOVA) were exercised in statistical evaluation. P
<
0.05 was considered statistically significant and P
<
0.01 was considered highly significant.


## 2.1. Materials and Reagents

Pullulan (Mw 140 kDa) was obtained from Hayashibara Biochemical Laboratory, Japan. Dicyclohexyl carbodiimide (DCC), 4-dimethylaminopyridine (DMAP), pyrene, biotin, folate, 3-(4,5-dimethylthiazol-2-yl)-2,5-diphenyl tetrazolium bromide (MTT, 98%), and Hoechst 33342 were purchased from Sigma Chemical Co., USA. DOX hydrochloride (DOX·HCl) was acquired from Zhejiang Hisun Pharmaceutical Co. Ltd., China. KB cells (folate-receptor-overexpressing carcinoma cell line of the oral cavity) were obtained from the Fourth Military Medical University, China. RPMI 1640 growth medium without folate was purchased from Invitrogen Technologies (Carlsbad, CA). All other chemical reagents in the study were of analytical grade and obtained from commercial sources.


## 2.2. Synthesis of Self-Assembled NPs

The FBP was prepared by DCC/DMAP-mediated esterification reaction. Briefly, DCC/DMAP (400/200 mg) and DCC/DMAP (500/250 mg) were, respectively, added to the 70 mL of DMSO solution containing 0.6 g of folate and the 80 mL of DMSO solution containing 1.0 g of biotin with stirring for activating their carboxyl groups. Subsequently, the above two solutions were mixed and 2.0 g of pullulan was added with stirring. After reaction of 24 h at room temperature, the reactant mixture was filtered and crude product was dialyzed for removing unreacted biotin and folate against distilled water for 2 days utilizing a dialysis bag (molecular cutoff: 12 kDa). Distilled water was changed at intervals of 4 h. The precipitation was recovered by filtration and washed thoroughly with diethyl ether and distilled water, followed by lyophilizing to obtain dried FBP.The BP (without folate as targeting ligand) was synthesized by the above similar method.The speculated one-pot synthetic route of self-assembled FBP NPs was summarized in Scheme1.Scheme 1
One-pot synthetic route of self-assembled FBP NPs.The pullulan, synthesized BP, and FBP were analysed by1H-NMR spectroscopy for confirming the biotin and folate had been incorporated into pullulan.


## 2.3. Preparation of Self-Assembled NPs

BP or FBP was dispersed in distilled water with gentle shaking at 37°C for 2 days and then ultrasonic treatment using a probe-type sonifier at 100 W. The sonication step was repeated until the BP and FBP formed self-assembled spherical NPs. To avoid heat built up in the solution during the sonication, the pulse function (pulse on and off interval for 2.0 s) was used. The solution of self-assembled NPs was then filtrated through a 1.0μm Millipore filter to remove solid impurities.The morphology of the self-assembled FBP NPs was observed by TEM. The diameters distribution and zeta potential of prepared NPs were detected by DLS and ELS.


## 2.4. Fluorescence Emission Spectroscopy of FBP

The critical aggregation concentration (CAC) and self-aggregation behavior of FBP were estimated by FES using pyrene as hydrophobic fluorescent probe. The pyrene solution (1.0 × 10−4M) in acetone was put into a series of test tubes, and the solution was evaporated under a nitrogen gas stream for removing acetone. Then, FBP solutions of various concentrations were introduced to the test tubes to bring the final concentration of pyrene to 6.0 × 10−7M, being roughly equal to the solubility of pyrene in water at ambient temperature. The mixture solutions were sonicated for 30 min in the ultrasonic bath. Pyrene emission spectra were obtained by fluorescence spectrophotometry at excitation wavelength of 343 nm and emission wavelength of 360–420 nm. The intensity ratio of the third band (386 nm, I
3) to the first band (374 nm, I
1) was plotted against the logarithm of the FBP concentration. Two straight lines were drawn and the CMC value was taken from their intersection.


## 2.5. Preparation of DOX-Loaded NPs

DOX-loaded NPs were prepared by dialysis method. Briefly, DOX·HCl (5 mg) was added to 3 equivalents of triethylamine in N,N-dimethylacetamide (DMAc) (2 mL) to form DOX basic adduct. Then a phosphate buffered saline (PBS) suspension containing predetermined amount of BP or FBP (100–500 mg) was mixed with the DOX solution and stirred overnight at 4°C in the dark. The mixture was then put into a dialysis bag (molecular cutoff: 12 kDa) and dialyzed against the PBS solution (1/15 M, pH 7.4) for 3 days at ambient temperature. The PBS solution was replaced with a fresh buffer solution every 4 h for the first day and then daily. The mixture was filtered through a filter (1.0μm, Millipore) to remove any sedimentary polymer or drug and then lyophilized to obtain the drug-loaded NPs. The freeze-dried sample (carrier/drug = 40) was utilized for the subsequent experiments.The thus-prepared drug-loaded sample was dissolved in DMAc and vigorously stirred for 2 h followed by 3 min of sonication. The resulting solution was centrifuged and the drug concentration in supernatant was measured by UV-vis spectrophotometry at 490 nm. The supernatant from NPs without DOX was taken as the control. The drug-loading content (LC) and loading efficiency (LE) of the NPs were calculated according to the following equations:(1)
LC
%
=
total  amount  of  DOX  in  NPs
total amount of used NPs
×
100
,
LE
%
=
total  amount  of  DOX  in  NPs
total  amount  of  used  DOX
×
100
.


## 2.6. Release Profiles of DOX from Drug-Loaded NPsIn Vitro

The release behavior of DOX from drug-loaded FBP NPs was studied by dialyzing against 1/15 M PBS solutions at different pH value. Briefly, 1.5 mL of DOX/FBP NPs (1 mg/mL) suspension was poured onto a dialysis bag (molecular cutoff: 12 kDa), and the dialysis bag was submerged fully into 30 mL of the corresponding release medium at 37°C with gentle shaking. At specific time intervals, the release medium was replaced with the fresh PBS solutions. The release total amount of drug in the collected samples was measured by UV-vis spectrophotometry at 490 nm.


## 2.7. Cytotoxicity Assay

The cytotoxicities of naked DOX and two drug-loaded NPs on KB cells were determined by the MTT assay. Briefly, KB cells were cultured in folate-free RPMI 1640 culture medium supplemented with 10% fetal bovine serum, 100 IU/mL penicillin, and 100μg/mL streptomycin. After incubation under a humidified atmosphere (5% CO2 plus 95% air) at 37°C for 24 h, the cells were inoculated into 96-well plates at a density of 1 × 104 cells/well and cultured in the same environment. After 1 day of growth, the cells were exposed to anticancer drug by replacing the culture medium with 100 μL of freshly prepared growth medium containing various concentrations of naked DOX, DOX/BP NPs, or DOX/FBP NPs. Each DOX concentration was repeated three times and the growth medium without DOX was utilized as the control. After 48 h of drug exposure, the cells were washed twice with cold PBS; hereafter, 20 μL of MTT dye (5 mg/mL in PBS) was put into each well and incubated for another 4 h at 37°C. The culture medium was removed and 100 μL of DMSO was added to each well with vigorous shake for 10 min to remove any formazan crystals and then the cell viability was assessed at 570 nm relative to untreated cells.


## 2.8. Folate Competition Test

For evaluating the role of folate in the cellular uptake of drug-loaded FBP NPs, the KB cells were exposed to the DOX/FBP NPs with invariable drug concentration of 0.3 mg/L in culture medium containing different free folate concentration within the range of 0–200 mg/L. After 24 h incubation, the cell viability was quantified as described above. Each experiment was repeated 3 times at each folate concentration.The competitive inhibition of folate in the cellular uptake of DOX/FBP NPs was also inspected by flow cytometric analysis. For flow cytometric analysis, KB cells were inoculated in 6-well plates at a density of 2 × 104 cells/well. After incubation for 24 h, the culture medium in each well was substituted with fresh folate (0.5 mM) or folate-free culture medium containing DOX/BP NPs or DOX/FBP NPs (final dose of DOX = 0.5 mg/L). After 5 h of incubation, the cells were trypsinized, washed with ice-cold PBS, and stained with PI. The fluorescence intensity associated with suspended cells was analysed by the flow cytometry.


## 2.9. Cellular Intake Pattern of Naked DOX and Drug-Loaded NPs

Cellular intake pattern of naked DOX and drug-loaded NPs by KB cells was investigated by CLSM observation. Due to the inherent red fluorescence of DOX molecule, the cellular intake pattern of naked DOX and drug-loaded NPs can be observed directly by CLSM. For CLSM observation, KB cells at a density of 4 × 104 cells/well were inoculated in 6-well plate with a piece of cover glass at the bottom of each well. After 24 h of incubation, the attached cells were treated with fresh folate-free culture medium containing naked DOX or drug-loaded NPs (final dose of DOX = 5 mg/L) and incubated at standard cell culture condition for another 4 h. The cell monolayer was then washed three times with cold PBS, fixed with 2.5% formaldehyde (1 mL/well) at 37°C for 10 min, and then again rinsed with PBS three times. To label nucleus, fixed cells were treated with Hoechst 33342 solution (20 mg/mL in PBS, 1 mL/well) for 10 min and then rinsed with cold PBS several times. The cover glass was placed on a glass microscope slide and visualized under CLSM in two fluorescence detection channels (red for DOX and blue for Hoechst).


## 2.10. Statistical Analysis

All data were presented as mean value ± standard deviation, at least triplicate experiments. Student’st-test or one-way analyses of variance (ANOVA) were exercised in statistical evaluation. P
<
0.05 was considered statistically significant and P
<
0.01 was considered highly significant.


## 3. Results and Discussion

### 3.1. Synthesis and Characterization of Self-Assembled NPs

The synthesis of BP and FBP was confirmed by comparing their1H-NMR spectra with those of the unmodified pullulan.Figure1 showed the 1H-NMR spectra of pullulan (Figure 1(a)), BP (Figure 1(b)), and FBP (Figure 1(c)). The new peaks of biotin appeared in 1H-NMR spectrum of BP (Figure 1(b)), such as 1.0–1.7 ppm (A, 6H, -(CH2)3-, m), 2.2 ppm (B, 2H, t), 2.75 ppm (C, 2H, d), 3.1 ppm (D, 1H, s), 4.1 ppm (E, 1H, dd), 4.25 ppm (F, 1H, m), and 6.35 ppm (G, 2H, -NH-, d), which confirmed biotin had been grafted onto the pullulan backbone successfully. The new peaks of folate appeared in 1H-NMR spectrum of FBP (Figure 1(c)). The peaks at 6.6 ppm (signal H) and at 7.4 ppm (signal I) were attributed to the protons from the benzene ring in folate and the peak at 8.6 ppm (signal J) was assigned to proton from the pteridine ring of folate, which confirmed the successful conjugation of folate with hydroxyl groups of pullulan in BP.Figure 1
1H-NMR spectra of pullulan (a), BP (b), and FBP (c).
(a)
(b)
(c)The TEM micrograph and diameter distribution of self-assembled FBP NPs were shown in Figure2. The images clearly showed that the FBP NPs were spherical with average diameter of 150 nm. The diameter of BP NPs was slightly smaller than that of FBP NPs and the drug-loaded FBP NPs exhibited an increase in diameter in comparison with the drug-free FBP NPs (Table 1).Table 1
Characterization of prepared NPs.
Sample
Diameter (nm)
Zeta potential (mV)
LC (%)
LE (%)
BP
146
±
11
-
5
.
3
±
0
.
5
/
/
FBP
156
±
13
-
5
.
1
±
0
.
6
/
/
DOX/FBP
168
±
12
-
4.9
±
0
.
4
1
.
72
±
0
.
25
69
±
8Figure 2
TEM images (scale bars: 200 nm, left; 20 nm, right) and diameter distribution of self-assembled FBP NPs.For evaluating the stability of prepared NPs dispersed in water, the zeta potential of the NPs was investigated. The BP NPs possessed a negative surface charge and the negative surface charge decreased after conjugation of folate with positive charge groups. But the negative surface charge kept the basic stability after drug loading (Table1). According to the previous literature reports [30–33], electrically neutral NPs often exhibited the reduced uptake rate of macrophage phagocytosis system and the prolonged circulation time in blood after systemic administration. Thus, it was deduced that FBP NPs with low surface charge could be utilized as a sustained drug delivery carrier.The fluorescence emission (FE) spectra of pyrene in FBP solution and the CAC value of FBP were shown in Figure3. The CAC value of FBP was 32 mg/L, which was slightly higher than that (28 mg/L) reported in [26], maybe due to conjugation of folate. The low CAC value of FBP indicated that the self-assembled NPs could be formed at a reasonably low concentration because of the strong hydrophobicity of biotin moiety.Figure 3
FE spectra of pyrene in FBP solutions with different concentrations (a) and intensity ratio (I
386
/
I
374) as function of logarithm of FBP concentration (b).
(a)
(b)


### 3.2. Loading and Release of DOXIn Vitro

A good drug conveyer should have high LE for loaded drug; otherwise, it would cause waste of drug and limit the use of such carrier system. The FBP NPs showed relatively excellent drug-loading efficiency for DOX. As shown in Figure4(a), with the ratio of carrier/drug increasing from 20 to 100, the LE of DOX in FBP NPs increased from 63 to 86% while the LC of DOX in FBP NPs decreased from 3.15 to 0.86%.Figure 4
LC and LE of DOX loaded in FBP NPs (a) and release profiles of DOX from FBP NPs (b).
(a)
(b)The pH value of normal tissues and blood is kept constantly at pH 7.4. However, the pH value of most tumorous tissues is lower than that of normal tissues. For simulating the physiological and pathological pH environment, three PBS solutions with different pH values (pH: 7.4, 6.5, and 5.5) were used as release media to investigate the DOX release characteristic of DOX/FBP NPs. The DOX/FBP NPs exhibited the release profile relating to the pH value of the release environment. As shown in Figure4(b), the DOX was released from DOX/FBP NPs very slowly at a physiological pH of normal tissues. Only 8.5% of DOX was released from DOX/FBP NPs at pH 7.4 within 72 h. In contrast, the DOX/FBP NPs exhibited significantly rapid drug release behavior at acidic pH value. The released total amount of DOX at pH 6.5 and pH 5.5 was approximately 26.8 and 58.3% within 72 h, respectively. The above results show that DOX/FBP NPs are stable under near-neutral pH condition, but they deformed in acidic pH environments, causing the release of the enclosed drug. This drug release characteristic suggested that the FBP NPs had the potential to be utilized as drug conveyer for sustained release of hydrophobic antitumor drugs in acidic environment of cancerous tissues.


### 3.3. Cytotoxicity and Folate Competition Test

First, the cytotoxicities of the prepared NPs were examined and found to be relatively nontoxic up to the highest testing concentration (500 mg/L) against KB cells after 3 days of incubation (data not shown). As shown in Figure5(a), the cytotoxicities of the naked DOX, DOX/BP NPs, and DOX/FBP NPs were enhanced with increasing of the drug concentration, showing a dose-related cytotoxicity. After 2 days of incubation, the concentration leading to 50% cell death (IC50) of naked DOX was about 1.30 mg/L. The DOX/BP NPs exhibited a slightly higher cytotoxicity than naked DOX, of which the IC50 value was about 0.75 mg/L. In sharp contrast, DOX/FBP NPs were more toxic against KB cells than either naked DOX or DOX/BP NPs. The IC50 value was about 0.49 mg/L, which suggested that the folate-receptor-mediated endocytosis with targeting specificity led to larger cellular uptake of DOX and thus eliminated the tumor cells more efficiently.Figure 5
Viability of KB cells after being treated by naked DOX, DOX/BP, and DOX/FBP (a) and the effect of free folate on viability of KB cells incubated with DOX/FBP (b).
(a)
(b)The role of folate in the cellular uptake of DOX/FBP NPs was investigated by folate competition test. The cytotoxicity of DOX/FBP NPs against KB cells could be inhibited competitively by free folate, and the cell viability was improved with increasing folate concentration in culture medium (Figure5(b)). For example, the cell viability was about 62.1% in folate-free medium but increased to about 98.3% in the presence of 200 mg/L free folate. It suggested that the free folate molecules hampered the cellular uptake of DOX/FBP NPs by competitive combining with the folate receptors on KB cell surface.The inhibiting effect of folate on the cellular uptake of DOX/FBP NPs was also evaluated by investigating the difference in apoptosis of KB cells caused by DOX/BP NPs or DOX/FBP NPs utilizing flow cytometry. As shown in Figure6, when KB cells were incubated with DOX/BP NPs, the difference in apoptosis of KB cells was very little regardless of the presence or absence of folate in culture medium. However, when KB cells were incubated with DOX/FBP NPs, the enhanced difference in apoptosis of KB cells was observed in the folate-free medium compared to the folate medium. This indicated that free folate in the medium prevented DOX/FBP NPs from shuttling into KB cells and eliminating them by competitive combining with the folate receptors on the cell membrane.Figure 6
Flow cytometric analysis of DOX/BP (a) and DOX/FBP (b) in the folate medium and folate-free medium.
(a)
(b)


### 3.4. Cellular Intake Pattern of Naked DOX and Drug-Loaded NPs

It is known that the free DOX molecules move into the cells by passive diffusion pattern. Because of the multidrug resistance effect, most of them are then efflux by P-glycoprotein pumps and only the drug that combined with DNA in the nucleus would remain inside the cell. The NPs are known to be absorbed into cells by endocytic pathway, thereby making them escape from the efflux action of P-glycoprotein [34].Figure7 showed the CLSM photos of KB cells incubated with naked DOX and DOX-loaded NPs (DOX/BP and DOX/FBP) at the same DOX concentration. The red fluorescence of DOX was utilized as probe to trace the location of drug and cell nucleus was dyed with Hoechst 33342 (blue fluorescence). After incubation with naked DOX, the DOX fluorescence located primarily in the cell nucleus with little in the cytoplasm. But, for DOX-loaded NPs, the drug fluorescence was observed mainly in the cytoplasm instead of the nucleus. The enhanced DOX fluorescence intensity maybe implied an increased cellular uptake at DOX/FBP NPs compared to that at naked DOX and DOX/BP NPs. It is worth noting that strong red fluorescence from DOX/FBP NPs was found on the surface of cell membrane. This suggested that the FBP NPs were absorbed into cells by the folate-receptor-mediated endocytosis mechanism and this mechanism might result in a higher cellular uptake. The FBP NPs inside the cells could escape the endolysosomal pathway and enter the cytoplasm where they were retained for longer time.Figure 7
CLSM images of KB cells incubated with naked DOX, DOX/BP, and DOX/FBP NPs at the same DOX concentration for 4 h (scale bars: 25μm).


## 3.1. Synthesis and Characterization of Self-Assembled NPs

The synthesis of BP and FBP was confirmed by comparing their1H-NMR spectra with those of the unmodified pullulan.Figure1 showed the 1H-NMR spectra of pullulan (Figure 1(a)), BP (Figure 1(b)), and FBP (Figure 1(c)). The new peaks of biotin appeared in 1H-NMR spectrum of BP (Figure 1(b)), such as 1.0–1.7 ppm (A, 6H, -(CH2)3-, m), 2.2 ppm (B, 2H, t), 2.75 ppm (C, 2H, d), 3.1 ppm (D, 1H, s), 4.1 ppm (E, 1H, dd), 4.25 ppm (F, 1H, m), and 6.35 ppm (G, 2H, -NH-, d), which confirmed biotin had been grafted onto the pullulan backbone successfully. The new peaks of folate appeared in 1H-NMR spectrum of FBP (Figure 1(c)). The peaks at 6.6 ppm (signal H) and at 7.4 ppm (signal I) were attributed to the protons from the benzene ring in folate and the peak at 8.6 ppm (signal J) was assigned to proton from the pteridine ring of folate, which confirmed the successful conjugation of folate with hydroxyl groups of pullulan in BP.Figure 1
1H-NMR spectra of pullulan (a), BP (b), and FBP (c).
(a)
(b)
(c)The TEM micrograph and diameter distribution of self-assembled FBP NPs were shown in Figure2. The images clearly showed that the FBP NPs were spherical with average diameter of 150 nm. The diameter of BP NPs was slightly smaller than that of FBP NPs and the drug-loaded FBP NPs exhibited an increase in diameter in comparison with the drug-free FBP NPs (Table 1).Table 1
Characterization of prepared NPs.
Sample
Diameter (nm)
Zeta potential (mV)
LC (%)
LE (%)
BP
146
±
11
-
5
.
3
±
0
.
5
/
/
FBP
156
±
13
-
5
.
1
±
0
.
6
/
/
DOX/FBP
168
±
12
-
4.9
±
0
.
4
1
.
72
±
0
.
25
69
±
8Figure 2
TEM images (scale bars: 200 nm, left; 20 nm, right) and diameter distribution of self-assembled FBP NPs.For evaluating the stability of prepared NPs dispersed in water, the zeta potential of the NPs was investigated. The BP NPs possessed a negative surface charge and the negative surface charge decreased after conjugation of folate with positive charge groups. But the negative surface charge kept the basic stability after drug loading (Table1). According to the previous literature reports [30–33], electrically neutral NPs often exhibited the reduced uptake rate of macrophage phagocytosis system and the prolonged circulation time in blood after systemic administration. Thus, it was deduced that FBP NPs with low surface charge could be utilized as a sustained drug delivery carrier.The fluorescence emission (FE) spectra of pyrene in FBP solution and the CAC value of FBP were shown in Figure3. The CAC value of FBP was 32 mg/L, which was slightly higher than that (28 mg/L) reported in [26], maybe due to conjugation of folate. The low CAC value of FBP indicated that the self-assembled NPs could be formed at a reasonably low concentration because of the strong hydrophobicity of biotin moiety.Figure 3
FE spectra of pyrene in FBP solutions with different concentrations (a) and intensity ratio (I
386
/
I
374) as function of logarithm of FBP concentration (b).
(a)
(b)


## 3.2. Loading and Release of DOXIn Vitro

A good drug conveyer should have high LE for loaded drug; otherwise, it would cause waste of drug and limit the use of such carrier system. The FBP NPs showed relatively excellent drug-loading efficiency for DOX. As shown in Figure4(a), with the ratio of carrier/drug increasing from 20 to 100, the LE of DOX in FBP NPs increased from 63 to 86% while the LC of DOX in FBP NPs decreased from 3.15 to 0.86%.Figure 4
LC and LE of DOX loaded in FBP NPs (a) and release profiles of DOX from FBP NPs (b).
(a)
(b)The pH value of normal tissues and blood is kept constantly at pH 7.4. However, the pH value of most tumorous tissues is lower than that of normal tissues. For simulating the physiological and pathological pH environment, three PBS solutions with different pH values (pH: 7.4, 6.5, and 5.5) were used as release media to investigate the DOX release characteristic of DOX/FBP NPs. The DOX/FBP NPs exhibited the release profile relating to the pH value of the release environment. As shown in Figure4(b), the DOX was released from DOX/FBP NPs very slowly at a physiological pH of normal tissues. Only 8.5% of DOX was released from DOX/FBP NPs at pH 7.4 within 72 h. In contrast, the DOX/FBP NPs exhibited significantly rapid drug release behavior at acidic pH value. The released total amount of DOX at pH 6.5 and pH 5.5 was approximately 26.8 and 58.3% within 72 h, respectively. The above results show that DOX/FBP NPs are stable under near-neutral pH condition, but they deformed in acidic pH environments, causing the release of the enclosed drug. This drug release characteristic suggested that the FBP NPs had the potential to be utilized as drug conveyer for sustained release of hydrophobic antitumor drugs in acidic environment of cancerous tissues.


## 3.3. Cytotoxicity and Folate Competition Test

First, the cytotoxicities of the prepared NPs were examined and found to be relatively nontoxic up to the highest testing concentration (500 mg/L) against KB cells after 3 days of incubation (data not shown). As shown in Figure5(a), the cytotoxicities of the naked DOX, DOX/BP NPs, and DOX/FBP NPs were enhanced with increasing of the drug concentration, showing a dose-related cytotoxicity. After 2 days of incubation, the concentration leading to 50% cell death (IC50) of naked DOX was about 1.30 mg/L. The DOX/BP NPs exhibited a slightly higher cytotoxicity than naked DOX, of which the IC50 value was about 0.75 mg/L. In sharp contrast, DOX/FBP NPs were more toxic against KB cells than either naked DOX or DOX/BP NPs. The IC50 value was about 0.49 mg/L, which suggested that the folate-receptor-mediated endocytosis with targeting specificity led to larger cellular uptake of DOX and thus eliminated the tumor cells more efficiently.Figure 5
Viability of KB cells after being treated by naked DOX, DOX/BP, and DOX/FBP (a) and the effect of free folate on viability of KB cells incubated with DOX/FBP (b).
(a)
(b)The role of folate in the cellular uptake of DOX/FBP NPs was investigated by folate competition test. The cytotoxicity of DOX/FBP NPs against KB cells could be inhibited competitively by free folate, and the cell viability was improved with increasing folate concentration in culture medium (Figure5(b)). For example, the cell viability was about 62.1% in folate-free medium but increased to about 98.3% in the presence of 200 mg/L free folate. It suggested that the free folate molecules hampered the cellular uptake of DOX/FBP NPs by competitive combining with the folate receptors on KB cell surface.The inhibiting effect of folate on the cellular uptake of DOX/FBP NPs was also evaluated by investigating the difference in apoptosis of KB cells caused by DOX/BP NPs or DOX/FBP NPs utilizing flow cytometry. As shown in Figure6, when KB cells were incubated with DOX/BP NPs, the difference in apoptosis of KB cells was very little regardless of the presence or absence of folate in culture medium. However, when KB cells were incubated with DOX/FBP NPs, the enhanced difference in apoptosis of KB cells was observed in the folate-free medium compared to the folate medium. This indicated that free folate in the medium prevented DOX/FBP NPs from shuttling into KB cells and eliminating them by competitive combining with the folate receptors on the cell membrane.Figure 6
Flow cytometric analysis of DOX/BP (a) and DOX/FBP (b) in the folate medium and folate-free medium.
(a)
(b)


## 3.4. Cellular Intake Pattern of Naked DOX and Drug-Loaded NPs

It is known that the free DOX molecules move into the cells by passive diffusion pattern. Because of the multidrug resistance effect, most of them are then efflux by P-glycoprotein pumps and only the drug that combined with DNA in the nucleus would remain inside the cell. The NPs are known to be absorbed into cells by endocytic pathway, thereby making them escape from the efflux action of P-glycoprotein [34].Figure7 showed the CLSM photos of KB cells incubated with naked DOX and DOX-loaded NPs (DOX/BP and DOX/FBP) at the same DOX concentration. The red fluorescence of DOX was utilized as probe to trace the location of drug and cell nucleus was dyed with Hoechst 33342 (blue fluorescence). After incubation with naked DOX, the DOX fluorescence located primarily in the cell nucleus with little in the cytoplasm. But, for DOX-loaded NPs, the drug fluorescence was observed mainly in the cytoplasm instead of the nucleus. The enhanced DOX fluorescence intensity maybe implied an increased cellular uptake at DOX/FBP NPs compared to that at naked DOX and DOX/BP NPs. It is worth noting that strong red fluorescence from DOX/FBP NPs was found on the surface of cell membrane. This suggested that the FBP NPs were absorbed into cells by the folate-receptor-mediated endocytosis mechanism and this mechanism might result in a higher cellular uptake. The FBP NPs inside the cells could escape the endolysosomal pathway and enter the cytoplasm where they were retained for longer time.Figure 7
CLSM images of KB cells incubated with naked DOX, DOX/BP, and DOX/FBP NPs at the same DOX concentration for 4 h (scale bars: 25μm).


## 4. Conclusion

The self-assembled FBP NPs were successfully fabricated by facile method on the basis of esterification reaction and utilized to load a hydrophobic anticancer drug (DOX) with high drug-loading ability. The release of DOX from DOX/FBP NPs relied on environmental pH value being more rapidly in an acidic environment. This suggested that anticancer drug release could be induced by the acidic intracellular environment of tumor cells, which indicated that maybe DOX/FBP NPs could reduce the cytotoxicity to normal tissues. The DOX/FBP NPs showed increased cellular uptake, enhanced targeting ability, and reinforced cytotoxicity against KB cells. No significant cytotoxicity was found with the prepared blank NPs themselves. Therefore, the self-assembled FBP NPs were anticipated to be a promising conveyer of hydrophobic antitumor drug for future applicationin vivo.In the future, the experiments of normal cell line without folate receptor should be used as comparison to ascertain the above conclusion.



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*Source: 5752921-2016-03-27.xml*