# Dietary Strategies and Novel Pharmaceutical Approaches Targeting Serum ApoA-I Metabolism: A Systematic Overview

Authors: Lotte Smolders; Jogchum Plat; Ronald P. Mensink
Journal: Journal of Nutrition and Metabolism
 (2017)

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## Abstract

The incidence of CHD is still increasing, which underscores the need for new preventive and therapeutic approaches to decrease CHD risk. In this respect, increasing apoA-I concentrations may be a promising approach, especially through increasing apoA-I synthesis. This review first provides insight into current knowledge on apoA-I production, clearance, and degradation, followed by a systematic review of dietary and novel pharmacological approaches to target apoA-I metabolism. For this, a systematic search was performed to identify randomized controlled intervention studies that examined effects of whole foods and (non)nutrients on apoA-I metabolism. In addition, novel pharmacological approaches were searched for, which were specifically developed to target apoA-I metabolism. We conclude that both dietary components and pharmacological approaches can be used to increase apoA-I concentrations or functionality. For the dietary components in particular, more knowledge about the underlying mechanisms is necessary, as increasing apoA-I per se does not necessarily translate into a reduced CHD risk.


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## Body

## 1. Introduction

The global incidence of coronary heart diseases (CHD) is still increasing, which underscores the need for novel and alternative approaches to prevent the initiation and progression of this disease already at an early stage. Since elevated serum low-density lipoprotein cholesterol (LDL-C) concentrations are causally related to CHD, most dietary life style interventions and pharmaceutical treatments to prevent CHD so far are focused on lowering serum LDL-C concentrations. Despite successful intervention possibilities, there is still a substantial residual cardiovascular risk. Therefore, a possibility of further lowering CHD risk is to target multiple metabolic pathways simultaneously [1, 2]. For example, statin treatment, to lower serum LDL-C concentrations, can be combined with other pharmaceutical agents, such as proprotein convertase subtilisin/kexin type 9 inhibitors, which substantially further lower serum LDL-C concentrations [3]. Also, the Niemann-Pick Like Intracellular Cholesterol Transporter 1 inhibitor ezetimibe can be used, which has been shown to further lower the number of myocardial infarctions with 13%, strokes with 14%, and ischemic strokes with 21% [4]. Besides combined interventions to further increase the LDL-C lowering potential, it can be considered to target at the same time other CHD risk parameters including serum high density lipoprotein (HDL) cholesterol (HDL-C), apolipoprotein A-I (apoA-I), triacylglycerol or lipoprotein(a) concentrations, and/or blood pressure [5]. These parameters may be interrelated. An inverse relationship exists, for example, between serum triacylglycerol and HDL-C concentrations. Thus, interventions that change triacylglycerol may therefore also affect HDL metabolism [6]. In this review we will however focus on possibilities to further reduce CHD risk via novel and alternative dietary and pharmacological interventions targeting apoA-I metabolism.


### 1.1. Increasing HDL Functionality by Increasing ApoA-I

So far, interventions specifically targeting to increase serum HDL-C concentrations did not report any protective cardiovascular effect, which has clearly negatively influenced the interest to develop novel interventions to elevate serum HDL-C. However, recent evidence suggests that the focus should be on optimizing HDL functionality instead of elevating circulating serum HDL-C concentrations [7]. By increasing their functionality, HDL particles are able to take up more cholesterol from peripheral tissues, that is, the so-called cholesterol efflux. In addition, a more functional HDL particle will be more antioxidative—in particular by inhibiting LDL oxidation—and more antithrombotic and will have a higher anti-inflammatory and antiapoptotic activity [8]. A wealth of evidence from epidemiological, in vitro, and in vivo studies suggests that higher apoA-I concentrations protect against CHD development [9]. By increasing apoA-I concentrations, the resulting newly produced small HDL particles (i.e., prebeta HDL) will be highly functional, thereby enhancing cholesterol efflux [8]. Indeed, it has been found that apoA-I concentration is the strongest predictor for cholesterol efflux capacity [10]. ApoA-I is the major protein of HDL particles [11] contributing to approximately 33% of the total HDL particle mass and up to 60% of the HDL protein mass [12]. The most likely mechanism explaining the beneficial effects of elevated serum apoA-I concentrations origins from the fact that apoA-I is the ligand for ATP-binding cassette transporter A1 (ABCA1), as such mediating cholesterol efflux from lipid-laden macrophages [8]. Based on this information, Smits et al. wrote a clear plead for strategies to increase serum apoA-I concentrations as the most promising target for enhancing HDL functionality, thereby decreasing cardiovascular disease (CVD) risk [13]. However, lowering CHD risk by increasing endogenous apoA-I production, by decreasing apoA-I degradation, or by providing exogenous apoA-I has for unknown reasons not yet been investigated into great detail. Therefore, the question remains whether specifically targeting apoA-I metabolism is a suitable target to reduce CHD risk.In this review we will first briefly provide insight into the current knowledge of apoA-I synthesis, clearance, and degradation, followed by a detailed overview of dietary and novel experimental pharmaceutical developments targeting circulating apoA-I concentrations.


## 1.1. Increasing HDL Functionality by Increasing ApoA-I

So far, interventions specifically targeting to increase serum HDL-C concentrations did not report any protective cardiovascular effect, which has clearly negatively influenced the interest to develop novel interventions to elevate serum HDL-C. However, recent evidence suggests that the focus should be on optimizing HDL functionality instead of elevating circulating serum HDL-C concentrations [7]. By increasing their functionality, HDL particles are able to take up more cholesterol from peripheral tissues, that is, the so-called cholesterol efflux. In addition, a more functional HDL particle will be more antioxidative—in particular by inhibiting LDL oxidation—and more antithrombotic and will have a higher anti-inflammatory and antiapoptotic activity [8]. A wealth of evidence from epidemiological, in vitro, and in vivo studies suggests that higher apoA-I concentrations protect against CHD development [9]. By increasing apoA-I concentrations, the resulting newly produced small HDL particles (i.e., prebeta HDL) will be highly functional, thereby enhancing cholesterol efflux [8]. Indeed, it has been found that apoA-I concentration is the strongest predictor for cholesterol efflux capacity [10]. ApoA-I is the major protein of HDL particles [11] contributing to approximately 33% of the total HDL particle mass and up to 60% of the HDL protein mass [12]. The most likely mechanism explaining the beneficial effects of elevated serum apoA-I concentrations origins from the fact that apoA-I is the ligand for ATP-binding cassette transporter A1 (ABCA1), as such mediating cholesterol efflux from lipid-laden macrophages [8]. Based on this information, Smits et al. wrote a clear plead for strategies to increase serum apoA-I concentrations as the most promising target for enhancing HDL functionality, thereby decreasing cardiovascular disease (CVD) risk [13]. However, lowering CHD risk by increasing endogenous apoA-I production, by decreasing apoA-I degradation, or by providing exogenous apoA-I has for unknown reasons not yet been investigated into great detail. Therefore, the question remains whether specifically targeting apoA-I metabolism is a suitable target to reduce CHD risk.In this review we will first briefly provide insight into the current knowledge of apoA-I synthesis, clearance, and degradation, followed by a detailed overview of dietary and novel experimental pharmaceutical developments targeting circulating apoA-I concentrations.


## 2. ApoA-I

### 2.1. ApoA-I Synthesis

ApoA-I mRNA is expressed in cells of the liver and small intestine [14], where it is translated into a pre-pro-apoA-I protein. The presegment needs cotranslational cleavage [15], which takes place during translocation of the protein into the endoplasmatic reticulum by a signal peptidase [16, 17]. This results in a stable intracellular, pro-apoA-I protein [15], which is secreted into blood and lymph. Directly after secretion of pro-apoA-I, the proprotein is cleaved of by Bone Morphogenetic Protein-1 (BMP-1) and Procollagen C-proteinase Enhancer-2 Protein (PCPE2) (Figure 1) [18, 19]. It is evident that the cleavage of the prosegment is essential for the secretion of newly formed intracellular apoA-I. Deletion of the coding sequence of the prosegment causes accumulation of apoA-I in the cell [20], decreases the efficiency of apoA-I mRNA expression [17], and impairs the secretion of apoA-I into blood and lymph [17, 20]. The cleavage of the proprotein occurs relatively rapid, while the residence time for pro-apoA-I in plasma is only 5.5 hours, in contrast to the residence time for mature apoA-I of 6.5 days [21]. About 4–8% of the circulating apoA-I pool is pro-apoA-I [15, 22, 23]. After cleavage of the prosegment, apoA-I accepts cholesterol and phospholipids from ABCA1 [24] to form a pre-β HDL particle (Figure 1). In other words, apoA-I is the starting point for the synthesis of a functional HDL particle and therefore essential for the formation and maturation of novel HDL particles [16]. In the circulation, lecithin-cholesterol acyltransferase esterifies the free cholesterol in these pre-β HDL particles, thereby forming HDL3 and finally HDL2 [25]. The ATP-binding cassette G1 transporter and scavenger receptor class B type 1 (SR-B1) contribute to the cholesterol efflux from peripheral tissues and macrophages to these mature HDL particles. After binding of HDL2 to SR-B1 on the liver, cholesterol esters are taken up and lipid-depleted apoA-I is returned to the circulation. These apoA-I-rich lipid-depleted HDL particles can again acquire cholesterol and phospholipids—forming an pre-β HDL particle—or can be cleared from the circulation [26].Figure 1
Simplified scheme of the synthesis, metabolism, and clearance of apoA-I. ApoA-I is synthesized in cells of the liver and intestine as pre-pro-apoA-I. After translocation to the endoplasmic reticulum, the preprotein is cleaved of and pro-apoA-I is secreted into blood and lymph. In the circulation, the prosegment is directly cleaved of by Bone Morphogenetic Protein-1 (BMP-1) and Procollagen C-proteinase Enhancer-2 Protein (PCPE2). After this, apoA-I accepts cholesterol and phospholipids from ABCA1, forming a pre-β HDL particle. In the circulation, lecithin-cholesterol acyltransferase esterifies (LCAT) the free cholesterol in these pre-β HDL particles, forming HDL3 and finally HDL2, as indicated by the black arrows. After binding of HDL2 to SR-B1 on the liver, the cholesterol esters are taken up and lipid-depleted apoA-I is returned to the circulation. These apoA-I-rich particles can again acquire cholesterol and phospholipids or can be cleared from the circulation. Clearance will take place for 70% by the kidney, where apoA-I is broken down into amino acids and ultimately excreted in the urine. 26% of the free apoA-I will be cleared by the liver, and apoA-I catabolic products will then be excreted via biliary secretion into the gut and further digested and absorbed or excreted from the body through the feces. 4% of the free apoA-I will go to other tissues and finally will end up in the urine, as indicated by the blue arrows.


### 2.2. ApoA-I Clearance

Several organs are involved in apoA-I clearance and degradation [26]. Calculations in rabbits have indicated that renal apoA-I clearance accounts for approximately 68–70% of total apoA-I catabolism. Also in humans, the kidney is the major site for apoA-I clearance [26, 27]. In the kidneys, the uptake of HDL particles is limited, because the intact lipoprotein particles are too large to pass the glomerular filtration barrier. However, newly formed or recycled lipid free apoA-I can pass this barrier. In the proximal tubule of the glomerulus, apoA-I binds the receptors cubilin and megalin [28], which mediate endocytosis and delivery of the protein to the lysosomes [29, 30], resulting in complete degradation of the apoA-I protein. The amino acids can be reused for de novo protein synthesis [31]. While the kidney plays a major role in apoA-I degradation, the liver accounts for 26% of the apoA-I clearance, at least in rats. It is not known how the hepatocytes take up the apoA-I particles, but the apoA-I catabolic products are excreted from the liver via the bile into the gut. In the gut, they are further digested and absorbed or excreted from the body. Other tissues, besides kidney and liver, which are to a lesser extent involved in the degradation of apoA-I, are ovaries, adrenals, and spleen, which secrete apoA-I catabolic products into the urine (Figure 1) [26].Increasing apoA-I concentrations via reducing apoA-I clearance is for unknown reasons not a subject of investigation. Consequently, it is also not known whether inhibiting apoA-I clearance affects HDL functionality. Therefore, decreasing apoA-I clearance is currently not a target for interventions, whereas elevating de novo apoA-I production certainly is [32].


## 2.1. ApoA-I Synthesis

ApoA-I mRNA is expressed in cells of the liver and small intestine [14], where it is translated into a pre-pro-apoA-I protein. The presegment needs cotranslational cleavage [15], which takes place during translocation of the protein into the endoplasmatic reticulum by a signal peptidase [16, 17]. This results in a stable intracellular, pro-apoA-I protein [15], which is secreted into blood and lymph. Directly after secretion of pro-apoA-I, the proprotein is cleaved of by Bone Morphogenetic Protein-1 (BMP-1) and Procollagen C-proteinase Enhancer-2 Protein (PCPE2) (Figure 1) [18, 19]. It is evident that the cleavage of the prosegment is essential for the secretion of newly formed intracellular apoA-I. Deletion of the coding sequence of the prosegment causes accumulation of apoA-I in the cell [20], decreases the efficiency of apoA-I mRNA expression [17], and impairs the secretion of apoA-I into blood and lymph [17, 20]. The cleavage of the proprotein occurs relatively rapid, while the residence time for pro-apoA-I in plasma is only 5.5 hours, in contrast to the residence time for mature apoA-I of 6.5 days [21]. About 4–8% of the circulating apoA-I pool is pro-apoA-I [15, 22, 23]. After cleavage of the prosegment, apoA-I accepts cholesterol and phospholipids from ABCA1 [24] to form a pre-β HDL particle (Figure 1). In other words, apoA-I is the starting point for the synthesis of a functional HDL particle and therefore essential for the formation and maturation of novel HDL particles [16]. In the circulation, lecithin-cholesterol acyltransferase esterifies the free cholesterol in these pre-β HDL particles, thereby forming HDL3 and finally HDL2 [25]. The ATP-binding cassette G1 transporter and scavenger receptor class B type 1 (SR-B1) contribute to the cholesterol efflux from peripheral tissues and macrophages to these mature HDL particles. After binding of HDL2 to SR-B1 on the liver, cholesterol esters are taken up and lipid-depleted apoA-I is returned to the circulation. These apoA-I-rich lipid-depleted HDL particles can again acquire cholesterol and phospholipids—forming an pre-β HDL particle—or can be cleared from the circulation [26].Figure 1
Simplified scheme of the synthesis, metabolism, and clearance of apoA-I. ApoA-I is synthesized in cells of the liver and intestine as pre-pro-apoA-I. After translocation to the endoplasmic reticulum, the preprotein is cleaved of and pro-apoA-I is secreted into blood and lymph. In the circulation, the prosegment is directly cleaved of by Bone Morphogenetic Protein-1 (BMP-1) and Procollagen C-proteinase Enhancer-2 Protein (PCPE2). After this, apoA-I accepts cholesterol and phospholipids from ABCA1, forming a pre-β HDL particle. In the circulation, lecithin-cholesterol acyltransferase esterifies (LCAT) the free cholesterol in these pre-β HDL particles, forming HDL3 and finally HDL2, as indicated by the black arrows. After binding of HDL2 to SR-B1 on the liver, the cholesterol esters are taken up and lipid-depleted apoA-I is returned to the circulation. These apoA-I-rich particles can again acquire cholesterol and phospholipids or can be cleared from the circulation. Clearance will take place for 70% by the kidney, where apoA-I is broken down into amino acids and ultimately excreted in the urine. 26% of the free apoA-I will be cleared by the liver, and apoA-I catabolic products will then be excreted via biliary secretion into the gut and further digested and absorbed or excreted from the body through the feces. 4% of the free apoA-I will go to other tissues and finally will end up in the urine, as indicated by the blue arrows.


## 2.2. ApoA-I Clearance

Several organs are involved in apoA-I clearance and degradation [26]. Calculations in rabbits have indicated that renal apoA-I clearance accounts for approximately 68–70% of total apoA-I catabolism. Also in humans, the kidney is the major site for apoA-I clearance [26, 27]. In the kidneys, the uptake of HDL particles is limited, because the intact lipoprotein particles are too large to pass the glomerular filtration barrier. However, newly formed or recycled lipid free apoA-I can pass this barrier. In the proximal tubule of the glomerulus, apoA-I binds the receptors cubilin and megalin [28], which mediate endocytosis and delivery of the protein to the lysosomes [29, 30], resulting in complete degradation of the apoA-I protein. The amino acids can be reused for de novo protein synthesis [31]. While the kidney plays a major role in apoA-I degradation, the liver accounts for 26% of the apoA-I clearance, at least in rats. It is not known how the hepatocytes take up the apoA-I particles, but the apoA-I catabolic products are excreted from the liver via the bile into the gut. In the gut, they are further digested and absorbed or excreted from the body. Other tissues, besides kidney and liver, which are to a lesser extent involved in the degradation of apoA-I, are ovaries, adrenals, and spleen, which secrete apoA-I catabolic products into the urine (Figure 1) [26].Increasing apoA-I concentrations via reducing apoA-I clearance is for unknown reasons not a subject of investigation. Consequently, it is also not known whether inhibiting apoA-I clearance affects HDL functionality. Therefore, decreasing apoA-I clearance is currently not a target for interventions, whereas elevating de novo apoA-I production certainly is [32].


## 3. Dietary Interventions Affecting ApoA-I Metabolism

It has been clearly shown that dietary components can change serum apoA-I concentrations. We here provide an overview of randomized controlled dietary intervention studies that have examined the effects of whole foods and (non)nutrients on apoA-I concentrations or apoA-I metabolism. Only crossover and parallel studies were included. Potentially relevant studies published before January 2017 were identified by a systematic search of the database PubMed (https://www.ncbi.nlm.nih.gov). The following search terms were used to search in titles and abstracts: (((Clinical Trial[Publication Type]) OR randomized controlled trial[Publication Type])) AND apolipoprotein A∗[MeSH Terms]. The selection was performed in two steps. First, titles and abstracts were screened. Studies were selected if they met the following inclusion criteria: human intervention study with adults, dietary intervention study, and measurement of apoA-I concentrations. In the second step, full-texts of the selected articles were read to extract fasting or postprandial apoA-I values. Then, a search was performed to find meta-analysis of each food or (non)nutrient group. When a meta-analysis was found, it is included in this review together with the articles identified by us, which were not part of the meta-analysis. Changes in apoA-I concentrations were expressed as percentages, if possible. When percentages were not reported, they were calculated from the mean values as reported in the articles. Furthermore, the list of articles was screened for studies that investigated the effects on cholesterol efflux, apoA-I production rate (PR), or fractional catabolic rate (FCR).


### 3.1. Alcohol

Based on a meta-analysis including 16 studies with in total 374 subjects, Brien et al. concluded that alcohol consumption (women: >15 g alcohol/day; men: >30 g alcohol/day) increased fasting plasma apoA-I concentrations with 10.1 mg/dL (95% CI 7.3–12.9 mg/dL) [33]. A later study, not included in this meta-analysis, also showed a higher fasting apoA-I concentration after alcohol consumption as compared with no alcohol consumption [34]. Moreover, postprandial apoA-I concentrations also increased after alcohol consumption [35]. These effects did not depend on the source (red wine, beer, and Dutch gin) of alcohol [36]. Lavy et al. however reported that red wine increased apoA-I as compared with white wine consumption [37]. Also, Gepner et al. observed that red wine increased apoA-I concentrations as compared with water consumption, but white wine did not significantly change apoA-I concentrations as compared with water or red wine [38]. Furthermore, alcohol consumption not only elevated circulating apoA-I concentrations but also improved HDL functionality as shown by an increased cholesterol efflux capacity [36, 39, 40]. In one study, the kinetics of apoA-I have been examined. It was reported that apoA-I PR increased and apoA-I FCR decreased after alcohol consumption (Table 1) [41].Table 1
Effect of alcohol consumption on apoA-I concentrations, HDL functionality, and apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Brien et al. (2011) [33]
Alcohol
Meta-analysis of16 studies till 2009(i) RCT with 2 arms(ii) before versus after>1 week
374 subjects
Women > 15 g/dayMen > 30 g/day
(i) 10.1 mg/dL (95% CI 7.3–12.9)↑ in fasting plasma apoA-I concentrations
Lavy et al. (1994) [37]
Red versus white wine
RCT parallel2 weeks
20 healthy men
44 g alcohol/day
(i) 12.0%↑ in fasting plasma apoA-I concentrations comparing red wine with white wine
van der Gaag et al. (1999) [35]
Red wine versus beer versus Dutch gin versus water
RCT crossover3 weeks
11 healthy men
40 g alcohol/day from red wine, beer, or Dutch gin
(i) 8.2%↑ in fasting serum apoA-I concentrations comparing alcohol with water∗ (ii) 9.2% ↑ in postprandial serum apoA-I concentrations comparing alcohol with water∗ (iii) No differences between the different beverages
van der Gaag et al. (2001) [36]
Red wine versus beer versus Dutch gin versus water
RCT crossover3 weeks
11 healthy men
40 g alcohol/day from red wine, beer, or Dutch gin
(i) 10%↑ in fasting plasma apoA-I concentrations comparing alcohol with water∗ (ii) 6.2% ↑ in cholesterol efflux comparing alcohol with water∗ (iii) No differences between the different beverages
Beulens et al. (2004) [39]
Whisky versus water
RCT crossover17 days
23 healthy men
40 g alcohol/day
(i) 6.2%↑ in fasting plasma apoA-I concentrations (ii) 17.5% ↑ in cholesterol efflux
Kralova Lesna et al. (2009) [40]
Beer versus nonalcoholic beverage
RCT crossover4 weeks
13 healthy men
36 g alcohol/day
(i) 7.5%↑ in fasting plasma apoA-I concentrations∗ (ii) 8.0% ↑ in fasting cholesterol efflux∗
Gepner et al. (2015) [38]
Red versus white wine versus water
RCT parallel2 years
195 patients with diabetes mellitus type 2
17 g alcohol/day
(i) 2.3%↑ in fasting plasma apoA-I concentrations comparing red wine with water∗ (ii) No difference between white wine and water or red wine
Chiva-Blanch et al. (2013) [34]
Red wine versus dealcoholized red wine versus gin
RCT crossover4 weeks
67 men at high CVD risk
30 g alcohol/day
(i) 12.5% and 12.6%↑ in fasting plasma apoA-I concentrations comparing dealcoholized red wine with red wine and gin, respectively∗
Gottrand et al. (1999) [41]
Red wine versus nonalcoholic beverage
RCT4 weeks
5 healthy men
50 g alcohol/day
(i) 20%↑ in plasma apoA-I pool (ii) 10% ↑ in PR (iii) 6% ↓ in FCR
∗Percentages calculated from the mean values; PR: production rate; FCR: fractional catabolic rate.


### 3.2. Boiled and Filtered Coffee, Caffeine, and Tea

In six studies, the effects of boiled or filtered coffee, caffeine, and tea on fasting apoA-I concentrations have been compared. In none of the studies, significant differences in apoA-I concentrations were observed (Table2) [42–47].Table 2
Effect of boiled and filtered coffee, caffeine, and tea on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Aro et al. (1987) [43]
Boiled versus filtered coffee versus tea
RCT crossover4 weeks
42 hypercholesterolemic subjects
8 cups/day
(i) No differences in serum apoA-I concentrations
Aro et al. (1990) [42]
Boiled versus filtered coffee
RCT crossover4 weeks
41 healthy subjects
2–14 cups/day
(i) No differences in serum apoA-I concentrations
van Dusseldorp et al. (1991) [47]
Filtered versus unfiltered coffee versus no coffee
RCT parallel79 days
64 healthy subjects
6 cups/day
(i) No differences in serum apoA-I concentrations
Burr et al. (1989) [44]
Decaffeinated versus no coffee
RCT crossover4 weeks
54 healthy subjects
>5 cups/day
(i) No differences in plasma apoA-I concentrations
Davies et al. (2003) [45]
Black tea versus caffeine versus caffeine free placebo
RCT crossover3 weeks
15 mildly hypercholesterolemic subjects
5 cups/day
(i) No differences in plasma apoA-I concentrations
Mozaffari-Khosravi et al. (2009) [46]
Sour tea versus black tea
RCT parallel1 month
53 patients with diabetes mellitus type 2
2 cups/day
(i) No differences in serum apoA-I concentrations


### 3.3. Fatty Acids

In a recent meta-analysis including 104 diets from forty-two well-controlled intervention studies the effects of the various fatty acids on fasting serum apoA-I concentrations were estimated. Effects of fish-fatty acids were not included in that meta-analysis and will be discussed in the next paragraph. A significant increase in serum apoA-I concentrations was found when 1 energy% of carbohydrates was replaced by saturated fatty acids (SFA; 8.4 mg/dL, 95% CI 6.4–10.5), cis-monounsaturated fatty acids (cis-MUFA; 5.5 mg/dL, 95% CI 3.7–7.3), and cis-polyunsaturated fatty acids (cis-PUFA; 2.3 mg/dL, 95% CI 0.1–4.6). cis-MUFA mainly referred to oleic acid and cis-PUFA to linoleic acid plus someα-linolenic acid. This meta-analysis further showed that fasting apoA-I concentrations were significantly increased by replacement of 1 energy% from carbohydrates with lauric acid (C12:0; 19.2 mg/dL, 95% CI 14.6–12.7), myristic acid (C14:0; 8.8 mg/dL, 95% CI 0.5–13.1), and palmitic acid (C16:0; 6.5 mg/dL, 95% CI 3.8–9.3), while replacement with stearic acid (C18:0) did not change apoA-I concentrations [48]. For these latter analyses, 88 diets from 34 studies were included. In another meta-analysis based on 17 diets from 10 studies, Brouwer (2016) described the effects of trans-fatty acids (TFA) on circulating fasting apoA-I concentrations. It was reported that replacement of 1 energy% of carbohydrates for total TFA increased apoA-I concentrations (3.3 mg/dL, 95% CI 4.7–1.9). When a difference was made between industrial and ruminant TFA, it was found that replacement with industrial TFA significantly increased fasting apoA-I concentrations (3.3 mg/dL, 95% CI 4.8–1.8), while ruminant TFA did not (4.6 mg/dL, 95% CI: −22.0–12.9). This may be due to a lack of power, since only two studies investigated ruminant TFA. Furthermore, this meta-analysis also showed that replacement of 1 energy% from TFA with SFA increased fasting apoA-I concentrations (2.6 mg/dL, 95% CI 1.4–3.9), while replacement with MUFA did not change apoA-I concentrations and replacement with cis-PUFA decreased fasting apoA-I concentrations (−1.7 mg/dL, 95% CI −2.8–−0.6) (Table 3) [49].Table 3
Meta-analysis showing the effects of fatty acids on fasting apoA-I concentrations and studies showing effects of fatty acids on apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Mensink (2016) [48]
Replacement of carbohydrates (carbs) for SFA, MUFA, or PUFA
Meta-analysis of42 studies till Dec 2013Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 8.4 mg/dL (95% CI 6.4–10.5)↑ in fasting apoA-I concentrations replacing carbs with SFA(ii) 5.5 mg/dL (95% CI 3.7–7.3) ↑ in fasting apoA-I concentrations replacing carbs with MUFA(iii) 2.3 mg/dL (95% CI 0.1–4.6) ↑ in fasting apoA-I concentrations replacing carbs with PUFA
Mensink (2016) [48]
Replacement of carbs for lauric acid (C12:0), myristic acid (C14:0), palmitic acid (C16:0), or stearic acid (C18:0)
Meta-analysis of34 studies till Dec 2013Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 19.2 mg/dL (95% CI 14.6–12.7)↑ in fasting apoA-I concentrations replacing carbs with lauric acid(ii) 8.8 mg/dL (95% CI 0.5–13.1) ↑ in fasting apoA-I concentrations replacing carbs with myristic acid(iii) 6.5 mg/dL (95% CI 3.8–9.3) ↑ in fasting apoA-I concentrations replacing carbs with palmitic acid(iv) No difference in apoA-I concentrations replacing carbs with stearic acid
Brouwer (2016) [49]
Replacement of trans-fatty acids (TFA) for carbs
Meta-analysis of10 studies till Sep 2014Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 3.3 mg/dL (95% CI 4.7–1.9)↑ in fasting apoA-I concentrations replacing carbs with TFA(ii) 2.6 mg/dL (95% CI 1.4–3.9) ↑ in fasting apoA-I concentrations replacing TFA with SFA(iii) No difference in apoA-I concentrations replacing TFA with MUFA(iv) 1.7 mg/dL (95% CI −2.8–−0.6) ↓ in fasting apoA-I concentrations replacing TFA with PUFA
Ginsberg et al. (1994) [50]
Average American diet versus PUFA enriched diet
RCT parallel6 weeks
21 healthy men
MUFA: 14 versus 8 energy%PUFA: 7 versus 13 energy%
(i) No difference in apoA-I FCR
Desroches et al. (2004) [51]
Low fat diet versus high MUFA diet
RCT parallel6-7 weeks
18 healthy men
Fat: 25.8 versus 40.1 energy%MUFA: 13.3 versus 22.5 energy%
(i) 31%↓ PR after low fat compared with high MUFA diet (ii) 22% ↓ FCR after low fat compared with high MUFA diet
Matthan et al. (2004) [52]
Soybean oil (PUFA) versus margarine (TSA) versus butter (SFA)
RCT crossover5 weeks
8 hypercholesterolemic women
2/3 of the total fat intake
(i) 11%↑ FCR after margarine compared with butter(ii) No difference in PR between the diets
Labonté et al. (2013) [53]
Carbohydrates versus MUFA
RCT parallel4 weeks
16 dyslipidemic subjects
13 energy%
(i) 5.6%↑ in FCR after carbohydrate compared with MUFA consumption(ii) No difference in PR between the diets
SFA: saturated fatty acids, MUFA: monounsaturated fatty acids, PUFA: polyunsaturated fatty acids, TFA: trans-fatty acids, PR: production rate, and FCR: fractional catabolic rate.Several studies have examined the effects of the various fatty acids on serum apoA-I metabolism. A TFA diet increased apoA-I FCR as compared with SFA, but the FCR after cis-PUFA consumption did not differ from the TFA or SFA diets. ApoA-I PR was not different between the various diets [52]. Moreover, a cis-PUFA diet did not affect apoA-I FCR [50] and both FCR and PR decreased after low fat consumption compared with high cis-MUFA consumption [51]. In contrast, Labonté et al. have reported that replacing 13 energy% of carbohydrates with cis-MUFA decreased apoA-I FCR with no change in apoA-I PR (Table 3) [53]. The different results between these two studies [51, 53] may have been due to the significant weight loss in the study of Desroches et al., which may have confounded to some extent the effect of MUFA on apoA-I kinetics.


### 3.4. Fish and Fish-Fatty Acids

Most studies investigating the effects of omega-3 fatty acids from fatty fish, mainly eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA), did not observe any differences in fasting and postprandial apoA-I concentrations [54, 55, 57–66, 68–71, 73–79]. However, in two studies, all in healthy men, fasting apoA-I concentrations decreased after fish oil supplementation. The first study showed lower apoA-I concentrations after pollock oil (rich in EPA) and salmon oil (rich in DHA), but not after tuna oil (rich in DHA) consumption as compared with butter [56]. The second study found lower apoA-I concentrations after EPA oil supplementation compared with DHA oil supplementation [67]. On the other hand, one study found an increase in fasting apoA-I concentrations after a diet high in fish-fatty acids compared with a diet low in fish-fatty acids. In this study, the diets were matched for total fat (Table 4) [72].Table 4
Effect of fish oil or fish on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Schectman et al. (1988) [54]
Low versus high fish oil versus safflower oil capsules
RCT crossover1 month
13 patients with noninsulin-dependent diabetes mellitus type 2
4.0 versus 7.5 g omega-3/day12 g safflower oil/day
(i) No differences in fasting plasma apoA-I concentrations
Wilt et al. (1989) [55]
Fish oil versus safflower oil capsule
RCT parallel12 weeks
38 healthy men
20 g/day
(i) No differences in fasting plasma apoA-I concentrations
Childs et al. (1990) [56]
Pollock oil (EPA) versus tuna (DHA) versus salmon (DHA) versus butter capsule
RCT crossover3 weeks
8 healthy men
EPA: 11.7, 5.4, and 6.1 g/dayDHA: 3.1, 15.5, and 7.7 g/day
(i) 22.0%↓ in fasting plasma apoA-I concentrations comparing pollock oil with control(ii) 14.0% ↓ in fasting plasma apoA-I concentrations comparing salmon oil with control(iii) No differences in fasting plasma apoA-I concentrations comparing tuna oil with control
DeLany et al. (1990) [57]
Low versus high fish oil versus margarine (similar macronutrient composition)
RCT parallel5 weeks
15 healthy men
0, 5, and 20 g fish oil/day with 0, 2, and 8 g omega-3/day
(i) No differences in fasting serum apoA-I concentrations
Levinson et al. (1990) [58]
Fish oil versus vegetable oil capsule
RCT parallel6 weeks
16 mild hypertensive patients
50 g oil/day, 9 g EPA, and 6 g DHA
(i) No differences in fasting serum apoA-I concentrations
Mori et al. (1990) [59]
Fish oil versus no fish oil
RCT parallel3 weeks
22 insulin-dependent diabetic men
2.7 g EPA and 1.7 g DHA/day
(i) No differences in fasting serum apoA-I concentrations
Boønaa et al. (1992) [60]
EPA and DHA oil versus corn oil capsule
RCT parallel10 weeks
156 healthy subjects
5.1 g/day
(i) No differences in fasting serum apoA-I concentrations
Richter et al. (1992) [61]
Omega-3 versus omega-6 capsule
RCT crossover3 weeks
26 healthy men
5.0 g/day
(i) No differences in fasting plasma apoA-I concentrations
Tatò et al. (1993) [62]
EPA and DHA versus olive oil capsules
RCT crossover4 weeks
9 patients with familial hyperlipidemia
3.0 and 4.5 g EPA and DHA/day
(i) No differences in fasting serum apoA-I concentrations
Zampelas et al. (1994) [63]
SFA oil versus corn oil versus fish oil capsule
RCT crossover1 day
12 healthy men
40 g/day
(i) No differences in postprandial serum apoA-I concentrations
Eritsland et al. (1995) [64]
Fish oil capsule versus no capsule
RCT parallel9 months
511 patients with coronary artery disease
4 g/day: 3.4 g EPA and DHA
(i) No differences in fasting serum apoA-I concentrations
Herrmann et al. (1995) [65]
Omega-3 versus rapeseed oil capsule
RCT parallel4 weeks
53 patients with coronary artery disease
8.5 g/day
(i) No differences in fasting plasma apoA-I concentrations
Hamazaki et al. (1996) [66]
DHA versus control oil capsule
RCT parallel13 weeks
24 healthy subjects
1.5–1.8 g/day
(i) No differences in fasting serum apoA-I concentrations
Grimsgaard et al. (1997) [67]
EPA versus DHA versus corn oil capsule
RCT parallel7 weeks
234 healthy men
EPA: 3.8 g/dayDHA: 3.6 g/dayCorn oil: 4.0 g/day
(i) 5.0%↓ in fasting serum apoA-I concentrations comparing EPA with corn oil∗ (ii) No differences in fasting serum apoA-I concentrations comparing DHA with corn oil∗
Sorensen et al. (1998) [68]
Fish oil versus sunflower oil margarine
RCT parallel4 weeks
47 healthy subjects
4.0 g/day
(i) No differences in fasting plasma apoA-I concentrations
Buckley et al. (2004) [69]
EPA versus DHA versus olive oil capsules
RCT parallel4 weeks
42 healthy subjects
EPA: 4.8 g/dayDHA: 4.9 g/day
(i) No differences in fasting plasma apoA-I concentrations
Calabresi et al. (2004) [70]
Omega-3 versus placebo capsule
RCT crossover8 weeks
14 patients with familial hyperlipidemia
EPA: 1.88 g/dayDHA: 1.48 g/day
(i) No differences in fasting plasma apoA-I concentrations
Shidfar et al. (2003) [71]
Omega-3 versus placebo
RCT parallel10 weeks
68 hyperlipidemic patients
1 g/day
(i) No differences in fasting serum apoA-I concentrations
Li et al. (2004) [72]
High versus low fish-fatty acids diet
RCT parallel24 weeks
22 healthy subjects
30 energy% of fat
(i) 14.0%↑ in fasting plasma apoA-I concentrations comparing high with low fish-fatty acids consumption
Goyens and Mensink (2006) [73]
ALA versus EPA and DHA capsule
RCT parallel6 weeks
37 elderly healthy subjects
ALA 6.8 g/day, EPA, and DHA: 1.05 + 0.55 g/day
(i) No differences in fasting serum apoA-I concentrations
De Roos et al. (2008) [74]
Fish oil versus high oleic sunflower oil capsule
RCT parallel6 weeks
81 healthy subjects
3.5 g/day: 700 mg EPA and 560 mg DHA
(i) No differences in fasting serum apoA-I concentrations
Shidfar et al. (2008) [75]
Omega-3 versus 300 mg SFA, 100 mg MUFA, and 600 mg linoleic acid capsule
RCT parallel10 weeks
50 patients with diabetes mellitus type 2
2 g/day: 520 mg EPA and 480 mg DHA
(i) No differences in fasting serum apoA-I concentrations
Maki et al. (2011) [76]
Omega-3 versus soy oil
RCT crossover6 weeks
31 patients with primary, isolated hypercholesterolemia
4 g/day
(i) No differences in fasting serum apoA-I concentrations
Ooi et al. (2012) [77]
Therapeutic lifestyle change diet low versus high in fish (capsule)
RCT parallel24 weeks
20 healthy subjects
EPA and DHA: 1.23 g/day versus 0.27 g/day
(i) No differences in fasting plasma apoA-I concentrations
Song et al. (2013) [78]
High omega-3 and low omega-6 versus low omega-3 and high omega-6 fatty acid diet
RCT crossover1 day
8 healthy and 8 hypertriacylglycerolemic subjects
0.97 versus 8.80 n-6/n-3 ratio
(i) No differences in postprandial serum apoA-I concentrations
Oliveira et al. (2014) [79]
Fish oil versus soya oil supplements
RCT parallel24 weeks
83 HIV-infected subjects on antiretroviral therapy
3 g/day: 540 mg EPA and 360 mg DHA
(i) No differences in postprandial serum apoA-I concentrations
Stewart et al. (1990) [80]
Mackerel versus lean meat
RCT crossover6 weeks
84 healthy male subjects
135 g/day
(i) No differences in fasting serum apoA-I concentrations
Gascon et al. (1996) [81]
Lean fish (cod, sole, pollack, and haddock) versus animal protein (lean beef, pork, veal, eggs, skimmed milk, and milk products)
RCT crossover4 weeks
14 premenopausal healthy women
69–71 energy% protein
(i) No differences in lean fish on fasting plasma apoA-I concentrations
Lindqvist et al. (2007) [82]
Herring versus lean meat (pork and chicken)
RCT crossover4 weeks
13 healthy obese subjects
50 g/day5 days/week
(i) No differences in fasting plasma apoA-I concentrations
Erkkilä et al. (2008) [83]
Fatty (salmon, rainbow trout, Baltic herring, whitefish, vendace, and tuna) versus lean fish (pike, pike-perch, perch, saithe, and cod) versus lean meat (beef and pork)
RCT parallel8 weeks
33 patients with coronary heart disease
100–150 g fish4 meals/week
(i) 7.1 and 9.1%↓ in fasting serum apoA-I concentrations comparing lean fish with lean meat or fatty fish consumption∗
Isherwood et al. (2010) [84]
Prawns versus crab sticks
RCT crossover12 weeks
23 healthy males
225 g/day
(i) No differences in fasting plasma apoA-I concentrations
∗Percentages calculated from the mean values; EPA: eicosapentaenoic acid, DHA: docosahexaenoic acid, SFA: saturated fatty acids, and ALA: alpha lipoic acid.Five studies have investigated the effects of fish on fasting apoA-I concentrations. In one study, fatty fish (salmon, rainbow trout, Baltic herring, whitefish, vendace, and tuna) consumption increased apoA-I concentrations compared with lean fish (pike, pike-perch, perch, saithe, and cod) consumption. However, it did not change apoA-I concentrations as compared with lean meat (beef and pork) consumption [83]. The other three studies did not find differences in apoA-I concentrations after fish consumption, of which two compared fatty fish with lean meat [82, 96] and one compared prawns with crab [84]. A limitation of the study of Lindqvist et al. is that participants consumed in total 35 energy% of fat in the herring period and only 10 energy% of fat in the meat period [82], which may have affected apoA-I concentrations. Comparisons between fish and meat consumption are probably not confounded by differences in the intake of the source of protein, as suggested by Gascon et al. In that study, the effects of proteins in lean fish (cod, sole, pollack, and haddock) were compared with those of animal protein (lean beef, pork, veal, eggs, skimmed milk, and milk products). No differences on fasting apoA-I concentrations were found (Table 4) [81].


### 3.5. Fibers

Studies comparing the effects of oat germ, low in fiber, with those of wheat germ, high in fiber, consumption did not find any differences in fasting apoA-I concentrations [80, 85–89]. In four of these studies, it was explicitly reported that the macronutrient composition of the experimental diets was comparable [80, 85, 86, 88]. Mekki et al. observed that a high-fiber diet did not change fasting apoA-I concentrations as compared with a low fiber diet [90]. On the other hand, decreased fasting apoA-I concentrations were found after a high β-glucan and psyllium diet as compared with a low fat, low-cholesterol control diet [91]. The water-soluble fiber arabinoxylan also decreased fasting apoA-I concentrations as compared with the control diet, which had a similar macronutrient composition [92]. Furthermore, no differences in fasting apoA-I concentrations were observed between the soluble and insoluble forms ofP.ovate [93]. The water-soluble fiber β-glucan did not affect fasting apoA-I concentrations [94]. Furthermore, wheat germ consumption increased fasting apoA-I concentrations compared with flaxseed consumption (Table 5) [95].Table 5
Effect of fiber on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Anderson et al. (1991) [85]
Oat versus wheat bran diet (similar macronutrient composition)
RCT parallel3 weeks
20 hypercholesterolemic men
14 g/day
(i) No differences in serum apoA-I concentrations
Cara et al. (1992) [86]
Oat versus rice versus wheat bran versus wheat germ (similar macronutrient composition)
RCT crossover1 day
6 healthy subjects
10 g as oat, rice, and wheat bran versus 4.2 g as wheat germ
(i) No differences in serum apoA-I concentrations
Kashtan et al. (1992) [87]
Oat versus wheat bran supplemented food
RCT parallel2 weeks
32 subjects with a history of polypectomy and 32 healthy subjects
6.8 g/1000 kcal/day
(i) No differences in serum apoA-I concentrations
Stewart et al. (1992) [80]
Oat bran versus control diet (similar macronutrient composition)
RCT crossover6 weeks
24 hypercholesterolemic subjects
50 g/day
(i) No differences in serum apoA-I concentrations
Uusitupa et al. (1992) [88]
Oat versus wheat bran diet (similar macronutrient composition)
RCT parallel8 weeks
36 hypercholesterolemic subjects
10.3 g/day
(i) No differences in serum apoA-I concentrations
Zhang et al. (1992) [89]
Oat versus wheat bran
RCT crossover3 weeks
9 subjects with ileostomies
4.9 versus 29.0 g/day
(i) No differences in plasma apoA-I concentrations
Mekki et al. (1997) [90]
High-fiber diet versus low fiber diet
RCT parallel4 weeks
31 mildly hypercholesterolemic subjects
35 g/day
(i) No differences in plasma apoA-I concentrations
Jenkins et al. (2002) [91]
Low fat, low-cholesterol diet high versus low inβ-glucan or psyllium fiber (similar macronutrient composition)
RCT crossover4 weeks
68 hyperlipidemic subjects
8 g/day
(i) 1.3%↓ in serum apoA-I concentrations comparing the high with the low fibers∗
Garcia et al. (2006) [92]
Arabinoxylan supplement versus placebo
RCT crossover6 weeks
11 patients with impaired glucose tolerance
15 g/day
(i) 4.0%↓ in serum apoA-I concentrations∗
Sola et al. (2007) [93]
Low SFA diet supplemented with P. ovata husk versusP. ovata seeds
RCT crossover8 week
28 men with CVD
10.5 g/day
(i) No differences in fasting plasma apoA-I concentrations
Rondanelli et al. (2008) [94]
β-Glucan versus rice bran supplemented food
RCT crossover4 weeks
24 mildly hypercholesterolemic men
15 versus 30 g/day
(i) No differences in serum apoA-I concentrations
Dodin et al. (2008) [95]
Flaxseed versus wheat germ
RCT parallel12 months
199 healthy postmenopausal women
40 g/day
(i) 4.0%↓ in serum apoA-I concentrations comparing flaxseed with wheat germ∗
∗Percentages calculated from the mean values; SFA: saturated fatty acids.


### 3.6. Nuts

In one short-term study, walnut consumption significantly increased fasting serum apoA-I concentrations [97], but these effects were not found in two longer-term studies [98, 99]. Almond consumption did also not affect fasting apoA-I concentrations [100, 101]. Likewise, hazelnuts [102, 103] and pistachio nuts did not change fasting apoA-I concentrations [104]. A limitation of some of the studies is that not all experimental diets were matched for differences in fat and fatty acid composition. In some of these studies, the diets containing nuts provided more energy from fat than the control diets [99–102]. Furthermore, the nut diets were sometimes also lower in SFA and higher in PUFA than the control diets [99, 101]. Although these differences in nutrient intakes are inherent to consuming more nuts, it is not likely that the effects observed are due to minor component in nuts, since fatty acids increase apoA-I concentrations as compared with carbohydrates [48]. However, most other studies that used a control diet with similar fat and fatty acid composition did also not find any effects of the consumption of nuts on apoA-I concentrations (Table 6) [98, 103, 104].Table 6
Effect of different nuts on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Munoz et al. (2001) [98]
Walnuts versus Mediteranean cholesterol-lowering diet (similar macronutrient composition)
RCT crossover6 weeks
10 hypercholesterolemic men
41–56 g/day
(i) No differences in serum apoA-I concentrations
Rajaram et al. (2009) [99]
Walnut versus control diet
RCT crossover4 weeks
25 mildly hyperlipidemic subjects
42.5 g/day
(i) No differences in serum apoA-I concentrations
Aronis et al. (2012) [97]
Walnut versus control diet (similar macronutrient composition)
RCT crossover4 days
15 patients with metabolic syndrome
48 g/day
(i) 8.1%↑ in serum apoA-I concentrations comparing walnut with control diet∗
Sabaté et al. (2003) [101]
Diet without versus low versus high in almonds
RCT crossover4 weeks
25 healthy subjects
0, 10, and 20 energy%
(i) No differences in serum apoA-I concentrations
Li et al. (2011) [100]
Almond versus NCEP1 diet
RCT crossover12 weeks
20 patients with diabetes mellitus type 2
60 g/day
(i) No differences in plasma apoA-I concentrations
Mercanligil et al. (2007) [102]
Hazelnut versus low fat, low-cholesterol high-carbohydrate diet
Period 1 control and period 2 intervention4 weeks
15 hypercholesterolemic men
40 g/day
(i) No differences in plasma apoA-I concentrations
Tey et al. (2011) [103]
Ground versus sliced versus whole hazelnuts
RCT crossover4 weeks
48 mildly hypercholesterolemic subjects
30 g/day
(i) No differences in plasma apoA-I concentrations
Sheridan et al. (2007) [104]
Pistachio versus control diet (similar macronutrient composition)
RCT crossover4 weeks
15 mildly hypercholesterolemic subjects
56–85 g/day
(i) No differences in serum apoA-I concentrations
∗Percentages calculated from the mean values; 1NCEP: National Cholesterol Education Program step II.


### 3.7. Plant Sterols and Stanols

Most studies examining the effects of plant sterols on serum lipids did not demonstrate an effect of plant sterols on fasting apoA-I concentrations [106, 107, 109–114]. In one study, comparing olive oil and olive oil with plant sterol esters and sunflower oil with plant sterol esters, fasting apoA-I concentrations increased when plant sterol esters were consumed together with olive oil, but apoA-I concentrations were comparable during the other two interventions [108]. Furthermore, one study showed an increase in fasting apoA-I concentrations comparing 3 months of prudent diet consumption (National Cholesterol Education Program) with added plant sterols, with prudent diet consumption alone [111]. One study examined the effects of plant stanols on fasting apoA-I concentrations and found increased apoA-I concentrations comparing 6 weeks of sitostanol consumption with no sitostanol consumption [105]. Finally, no changes in apoA-I PR and FCR were found after plant sterol or stanol consumption (Table 7) [105, 110].Table 7
Effect of plant sterols on fasting apoA-I concentrations and apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Gylling and Miettinen (1994) [105]
Sitostanol versus control margarine
RCT crossover6 weeks
11 hypercholesterolemic diabetic men
3.0 g/day
(i) 4.3% in fasting serum apoA-Iconcentrations∗ (ii) No difference in apoA-I FCR
Temme et al. (2001) [106]
Plant sterols enriched versus nonplant sterol enriched margarine
RCT crossover4 weeks
42 mildly hypercholesterolemic subjects
2.0 g/day
(i) No differences in serum apoA-I concentrations
Amundsen et al. (2002) [107]
Plant sterol esters versus control with similar fatty acid composition
RCT crossover8 weeks
38 children with familial hypercholesterolemia
1.6 g/day
(i) No differences in plasma apoA-I concentrations
Chan et al. (2007) [108]
Olive oil versus sunflower oil with plant sterols versus olive oil with plant sterols margarine
RCT crossover4 weeks
21 moderately overweight, hypercholesterolemic subject
70% of total fat in the diet1.7 g plant sterols/day
(i) 0.8%↑ in fasting plasma apoA-I concentrations comparing olive oil with plant sterols with olive oil alone or sunflower oil with plant sterols∗
Madsen et al. (2007) [109]
Plant sterols versus control with similar fatty acid composition
RCT crossover4 weeks
46 mildly hypercholesterolemic subjects
2.3 g/day
(i) No differences in serum apoA-I concentrations
Ooi et al. (2007) [110]
Plant sterols enriched versus nonplant sterol enriched margarine and cereals
RCT crossover4 weeks
9 patients with the metabolic syndrome
2.0 g/day
(i) No differences in plasma apoA-I concentrations(ii) No effect on apoA-I PR  (iii) No effect on apoA-I FCR
Hernández-Mijares et al. (2010) [111]
Healthy diet (NCEP)1 versus healthy diet with plant sterols versus normal diet with plant sterols
RCT parallel3 months
84 mildly hypercholesterolemic subjects
2.0 g/day
(i) 4.0%↑ in serum apoA-I concentration comparing prudent diet with plant sterols with prudent diet alone or normal diet with plant sterols∗
Söderholm et al. (2010) [112]
Rye bread with low versus high versus no plant sterols
RCT parallel2 weeks
68 healthy subjects
2.0 versus 4.0 g/day
(i) No differences in serum apoA-I concentrations
Gagliardi et al. (2010) [113]
Plant sterol margarines versus no-trans-FA margarine versus butter
RCT parallel5 weeks
53 subjects with metabolic syndrome
2.4 g/day
(i) No differences in plasma apoA-I concentrations
Sialvera et al. (2012) [114]
Yogurt beverage with versus without phytosterol
RCT parallel2 months
108 patients with the metabolic syndrome
4.0 g/day
(i) No differences in plasma apoA-I concentrations
∗Percentages calculated from the mean values; 1NCEP: National Cholesterol Education Program.


### 3.8. Soy Proteins or Isoflavones Isolated from Soy

Studies investigating the effects of soy protein on fasting apoA-I concentrations showed inconsistent outcomes. Eight studies using different amounts of soy protein for 3 weeks till 3 months did not find changes in fasting apoA-I concentrations [115, 116, 118–121, 123–125]. On the other hand, in one study products containing soy protein increased fasting apoA-I concentrations as compared with products containing casein [117], while in another study products with soy protein decreased fasting apoA-I as compared with products containing casein [122]. Furthermore, two studies found different effects of various soy products on fasting apoA-I concentrations [126, 127]. Soy-milk increased apoA-I concentrations as compared with soy nuts and soy flour, but no differences were found as compared with animal protein [126]. Soy nut and soy protein consumption increased apoA-I concentrations as compared with the control group without soy [127]. Two studies have investigated the effects of isoflavones isolated from soy on apoA-I concentrations and showed no effect on fasting [128, 129] and postprandial apoA-I concentrations (Table 8) [129].Table 8
Effect of soy protein or isoflavone in soy on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Bakhit et al. (1994) [115]
Soybean protein with or without soybean fiber
RCT crossover4 weeks
21 hypercholesterolemic men
25 g/day
(i) No differences in fasting plasma apoA-I concentrations
Kurowska et al. (1997) [116]
Soy protein versus milk protein
RCT crossover4 weeks
34 hypercholesterolemic subjects
2% of daily intake
(i) No differences in fasting plasma apoA-I concentrations
Nilausen and Meinertz (1998) [117]
Soy protein versus casein (similar macronutrient composition)
RCT crossover1 month
9 healthy men
154 g/day
(i) 10.7%↑ in fasting plasma apoA-I concentrations∗
Jenkins et al. (2000) [118]
Soy incorporated into breakfast cereals versus no soy
RCT crossover3 weeks
25 hyperlipidemic subjects
36 g/day
(i) No differences in fasting serum apoA-I concentrations
Chen et al. (2006) [119]
Soy protein versus milk protein
RCT parallel3 months
26 patients undergoing hypercholesterolaemic hemodialysis
30 g/day
(i) No differences in fasting serum apoA-I concentrations
McVeigh et al. (2006) [120]
Soy protein varying in isoflavone content
RCT crossover57 days
35 healthy young men
1.64–61.7 mg isoflavone/day
(i) No differences in fasting serum apoA-I concentrations
Pipe et al. (2009) [121]
Soy protein isolate versus milk protein isolate
RCT crossover57 days
29 patients with diabetes mellitus type 2
80 g/day
(i) No differences in fasting serum apoA-I concentrations
Campbell et al. (2010) [122]
Soy protein products versus casein products
RCT parallel1 year
62 moderately hypercholesterolemic postmenopausal women
25 g/day
(i) 8.5%↓ in fasting serum apoA-I concentrations∗
Tabibi et al. (2010) [123]
Soy protein versus no soy protein
RCT parallel8 weeks
40 peritoneal dialysis patients
28 g/day
(i) No differences in fasting serum apoA-I concentrations
Jenkins et al. (2002) [124]
High versus low isoflavone soy protein
RCT crossover1 months
41 hyperlipidemic subjects
Soy: 50–52 g/day; isoflavones: 73 versus 10 mg/day
(i) No differences in fasting serum apoA-I concentrations
Cicero et al. (2002) [125]
Soy proteins supplemented with isolatedβ-sitosterol versus no soy protein
RCT parallel40 days
20 moderately hypercholesterolemic subjects
10 g/day
(i) No differences in fasting plasma apoA-I concentrations
Matthan et al. (2007) [126]
Different sources of soy protein versus animal protein
RCT crossover6 weeks
28 hypercholesterolemic subjects
6.8–7.5 energy%/day
(i) 2.0%↑ in fasting plasma apoA-I concentrations comparing soy-milk with soybean and soy flour(ii) No differences in fasting plasma apoA-I concentrations comparing soy with animal protein
Bakhtiary et al. (2012) [127]
Soy protein versus soy nuts versus no soy
RCT parallel3 months
75 women with the metabolic syndrome
35 g/day
(i) 18.8%↑ in fasting serum apoA-I concentrations comparing soy protein with control∗ (ii) 25.0% ↑ in fasting serum apoA-I concentrations comparing soy nuts with control∗
Wangen et al. (2001) [128]
No versus low versus high soy isoflavone
RCT crossover3 months
18 mildly hypercholesterolemic women
7.1, 65, 132 mg/day
(i) No differences in fasting plasma apoA-I concentrations
Santo et al. (2010) [129]
Milk protein versus isoflavone-poor soy versus isoflavone-rich soy
RCT crossover28 days
30 healthy young men
25 g protein/day
(i) No differences in fasting and postprandial plasma apoA-I concentrations
∗Percentages calculated from the mean values.


### 3.9. Others

Many other products and food components have been studied for their effects on apoA-I concentrations. In most of these studies, which included eggs [130], dried garlic [131, 134], beta-carotene [132], phytochemicals with cytochrome P-450-inducing activity [133], magnesium [135], eggplant [136], dry beans [137], kiwifruits [138], and polyphenols [139], no effects on fasting apoA-I concentrations were observed. In addition, sphingolipids did not change postprandial apoA-I concentrations [140]. On the other hand, red grape juice [141], a mixture of citrus flavonoids and tocotrienols [142], vitamin D supplementation [143, 144], vitamin D plus calcium supplementation [144], theobromine [145], orange juice [146], and a high dose of grape pomace and omija fruit [147] all increased fasting apoA-I concentrations (Table 9).Table 9
Effect of other food components or products on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Sacks et al. (1984) [130]
Eggs versus no foods containing eggs
RCT crossover3 weeks
17 healthy subjects
400 kcal/day
(i) No differences in fasting plasma apoA-I concentrations
Luley et al. (1986) [131]
Dried garlic versus control
RCT crossover6 weeks
(i) 34 hyperlipidemic patients
3 × 198 mg/day
(i) Both no differences in fasting serum apoA-I concentrations
Luley et al. (1986) [131]
Dried garlic versus control
RCT crossover6 weeks
(i) 51 hyperlipidemic patients
3 × 450 mg/day
(i) Both no differences in fasting serum apoA-I concentrations
Hughes et al. (1994) [132]
Beta-carotene versus wheat germ oil capsules
RCT parallel30 days
59 hyperlipidemic patients36 healthy subjects
300 mg/day
(i) No differences in fasting serum apoA-I concentrations
Nanjee et al. (1996) [133]
Glucosinolate free vegetable versus Brussels sprouts
RCT parallel3 weeks
10 healthy men
300 g/day
(i) No differences in fasting plasma apoA-I concentrations
Nanjee et al. (1996) [133]
Eugenol versus placebo capsule
RCT parallel3 weeks
10 healthy men
150 mg/day
(i) No differences in fasting plasma apoA-I concentrations
Neil et al. (1996) [134]
Dried garlic versus placebo powder
RCT parallel6 months
115 hypercholesterolemic subjects
900 mg/day
(i) No differences in fasting serum apoA-I concentrations
Itoh et al. (1997) [135]
Magnesium versus placebo supplement
RCT parallel4 weeks
33 healthy subjects
411–548 mg/day
(i) No differences in fasting serum apoA-I concentrations
Guimarães et al. (2000) [136]
Eggplant versus placebo powder
RCT parallel5 weeks
38 hypercholesterolemic subjects
12 g powder/day, corresponded with 100 g eggplant/day
(i) No differences in fasting serum apoA-I concentrations
Oosthuizen et al. (2000) [137]
Dry beans versus no beans
RCT crossover4 weeks
22 hyperlipidemic patients
110 g/day
(i) No differences in fasting serum apoA-I concentrations
Gammon et al. (2012) [138]
Healthy diet with versus without green kiwifruits
RCT crossover4 weeks
85 hypercholesterolemic men
2 kiwifruits/day
(i) No differences in fasting serum apoA-I concentrations
Mullan et al. (2016) [139]
Polyphenols versus control
RCT parallel4 weeks
20 healthy overweight or obese subjects
250 ml (361 mg) polyphenols + 120 mg vitamin C
(i) No differences in fasting plasma apoA-I concentrations
Ohlsson et al. (2010) [140]
Sphingolipids versus placebo
RCT parallel1 day
18 healthy men
40 g high fat meal975 mg milk sphingolipids
(i) No differences in postprandial plasma apoA-I concentrations
Castilla et al. (2006) [141]
Red grape juice versus no juice
RCT parallel2 weeks
26 hemodialysis patients12 hemodialysis control patients15 healthy subjects
100 ml/day
(i) 13.2%↑ in fasting plasma apoA-I concentrations comparing juice with no juice consumption in hemodialysis patients∗ (ii) 63.2% ↑ in fasting plasma apoA-I concentrations comparing juice consumption in healthy subjects with no juice consumption in hemodialysis patients∗
Roza et al. (2007) [142]
Citrus flavonoids with tocotrienols versus placebo
RCT parallel12 weeks
120 hypercholesterolemic subjects
270 mg citrus flavonoids + 30 mg tocotrienols/day
(i) 5.0%↑ in fasting plasma apoA-I concentrations
Salehpour et al. (2012) [143]
Vitamin D3 versus control supplement
RCT parallel12 weeks
77 healthy overweight or obese subjects
25 mg/day
(i) 9.2%↑ in fasting serum apoA-I concentrations∗
Heravifard et al. (2013) [144]
Vitamin D versus calcium and vitamin D versus control
RCT parallel12 weeks
90 patients with diabetes mellitus type 2
150 mg calcium versus150 mg calcium and 500 IU vitamin D versus 250 mg calcium and 500 IU vitamin D
(i) 18%↑ in fasting serum apoA-I concentrations comparing vitamin D with control∗ (ii) 16% ↑ in fasting serum apoA-I concentrations comparing vitamin D with calcium with control∗
Neufingerl et al. (2013) [145]
Theobromine versus placebo
RCT parallel4 weeks
152 healthy subjects
0, 150, 850, and 1000 mg/day
(i) 7.6%↑ in fasting serum apoA-I concentrations comparing 850 mg theobromine with placebo∗
Constans et al. (2015) [146]
Orange juice versus control
RCT crossover4 weeks
25 male subjects with 2 CVD risk factors
3 × daily 200 ml
(i) 6.2%↑ in fasting plasma apoA-I concentrations comparing orange juice with placebo∗
Han et al. (2016) [147]
Low versus high dose of grape pomace and omija fruit versus control
RCT parallel10 weeks
76 healthy overweight or obese subjects
342.5 versus 685.0 mg grape pomace/day and 57.5 versus 115.0 mg omija/day
(i) 10%↑ in fasting plasma apoA-I concentrations after the high dose compared with control∗ (ii) No difference in fasting plasma apoA-I concentrations after the low dose compared with control
∗Percentages calculated from the mean values.


## 3.1. Alcohol

Based on a meta-analysis including 16 studies with in total 374 subjects, Brien et al. concluded that alcohol consumption (women: >15 g alcohol/day; men: >30 g alcohol/day) increased fasting plasma apoA-I concentrations with 10.1 mg/dL (95% CI 7.3–12.9 mg/dL) [33]. A later study, not included in this meta-analysis, also showed a higher fasting apoA-I concentration after alcohol consumption as compared with no alcohol consumption [34]. Moreover, postprandial apoA-I concentrations also increased after alcohol consumption [35]. These effects did not depend on the source (red wine, beer, and Dutch gin) of alcohol [36]. Lavy et al. however reported that red wine increased apoA-I as compared with white wine consumption [37]. Also, Gepner et al. observed that red wine increased apoA-I concentrations as compared with water consumption, but white wine did not significantly change apoA-I concentrations as compared with water or red wine [38]. Furthermore, alcohol consumption not only elevated circulating apoA-I concentrations but also improved HDL functionality as shown by an increased cholesterol efflux capacity [36, 39, 40]. In one study, the kinetics of apoA-I have been examined. It was reported that apoA-I PR increased and apoA-I FCR decreased after alcohol consumption (Table 1) [41].Table 1
Effect of alcohol consumption on apoA-I concentrations, HDL functionality, and apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Brien et al. (2011) [33]
Alcohol
Meta-analysis of16 studies till 2009(i) RCT with 2 arms(ii) before versus after>1 week
374 subjects
Women > 15 g/dayMen > 30 g/day
(i) 10.1 mg/dL (95% CI 7.3–12.9)↑ in fasting plasma apoA-I concentrations
Lavy et al. (1994) [37]
Red versus white wine
RCT parallel2 weeks
20 healthy men
44 g alcohol/day
(i) 12.0%↑ in fasting plasma apoA-I concentrations comparing red wine with white wine
van der Gaag et al. (1999) [35]
Red wine versus beer versus Dutch gin versus water
RCT crossover3 weeks
11 healthy men
40 g alcohol/day from red wine, beer, or Dutch gin
(i) 8.2%↑ in fasting serum apoA-I concentrations comparing alcohol with water∗ (ii) 9.2% ↑ in postprandial serum apoA-I concentrations comparing alcohol with water∗ (iii) No differences between the different beverages
van der Gaag et al. (2001) [36]
Red wine versus beer versus Dutch gin versus water
RCT crossover3 weeks
11 healthy men
40 g alcohol/day from red wine, beer, or Dutch gin
(i) 10%↑ in fasting plasma apoA-I concentrations comparing alcohol with water∗ (ii) 6.2% ↑ in cholesterol efflux comparing alcohol with water∗ (iii) No differences between the different beverages
Beulens et al. (2004) [39]
Whisky versus water
RCT crossover17 days
23 healthy men
40 g alcohol/day
(i) 6.2%↑ in fasting plasma apoA-I concentrations (ii) 17.5% ↑ in cholesterol efflux
Kralova Lesna et al. (2009) [40]
Beer versus nonalcoholic beverage
RCT crossover4 weeks
13 healthy men
36 g alcohol/day
(i) 7.5%↑ in fasting plasma apoA-I concentrations∗ (ii) 8.0% ↑ in fasting cholesterol efflux∗
Gepner et al. (2015) [38]
Red versus white wine versus water
RCT parallel2 years
195 patients with diabetes mellitus type 2
17 g alcohol/day
(i) 2.3%↑ in fasting plasma apoA-I concentrations comparing red wine with water∗ (ii) No difference between white wine and water or red wine
Chiva-Blanch et al. (2013) [34]
Red wine versus dealcoholized red wine versus gin
RCT crossover4 weeks
67 men at high CVD risk
30 g alcohol/day
(i) 12.5% and 12.6%↑ in fasting plasma apoA-I concentrations comparing dealcoholized red wine with red wine and gin, respectively∗
Gottrand et al. (1999) [41]
Red wine versus nonalcoholic beverage
RCT4 weeks
5 healthy men
50 g alcohol/day
(i) 20%↑ in plasma apoA-I pool (ii) 10% ↑ in PR (iii) 6% ↓ in FCR
∗Percentages calculated from the mean values; PR: production rate; FCR: fractional catabolic rate.


## 3.2. Boiled and Filtered Coffee, Caffeine, and Tea

In six studies, the effects of boiled or filtered coffee, caffeine, and tea on fasting apoA-I concentrations have been compared. In none of the studies, significant differences in apoA-I concentrations were observed (Table2) [42–47].Table 2
Effect of boiled and filtered coffee, caffeine, and tea on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Aro et al. (1987) [43]
Boiled versus filtered coffee versus tea
RCT crossover4 weeks
42 hypercholesterolemic subjects
8 cups/day
(i) No differences in serum apoA-I concentrations
Aro et al. (1990) [42]
Boiled versus filtered coffee
RCT crossover4 weeks
41 healthy subjects
2–14 cups/day
(i) No differences in serum apoA-I concentrations
van Dusseldorp et al. (1991) [47]
Filtered versus unfiltered coffee versus no coffee
RCT parallel79 days
64 healthy subjects
6 cups/day
(i) No differences in serum apoA-I concentrations
Burr et al. (1989) [44]
Decaffeinated versus no coffee
RCT crossover4 weeks
54 healthy subjects
>5 cups/day
(i) No differences in plasma apoA-I concentrations
Davies et al. (2003) [45]
Black tea versus caffeine versus caffeine free placebo
RCT crossover3 weeks
15 mildly hypercholesterolemic subjects
5 cups/day
(i) No differences in plasma apoA-I concentrations
Mozaffari-Khosravi et al. (2009) [46]
Sour tea versus black tea
RCT parallel1 month
53 patients with diabetes mellitus type 2
2 cups/day
(i) No differences in serum apoA-I concentrations


## 3.3. Fatty Acids

In a recent meta-analysis including 104 diets from forty-two well-controlled intervention studies the effects of the various fatty acids on fasting serum apoA-I concentrations were estimated. Effects of fish-fatty acids were not included in that meta-analysis and will be discussed in the next paragraph. A significant increase in serum apoA-I concentrations was found when 1 energy% of carbohydrates was replaced by saturated fatty acids (SFA; 8.4 mg/dL, 95% CI 6.4–10.5), cis-monounsaturated fatty acids (cis-MUFA; 5.5 mg/dL, 95% CI 3.7–7.3), and cis-polyunsaturated fatty acids (cis-PUFA; 2.3 mg/dL, 95% CI 0.1–4.6). cis-MUFA mainly referred to oleic acid and cis-PUFA to linoleic acid plus someα-linolenic acid. This meta-analysis further showed that fasting apoA-I concentrations were significantly increased by replacement of 1 energy% from carbohydrates with lauric acid (C12:0; 19.2 mg/dL, 95% CI 14.6–12.7), myristic acid (C14:0; 8.8 mg/dL, 95% CI 0.5–13.1), and palmitic acid (C16:0; 6.5 mg/dL, 95% CI 3.8–9.3), while replacement with stearic acid (C18:0) did not change apoA-I concentrations [48]. For these latter analyses, 88 diets from 34 studies were included. In another meta-analysis based on 17 diets from 10 studies, Brouwer (2016) described the effects of trans-fatty acids (TFA) on circulating fasting apoA-I concentrations. It was reported that replacement of 1 energy% of carbohydrates for total TFA increased apoA-I concentrations (3.3 mg/dL, 95% CI 4.7–1.9). When a difference was made between industrial and ruminant TFA, it was found that replacement with industrial TFA significantly increased fasting apoA-I concentrations (3.3 mg/dL, 95% CI 4.8–1.8), while ruminant TFA did not (4.6 mg/dL, 95% CI: −22.0–12.9). This may be due to a lack of power, since only two studies investigated ruminant TFA. Furthermore, this meta-analysis also showed that replacement of 1 energy% from TFA with SFA increased fasting apoA-I concentrations (2.6 mg/dL, 95% CI 1.4–3.9), while replacement with MUFA did not change apoA-I concentrations and replacement with cis-PUFA decreased fasting apoA-I concentrations (−1.7 mg/dL, 95% CI −2.8–−0.6) (Table 3) [49].Table 3
Meta-analysis showing the effects of fatty acids on fasting apoA-I concentrations and studies showing effects of fatty acids on apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Mensink (2016) [48]
Replacement of carbohydrates (carbs) for SFA, MUFA, or PUFA
Meta-analysis of42 studies till Dec 2013Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 8.4 mg/dL (95% CI 6.4–10.5)↑ in fasting apoA-I concentrations replacing carbs with SFA(ii) 5.5 mg/dL (95% CI 3.7–7.3) ↑ in fasting apoA-I concentrations replacing carbs with MUFA(iii) 2.3 mg/dL (95% CI 0.1–4.6) ↑ in fasting apoA-I concentrations replacing carbs with PUFA
Mensink (2016) [48]
Replacement of carbs for lauric acid (C12:0), myristic acid (C14:0), palmitic acid (C16:0), or stearic acid (C18:0)
Meta-analysis of34 studies till Dec 2013Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 19.2 mg/dL (95% CI 14.6–12.7)↑ in fasting apoA-I concentrations replacing carbs with lauric acid(ii) 8.8 mg/dL (95% CI 0.5–13.1) ↑ in fasting apoA-I concentrations replacing carbs with myristic acid(iii) 6.5 mg/dL (95% CI 3.8–9.3) ↑ in fasting apoA-I concentrations replacing carbs with palmitic acid(iv) No difference in apoA-I concentrations replacing carbs with stearic acid
Brouwer (2016) [49]
Replacement of trans-fatty acids (TFA) for carbs
Meta-analysis of10 studies till Sep 2014Daily controlled RCT parallel and crossover>13 days
Healthy subjects
1% of dietary energy
(i) 3.3 mg/dL (95% CI 4.7–1.9)↑ in fasting apoA-I concentrations replacing carbs with TFA(ii) 2.6 mg/dL (95% CI 1.4–3.9) ↑ in fasting apoA-I concentrations replacing TFA with SFA(iii) No difference in apoA-I concentrations replacing TFA with MUFA(iv) 1.7 mg/dL (95% CI −2.8–−0.6) ↓ in fasting apoA-I concentrations replacing TFA with PUFA
Ginsberg et al. (1994) [50]
Average American diet versus PUFA enriched diet
RCT parallel6 weeks
21 healthy men
MUFA: 14 versus 8 energy%PUFA: 7 versus 13 energy%
(i) No difference in apoA-I FCR
Desroches et al. (2004) [51]
Low fat diet versus high MUFA diet
RCT parallel6-7 weeks
18 healthy men
Fat: 25.8 versus 40.1 energy%MUFA: 13.3 versus 22.5 energy%
(i) 31%↓ PR after low fat compared with high MUFA diet (ii) 22% ↓ FCR after low fat compared with high MUFA diet
Matthan et al. (2004) [52]
Soybean oil (PUFA) versus margarine (TSA) versus butter (SFA)
RCT crossover5 weeks
8 hypercholesterolemic women
2/3 of the total fat intake
(i) 11%↑ FCR after margarine compared with butter(ii) No difference in PR between the diets
Labonté et al. (2013) [53]
Carbohydrates versus MUFA
RCT parallel4 weeks
16 dyslipidemic subjects
13 energy%
(i) 5.6%↑ in FCR after carbohydrate compared with MUFA consumption(ii) No difference in PR between the diets
SFA: saturated fatty acids, MUFA: monounsaturated fatty acids, PUFA: polyunsaturated fatty acids, TFA: trans-fatty acids, PR: production rate, and FCR: fractional catabolic rate.Several studies have examined the effects of the various fatty acids on serum apoA-I metabolism. A TFA diet increased apoA-I FCR as compared with SFA, but the FCR after cis-PUFA consumption did not differ from the TFA or SFA diets. ApoA-I PR was not different between the various diets [52]. Moreover, a cis-PUFA diet did not affect apoA-I FCR [50] and both FCR and PR decreased after low fat consumption compared with high cis-MUFA consumption [51]. In contrast, Labonté et al. have reported that replacing 13 energy% of carbohydrates with cis-MUFA decreased apoA-I FCR with no change in apoA-I PR (Table 3) [53]. The different results between these two studies [51, 53] may have been due to the significant weight loss in the study of Desroches et al., which may have confounded to some extent the effect of MUFA on apoA-I kinetics.


## 3.4. Fish and Fish-Fatty Acids

Most studies investigating the effects of omega-3 fatty acids from fatty fish, mainly eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA), did not observe any differences in fasting and postprandial apoA-I concentrations [54, 55, 57–66, 68–71, 73–79]. However, in two studies, all in healthy men, fasting apoA-I concentrations decreased after fish oil supplementation. The first study showed lower apoA-I concentrations after pollock oil (rich in EPA) and salmon oil (rich in DHA), but not after tuna oil (rich in DHA) consumption as compared with butter [56]. The second study found lower apoA-I concentrations after EPA oil supplementation compared with DHA oil supplementation [67]. On the other hand, one study found an increase in fasting apoA-I concentrations after a diet high in fish-fatty acids compared with a diet low in fish-fatty acids. In this study, the diets were matched for total fat (Table 4) [72].Table 4
Effect of fish oil or fish on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Schectman et al. (1988) [54]
Low versus high fish oil versus safflower oil capsules
RCT crossover1 month
13 patients with noninsulin-dependent diabetes mellitus type 2
4.0 versus 7.5 g omega-3/day12 g safflower oil/day
(i) No differences in fasting plasma apoA-I concentrations
Wilt et al. (1989) [55]
Fish oil versus safflower oil capsule
RCT parallel12 weeks
38 healthy men
20 g/day
(i) No differences in fasting plasma apoA-I concentrations
Childs et al. (1990) [56]
Pollock oil (EPA) versus tuna (DHA) versus salmon (DHA) versus butter capsule
RCT crossover3 weeks
8 healthy men
EPA: 11.7, 5.4, and 6.1 g/dayDHA: 3.1, 15.5, and 7.7 g/day
(i) 22.0%↓ in fasting plasma apoA-I concentrations comparing pollock oil with control(ii) 14.0% ↓ in fasting plasma apoA-I concentrations comparing salmon oil with control(iii) No differences in fasting plasma apoA-I concentrations comparing tuna oil with control
DeLany et al. (1990) [57]
Low versus high fish oil versus margarine (similar macronutrient composition)
RCT parallel5 weeks
15 healthy men
0, 5, and 20 g fish oil/day with 0, 2, and 8 g omega-3/day
(i) No differences in fasting serum apoA-I concentrations
Levinson et al. (1990) [58]
Fish oil versus vegetable oil capsule
RCT parallel6 weeks
16 mild hypertensive patients
50 g oil/day, 9 g EPA, and 6 g DHA
(i) No differences in fasting serum apoA-I concentrations
Mori et al. (1990) [59]
Fish oil versus no fish oil
RCT parallel3 weeks
22 insulin-dependent diabetic men
2.7 g EPA and 1.7 g DHA/day
(i) No differences in fasting serum apoA-I concentrations
Boønaa et al. (1992) [60]
EPA and DHA oil versus corn oil capsule
RCT parallel10 weeks
156 healthy subjects
5.1 g/day
(i) No differences in fasting serum apoA-I concentrations
Richter et al. (1992) [61]
Omega-3 versus omega-6 capsule
RCT crossover3 weeks
26 healthy men
5.0 g/day
(i) No differences in fasting plasma apoA-I concentrations
Tatò et al. (1993) [62]
EPA and DHA versus olive oil capsules
RCT crossover4 weeks
9 patients with familial hyperlipidemia
3.0 and 4.5 g EPA and DHA/day
(i) No differences in fasting serum apoA-I concentrations
Zampelas et al. (1994) [63]
SFA oil versus corn oil versus fish oil capsule
RCT crossover1 day
12 healthy men
40 g/day
(i) No differences in postprandial serum apoA-I concentrations
Eritsland et al. (1995) [64]
Fish oil capsule versus no capsule
RCT parallel9 months
511 patients with coronary artery disease
4 g/day: 3.4 g EPA and DHA
(i) No differences in fasting serum apoA-I concentrations
Herrmann et al. (1995) [65]
Omega-3 versus rapeseed oil capsule
RCT parallel4 weeks
53 patients with coronary artery disease
8.5 g/day
(i) No differences in fasting plasma apoA-I concentrations
Hamazaki et al. (1996) [66]
DHA versus control oil capsule
RCT parallel13 weeks
24 healthy subjects
1.5–1.8 g/day
(i) No differences in fasting serum apoA-I concentrations
Grimsgaard et al. (1997) [67]
EPA versus DHA versus corn oil capsule
RCT parallel7 weeks
234 healthy men
EPA: 3.8 g/dayDHA: 3.6 g/dayCorn oil: 4.0 g/day
(i) 5.0%↓ in fasting serum apoA-I concentrations comparing EPA with corn oil∗ (ii) No differences in fasting serum apoA-I concentrations comparing DHA with corn oil∗
Sorensen et al. (1998) [68]
Fish oil versus sunflower oil margarine
RCT parallel4 weeks
47 healthy subjects
4.0 g/day
(i) No differences in fasting plasma apoA-I concentrations
Buckley et al. (2004) [69]
EPA versus DHA versus olive oil capsules
RCT parallel4 weeks
42 healthy subjects
EPA: 4.8 g/dayDHA: 4.9 g/day
(i) No differences in fasting plasma apoA-I concentrations
Calabresi et al. (2004) [70]
Omega-3 versus placebo capsule
RCT crossover8 weeks
14 patients with familial hyperlipidemia
EPA: 1.88 g/dayDHA: 1.48 g/day
(i) No differences in fasting plasma apoA-I concentrations
Shidfar et al. (2003) [71]
Omega-3 versus placebo
RCT parallel10 weeks
68 hyperlipidemic patients
1 g/day
(i) No differences in fasting serum apoA-I concentrations
Li et al. (2004) [72]
High versus low fish-fatty acids diet
RCT parallel24 weeks
22 healthy subjects
30 energy% of fat
(i) 14.0%↑ in fasting plasma apoA-I concentrations comparing high with low fish-fatty acids consumption
Goyens and Mensink (2006) [73]
ALA versus EPA and DHA capsule
RCT parallel6 weeks
37 elderly healthy subjects
ALA 6.8 g/day, EPA, and DHA: 1.05 + 0.55 g/day
(i) No differences in fasting serum apoA-I concentrations
De Roos et al. (2008) [74]
Fish oil versus high oleic sunflower oil capsule
RCT parallel6 weeks
81 healthy subjects
3.5 g/day: 700 mg EPA and 560 mg DHA
(i) No differences in fasting serum apoA-I concentrations
Shidfar et al. (2008) [75]
Omega-3 versus 300 mg SFA, 100 mg MUFA, and 600 mg linoleic acid capsule
RCT parallel10 weeks
50 patients with diabetes mellitus type 2
2 g/day: 520 mg EPA and 480 mg DHA
(i) No differences in fasting serum apoA-I concentrations
Maki et al. (2011) [76]
Omega-3 versus soy oil
RCT crossover6 weeks
31 patients with primary, isolated hypercholesterolemia
4 g/day
(i) No differences in fasting serum apoA-I concentrations
Ooi et al. (2012) [77]
Therapeutic lifestyle change diet low versus high in fish (capsule)
RCT parallel24 weeks
20 healthy subjects
EPA and DHA: 1.23 g/day versus 0.27 g/day
(i) No differences in fasting plasma apoA-I concentrations
Song et al. (2013) [78]
High omega-3 and low omega-6 versus low omega-3 and high omega-6 fatty acid diet
RCT crossover1 day
8 healthy and 8 hypertriacylglycerolemic subjects
0.97 versus 8.80 n-6/n-3 ratio
(i) No differences in postprandial serum apoA-I concentrations
Oliveira et al. (2014) [79]
Fish oil versus soya oil supplements
RCT parallel24 weeks
83 HIV-infected subjects on antiretroviral therapy
3 g/day: 540 mg EPA and 360 mg DHA
(i) No differences in postprandial serum apoA-I concentrations
Stewart et al. (1990) [80]
Mackerel versus lean meat
RCT crossover6 weeks
84 healthy male subjects
135 g/day
(i) No differences in fasting serum apoA-I concentrations
Gascon et al. (1996) [81]
Lean fish (cod, sole, pollack, and haddock) versus animal protein (lean beef, pork, veal, eggs, skimmed milk, and milk products)
RCT crossover4 weeks
14 premenopausal healthy women
69–71 energy% protein
(i) No differences in lean fish on fasting plasma apoA-I concentrations
Lindqvist et al. (2007) [82]
Herring versus lean meat (pork and chicken)
RCT crossover4 weeks
13 healthy obese subjects
50 g/day5 days/week
(i) No differences in fasting plasma apoA-I concentrations
Erkkilä et al. (2008) [83]
Fatty (salmon, rainbow trout, Baltic herring, whitefish, vendace, and tuna) versus lean fish (pike, pike-perch, perch, saithe, and cod) versus lean meat (beef and pork)
RCT parallel8 weeks
33 patients with coronary heart disease
100–150 g fish4 meals/week
(i) 7.1 and 9.1%↓ in fasting serum apoA-I concentrations comparing lean fish with lean meat or fatty fish consumption∗
Isherwood et al. (2010) [84]
Prawns versus crab sticks
RCT crossover12 weeks
23 healthy males
225 g/day
(i) No differences in fasting plasma apoA-I concentrations
∗Percentages calculated from the mean values; EPA: eicosapentaenoic acid, DHA: docosahexaenoic acid, SFA: saturated fatty acids, and ALA: alpha lipoic acid.Five studies have investigated the effects of fish on fasting apoA-I concentrations. In one study, fatty fish (salmon, rainbow trout, Baltic herring, whitefish, vendace, and tuna) consumption increased apoA-I concentrations compared with lean fish (pike, pike-perch, perch, saithe, and cod) consumption. However, it did not change apoA-I concentrations as compared with lean meat (beef and pork) consumption [83]. The other three studies did not find differences in apoA-I concentrations after fish consumption, of which two compared fatty fish with lean meat [82, 96] and one compared prawns with crab [84]. A limitation of the study of Lindqvist et al. is that participants consumed in total 35 energy% of fat in the herring period and only 10 energy% of fat in the meat period [82], which may have affected apoA-I concentrations. Comparisons between fish and meat consumption are probably not confounded by differences in the intake of the source of protein, as suggested by Gascon et al. In that study, the effects of proteins in lean fish (cod, sole, pollack, and haddock) were compared with those of animal protein (lean beef, pork, veal, eggs, skimmed milk, and milk products). No differences on fasting apoA-I concentrations were found (Table 4) [81].


## 3.5. Fibers

Studies comparing the effects of oat germ, low in fiber, with those of wheat germ, high in fiber, consumption did not find any differences in fasting apoA-I concentrations [80, 85–89]. In four of these studies, it was explicitly reported that the macronutrient composition of the experimental diets was comparable [80, 85, 86, 88]. Mekki et al. observed that a high-fiber diet did not change fasting apoA-I concentrations as compared with a low fiber diet [90]. On the other hand, decreased fasting apoA-I concentrations were found after a high β-glucan and psyllium diet as compared with a low fat, low-cholesterol control diet [91]. The water-soluble fiber arabinoxylan also decreased fasting apoA-I concentrations as compared with the control diet, which had a similar macronutrient composition [92]. Furthermore, no differences in fasting apoA-I concentrations were observed between the soluble and insoluble forms ofP.ovate [93]. The water-soluble fiber β-glucan did not affect fasting apoA-I concentrations [94]. Furthermore, wheat germ consumption increased fasting apoA-I concentrations compared with flaxseed consumption (Table 5) [95].Table 5
Effect of fiber on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Anderson et al. (1991) [85]
Oat versus wheat bran diet (similar macronutrient composition)
RCT parallel3 weeks
20 hypercholesterolemic men
14 g/day
(i) No differences in serum apoA-I concentrations
Cara et al. (1992) [86]
Oat versus rice versus wheat bran versus wheat germ (similar macronutrient composition)
RCT crossover1 day
6 healthy subjects
10 g as oat, rice, and wheat bran versus 4.2 g as wheat germ
(i) No differences in serum apoA-I concentrations
Kashtan et al. (1992) [87]
Oat versus wheat bran supplemented food
RCT parallel2 weeks
32 subjects with a history of polypectomy and 32 healthy subjects
6.8 g/1000 kcal/day
(i) No differences in serum apoA-I concentrations
Stewart et al. (1992) [80]
Oat bran versus control diet (similar macronutrient composition)
RCT crossover6 weeks
24 hypercholesterolemic subjects
50 g/day
(i) No differences in serum apoA-I concentrations
Uusitupa et al. (1992) [88]
Oat versus wheat bran diet (similar macronutrient composition)
RCT parallel8 weeks
36 hypercholesterolemic subjects
10.3 g/day
(i) No differences in serum apoA-I concentrations
Zhang et al. (1992) [89]
Oat versus wheat bran
RCT crossover3 weeks
9 subjects with ileostomies
4.9 versus 29.0 g/day
(i) No differences in plasma apoA-I concentrations
Mekki et al. (1997) [90]
High-fiber diet versus low fiber diet
RCT parallel4 weeks
31 mildly hypercholesterolemic subjects
35 g/day
(i) No differences in plasma apoA-I concentrations
Jenkins et al. (2002) [91]
Low fat, low-cholesterol diet high versus low inβ-glucan or psyllium fiber (similar macronutrient composition)
RCT crossover4 weeks
68 hyperlipidemic subjects
8 g/day
(i) 1.3%↓ in serum apoA-I concentrations comparing the high with the low fibers∗
Garcia et al. (2006) [92]
Arabinoxylan supplement versus placebo
RCT crossover6 weeks
11 patients with impaired glucose tolerance
15 g/day
(i) 4.0%↓ in serum apoA-I concentrations∗
Sola et al. (2007) [93]
Low SFA diet supplemented with P. ovata husk versusP. ovata seeds
RCT crossover8 week
28 men with CVD
10.5 g/day
(i) No differences in fasting plasma apoA-I concentrations
Rondanelli et al. (2008) [94]
β-Glucan versus rice bran supplemented food
RCT crossover4 weeks
24 mildly hypercholesterolemic men
15 versus 30 g/day
(i) No differences in serum apoA-I concentrations
Dodin et al. (2008) [95]
Flaxseed versus wheat germ
RCT parallel12 months
199 healthy postmenopausal women
40 g/day
(i) 4.0%↓ in serum apoA-I concentrations comparing flaxseed with wheat germ∗
∗Percentages calculated from the mean values; SFA: saturated fatty acids.


## 3.6. Nuts

In one short-term study, walnut consumption significantly increased fasting serum apoA-I concentrations [97], but these effects were not found in two longer-term studies [98, 99]. Almond consumption did also not affect fasting apoA-I concentrations [100, 101]. Likewise, hazelnuts [102, 103] and pistachio nuts did not change fasting apoA-I concentrations [104]. A limitation of some of the studies is that not all experimental diets were matched for differences in fat and fatty acid composition. In some of these studies, the diets containing nuts provided more energy from fat than the control diets [99–102]. Furthermore, the nut diets were sometimes also lower in SFA and higher in PUFA than the control diets [99, 101]. Although these differences in nutrient intakes are inherent to consuming more nuts, it is not likely that the effects observed are due to minor component in nuts, since fatty acids increase apoA-I concentrations as compared with carbohydrates [48]. However, most other studies that used a control diet with similar fat and fatty acid composition did also not find any effects of the consumption of nuts on apoA-I concentrations (Table 6) [98, 103, 104].Table 6
Effect of different nuts on fasting apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Munoz et al. (2001) [98]
Walnuts versus Mediteranean cholesterol-lowering diet (similar macronutrient composition)
RCT crossover6 weeks
10 hypercholesterolemic men
41–56 g/day
(i) No differences in serum apoA-I concentrations
Rajaram et al. (2009) [99]
Walnut versus control diet
RCT crossover4 weeks
25 mildly hyperlipidemic subjects
42.5 g/day
(i) No differences in serum apoA-I concentrations
Aronis et al. (2012) [97]
Walnut versus control diet (similar macronutrient composition)
RCT crossover4 days
15 patients with metabolic syndrome
48 g/day
(i) 8.1%↑ in serum apoA-I concentrations comparing walnut with control diet∗
Sabaté et al. (2003) [101]
Diet without versus low versus high in almonds
RCT crossover4 weeks
25 healthy subjects
0, 10, and 20 energy%
(i) No differences in serum apoA-I concentrations
Li et al. (2011) [100]
Almond versus NCEP1 diet
RCT crossover12 weeks
20 patients with diabetes mellitus type 2
60 g/day
(i) No differences in plasma apoA-I concentrations
Mercanligil et al. (2007) [102]
Hazelnut versus low fat, low-cholesterol high-carbohydrate diet
Period 1 control and period 2 intervention4 weeks
15 hypercholesterolemic men
40 g/day
(i) No differences in plasma apoA-I concentrations
Tey et al. (2011) [103]
Ground versus sliced versus whole hazelnuts
RCT crossover4 weeks
48 mildly hypercholesterolemic subjects
30 g/day
(i) No differences in plasma apoA-I concentrations
Sheridan et al. (2007) [104]
Pistachio versus control diet (similar macronutrient composition)
RCT crossover4 weeks
15 mildly hypercholesterolemic subjects
56–85 g/day
(i) No differences in serum apoA-I concentrations
∗Percentages calculated from the mean values; 1NCEP: National Cholesterol Education Program step II.


## 3.7. Plant Sterols and Stanols

Most studies examining the effects of plant sterols on serum lipids did not demonstrate an effect of plant sterols on fasting apoA-I concentrations [106, 107, 109–114]. In one study, comparing olive oil and olive oil with plant sterol esters and sunflower oil with plant sterol esters, fasting apoA-I concentrations increased when plant sterol esters were consumed together with olive oil, but apoA-I concentrations were comparable during the other two interventions [108]. Furthermore, one study showed an increase in fasting apoA-I concentrations comparing 3 months of prudent diet consumption (National Cholesterol Education Program) with added plant sterols, with prudent diet consumption alone [111]. One study examined the effects of plant stanols on fasting apoA-I concentrations and found increased apoA-I concentrations comparing 6 weeks of sitostanol consumption with no sitostanol consumption [105]. Finally, no changes in apoA-I PR and FCR were found after plant sterol or stanol consumption (Table 7) [105, 110].Table 7
Effect of plant sterols on fasting apoA-I concentrations and apoA-I kinetics.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Gylling and Miettinen (1994) [105]
Sitostanol versus control margarine
RCT crossover6 weeks
11 hypercholesterolemic diabetic men
3.0 g/day
(i) 4.3% in fasting serum apoA-Iconcentrations∗ (ii) No difference in apoA-I FCR
Temme et al. (2001) [106]
Plant sterols enriched versus nonplant sterol enriched margarine
RCT crossover4 weeks
42 mildly hypercholesterolemic subjects
2.0 g/day
(i) No differences in serum apoA-I concentrations
Amundsen et al. (2002) [107]
Plant sterol esters versus control with similar fatty acid composition
RCT crossover8 weeks
38 children with familial hypercholesterolemia
1.6 g/day
(i) No differences in plasma apoA-I concentrations
Chan et al. (2007) [108]
Olive oil versus sunflower oil with plant sterols versus olive oil with plant sterols margarine
RCT crossover4 weeks
21 moderately overweight, hypercholesterolemic subject
70% of total fat in the diet1.7 g plant sterols/day
(i) 0.8%↑ in fasting plasma apoA-I concentrations comparing olive oil with plant sterols with olive oil alone or sunflower oil with plant sterols∗
Madsen et al. (2007) [109]
Plant sterols versus control with similar fatty acid composition
RCT crossover4 weeks
46 mildly hypercholesterolemic subjects
2.3 g/day
(i) No differences in serum apoA-I concentrations
Ooi et al. (2007) [110]
Plant sterols enriched versus nonplant sterol enriched margarine and cereals
RCT crossover4 weeks
9 patients with the metabolic syndrome
2.0 g/day
(i) No differences in plasma apoA-I concentrations(ii) No effect on apoA-I PR  (iii) No effect on apoA-I FCR
Hernández-Mijares et al. (2010) [111]
Healthy diet (NCEP)1 versus healthy diet with plant sterols versus normal diet with plant sterols
RCT parallel3 months
84 mildly hypercholesterolemic subjects
2.0 g/day
(i) 4.0%↑ in serum apoA-I concentration comparing prudent diet with plant sterols with prudent diet alone or normal diet with plant sterols∗
Söderholm et al. (2010) [112]
Rye bread with low versus high versus no plant sterols
RCT parallel2 weeks
68 healthy subjects
2.0 versus 4.0 g/day
(i) No differences in serum apoA-I concentrations
Gagliardi et al. (2010) [113]
Plant sterol margarines versus no-trans-FA margarine versus butter
RCT parallel5 weeks
53 subjects with metabolic syndrome
2.4 g/day
(i) No differences in plasma apoA-I concentrations
Sialvera et al. (2012) [114]
Yogurt beverage with versus without phytosterol
RCT parallel2 months
108 patients with the metabolic syndrome
4.0 g/day
(i) No differences in plasma apoA-I concentrations
∗Percentages calculated from the mean values; 1NCEP: National Cholesterol Education Program.


## 3.8. Soy Proteins or Isoflavones Isolated from Soy

Studies investigating the effects of soy protein on fasting apoA-I concentrations showed inconsistent outcomes. Eight studies using different amounts of soy protein for 3 weeks till 3 months did not find changes in fasting apoA-I concentrations [115, 116, 118–121, 123–125]. On the other hand, in one study products containing soy protein increased fasting apoA-I concentrations as compared with products containing casein [117], while in another study products with soy protein decreased fasting apoA-I as compared with products containing casein [122]. Furthermore, two studies found different effects of various soy products on fasting apoA-I concentrations [126, 127]. Soy-milk increased apoA-I concentrations as compared with soy nuts and soy flour, but no differences were found as compared with animal protein [126]. Soy nut and soy protein consumption increased apoA-I concentrations as compared with the control group without soy [127]. Two studies have investigated the effects of isoflavones isolated from soy on apoA-I concentrations and showed no effect on fasting [128, 129] and postprandial apoA-I concentrations (Table 8) [129].Table 8
Effect of soy protein or isoflavone in soy on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effect
Bakhit et al. (1994) [115]
Soybean protein with or without soybean fiber
RCT crossover4 weeks
21 hypercholesterolemic men
25 g/day
(i) No differences in fasting plasma apoA-I concentrations
Kurowska et al. (1997) [116]
Soy protein versus milk protein
RCT crossover4 weeks
34 hypercholesterolemic subjects
2% of daily intake
(i) No differences in fasting plasma apoA-I concentrations
Nilausen and Meinertz (1998) [117]
Soy protein versus casein (similar macronutrient composition)
RCT crossover1 month
9 healthy men
154 g/day
(i) 10.7%↑ in fasting plasma apoA-I concentrations∗
Jenkins et al. (2000) [118]
Soy incorporated into breakfast cereals versus no soy
RCT crossover3 weeks
25 hyperlipidemic subjects
36 g/day
(i) No differences in fasting serum apoA-I concentrations
Chen et al. (2006) [119]
Soy protein versus milk protein
RCT parallel3 months
26 patients undergoing hypercholesterolaemic hemodialysis
30 g/day
(i) No differences in fasting serum apoA-I concentrations
McVeigh et al. (2006) [120]
Soy protein varying in isoflavone content
RCT crossover57 days
35 healthy young men
1.64–61.7 mg isoflavone/day
(i) No differences in fasting serum apoA-I concentrations
Pipe et al. (2009) [121]
Soy protein isolate versus milk protein isolate
RCT crossover57 days
29 patients with diabetes mellitus type 2
80 g/day
(i) No differences in fasting serum apoA-I concentrations
Campbell et al. (2010) [122]
Soy protein products versus casein products
RCT parallel1 year
62 moderately hypercholesterolemic postmenopausal women
25 g/day
(i) 8.5%↓ in fasting serum apoA-I concentrations∗
Tabibi et al. (2010) [123]
Soy protein versus no soy protein
RCT parallel8 weeks
40 peritoneal dialysis patients
28 g/day
(i) No differences in fasting serum apoA-I concentrations
Jenkins et al. (2002) [124]
High versus low isoflavone soy protein
RCT crossover1 months
41 hyperlipidemic subjects
Soy: 50–52 g/day; isoflavones: 73 versus 10 mg/day
(i) No differences in fasting serum apoA-I concentrations
Cicero et al. (2002) [125]
Soy proteins supplemented with isolatedβ-sitosterol versus no soy protein
RCT parallel40 days
20 moderately hypercholesterolemic subjects
10 g/day
(i) No differences in fasting plasma apoA-I concentrations
Matthan et al. (2007) [126]
Different sources of soy protein versus animal protein
RCT crossover6 weeks
28 hypercholesterolemic subjects
6.8–7.5 energy%/day
(i) 2.0%↑ in fasting plasma apoA-I concentrations comparing soy-milk with soybean and soy flour(ii) No differences in fasting plasma apoA-I concentrations comparing soy with animal protein
Bakhtiary et al. (2012) [127]
Soy protein versus soy nuts versus no soy
RCT parallel3 months
75 women with the metabolic syndrome
35 g/day
(i) 18.8%↑ in fasting serum apoA-I concentrations comparing soy protein with control∗ (ii) 25.0% ↑ in fasting serum apoA-I concentrations comparing soy nuts with control∗
Wangen et al. (2001) [128]
No versus low versus high soy isoflavone
RCT crossover3 months
18 mildly hypercholesterolemic women
7.1, 65, 132 mg/day
(i) No differences in fasting plasma apoA-I concentrations
Santo et al. (2010) [129]
Milk protein versus isoflavone-poor soy versus isoflavone-rich soy
RCT crossover28 days
30 healthy young men
25 g protein/day
(i) No differences in fasting and postprandial plasma apoA-I concentrations
∗Percentages calculated from the mean values.


## 3.9. Others

Many other products and food components have been studied for their effects on apoA-I concentrations. In most of these studies, which included eggs [130], dried garlic [131, 134], beta-carotene [132], phytochemicals with cytochrome P-450-inducing activity [133], magnesium [135], eggplant [136], dry beans [137], kiwifruits [138], and polyphenols [139], no effects on fasting apoA-I concentrations were observed. In addition, sphingolipids did not change postprandial apoA-I concentrations [140]. On the other hand, red grape juice [141], a mixture of citrus flavonoids and tocotrienols [142], vitamin D supplementation [143, 144], vitamin D plus calcium supplementation [144], theobromine [145], orange juice [146], and a high dose of grape pomace and omija fruit [147] all increased fasting apoA-I concentrations (Table 9).Table 9
Effect of other food components or products on apoA-I concentrations.
First author, year
Food component/product
Study design and duration
Participants
Intake
Effects
Sacks et al. (1984) [130]
Eggs versus no foods containing eggs
RCT crossover3 weeks
17 healthy subjects
400 kcal/day
(i) No differences in fasting plasma apoA-I concentrations
Luley et al. (1986) [131]
Dried garlic versus control
RCT crossover6 weeks
(i) 34 hyperlipidemic patients
3 × 198 mg/day
(i) Both no differences in fasting serum apoA-I concentrations
Luley et al. (1986) [131]
Dried garlic versus control
RCT crossover6 weeks
(i) 51 hyperlipidemic patients
3 × 450 mg/day
(i) Both no differences in fasting serum apoA-I concentrations
Hughes et al. (1994) [132]
Beta-carotene versus wheat germ oil capsules
RCT parallel30 days
59 hyperlipidemic patients36 healthy subjects
300 mg/day
(i) No differences in fasting serum apoA-I concentrations
Nanjee et al. (1996) [133]
Glucosinolate free vegetable versus Brussels sprouts
RCT parallel3 weeks
10 healthy men
300 g/day
(i) No differences in fasting plasma apoA-I concentrations
Nanjee et al. (1996) [133]
Eugenol versus placebo capsule
RCT parallel3 weeks
10 healthy men
150 mg/day
(i) No differences in fasting plasma apoA-I concentrations
Neil et al. (1996) [134]
Dried garlic versus placebo powder
RCT parallel6 months
115 hypercholesterolemic subjects
900 mg/day
(i) No differences in fasting serum apoA-I concentrations
Itoh et al. (1997) [135]
Magnesium versus placebo supplement
RCT parallel4 weeks
33 healthy subjects
411–548 mg/day
(i) No differences in fasting serum apoA-I concentrations
Guimarães et al. (2000) [136]
Eggplant versus placebo powder
RCT parallel5 weeks
38 hypercholesterolemic subjects
12 g powder/day, corresponded with 100 g eggplant/day
(i) No differences in fasting serum apoA-I concentrations
Oosthuizen et al. (2000) [137]
Dry beans versus no beans
RCT crossover4 weeks
22 hyperlipidemic patients
110 g/day
(i) No differences in fasting serum apoA-I concentrations
Gammon et al. (2012) [138]
Healthy diet with versus without green kiwifruits
RCT crossover4 weeks
85 hypercholesterolemic men
2 kiwifruits/day
(i) No differences in fasting serum apoA-I concentrations
Mullan et al. (2016) [139]
Polyphenols versus control
RCT parallel4 weeks
20 healthy overweight or obese subjects
250 ml (361 mg) polyphenols + 120 mg vitamin C
(i) No differences in fasting plasma apoA-I concentrations
Ohlsson et al. (2010) [140]
Sphingolipids versus placebo
RCT parallel1 day
18 healthy men
40 g high fat meal975 mg milk sphingolipids
(i) No differences in postprandial plasma apoA-I concentrations
Castilla et al. (2006) [141]
Red grape juice versus no juice
RCT parallel2 weeks
26 hemodialysis patients12 hemodialysis control patients15 healthy subjects
100 ml/day
(i) 13.2%↑ in fasting plasma apoA-I concentrations comparing juice with no juice consumption in hemodialysis patients∗ (ii) 63.2% ↑ in fasting plasma apoA-I concentrations comparing juice consumption in healthy subjects with no juice consumption in hemodialysis patients∗
Roza et al. (2007) [142]
Citrus flavonoids with tocotrienols versus placebo
RCT parallel12 weeks
120 hypercholesterolemic subjects
270 mg citrus flavonoids + 30 mg tocotrienols/day
(i) 5.0%↑ in fasting plasma apoA-I concentrations
Salehpour et al. (2012) [143]
Vitamin D3 versus control supplement
RCT parallel12 weeks
77 healthy overweight or obese subjects
25 mg/day
(i) 9.2%↑ in fasting serum apoA-I concentrations∗
Heravifard et al. (2013) [144]
Vitamin D versus calcium and vitamin D versus control
RCT parallel12 weeks
90 patients with diabetes mellitus type 2
150 mg calcium versus150 mg calcium and 500 IU vitamin D versus 250 mg calcium and 500 IU vitamin D
(i) 18%↑ in fasting serum apoA-I concentrations comparing vitamin D with control∗ (ii) 16% ↑ in fasting serum apoA-I concentrations comparing vitamin D with calcium with control∗
Neufingerl et al. (2013) [145]
Theobromine versus placebo
RCT parallel4 weeks
152 healthy subjects
0, 150, 850, and 1000 mg/day
(i) 7.6%↑ in fasting serum apoA-I concentrations comparing 850 mg theobromine with placebo∗
Constans et al. (2015) [146]
Orange juice versus control
RCT crossover4 weeks
25 male subjects with 2 CVD risk factors
3 × daily 200 ml
(i) 6.2%↑ in fasting plasma apoA-I concentrations comparing orange juice with placebo∗
Han et al. (2016) [147]
Low versus high dose of grape pomace and omija fruit versus control
RCT parallel10 weeks
76 healthy overweight or obese subjects
342.5 versus 685.0 mg grape pomace/day and 57.5 versus 115.0 mg omija/day
(i) 10%↑ in fasting plasma apoA-I concentrations after the high dose compared with control∗ (ii) No difference in fasting plasma apoA-I concentrations after the low dose compared with control
∗Percentages calculated from the mean values.


## 4. Pharmacological Approaches Targeting ApoA-I Metabolism

Although not always specifically developed for this purpose, several well-known drugs like statins [7, 167] and CETP inhibitors [168–171] affect serum apoA-I concentrations. However, since this review focuses on novel strategies to increase serum apoA-I concentrations, we here describe only approaches that are currently in development and are specifically designed to target a change in apoA-I metabolism. Potentially relevant studies published before January 2017 were identified by a systematic search of the database PubMed (https://www.ncbi.nlm.nih.gov). The following search terms were used to search in titles and abstracts: (Pharmacological AND approaches AND apoA-I). First, all abstracts were screened and the pharmacological approaches were divided into three categories: apoA-I mimetics, apoA-I infusions, and others. Second, a new search was performed with the search terms: (apoA-I mimetics AND apoA-I infusions AND RVX-208 AND LCAT infusion AND clinical trial) to select all studies published before January 2017 that investigate apoA-I mimetics, apoA-I infusions, and RVX-208 in humans.


### 4.1. ApoA-I Mimetics

ApoA-I mimetics are small amphipathic peptides that resemble apoA-I in biological function and structure [172]. These mimetics are not the intact apoA-I protein, but small fragments of the protein with certain biological functions. These small peptides can be given orally or can be infused [15, 173]. To prevent digestion in the gastrointestinal tract, mimetics are made from D-amino acids, which are resistant to human gastrointestinal proteolytic enzymes [14]. Over the years, several mimetics have been produced, but none of them has all the antiatherogenic functions of apoA-I. However, combining several mimetics can be a theoretical approach to mimic all antiatherosclerotic properties of apoA-I [174]. The only mimetic that has been tested in humans is D-4F. When 50 patients with coronary artery disease received a single oral dose (30, 100, 300, and 500 mg) of this mimetic, the two highest doses increased the anti-inflammatory activity of the HDL fraction. However, no changes in lipids or lipoprotein concentrations were seen. D-4F was shown to be safe and well tolerated (Table 10) [148]. Unfortunately, the effects of D-4F on cholesterol efflux in humans have not yet been investigated.Table 10
Summary of the pharmacological approaches targeting apoA-I metabolism in humans.
First author, year
Infusion
Duration
Model
Dose
Effect
Bloedon et al. (2008) [148]
D-4F
A single dose
Coronary artery diseased patients
30 versus 100 versus 300 versus 500 mg
(i)↑ anti-inflammatory activity of HDL
Nissen et al. (2003) [149]
ApoA-I Milano
One infusion for 5 weeks
Patients with acute coronary syndromes
15 versus 45 mg/kg
(i) 15.1 mm3 and 12.6 mm3↓ in atheroma volume
Kempen et al. (2016) and Kallend et al. (2016) [150, 151]
ApoA-I Milano
5 doses during 2 hours
Patients with stable coronary artery disease
10 versus 20 versus 30 versus 40 mg/kg
(i) Dose-dependent↑ in apoA-I concentrations (ii) Dose-dependent shift from small- to large-sized HDL particles. (iii) ↑ in ABCA1-mediated cholesterol efflux
Nicholls (2016) [152]
ApoA-I Milano
5 weekly doses
120 patients with a recent acute coronary syndrome
20 mg/kg
(i) 7.8 and 5.3%↓ in fasting HDL-C and apoA-I concentrations(ii) No effects on percent and total atheroma volume
Nicholls (2007) [152]
CSL-111
Once a week for a month
Patients elected for coronary angiography
40 versus 80 mg/kg
(i) Abnormalities in liver function test(ii) 3.4% ↓ in atheroma volume
Easton et al. (2014) and Gille et al. (2014) [153, 154]
CSL112
A single dose
Healthy volunteers
5 versus 15 versus 40 versus 70 versus 105 versus 135 mg/kg
(i)↑ in apoA-I concentrations for 3 days or longer(ii) 81% ↑ in HDL concentrations(iii) ↑ pre-β-HDL particle concentrations(iv) 2.9-fold ↑ in cholesterol efflux
Easton et al. (2014) and Gille et al. (2014) [153, 154]
CSL112
Once or twice weekly for 4 weeks
Healthy volunteers
3.4 versus 6.7 g once a week versus 3.4 g twice a week
(i)↑ in apoA-I concentrations for 3 days or longer(ii) ↑ pre-β-HDL particle concentrations(iii) 2.6-fold ↑ in cholesterol efflux
Tricoci et al. (2015) [155]
CSL112
A single dose
Patients with atherosclerosis
1.7 versus 3.4 versus 6.8 g
(i) No elevations in alanine aminotransferase or aspartate aminotransferase(ii) No serious adverse events. (iii) Dose-dependent ↑ in apoA-I concentrations and total cholesterol efflux
Gibson et al. (2016) [156]
CSL112
4 weekly infusions
Patients with myocardial infarction
0 versus 2 versus 6 g
(i) Safe for use(ii) Dose-dependent ↑ in fasting apoA-I, HDL-C concentrations and cholesterol efflux
Tardif (2014) [157]
CER-001
6 weekly infusions
Patients with acute coronary syndromes
3 versus 6 versus 12 mg/kg
(i) No changes in atheroma volumes
Kootte et al. (2015) [158]
CER-001
9 infusions twice weekly for 28 days
Patients with familial hypoalphalipoproteinemia
8 mg/kg
(i) 94%↑ in apoA-I concentrations(ii) 117% ↑ in HDL-C concentrations(iii) 8.8% ↓ atherosclerotic lesion size(iv) 44% ↑ in cholesterol efflux (v) ↑ fecal neutral sterol excretion
Hovingh et al. (2015) [159]
CER-001
12 infusions twice weekly
Patients with homozygous familial hypercholesterolemia
8 mg/kg
(i) 13%↑ in apoA-I concentrations∗ (ii) 2.8% ↓ in vessel wall area∗ (iii) Trend toward ↓ in vessel wall thickness
Zheng et al. (2016) [160]
CER-001
A single dose
Patients with atherosclerotic carotid artery disease
3 mg/kg
(i) 8.7%↑ in apoA-I concentrations∗ (ii) 13.8% ↑ in the cholesterol efflux capacity
Nicholls et al. 2017 [161]
CER-001
10 weekly infusions
Coronary artery diseased patients
(i) No difference in atheroma volume(ii) No difference in LDL-C
Bloedon et al. (2008) [148]
D-4F
A single dose
Coronary artery diseased patients
30 versus 100 versus 300 versus 500 mg
(i)↑ anti-inflammatory activity of HDL
Bailey et al. (2010) [162]
RVX-208
7 days
Healthy subjects
1 to 20 mg/kg/day
(i) 11%↑ in apoA-I concentrations(ii) 11% ↑ in HDL-C concentrations(iii) 42% ↑ in pre-β1-HDL concentrations(iv) 11% ↑ in ABCA1-mediated cholesterol efflux
Nicholls et al. (2011) [163]
RVX-208
Twice daily for 12 weeks
Patients with stable coronary artery disease
50 versus 100 versus 150 mg
(i) No difference in apoA-I concentrations
Gilham et al. (2016) [164]
RVX-208
24 weeks
Statin-treated patients with low HDL-C concentrations
200 mg/day
(i)↑ in apoA-I concentrations(ii) ↑ HDL particle number(iii) Safe for oral use
Nicholls et al. (2016) [32]
RVX-208
26 weeks
Statin-treated patients with coronary artery disease and low HDL-C concentrations
100 mg twice daily
(i) No difference in atheroma volume, HDL-C, and apoA-I concentrations
Siebel et al. (2016) [165]
RVX-208
29–33 days
20 males with prediabetes
100 mg
(i) No change in HDL-C and apoA-I concentrations(ii) 11% ↑ in medium size HDL particles(iii) 10% ↓ in small size HDL particles(iv) Later and ↑ glucose peak(v) ↓ endogenous glucose production
Shamburek et al. (2016) [166]
Recombinant human lecithin-cholesterol acyltransferase infusion
7 months
1 patient with familial lecithin-cholesterol acyltransferase deficiency
Optimization phase: 3 times, 1 hour, 0.3, 3.0, and 9.0 mg/kg.Maintenance phase: every 1 to 2 weeks, 3.0 or 9.0 mg/kg
(i)↑ apoA-I, HDL-C, and to a lesser extent LDL-C (ii) ↑ postprandial triacylglycerol concentrations
∗Percentages calculated from the mean values.


### 4.2. ApoA-I Infusions

Besides apoA-I mimetics, apoA-I itself, either by using delipidated HDL or by using delipidated HDL combined with phospholipids, can be infused directly into the circulation. The theoretical advantage of using apoA-I or apoA-I-phospholipid complexes instead of using apoA-I mimetics is that the apoA-I protein is completely intact and still possesses all its biological functions and might therefore have a larger atheroprotective effect. So far, three different forms of apoA-I have been tested, that is, apoA-I Milano (MDCO-216), CSL-111/CSL112, and CER-001.


#### 4.2.1. ApoA-I Milano

In a randomized human controlled trial, 47 patients with acute coronary syndromes received for 5 weeks one infusion of placebo or recombinant apoA-I Milano/phospholipid complex (ETC-216) at 15 or 45 mg/kg per week. At the end of the study a significant reduction in atheroma volume was found in the high dose group [149]. This reduction in atheroma volume was accompanied by a reduction in external elastic membrane volume of the artery, but not with a change in lumen volume [175]. Recently, in a randomized controlled study, patients with stable coronary artery disease received 5 doses of 10, 20, 30, and 40 mg/kg MDCO-216 infusion. This resulted in a dose-dependent increase in apoA-I concentrations and a dose-dependent shift from small- to large-sized HDL particles [150]. Moreover, a profound increase in ABCA1-mediated cholesterol efflux was observed [151]. However, very recently the MILANO-PILOT study failed to slow down the regression of coronary atherosclerosis with 5 weekly infusions of 20 mg/kg MDCO-216 in 120 patients with acute coronary syndromes. In fact, significant reductions in HDL-C and apoA-I concentrations were observed, while there were no effects found on percent atheroma volume and total atheroma volume (Table 10) [152].


#### 4.2.2. CSL-111/CSL112

In one clinical study, 40 and 80 mg/kg CSL-111 were infused once a week for one month in 183 patients elected for coronary angiography. Treatment of the high dose group (80 mg/kg) was discontinued early, because some of the patients exceeded the upper level of alanine aminotransferase by 100-fold. The low dose group (40 mg/kg) showed a significant reduction in atheroma volume. However, this reduction was not significantly different from the decrease in the placebo group [176]. After this, the further development program of CSL-111 was discontinued because of the unfavorable hepatic abnormalities. As a follow-up, one phase I study has been performed using CSL112, which is a similar compound, but postulated without effects on liver function. In this study, a single dose (5, 15, 40, 70, 105, or 135 mg/kg) or multiple doses for 4 weeks (3.4 or 6.7 g once a week or 3.4 g twice a week) of CSL112 was administrated intravenously to healthy volunteers. Both the single and multiple doses of CSL112 dose dependently increased serum apoA-I and serum HDL-C concentrations. Moreover, also pre-β HDL particle concentrations and cholesterol efflux capacity were increased. In the single dose study, dose-dependent effects were found on HDL-C [153, 154]. Recently, two studies showed that CSL112 was indeed safe for human consumption, with no effects on liver function parameters [155, 156]. In the first study, patients with atherosclerosis were given infusions of 1.7, 3.4, and 6.8 g CSL112 or placebo. The CSL112 infusions resulted in a dose-dependent increase in apoA-I and total cholesterol efflux [155]. In the second study patients with myocardial infarction received infusions of 2 or 6 g CSL112 or placebo for 4 weeks. Here also a dose-dependent increased in HDL-C, apoA-I, and cholesterol efflux was shown (Table 10) [156].


#### 4.2.3. CER-001

In one clinical study, 417 patients with acute coronary syndromes were randomized for 6 weekly infusions of 3, 6, and 12 mg/kg CER-001 or placebo. No changes in atheroma volumes were found. It was speculated that a higher dose or a different patient group would have shown more positive results [157]. In a recent human study, 9 infusions of 8 mg/kg CER-001 were given twice weekly for 28 days to 7 patients with familial hypoalphalipoproteinemia, who were severely deficient in HDL. In this patient group, CER-001 significantly increased serum apoA-I and HDL-C concentrations and reduced atherosclerotic lesion size, measured using Magnetic Resonance Imaging. Moreover, an increase in cholesterol efflux from macrophages and a higher fecal neutral sterol excretion was seen, which may indicate improved RCT [158]. Additionally, 12 biweekly infusions with 8 mg/kg CER-001 showed increased apoA-I concentrations, a decrease in vessel wall area, and a trend toward a reduction in vessel wall thickness [159]. Recently, a study evaluated the effects of 3 mg/kg CER-001, in patients with atherosclerotic carotid artery disease, and showed increased apoA-I concentrations, with a simultaneously increased cholesterol efflux capacity [160]. Unfortunately, preliminary data of a recent clinical trial in patients with coronary atherosclerosis did not show beneficial effects of CER-001 on atheroma volume and LDL-C [161] (Table 10).


### 4.3. Others

#### 4.3.1. RVX-208

The first class of compounds affecting apoA-I metabolism refers to the apoA-I transcriptional upregulator RVX-208. RVX-208 is an oral, small synthetic quinazoline molecule, which binds bromo- and extra terminal (BET) proteins and upregulates apoA-I gene transcription via an epigenetic mechanism.In the first human clinical trial, 18 healthy subjects received varying and multiple doses (1 to 20 mg/kg per day) of RVX-208 or placebo for 7 days. Plasma apoA-I concentrations were increased, and more importantly, an increase in pre-β1-HDL concentrations and a higher ABCA1-mediated cholesterol efflux was demonstrated [162]. The outcome of the recent phase 2 randomized placebo-controlled clinical ASSERT trial, evaluating the effect of RVX-208 on serum apoA-I concentrations and CHD risk in human, was less positive. In that study, 299 patients with stable coronary artery disease received placebo or RVX-208 at three different dosages (50, 100, and 150 mg) twice daily for 12 weeks. Only a nonsignificant increase in serum apoA-I concentrations was found. Unfortunately, HDL functionality and cholesterol efflux capacity were not studied [163]. A second study using RVX-208 is the phase 2b clinical trial SUSTAIN. In this trial, 172 statin-treated patients (Rosuvastatin or Atorvastatin) with low serum HDL-C concentrations were treated with 200 mg/day RVX-208 for 24 weeks. Both serum apoA-I concentrations and HDL particle numbers increased significantly. Furthermore, RVX-208 was found to be safe for oral use [164]. In another phase 2 clinical trial, the ASSURE study, 323 statin (Rosuvastatin or Atorvastatin) treated patients with coronary artery disease and low serum HDL-C concentrations received 100 mg RVX-208 twice daily for 26 weeks. However, no significant reductions in atheroma volume or increases in HDL-C and apoA-I concentrations were seen [32]. Finally, a recent study in subjects with prediabetes showed that 100 mg RVX-208 for 29–33 days did not increase HDL-C and apoA-I concentrations, while it increased the concentration of medium-sized HDL and decreased the concentration of small-sized HDL particles. Furthermore, RVX-208 delayed and reduced oral glucose absorption and endogenous glucose production (Table 10) [165].


#### 4.3.2. LCAT Infusion

The first human study investigating the effects of lecithin-cholesterol acyltransferase (LCAT) infusion investigated only one patient with familial LCAT deficiency. Recombinant human LCAT was infused 3 times for 1 hour in a dose optimization phase (0.3, 3.0, and 9.0 mg/kg) and after this 1 to 2 weekly infusions were given of 3.0 or 9.0 mg/kg for 7 months. LCAT infusion improved renal function, increased apoA-I, HDL-C, and to a lesser extent LDL-C. Furthermore, after infusion, postprandial triacylglycerol concentrations decreased [166]. These results are promising; however, before drawing conclusions about LCAT infusion clinical trials including more patients should be done.


## 4.1. ApoA-I Mimetics

ApoA-I mimetics are small amphipathic peptides that resemble apoA-I in biological function and structure [172]. These mimetics are not the intact apoA-I protein, but small fragments of the protein with certain biological functions. These small peptides can be given orally or can be infused [15, 173]. To prevent digestion in the gastrointestinal tract, mimetics are made from D-amino acids, which are resistant to human gastrointestinal proteolytic enzymes [14]. Over the years, several mimetics have been produced, but none of them has all the antiatherogenic functions of apoA-I. However, combining several mimetics can be a theoretical approach to mimic all antiatherosclerotic properties of apoA-I [174]. The only mimetic that has been tested in humans is D-4F. When 50 patients with coronary artery disease received a single oral dose (30, 100, 300, and 500 mg) of this mimetic, the two highest doses increased the anti-inflammatory activity of the HDL fraction. However, no changes in lipids or lipoprotein concentrations were seen. D-4F was shown to be safe and well tolerated (Table 10) [148]. Unfortunately, the effects of D-4F on cholesterol efflux in humans have not yet been investigated.Table 10
Summary of the pharmacological approaches targeting apoA-I metabolism in humans.
First author, year
Infusion
Duration
Model
Dose
Effect
Bloedon et al. (2008) [148]
D-4F
A single dose
Coronary artery diseased patients
30 versus 100 versus 300 versus 500 mg
(i)↑ anti-inflammatory activity of HDL
Nissen et al. (2003) [149]
ApoA-I Milano
One infusion for 5 weeks
Patients with acute coronary syndromes
15 versus 45 mg/kg
(i) 15.1 mm3 and 12.6 mm3↓ in atheroma volume
Kempen et al. (2016) and Kallend et al. (2016) [150, 151]
ApoA-I Milano
5 doses during 2 hours
Patients with stable coronary artery disease
10 versus 20 versus 30 versus 40 mg/kg
(i) Dose-dependent↑ in apoA-I concentrations (ii) Dose-dependent shift from small- to large-sized HDL particles. (iii) ↑ in ABCA1-mediated cholesterol efflux
Nicholls (2016) [152]
ApoA-I Milano
5 weekly doses
120 patients with a recent acute coronary syndrome
20 mg/kg
(i) 7.8 and 5.3%↓ in fasting HDL-C and apoA-I concentrations(ii) No effects on percent and total atheroma volume
Nicholls (2007) [152]
CSL-111
Once a week for a month
Patients elected for coronary angiography
40 versus 80 mg/kg
(i) Abnormalities in liver function test(ii) 3.4% ↓ in atheroma volume
Easton et al. (2014) and Gille et al. (2014) [153, 154]
CSL112
A single dose
Healthy volunteers
5 versus 15 versus 40 versus 70 versus 105 versus 135 mg/kg
(i)↑ in apoA-I concentrations for 3 days or longer(ii) 81% ↑ in HDL concentrations(iii) ↑ pre-β-HDL particle concentrations(iv) 2.9-fold ↑ in cholesterol efflux
Easton et al. (2014) and Gille et al. (2014) [153, 154]
CSL112
Once or twice weekly for 4 weeks
Healthy volunteers
3.4 versus 6.7 g once a week versus 3.4 g twice a week
(i)↑ in apoA-I concentrations for 3 days or longer(ii) ↑ pre-β-HDL particle concentrations(iii) 2.6-fold ↑ in cholesterol efflux
Tricoci et al. (2015) [155]
CSL112
A single dose
Patients with atherosclerosis
1.7 versus 3.4 versus 6.8 g
(i) No elevations in alanine aminotransferase or aspartate aminotransferase(ii) No serious adverse events. (iii) Dose-dependent ↑ in apoA-I concentrations and total cholesterol efflux
Gibson et al. (2016) [156]
CSL112
4 weekly infusions
Patients with myocardial infarction
0 versus 2 versus 6 g
(i) Safe for use(ii) Dose-dependent ↑ in fasting apoA-I, HDL-C concentrations and cholesterol efflux
Tardif (2014) [157]
CER-001
6 weekly infusions
Patients with acute coronary syndromes
3 versus 6 versus 12 mg/kg
(i) No changes in atheroma volumes
Kootte et al. (2015) [158]
CER-001
9 infusions twice weekly for 28 days
Patients with familial hypoalphalipoproteinemia
8 mg/kg
(i) 94%↑ in apoA-I concentrations(ii) 117% ↑ in HDL-C concentrations(iii) 8.8% ↓ atherosclerotic lesion size(iv) 44% ↑ in cholesterol efflux (v) ↑ fecal neutral sterol excretion
Hovingh et al. (2015) [159]
CER-001
12 infusions twice weekly
Patients with homozygous familial hypercholesterolemia
8 mg/kg
(i) 13%↑ in apoA-I concentrations∗ (ii) 2.8% ↓ in vessel wall area∗ (iii) Trend toward ↓ in vessel wall thickness
Zheng et al. (2016) [160]
CER-001
A single dose
Patients with atherosclerotic carotid artery disease
3 mg/kg
(i) 8.7%↑ in apoA-I concentrations∗ (ii) 13.8% ↑ in the cholesterol efflux capacity
Nicholls et al. 2017 [161]
CER-001
10 weekly infusions
Coronary artery diseased patients
(i) No difference in atheroma volume(ii) No difference in LDL-C
Bloedon et al. (2008) [148]
D-4F
A single dose
Coronary artery diseased patients
30 versus 100 versus 300 versus 500 mg
(i)↑ anti-inflammatory activity of HDL
Bailey et al. (2010) [162]
RVX-208
7 days
Healthy subjects
1 to 20 mg/kg/day
(i) 11%↑ in apoA-I concentrations(ii) 11% ↑ in HDL-C concentrations(iii) 42% ↑ in pre-β1-HDL concentrations(iv) 11% ↑ in ABCA1-mediated cholesterol efflux
Nicholls et al. (2011) [163]
RVX-208
Twice daily for 12 weeks
Patients with stable coronary artery disease
50 versus 100 versus 150 mg
(i) No difference in apoA-I concentrations
Gilham et al. (2016) [164]
RVX-208
24 weeks
Statin-treated patients with low HDL-C concentrations
200 mg/day
(i)↑ in apoA-I concentrations(ii) ↑ HDL particle number(iii) Safe for oral use
Nicholls et al. (2016) [32]
RVX-208
26 weeks
Statin-treated patients with coronary artery disease and low HDL-C concentrations
100 mg twice daily
(i) No difference in atheroma volume, HDL-C, and apoA-I concentrations
Siebel et al. (2016) [165]
RVX-208
29–33 days
20 males with prediabetes
100 mg
(i) No change in HDL-C and apoA-I concentrations(ii) 11% ↑ in medium size HDL particles(iii) 10% ↓ in small size HDL particles(iv) Later and ↑ glucose peak(v) ↓ endogenous glucose production
Shamburek et al. (2016) [166]
Recombinant human lecithin-cholesterol acyltransferase infusion
7 months
1 patient with familial lecithin-cholesterol acyltransferase deficiency
Optimization phase: 3 times, 1 hour, 0.3, 3.0, and 9.0 mg/kg.Maintenance phase: every 1 to 2 weeks, 3.0 or 9.0 mg/kg
(i)↑ apoA-I, HDL-C, and to a lesser extent LDL-C (ii) ↑ postprandial triacylglycerol concentrations
∗Percentages calculated from the mean values.


## 4.2. ApoA-I Infusions

Besides apoA-I mimetics, apoA-I itself, either by using delipidated HDL or by using delipidated HDL combined with phospholipids, can be infused directly into the circulation. The theoretical advantage of using apoA-I or apoA-I-phospholipid complexes instead of using apoA-I mimetics is that the apoA-I protein is completely intact and still possesses all its biological functions and might therefore have a larger atheroprotective effect. So far, three different forms of apoA-I have been tested, that is, apoA-I Milano (MDCO-216), CSL-111/CSL112, and CER-001.


### 4.2.1. ApoA-I Milano

In a randomized human controlled trial, 47 patients with acute coronary syndromes received for 5 weeks one infusion of placebo or recombinant apoA-I Milano/phospholipid complex (ETC-216) at 15 or 45 mg/kg per week. At the end of the study a significant reduction in atheroma volume was found in the high dose group [149]. This reduction in atheroma volume was accompanied by a reduction in external elastic membrane volume of the artery, but not with a change in lumen volume [175]. Recently, in a randomized controlled study, patients with stable coronary artery disease received 5 doses of 10, 20, 30, and 40 mg/kg MDCO-216 infusion. This resulted in a dose-dependent increase in apoA-I concentrations and a dose-dependent shift from small- to large-sized HDL particles [150]. Moreover, a profound increase in ABCA1-mediated cholesterol efflux was observed [151]. However, very recently the MILANO-PILOT study failed to slow down the regression of coronary atherosclerosis with 5 weekly infusions of 20 mg/kg MDCO-216 in 120 patients with acute coronary syndromes. In fact, significant reductions in HDL-C and apoA-I concentrations were observed, while there were no effects found on percent atheroma volume and total atheroma volume (Table 10) [152].


### 4.2.2. CSL-111/CSL112

In one clinical study, 40 and 80 mg/kg CSL-111 were infused once a week for one month in 183 patients elected for coronary angiography. Treatment of the high dose group (80 mg/kg) was discontinued early, because some of the patients exceeded the upper level of alanine aminotransferase by 100-fold. The low dose group (40 mg/kg) showed a significant reduction in atheroma volume. However, this reduction was not significantly different from the decrease in the placebo group [176]. After this, the further development program of CSL-111 was discontinued because of the unfavorable hepatic abnormalities. As a follow-up, one phase I study has been performed using CSL112, which is a similar compound, but postulated without effects on liver function. In this study, a single dose (5, 15, 40, 70, 105, or 135 mg/kg) or multiple doses for 4 weeks (3.4 or 6.7 g once a week or 3.4 g twice a week) of CSL112 was administrated intravenously to healthy volunteers. Both the single and multiple doses of CSL112 dose dependently increased serum apoA-I and serum HDL-C concentrations. Moreover, also pre-β HDL particle concentrations and cholesterol efflux capacity were increased. In the single dose study, dose-dependent effects were found on HDL-C [153, 154]. Recently, two studies showed that CSL112 was indeed safe for human consumption, with no effects on liver function parameters [155, 156]. In the first study, patients with atherosclerosis were given infusions of 1.7, 3.4, and 6.8 g CSL112 or placebo. The CSL112 infusions resulted in a dose-dependent increase in apoA-I and total cholesterol efflux [155]. In the second study patients with myocardial infarction received infusions of 2 or 6 g CSL112 or placebo for 4 weeks. Here also a dose-dependent increased in HDL-C, apoA-I, and cholesterol efflux was shown (Table 10) [156].


### 4.2.3. CER-001

In one clinical study, 417 patients with acute coronary syndromes were randomized for 6 weekly infusions of 3, 6, and 12 mg/kg CER-001 or placebo. No changes in atheroma volumes were found. It was speculated that a higher dose or a different patient group would have shown more positive results [157]. In a recent human study, 9 infusions of 8 mg/kg CER-001 were given twice weekly for 28 days to 7 patients with familial hypoalphalipoproteinemia, who were severely deficient in HDL. In this patient group, CER-001 significantly increased serum apoA-I and HDL-C concentrations and reduced atherosclerotic lesion size, measured using Magnetic Resonance Imaging. Moreover, an increase in cholesterol efflux from macrophages and a higher fecal neutral sterol excretion was seen, which may indicate improved RCT [158]. Additionally, 12 biweekly infusions with 8 mg/kg CER-001 showed increased apoA-I concentrations, a decrease in vessel wall area, and a trend toward a reduction in vessel wall thickness [159]. Recently, a study evaluated the effects of 3 mg/kg CER-001, in patients with atherosclerotic carotid artery disease, and showed increased apoA-I concentrations, with a simultaneously increased cholesterol efflux capacity [160]. Unfortunately, preliminary data of a recent clinical trial in patients with coronary atherosclerosis did not show beneficial effects of CER-001 on atheroma volume and LDL-C [161] (Table 10).


## 4.2.1. ApoA-I Milano

In a randomized human controlled trial, 47 patients with acute coronary syndromes received for 5 weeks one infusion of placebo or recombinant apoA-I Milano/phospholipid complex (ETC-216) at 15 or 45 mg/kg per week. At the end of the study a significant reduction in atheroma volume was found in the high dose group [149]. This reduction in atheroma volume was accompanied by a reduction in external elastic membrane volume of the artery, but not with a change in lumen volume [175]. Recently, in a randomized controlled study, patients with stable coronary artery disease received 5 doses of 10, 20, 30, and 40 mg/kg MDCO-216 infusion. This resulted in a dose-dependent increase in apoA-I concentrations and a dose-dependent shift from small- to large-sized HDL particles [150]. Moreover, a profound increase in ABCA1-mediated cholesterol efflux was observed [151]. However, very recently the MILANO-PILOT study failed to slow down the regression of coronary atherosclerosis with 5 weekly infusions of 20 mg/kg MDCO-216 in 120 patients with acute coronary syndromes. In fact, significant reductions in HDL-C and apoA-I concentrations were observed, while there were no effects found on percent atheroma volume and total atheroma volume (Table 10) [152].


## 4.2.2. CSL-111/CSL112

In one clinical study, 40 and 80 mg/kg CSL-111 were infused once a week for one month in 183 patients elected for coronary angiography. Treatment of the high dose group (80 mg/kg) was discontinued early, because some of the patients exceeded the upper level of alanine aminotransferase by 100-fold. The low dose group (40 mg/kg) showed a significant reduction in atheroma volume. However, this reduction was not significantly different from the decrease in the placebo group [176]. After this, the further development program of CSL-111 was discontinued because of the unfavorable hepatic abnormalities. As a follow-up, one phase I study has been performed using CSL112, which is a similar compound, but postulated without effects on liver function. In this study, a single dose (5, 15, 40, 70, 105, or 135 mg/kg) or multiple doses for 4 weeks (3.4 or 6.7 g once a week or 3.4 g twice a week) of CSL112 was administrated intravenously to healthy volunteers. Both the single and multiple doses of CSL112 dose dependently increased serum apoA-I and serum HDL-C concentrations. Moreover, also pre-β HDL particle concentrations and cholesterol efflux capacity were increased. In the single dose study, dose-dependent effects were found on HDL-C [153, 154]. Recently, two studies showed that CSL112 was indeed safe for human consumption, with no effects on liver function parameters [155, 156]. In the first study, patients with atherosclerosis were given infusions of 1.7, 3.4, and 6.8 g CSL112 or placebo. The CSL112 infusions resulted in a dose-dependent increase in apoA-I and total cholesterol efflux [155]. In the second study patients with myocardial infarction received infusions of 2 or 6 g CSL112 or placebo for 4 weeks. Here also a dose-dependent increased in HDL-C, apoA-I, and cholesterol efflux was shown (Table 10) [156].


## 4.2.3. CER-001

In one clinical study, 417 patients with acute coronary syndromes were randomized for 6 weekly infusions of 3, 6, and 12 mg/kg CER-001 or placebo. No changes in atheroma volumes were found. It was speculated that a higher dose or a different patient group would have shown more positive results [157]. In a recent human study, 9 infusions of 8 mg/kg CER-001 were given twice weekly for 28 days to 7 patients with familial hypoalphalipoproteinemia, who were severely deficient in HDL. In this patient group, CER-001 significantly increased serum apoA-I and HDL-C concentrations and reduced atherosclerotic lesion size, measured using Magnetic Resonance Imaging. Moreover, an increase in cholesterol efflux from macrophages and a higher fecal neutral sterol excretion was seen, which may indicate improved RCT [158]. Additionally, 12 biweekly infusions with 8 mg/kg CER-001 showed increased apoA-I concentrations, a decrease in vessel wall area, and a trend toward a reduction in vessel wall thickness [159]. Recently, a study evaluated the effects of 3 mg/kg CER-001, in patients with atherosclerotic carotid artery disease, and showed increased apoA-I concentrations, with a simultaneously increased cholesterol efflux capacity [160]. Unfortunately, preliminary data of a recent clinical trial in patients with coronary atherosclerosis did not show beneficial effects of CER-001 on atheroma volume and LDL-C [161] (Table 10).


## 4.3. Others

### 4.3.1. RVX-208

The first class of compounds affecting apoA-I metabolism refers to the apoA-I transcriptional upregulator RVX-208. RVX-208 is an oral, small synthetic quinazoline molecule, which binds bromo- and extra terminal (BET) proteins and upregulates apoA-I gene transcription via an epigenetic mechanism.In the first human clinical trial, 18 healthy subjects received varying and multiple doses (1 to 20 mg/kg per day) of RVX-208 or placebo for 7 days. Plasma apoA-I concentrations were increased, and more importantly, an increase in pre-β1-HDL concentrations and a higher ABCA1-mediated cholesterol efflux was demonstrated [162]. The outcome of the recent phase 2 randomized placebo-controlled clinical ASSERT trial, evaluating the effect of RVX-208 on serum apoA-I concentrations and CHD risk in human, was less positive. In that study, 299 patients with stable coronary artery disease received placebo or RVX-208 at three different dosages (50, 100, and 150 mg) twice daily for 12 weeks. Only a nonsignificant increase in serum apoA-I concentrations was found. Unfortunately, HDL functionality and cholesterol efflux capacity were not studied [163]. A second study using RVX-208 is the phase 2b clinical trial SUSTAIN. In this trial, 172 statin-treated patients (Rosuvastatin or Atorvastatin) with low serum HDL-C concentrations were treated with 200 mg/day RVX-208 for 24 weeks. Both serum apoA-I concentrations and HDL particle numbers increased significantly. Furthermore, RVX-208 was found to be safe for oral use [164]. In another phase 2 clinical trial, the ASSURE study, 323 statin (Rosuvastatin or Atorvastatin) treated patients with coronary artery disease and low serum HDL-C concentrations received 100 mg RVX-208 twice daily for 26 weeks. However, no significant reductions in atheroma volume or increases in HDL-C and apoA-I concentrations were seen [32]. Finally, a recent study in subjects with prediabetes showed that 100 mg RVX-208 for 29–33 days did not increase HDL-C and apoA-I concentrations, while it increased the concentration of medium-sized HDL and decreased the concentration of small-sized HDL particles. Furthermore, RVX-208 delayed and reduced oral glucose absorption and endogenous glucose production (Table 10) [165].


### 4.3.2. LCAT Infusion

The first human study investigating the effects of lecithin-cholesterol acyltransferase (LCAT) infusion investigated only one patient with familial LCAT deficiency. Recombinant human LCAT was infused 3 times for 1 hour in a dose optimization phase (0.3, 3.0, and 9.0 mg/kg) and after this 1 to 2 weekly infusions were given of 3.0 or 9.0 mg/kg for 7 months. LCAT infusion improved renal function, increased apoA-I, HDL-C, and to a lesser extent LDL-C. Furthermore, after infusion, postprandial triacylglycerol concentrations decreased [166]. These results are promising; however, before drawing conclusions about LCAT infusion clinical trials including more patients should be done.


## 4.3.1. RVX-208

The first class of compounds affecting apoA-I metabolism refers to the apoA-I transcriptional upregulator RVX-208. RVX-208 is an oral, small synthetic quinazoline molecule, which binds bromo- and extra terminal (BET) proteins and upregulates apoA-I gene transcription via an epigenetic mechanism.In the first human clinical trial, 18 healthy subjects received varying and multiple doses (1 to 20 mg/kg per day) of RVX-208 or placebo for 7 days. Plasma apoA-I concentrations were increased, and more importantly, an increase in pre-β1-HDL concentrations and a higher ABCA1-mediated cholesterol efflux was demonstrated [162]. The outcome of the recent phase 2 randomized placebo-controlled clinical ASSERT trial, evaluating the effect of RVX-208 on serum apoA-I concentrations and CHD risk in human, was less positive. In that study, 299 patients with stable coronary artery disease received placebo or RVX-208 at three different dosages (50, 100, and 150 mg) twice daily for 12 weeks. Only a nonsignificant increase in serum apoA-I concentrations was found. Unfortunately, HDL functionality and cholesterol efflux capacity were not studied [163]. A second study using RVX-208 is the phase 2b clinical trial SUSTAIN. In this trial, 172 statin-treated patients (Rosuvastatin or Atorvastatin) with low serum HDL-C concentrations were treated with 200 mg/day RVX-208 for 24 weeks. Both serum apoA-I concentrations and HDL particle numbers increased significantly. Furthermore, RVX-208 was found to be safe for oral use [164]. In another phase 2 clinical trial, the ASSURE study, 323 statin (Rosuvastatin or Atorvastatin) treated patients with coronary artery disease and low serum HDL-C concentrations received 100 mg RVX-208 twice daily for 26 weeks. However, no significant reductions in atheroma volume or increases in HDL-C and apoA-I concentrations were seen [32]. Finally, a recent study in subjects with prediabetes showed that 100 mg RVX-208 for 29–33 days did not increase HDL-C and apoA-I concentrations, while it increased the concentration of medium-sized HDL and decreased the concentration of small-sized HDL particles. Furthermore, RVX-208 delayed and reduced oral glucose absorption and endogenous glucose production (Table 10) [165].


## 4.3.2. LCAT Infusion

The first human study investigating the effects of lecithin-cholesterol acyltransferase (LCAT) infusion investigated only one patient with familial LCAT deficiency. Recombinant human LCAT was infused 3 times for 1 hour in a dose optimization phase (0.3, 3.0, and 9.0 mg/kg) and after this 1 to 2 weekly infusions were given of 3.0 or 9.0 mg/kg for 7 months. LCAT infusion improved renal function, increased apoA-I, HDL-C, and to a lesser extent LDL-C. Furthermore, after infusion, postprandial triacylglycerol concentrations decreased [166]. These results are promising; however, before drawing conclusions about LCAT infusion clinical trials including more patients should be done.


## 5. Conclusion

Alcohol consumption increases fasting apoA-I concentrations and may improve cholesterol efflux, possibly via increasing apoA-I PR and decreasing FCR. Further, replacement of carbohydrates for SFA, cis-MUFA, cis-PUFA, and TFA increases fasting apoA-I concentrations. The effects of the various SFA are different, since lauric, palmitic, and myristic acids increase apoA-I concentrations, while stearic acid does not. The different fatty acids affect apoA-I metabolism differently, but results are conflicting. Therefore more studies are needed to better understand the effects of the various macronutrients on apoA-I kinetics.Coffee, caffeine, tea, omega 3 fatty acid, fish, nuts, plant sterol and stanol, different soy proteins, and isoflavones isolated from soy do not change fasting apoA-I concentrations. Moreover, the effects of the various types of fibers may be different; the consumption of diets rich in wheat germ did not modify apoA-I concentrations, while the consumption of diets rich in psyllium, arabinoxylan, and flaxseed may decrease fasting apoA-I concentrations. However, these types of fibers have only been examined in a limited number of studies. Therefore, we conclude that fiber consumption does not have a profound impact on fasting apoA-I concentrations.Finally, five other food components showed a promising increase in fasting apoA-I concentrations: citrus, vitamin D, theobromine, orange juice, and a high dose of grape pomace and omija fruit. However, these findings need to be confirmed in future studies. Additional research is also needed to examine the effects of these products or food components not only on apoA-I kinetics, but also on HDL functionality.Overall, all three categories of pharmacological approaches showed that targeting apoA-I concentrations and/or HDL functionality by a pharmacologic approach can increase apoA-I functionality and might improve CHD risk markers, including vessel wall characteristics and inflammation. The mimetic D-4F is promising, but clinical studies are required to investigate the effects on HDL functionality. The CSL112 and LCAT infusions are the most promising of the infusion therapies, but studies are needed to investigate the effects of CSL112 on CHD risk markers, including vessel wall characteristics and inflammation, and LCAT infusions need to be investigated in clinical trials with more patients. Unfortunately, recent clinical studies showed no improvement in CHD risk markers after apoA-I Milano, RVX-208, or CER-001 therapy.Although we cannot exclude that we have missed studies during the systematic searches and studies with positive results are overrepresented, we conclude that both dietary components and pharmacological approaches can be used to increase apoA-I concentrations. For the dietary components in particular, more knowledge about underlying mechanisms is necessary, as increasing apoA-I per se does not necessarily translate into a reduced CHD risk.



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*Source: 5415921-2017-06-12.xml*