# HIV Related High Risk Behaviors and Willingness to Participate in HIV Vaccine Trials among China MSM by Computer Assisted Self-Interviewing Survey

Authors: Zhenxing Chu; Junjie Xu; Kathleen Heather Reilly; Chunming Lu; Qinghai Hu; Ning Ma; Min Zhang; Jing Zhang; Yongjun Jiang; Wenqing Geng; Hong Shang
Journal: BioMed Research International
 (2013)

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## Abstract

Background. The number of new HIV infections among MSM of China is rapidly increasing in recent years and behavioral interventions have had limited effectiveness. To control the HIV pandemic may lie in an HIV vaccine. This study examined the factors associated with willingness to participate (WTP) in HIV vaccine clinical trials among China MSM. Methods. A cross-sectional survey was carried out among MSM from three cities in northeast China. Questionnaires pertaining to MSM risk behavior and WTP in HIV vaccine trials were administered through computer assisted self-interviewing (CASI). Results. A total of 626 MSM participated in this survey. 54.8% had occasional male partners and 52.2% always used condoms with male sex partners. HIV prevalence was 5.0%. 76.7% were WTP in a preventive HIV vaccine clinical trial. Results showed that HIV vaccination is a means of protection for spouses and family; family support to participate in vaccine trials and desire for economic incentives were significantly associated with WTP. Conclusions. There was a high proportion of WTP in HIV vaccine trials among Chinese MSM. The high HIV prevalence and high proportion of risky sexual behavior indicate that Liaoning MSM are potential candidates for HIV vaccine trials.


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## Body

## 1. Introduction

Over the past thirty years, the HIV epidemic has gained momentum in many parts of the world despite continuing prevention efforts. There are estimated 34 million people living with HIV (PLHIV) around the world [1] and 780,000 in China [2]. In China, transmission among men who have sex with men (MSM) has increased rapidly. In 2007, 12.2% of the estimated new HIV infections were through male homosexual contact [3], but this proportion rose to 29.4% in 2011 [2]. Previous prospective cohort surveys have revealed high levels of HIV incidence among Chinese MSM (8.09/100 PY [4] in Beijing city, 4.17/100 PY [5] in Nanjing city, 7.1/100 PY [6] in Shenyang city, and 6.67/100 PY [7] in Yangzhou city). Additionally China has an estimated 17.8 million sexually active high risk MSM [8], so urgent action is needed to control the HIV epidemic among this vulnerable population [9]. The best long-term hope to control the pandemic may lie in the availability of a safe and effective preventive HIV vaccine. A 2009 study found a vaccine protection efficacy of 31.2% for an HIV vaccine trial in Thailand [10]. There are currently two Chinese-developed vaccines being tested in phases I and II trials in China [11]. Understanding WTP in HIV vaccine trials among priority populations is important for establishing strategies for participant recruitment and retention. Traditional studies investigating attitudes and behaviors via face-to-face interview may be biased by social desirability bias [12]. To get more accurate and reliable information about the MSM’s WTP in HIV vaccine clinical trials, the current study utilized computer assisted self-interviewing (CASI) to reduce social desirability bias [13]. This study was conducted in Liaoning province, where a previous cohort study revealed both high HIV seroincidence (5.4 per 100 person-years, 95% CI: 2.0–11.3%) [14] and high prevalence (8.7%) among local MSM participants [15].


## 2. Material and Methods

From July 2010 to February 2011, a cross-sectional study was conducted among MSM in three cities in northeast China (Shenyang, Fushun, and Anshan). Study participants were recruited using three methods: (1) people who came to the voluntary counseling and testing (VCT) clinic for HIV testing were encouraged to participate in the study; (2) three peer recruiters were hired and trained to recruit MSM to attend the survey; (3) recruited participants were encouraged to refer their peer friends to participate in this study.Participant eligibility criteria included being male, being 18 years of age or older, having anal or oral sex with another male in the past 12 months, and not self-reported as HIV positive.After written informed consent was obtained from participants, trained interviewers gave a brief introduction about HIV vaccines, including a description of clinical trials, and provided information on current progress and development of international vaccine research and the importance of developing a preventive HIV vaccine. After the HIV pretest counseling was implemented, 5 mL venous blood was drawn from each participant. HIV posttest counseling was provided to each MSM individual when they returned for their HIV test results within one week of blood drawn. The study protocol and informed consent forms were approved by the Institutional Review Board of the first affiliated hospital of China Medical University.


### 2.1. Data Collection

Data were collected using CASI in a private room. Each study participant was assigned a unique personal identity number that was linked to the questionnaire and HIV test results. Data were collected based on sociodemographics (age, income, ethnicity, education, employment, and marital status) and past 3-month sexual behavior including with male and female and regular and casual partners. The questionnaire also included a list of statements about WTP in hypothetical HIV vaccine clinical trials and motivators or perceived benefits and barriers or perceived risks to participate in HIV vaccine trials.


### 2.2. Laboratory Tests

Serum samples were screened for HIV antibodies by enzyme-linked immunosorbent assay (ELISA; Vironostika HIV-1 Microelisa System; BioMérieux, Durham, NC), and positive samples were confirmed by HIV-1/2 Western blot assay (HIV Blot 2.2 WB; Genelabs Diagnostics, Singapore).


### 2.3. Data Analysis

Data were analyzed using SPSS (SPSS version 16.0, IL, USA). Bivariate analyses including chi-square test (categorical variables) and Wilcoxon two-sample tests (nonnormal continuous variables) were performed to evaluate associations of WTP with demographic characteristics, sexual behaviors, and perceptions and concerns regarding participation at an early stage of an HIV preventive vaccine clinical trial. Variables significant withP<0.1 were fitted in a stepwise multivariate logistic regression model to estimate factors associated with WTP, and only factors with P<0.05 were kept in the final fitted multivariate model. Two-sided P value less than 0.05 was considered statistically significant in this survey.


## 2.1. Data Collection

Data were collected using CASI in a private room. Each study participant was assigned a unique personal identity number that was linked to the questionnaire and HIV test results. Data were collected based on sociodemographics (age, income, ethnicity, education, employment, and marital status) and past 3-month sexual behavior including with male and female and regular and casual partners. The questionnaire also included a list of statements about WTP in hypothetical HIV vaccine clinical trials and motivators or perceived benefits and barriers or perceived risks to participate in HIV vaccine trials.


## 2.2. Laboratory Tests

Serum samples were screened for HIV antibodies by enzyme-linked immunosorbent assay (ELISA; Vironostika HIV-1 Microelisa System; BioMérieux, Durham, NC), and positive samples were confirmed by HIV-1/2 Western blot assay (HIV Blot 2.2 WB; Genelabs Diagnostics, Singapore).


## 2.3. Data Analysis

Data were analyzed using SPSS (SPSS version 16.0, IL, USA). Bivariate analyses including chi-square test (categorical variables) and Wilcoxon two-sample tests (nonnormal continuous variables) were performed to evaluate associations of WTP with demographic characteristics, sexual behaviors, and perceptions and concerns regarding participation at an early stage of an HIV preventive vaccine clinical trial. Variables significant withP<0.1 were fitted in a stepwise multivariate logistic regression model to estimate factors associated with WTP, and only factors with P<0.05 were kept in the final fitted multivariate model. Two-sided P value less than 0.05 was considered statistically significant in this survey.


## 3. Results

### 3.1. Demographic Characteristics

There were 626 participants who met the eligibility criteria and completed the CASI. The median age was 27 years, with a range of 18–76 years; 87.4% were of Han ethnicity and 9.7% were Man ethnicity; 67.3% were single, 15.5% were married, 10.7% cohabited with a female sex partner, and 5.9% were divorced; 33.9% finished college or higher levels of education, 32.7% completed senior high school education, and 33.4% completed junior high school education; 23.0% were unemployed; and the mean monthly income was 1,486 RMB (about 240$USD).


### 3.2. HIV Infection and Behavioral Characteristics

There were 31 (5.0%) participants who tested HIV-1 antibody positive. In the past three months, 48.7% participants’ male sexual partners were sought through Internet, 28.9% at parks or public toilets, 10.1% at bathhouses or public washrooms, and 6.5% at bars. Almost all (96.5%,n=604) had insertive or receptive anal intercourse with a male during the past three months, 65.5% (n=410) had insertive or receptive anal intercourse with regular male partners. Meanwhile, in the past three months less than half (49.3%) reported always using condoms with their sex partners. More than half (54.8%, n=343) had insertive or receptive anal intercourse with occasional male partners and of these 52.2% (n=179) always used condoms with their sex partners. Additionally, 17.7% (n=111) had sex with female partners and of these 79.3% (n=88) reported always using condoms in the past 3 months.


### 3.3. WTP and Associated Factors

Overall 76.7% (95% CI: 73.2–79.9) (n=480) of participants were WTP in HIV vaccine trials. Bivariate analyses found the following factors had marginally statistical association with WTP (P<0.1): age, having sex with a man in the last three months, occasionally using condom with occasional male partners, having ever heard of HIV vaccine trials, having thought that being a participant in an HIV vaccine trial is a contribution to society, and having thought that HIV vaccination is a means of protection for spouses and family, desire for economic incentives (Table 1).Table 1
Association between characteristics and willingness to participate (WTP) in HIV vaccine trials.
Variable
n
=
480 WTP (%)
n
=
146 Non-WTP (%)
P value
Median age (IQR)
26 (23–35)
28 (24–43)
0.002
Han ethnicity
86.3
91.1
0.123
Married or cohabited with female sex partners
31.3
37.7
0.148
Finished college or higher levels of education
33.8
34.3
0.624
Employed
22.3
25.3
0.443
Median monthly income (IQR, RMB)
1500 (1000–2000)
1200 (1000–2000)
0.771
Found male sex partners using the Internet
49.4
46.6
0.068
Had sex with a man in the last 3 months
95.6
99.3
0.034
Had more than 2 male sex partners in the last 3 months
38.8
37.0
0.701
Never used condoms with regular male sex partners
16.9
4.9
0.012
Used condoms occasionally with occasional male sex partners
21.6
15.9
0.028
Had sex with a female in the last 3 months
16.5
21.9
0.130
Self-perceived high risk of HIV infection
13.1
6.8
0.077
Heard of HIV vaccine before the survey
64.2
50.0
0.002
Thought being a participant in an HIV vaccine trial is a contribution to society
89.4
67.1
<0.001
Thought HIV vaccination is a means of protection for spouses and family
93.5
68.5
<0.001
Believed that their family would support their HIV vaccine trial participation
75.6
16.4
<0.001
Believed their regular male partners would support their HIV vaccine trial participation
74.4
15.8
<0.001
Fear family member would discriminate them due to participation in a vaccine trial
22.3
39.0
<0.001
Fear of sexual rejection due to participation in a vaccine trial
14.2
23.3
0.009
Believed a vaccine could protect people from becoming infected with HIV
71.9
47.9
<0.001
Believed a vaccine may cause health problems
4.6
11.6
0.002
If known that the inoculation place is secret
90.0
69.9
<0.001
If known that the inoculation place is general hospital
65.8
44.5
<0.001
Desire for economic incentives
71.0
14.1
<0.001As shown in Table1, compared to those MSM participants who were non-WTP, those MSM participants who were WTP had a higher proportion of unprotected sex with both regular male sex partners (P=0.012) and occasional male sex partners (P=0.028), had a higher proportion of “self-perceived high risk of HIV infection” (P=0.077), a higher proportion of “heard of HIV vaccine before the survey” (P=0.002), a higher proportion of “thought being a participant in an HIV vaccine trial is a contribution to society” (P<0.001), a higher proportion of “thought HIV vaccination is a means of protection for spouses and family” (P<0.001), a higher proportion of “believed that their family (P<0.001) and regular male partners” (P<0.001) would support their HIV vaccine trial participation”, a higher proportion of “believed a vaccine could protect people from becoming infected with HIV” (P<0.001), a higher proportion of “if known that the inoculation place is secret (P<0.001) or a general hospital (P<0.001)”, a lower proportion of “fear family member would discriminate them due to participation in a vaccine trial” (P<0.001) and a lower proportion of “fear of sexual rejection due to participation in a vaccine trial” (P=0.009) and “believed a vaccine may cause health problems” (P<0.001).


### 3.4. Multivariate Logistic Regression Analysis of Factors Associated with WTP in HIV Preventive Vaccine Trials

Variables withP value less than 0.10 in univariate analysis were included in a stepwise multivariate logistic regression model. The variables which are significant at P<0.05 in the multivariate logistic regression model were retained in the final model as shown in Table 2. The factors that were independently associated with WTP were the thought that HIV vaccination is a means of protection for spouses and family (aOR = 4.1, 95% CI: 1.7–9.9), the belief that their family would support their vaccine trial participation (aOR = 6.3, 95% CI: 2.3–17.2), and the desire for economic incentives (aOR = 7.3, 95% CI: 2.7–19.8).Table 2
Multivariate logistic regression analysis of factors associated with WTP in HIV preventive vaccine trials.
Independent factors
N
WTP (%)
aOR* (95% CI)
P value
Thought HIV vaccination is a means of protection for spouses and family
No
77
31 (40.3)
4.1 (1.7–9.9)
0.002
Yes
549
449 (81.8)
Desire for economic incentives
No
264
139 (52.7)
6.3 (2.3–17.2)
<0.001
Yes
362
341 (94.2)
Believed that their family would support their HIV vaccine trial participation
No
239
117 (49.0)
7.3 (2.7–19.8)
<0.001
Yes
387
363 (93.8)
*
aOR: adjusted odds ratio.


## 3.1. Demographic Characteristics

There were 626 participants who met the eligibility criteria and completed the CASI. The median age was 27 years, with a range of 18–76 years; 87.4% were of Han ethnicity and 9.7% were Man ethnicity; 67.3% were single, 15.5% were married, 10.7% cohabited with a female sex partner, and 5.9% were divorced; 33.9% finished college or higher levels of education, 32.7% completed senior high school education, and 33.4% completed junior high school education; 23.0% were unemployed; and the mean monthly income was 1,486 RMB (about 240$USD).


## 3.2. HIV Infection and Behavioral Characteristics

There were 31 (5.0%) participants who tested HIV-1 antibody positive. In the past three months, 48.7% participants’ male sexual partners were sought through Internet, 28.9% at parks or public toilets, 10.1% at bathhouses or public washrooms, and 6.5% at bars. Almost all (96.5%,n=604) had insertive or receptive anal intercourse with a male during the past three months, 65.5% (n=410) had insertive or receptive anal intercourse with regular male partners. Meanwhile, in the past three months less than half (49.3%) reported always using condoms with their sex partners. More than half (54.8%, n=343) had insertive or receptive anal intercourse with occasional male partners and of these 52.2% (n=179) always used condoms with their sex partners. Additionally, 17.7% (n=111) had sex with female partners and of these 79.3% (n=88) reported always using condoms in the past 3 months.


## 3.3. WTP and Associated Factors

Overall 76.7% (95% CI: 73.2–79.9) (n=480) of participants were WTP in HIV vaccine trials. Bivariate analyses found the following factors had marginally statistical association with WTP (P<0.1): age, having sex with a man in the last three months, occasionally using condom with occasional male partners, having ever heard of HIV vaccine trials, having thought that being a participant in an HIV vaccine trial is a contribution to society, and having thought that HIV vaccination is a means of protection for spouses and family, desire for economic incentives (Table 1).Table 1
Association between characteristics and willingness to participate (WTP) in HIV vaccine trials.
Variable
n
=
480 WTP (%)
n
=
146 Non-WTP (%)
P value
Median age (IQR)
26 (23–35)
28 (24–43)
0.002
Han ethnicity
86.3
91.1
0.123
Married or cohabited with female sex partners
31.3
37.7
0.148
Finished college or higher levels of education
33.8
34.3
0.624
Employed
22.3
25.3
0.443
Median monthly income (IQR, RMB)
1500 (1000–2000)
1200 (1000–2000)
0.771
Found male sex partners using the Internet
49.4
46.6
0.068
Had sex with a man in the last 3 months
95.6
99.3
0.034
Had more than 2 male sex partners in the last 3 months
38.8
37.0
0.701
Never used condoms with regular male sex partners
16.9
4.9
0.012
Used condoms occasionally with occasional male sex partners
21.6
15.9
0.028
Had sex with a female in the last 3 months
16.5
21.9
0.130
Self-perceived high risk of HIV infection
13.1
6.8
0.077
Heard of HIV vaccine before the survey
64.2
50.0
0.002
Thought being a participant in an HIV vaccine trial is a contribution to society
89.4
67.1
<0.001
Thought HIV vaccination is a means of protection for spouses and family
93.5
68.5
<0.001
Believed that their family would support their HIV vaccine trial participation
75.6
16.4
<0.001
Believed their regular male partners would support their HIV vaccine trial participation
74.4
15.8
<0.001
Fear family member would discriminate them due to participation in a vaccine trial
22.3
39.0
<0.001
Fear of sexual rejection due to participation in a vaccine trial
14.2
23.3
0.009
Believed a vaccine could protect people from becoming infected with HIV
71.9
47.9
<0.001
Believed a vaccine may cause health problems
4.6
11.6
0.002
If known that the inoculation place is secret
90.0
69.9
<0.001
If known that the inoculation place is general hospital
65.8
44.5
<0.001
Desire for economic incentives
71.0
14.1
<0.001As shown in Table1, compared to those MSM participants who were non-WTP, those MSM participants who were WTP had a higher proportion of unprotected sex with both regular male sex partners (P=0.012) and occasional male sex partners (P=0.028), had a higher proportion of “self-perceived high risk of HIV infection” (P=0.077), a higher proportion of “heard of HIV vaccine before the survey” (P=0.002), a higher proportion of “thought being a participant in an HIV vaccine trial is a contribution to society” (P<0.001), a higher proportion of “thought HIV vaccination is a means of protection for spouses and family” (P<0.001), a higher proportion of “believed that their family (P<0.001) and regular male partners” (P<0.001) would support their HIV vaccine trial participation”, a higher proportion of “believed a vaccine could protect people from becoming infected with HIV” (P<0.001), a higher proportion of “if known that the inoculation place is secret (P<0.001) or a general hospital (P<0.001)”, a lower proportion of “fear family member would discriminate them due to participation in a vaccine trial” (P<0.001) and a lower proportion of “fear of sexual rejection due to participation in a vaccine trial” (P=0.009) and “believed a vaccine may cause health problems” (P<0.001).


## 3.4. Multivariate Logistic Regression Analysis of Factors Associated with WTP in HIV Preventive Vaccine Trials

Variables withP value less than 0.10 in univariate analysis were included in a stepwise multivariate logistic regression model. The variables which are significant at P<0.05 in the multivariate logistic regression model were retained in the final model as shown in Table 2. The factors that were independently associated with WTP were the thought that HIV vaccination is a means of protection for spouses and family (aOR = 4.1, 95% CI: 1.7–9.9), the belief that their family would support their vaccine trial participation (aOR = 6.3, 95% CI: 2.3–17.2), and the desire for economic incentives (aOR = 7.3, 95% CI: 2.7–19.8).Table 2
Multivariate logistic regression analysis of factors associated with WTP in HIV preventive vaccine trials.
Independent factors
N
WTP (%)
aOR* (95% CI)
P value
Thought HIV vaccination is a means of protection for spouses and family
No
77
31 (40.3)
4.1 (1.7–9.9)
0.002
Yes
549
449 (81.8)
Desire for economic incentives
No
264
139 (52.7)
6.3 (2.3–17.2)
<0.001
Yes
362
341 (94.2)
Believed that their family would support their HIV vaccine trial participation
No
239
117 (49.0)
7.3 (2.7–19.8)
<0.001
Yes
387
363 (93.8)
*
aOR: adjusted odds ratio.


## 4. Discussion

We found a high proportion (76.7%) of MSM were willing to participate in the hypothetical HIV vaccine trial. This proportion was higher than that found in studies in Thailand (58%), Australia (63%), Brazil (57%), and Beijing, China (71.9%) [16–19].The main strengths of the study lie in the use of CASI to collect data from participants. To our knowledge this is the first study that has used CASI to examine WTP in a hypothetical HIV vaccine trial among MSM in China. It is believed that participants are more likely to report accurately with CASI compared with traditional face-to-face interviewing [13].The prevalence of HIV in the current study was 5.0% which is close to prevalence found in Shenyang in 2006 (5.7%) [20] and 2008 (8.7%) [15], which implies that the HIV epidemic among MSM in Liaoning is still serious. The high proportion of WTP for HIV vaccine trials indicates that Liaoning MSM are promising candidates for HIV vaccine clinical trials.Through univariate analysis we found that those who were WTP had a higher proportion of unprotected sex with regular (P=0.012) or occasional (P=0.028) male sex partners and a higher proportion of “self-perceived high risk of HIV infection” (P=0.077). The results indicate that the high-risk MSM were more willing to participate in HIV vaccine trials than lower-risk people [17, 21–24]. It is more helpful to recruit MSM participants with relative higher HIV infection risk in the assessment of vaccine efficacy for HIV prevention. VCT is a good way to make MSM realize that they are at risk of being infected with HIV [25–27]. Therefore, VCT sites may be one candidate place for recruiting MSM participants with higher HIV exposure risk to attend HIV vaccine trail.Those who were WTP had a higher proportion of “thought being a participant in an HIV vaccine trial is a contribution to society” (89.4% versus 67.1%). It means that MSM who have social responsibility are more willing to participate, which is consistent with Newman et al.’s research in North America [23]. Those who were WTP had a higher proportion of “heard of HIV vaccine before the survey” (P=0.002) and “believed a vaccine could protect people from becoming infected with HIV” (P<0.001). It indicates that people who know more knowledge about HIV vaccine and want to get protection from the vaccine are more willing to participate [28]. Those who believed their regular male partners would support their HIV vaccine trial participation were more willing to participate (P<0.001) and “fear of sexual rejection due to participation in a vaccine trial” (P=0.009) maybe a barrier. It hints that sex partner’s opinion may influence the WTP [29]. Those who were non-WTP had a higher proportion of “believed a vaccine may cause health problems” (P=0.002), which agrees with the finding from Newman et al. and Kiwanuka et al.; they also found that the side effect would impede MSM’s WTP [30, 31]. The finding implies that safety testing of the vaccine could be the first step and medical treatment preparation is needed. The inoculation place is secret or general hospital would increase WTP (P<0.001) and indicate that inoculation place needs to protect MSM’s privacy and also needs a comprehensive health care condition. Several strongly correlated variables in the univariate model failed to enter the multivariate model. It might be caused by the relatively small sample size of this survey.The current study found that believing that HIV vaccination is a means of protection for their spouses and family (aOR = 4.1, 95% CI: 1.7–9.9) was significantly associated with WTP. The role of family in traditional Chinese culture may be an important component for WTP in HIV vaccine trials. MSM who do not want to transmit HIV to their families are more willing to attend preventive vaccine trials and similar findings were found in two other surveys [19, 32]. So this group of MSM who are more caring about the health of their family members should be placed as one of the priority subpopulations for HIV vaccine trail candidate. Additionally, those MSM who had a belief that family would support their HIV vaccine trial participation have a significant higher WTP (aOR = 6.3, 95% CI: 2.3–17.2). It shows that family support to attend HIV vaccine trail is critical, so the subgroup of MSM who have good family support to attend HIV vaccine trail should also be placed as another priority candidate for HIV vaccine trail.Desire for economic incentives (aOR = 7.3, 95% CI: 2.7–19.8) was also found significantly associated with WTP in this study. Economic motivations have been found to be significantly associated with WTP in vaccine trials in other populations [22, 23]. Providing adequate incentives to participants in clinical trials is recommended [33]. However, incentive levels should be set at an appropriate amount to avoid financial coercion.This study was subject to several limitations. The sample size is relatively small and the study was conducted in 3 cities of Liaoning Province, so these results may not be generalizable to all MSM in Liaoning Province or China. This was a cross-sectional survey, so causal associations between the studied outcome and exposure factors cannot be well determined. About one-third of the participants had not heard of HIV vaccines before attending this survey, so the reported WTP may be relatively unreliable.


## 5. Conclusions

There was a high proportion of WTP in HIV vaccine trials among Liaoning MSM. The high HIV prevalence and high proportion of risky sexual behavior indicate that Liaoning MSM are potential candidates for HIV vaccine clinical trials. Research teams that are developing HIV vaccines should consider Chinese MSM as an important population to evaluate the protective effect of HIV vaccination.



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