# Reducing the Inconsistency between Doppler and Invasive Measurements of the Severity of Aortic Stenosis Using Aortic Valve Coefficient: A Retrospective Study on Humans

Authors: Anup K. Paul; Rupak K. Banerjee; Arumugam Narayanan; Mohamed A. Effat; Jason J. Paquin
Journal: Journal of Computational Medicine
 (2014)

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## Abstract

Background. It is not uncommon to observe inconsistencies in the diagnostic parameters derived from Doppler and catheterization measurements for assessing the severity of aortic stenosis (AS) which can result in suboptimal clinical decisions. In this pilot study, we investigate the possibility of improving the concordance between Doppler and catheter assessment of AS severity using the functional diagnostic parameter called aortic valve coefficient (AVC), defined as the ratio of the transvalvular pressure drop to the proximal dynamic pressure. Method and Results. AVC was calculated using diagnostic parameters obtained from retrospective chart reviews. AVC values were calculated independently from cardiac catheterization (AVCcatheter) and Doppler measurements (AVCdoppler). An improved significant correlation was observed between Doppler and catheter derived AVC (r=0.92, P<0.05) when compared to the correlation between Doppler and catheter measurements of mean pressure gradient (r=0.72, P<0.05) and aortic valve area (r=0.64, P<0.05). The correlation between Doppler and catheter derived AVC exhibited a marginal improvement over the correlation between Doppler and catheter derived aortic valve resistance (r=0.89, P<0.05). Conclusion. AVC is a refined clinical parameter that can improve the concordance between the noninvasive and invasive measures of the severity of aortic stenosis.


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## Body

## 1. Introduction

Aortic stenosis (AS) is a type of valvular heart disease that results from abnormal narrowing of the aortic valve opening. A stenotic aortic valve creates an increased pressure gradient between the left ventricle and the aorta. The resulting increased ventricular workload and associated increased ventricular wall stress may contribute to left ventricular dysfunction and heart failure over time. AS is typically caused by progressive degeneration and calcification of the aortic valve; hence, the prevalence of calcific aortic valve disease increases with age [1, 2]. Calcific aortic valve disease ranges from mild valve thickening with minimal flow obstruction termed aortic sclerosis to severe calcification and flow obstruction termed AS. Generally, aortic valve replacement is indicated for symptomatic severe AS, since the outcome without valve replacement is poor with survival rates as low as 50% at two years [3–5]. Accurate assessment of the severity of stenosis is critical for clinical decision making in patients with AS. Severity of AS is currently assessed by one or more diagnostic indices obtained by Doppler echocardiography and/or cardiac catheterization [6, 7].Severity of AS is currently assessed by Doppler echocardiography using a combination of transvalvular pressure gradients, aortic jet velocity, stenotic aortic valve area, and aortic valve resistance [6, 7]. The hydrodynamic principle of flow through stenotic orifices indicates progressive acceleration and convergence of flow field through the stenosis. The point of maximum convergence is termedvena contracta and usually lies just distal to the orifice area. Doppler measures the jet velocity at thevena contracta of the valve and velocity in the left ventricular outflow tract (V~LVOT). The cross-sectional area at the left ventricular outflow tract is also approximately calculated using 2D echo. The obtained velocities and the left ventricular outflow tract area are then used to calculate the mean transvalvular pressure gradient (Δp~doppler), aortic valve area (AVA~doppler), and aortic valve resistance (AVR) [7, 8]. The corresponding anatomical locations of thevena contracta and the left ventricular outflow tract are shown in Figure 1.Figure 1
Anatomical location of diagnostic parameters for assessment of the severity of aortic stenosis [9].Invasive cardiac catheterization is the other common method used for determining the diagnostic end-points to assess AS severity. The mean transvalvular pressure gradient (Δp~catheter) is directly measured during catheterization. The Δp~catheter is the pressure difference between the left ventricle and the ascending aorta after pressure-recovery [3] as shown in Figure 1. The cardiac output (CO) is measured using Fick’s principle and/or the thermodilution method. The aortic valve area (AVA~catheter) is then determined from the measured pressure gradient and CO using the Gorlin equation [10].One of the most common causes for misclassification is due to the pressure-recovery phenomenon in the ascending aorta [3, 11–14]. The extent of pressure-recovery depends on the ratio of thevena contracta area to the cross-sectional area of the ascending aorta (Figure 1). A relatively larger pressure-recovery in relation to the overall pressure gradient is seen in subjects with mild to moderate stenosis and in subjects with small aorta [13, 15, 16]. Doppler measurements are taken at thevena contracta just distal to the aortic valve orifice and do not account for the pressure-recovery in the aorta, whereas catheterization measures the pressure difference between the left ventricle and a point in the aorta well beyond the aortic valve where the pressure is, in general, completely recovered. Thus, there are significant differences between the pressure gradient obtained by Doppler and catheterization. While Δp~doppler will often overestimate the AS severity, Δp~catheter is typically recorded after pressure-recovery and therefore it usually represents the net pressure drop due to AS. The AVA~catheter does not represent the anatomical valve area but is one that reflects the hemodynamic consequence of the stenosis [13]. Moreover, Δp~doppler and AVA~doppler are quantities derived from velocity and measured area using simplified forms of the Bernoulli’s equation which ignore the pressure loss due to frictional (viscous) effects and momentum change due to area reduction. Previous studies have shown that the Doppler and catheter measurements of the aortic valve area can vary up to 50% depending on the size of the aorta and the severity of AS [3, 15, 17].We hypothesize that the proposed hemodynamic diagnostic parameter, based on fundamental fluid dynamics principles, will improve the concordance between Doppler and catheter assessment of AS severity. The proposed functional diagnostic index, aortic valve coefficient (AVC), is defined as the ratio of the mean net transvalvular pressure gradient to the mean proximal dynamic pressure (0.5×blooddensity×V~LVOT2). The mean net transvalvular pressure gradient is the Δp~doppler corrected for pressure-recovery or the Δp~catheter and is represented by P1-P3 in Figure 1. AVC, in general, is a nondimensional parameter that accounts for the resistance to the flow due to the area reduction caused by the stenosed valve and also the frictional loss. In this study, the correlation between Doppler and catheter derived mean transvalvular pressure gradient, aortic valve area, AVR, and AVC is examined to determine the potential of the proposed diagnostic index to reduce the variability in the assessment of the severity of AS between the two diagnostic methods.


## 2. Methods

### 2.1. Study Patients

The study population consisted of 36 patients that were selected by a retrospective review of patient records. The study protocol was approved by the Institutional Review Board at University of Cincinnati. The selected patients were aged 42–92 years with suspected AS who underwent precatheterization 2D transthoracic Doppler echocardiograms and left heart catheterizations from 2010 to 2012. Data from thirteen patients with inconsistent pressure-flow measurements (e.g., 1 patient with procedural error as catheterization transducer was not properly zeroed, 1 patient withΔp~catheter=4×Δp~doppler, and 1 patient with Doppler measurement taken after cardiac arrest) and incomplete data (e.g., 10 patients with poor quality or incomplete Doppler measurements) were excluded. Three patients with bioprosthetic aortic valves were also excluded.


### 2.2. Data Analysis

The values of jet velocity (V~jet), V~LVOT, aortic root area (CSAaorta), AVA~doppler, and Δp~doppler (superscript “~” indicates mean values) were obtained from the standard Doppler echocardiography reports. Similarly, Δp~catheter and AVA~catheter were obtained from standard catheterization reports. AVR, defined as the ratio of the mean pressure gradient to the mean flow rate expressed in units of N·s·m−5 [7, 8], was calculated independently from Doppler (AVRdoppler) and catheterization measurements (AVRcatheter). The proposed hemodynamic diagnostic parameter, AVC, was calculated independently from Doppler (AVCdoppler) and catheterization (AVCcatheter) measurements, where Δp~doppler-r is the pressure-recovery corrected Doppler transvalvular pressure gradient and ρ is the density of blood (1050 kg/m3). Δp~doppler-r was calculated from the Doppler measured Δp~doppler based on fluid mechanics theory [7, 11, 12, 14]. Consider
(1)AVCdoppler=Δp~doppler-r0.5×ρ×V~LVOT2,Δp~doppler-r=Δp~doppler(1-(2AVA~dopplerCSAaorta(1-AVA~dopplerCSAaorta))),AVCcatheter=Δp~catheter0.5×ρ×V~LVOT2.The velocity is not measured during standard of care catheterization and hence Doppler measuredV~LVOT was used to calculate AVRcatheter and AVCcatheter in this retrospective study.


### 2.3. Statistical Analysis

A linear regression analysis was performed on data from the 20 patients to assess significant linear correlations between the Doppler and catheterization derived parameters. Data from 1 patient was found to be a significant outlier and excluded from the data analysis. Thus, 19 patients (7 females) were included in this retrospective study. A probability value ofP<0.05 was considered statistically significant. Statistical data analysis was performed using SAS version 9.3 (SAS Institute, NC). All diagnostic parameters are represented as mean ± SE unless otherwise specified.


## 2.1. Study Patients

The study population consisted of 36 patients that were selected by a retrospective review of patient records. The study protocol was approved by the Institutional Review Board at University of Cincinnati. The selected patients were aged 42–92 years with suspected AS who underwent precatheterization 2D transthoracic Doppler echocardiograms and left heart catheterizations from 2010 to 2012. Data from thirteen patients with inconsistent pressure-flow measurements (e.g., 1 patient with procedural error as catheterization transducer was not properly zeroed, 1 patient withΔp~catheter=4×Δp~doppler, and 1 patient with Doppler measurement taken after cardiac arrest) and incomplete data (e.g., 10 patients with poor quality or incomplete Doppler measurements) were excluded. Three patients with bioprosthetic aortic valves were also excluded.


## 2.2. Data Analysis

The values of jet velocity (V~jet), V~LVOT, aortic root area (CSAaorta), AVA~doppler, and Δp~doppler (superscript “~” indicates mean values) were obtained from the standard Doppler echocardiography reports. Similarly, Δp~catheter and AVA~catheter were obtained from standard catheterization reports. AVR, defined as the ratio of the mean pressure gradient to the mean flow rate expressed in units of N·s·m−5 [7, 8], was calculated independently from Doppler (AVRdoppler) and catheterization measurements (AVRcatheter). The proposed hemodynamic diagnostic parameter, AVC, was calculated independently from Doppler (AVCdoppler) and catheterization (AVCcatheter) measurements, where Δp~doppler-r is the pressure-recovery corrected Doppler transvalvular pressure gradient and ρ is the density of blood (1050 kg/m3). Δp~doppler-r was calculated from the Doppler measured Δp~doppler based on fluid mechanics theory [7, 11, 12, 14]. Consider
(1)AVCdoppler=Δp~doppler-r0.5×ρ×V~LVOT2,Δp~doppler-r=Δp~doppler(1-(2AVA~dopplerCSAaorta(1-AVA~dopplerCSAaorta))),AVCcatheter=Δp~catheter0.5×ρ×V~LVOT2.The velocity is not measured during standard of care catheterization and hence Doppler measuredV~LVOT was used to calculate AVRcatheter and AVCcatheter in this retrospective study.


## 2.3. Statistical Analysis

A linear regression analysis was performed on data from the 20 patients to assess significant linear correlations between the Doppler and catheterization derived parameters. Data from 1 patient was found to be a significant outlier and excluded from the data analysis. Thus, 19 patients (7 females) were included in this retrospective study. A probability value ofP<0.05 was considered statistically significant. Statistical data analysis was performed using SAS version 9.3 (SAS Institute, NC). All diagnostic parameters are represented as mean ± SE unless otherwise specified.


## 3. Results and Discussion

Table1 summarizes the Doppler and catheter data obtained by retrospective review of the records of 19 patients included in this study. For the patient group analyzed, there was no significant difference between the mean Δp~doppler (4506 ± 373 Pa) and the mean Δp~catheter (4680±307 Pa), with P=0.72. Following AHA guidelines [6] for classifying AS severity by Δp~doppler, 4 patients had mild AS (less than 3333 Pa), 9 patients had moderate AS (3333 to 5333 Pa), and 6 patients had severe (greater than 5333 Pa) AS. Categorizing the patient group based on Δp~catheter, 5 patients had mild AS, 10 patients had moderate AS, and 4 patients had severe AS.Table 1
Mean values and range of blood pressure and Doppler and catheterization measured diagnostic parameters obtained retrospectively (n=19).
Mean
Range
Systolic blood pressure [Pa]
17625 ± 667
11732–23065
V
~
jet  [m/s]
2.76 ± 0.09
2.0–3.55
V
~
LVOT [m/s]
0.61 ± 0.036
0.42–0.93
Δ
p
~
doppler [Pa]
4506 ± 373
2666–7599
Δ
p
~
catheter [Pa]
4680 ± 307
1560–7866
V
~
jet: Doppler measured mean jet velocity at the vena contracta of the aortic valve; V~LVOT: Doppler measured mean left ventricular outflow tract velocity; Δp~doppler: Doppler measured mean pressure gradient; Δp~catheter: catheterization measured mean pressure gradient.The results of the linear regression analysis between Doppler and catheter derived diagnostic parameters are presented in Figures2, 3, 4, and 5(a). The Δp~doppler correlated moderately with the Δp~catheter (r=0.72, P<0.05; Figure 2). Similarly, AVA~doppler also correlated moderately with AVA~catheter (r=0.64, P<0.05; Figure 3). However, AVRdoppler exhibits a superior correlation with AVRcatheter (r=0.89, P<0.05; Figure 4). Similarly, AVCdoppler also exhibits a statistically improved significant correlation with AVCcatheter (r=0.92, P<0.05; Figure 5(a)). Thus, the correlation between Doppler and catheter derived AVC shows significant improvement when compared to Doppler and catheter derived Δp~ and AVA~ and a marginal improvement when compared to Doppler and catheter derived AVR. Additionally, the agreement between the Doppler and catheter derived AVC was assessed using the Bland-Altman test (Figure 5(b)). The mean of the differences between the AVCdoppler and AVCcatheter is -2.7±6.6 (mean ± SD) and the limits of agreement are −15.7 to 10.3. The Bland-Altman analysis reveals neither bias nor trend between the differences and magnitude of the measurements of AVC.Figure 2
Relationship between Doppler measured mean pressure gradient (Δp~doppler) and catheterization measured mean pressure gradient (Δp~catheter).Figure 3
Relationship between Doppler derived mean aortic valve area (AVA~doppler) and catheterization derived mean aortic valve area (AVA~catheter).Figure 4
Correlation of Doppler derived aortic valve resistance (AVRdoppler) with catheterization derived aortic valve resistance (AVRcatheter).(a) Correlation of Doppler derived aortic valve coefficient (AVCdoppler) with catheterization derived aortic valve coefficient (AVCcatheter). (b) Bland-Altman plot of AVCdoppler and AVCcatheter.
(a)
(b)It is well known that, in flow through constrictions like arterial lesions and valvular stenosis, the mean pressure gradient (Δp~) is related to the mean velocity (V~) as Δp~=A×V~+B×V~2, where A is the linear coefficient of viscous (frictional) loss and B is the nonlinear coefficient of pressure loss due to momentum change caused by area reduction [18]. At the higher Reynolds numbers (~5000) that are typically observed in the human ascending aorta [19], the flow is transitional to turbulent and the nonlinear pressure loss due to the momentum change caused by aortic stenosis is generally more than the linear pressure loss due to viscous effects. Therefore, it should be noted that AVC (1) is a nondimensional diagnostic parameter that better accounts for the predominantly nonlinear pressure loss in stenosed aortic valves. In contrast, AVR is a dimensional flow dependent diagnostic parameter with limited prognostic value [7, 8] and it primarily represents the linear pressure loss due to frictional effects that is commonly observed in diffused arterial lesions.The results of this retrospective study show a significant improvement in the correlation between Doppler and catheter derived AVR when compared to that betweenΔp~ and AVA~ (Figures 2, 3, and 4). In addition, with the application of pressure-recovery correction, further improvement in the correlation between Doppler and catheter derived AVC is observed (Figure 5(a)), although there is only a marginal difference in Doppler-catheter correlations of AVC and AVR (Figures 4 and 5(a)). The mean difference of −2.7 between Doppler and catheter derived AVC observed in the Bland-Altman analysis (Figure 5(b)) can be attributed to the small sample size of this study. Moreover, AVCcatheter was calculated using V~LVOT obtained retrospectively from Doppler echocardiography. Nevertheless, the results of this retrospective study support our hypothesis that AVC would further reduce the inconsistency between Doppler and catheter measurements. Further prospective studies are needed to confirm these results.A diagnostic parameter pressure loss coefficient (ratio of the peak transvalvular pressure gradient to the peak outflow tract dynamic pressure), which is similar to AVC, has been previously evaluated forin vivo assessment of the degree of stenosis in both pulmonary and aortic valves [20]. Pressure loss coefficient was found to be independent of the blood velocity and its value of 15 was proposed as the cut-off value for decision on surgical procedure. Similarly, the hemodynamic parameter pressure drop coefficient (CDP), which is also similar to AVC, has been previously evaluated for assessing the severity of epicardial coronary artery stenosis by our group and shown to be independent of the hemodynamic influence of heart rate fluctuations [21–23]. Hence, AVC is expected to be largely independent of the variations in cardiac output, preload, and afterload and can better delineate the different grades of AS severity.Recent studies have evaluated the parameter energy loss coefficient (ELCo) to reconcile Doppler and catheterization measurements [24]. The theoretical energy loss (EL) between the left ventricular outflow tract (LVOT) and the ascending aorta is defined as (P1-P3)+0.5ρ(V12-V32), where subscripts 1, 2, and 3 represent the LVOT,vena contracta, and ascending aorta after pressure recovery, respectively, as shown in Figure 1 [15]. Ignoring the net change in kinetic energy [0.5ρ(V12-V32)], which is typically negligible compared to (P1-P3) for patients with AS, theoretically, the EL, Δp~doppler-r (r: indicating pressure after recovery), and Δp~catheter represent the net pressure gradient, that is, (P1-P3). However, the ELCo, developed from the modified Bernoulli’s equation, is a dimensional parameter with an atypical unit of cm2 and is very similar to the valve area derived from catheterization data using the Gorlin equation [15, 24]. On the contrary, the AVC proposed in this study (1) is a nondimensional parameter where the normalization of the net pressure gradient is based on the differential mass and momentum equations [22]. Moreover, the EL is calculated from Doppler measurements [15] under the assumption of the limiting high Reynolds number condition where only loss due to momentum change caused by aortic stenosis is significant (Supplement A, [22]). This assumption may not be accurate for low flow or low Reynolds number conditions (for example, in patients with left ventricular dysfunction due to myocardial disease or hypertrophy). However, the Δp~ in AVC includes both the frictional (viscous) loss and pressure loss due to momentum change irrespective of the flow status. Further, the normalization of the net pressure gradient with the native LVOT velocity in AVC is fundamentally more accurate from a fluid dynamic perspective and can provide a wider range and enhanced delineation of aortic stenosis severity [23].


### 3.1. Study Limitations

The primary limitation of this retrospective study was the nonavailability of left ventricular outflow tract velocity from standard of care cardiac catheterization. Hence, AVRcatheter and AVCcatheter were calculated using the Doppler measured V~LVOT. True AVRcatheter and AVCcatheter should be evaluated in a prospective study where the pressure gradient and proximal velocity are measured simultaneously during catheterization.


## 3.1. Study Limitations

The primary limitation of this retrospective study was the nonavailability of left ventricular outflow tract velocity from standard of care cardiac catheterization. Hence, AVRcatheter and AVCcatheter were calculated using the Doppler measured V~LVOT. True AVRcatheter and AVCcatheter should be evaluated in a prospective study where the pressure gradient and proximal velocity are measured simultaneously during catheterization.


## 4. Conclusion

This preliminary retrospective study has confirmed that AVC with the pressure-recovery correction has the potential to minimize the inconsistency between Doppler and catheter assessment of AS severity. As traditional surgical methods have improved and since the introduction of less invasive techniques for treatment like transcatheter aortic valve implantation (TAVI) technology, it is essential that more accurate diagnostic end-points be pursued. Presently, the inconsistencies in the diagnostic parameters derived from Doppler and catheterization measurements for assessing the severity of AS can result in suboptimal clinical decisions. Using a wide range of values, it is expected that AVC will be able to provide consistent and reproducible assessment of AS severity independent of the diagnostic method. In the future, it is of interest to conduct a prospective study to evaluate the specificity and sensitivity of AVC in delineating the severity of AS.



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