# The Effect of Thermal Annealing Processes on Structural and Photoluminescence of Zinc Oxide Thin Film

Authors: Huai-Shan Chin; Long-Sun Chao
Journal: Journal of Nanomaterials
 (2013)

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## Abstract

This study used radio frequency sputtering at room temperature to prepare a zinc oxide (ZnO) thin film. After deposition, the thin film was placed in a high-temperature furnace to undergo thermal annealing at different temperatures (300, 400, 500, and 600°C) and for different dwelling times (15, 30, 45, and 60 min). The objective was to explore the effects that the described process had on the thin film’s internal structure and luminescence properties. A scanning electron microscope topographic image showed that the size of the ZnO crystals grew with increases in either the thermal annealing temperature or the dwelling time. However, significant differences in the levels of influence caused by increasing the thermal annealing temperature or dwelling time existed; the thermal annealing temperature had a greater effect on crystal growth when compared to the dwelling time. Furthermore, the crystallization directions of ZnO (002), (101), (102), and (103) can be clearly observed through an X-ray diffraction analysis, and crystallization strength increased with an increase in the thermal annealing temperature. The photoluminescence measurement spectra showed that ultraviolet (UV) emission intensity increased with increases in thermal annealing temperature and dwelling time. However, when the thermal annealing temperature reached 600°C or when the dwelling time reached 60 min, even exhibited a weak green light emission peak.


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## Body

## 1. Introduction

Because the international community has focused on energy conservation and global warming prevention, white light-emitting diodes (LEDs), which are energy-efficient, environmentally friendly, and safe, have become the new light source of the twenty-first century. This phenomenon has created a substantial market opportunity for white LEDs, and they have gradually become a mainstream product in the market. Although high quality manufacturing technology and stable procedural parameters currently exist for white LEDs, high production costs, operational difficulties related to alternating current (AC), and the inability to provide white-light illumination for large areas highlight the application deficiencies of white LEDs. Consequently, the industry targets these deficiencies as directions for improvement. Thick-film dielectric electroluminescence (TDEL) technology, which comprises electroluminescence components, is currently used by research authorities to actively develop white light excitation. The TDEL structure is self-emitting, flat, large, and applicable to AC, and it emits uniform light. Consequently, it can ameliorate white LED application insufficiencies, becoming a new-generation white lighting product. If the TDEL technology can replace a part of the white LED market, its future market potential is limitless.Electroluminescence is a phenomenon of energy emission where high voltages are applied to electrodes on both sides of a phosphor; subsequently, the phosphor is excited and emits light, and electricity is converted into light energy. The emission does not create heat; thus, it is also called “cold light.” This type of emission, which uses the electron transition between valence and conduction bands or the collision of high energy electrons with the activator inside a phosphor layer and the luminescent center to excite and emit energy, is different from an LED, which employs the recombination of the electron-hole pair near the p-n junction to emit light. Because the TDEL structures have the advantages of being large-size, low-cost, and non-heat-producing and produce uniform emission, they are suitable as fully solidified, large-size emission products, and have great developmental potential for future lighting equipment as an alternative to LCD backlights.Because ZnO demonstrates abundant sources, low prices, nontoxic characteristics, radiation resistance, high temperature resistance, and chemical stability, it has become an extremely important photoelectric thin film material. Common ZnO thin film production methods include spray pyrolysis [1], metal organic chemical vapor deposition [2, 3], sputtering methods [4–6], thermal oxidation [7], and sol-gel methods [8–10]. Because the sputtering method is nonpolluting and exhibits superior thin film adhesion, flexibility in changing the partial pressure ratio of reactive gases, and stoichiometric qualities that effectively control thin film growth, it is currently the most commonly studied ZnO thin film preparation method.Because ZnO at room temperature has an optical band gap of 3.3 eV and an extremely large exciton binding energy of 60 meV [11–13], it can potentially be used as an ultraviolet (UV) light source. This study focuses on the exploration of the fluorescent material ZnO:Zn, which is known for its high efficiency and low voltage excitation. To avoid contamination by impurities of traditional electrophoretic deposition or screen printing, which decreases the fluorescent material’s emitted luminosity and lifespan, radio frequency (RF) sputtering was employed at room temperature to deposit ZnO thin film (ZnO:Zn). The exploration of the ZnO thin film’s internal structure and changes in UV emission properties were conducted by changing thermal annealing procedural parameters.


## 2. Experimental Procedure

This study employed RF sputtering to deposit a ZnO:Zn thin film on an indium tin oxide (ITO) glass substrate at room temperature. Different thermal annealing parameters were used to explore changes in the thin film’s structural organization and constituent properties and how these changes influence the ZnO thin film’s UV emission properties. Prior to the experiment, the substrate was ultrasonically cleaned with acetone, isopropanol, and deionized water separately for 30 min and then dried. A sputtering system was then employed to deposit a ZnO thin film on the substrate. This experiment used a 99.99% pure Zn target and introduced oxygen (O2) and argon (Ar) during the preparation process as the reactive gases for sputtering. The sputtering parameters comprised a fixed sputtering power of 100 W, 30% O2 concentration, sputtering pressure of 5 × 10−3 torr, and a deposition time of 30 min. The completed ZnO thin film sample is as shown in Figure 1.Figure 1
The ZnO thin film sample and structure schematic drawing.After deposition, the ZnO thin film was placed in a high-temperature furnace under atmospheric conditions. A 10°C/min temperature heating rate was used to raise the temperature to 300°C, 400°C, 500°C, and 600°C for thermal annealing. A dwelling time of 15 min, 30 min, 45 min, and 60 min was adopted in the experiment. These analyses were employed for an in-depth exploration of how different thermal annealing parameters affected the ZnO thin film’s internal structure and UV emission properties.


## 3. Results and Discussion

Figure2 is an SEM surface and cross section topographical image of a ZnO thin film without thermal annealing. The image clearly shows that the surface of the as-deposited ZnO thin film is flat, the thin film’s internal structure is loose, and crystals did not grow significantly. This is because the low-O2, low-pressure sputtering environment created by the 30% O2 concentration and 5 × 10−3 torr sputtering pressure caused the thin film deposition rate to accelerate, and because the rapid stacking of the atoms easily caused the thin film’s interior to exhibit an amorphous morphology of small particle accumulation.Figure 2
SEM surface and cross section topographical image of the as-deposited ZnO thin film.Figure3 shows the XRD diffraction analysis of the as-deposited ZnO thin film. These results reveal that not only the ZnO peaks but also a Zn (101) peak. This is because O2 (atomic weight: 15.999) is a lighter particle, and in the low-pressure sputtering environment, an O2 atmosphere can easily be pulled out, leaving a higher quantity of the heavier Ar gas (atomic weight: 39.948). An insufficient O2 concentration in the chamber not only increases the rate of thin film deposition but also causes the sputtered Zn atoms to form a ZnO thin film with a high Zn content (ZnO:Zn) [14] because of insufficient oxidization. This result can be confirmed through an EDS analysis (Figure 4). The figure shows a significant difference in Zn:O2 ratio, which indicates that low-O2, low-pressure sputtering can easily lead to a higher Zn content in the ZnO thin film.Figure 3
XRD diffraction analysis of the as-deposited ZnO thin film.Figure 4
EDS analysis of the as-deposited ZnO thin film.Figures5(a), 5(b), 5(c), and 5(d) are SEM topographical profiles for thermal annealing at 300°C, 400°C, 500°C, and 600°C, under atmospheric conditions, and for 30 min. The images clearly show that the thin film thickness increased with an increase in thermal annealing temperature. The crystals in the thin film also show a tendency to increase in size. When the ZnO thin film (ZnO:Zn) prepared in the experiment was thermally annealed at 300°C, it exhibited a morphology of small particle accumulation in the internal structure because of the low temperature that resulted in limited reaction of the excess Zn. This was similar to the ZnO thin film structure that has not been thermally annealed. When the thermal annealing temperature increased to 400°C, the thin film’s internal structure began to exhibit a molten state. When the thermal annealing temperature approached the Zn melting point (419.58°C), a portion of the excess Zn in the thin film melted. At a 500°C thermal annealing temperature, the thin film’s internal crystal growth was significant and exhibited many holes because the high-temperature thermal annealing caused the Zn in the thin film to dissipate. When thermal annealing temperature reached 600°C, because the temperature was higher, not only was the crystal growth more apparent, but the Zn dissipation was also more severe, resulting in a greater number of holes.SEM cross section morphologies of ZnO thin film annealing under different temperatures: (a) 300°C, (b) 400°C, (c) 500°C, and (d) 600°C.
(a)
(b)
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(d)Figure6 is the PL spectrogram for different thermal annealing temperatures, where the excitation light source was a 325 nm wavelength helium-neon laser. The testing parameters ranged between 350 nm and 620 nm. The testing results showed that the UV emission center was located approximately at the 376 nm wavelength. By using the emitting wavelength and band gap conversion formula (1), the calculations clarified that after thermal annealing; the ZnO thin film prepared in this experiment had a band gap of approximately 3.3 eV. Consider
(1)αhv=A(hv-Eg)n.Figure 6
PL spectra of ZnO thin film annealing under different temperatures (dwelling time: 30 min).In addition, with an increase in the thermal annealing temperature, the PL intensity showed an increasing trend. However, when the temperature reached 600°C, a 523 nm visible light (green) emission peak appeared simultaneously. Because ZnO materials can concurrently possess visible and invisible light (UV) emission properties, after discounting the self-emitting UV, the visible light emission is considered to result from an internal thin film defect, which is caused by electrons colliding with the luminescent center under high voltages. Vanheusden et al. [15–17] asserted that the green light’s luminescent center, which is situated between 510 nm and 525 nm, is related to an O2 vacancy (VO). According to their experimental results, high-temperature annealing consumes large quantities of O2 in the air, increasing VO in the thin film and subsequently caused the intensity of the green light emission to increase. The experimental results in this study exhibit the same emission trend. Thus, it is inferred that the reduction of UV emission intensity and the appearance of a green light emission peak in the ZnO thin film are related to high-temperature thermal annealing, which generated internal thin film defects.Because the change in the UV emission intensity is related to the crystallization of the thin film during thermal annealing, this experiment conducted an XRD measurement analysis to discover how they could be linked. The XRD diffraction analysis diagram for different thermal annealing temperatures (Figure7) clearly shows that with an increase in thermal annealing temperature, ZnO (002) exhibited an increasing degree of preferred C-axis orientation. This indicates that high-temperature thermal annealing can improve crystallization in the ZnO thin film. However, after 300°C thermal annealing of the ZnO thin film, the image not only showed crystalline phase peak of ZnO (002) and ZnO (101) but also showed a diffraction peak of Zn (101). This is because the 300°C thermal annealing temperature had not reached the melting point of Zn; thus, the excess Zn in the thin film could not completely react. By increasing the thermal annealing temperature, the C-axis orientation of ZnO gradually increased. However, the peaks of other ZnO phases also progressively increased. When the temperature reached 600°C, the C-axis orientation began to reduce. Conversely, the increases in the ZnO (101), (102), and (103) peaks became more significant. This is because the ZnO thin film prepared in this experiment contained more Zn, and the Zn recombined with the O2 in the air during thermal annealing, forming ZnO. The ZnO crystals with poor crystallization then formed in various directions, thus exhibiting a ZnO thin film structure with polycrystal patterns.Figure 7
XRD diffraction peaks of ZnO thin film annealing under different temperatures.Figure8 shows the SEM surface images of the thin film at a fixed thermal annealing temperature of 500°C, under atmospheric conditions, and for 15 min, 30 min, 45 min, and 60 min. The figure shows that the length of dwelling time affected the crystal growth. A longer dwelling time provides more reaction time and thermal energy that is required for crystal growth and recrystallization. Therefore, the crystal size increases with an increase in the dwelling time. After maintaining the temperature for 45 min, the resulting crystal morphology appeared similar to that for 60 min. The primary reason is that the excess Zn in the thin film has almost completely reacted with the O2 in the air and formed ZnO; consequently, the Zn source for recrystallization was reduced, leading to decelerated crystal growth.SEM surface morphologies of ZnO thin film annealing under different dwelling time: (a) 15 min, (b) 30 min, (c) 45 min, and (d) 60 min.
(a)
(b)
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(d)Figure9 is the PL spectrogram for different dwelling times. In the figure, the UV emission intensity increased as the dwelling time was extended. The size of the crystals and the intensity of the UV emission were positively correlated. However, when the dwelling time reached 60 min, the PL image also began to show the emission peak of visible light (green). This indicates that thermal annealing not only allowed the crystals to grow and improved the thin film’s internal crystallization but also highlighted the existing defects in the thin film with an increase in the dwelling time. Consequently, the PL image produced a visible light emission peak.Figure 9
PL spectra of ZnO thin film annealing under different dwelling time (annealing temperature: 500°C).Figure10 is the SEM surface and cross section topographical images of the ZnO thin film by 60% O2 concentration and 20 × 10−3 torr sputtering pressure, under atmospheric conditions. The image clearly shows that the surface of the ZnO thin film is flat; the thin film’s internal structure is dense, because sufficient O2 concentration in the environment induced the thin film deposition rate to retard and exhibit a well hexagonal wurtzite structure.Figure 10
SEM surface and cross section topographical images of the ZnO thin film deposited on low-O2 and low-pressure sputtering environment.Figure11 is the XRD diffraction analysis diagram of ZnO thin film. It can be observed from Figure 11, it exhibited only the ZnO (002) peak. This is because the high-O2, high-pressure sputtering environment caused the zinc ion completely oxidized, to be increased the thin film’s internal crystallization. Figure 12 is the PL spectrogram of ZnO thin film. The results showed only a weak 376 nm UV emission peak without the other visible light peak.Figure 11
XRD diffraction analysis of the ZnO thin film deposited on low-O2 and low-pressure sputtering environment.Figure 12
PL spectra of ZnO thin film deposited on low-O2 and low-pressure sputtering environment.ZnO thin films with thermal annealing at 500°C (for 45 min) and atmospheric conditions exhibited a sharp (002) peak and small value of FWHM (full width at half maximum), as shown in Figure13. Figure 14 presents the PL spectrogram for ZnO thin films with thermal annealing processes. The results shows a more obvious 376 nm UV emission peak because the thermal annealing processes increase the internal grain size of ZnO thin films.Figure 13
XRD diffraction analysis of the ZnO thin film deposited on low-O2 and low-pressure sputtering environment with thermal annealing process.Figure 14
PL spectra of ZnO thin film deposited on low-O2 and low-pressure sputtering environment with thermal annealing process.


## 4. Conclusion

This study employed RF sputtering at room temperature to deposit a ZnO thin film on an ITO glass substrate. By varying the thermal annealing temperatures and dwelling times, this study explored changes in the thin film’s internal structure and UV emission properties. The results showed that a low-O2, low-pressure sputtering environment readily forms a ZnO thin film with high Zn content. The excess Zn exhibited influences of differing levels on crystal growth and emission properties when different thermal annealing parameters were applied. The experiment showed that an increase in thermal annealing temperature or dwelling time resulted in gradual growth of crystal size, and when specific parameters were applied, the UV emission intensity increased with the crystal growth. However, when the thermal annealing temperature was at 600°C or when the dwelling time reached 60 min, actually exhibited a weak green light emission peak. This indicates that the thermal annealing process increased the thin film’s internal crystallization and simultaneously enhanced the defects in the thin film and the growth of other crystalline phases. This is evidenced by the PL spectrogram and XRD diffraction analysis results. Consequently, ZnO luminescence is a type of defective emission caused by the VO in the thin film. Thus, the width of ZnO band gap determines the wavelength position of the UV emission center, and the grain size dominates the intensity of UV emission. In order to obtain the well UV emission, the Zn:O2 ratio must be controlled with thermal annealing processes to improve the crystallization and grain size.



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*Source: 424953-2013-12-17.xml*