# Influence of Drying Temperature on the Structural, Optical, and Electrical Properties of Layer-by-Layer ZnO Nanoparticles Seeded Catalyst

Authors: S. S. Shariffudin; M. H. Mamat; S. H. Herman; M. Rusop
Journal: Journal of Nanomaterials
 (2012)

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## Abstract

Layer-by-layer zinc oxide (ZnO) nanoparticles have been prepared using sol-gel spin coating technique. The films were dried at different temperature from 100°C to 300°C to study its effect to the surface morphology, optical and electrical properties of the films. Film dried at 200°C shows the highest (0 0 2) peak of X-ray diffraction pattern which is due to complete decomposition of zinc acetate and complete vaporization of the stabilizer and solvent. It was found that the grain size increased with the increased of drying temperature from 100 to 200°C, but for films dried at above 200°C, the grain size decreased. Photoluminescence measurements show a sharp ultraviolet emission centred at 380 nm and a very low intensity visible emission. Blue visible emission was detected for sample dried at temperature below 200°C, while for films dried above 250°C, the visible emission is red shifted. The films were transparent in the visible range from 400 to 800 nm with average transmittance of above 85%. LinearI-V characteristics were shown confirming the ohmic behaviour of the gold contacts to the films. A minimum resistivity was given by 5.08 Ω · cm for the film dried at 300°C.


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## Body

## 1. Introduction

Recently, ZnO is aggressively used in optoelectronic devices such as light emitting diodes and solar cells due to its properties of direct band gap of 3.37 eV and high exciton binding energy of 60 meV. Nanorods, nanowires, nanoflowers, nanoparticles, nanowalls, and nanotubes were among the many kinds of ZnO nanostructures that have been produced by many. In order to grow ZnO nanorods and nanowires, various methods have been applied such as chemical vapour deposition (CVD) method [1], metal organic CVD (MOCVD) [2], aqueous chemical growth (ACG) method [3], and spray pyrolysis [4].In the CVD method, vapour-liquid-solid (VLS) mechanism had been applied since quite some time ago, which uses metals such as gold [5] and platinum [6], or transition metal such as nickel [7] as the catalyst to enhance the growth of the ZnO nanorods. However, due to the impurity of the metal to the ZnO nanorods, researches started to employ noncatalyst or self-catalysed process, which applied vapour-solid (VS) mechanism as the growth method. According to Cha et al., the growth direction of the ZnO nanowires depended on the crystal structure of the substrate or seeded catalyst [8]. In order for the ZnO nanorods to grow vertically aligned with good quality, the ZnO seeded catalyst needs to be highly (0 0 2) hexagonal orientation [9]. However until date, there is no report on the growth of ZnO nanorods using seeded catalyst deposited using sol-gel spin coating technique. Sol-gel spin coating technique has been widely used to deposit thin films due to its ease of deposition, homogeneity, and low crystallization temperature [10]. Furthermore, many have reported on producing highly c-axis ZnO thin films using spin coating technique either single crystal [11, 12] or polycrystalline [10, 13, 14]. Therefore the aim of our study is to deposit ZnO nanoparticles using spin coating technique with high c-axis orientation to be used as seeded catalyst for the growth of ZnO nanorods by CVD method.In the present work, we studied the physical properties, photoluminescence spectra, transmittance spectra, and current-voltage (I-V) characteristics of the sol-gel spin coated ZnO thin films in order to investigate the optimum properties of the ZnO nanoparticles to be used as seeded catalyst.


## 2. Experimental Procedure

Zinc acetate dihydrate (Zn(CH3COO)2·2H2O, 99%; Sigma-Aldrich) was dissolved in 2-methoxyethanol (C3H8O2, 99%; Sigma-Aldrich) with addition of monoethanolamine (MEA: H2NCH2CH2OH, 99.5%; Merck) as the stabilizer. The concentration of zinc acetate was 0.4 mol/L while the molar ratio of MEA to zinc acetate was kept at 1.0. The solution was stirred on a hot plat stirrer with applied temperature of 80°C for 1 hour to produce a homogenous solution. It is then aged for 24 hours before the spincoating was done. Quartz substrates were cleaned using acetone, methanol, and deionized water in ultrasonic for 10 minutes, respectively. The solutions were dropped onto the spinning substrates with a rotation speed of 3000 rpm for 30 s. The films were then dried at different temperature (100°C, 150°C, 200°C, 250°C, and 300°C) for 10 minutes in furnace to evaporate the solvents and remove organic residuals, followed by annealing in air at 500°C for 1 h. This process of coating-drying-annealing was repeated for four times until the desired thickness of the films was obtained.The thickness of the ZnO nanostructures was measured using surface profiler (model: Veeco Dektak 750). The crystalline phase of the ZnO nanostructures was determined by X-Ray diffractometer (XRD; model: Rigaku Ultima). The surface morphology of the films were checked using field emission scanning electron microscopy (FE-SEM; model: JEOL JSM-7600F) with accelerating voltage of 5 kV. For optical characteristics, photoluminescence (PL) spectrometer (model: Horiba Jabin Yvon) using the 325 nm He-Cd laser as the excitation source to measure the photoluminescence spectra, and UV-Vis/NIR spectrophotometer (model: JASCO V-670) to characterize the optical transmittance spectra. Meanwhile for electrical measurements, gold was firstly sputtered on the films with a thickness of about 60 nm as the metal contact. 2-point probe (model: Advantest 6234) was used for theI-V measurement.


## 3. Results and Discussion

### 3.1. Physical Properties

We first present the XRD patterns of the ZnO nanoparticles films dried at temperature of 100°C to 300°C in Figure1. The XRD patterns clearly show that all films are in good agreement with standard ZnO diffraction pattern (JCPDS no 36-1451). It is observed that diffraction peaks 2θ of 31.95°, 34.6°, and 36.35° which correspond to (1 0 0), (0 0 2), and (1 0 1) crystalline structure appeared at all films, and for the case of film dried at 100°C, all the intensities are nearly the same. When the drying temperature was increased to 150°C, the (0 0 2) intensity increases while the (1 0 0) and (1 0 1) intensities decrease. The (0 0 2) peak becomes dominant and reaches the maximum intensity for film dried at 200°C. When the temperature was increased to more than 200°C, the intensity of the (0 0 2) peak started to decrease until drying temperature reached 300°C. According to Xu et al., the c-axis growth of sol-gel ZnO films is originated from intrinsic and extrinsic factors [15]. For the intrinsic factor, (0 0 2) orientation is thermodynamically favourable growth direction due to its minimum surface free energy [16]. The conditions during the thin films preparations become the extrinsic factor of the c-axis orientation, which for the case of sol-gel method is highly dependent on the type of stabilizer used in the solution preparation. For our case, it is a combination of intrinsic and extrinsic factors, and also with the help of self-template of the layer-by-layer process. The growth mechanism is as follows. The first layer was spin coated onto substrate and was randomly oriented. When the layer is dried, the stabilizer and solution vapoured, and this was followed by annealing which makes the film crystallized at (0 0 2) due to the minimum surface energy. Then when the second layer was spin coated, the first layer becomes a template to the next layer which helps the orientation to become more c-axis. With sufficient number of layers, the (0 0 2) orientation becomes most dominant compared to the other weak peaks.Figure 1
XRD patterns of the ZnO thin films at drying temperature of (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.Contemplating from the phenomenon, we deduce that the temperature during the drying process affects the crystallization of the ZnO as follows. The boiling temperature for MEA is about 170°C, so a minimum temperature of 170°C is required to vapour the stabilizer from the thin films during the drying process. If the temperature is lower than that, the vaporization of the solvent and stabilizer and also thermal decomposition of the zinc acetate are not complete during the drying process. This causes abrupt vaporization of the solvent during the annealing process, which will affect the crystallization of the ZnO [17]. However when the drying temperature is increased to above 240°C, the temperature is too high which also causes the solvent to vapour abruptly during the drying process.The grain size of the ZnO can be calculated from the XRD pattern, using Scherer’s formula [18] as depicted in (1) below:
(1)D=0.9λβcosθ,
where D is the mean size of the ZnO particles, λ is the X-ray wavelength, β is the full width of half maximum of (0 0 2) peak for ZnO, and θ is the maximum angle of the (0 0 2) peak in radians. The calculated grain sizes are tabulated in Table 1. It is observed that the grain size increased from 37.1 nm to 41.6 nm when the temperature increased to 200°C. For films dried at temperature above 250°C, the grain size decreased from 36.3 nm to 36.0 nm. According to Kim et al. [19], when the film is dried at temperature of below 250°C, the particle size may increased due to nondisturbance of the preferential growth during the annealing process. For the films dried above 250°C, the abrupt vaporization of the solvents disturbed the crystal growth, thus decreases the particle size.Table 1
Average particles size for ZnO nanoparticles at different drying temperature.
Drying temperature (°C)
Average grain size  (nm)
Film thickness(nm)
100
37.1
109.5
150
37.9
93.9
200
41.6
90.5
250
36.3
104.8
300
36.0
110.2Figure2 shows the FE-SEM micrographs of the ZnO films dried at different temperatures. The micrographs show that the ZnO nanoparticles films are porous, which is a common phenomenon for sol-gel ZnO thin films [20, 21]. The grains become more uniform and denser as the drying temperature increases from 100 to 200°C.FE-SEM micrographs of the sol-gel layer-by-layer ZnO thin films dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.
(a)
(b)
(c)
(d)
(e)


### 3.2. Optical Properties

Room temperature PL spectra were measured in the wavelength range of 350 to 700 nm. Figure3 shows the PL spectra for the ZnO nanoparticles films dried at different temperature. From the PL spectra, three peaks were detected, UV emission peak centered at 380 nm, visible peak centered at about 440 nm, and another peak centered at 580 nm. The UV emission is attributed to the free-exciton emission [22, 23]. It is observed that the intensity of the UV emission gradually increased with the drying temperature. However, when the temperature was increased above 200°C, the intensity decreased. It is known that the UV emission is related to the crystalline structure of the ZnO films as described by Xu et al. [15] and Chatterjee et al. [24]. When the crystalline quality is improved, the density of the free exciton becomes higher, which is correlated to the UV emission. It is also found that the UV emission is also affected by the grain size of the ZnO [24] which is in great agreement with the XRD result.Figure 3
Photoluminescence spectra of the ZnO nanoparticles dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.It is known that visible emission of PL in ZnO is attributed to crystalline defect such as Zn interstitial and oxygen vacancy. According to Schmit-Mende, the intrinsic defects are known asZni♦♦,Zni♦,ZniX,VO♦♦,VO♦, and VO which are the donor defects; VZn′′ and VZn′ which are the acceptor defects [25]. Until now the dominant defect of the visible emission is still a controversy, but either VO or Zni is generally considered as the primary defect responsible for this emission [26]. ZnO films dried at 100°C and 150°C show a shoulder peak of blue emission centred at 440 nm as depicted in Figure 4. The blue emission is originated from the electron transition from the shallow donor level of oxygen vacancies to the valence band [27]. However, for the films dried at above 250°C, visible emission is red shifted to broad emission centred at about 570 nm as shown in Figure 5. When the temperature was further increased to 300°C, the intensity becomes quenched and more red shifted. According to O’Brien et al. the yellow-orange emission is attributed to the interstitial oxygen ions [28].Figure 4
Comparison of PL spectra of ZnO nanoparticles dried at 100°C and 150°C.Figure 5
Comparison of PL spectra of ZnO nanoparticles dried at 250°C and 300°C.From the PL spectra, band gap of the ZnO can be calculated using Planck’s constant as in (2):
(2)E=hcλ,
where E is the the band gap, h is the Planck’s constant with a value of 4.135667×10-15 eVs, c is the velocity of light of 3.0×108, and λ is the wavelength of the spectra in the UV emission. Optical band gaps of the ZnO nanoparticles are shown in Table 2. It was found that the band gap increases with the drying temperature and maximized at temperature of 200°C; when the temperature is increased to more than 250°C, the optical band gap decreases with lowest value given by films dried at 300°C. It is found that the optical band gap is influenced by the crystalline quality of the films.Table 2
Optical band gap and average transmittance of the ZnO nanoparticles at different drying temperatures.
Drying temperature
100°C
150°C
200°C
250°C
300°C
Optical band gap (eV)
3.23
3.24
3.25
3.23
3.20
Average transmittance (%)
85.32
86.15
86.84
86.40
85.52Transmittance spectra were measured within the wavelength of 300 to 700 nm and are shown in Figure6. The sharp ultraviolet absorption edges at the wavelength of about 370 nm. The average transmittance spectra in the visible emission increased with the drying temperature but decreased when the temperature reached 250°C and above as shown in Table 2. Contemplating from the phenomena, we deduce that the transparency of the films is dependent on the crystalline quality. The transmittance is lower in lower c-axis sample because much light is dispersed in the grain boundary [19]. Highest transparency is given by film dried at 200°C which is 86.84%, which also shows the highest c-axis orientation.Figure 6
Transmittance spectra of the ZnO nanoparticles dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.


### 3.3. Electrical Properties

I-V measurements were done in room temperature with applied voltage in the range of −10 V to 10 V. Linear I-V curves are shown in Figure 7(a), indicating that all of the ZnO nanoparticles show ohmic behaviour with the gold metal contact. It is observed that the current increased with the drying temperature, with the highest current given by film dried at 300°C. From the I-V graph, resistivity was calculated and shown in Figure 7(b). As expected from the current value, the resistivity is inversely proportionate to the drying temperature. For the case of films annealed at temperature lower than 200°C, the resistivity decrease with the increasing temperature might be due to the improvement of the crystalline quality and also the increase of grain size [29]. When the drying temperature was further increased to 250°C, the resistivity keeps on decreasing even though the crystalline structure was decreased. The cause to this phenomenon is still under our investigation.(a)I-V measurements of the sol-gel layer-by-layer ZnO thin films dried at (A) 100°C, (B) 150°C, (C) 200°C, (D) 250°C, and (E) 300°C and (b) resistivity of the ZnO nanoparticles at different drying temperature.
(a)
(b)


## 3.1. Physical Properties

We first present the XRD patterns of the ZnO nanoparticles films dried at temperature of 100°C to 300°C in Figure1. The XRD patterns clearly show that all films are in good agreement with standard ZnO diffraction pattern (JCPDS no 36-1451). It is observed that diffraction peaks 2θ of 31.95°, 34.6°, and 36.35° which correspond to (1 0 0), (0 0 2), and (1 0 1) crystalline structure appeared at all films, and for the case of film dried at 100°C, all the intensities are nearly the same. When the drying temperature was increased to 150°C, the (0 0 2) intensity increases while the (1 0 0) and (1 0 1) intensities decrease. The (0 0 2) peak becomes dominant and reaches the maximum intensity for film dried at 200°C. When the temperature was increased to more than 200°C, the intensity of the (0 0 2) peak started to decrease until drying temperature reached 300°C. According to Xu et al., the c-axis growth of sol-gel ZnO films is originated from intrinsic and extrinsic factors [15]. For the intrinsic factor, (0 0 2) orientation is thermodynamically favourable growth direction due to its minimum surface free energy [16]. The conditions during the thin films preparations become the extrinsic factor of the c-axis orientation, which for the case of sol-gel method is highly dependent on the type of stabilizer used in the solution preparation. For our case, it is a combination of intrinsic and extrinsic factors, and also with the help of self-template of the layer-by-layer process. The growth mechanism is as follows. The first layer was spin coated onto substrate and was randomly oriented. When the layer is dried, the stabilizer and solution vapoured, and this was followed by annealing which makes the film crystallized at (0 0 2) due to the minimum surface energy. Then when the second layer was spin coated, the first layer becomes a template to the next layer which helps the orientation to become more c-axis. With sufficient number of layers, the (0 0 2) orientation becomes most dominant compared to the other weak peaks.Figure 1
XRD patterns of the ZnO thin films at drying temperature of (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.Contemplating from the phenomenon, we deduce that the temperature during the drying process affects the crystallization of the ZnO as follows. The boiling temperature for MEA is about 170°C, so a minimum temperature of 170°C is required to vapour the stabilizer from the thin films during the drying process. If the temperature is lower than that, the vaporization of the solvent and stabilizer and also thermal decomposition of the zinc acetate are not complete during the drying process. This causes abrupt vaporization of the solvent during the annealing process, which will affect the crystallization of the ZnO [17]. However when the drying temperature is increased to above 240°C, the temperature is too high which also causes the solvent to vapour abruptly during the drying process.The grain size of the ZnO can be calculated from the XRD pattern, using Scherer’s formula [18] as depicted in (1) below:
(1)D=0.9λβcosθ,
where D is the mean size of the ZnO particles, λ is the X-ray wavelength, β is the full width of half maximum of (0 0 2) peak for ZnO, and θ is the maximum angle of the (0 0 2) peak in radians. The calculated grain sizes are tabulated in Table 1. It is observed that the grain size increased from 37.1 nm to 41.6 nm when the temperature increased to 200°C. For films dried at temperature above 250°C, the grain size decreased from 36.3 nm to 36.0 nm. According to Kim et al. [19], when the film is dried at temperature of below 250°C, the particle size may increased due to nondisturbance of the preferential growth during the annealing process. For the films dried above 250°C, the abrupt vaporization of the solvents disturbed the crystal growth, thus decreases the particle size.Table 1
Average particles size for ZnO nanoparticles at different drying temperature.
Drying temperature (°C)
Average grain size  (nm)
Film thickness(nm)
100
37.1
109.5
150
37.9
93.9
200
41.6
90.5
250
36.3
104.8
300
36.0
110.2Figure2 shows the FE-SEM micrographs of the ZnO films dried at different temperatures. The micrographs show that the ZnO nanoparticles films are porous, which is a common phenomenon for sol-gel ZnO thin films [20, 21]. The grains become more uniform and denser as the drying temperature increases from 100 to 200°C.FE-SEM micrographs of the sol-gel layer-by-layer ZnO thin films dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.
(a)
(b)
(c)
(d)
(e)


## 3.2. Optical Properties

Room temperature PL spectra were measured in the wavelength range of 350 to 700 nm. Figure3 shows the PL spectra for the ZnO nanoparticles films dried at different temperature. From the PL spectra, three peaks were detected, UV emission peak centered at 380 nm, visible peak centered at about 440 nm, and another peak centered at 580 nm. The UV emission is attributed to the free-exciton emission [22, 23]. It is observed that the intensity of the UV emission gradually increased with the drying temperature. However, when the temperature was increased above 200°C, the intensity decreased. It is known that the UV emission is related to the crystalline structure of the ZnO films as described by Xu et al. [15] and Chatterjee et al. [24]. When the crystalline quality is improved, the density of the free exciton becomes higher, which is correlated to the UV emission. It is also found that the UV emission is also affected by the grain size of the ZnO [24] which is in great agreement with the XRD result.Figure 3
Photoluminescence spectra of the ZnO nanoparticles dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.It is known that visible emission of PL in ZnO is attributed to crystalline defect such as Zn interstitial and oxygen vacancy. According to Schmit-Mende, the intrinsic defects are known asZni♦♦,Zni♦,ZniX,VO♦♦,VO♦, and VO which are the donor defects; VZn′′ and VZn′ which are the acceptor defects [25]. Until now the dominant defect of the visible emission is still a controversy, but either VO or Zni is generally considered as the primary defect responsible for this emission [26]. ZnO films dried at 100°C and 150°C show a shoulder peak of blue emission centred at 440 nm as depicted in Figure 4. The blue emission is originated from the electron transition from the shallow donor level of oxygen vacancies to the valence band [27]. However, for the films dried at above 250°C, visible emission is red shifted to broad emission centred at about 570 nm as shown in Figure 5. When the temperature was further increased to 300°C, the intensity becomes quenched and more red shifted. According to O’Brien et al. the yellow-orange emission is attributed to the interstitial oxygen ions [28].Figure 4
Comparison of PL spectra of ZnO nanoparticles dried at 100°C and 150°C.Figure 5
Comparison of PL spectra of ZnO nanoparticles dried at 250°C and 300°C.From the PL spectra, band gap of the ZnO can be calculated using Planck’s constant as in (2):
(2)E=hcλ,
where E is the the band gap, h is the Planck’s constant with a value of 4.135667×10-15 eVs, c is the velocity of light of 3.0×108, and λ is the wavelength of the spectra in the UV emission. Optical band gaps of the ZnO nanoparticles are shown in Table 2. It was found that the band gap increases with the drying temperature and maximized at temperature of 200°C; when the temperature is increased to more than 250°C, the optical band gap decreases with lowest value given by films dried at 300°C. It is found that the optical band gap is influenced by the crystalline quality of the films.Table 2
Optical band gap and average transmittance of the ZnO nanoparticles at different drying temperatures.
Drying temperature
100°C
150°C
200°C
250°C
300°C
Optical band gap (eV)
3.23
3.24
3.25
3.23
3.20
Average transmittance (%)
85.32
86.15
86.84
86.40
85.52Transmittance spectra were measured within the wavelength of 300 to 700 nm and are shown in Figure6. The sharp ultraviolet absorption edges at the wavelength of about 370 nm. The average transmittance spectra in the visible emission increased with the drying temperature but decreased when the temperature reached 250°C and above as shown in Table 2. Contemplating from the phenomena, we deduce that the transparency of the films is dependent on the crystalline quality. The transmittance is lower in lower c-axis sample because much light is dispersed in the grain boundary [19]. Highest transparency is given by film dried at 200°C which is 86.84%, which also shows the highest c-axis orientation.Figure 6
Transmittance spectra of the ZnO nanoparticles dried at (a) 100°C, (b) 150°C, (c) 200°C, (d) 250°C, and (e) 300°C.


## 3.3. Electrical Properties

I-V measurements were done in room temperature with applied voltage in the range of −10 V to 10 V. Linear I-V curves are shown in Figure 7(a), indicating that all of the ZnO nanoparticles show ohmic behaviour with the gold metal contact. It is observed that the current increased with the drying temperature, with the highest current given by film dried at 300°C. From the I-V graph, resistivity was calculated and shown in Figure 7(b). As expected from the current value, the resistivity is inversely proportionate to the drying temperature. For the case of films annealed at temperature lower than 200°C, the resistivity decrease with the increasing temperature might be due to the improvement of the crystalline quality and also the increase of grain size [29]. When the drying temperature was further increased to 250°C, the resistivity keeps on decreasing even though the crystalline structure was decreased. The cause to this phenomenon is still under our investigation.(a)I-V measurements of the sol-gel layer-by-layer ZnO thin films dried at (A) 100°C, (B) 150°C, (C) 200°C, (D) 250°C, and (E) 300°C and (b) resistivity of the ZnO nanoparticles at different drying temperature.
(a)
(b)


## 4. Conclusion

ZnO nanoparticles films were deposited using sol-gel spin coating technique on quartz substrates to be used as seeded catalyst. It was found that the crystalline structure, morphology, optical, and electrical properties were highly dependent on the drying temperature. We conclude that the optimum drying temperature for the ZnO films to be used as seeded catalyst was at 200°C, which showed highest (0 0 2) diffraction peak due to complete vaporization of the solvent and decomposition of the zinc acetate. Morphologies were also affected by the drying temperature, with the grain size increasing with the drying temperature until 200°C. PL spectra indicated that the film dried at 200°C exhibits the highest UV emission peak which is due to the highest crystalline structure. Resistivity of the films decreased with the temperature due to the improvement of the crystalline quality up to 200°C.



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*Source: 359103-2012-11-26.xml*