# A Facile Microwave-Assisted Hydrothermal Synthesis of Graphene Quantum Dots for Organic Solar Cell Efficiency Improvement

Authors: Thi Thu Hoang; Hoai Phuong Pham; Quang Trung Tran
Journal: Journal of Nanomaterials
 (2020)

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## Abstract

Carbon-based nanomaterials have successively remained at the forefront of different research fields and applications for years. Understanding of low-dimension carbon material family (CNT, fullerenes, graphene, and graphene quantum dots) has arrived at a certain extension. In this report, graphene quantum dots were synthesized from graphene oxide with a microwave-assisted hydrothermal method. Compared with conventional time-consuming hydrothermal routes, this novel method requires a much shorter time, around ten minutes. Successful formation of quantum dots derived from graphene sheets was verified with microscopic and spectroscopic characterization. Nanoparticles present a diameter of about 2-8 nm, blue emission under ultraviolet excitation, and good dispersion in polar solvents and can be collected in powder form. The synthesized graphene quantum dots were utilized as a hole transport layer in organic solar cells to enhance the cell quantum efficiency. Such quantum dots possess energy levels (Ec and Ev) relevant to HOMO and LUMO levels of conductive polymers. Mixing P3HT:PCBM polymer and graphene quantum dots of sufficient extent notably helps reduce potential difference at interfaces of the two materials. Overall efficiency consequently advances to 1.43%, an increase of more than 44% compared with pristine cells (0.99%).


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## Body

## 1. Introduction

Organic solar cells (OSC), a highly promising branch in the grand photovoltaic tree, draw considerable involvement from either research or development sectors. They hold various important advantages like environment-friendliness, low cost, large-area production and simple fabrication techniques (screen-printing, spin-coating, and spray pyrolysis) [1–4]. They are excellent candidates for power-supplying applications which require light weight, great mechanical flexibility, and high foldability. The most prevalent heterojunction structure based on P3HT:PCBM host material has been regularly reported with promising achievements [5–7]. However, for forthcoming development, the overall efficiency must be further enhanced.Up to this time, different scenarios have been proposed to boost cell efficiency [8–10]. Among them, one commonly accepted method is to integrate organic solar cells with inorganic nanostructured materials (CdSe, CdS, and PbSe) to constitute hole/electron transport, hole/electron extract, or hole/electron blocking layers [11]. Such layers play a significant role in creating intermediate energy levels, well-fitting for Ec, Ev levels of active layers in optoelectronic devices, to reduce potential barrier difference between active layers and electrodes or between active layers themselves. This arrangement will help to raise the possibility of carrier collection at the electrodes and, therefore, increase the cell efficiency [1, 2, 4, 9, 12, 13]. However, by virtue of high toxicity in their nature, CdSe and CdS have gradually been substituted by environment-green materials [6, 14]. Graphene quantum dot (GQD) is a superior alternative thanks to its quantum confinement and edge effects. In addition, it also shows other great properties like nontoxicity, good dispersion in polar solvents, optical stability, and bandgap tunability [1, 2, 15–17]. Kim et al. [18] reported successful synthesis of GQDs and reduced GQDs and investigated their influence on efficiency of OSC. When GQDs were mixed especially with PEDOT:PSS to construct a hole transport layer, cell efficiency increased from 7.52% to 8.17%. Meanwhile, if both GQDs and rGDQs were mixed with PEDOT:PSS, the efficiency increased up to 8.67%. Ding et al. [19] reported the increment of cell efficiency from 5.27% to 7.91% by utilizing GQDs as a hole extraction layer. In addition to working as a hole transport or hole extraction layer, GQDs also work very sufficiently as a buffer layer of electrode [3]. Wang et al. [1] employed GQDs in cathode interfacial layers in ITO/ZnO/GQDs/PTB7:PC71BM/MoO3/Al structure and boosted the efficiency to 10.14% compared to 8.76% of the same architecture without GQDs. Tsai et al. [15] adopted GQDs as down converter material in n-type Si heterojunction solar cells and increased the efficiency from 14.77% to 16.55%. Currently, this can be recognized as an ideal value; however, solar cells with GQDs are still of high potential and their efficiencies are predicted to overcome the theoretical number of 30% [20].GQDs were produced with electron beam irradiation [21] or ruthenium-catalyzed C60 [22] conversion methods. They required specialized instruments and high-cost material but production efficiency was quite low [23]. Currently, GQDs have been synthesized through hydrothermal or direct electrochemical approaches from different raw materials like carbon fiber, carbon black, graphite flakes, graphite rods, or multiwall carbon nanotubes. These processes were more economical but time-consuming (several days) [24]. They also relied heavily on a good filtering system and remarkably high-speed centrifuge to rinse and separate GQDs from acidic solvents.Therefore, a rapid, simple, efficient, cost-effective, and energy-saving method for graphene quantum dots of high quality is urgently in need. Interestingly, microwave-supported processes can fulfill all those requirements at the highest level. At present, they receive huge attention from materials scientists, chemists, and physicists thanks to the fact that carbon-based materials present strong interaction with microwave and promptly generate huge localized heat [25]. Nguyen et al. [25] utilized microwave in combination with hydrothermal route for GQDs and nitrogen-doped GQD synthesis. They also investigated the heating duration and microwave power for best luminescent products. Yang et al. [26] succeeded in fabricating nitrogen-doped carbon quantum dots for biosensing applications. High-quality graphene quantum dots synthesized with microwave assistance have been widely used in biomedical [27], photocatalytic [28], sensing [29], energy [30], and fuel cell [31] applications.In this paper, we report the successful synthesis of GQDs from graphene oxide via a one-step top-down method by using reducing agent NH3 and thermal energy from microwave oven to oxidize raw graphene oxide. The proposed method is low cost and less time-consuming (about ten minutes) compared with the conventional hydrothermal method (about hours). As a proof of concept, we also used GQDs as a hole transport layer in our ITO/PEDOT:PSS/P3HT:PCBM:GQDs/Al cell design and investigated its effectiveness on the quantum efficiency of organic solar cells.


## 2. Experiments

### 2.1. Materials

Graphite flake (GF), P3HT, PCBM were purchased from Sigma-Aldrich; PEDOT from Clevios; and HNO3, NaNO3, H2SO4, KMnO4, H2O2, ammonia solution (25 wt. %), and dichlorobenzene (DCB) from Xilong.


### 2.2. Fabrication of Graphene Oxide

At first, 0.4 gram of graphite flake (GF) and 0.2 g of KMnO4, 0.4 ml of pure HNO3, in weight ratio of 2 : 1 : 2, were mixed in two minutes and then heated in a microwave oven at 700 Watts in one minute to produce exfoliated graphite.Consequently, 0.4 gram of exfoliated graphite, 0.2 gram of NaNO3, and 9.6 ml of pure H2SO4 were mixed in a beaker, then, 4.0 gram of KMnO4 was gradually added. This mixture was under continuous moderate stirring at room temperature in 24 hours. A quantity of 8 ml pure water was supplied to promote the reaction so that graphite could totally exfoliate into single-layered entities. Then, the mixture was diluted with 20 ml of pure water two times. Finally, 10 ml of H2O2 was provided to turn MnO4- and MnO2 into Mn+ ions in the solution. Graphene oxide solution of bright yellow color was collected. Nonreacted black graphite flakes were filtered out. For long-time preservation, the obtained solution was centrifuged at 7000 round per minute with distilled water to make it neutral.


### 2.3. Fabrication of Graphene Quantum Dots

A volume of 5 ml of graphene oxide as obtained above, 10 ml of distilled water and 2 ml of ammonia solution were mixed with magnetic stirrer and sent into a Teflon container. The container was kept in a protective box and heated in a microwave oven at 700 Watts in 10 minutes.The product was cooled down gradually to room temperature; then, dialysis bag 2000 Da (Spectrum lab) was used to remove contaminants and big-size grains. The acquired solution was baked at 80°C in 1 hour to eliminate residual NH3. The final GQDs in powder form were collected with a rotavapor.


### 2.4. Fabrication of Organic Solar Cells

To investigate the performance of GQDs as an effective hole transport material, two structures of organic solar cells ITO/PEDOT:PSS/P3HT:PCBM/Al and ITO/PEDOT:PSS/P3HT:PCBM:GQDs/Al were fabricated as illustrated in Figure1.Figure 1
Organic solar cell structures with (b) and without (a) a hole transport layer.
(a)
(b)Cell construction followed the procedure: ITO substrates of4mm×10mm and sheet resistance of 10 Ω/□ were rinsed and exposed to UV light (365 nm) in 20 minutes. The PEDOT:PSS layer was spin-coated onto ITO substrate. The samples went through heat treatment of 140°C in 10 minutes in argon ambient air to stabilize the PEDOT:PSS on ITO substrates. After that, 18 mg of P3HT and 18 mg PCBM were mixed in 2 ml of dichlorobenzene (DCB), shaken well at 70°C in 60 minutes. The P3HT:PCBM mixture was spin-coated onto PEDOT:PSS and remained some time in inert environment until the DCB solvent dried out. Samples were heated at 110°C in 10 minutes. Finally, aluminum electrodes of 4mm×2mm were thermally evaporated. The final cells were baked at 100°C in 10 minutes in argon air.For cells which used GQDs as hole transport layers, GQD powder was mixed with P3HT:PCBM solution in 1, 2, 3, and 4 mg series and shaken well at 70°C in 30 minutes. Lasting steps followed procedure as described above. This mixing gives a sample sequence, namely, GQD-1, GQD-2, GQD-3, and GQD-4.Morphology and crystal structure of GQDs were characterized with transmission electron microscopy (TEM-JEOL JEM 1400) and X-ray diffraction spectroscopy (XRD-D8 ADVANCE, Cu Kα radiation λ=1.54Å). The electronic states and carbon bonding of GQDs were investigated with X-ray photoemission spectroscopy (XPS-K-Alpha/Thermo scientific, X-ray source: monochromatic Al Kα) and Fourier transform infrared spectroscopy (FTIR-Equinox 550). Absorption spectra of GQDs in water were measured with Jasco V530. The photoluminescence spectra were taken with a HORIBA fluorescence spectrophotometer using laser He-Cd 325 nm as an exciting source. The J-V characteristic curves of cells were measured with Keithley 2400.


## 2.1. Materials

Graphite flake (GF), P3HT, PCBM were purchased from Sigma-Aldrich; PEDOT from Clevios; and HNO3, NaNO3, H2SO4, KMnO4, H2O2, ammonia solution (25 wt. %), and dichlorobenzene (DCB) from Xilong.


## 2.2. Fabrication of Graphene Oxide

At first, 0.4 gram of graphite flake (GF) and 0.2 g of KMnO4, 0.4 ml of pure HNO3, in weight ratio of 2 : 1 : 2, were mixed in two minutes and then heated in a microwave oven at 700 Watts in one minute to produce exfoliated graphite.Consequently, 0.4 gram of exfoliated graphite, 0.2 gram of NaNO3, and 9.6 ml of pure H2SO4 were mixed in a beaker, then, 4.0 gram of KMnO4 was gradually added. This mixture was under continuous moderate stirring at room temperature in 24 hours. A quantity of 8 ml pure water was supplied to promote the reaction so that graphite could totally exfoliate into single-layered entities. Then, the mixture was diluted with 20 ml of pure water two times. Finally, 10 ml of H2O2 was provided to turn MnO4- and MnO2 into Mn+ ions in the solution. Graphene oxide solution of bright yellow color was collected. Nonreacted black graphite flakes were filtered out. For long-time preservation, the obtained solution was centrifuged at 7000 round per minute with distilled water to make it neutral.


## 2.3. Fabrication of Graphene Quantum Dots

A volume of 5 ml of graphene oxide as obtained above, 10 ml of distilled water and 2 ml of ammonia solution were mixed with magnetic stirrer and sent into a Teflon container. The container was kept in a protective box and heated in a microwave oven at 700 Watts in 10 minutes.The product was cooled down gradually to room temperature; then, dialysis bag 2000 Da (Spectrum lab) was used to remove contaminants and big-size grains. The acquired solution was baked at 80°C in 1 hour to eliminate residual NH3. The final GQDs in powder form were collected with a rotavapor.


## 2.4. Fabrication of Organic Solar Cells

To investigate the performance of GQDs as an effective hole transport material, two structures of organic solar cells ITO/PEDOT:PSS/P3HT:PCBM/Al and ITO/PEDOT:PSS/P3HT:PCBM:GQDs/Al were fabricated as illustrated in Figure1.Figure 1
Organic solar cell structures with (b) and without (a) a hole transport layer.
(a)
(b)Cell construction followed the procedure: ITO substrates of4mm×10mm and sheet resistance of 10 Ω/□ were rinsed and exposed to UV light (365 nm) in 20 minutes. The PEDOT:PSS layer was spin-coated onto ITO substrate. The samples went through heat treatment of 140°C in 10 minutes in argon ambient air to stabilize the PEDOT:PSS on ITO substrates. After that, 18 mg of P3HT and 18 mg PCBM were mixed in 2 ml of dichlorobenzene (DCB), shaken well at 70°C in 60 minutes. The P3HT:PCBM mixture was spin-coated onto PEDOT:PSS and remained some time in inert environment until the DCB solvent dried out. Samples were heated at 110°C in 10 minutes. Finally, aluminum electrodes of 4mm×2mm were thermally evaporated. The final cells were baked at 100°C in 10 minutes in argon air.For cells which used GQDs as hole transport layers, GQD powder was mixed with P3HT:PCBM solution in 1, 2, 3, and 4 mg series and shaken well at 70°C in 30 minutes. Lasting steps followed procedure as described above. This mixing gives a sample sequence, namely, GQD-1, GQD-2, GQD-3, and GQD-4.Morphology and crystal structure of GQDs were characterized with transmission electron microscopy (TEM-JEOL JEM 1400) and X-ray diffraction spectroscopy (XRD-D8 ADVANCE, Cu Kα radiation λ=1.54Å). The electronic states and carbon bonding of GQDs were investigated with X-ray photoemission spectroscopy (XPS-K-Alpha/Thermo scientific, X-ray source: monochromatic Al Kα) and Fourier transform infrared spectroscopy (FTIR-Equinox 550). Absorption spectra of GQDs in water were measured with Jasco V530. The photoluminescence spectra were taken with a HORIBA fluorescence spectrophotometer using laser He-Cd 325 nm as an exciting source. The J-V characteristic curves of cells were measured with Keithley 2400.


## 3. Results and Discussion

The scanning electron microscopic image of graphene oxide sheets was illustrated in Figure2. The graphene oxide sheets were quite thin and 5 μm wide, approximately. The transmission electron microscopic image in Figure 3 also shows graphene quantum dots of spherical shape, no agglomeration, and a size from 2 to 8 nm. The average particle size was approximately 4.1 nm, and margin of error was 0.3 (for 90% confidential level). Generally, size distribution of nanoparticles derived from top-down approaches is believed to be nonuniform, and abundant raw materials such as CNT, coal, graphite, or graphene oxide still remain after all. However, these methods are rather simple and easy to implement and provide quantum dots of high crystallinity [16, 17, 23, 32]. Luo et al. [30] reported the synthesis of graphene quantum dots from graphite, and their high-resolution transmission electron microscopic images showed excellent crystallinity and lattice spacing of about 0.335 nm. Peng et al. [23] presented the TEM and AFM images, in which graphene quantum dot size varied from 1 to 4 nm and consisted of 1 to 3 graphene layers. Graphene quantum dots of high quality synthesized from graphene oxide sheets were also demonstrated in the work of Tetsuka et al. [33]. Those quantum dots had good dispersion in water, a size of 2.5 nm, and a thickness of 1.13 nm.Figure 2
SEM image of graphene oxide sheets.Figure 3
TEM image of graphene quantum dots and their size distribution (from 2 to 8 nm).The existence of functional groups in GQD and GO solutions after a microwave-assisted hydrothermal process was characterized with Fourier transform infrared spectroscopy (FTIR) and is illustrated in Figure4. As reported so far, most GQDs consisted of surface functional groups like hydroxyl (-OH), epoxy (-O-), carbonyl (-C=O), and carboxyl acid (-COOH) [23, 32, 34]. The FTIR spectrum of NH3-reduced samples presents several peaks at 550 cm-1, 1250 cm-1, 3300-3600 cm-1, and 1650 cm-1, corresponding to in-plane vibration of C-O-C and C-N bonding, in-plane stretching of N-H in amine groups. Peak at especially 1650 cm-1 corresponds to typical vibration of the amide-carbonyl group. This confirmed the formation of amide groups through the interaction between carboxylic groups in lattice [1, 33].Figure 4
Fourier transform infrared transmission spectra of graphene oxide (black) and graphene oxide quantum dots (red).Photoelectron spectroscopic (XPS) results in Figures5(a) and 5(b) already point out the two well-known peaks C1s and N1s of GQDs. The C1s peak confirms the existence of C=C bonding (284.6 eV) equivalent to sp2 carbon aromatic rings, epoxy C-O-C bonding (286.4 eV), and carboxyl O-C=O bonding (288.8 eV) [35]. These conventional bonding are rather common in GQDs derived from the hydrothermal method. Those functional groups bring GQDs’ great dissolution in polar solvents [1, 23, 34, 36]. Peak N1s at 401 eV represents the connection between graphene and C-NH2 amine groups. This proves that NH3 adsorbed onto functional groups of GO sheets and thermal effect of microwave helped to cut these bondings and create GQDs of smaller size [33].Figure 5
The XPS spectra of graphene quantum dots.
(a)
(b)The crystal structures of the graphite flakes, graphene oxide, and GQDs were characterized by XRD, and the results are displayed in Figure6. The XRD pattern of the graphite flakes (Figure 6(a)) showed a well defined (0 0 2) peak at 26.50 (d-spacing: 0.335 nm). The appearance of a new peak at 10.60 (d-spacing: 0.8 nm) and the complete vanish of the original (0 0 2) peak of graphite flakes indicate the successful formation of graphene oxide. The interlayer spacing of graphene oxide is still a little larger than the d-spacing of graphite. This result could be attributed to the oxygen-containing groups introduced during the exfoliation and oxidation of graphite flakes, which enlarged the interlayer spacings.Figure 6
The X-ray diffraction spectrum of GF, GO (a), and GQDs (b).
(a)
(b)After the chemical reduction with NH3 and microwave-assisted hydrothermal process, the oxygen-containing functional groups have been reduced. Therefore, the interlayer spacing also decreased, which was shown through the shift of GQD diffraction peak from 10.60 to 21.70. The new interlayer spacing is 0.403 nm, which is broader than that of graphite.The X-ray diffraction spectrum of GQDs synthesized from carbonized citric acid [37, 38] showed that the corresponding value of interlayer spacing is about 0.34 nm, similar to that of bulk graphite (0.34 nm); meanwhile, spacing between layers of GQDs synthesized from carbon fibers [23] is much higher (about 0.403 nm). This is assumed to be due to the oxygen-containing functional groups existing between layers during the reduction and exfoliation process of carbon fibers with strong dense acids. Layer spacing of GQDs derived from the hydrothermal process with an NH3 reducer is about 0.393 nm. In general, oxygen-containing functional groups may widen the space between GQD layers. Such opening may depend on the position of those groups whether they lie between layers or at the edges.The absorption spectra of GO and GQDs are depicted in Figure7(a). GQD solution show high absorbance in the UV region with a tail extending out into visible range. In absorption spectrum of GO, two peaks can been observed: one higher peak at 230 nm due to π-π∗ transition of C=C bonding and aromatic rings [39], the lower one at 300 nm originates from n-π∗ of C=O bonding. In the case of GQDs, the peak of π-π∗ transition lies in the 220-270 nm range and the peak of n-π∗ transition is located at a longer wavelength of 260 nm [13, 37, 40].Figure 7
UV-visible absorption spectra of GQDs and GO (a) and photoluminescence spectrum of GQDs (b). Strong emission of GQDs under UV lamp (365 nm) excitation (inset).
(a)
(b)Figure7(b) shows the photoluminescence of GQDs under UV excitation of 365 nm. The spectrum contains a single peak of 443 nm, like the report of Pan et al. [41]. The widening of PL spectrum shows the nonuniform size distribution of GQDs around 5 nm, which corresponds to the TEM result in Figure 3. In principle, a smaller GQD size will shift the peak toward a shorter wavelength (blueshift) [1, 16, 34, 42] and the GQD bandgap can be modulated through controlling chemical functional groups or particle size [23, 34]. This is of crucial importance in optical applications [1, 4, 15, 20].In organic solar cells, interlayers locating between active layers and electrodes play an important role in achieving high overall efficiency as well as device stability [4, 6, 9, 12, 19]. Functioning as intermediate buffering layers, they help to reduce the potential difference between active layers and electrodes so that electrons and holes can be effectively separated to both sides and carrier collection at the electrodes can be intensified. The required interlayers must have good transparency, high electric conduction, and good chemical stability. Their Ec and Ev levels must somehow correspond to HOMO and LUMO of conductive polymers. GQDs can greatly satisfy those requirements and also help to boost enhance the absorption ability of P3HT:PCBM mixture [6]. At present, GQDs are recognized as an effective hole transport material in organic solar cells.To study the effect of GQD dopant in an active layer, solar cell samples of different GQD doping amounts from 0 milligram (reference sample, no doping) to 1, 2, 3, and 4 milligrams. Solar cell structure ITO/PEDOT: PSS/P3HT:PCBM:GQDs/Al was designed and fabricated.Figure8 illustrates the J‐V characteristics of constructed organic solar cells. Important values of short-circuit currents (Jsc), open-circuit voltages (Voc), fill factors (FF), and power conversion efficiency (PCE) of solar cell samples are listed in Table 1.Figure 8
J-V characteristics of organic solar cells at different graphene quantum dot doping amounts (a) and energy band diagram of graphene quantum dot-doped organic solar cells (b). The highest occupied molecular orbital and lowest unoccupied molecular orbital values of the P3HT, PCBM, and GQDs from the literature [6].
(a)
(b)Table 1
Photovoltaic values of organic solar cells on different GQD doping level.
P3HT:PCBM/GQDs
JSC (mA/cm2)
VOC (V)
FF (%)
PCE (%)
None
4.11
0.54
45
0.99
GQD-1
5.81
0.54
41
1.28
GQD-2
6.31
0.54
42
1.43
GQD-3
4.65
0.54
38
0.95
GQD-4
3.59
0.54
23
0.45TheJ‐V characteristics in Figure 8(a) show that the GQD-doped solar cell samples have higher short-circuit values than the nondoped ones, while the open-circuit voltages remain the same. With undoped samples, the short-circuit current density (JSC) is about 4.11 mA/cm2, open-circuit voltage (VOC) is about 0.54 V, fill factor 0.49, and efficiency 0.99%. With samples of 2 milligram QGD dopant, JSC increases up to 6.31 mA/cm2, VOC is still 0.54 V, fill factor reaches 0.42, and the overall efficiency rises to 1.43%. Such increment of overall efficiency may be due to the ladderlike energy levels situating in order of EcP3HT<EcGQDs<EcPCBM and EvP3HT>EvGQDs>EvPCBM as illustrated in Figure 8(b) [6]. Additionally, a noticeable trend can be seen that JSC reaches peak value in 2 mg GQD-doping sample, then decreases with a higher dopant amount (3 mg) and drops to minimum in 4 mg GQD-doping samples. This can be explained as the GQD dopants gradually increase, more GQDs are at the interstitial positions between P3HT and PCBM, electrons and holes are transported easily to both electrodes which helps increase the efficiency. However, when the GQD doping amount further escalates, JSC is not much improved since too much GQDs and different particle size can create defects or unexpected electron/hole traps. This keeps JSC values nearly saturating or going down. Consequently, the 2-milligram GQD-doping amount in 2 ml of P3HT and 18 mg/ml of PCBM brings the highest overall efficiency of 1.43% compared with 0.99% of undoped samples. This is a noteworthy efficiency enhancement of more than 44%.


## 4. Conclusion

We succeeded in fabricating graphene quantum dots from graphene oxide sheets with a microwave-assisted hydrothermal method. This approach is quite simple, cost-effective, and time-saving (10 minutes) compared with prolonged conventional methods (several hours). Graphene nanoparticle size was distributed in a narrow range from 2 to 8 nm. The synthesized GQDs had good dissolution in water and strong blue emission under excitation of UV 365 nm. GQDs had Ec and Ev levels suitable for HOMO and LUMO values of P3HT and PCBM and played the significant role as the hole transport layer. Acting as intermediate buffering layers, GQDs helped to lower potential difference between active layers and electrodes. This increased the short-circuit current density (JSC) from 4.11 mA/cm2 (no GQD doping) to 6.31 mA/cm2 (2-milligram GQD doping). Correspondingly, the overall efficiency reaches the highest value of 1.43% (optimal doping samples) compared with 0.99% of no doping samples, a remarkable rise 44% of efficiency.



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