# Concentration and Annealing Effects on Luminescence Properties of Ion-Implanted Silica Layers

Authors: Roushdey Salh
Journal: Journal of Atomic, Molecular, and Optical Physics
 (2011)

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## Abstract

The development of optoelectronic or even photonic devices based on silicon technology is still a great challenge. Silicon and its oxide do not possess direct optical transitions and, therefore, are not luminescent. The remaining weak light emission is based on intrinsic and extrinsic defect luminescence. Thus the investigations are extended to ion implantation into silica layers, mainly on over-stoichiometric injection or isoelectronic substitution of both the constituents silicon or oxygen, that is, by ions of the group IV (C, Si, Ge, Sn, Pb) or the group VI (O, S, Se). The samples have been used were 500 nm thick thermally grown amorphous SiO2 layers, wet oxidized at 1100°C on a crystalline Si substrate. The ion implantations were performed with different energies but all with a uniform dose of 5 × 1016 ions/cm2. Such implantations produce new luminescence bands, partially with electronic-vibronic transitions and related multimodal spectra. Special interest should be directed to lowdimension nanocluster formation in silica layers. Implantations of group IV elements show a general increase of the luminescence in the violet-blue region and implantations of group VI elements lead to an increase in the yellow-red spectral region. Comparing cathodoluminescence, photoluminescence, and electroluminescence still too small luminescence quantum yields are obtained.


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## Body

## 1. Introduction

Silicon dioxide SiO2 is the most common material in optical fibers [1] as well as appears as an integral part of silicon-based microelectronic devices like metal-oxide-semiconductor (MOS) transistors [2]. However, adding optical functionality to a silicon microelectronic chip is one of the most challenging problems of materials research. This could be possible using silicon itself, in the form of quantum dots dispersed in silicon dioxide matrix. Their net optical gain is of some order as that of direct-bandgap quantum dots [3].Many authors have implanted several kinds of ions in silica and found that ion implantation led to an increase in refractive index [4] and changes the chemical structure of glass [5, 6]. In addition to chemical change in structure, ion implantation in silica is always accompanied with the formation of defects, such as Si–Si homobonds which are called oxygen-deficient centers (ODCs), paramagnetic E′ centers, nonbridging oxygen hole centers (NBOHC), and peroxy radicals (PORs), resulting in not only changes in luminescence emission bands but also leading to new luminescence bands especially in the violet (V) or ultraviolet (UV) region [7].The photoluminescence (PL) bands 4.3 eV and 2.7 eV were investigated by many authors [8, 9]. These two bands have been attributed to singlet-singlet and triplet-singlet transitions, respectively, in isoelectronically twofold coordinated silicon (=Si••), germanium (=Ge••), and tin (=Sn••) [7, 10]. A strong violet luminescence band at 3.1 eV is often reported in Ge-doped silica and attributed to the Ge-related oxygen-deficient center (Ge-ODC) [9] or low-dimensional Ge nanoclusters imbedded in the silica matrix [11].Group IV elements like carbon (C), silicon (Si), germanium (Ge), tin (Sn), and lead (Pb) as well as group VI elements (oxygen (O), sulfur (S), and selenium (Se)) are mostly substitutional dopants with their influence to silica’s natural luminescence defects [12].The present study is extended to various electronical and optical modifications of amorphous silica layers as they are applied in microelectronics, optoelectronics, as well as in the forthcoming photonics. Scanning electron microscopy (SEM), scanning transmission electron microscopy (STEM), and cathodoluminescence (CL) have been used to investigate thermally grown pure amorphous silicon dioxide and ion-implanted layers. The main luminescent centers in silicon dioxide layers are the red luminescence (1.85 eV) of the nonbridging oxygen hole center (NBOHC;≡Si–O•), a blue (2.7 eV) and an ultraviolet luminescence (4.3 eV) of the oxygen-deficient centers (ODCs; ≡Si⋯Si≡), and a yellow luminescence (2.2 eV) appears especially in hydrogen-treated silica indicating water molecules, and on the other hand, in silicon excess samples indicating higher silicon aggregates. A quite different CL dose behavior of the red luminescence is observed in dry and hydrogen-treated samples due to dissociation and reassociation of mobile hydrogen and oxygen to radicals of the silica network. Additionally implanted hydrogen diminishes the red luminescence in wet oxide but maintains the blue and the UV bands. Thus hydrogen passivates the NBOHC and keeps the ODCs in active emission states. A model of luminescence center transformation is proposed based on radiolytic dissociation and reassociation of mobile oxygen and hydrogen at the centers as well as formation of interstitial H2, O2, and H2O molecules [13].In light of the reviewed facts, this study was mainly dedicated to investigating irradiation-induced defects in silica network. The experimental techniques, the instrumentations, and sample materials employed to perform this study are given in Section2. In Section 3 the documentation of the CL spectra of pure SiO2 is presented so it can be used as a basis of the comparison for the ion-implanted silica layers.


## 2. Experimental

Cathodoluminescence spectroscopy is a technique that can provide essential information on the nature of luminescence centers. The emission of photons in cathodoluminescence processes is due to an electronic transition between an initial state and the final state. Conventionally, there are several kinds of cathodoluminescence devices that can be installed in a digital scanning electron microscope (SEM). One of them is a spectrometer-type device, which incorporates a parabolic mirror mounted on the spectrometer port designed for high efficiency of light collection, as used in this study. This specially designed mirror is used for collecting the cathodoluminescence. Despite the high generation factors for the electron-hole pairs, the external photon yield is relatively small. Furthermore, the intensity generated inside the specimen is considerably reduced by absorption in the specimen and by the total reflection at the specimen surface.One of the fundamental problems in CL measuring technique is therefore how to collect the emitted radiation over the largest possible solid angle with high efficiency. Figure1 shows a configuration using a parabolic mirror in which the primary electrons (PE) impact on the specimen through a hole in the parabolic mirror. Light quanta emitted into a solid angle π can be detected, where the specimen is located almost inside the mirror during the CL measurement for better CL signal collection. A silica fiber optic transmits the CL light to the entrance slit of grating spectrograph of type Spex-270M and it is registered in a single shot technique by a liquid nitrogen cooled charge coupled device CCD camera (Princeton Instruments, EEV 1024 × 256) with a spectral resolution of about 4 nm.Figure 1
Schematic diagram of the CL collection optics within the SEM (not to scale). The CL photons emitted by the electron-irradiated specimen are collected by a parabolic mirror and directed into the spectrograph by an optical guide.The system is controlled by a specially prepped PC. The overall view of the experimental setup is described in detail elsewhere [14]. The CL was excited using a continuous stationary electron beam with energy Eo=10 keV and stable current of ≈0.6 μA with focused beam diameter of ≈1 μm in TV scanning mode both at room temperature (RT) and liquid nitrogen temperature (LNT), working distance fixed at 14 mm where the electron beam was focused on a small area (≈100 × 100 μm2) of the specimen surface. The CL excitation and recording use the same parameters (experimental conditions) in order to get comparable spectra collected from different silicon dioxide samples. The CL spectra are detected via the parabolic mirror collector, shown in Figure 1, between 1.5 eV and 6.2 eV, which is composed of the real luminescence light and the background light produced by the electron beam. The background spectra are registered separately and subtracted from the measured CL signal to eliminate disturbing light radiation from the thermionic cathode and other sources. The background elimination was done periodically by switching the primary electron beam on and off (beam blinking) in each start of new CL measurement. The whole experiment was performed in high vacuum. The overall spectral efficiency of the CL spectra registration shows a nearly constant plateau over the whole UV red region decaying only at the margins 1.5 eV and 6.2 eV to nearly 25% and 50%, respectively, see [15, 16]. Thus a correction of directly measured spectra was not necessary and not carried out.As samples we have used amorphous, thermally grown SiO2 layers, 500 nm thick, wet oxidized at 1100°C on a crystalline Si substrate. The layers are of microelectronic quality. The ion implantations of C+, Si+, Ge+, Sn+, Pb+, as well as O+, S+, Se+, into these layers were performed with energies of 65, 150, 350, 400, 400, and 100, 150, 330 keV, respectively, all with a uniform dose of 5 × 1016 ions/cm2. These implantation energies and doses led to an atomic dopant fraction of about 4 at % at nearly the half depth of the oxide layers.A postimplantation thermal annealing was performed at temperatureTa=700–1100°C for 1 h in vacuum. The growth of nanoclusters in the silica matrix has been shown by means of a scanning transmission electron microscope (STEM) (200 keV FEI Tecnai F20). For more details on ion implantation and depth profiling, see [14, 17].


## 3. Results and Discussion

Typical CL spectra of dry- and wet-oxidized SiO2 layers measured at room temperature (RT) are shown in Figure 2. Besides the main silica luminescence bands (1.9 eV the red, 2.7 eV the blue, and 4.3 eV the UV), a yellow band at 2.2 eV has been recognized, increasing at RT after a longer time of irradiation especially in wet oxide [13]. An additional luminescence band can be distinguished in wet oxide silica layer at around 2.5 eV. The red and the blue luminescence bands are the most investigated bands in all kinds of silica material, where it is thought that the first one is an oxygen excess-related center and the second one is an oxygen deficiency-related center (ODC) [10].CL spectra of pure (a) wet and (b) dry SiO2 layers and the intensities of the individual luminescence bands as a function of irradiation time at room temperature.
(a)(b)To investigate whether the different luminescent centers are related to oxygen or to silicon, we have enhanced one or the other constituent and will compare nonstoichiometric SiOx layers produced by direct oxygen or silicon ion implantation. Moreover, it has been tried to replace oxygen isoelectronically by group VI and silicon by group IV elements.In Figure3(a) the spectra of additional oxygen O+-implanted silica are shown. The surprisingly novel feature of the spectra appears in their multimodal structure from 1.5 eV up to 2.48 eV. An identical multimodal structure, but even sharper and more regular, is found in sulfur S+ implanted layers, as shown in Figure 3(b). Obviously in S+ implanted layers, the high violet band intensity at 3 eV is assigned to sulfur S+ implantation. Moreover, the sharp and intense multiple peaks in the region 1.5–2.48 eV are observed for these layers as in O+ implanted layers both for room temperature and liquid nitrogen temperature with higher intensity. The exact band positions correspond to almost equidistant energy steps of 140 meV in the green region then slightly decrease to 110 meV in the IR region, as we have already described in [18, 19]. Thus the mean energy step width is about 120 meV.Room temperature CL spectra of (a) O+, (b) S+, (c) Se+ implanted SiO2 layers with thicknesses dox=500 nm and implantation doses D=5×1016 cm−2. After ion implantation, the samples were thermally post-annealed at Ta=900°C.
(a)(b)(c)Se+ was isoelectronically implanted with regard to oxygen. Figure 3(c) shows the CL spectra obtained from the SiO2 layers implanted by Se+ and annealed at 900°C. Once again no change is found in the UV luminescence; it is appearing at the same position with low intensity, also the violet luminescence due to Se+ implantation this time at 3 eV but with lower intensity. The blue luminescence is also located clearly at 2.7 eV. The red and yellow luminescence is enhanced by Se+ implantation, and both bands seem to be from the same origin as in pure SiO2 where both have the same tendency during electron beam irradiation. However, in Se+-implanted layers, the multimodal structure does not appear. As possible reason for this disagreement can be that the defects caused by Se+ implantation have reasonably shorter life time than as in the case of O+ or S+ implantation where the duration of the collection of the first spectra is 1 sec. This time could be sufficiently long to fail to notice the multimodal structure; further experiments are in progress to reduce the measurement time.As already expressed, we see identical multimodal structured luminescence in sulfur-implanted silica layers as well as in additional oxygen-implanted samples. Because over-stoichiometric SiOx with x>2 does not exist [20], we may assume oxygen on interstitial sites of the SiO2 network. Even in nonirradiated and neutron and gamma-irradiated wet and dry silica glasses and a-quartz a considerable amount of interstitial O2 molecules was found by IR photoluminescence, exceeding from 1013 to 8 × 1017 molecules/cm3 [21]. On the other hand, in SiO2:S+, sulfur atoms are supposed to substitute oxygen in the SiO2 matrix, and then more oxygen in interstitial sites is expected too. It should be a direct evidence for oxygen as the origin of the multimodal spectra. So we may state the following: while the same multimodal structure is found in oxygen as well as sulfur-implanted SiO2 layers, it is leading to the conclusion that not sulfur but oxygen is the source of these multiple spectra.Looking to the literature, we found excitation [22] and emission spectra [23] of the negatively charged molecule O2- on interstitial sites in alkali halide crystals. The ground electronic state and several low-lying excited states of the super-oxide ion O2- have been studied by multiconfiguration self-consistence fields (MCSCFs) [23]. All is in good agreement with our CL spectra of SiO2:O+ and SiO2:S+ layers. Thus we favor the interstitial O2- molecule on interstitial sites for the multimodal luminescence spectra [8, 24].As a result of comparison between the CL spectra of the pure and Si+-implanted SiO2 (Figure 4(a)), one can see a significant blue luminescence emission 2.7 eV and an intense broad luminescent band in the green-yellow region between 2.2 eV and 2.5 eV which are observed especially after annealing at high temperature (Ta=900°C). The ultraviolet (4.3 eV) and the red luminescence (1.9 eV) are also present but with less influence due to silicon implantation. Two additional luminescence bands can be anticipated, one in the green G region at 2.5 eV and another in the red region at around 1.65 eV. Higher initial intensities in the thermally annealed samples were registered but all luminescence were saturated to the same level as of the nonannealed samples. The green 2.5 eV, yellow 2.2 eV, and the additional red 1.65 eV emission bands are associated with the presence of silicon nanoclusters in the silica matrix [14, 25]. The presence of silicon nanoclusters (crystalline and amorphous) is confirmed by transmission electron microscopy (TEM) and by means of EDX measurements [25].Room temperature CL spectra of (a) Si+, (b) C+ implanted SiO2 layers with thicknesses dox=500 nm and implantation doses D=5×1016 cm−2. After ion implantation, the samples were thermally post-annealed at Ta=900°C.
(a)(b)The spectra of C+-implanted SiO2 (Figure 4(b)), is more similar to the CL spectra of Si+. The only difference between the CL spectra of Si+- and C+-implanted samples is that two additional luminescence bands in UV and V regions are excited. One is at 3.8 eV and the other at around 3.1 eV. Luminescence at 3.8 eV is reported in crystalline SiO2 coated with LiNbO3 [26], but never in normal or carbon-implanted silica. The intense luminescent bands from the blue up to the yellow spectral region as a result of C+ ion-implantation processes into SiO2 layers have been reported by several authors [27–29]. There is a general consensus in assigning these bands to the formation of C-related nanoparticles. The green-yellow luminescence band (2.0–2.2 eV) was also observed in the C+-implanted SiO2 layers. In this case, the intensity of the luminescent band was well correlated with the contribution of carbon-related nanoclusters. A luminescence band at higher energies, in the range of 2.7 eV, has also been reported from carbon graphite-like nanoparticles embedded in SiO2 layers synthesized either by ion implantation [28, 30] or by sputtering deposition of C-rich oxides [31] followed by thermal annealing. The blue luminescent band is also characteristic of SiC-related crystalline nanostructures, as porous SiC [32]. The microstructure of carbon-implanted silica was investigated by Auger electron spectroscopy (AES) and transmission electron microscopy (TEM). Amorphous nanostructures with a size between 2 and 3.5 nm were found in a depth region between 80 and 150 nm below the oxide surface. Strong photoluminescence (PL) around 2.2 eV and 2.7 eV has also been observed after excitation at 4.77 eV as an indication of nanoclusters [29].The CL spectrum of the Pb+-, Sn+- and Ge+-implanted sample is shown in Figures 5(a), 5(b), and 5(c). Both Sn and Pb are classified as metallic substances in contrast to the other dopands. Pb+ and Sn+ implantation creates defect centers providing more intense luminescence in the violet-blue region. Here, two UV bands are detected; one is the UV of the SiO2 matrix at 4.3 eV with very low intensity and another, for sure due to Pb+ implantation at 3.5 eV. We were anticipating the existence of a luminescence band at exactly at 2.5 eV and even in pure SiO2. Pb+ implantation enhanced this band significantly.Room temperature CL spectra of (a) Pb+, (b) Sn+, (c) Ge+ implanted SiO2 layers with thicknesses dox=500 nm and implantation doses D=5×1016 cm−2. After ion implantation, the samples were thermally post-annealed at Ta=900°C.
(a)(b)(c)The huge violet luminescence around 3.1 eV in Ge+-implanted silica appears explicitly after thermal postannealing at temperatures Ta=800–900°C, see Figure 6. This annealing temperature behavior of the violet luminescence should be correlated with scanning transmission electron microscopy investigations, see Figure 7 and [33]. The nanocluster sizes are growing with annealing temperature and distributed from 1 to 7 nm with a maximum of 3 nm at Ta=900°C and 2–12 nm with a maximum of 6 nm at Ta=1100°C. The corresponding cluster concentrations are Nc=4.6×1017 and 2.6 × 1017 cm−3 for Ta=900 and 1100°C, respectively. Thus, the dispersed Ge atoms will aggregate to clusters via the scenario dimers, trimers, and higher aggregates like hexamer rings as a the first step of cluster formation. Recent three-dimensional plasmon-filtered TEM imaging of such nanoparticles embedded in silica show a more nonspherical shape of these clusters, sometimes like ‘‘peanut’’ shape [34]. These findings should affect quantum-confined luminescence and may explain the unusual broad IR luminescence bands of these samples as quoted already in [33]. In this context it should be mentioned that the strong stable violet (3.1 eV) luminescence of SiO2:Ge is not related to quantum confinement of these higher Ge clusters but related to low-dimensional aggregates like the Ge dimers (ODC) or trimers up to hexamer rings [17].Figure 6
CL intensities of the violet band 3.1 eV in Ge+-implanted silica passing a maximum at Ta=900–1000°C; DGe: implantation dose.STEM cross-section images of Ge+-implanted SiO2 layers showing cluster growth with increasing annealing temperatures Ta.
(a)(b)


## 4. Conclusions

Ion implantations of group IV elements (C, Ge, Sn, Pb) which are thought to substitute Si isoelectronically in silica matrix, show new bands and a general increase of the luminescence in the violet-blue region. On the other hand, implantations of oxygen substituting elements of group VI (S, Se) lead to an increase in the yellow-red spectral region.As a surprising peculiarity, the cathodoluminescence spectra of oxygen- and sulfur-implanted SiO2 layers show a sharp and intensive multimodal structure between 1.5 eV and 2.48 eV. The energy step differences of the sublevels amount to an average of 120 meV and indicate vibronic-electronic transitions, probably, of O2- interstitial molecules, as we could demonstrate by a respective configuration coordinate model [19, 24].In Ge+-implanted SiO2 a strong violet band (3.1 eV) appears and is associated with the Ge-related oxygen-deficient center (Ge-ODC). It dominates the luminescence spectra, covering the original blue band (B) (Si-ODC) of the SiO2 matrix. Further on, this band shows a huge increase after thermal annealing around temperatures of Ta=900°C by more than two orders of magnitude. Thus the Si-ODCs as well as the Ge-ODCs are formed by Si and Ge molecules clustering to certain low-dimension fragments like dimers, trimers and up to higher aggregates like hexamer rings [14]. With further thermal annealing at higher temperatures Ta=1000°C, Si and Ge nanocrystals are formed embedded in the amorphous SiO2 matrix. The nanocluster sizes grow with annealing temperature from 1–7 nm at Ta=900°C to 2–12 nm at Ta=1100°C producing then new luminescence bands in the near-IR region, then partly related to quantum confinement effects [33].



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