# Immunomodulatory Effects of Anesthetics during Thoracic Surgery

Authors: Khaled Mahmoud; Amany Ammar
Journal: Anesthesiology Research and Practice
 (2011)

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## Abstract

Background. One-lung ventilation (OLV) during thoracic surgery may induce alveolar cell damage and release of proinflammatory mediators. The current trial was planned to evaluate effect of propofol versus isoflurane anesthesia on alveolar and systemic immune modulation during thoracic surgery.
Methods. Fifty adult patients undergoing open thoracic surgery were randomly assigned to receive propofol
(n=25) or isoflurane
(n=25) anesthesia. The primary outcome measures included alveolar and plasma concentrations of interleukin-8(IL-8) and tumour necrosis factor-α (TNF-α), whereas secondary outcome measures were alveolar and plasma concentrations of malondialdehyde (MDA), superoxide dismutase (SOD), and changes in alveolar albumin concentrations and cell numbers.
Results. Alveolar and plasma concentrations of IL-8 and TNF-α were significantly lower in the isoflurane group, whereas alveolar and plasma concentrations of MDA were significantly lower in the propofol group. Alveolar and plasma SOD levels increased significantly in the propofol group whereas they showed no significant change in the isoflurane group. Furthermore, the isoflurane group patients developed significantly lower alveolar albumin concentrations and cell numbers.
Conclusion. Isoflurane decreased the inflammatory response associated with OLV during thoracic surgery and may be preferable over propofol in patients with expected high levels of proinflammatory cytokines like cancer patients.


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## Body

## 1. Introduction

One-lung ventilation (OLV) during thoracic surgery may trigger alveolar cell damage and release of proinflammatory mediators that might lead to lung injury and infection in the postoperative period [1]. A series of clinical and experimental studies on mechanical ventilation reported alteration of alveolar and systemic immunity during surgery and anesthesia [2–4]. Different factors have been implicated that include preoperative smoking or drugs, degree of surgical trauma, preexisting lung or systemic diseases, in addition to type and duration of anesthesia [5, 6].Propofol has been suggested to suppress pathologic changes associated with acute lung injury during endotoxemia in rabbits [7]. Other experimental studies have reported that volatile anesthetics may alter cytotoxic or phagocytic activity of alveolar macrophages. [8] Both sevoflurane and desflurane have shown ant-inflammatory effect during thoracic surgery [9, 10].The aim of this prospective, randomized, blinded clinical trial was to assess effect of propofol versus isoflurane anesthesia on alveolar and systemic immune modulation during thoracic surgery. We hypothesized that both propofol and isoflurane have similar effects on lung and systemic immunity during thoracic surgery.


## 2. Material and Methods

The current study is a prospective, randomized, double-blinded study done on 50 adult patients ASA I-III undergoing elective open thoracic surgery using one-lung ventilation. A written informed consent was obtained from the patients, and institutional review board approval was obtained. All patients were thoroughly evaluated and investigated to ensure fitness for surgery. ECG, echocardiography, arterial blood gases, and chest CAT scanning were performed for all patients. Exclusion criteria included significant lung diseases {forced expiratory volume in 1 s (FEV1) or vital capacity(VC)<50% of the predicted values}, heart failure or mean pulmonary artery pressure (MPAP)>30 mmHg, coagulation disorders or a history of preoperative immuno-suppressant medications. All the operations were performed by the same surgical team. Epidural analgesia was done before induction of anesthesia at the T4–T7 level by inserting an epidural catheter (Braun perifix 18 ba and a microporous filter).A test dose of 4 mL 1% lidocaine with epinephrine 5μg/mL was used for verifying intrathecal or intravascular injection, respectively. Epidural block activation was performed by injecting 12 mL of bupivacaine hydrochloride 0.25%. In addition, 4 mL was injected 2 hours later as a maintenance dose and every hour thereafter for postoperative epidural analgesia. The patients were randomly allocated to receive propofol (n=25) or isoflurane (n=25) anesthesia using a random number table generated by Microsoft Excel. An independent statistician was assigned to perform central randomization to ensure proper concealment of the study management from the patients and investigators until the release of the final statistical results. The patients were given 1-2 mg of midazolam i.v. as a premedication about 10–20 min. before induction of anesthesia.In the propofol group, general anesthesia was induced with propofol 1.5–2 mg kg−1 and fentanyl 3 μg kg−1 in addition to cis-atracurium 0.1 mg kg−1 for tracheal intubation. Maintenance of anesthesia was done with a continuous infusion of propofol 4–6 mg kg−1 h−1 and cis-atracurium 2 μg kg−1 min−1. In the isoflurane group, anesthesia was induced as before but maintained with isoflurane 1MAC, and cis-atracurium 2 μg kg−1 min−1. In the operating room, a radial arterial catheter and multiple peripheral intravenous catheters were inserted. The patients were monitored by continuous ECG, pulse oxymetry, capnography, central venous pressure, and invasive blood pressure during the whole procedure. Furthermore, arterial blood-gas tensions were measured every hour during surgery and every four hours thereafter. A left-sided double-lumen endobronchial tube (DLT, Broncho-Cathw 39 or 41 Ch., Mallinckrodt Medical Ltd, Ireland) was inserted, and a fiberoptic bronchoscope was used to confirm proper position of the tube. The patients were ventilated with a VT of 10 mL kg−1, fraction of inspired oxygen (FIO2) of 0.60 in air; the respiratory rate was modulated to keep the end-tidal CO2 at normal values of 35–45 mmHg, and a PEEP of 5 cm H2O was applied. During one-lung ventilation (OLV), A VT of 10 mL kg−1 and FIO2 of 0.8 to 1.0 was used to achieve a PaO2 of 80 mmHg, and the respiratory rate was adjusted to keep the end-tidal CO2 at 35–45 mmHg. The peak inspiratory pressure limit was set at 30 cm H2O. Fluid and blood replacements were adjusted to maintain patient hematocrit value above 30%. Fluid warming and forced air warming (Bair Hugger) were used to maintain normothermia. One analyst was blinded in respect to the drug under study during the procedure by covering the lines, infusion pump, gas analyzer, vaporizer, and by numeric codes during the whole process of data evaluation. In addition, physicians who were responsible for postoperative care of these patients and for their discharges from ICU and hospital were effectively blinded to the study protocol. The patients were kept in the ICU till restoration to their preoperative physiological homeostasis including stable hemodynamics, adequate ventilation, normothermia and satisfactory pain control. Discharging from hospital was guided by the ability to ambulate independently and to tolerate oral feeding.Bronchoalveolar lavage (BAL) was done by passing the fiberoptic bronchoscope through the endobronchial tube. The tip of the scope was wedged into a segmental bronchus of either the right middle lobe or left lower lobe of the ventilated lung. Physiological saline 0.9% was used for BAL in 20 mL portions that were sequentially injected and suctioned, and the total volume instilled was 100 mL of which 55–60% was recovered and both groups were comparable regarding the return volume.The primary outcome measures were alveolar and plasma concentrations of interleukin-8(IL-8) and tumour necrosis factor-α (TNF-α). Secondary outcome measures were alveolar and plasma concentrations of both malondialdehyde (MDA) and superoxide dismutase (SOD) and changes in alveolar albumin concentrations and cell numbers. These parameters were recorded at three time points, after induction of anesthesia (T0), 1h after OLV (T1), 1 h after surgery (T2). Alveolar and blood samples were immediately centrifuged and the supernatants separated and placed in Eppendorf tubes and frozen at −80°C until assay. Commercial kits were used for the determination of IL-8 and TNF-α (Test-Pig ELISA Kit; Biomed, Diepenbeek, Belgium) based on enzyme-linked immunosorbent assay (ELISA). Recordings were done on a plate reader (GEST, General Elisa System Technology, Menarini Labs, Badalona, Spain) for the automatic ELISA technique in triplicate. Serum MDA assay: the measurement obtained may reflect some combination of free and bound MDA already present in the sample [11]. Measurement of SOD activity was performed through detection of pyrogallol auto-oxidation [12]. Albumin concentration in the alveoli was determined by using nephelometry, whereas changes in alveolar cell numbers were evaluated electronically by using a Coulter Counter (Industrial model D).Furthermore, arterial blood gases and airway pressures were recorded at the following time points: during two-lung ventilation, during one-lung ventilation, and after one-lung ventilation. In addition, postoperative outcome was reported in both groups regarding incidence of atelectasis requiring bronchoscopy, pneumonia, ARDS (adult respiratory distress syndrome), respiratory failure requiring ventilation, oxygen need at hospital discharge, 30-day mortality, total number of complications, in addition to ICU and hospital stay times.


## 3. Statistics

With a 2-sided type I error of 5% and study power at 80%, a mean sample size of 25 patients in each group was found enough to detect differences in alveolar and plasma cytokine concentrations between propofol and isoflurane anesthesia according to a previous study [10]. Continuous variables were reported as mean (standard deviation) and categorical variables were expressed as percentages. Statistical analyses were performed using Statistica for Windows version 10.0 software. The Kolmogorov-Smirnov test was used to verify normal distribution of data. Distribution of residuals testing was performed to confirm that ANOVA was appropriate to our data. Data were analyzed on an intention to treat basis using two-way analysis of variance (ANOVA) for repeated measures. This was followed by Student-Newman-Keuls test, if a difference between groups had been detected. Changes over time in nonnormally distributed data sets were analyzed by Friedman repeated measures ANOVA on ranks. P<0.05 was considered statistically significant.


## 4. Results

Both groups were comparable regarding the patients, demographic and operative data (Table 1).Table 1
Patients’ demographic and operative data.
VariableGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25Age (y)50.3 (13)48.8 (14)Sex (M/F)18/717/8Weight (kg)77 (7.1)75 (6.8)Height (cm)172 (15)170 (12)ASA physical statusI45II1917III23Type of operations:Wedge resection1716Lobectomy67Pneumonectomy22Operative time (min)137 (43)139 (45)OLV time (min)80 (34)78 (36)Anesthesia time (min)152 (47)154 (45)Transfused units of blood/patients10/511/7Data are given as mean (SD) or numbers. ASA: American Society of Anesthesiologists; OLV: one-lung ventilation.Alveolar and plasma concentrations of IL-8, TNF-α increased significantly in both groups, however, they were significantly lower in the isoflurane group (Tables 2 and 3). Moreover, alveolar albumin concentrations and cell numbers increased significantly in both groups but were significantly lower in the isoflurane group (Table 4).Table 2
Changes in alveolar IL-8, TNF-α, MDA, and SOD in both groups.
Time pointsGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25IL-8 (pg/mL)TNF-α (pg/mL)MDA (μmoL/litre)SOD (U/g Hb)IL-8 (pg/mL)TNF-α (pg/mL)MDA (μmoL/litre)SOD (U/g Hb)T0331 (68)4.7 (1.9)0.31 (0.04)98 (14)328 (65)5.0 (2.1)0.29 (0.06)96 (12)T1787 (74)†*36.5 (15.1)†*0.08 (0.03)†*119 (16)†*522 (80)‡*21.1 (8.1)‡*0.43 (0.09)‡*100 (15)*T2954 (78)†*50.4 (20.4)†*0.07 (0.02)†*117 (15)†*601 (82)‡*26.3 (12.4)‡*0.46 (0.13)‡*101 (14)*IL-8: interleukin-8; TNF-α: tumour necrosis factor-α; MDA: malondialdehyde; SOD: superoxide dismutase. Data are expressed as mean (SD). †P<0.05 within the propofol group, ‡P<0.05 within the isoflurane group, *P<0.05 between both groups.Table 3
Changes in plasma IL-8, TNF-α, MDA, and SOD in both groups.
Time pointsGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25IL-8 (pg/mL)TNF-α (pg/mL)MDA (μmoL/litre)SOD (U/g Hb)IL-8 (pg/mL)TNF-α (pg/mL)MDA (μmoL/litre)SOD (U/g Hb)T02.5 (0.4)21 (5)2.8 (1.2)532 (54)2.4 (0.5)23 (6)2.7 (1.0)538 (62)T116 (2.4)†*95 (24)†*1.8 (0.5)†*644 (58)†*9.1 (1.4)‡*77 (19)‡*4.1 (1.6)‡*542 (70)*T213.4 (2.9)†*293 (53)†*1.7 (0.4)†*640 (57)†*7.9 (2.4)‡*151 (41)‡*4.4 (1.3)‡*543 (69)*IL-8: interleukin-8; TNF-α: tumour necrosis factor-α; MDA: malondialdehyde; SOD: superoxide dismutase. Data are expressed as mean (SD). †P<0.05 within the propofol group, ‡P<0.05 within the isoflurane group, *P<0.05 between both groups.Table 4
Changes in alveolar albumin concentrations and cell numbers in both groups.
Time pointsGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25albumin (μg/mL)Cells (×106/mL)albumin (μg/mL)Cells (×106/mL)T020 (9)0.07 (0.05)19 (8)0.06 (0.04)T1101 (31)†*0.19 (0.09)†*51 (15)‡*0.11 (0.07)‡*T2121 (44)†*0.21 (0.10)†*78 (30)‡*0.12 (0.06)‡*Data are expressed as mean (SD).†P<0.05 within the propofol group, ‡P<0.05 within the isoflurane group, *P<0.05 between both groups.Both alveolar and plasma MDA levels increased significantly in patients exposed to isoflurane and were significantly higher than in patients receiving propofol who developed decrease in MDA levels. Furthermore, alveolar and plasma SOD levels increased significantly in the propofol group whereas they showed no significant change in patients exposed to isoflurane (Tables2 and 3).Both groups were comparable in respect to arterial blood gases and airway pressures during surgery (Table5).Table 5
Arterial blood gases and airway pressures in both groups.
VariableGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25During TLVDuring OLVAfter OLVDuring TLVDuring OLVAfter OLVPaO2 (mmHg)268 (88)115 (54)284 (87)265 (86)111 (51)278 (88)PaCO2 (mmHg)35.6 (3.9)36.2 (4.2)35.5 (4.0)36.4 (3.8)36.9 (3.9)36.1 (4.0)pH7.41 (0.04)7.40 (0.04)7.41 (0.04)7.40 (0.04)7.40 (0.05)7.40 (0.04)SaO2 (%)99.1 (1.3)96.2 (2.5)99.3 (1.2)99.0 (1.1)95.7 (2.2)98.7 (1.5)Ppeak (cm H2O)17.6 (5.1)24.4 (5.3)17.2 (3.9)18.2 (5.4)25.2 (4,9)17.6 (4.1)Pmean (cm H2O)6.1 (2.0)8.9 (2.2)6.0 (1.2)6.4 (1.8)9.2 (2.1)6.3 (1.3)Pplateau (cm H2O)13.8 (2.9)17.1 (3.9)13.6 (2.2)14.0 (2.7)17.5 (3.8)13.9 (2.4)TLV: two-lung ventilation; OLV: one-lung ventilation; PaO2: arterial oxygen tension; PaCO2: arterial carbon dioxide tension; SaO2: arterial oxygen saturation; Ppeak: peak inspiratory pressure; Pmean: mean inspiratory pressure; Pplateau: plateau inspiratory pressure. Data are expressed as mean (SD). P>0.05 denotes statistical insignificance.Total number of complications was significantly lower in the isoflurane group and both ICU and hospital stay time were significantly lower in the isoflurane group (Table6).Table 6
Postoperative outcome in both groups.
VariableGroup I (Propofol) No. = 25Group II (Isoflurane) No. = 25P valueAtelectasis requiring bronchoscopy520.22Pneumonia410.16ARDS00N/ARespiratory failure requiring ventilation100.31Oxygen need at hospital discharge00N/A30-day mortality00N/ATotal number of complications1030.02*ICU stay (hours)37 (7)26 (8)0.02*Hospital stay (days)11 (5)7 (4)0.03*ARDS: Adult respiratory distress syndrome; ICU: Intensive care unit; N/A: Not applicable.Data are expressed as numbers or as mean (SD). *P<0.05 between both groups.


## 5. Discussion

The current study has demonstrated that OLV during thoracic surgery induced alveolar and systemic inflammatory reaction. This immune reaction was less in patients exposed to isoflurane anesthesia when compared to propofol anesthesia as indicated by lower alveolar and plasma concentrations of IL-8 and TNF-α. Furthermore, alveolar albumin concentrations and cell numbers were less in patients who received isoflurane anesthesia. However, MDA was higher and SOD was less in patients exposed to isoflurane. Anesthesia, surgery, and OLV induce an inflammatory response in alveolar macrophages that lead to release of proinflammatory cytokines into alveoli and systemic circulation [13]. These cytokines have various actions that include immune modulations and control of tissue infection, injury, and healing [14]. Controlled release of IL-8, TNF-α play an important role in fighting against infection; however, the uncontrolled release of these cytokines triggers massive influx of neutrophils and granulocytes with subsequent lung injury and dysfunction [15]. MDA is an indicator of lipid peroxidation, whereas SOD is an antioxidant enzyme that helps in scavenging free radicals which play a role in tissue injury [16].The protective effects of inhalational anesthetics on the heart have been approved, however, there are no enough data regarding the potential benefit to the lung during thoracic surgery [17]. Our findings were matching with the results stated by Cho and colleagues [9], who reported that volatile anesthetics attenuate alveolar and systemic inflammatory response triggered by the heart lung machine. In another study [18], alveolar secretion of inflammatory cytokines in primary culture has been attenuated by inhalational anesthetics. Similarly, De Conno and coworkers [19], reported anti-inflammatory effect of the volatile anesthetic sevoflurane at the lung in patients undergoing thoracic surgery and linked this effect to improved postoperative outcome and 50% reduction of postoperative complications related to lung injury when compared with propofol. In another study [20], volatile anesthetic attenuated the release of inflammatory cytokines from the alveoli in a model of lipopolysaccharide-induced injury in rats. Furthermore, Reuterhaus and coworkers [21] demonstrated ability of isoflurane in reducing release of inflammatory mediators in an endotoxin-induced lung injury model.In contrast to our results, other studies have demonstrated augmentation of the release of alveolar inflammatory mediators by volatile anesthetics during mechanical ventilation in both rats and pigs [22, 23]. These contradictory findings may be explained by variations in patient populations, use of different inhalational anesthetics and variations in the exposure time, different methods of biochemical analysis, and absence of settled dilution markers. Furthermore, the interpretation of alveolar inflammatory mediators in the BAL fluid is debatable and difficult as an unknown fraction of the mediators remains inside the cells in addition to the possibility of cell injury during the procedure of BAL.In our study, MDA levels were significantly higher in patients exposed to isoflurane whereas SOD levels were significantly higher in the propofol group which imply increased antioxidant capacity in patients receiving propofol. However, a high antioxidant capacity may not be a nice event if it denotes a reaction to an increased oxidative stress. Therefore, evaluation of the antioxidant status must be linked in a dynamic manner to the circumstances under which it is measured. It should be noticed that increased inflammatory mediators in alveoli may not bear major clinical implications in healthy subjects; however in patients with expected high levels of inflammatory cytokines like cancer and chronic renal failure patients, the proper selection of the anesthetic may be highly important.In conclusion, our study has shown anti-inflammatory effect of the volatile anesthetic isoflurane in patients undergoing thoracic surgery with OLV that may have clinical implications in situations of expected high inflammatory mediators like cancer patients. Furthermore, the overall postoperative outcome was significantly better in patients receiving isoflurane anesthesia.



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