# Reaction Behavior of Cellulose in the Homogeneous Esterification of Bagasse Modified with Phthalic Anhydride in Ionic Liquid 1-Allyl-3-methylimidazium Chloride

Authors: Hui-Hui Wang; Xue-Qin Zhang; Piao Long; Ai-Ping Zhang; Chuan-Fu Liu; Run-Cang Sun
Journal: International Journal of Polymer Science
 (2016)

---

## Abstract

In order to elucidate the reaction behavior of cellulose component in bagasse, the homogeneous phthalation of bagasse was investigated comparatively with the isolated cellulose in 1-allyl-3-methylimidazium chloride (AmimCl) with phthalic anhydride (PA) at the dosage of 10–50 mmol/g. The phthalation degrees of bagasse and the isolated cellulose were in the range of 5.66% to 22.71% and 11.61% to 44.11%, respectively. A phthalation degree increase of cellulose was proportional to phthalic anhydride dosage due to its regular macromolecular structure and followed the equationy
PDI
=
0.004
x
-
0.02. FT-IR and 2D HSQC NMR analyses confirmed the attachment of phthaloyl group. The phthalation reactivity of the three hydroxyls in the isolated cellulose followed the order of C-6 > C-2 > C-3, and the more selective phthalation to C-6 position was found in the cellulose component in bagasse. These results provide detailed understanding of the homogenous modification mechanism of lignocellulose.


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## Body

## 1. Introduction

Bagasse, an abundant agricultural lignocellulosic by-product, represents a potentially sustainable biomass resource to create fuels, chemicals, and composites to replace fossil-based products. The bioproducts derived from bagasse have been applied in many industrial fields such as coating, food-packing, and painting [1, 2], paving the way to replace the fossil-based products.However, bagasse presents considerable chemical and physical inertness, such as complex structure, strong hydrogen bonds, and high crystallinity of cellulose, which restricts the dissolution of bagasse in common organic or inorganic solvents. Fortunately, some novel solvents or solvent systems have been reported to dissolve lignocellulosic materials [3–5]. Among these novel solvents, ionic liquids (ILs) have received much attention due to the recoverability, designability, extremely low vapor pressure, inflammableness, and thermal and chemical stability [6]. The bridge between ILs and biomass has been built from over ten years ago [7], and many homogeneous modifications of lignocellulose have been investigated in ILs [8, 9], among which esterification of the available reactive hydroxyls is relatively easily accomplished. However, due to the obstacle to obtain detailed information of esterified lignocellulose, the homogeneous esterification mechanism was little studied.To obtain more detailed structural information, many efforts have been devoted to establish efficient solvent systems for the complete and nonderivative dissolution of plant cell walls. Ball-milling was reported to benefit the dissolution of lignocellulose for spectroscopic analysis [10]. The combination of ball-milling and efficient solvent systems makes the characterization of lignocellulosic cell walls with 2D HSQC NMR feasible, which could offset the lack of detailed information provided by solid-state 13C-NMR commonly used in the previous studies [11, 12]. Based on ball-milling, a so-called “gel-state NMR method” was developed with solution-state 2D NMR [13, 14]. The assignment of the correlations in 2D HSQC NMR spectra was reported from various cellulose models [15], providing the database of cell wall samples for further investigation.Considering the complex structure and various linkages among different components of lignocellulose, the homogeneous phthalation of lignocellulose was investigated comparatively with the isolated component under the same conditions to elucidate the mechanism. In the present study, the isolated cellulose and bagasse were comparatively phthalated. The phthalated samples were characterized with FT-IR,1H NMR, 13C NMR, and 2D HSQC NMR to study the reaction behavior of cellulose fractions in bagasse phthalation. The thermal stability of the phthalated samples was also studied with thermogravimetric analysis (TGA).


## 2. Material and Methods

### 2.1. Materials

Bagasse was obtained from a local factory (Jiangmen, China). It was dried in sunlight and cut into small pieces. The cut bagasse was ground and screened to prepare 20–40 mesh size particles (450–900μm). The dried ground samples were extracted with toluene-ethanol (2 : 1, v/v) for 4 h and then dried in a cabinet oven with air circulation at 50°C for 24 h. The extractive-free bagasse was divided into two parts: one was finely ball-milled for 48 h in a planetary BM4 ball-miller (Grinder, Beijing, China) at 608 rpm for further characterization and modification and the other for the isolation of cellulose. The contents of cellulose, hemicelluloses, and lignin in the extractive-free bagasse were determined as 44.85%, 33.13%, and 19.14%, respectively, according to the standard NREL methods [16].1-Allyl-3-methylimidazium chloride (AmimCl) IL was purchased from ChengJie Chemical Co., Ltd. (Shanghai, China), and used as received. Phthalic anhydride (PA) and other chemicals were of analytical grade and were purchased from Guangzhou Chemical Reagent Factory (Guangdong, China).


### 2.2. Isolation of Cellulose from Bagasse

Cellulose was isolated from the extractive-free bagasse according to the previous literature [12]. Briefly, the extractive-free bagasse was delignified at 75°C for 2 h with sodium chlorite at pH 3.8–4.0, adjusted by 10% acetic acid. The solid residues were collected by filtration, washed with distilled water until neutral pH, then washed with ethanol, and dried in a cabinet oven for 16 h at 50°C. The solid residues were extracted with 10% NaOH at a solid to liquor ratio of 1 : 20 g/mL for 10 h at 20°C. The alkaline extraction procedure was repeated thrice to remove the noncellulosic substances. The solid residues were filtered out, washed thoroughly with distilled water, then washed with ethanol, and dried in an oven with air circulation at 50°C for 24 h.


### 2.3. Homogeneous Phthalation

The isolated cellulose (4.8 g) was finely ball-milled for 48 h in a planetary BM4 ball-miller (Grinder, Beijing, China) at 608 rpm. Ball-milled cellulose or bagasse (0.5 g) was dispersed in 10 g AmimCl at room temperature with agitation under nitrogen atmosphere for 10 min, and the suspension was stirred at 90°C for 4 h to obtain a clear solution. PA was added portionwise to the solution with the dosage of 10, 20, 30, 40, and 50 mmol/g, respectively. The mixture was agitated at 90°C for 90 min under N2 atmosphere for phthalation. After the required time, the resulted solution was cooled to room temperature and added into 200 mL ethanol with agitation. The suspension was further continuously stirred for 12 h to thoroughly precipitate the phthalated products. The solid residues were filtered out, thoroughly washed with ethanol (four times, total 800 mL) to remove unreacted PA, AmimCl, and byproducts, and freeze-dried for further characterization [17].


### 2.4. Determination of Phthalation Degree

The substituted hydroxyl contents of phthalated samples were determined based on the equivalent volume of NaOH and HCl standard solution by back-titration method [18] according to the following:(1)
SHC
=
c
NaOH
×
V
NaOH
-
c
H
C
l
×
V
H
C
l
2
×
1000
m
,where SHC (mmol/g) is the substituted hydroxyls contents, m (g) is the dry weight of sample analyzed, c
NaOH (mol/L) is the molarity of NaOH standard solution, V
NaOH (mL) is the consumed volume of NaOH standard solution, c
H
C
l (mol/L) is the molarity of HCl standard solution, and V
H
C
l (mL) is the consumed volume of HCl standard solution.Based on the assumption that cellulose is composed of anhydroglucose (AGU), the theoretical hydroxyl contents of the unmodified cellulose were calculated from its macromolecular structure according to (2), the theoretical hydroxyl contents of phthalated bagasse samples were calculated based on the contents of three main components according to (3), and phthalation degree of cellulose and bagasse was calculated based on (4).(2)
THC
C
=
1000
162
×
3
,where THC
C is the theoretical hydroxyl groups content of unmodified cellulose, 162 g/mol is the molar mass of AGU, and 3 is the number of hydroxyl groups on each AGU.(3)
TH
C
B
=
THC
C
×
44.85
%
+
THC
H
×
33.13
%
+
THC
L
×
19.14
%
,where TH
C
B, THC
C, THC
H, and THC
L are the theoretical hydroxyl groups content of the unmodified bagasse, cellulose, hemicelluloses, and lignin, respectively, and 44.85%, 33.13%, and 19.14% are the contents of cellulose, hemicelluloses, and lignin, respectively, in the extractive-free bagasse. The theoretical hydroxyl contents of the unmodified hemicelluloses and lignin were 15.15 and 5.13 mmol/g (data not shown).(4)
PD
=
SHC
THC
×
100
%
,where PD is the phthalation degree, SHC is the substituted hydroxyl contents, and THC is the theoretical hydroxyl contents.


### 2.5. Characterization

FT-IR spectra were obtained on FT-IR spectrophotometer (Nicolet 510) using a KBr disk containing approximately 1% finely ground samples. Thirty-two scans were taken for each sample with a resolution of 2 cm−1 in transmittance mode in the range of 4000–400 cm−1.The1H NMR, 13C NMR, and 2D HSQC NMR spectra were recorded from 40 mg samples in 0.5 mL DMSO-d
6 on a Bruker Advance III 600 MHz spectrometer (Germany). The 1H NMR and 13C NMR spectra were recorded according to the previous literature [19]. For the 1H NMR analysis, the detailed collecting and processing parameters were as follows: number of scans, 16; receiver gain, 61; acquisition time, 2.7263 s; relaxation delay, 1.0 s; pulse width, 11.0 s; spectrometer frequency, 600.17 MHz; and spectral width, 12019.2 Hz. For 13C NMR analysis, the detailed collecting and processing parameters were as follows: number of scans, 10000; receiver gain, 187; acquisition time, 0.9088 s; relaxation delay, 2.0 s; pulse width, 12.0 s; spectrometer frequency, 150.91 MHz; and spectral width, 36057.7 Hz. For 2D HSQC analysis, the detailed collecting and processing parameters were listed as follows: number of scans, 32; receiver gain, 187; relaxation delay, 1.5 s; pulse width, 11.0 s; acquisition time, 0.1420 s; spectra frequency, 600.17/150.91 Hz; and spectra width, 7211.5/24875.6 Hz.The thermal stability of cellulose samples was studied using thermogravimetric analysis (TGA) on a thermal analyzer (SDT Q600, TA Instrument). The apparatus was continually flushed with nitrogen. The sample weighed between 8 and 10 mg, and the scans were run from 50°C to 500°C at a heating rate of 10°C/min.


## 2.1. Materials

Bagasse was obtained from a local factory (Jiangmen, China). It was dried in sunlight and cut into small pieces. The cut bagasse was ground and screened to prepare 20–40 mesh size particles (450–900μm). The dried ground samples were extracted with toluene-ethanol (2 : 1, v/v) for 4 h and then dried in a cabinet oven with air circulation at 50°C for 24 h. The extractive-free bagasse was divided into two parts: one was finely ball-milled for 48 h in a planetary BM4 ball-miller (Grinder, Beijing, China) at 608 rpm for further characterization and modification and the other for the isolation of cellulose. The contents of cellulose, hemicelluloses, and lignin in the extractive-free bagasse were determined as 44.85%, 33.13%, and 19.14%, respectively, according to the standard NREL methods [16].1-Allyl-3-methylimidazium chloride (AmimCl) IL was purchased from ChengJie Chemical Co., Ltd. (Shanghai, China), and used as received. Phthalic anhydride (PA) and other chemicals were of analytical grade and were purchased from Guangzhou Chemical Reagent Factory (Guangdong, China).


## 2.2. Isolation of Cellulose from Bagasse

Cellulose was isolated from the extractive-free bagasse according to the previous literature [12]. Briefly, the extractive-free bagasse was delignified at 75°C for 2 h with sodium chlorite at pH 3.8–4.0, adjusted by 10% acetic acid. The solid residues were collected by filtration, washed with distilled water until neutral pH, then washed with ethanol, and dried in a cabinet oven for 16 h at 50°C. The solid residues were extracted with 10% NaOH at a solid to liquor ratio of 1 : 20 g/mL for 10 h at 20°C. The alkaline extraction procedure was repeated thrice to remove the noncellulosic substances. The solid residues were filtered out, washed thoroughly with distilled water, then washed with ethanol, and dried in an oven with air circulation at 50°C for 24 h.


## 2.3. Homogeneous Phthalation

The isolated cellulose (4.8 g) was finely ball-milled for 48 h in a planetary BM4 ball-miller (Grinder, Beijing, China) at 608 rpm. Ball-milled cellulose or bagasse (0.5 g) was dispersed in 10 g AmimCl at room temperature with agitation under nitrogen atmosphere for 10 min, and the suspension was stirred at 90°C for 4 h to obtain a clear solution. PA was added portionwise to the solution with the dosage of 10, 20, 30, 40, and 50 mmol/g, respectively. The mixture was agitated at 90°C for 90 min under N2 atmosphere for phthalation. After the required time, the resulted solution was cooled to room temperature and added into 200 mL ethanol with agitation. The suspension was further continuously stirred for 12 h to thoroughly precipitate the phthalated products. The solid residues were filtered out, thoroughly washed with ethanol (four times, total 800 mL) to remove unreacted PA, AmimCl, and byproducts, and freeze-dried for further characterization [17].


## 2.4. Determination of Phthalation Degree

The substituted hydroxyl contents of phthalated samples were determined based on the equivalent volume of NaOH and HCl standard solution by back-titration method [18] according to the following:(1)
SHC
=
c
NaOH
×
V
NaOH
-
c
H
C
l
×
V
H
C
l
2
×
1000
m
,where SHC (mmol/g) is the substituted hydroxyls contents, m (g) is the dry weight of sample analyzed, c
NaOH (mol/L) is the molarity of NaOH standard solution, V
NaOH (mL) is the consumed volume of NaOH standard solution, c
H
C
l (mol/L) is the molarity of HCl standard solution, and V
H
C
l (mL) is the consumed volume of HCl standard solution.Based on the assumption that cellulose is composed of anhydroglucose (AGU), the theoretical hydroxyl contents of the unmodified cellulose were calculated from its macromolecular structure according to (2), the theoretical hydroxyl contents of phthalated bagasse samples were calculated based on the contents of three main components according to (3), and phthalation degree of cellulose and bagasse was calculated based on (4).(2)
THC
C
=
1000
162
×
3
,where THC
C is the theoretical hydroxyl groups content of unmodified cellulose, 162 g/mol is the molar mass of AGU, and 3 is the number of hydroxyl groups on each AGU.(3)
TH
C
B
=
THC
C
×
44.85
%
+
THC
H
×
33.13
%
+
THC
L
×
19.14
%
,where TH
C
B, THC
C, THC
H, and THC
L are the theoretical hydroxyl groups content of the unmodified bagasse, cellulose, hemicelluloses, and lignin, respectively, and 44.85%, 33.13%, and 19.14% are the contents of cellulose, hemicelluloses, and lignin, respectively, in the extractive-free bagasse. The theoretical hydroxyl contents of the unmodified hemicelluloses and lignin were 15.15 and 5.13 mmol/g (data not shown).(4)
PD
=
SHC
THC
×
100
%
,where PD is the phthalation degree, SHC is the substituted hydroxyl contents, and THC is the theoretical hydroxyl contents.


## 2.5. Characterization

FT-IR spectra were obtained on FT-IR spectrophotometer (Nicolet 510) using a KBr disk containing approximately 1% finely ground samples. Thirty-two scans were taken for each sample with a resolution of 2 cm−1 in transmittance mode in the range of 4000–400 cm−1.The1H NMR, 13C NMR, and 2D HSQC NMR spectra were recorded from 40 mg samples in 0.5 mL DMSO-d
6 on a Bruker Advance III 600 MHz spectrometer (Germany). The 1H NMR and 13C NMR spectra were recorded according to the previous literature [19]. For the 1H NMR analysis, the detailed collecting and processing parameters were as follows: number of scans, 16; receiver gain, 61; acquisition time, 2.7263 s; relaxation delay, 1.0 s; pulse width, 11.0 s; spectrometer frequency, 600.17 MHz; and spectral width, 12019.2 Hz. For 13C NMR analysis, the detailed collecting and processing parameters were as follows: number of scans, 10000; receiver gain, 187; acquisition time, 0.9088 s; relaxation delay, 2.0 s; pulse width, 12.0 s; spectrometer frequency, 150.91 MHz; and spectral width, 36057.7 Hz. For 2D HSQC analysis, the detailed collecting and processing parameters were listed as follows: number of scans, 32; receiver gain, 187; relaxation delay, 1.5 s; pulse width, 11.0 s; acquisition time, 0.1420 s; spectra frequency, 600.17/150.91 Hz; and spectra width, 7211.5/24875.6 Hz.The thermal stability of cellulose samples was studied using thermogravimetric analysis (TGA) on a thermal analyzer (SDT Q600, TA Instrument). The apparatus was continually flushed with nitrogen. The sample weighed between 8 and 10 mg, and the scans were run from 50°C to 500°C at a heating rate of 10°C/min.


## 3. Results and Discussion

### 3.1. Homogeneous Phthalation of Cellulose in Bagasse

It is well known that the complex inhomogeneous structure of bagasse is formed by three main components including cellulose, hemicelluloses, and lignin. Actually, the homogeneous phthalation of bagasse is the phthalation of the abundant reactive hydroxyl groups in the three main components. Therefore, in order to elucidate the mechanism of homogeneous phthalation, the isolated cellulose was comparatively phthalated under the same conditions as bagasse to estimate the detailed reaction behavior of cellulose in the phthalation of bagasse mixture in AmimCl, as listed in Table1.Table 1
The substituted hydroxyl contents and phthalation degrees of the phthalated cellulose and bagasse.
Sample no.
Temp. (°C)
PA dosagea (mmol/g)
Solvent
Time (h)
THCb (mmol/g)
SHCc (mmol/g)
PDd (%)
C1
90
10
AmimCl
1.5
18.52
2.15
11.61
C2
90
20
AmimCl
1.5
18.52
2.61
14.09
C3
90
30
AmimCl
1.5
18.52
3.71
20.03
C4
90
40
AmimCl
1.5
18.52
5.51
29.75
C5
90
50
AmimCl
1.5
18.52
8.17
44.11
S1
90
10
AmimCl
1.5
14.31
0.81
5.66
S2
90
20
AmimCl
1.5
14.31
1.47
10.27
S3
90
30
AmimCl
1.5
14.31
1.94
13.56
S4
90
40
AmimCl
1.5
14.31
2.92
20.41
S5
90
50
AmimCl
1.5
14.31
3.25
22.71
aThe ratio of phthalic anhydride (mmol) to biomass material (g, bagasse or cellulose).
bTheoretical hydroxyls content of unmodified biomass material.
cSubstituted hydroxyl contents determined by back titration.
dPhthalation degree.Theoretically, each AGU contains three hydroxyl groups, and the free hydroxyl group content of the isolated cellulose is 18.52 mmol/g. After phthalation in AmimCl, some of the hydroxyl groups were substituted, as shown in Table1. With the increment of PA dosage from 10 to 20, 30, 40, and 50 mmol/g, the substituted hydroxyl contents in the phthalated cellulose estimated from back titration increased from 2.15 to 2.61, 3.71, 5.51, and 8.17 mmol/g, respectively, and the free hydroxyl content decreased from 16.37 to 15.91, 14.81, 13.01, and 10.35 mmol/g, respectively. Correspondingly, the phthalation degree increased from 11.61% to 14.09%, 20.03%, 29.75%, and 44.11%, respectively. These results confirmed the occurrence of phthalation of the isolated cellulose under the selected conditions. Similarly, the substituted hydroxyl contents in bagasse increased from 0.81 to 1.47, 1.94, 2.92, and 3.25 mmol/g, respectively, with the increment of PA dosage from 10 to 20, 30, 40, and 50 mmol/g. The free hydroxyl group content in unmodified bagasse, that is, the theoretical hydroxyls content, was 14.31 mmol/g estimated from the three main components based on their contents. The free hydroxyl content correspondingly decreased from 13.50 to 12.84, 12.37, 11.39, and 11.06 mmol/g, respectively, and the phthalation degree increased from 5.66% to 10.27%, 13.56%, 20.41%, and 22.71%, respectively. Comparatively, the phthalation degree of bagasse was lower than that of the isolated cellulose, indicating the higher phthalation ability of the isolated cellulose. Comparatively, the decreased phthalation degree of bagasse was due to the different contents and reactivity of hydroxyls in the three main components compared with the isolated ones. In addition, a very interesting phenomenon was found for the phthalation degree increase (PDI): PDI of cellulose was proportional to phthalic anhydride dosage, which followed the equation of y
PDI
=
0.004
x
-
0.02, as shown in Figure 1. This regular relation was probably due to the regular macromolecular structure of cellulose. The detailed differences of the hydroxyl reactivity in different positions need to be further clarified.Figure 1
Dependence of phthalation degree ((PD), (a)) and phthalation degree increase ((PDI), (b)) on phthalic anhydride dosage.
(a)
(b)


### 3.2. FT-IR Analysis

FT-IR spectra of unmodified cellulose (C0, spectrum a) and phthalated cellulose samples (C1, spectrum b; C3, spectrum c; C4, spectrum d) are illustrated in Figure2. The bands were assigned based on the reported literatures [20, 21]. Compared with unmodified cellulose, the noticeable bands at 1716, 1602, 1327, and 747 cm−1 in the phthalated samples correspond to carbonyl group in esters, aromatic ring vibration, C-O stretching in carboxyl, and out-of-plane C-H bending of benzene, respectively. The presence of these bands indicated the successful phthalation of cellulose. It should be noted that the intensities of these bands increased with the increment of PA dosage, corresponding to the increased substituted hydroxyl contents and phthalation degree in Table 1.Figure 2
FT-IR spectra of unmodified cellulose (C0, spectrum a) and modified cellulose with phthalic anhydride dosage at 10 (C1, spectrum b), 30 (C3, spectrum c), and 40 (C4, spectrum d) mmol/g.


### 3.3. NMR Analysis

To further elucidate the detailed behavior of hydroxyls in different positions in AGU during phthalation, the unmodified (C0) and phthalated cellulose (C5) as well as phthalated bagasse (S5) were further characterized with 1D (1H and 13C) and 2D (HSQC) NMR technology in DMSO-d
6, as illustrated in Figures 3 and 4.Figure 3
The1H ((a), (b), and (c)) and 13C ((d), (e), and (f)) NMR spectra of unmodified cellulose (C0), phthalated cellulose (C5), and phthalated bagasse (S5).
(a)
(b)
(c)
(d)
(e)
(f)Figure 4
2D HSQC NMR spectra of unmodified cellulose (C0, spectrum a), phthalated cellulose (C5, spectra b and d), and phthalated bagasse (S5, spectrum c).
(a)
(b)
(c)
(d)1H NMR spectra of unmodified cellulose (C0, spectrum a), phthalated cellulose (C5, spectrum b), and phthalated bagasse (S5, spectrum c) are present in Figure 3. As can be seen, the relevant signals are present in two regions, namely, the AGU protons region (4.50–3.00 ppm) and the phthaloyl protons region (8.00–7.00 ppm). Compared with unmodified cellulose, the presence of peaks at 7.87 (H-10), 7.76 (H-13), 7.69 (H-11), and 7.60 (H-12) ppm for phthaloyl protons in the phthalated cellulose and phthalated bagasse confirmed the phthalation of cellulose and bagasse.The13C NMR spectra of unmodified cellulose (C0, spectrum d), phthalated cellulose (C5, spectrum e), and phthalated bagasse (S5, spectrum f) exhibit main signals in Figure 3; the carbon skeletons of AGU at 102.83 (C-1), 80.43 (C-4), 75.27 (C-5), 75.27 (C-3), 70.38 (C-2), and 60.74 (C-6) ppm were well resolved. In the region 180–120 ppm, the cross-peaks at 168.85 (C-7), 167.57 (C-14), 134.95 (C-8), 133.34 (C-9), 132.20 (C-13), 131.71 (C-10), 130.86 (C-12), and 129.09 (C-11) ppm were assigned to carbons of the phthaloyl groups, respectively, in phthalated cellulose and phthalated bagasse, confirming the attachment of phthaloyl groups onto cellulose and bagasse. This result was consistent with the previously reported esterification of wood with cyclic anhydride (succinic anhydride, maleic anhydride, and phthalic anhydride) as main monoesterification below 100°C [22]. However, the reactivity of hydroxyls from phthalated cellulose and phthalated bagasse during homogeneous phthalation could not be revealed from the 1H NMR and 13C NMR analyses. Therefore, further investigation with 2D HSQC was necessary.The HSQC spectra of unmodified cellulose (C0, spectrum a) and phthalated cellulose (C5, spectra b and d), as well as the carbohydrate regions of phthalated bagasse (S5, spectrum c), are shown in Figure4. The primary polysaccharide correlation peaks in HSQC spectra appeared in the range of 110–55 ppm (13C) and 6.0–2.5 ppm (1H). These correlations were assigned based on cellulose models reported previously [15], as listed in Table 2. The primary peaks of cellulose internal units (C-I) in this region were clearly observed from the unmodified cellulose at 73.49/3.06 [C-I2 (C2/H2)], 75.33/3.36 [C-I3 (C3/H3)], 80.85/3.33 [C-I4 (C4/H4)], 77.14/3.18 [C-I5 (C5/H5)], and 103.44/4.33 [C-I1 (C1/H1)] ppm; the two internal C-I6 (C6/H6) peaks were also distinctively located at 60.77/3.79 and 60.77/3.58 ppm.Table 2
Primary NMR correlations in DMSO-d
6 for cellulose modified with phthalic anhydride.
Glycosyl residue
⁢H
1  &  C
13 chemical shifts (ppm)
1
2
3
4
5
6a
6b
Cellulose (internal)
1H
4.31
3.05
3.36
3.30
3.16
3.56
3.77
13C
103.26
73.56
75.24
80.97
77.18
60.74
60.74
Cellulose (NR)
1H
4.23
2.98
3.15
3.05
3.16
3.39
3.69
13C
103.65
73.77
77.07
70.54
77.18
61.50
61.50
Cellulose (R
α)
1H
4.89
3.16
3.69
3.31
3.68
3.56
3.72
13C
92.44
72.68
72.11
81.36
70.25
60.80
60.80
Cellulose (R
β)
1H
5.14
2.93
3.25
3.31
3.06
3.56
3.72
13C
103.31
74.93
75.24
81.36
75.13
60.80
60.80The end-group correlations were well resolved in the unmodified cellulose; however, some peaks were superimposed with other peaks. The correlations for non-reducing-end C-NR6 (C6/H6) were well separated from the internal C-I6 (C6/H6) and appeared at 61.50/3.69 and 61.50/3.39 ppm. That for C-NR4 (C4/H4) was clearly present at 70.54/3.05 ppm, while the correlations at 73.77/2.98 ppm for C-NR2 (C2/H2) were located very close to the internal C-I2 (C2/H2). Those for C-NR3 (C3/H3) and C-NR5 (C5/H5) had the coincident chemical shifts and overlapped with the internal C-I5 (C5/H5) correlation at 77.07/3.18 ppm. The anomeric peak from non-reducing-end C-NR1 appeared at 103.65/4.23 ppm (C1/H1). The α- and β-anomer from reducing-end correlations of cellulose were clearly separated from those of the internal units. The C1/H1 correlation from the reducing-terminal-end of α-d-glucuronic polysaccharide (α-d-Glcp) (C-Rα
1) was at 92.44/4.89 ppm, while the analogous β-d-Glcp (C-Rβ
1) correlation was at 103.31/5.14 ppm. Despite the conformational complexity, primary peaks were evidently assigned from α-d-Glcp: 72.68/3.16 [C-Rα
2 (C2/H2)], 72.11/3.69 [C-Rα
3 (C3/H3)], and 70.25/3.68 [C-Rα
5 (C5/H5)] ppm. Similarly, C-Rβ
2 (C2/H2) and C-Rβ
5 (C5/H5) were well resolved at 74.93/2.93 and 75.13/3.06 ppm, respectively. However, C-Rβ
3 (C3/H3) was coincident with C-I3 at 75.24/3.25 ppm. In addition, C-Rα
4 (C4/H4) and C-Rβ
4 (C4/H4) were coincident at 81.36/3.31 ppm; C-Rα
6 (C6/H6) and C-Rβ
6 (C6/H6) also were close together at 60.80/3.72 and 60.80/3.56 ppm and were buried between the internal C-I6 peaks. These results indicated that ball-milling treatment led to the severe degradation of cellulosic macromolecules.Compared with those in the unmodified cellulose, the reducing-end and non-reducing-end peaks, which resulted from low-molecular fractions, were significantly improved in the phthalated cellulose and the phthalated bagasse, indicating the degradation of cellulose macromolecules in IL AmimCl during dissolution and modification. This result corresponded to the FT-IR analysis, and similar degradation was also reported in the previous publications [23, 24]. The primary internal cellulose peaks were clearly observed in the phthalated cellulose (C5) and bagasse (S5) at 73.54/3.07 [C-I2 (C2/H2)], 75.11/3.36 [C-I3 (C3/H3)], 80.74/3.37 [C-I4 (C4/H4)], 77.00/3.45 [C-I5 (C5/H5)], and 103.23/4.34 [C-I1 (C1/H1)] ppm; the two internal C-I6 (C6/H6) peaks were also distinctively located at 60.66/3.79 and 60.52/3.60 ppm.The presence of the correlations from aryl groups in the phthalated cellulose confirmed the attachment of phthaloyl group onto cellulose. More importantly, two peaks from substituted C6 in phthalated internal units (C-I′) [C-I6′ (C6/H6)] appeared at 64.70/3.79 and 64.70/4.42 ppm, and the peak from substituted C2 in internal unit [C-I2′ (C2/H2)] was located at 74.21/4.60 ppm, confirming the successful phthalation of cellulose at C-6 and C-2 positions. However, the substituted C3 was almost not detected, which suggested that most of phthaloyl group was attached onto C-6 and C-2 positions. The relative percentage of phthalation on different positions could be evaluated upon the integral area of the characteristic substituted correlations. The results indicated that 24.1% and 75.9% of phthaloyl group were attached to C2 and C6 positions, respectively. The relative percentage of phthalation at C-6, C-2, and C-3 positions of cellulose in phthalated bagasse S5 was 94.74%, 5.26%, and 0, respectively. These results indicated that the reaction behavior of cellulose in bagasse was similar to the isolated cellulose and the phthalation was more selective to C-6 position in bagasse than that in the isolated cellulose. Obviously, the phthalation degree of the three hydroxyls in AGU followed the order of C-6 > C-2 > C-3. This order was consistent with the propionylation and butyrylation in AmimCl [25]. On the other hand, the phthalation degree of the hydroxyls on each position was easily calculated based on the integral area of the characteristic substituted and unsubstituted correlations. The results showed that the phthalation degree in the isolated cellulose was 6.30%, 2.01%, and 0, respectively, while that in bagasse was 15.15%, 2.63%, and 0, respectively. These results were consistent with the abovementioned phthalation order of three hydroxyls. The relatively more selective phthalation for the hydroxyl to C-6 position of cellulose component in bagasse than the isolated cellulose was primarily due to the differences of the phthalation reactivity of more complicated hydroxyls in bagasse.


### 3.4. Thermal Analysis

The thermal behavior of unmodified cellulose and phthalated cellulose was studied by TGA in N2 atmosphere. Figure 5 illustrates the TGA and DTG curves of the unmodified cellulose (C0, curve a) and phthalated cellulose (C1, curve b; C5, curve c). The decrease below 100°C was due to loss of moisture. The initial decomposition temperature of samples C0, C1, and C5 was 251°C, 245°C, and 213°C, respectively. At 50% weight loss, the decomposition temperature occurred at 304°C, 305°C, and 297°C for samples C0, C1, and C5, respectively. The DTG curves suggested that the modified cellulose had higher thermal degradation rate than the unmodified one. These data indicated that the decreased thermal stability of phthalated cellulose is consistent with the results reported previously [26]. Besides, the initial and midpoint decomposition temperatures of sample C5 were both lower than those of sample C1, indicating that high phthalation degree tended to weaken thermal stability of modified cellulose.Figure 5
The TG/DTG curves of unmodified cellulose (C0, curve a) and phthalated cellulose samples (C1, curve b; C5, curve c).


## 3.1. Homogeneous Phthalation of Cellulose in Bagasse

It is well known that the complex inhomogeneous structure of bagasse is formed by three main components including cellulose, hemicelluloses, and lignin. Actually, the homogeneous phthalation of bagasse is the phthalation of the abundant reactive hydroxyl groups in the three main components. Therefore, in order to elucidate the mechanism of homogeneous phthalation, the isolated cellulose was comparatively phthalated under the same conditions as bagasse to estimate the detailed reaction behavior of cellulose in the phthalation of bagasse mixture in AmimCl, as listed in Table1.Table 1
The substituted hydroxyl contents and phthalation degrees of the phthalated cellulose and bagasse.
Sample no.
Temp. (°C)
PA dosagea (mmol/g)
Solvent
Time (h)
THCb (mmol/g)
SHCc (mmol/g)
PDd (%)
C1
90
10
AmimCl
1.5
18.52
2.15
11.61
C2
90
20
AmimCl
1.5
18.52
2.61
14.09
C3
90
30
AmimCl
1.5
18.52
3.71
20.03
C4
90
40
AmimCl
1.5
18.52
5.51
29.75
C5
90
50
AmimCl
1.5
18.52
8.17
44.11
S1
90
10
AmimCl
1.5
14.31
0.81
5.66
S2
90
20
AmimCl
1.5
14.31
1.47
10.27
S3
90
30
AmimCl
1.5
14.31
1.94
13.56
S4
90
40
AmimCl
1.5
14.31
2.92
20.41
S5
90
50
AmimCl
1.5
14.31
3.25
22.71
aThe ratio of phthalic anhydride (mmol) to biomass material (g, bagasse or cellulose).
bTheoretical hydroxyls content of unmodified biomass material.
cSubstituted hydroxyl contents determined by back titration.
dPhthalation degree.Theoretically, each AGU contains three hydroxyl groups, and the free hydroxyl group content of the isolated cellulose is 18.52 mmol/g. After phthalation in AmimCl, some of the hydroxyl groups were substituted, as shown in Table1. With the increment of PA dosage from 10 to 20, 30, 40, and 50 mmol/g, the substituted hydroxyl contents in the phthalated cellulose estimated from back titration increased from 2.15 to 2.61, 3.71, 5.51, and 8.17 mmol/g, respectively, and the free hydroxyl content decreased from 16.37 to 15.91, 14.81, 13.01, and 10.35 mmol/g, respectively. Correspondingly, the phthalation degree increased from 11.61% to 14.09%, 20.03%, 29.75%, and 44.11%, respectively. These results confirmed the occurrence of phthalation of the isolated cellulose under the selected conditions. Similarly, the substituted hydroxyl contents in bagasse increased from 0.81 to 1.47, 1.94, 2.92, and 3.25 mmol/g, respectively, with the increment of PA dosage from 10 to 20, 30, 40, and 50 mmol/g. The free hydroxyl group content in unmodified bagasse, that is, the theoretical hydroxyls content, was 14.31 mmol/g estimated from the three main components based on their contents. The free hydroxyl content correspondingly decreased from 13.50 to 12.84, 12.37, 11.39, and 11.06 mmol/g, respectively, and the phthalation degree increased from 5.66% to 10.27%, 13.56%, 20.41%, and 22.71%, respectively. Comparatively, the phthalation degree of bagasse was lower than that of the isolated cellulose, indicating the higher phthalation ability of the isolated cellulose. Comparatively, the decreased phthalation degree of bagasse was due to the different contents and reactivity of hydroxyls in the three main components compared with the isolated ones. In addition, a very interesting phenomenon was found for the phthalation degree increase (PDI): PDI of cellulose was proportional to phthalic anhydride dosage, which followed the equation of y
PDI
=
0.004
x
-
0.02, as shown in Figure 1. This regular relation was probably due to the regular macromolecular structure of cellulose. The detailed differences of the hydroxyl reactivity in different positions need to be further clarified.Figure 1
Dependence of phthalation degree ((PD), (a)) and phthalation degree increase ((PDI), (b)) on phthalic anhydride dosage.
(a)
(b)


## 3.2. FT-IR Analysis

FT-IR spectra of unmodified cellulose (C0, spectrum a) and phthalated cellulose samples (C1, spectrum b; C3, spectrum c; C4, spectrum d) are illustrated in Figure2. The bands were assigned based on the reported literatures [20, 21]. Compared with unmodified cellulose, the noticeable bands at 1716, 1602, 1327, and 747 cm−1 in the phthalated samples correspond to carbonyl group in esters, aromatic ring vibration, C-O stretching in carboxyl, and out-of-plane C-H bending of benzene, respectively. The presence of these bands indicated the successful phthalation of cellulose. It should be noted that the intensities of these bands increased with the increment of PA dosage, corresponding to the increased substituted hydroxyl contents and phthalation degree in Table 1.Figure 2
FT-IR spectra of unmodified cellulose (C0, spectrum a) and modified cellulose with phthalic anhydride dosage at 10 (C1, spectrum b), 30 (C3, spectrum c), and 40 (C4, spectrum d) mmol/g.


## 3.3. NMR Analysis

To further elucidate the detailed behavior of hydroxyls in different positions in AGU during phthalation, the unmodified (C0) and phthalated cellulose (C5) as well as phthalated bagasse (S5) were further characterized with 1D (1H and 13C) and 2D (HSQC) NMR technology in DMSO-d
6, as illustrated in Figures 3 and 4.Figure 3
The1H ((a), (b), and (c)) and 13C ((d), (e), and (f)) NMR spectra of unmodified cellulose (C0), phthalated cellulose (C5), and phthalated bagasse (S5).
(a)
(b)
(c)
(d)
(e)
(f)Figure 4
2D HSQC NMR spectra of unmodified cellulose (C0, spectrum a), phthalated cellulose (C5, spectra b and d), and phthalated bagasse (S5, spectrum c).
(a)
(b)
(c)
(d)1H NMR spectra of unmodified cellulose (C0, spectrum a), phthalated cellulose (C5, spectrum b), and phthalated bagasse (S5, spectrum c) are present in Figure 3. As can be seen, the relevant signals are present in two regions, namely, the AGU protons region (4.50–3.00 ppm) and the phthaloyl protons region (8.00–7.00 ppm). Compared with unmodified cellulose, the presence of peaks at 7.87 (H-10), 7.76 (H-13), 7.69 (H-11), and 7.60 (H-12) ppm for phthaloyl protons in the phthalated cellulose and phthalated bagasse confirmed the phthalation of cellulose and bagasse.The13C NMR spectra of unmodified cellulose (C0, spectrum d), phthalated cellulose (C5, spectrum e), and phthalated bagasse (S5, spectrum f) exhibit main signals in Figure 3; the carbon skeletons of AGU at 102.83 (C-1), 80.43 (C-4), 75.27 (C-5), 75.27 (C-3), 70.38 (C-2), and 60.74 (C-6) ppm were well resolved. In the region 180–120 ppm, the cross-peaks at 168.85 (C-7), 167.57 (C-14), 134.95 (C-8), 133.34 (C-9), 132.20 (C-13), 131.71 (C-10), 130.86 (C-12), and 129.09 (C-11) ppm were assigned to carbons of the phthaloyl groups, respectively, in phthalated cellulose and phthalated bagasse, confirming the attachment of phthaloyl groups onto cellulose and bagasse. This result was consistent with the previously reported esterification of wood with cyclic anhydride (succinic anhydride, maleic anhydride, and phthalic anhydride) as main monoesterification below 100°C [22]. However, the reactivity of hydroxyls from phthalated cellulose and phthalated bagasse during homogeneous phthalation could not be revealed from the 1H NMR and 13C NMR analyses. Therefore, further investigation with 2D HSQC was necessary.The HSQC spectra of unmodified cellulose (C0, spectrum a) and phthalated cellulose (C5, spectra b and d), as well as the carbohydrate regions of phthalated bagasse (S5, spectrum c), are shown in Figure4. The primary polysaccharide correlation peaks in HSQC spectra appeared in the range of 110–55 ppm (13C) and 6.0–2.5 ppm (1H). These correlations were assigned based on cellulose models reported previously [15], as listed in Table 2. The primary peaks of cellulose internal units (C-I) in this region were clearly observed from the unmodified cellulose at 73.49/3.06 [C-I2 (C2/H2)], 75.33/3.36 [C-I3 (C3/H3)], 80.85/3.33 [C-I4 (C4/H4)], 77.14/3.18 [C-I5 (C5/H5)], and 103.44/4.33 [C-I1 (C1/H1)] ppm; the two internal C-I6 (C6/H6) peaks were also distinctively located at 60.77/3.79 and 60.77/3.58 ppm.Table 2
Primary NMR correlations in DMSO-d
6 for cellulose modified with phthalic anhydride.
Glycosyl residue
⁢H
1  &  C
13 chemical shifts (ppm)
1
2
3
4
5
6a
6b
Cellulose (internal)
1H
4.31
3.05
3.36
3.30
3.16
3.56
3.77
13C
103.26
73.56
75.24
80.97
77.18
60.74
60.74
Cellulose (NR)
1H
4.23
2.98
3.15
3.05
3.16
3.39
3.69
13C
103.65
73.77
77.07
70.54
77.18
61.50
61.50
Cellulose (R
α)
1H
4.89
3.16
3.69
3.31
3.68
3.56
3.72
13C
92.44
72.68
72.11
81.36
70.25
60.80
60.80
Cellulose (R
β)
1H
5.14
2.93
3.25
3.31
3.06
3.56
3.72
13C
103.31
74.93
75.24
81.36
75.13
60.80
60.80The end-group correlations were well resolved in the unmodified cellulose; however, some peaks were superimposed with other peaks. The correlations for non-reducing-end C-NR6 (C6/H6) were well separated from the internal C-I6 (C6/H6) and appeared at 61.50/3.69 and 61.50/3.39 ppm. That for C-NR4 (C4/H4) was clearly present at 70.54/3.05 ppm, while the correlations at 73.77/2.98 ppm for C-NR2 (C2/H2) were located very close to the internal C-I2 (C2/H2). Those for C-NR3 (C3/H3) and C-NR5 (C5/H5) had the coincident chemical shifts and overlapped with the internal C-I5 (C5/H5) correlation at 77.07/3.18 ppm. The anomeric peak from non-reducing-end C-NR1 appeared at 103.65/4.23 ppm (C1/H1). The α- and β-anomer from reducing-end correlations of cellulose were clearly separated from those of the internal units. The C1/H1 correlation from the reducing-terminal-end of α-d-glucuronic polysaccharide (α-d-Glcp) (C-Rα
1) was at 92.44/4.89 ppm, while the analogous β-d-Glcp (C-Rβ
1) correlation was at 103.31/5.14 ppm. Despite the conformational complexity, primary peaks were evidently assigned from α-d-Glcp: 72.68/3.16 [C-Rα
2 (C2/H2)], 72.11/3.69 [C-Rα
3 (C3/H3)], and 70.25/3.68 [C-Rα
5 (C5/H5)] ppm. Similarly, C-Rβ
2 (C2/H2) and C-Rβ
5 (C5/H5) were well resolved at 74.93/2.93 and 75.13/3.06 ppm, respectively. However, C-Rβ
3 (C3/H3) was coincident with C-I3 at 75.24/3.25 ppm. In addition, C-Rα
4 (C4/H4) and C-Rβ
4 (C4/H4) were coincident at 81.36/3.31 ppm; C-Rα
6 (C6/H6) and C-Rβ
6 (C6/H6) also were close together at 60.80/3.72 and 60.80/3.56 ppm and were buried between the internal C-I6 peaks. These results indicated that ball-milling treatment led to the severe degradation of cellulosic macromolecules.Compared with those in the unmodified cellulose, the reducing-end and non-reducing-end peaks, which resulted from low-molecular fractions, were significantly improved in the phthalated cellulose and the phthalated bagasse, indicating the degradation of cellulose macromolecules in IL AmimCl during dissolution and modification. This result corresponded to the FT-IR analysis, and similar degradation was also reported in the previous publications [23, 24]. The primary internal cellulose peaks were clearly observed in the phthalated cellulose (C5) and bagasse (S5) at 73.54/3.07 [C-I2 (C2/H2)], 75.11/3.36 [C-I3 (C3/H3)], 80.74/3.37 [C-I4 (C4/H4)], 77.00/3.45 [C-I5 (C5/H5)], and 103.23/4.34 [C-I1 (C1/H1)] ppm; the two internal C-I6 (C6/H6) peaks were also distinctively located at 60.66/3.79 and 60.52/3.60 ppm.The presence of the correlations from aryl groups in the phthalated cellulose confirmed the attachment of phthaloyl group onto cellulose. More importantly, two peaks from substituted C6 in phthalated internal units (C-I′) [C-I6′ (C6/H6)] appeared at 64.70/3.79 and 64.70/4.42 ppm, and the peak from substituted C2 in internal unit [C-I2′ (C2/H2)] was located at 74.21/4.60 ppm, confirming the successful phthalation of cellulose at C-6 and C-2 positions. However, the substituted C3 was almost not detected, which suggested that most of phthaloyl group was attached onto C-6 and C-2 positions. The relative percentage of phthalation on different positions could be evaluated upon the integral area of the characteristic substituted correlations. The results indicated that 24.1% and 75.9% of phthaloyl group were attached to C2 and C6 positions, respectively. The relative percentage of phthalation at C-6, C-2, and C-3 positions of cellulose in phthalated bagasse S5 was 94.74%, 5.26%, and 0, respectively. These results indicated that the reaction behavior of cellulose in bagasse was similar to the isolated cellulose and the phthalation was more selective to C-6 position in bagasse than that in the isolated cellulose. Obviously, the phthalation degree of the three hydroxyls in AGU followed the order of C-6 > C-2 > C-3. This order was consistent with the propionylation and butyrylation in AmimCl [25]. On the other hand, the phthalation degree of the hydroxyls on each position was easily calculated based on the integral area of the characteristic substituted and unsubstituted correlations. The results showed that the phthalation degree in the isolated cellulose was 6.30%, 2.01%, and 0, respectively, while that in bagasse was 15.15%, 2.63%, and 0, respectively. These results were consistent with the abovementioned phthalation order of three hydroxyls. The relatively more selective phthalation for the hydroxyl to C-6 position of cellulose component in bagasse than the isolated cellulose was primarily due to the differences of the phthalation reactivity of more complicated hydroxyls in bagasse.


## 3.4. Thermal Analysis

The thermal behavior of unmodified cellulose and phthalated cellulose was studied by TGA in N2 atmosphere. Figure 5 illustrates the TGA and DTG curves of the unmodified cellulose (C0, curve a) and phthalated cellulose (C1, curve b; C5, curve c). The decrease below 100°C was due to loss of moisture. The initial decomposition temperature of samples C0, C1, and C5 was 251°C, 245°C, and 213°C, respectively. At 50% weight loss, the decomposition temperature occurred at 304°C, 305°C, and 297°C for samples C0, C1, and C5, respectively. The DTG curves suggested that the modified cellulose had higher thermal degradation rate than the unmodified one. These data indicated that the decreased thermal stability of phthalated cellulose is consistent with the results reported previously [26]. Besides, the initial and midpoint decomposition temperatures of sample C5 were both lower than those of sample C1, indicating that high phthalation degree tended to weaken thermal stability of modified cellulose.Figure 5
The TG/DTG curves of unmodified cellulose (C0, curve a) and phthalated cellulose samples (C1, curve b; C5, curve c).


## 4. Conclusions

The phthalation degree of bagasse and the isolated cellulose ranged from 5.66% to 22.71% and from 11.61% to 44.11%, respectively. The phthalation degree increase of cellulose was proportional to phthalic anhydride dosage, which followed the equation ofy
PDI
=
0.004
x
-
0.02 under the selected conditions. The reactivity of the three hydroxyls in cellulose followed the order of C-6 > C-2 > C-3, and more selective phthalation to C-6 positions of cellulose component was found in bagasse than in the isolated cellulose. These results provide a detailed understanding of the homogenous modification mechanism of lignocellulose.



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*Source: 2361284-2016-09-26.xml*