# Prediction of Waste Heat Energy Recovery Performance in a Naturally Aspirated Engine Using Artificial Neural Network

Authors: Safarudin Gazali Herawan; Abdul Hakim Rohhaizan; Azma Putra; Ahmad Faris Ismail
Journal: ISRN Mechanical Engineering
 (2014)

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## Abstract

The waste heat from exhaust gases represents a significant amount of thermal energy, which has conventionally been used for combined heating and power applications. This paper explores the performance of a naturally aspirated spark ignition engine equipped with waste heat recovery mechanism (WHRM). The experimental and simulation test results suggest that the concept is thermodynamically feasible and could significantly enhance the system performance depending on the load applied to the engine. The simulation method is created using an artificial neural network (ANN) which predicts the power produced from the WHRM.


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## Body

## 1. Introduction

The number of motor vehicles continues to grow globally and therefore increases reliance on the petroleum and increases the release of carbon dioxide into atmosphere which contributes to global warming. To overcome this trend, new vehicle technologies must be introduced to achieve better fuel economy without increasing harmful emissions. For internal combustion engine (ICE) in most typical gasoline fuelled vehicles, for a typical 2.0 L gasoline engine used in passenger cars, it was estimated that 21% of the fuel energy is wasted through the exhaust at the most common load and speed range [1]. The rest of the fuel energy is lost in the form of waste heat in the coolant, as well as friction and parasitic losses.Since the electric loads in a vehicle are increasing due to improvements of comfort, driving performance, and power transmission, it is therefore of interest to utilize the wasted energy by developing a heat recovery mechanism of exhaust gas from internal combustion engine. It has been identified in [2] that the temperature of the exhaust gas varies depending on the engine load and engine speed. The higher the engine speed the higher the temperature of the exhaust gas. Significant amounts of energy that would normally be lost via engine exhausts can thus be recovered into electrical energy. Theoretically, the energy from the exhaust gas can be harnessed to supply an extra power source for vehicles and will result in lower fuel consumption, greater efficiency, and also an overall reduction in greenhouse gas emission.The recovery and conversion of this heat into useful energy is a promising approach for achieving further reductions in fuel consumption and, as a result, reduction of exhaust emission. Among other technologies for waste heat recovery such as thermoelectric generators [3–5], secondary combustion for emission reduction [6], thermal storage system from heat exchanger [7], and pyroelectric using heat conduction [8], the Organic Rankine Cycle (ORC) has shown promising results and is already well established in many applications on automotive field [2, 9–14]. However, the construction, weight, and control system of the ORC still encounter some problems when installed in the motor vehicle.The number of components of ORC and their volume have to be reduced due to restrictions in costs, space and weight, as well as complexity of steam pressure and temperature control during the transient operation.In this study, a simple novel waste heat recovery mechanism (WHRM) is proposed. The WHRM is a device adapted from a turbocharger module, where the compressor part is replaced with a DC generator to produce an output current and voltage. This simple and low cost structure with straight forward energy recovery and with complexity-free control system is expected to be a great alternative application for an energy recovery system.In order to predict this output power, the artificial neural network (ANN) is employed. This ANN approach has been applied in a spark ignition engine to provide good estimation of the desired output parameters when sufficient experimental data were provided [15–25]. The ANN can create a model of physical behavior in a complex system without requiring explicit mathematical models.


## 2. Experimental Setup and Testing Procedures

The experiment was performed on a Toyota vehicle having 1.6 liter in-line four-cylinder gasoline engine. Table1 shows the specification of the test engine.Table 1
Specification of the test engine.
Type
Specification
Valve train
DOHC 16 valves
Fuel system
Multi point fuel injection
Displacement
1587 cc (in-line)
Compression ratio
9.4 : 1
Bore
81 mm
Stroke
77 mm
Power
112 Hp @ 6600 rpm
Torque
131 Nm @ 4800 rpmA schematic diagram of the experimental setup is shown in Figure1. A 75 Watt bulb was used as a load causing the DC generator to produce an output current and voltage which were recorded in a computer through USB digital multimeter. The air duct to the intake manifold of engine was equipped with a pitot tube digital anemometer to measure the volume flow rate of the intake air. The engine speed and the WHRM turbine speed were continuously monitored using an optical tachometer allowing the digital data to be recorded in a computer through USB data acquisition module. This was also applied for the data of the throttle position for intake air captured using the existing throttle sensor in the experimental vehicle. The test was conducted on the road with variable vehicle speed up to 70 km/h with normal driving. Some features of the instrumentation are summarized in Table 2.Table 2
Details of the instrumentation used in the experiment.
Measured variable
Instrument
Brand
Range
Uncertainty
Air volume flow rate [m3/min]
Pitot tube anemometer
Extech
0–99,999
±3% rdg
Throttle angle [degree]
Existing throttle sensor
—
—
—
Engine speed [rpm]
Optical tachometer
Compact
100–60,000 rpm
±0.5%
WHRM turbine speed [rpm]
Optical tachometer
Compact
100–60,000 rpm
±0.5%
Voltage [V]
USB multimeter
Pros’Kit
0–600 V
±(0.5% + 4 d)
Current [A]
USB multimeter
Pros’Kit
0–10 A
±(1.2% + 10 d)Figure 1
The schematic layout of the experimental setup of the WHRM.


## 3. Artificial Neural Networks (ANN)

Artificial neural networks (ANN) have been used in a broad range of applications, including identification, optimization, prediction, and control processes [15–25]. The ANN basically uses the data input and data output to generate algorithm that consists of interconnected processing nodes known as neuron. Each neuron accepts a weighted set of inputs and responds with an output.The data in this study were obtained from the experimental results with 235 measurements (termed here as pattern). The ANN is used to model the output voltage and current produced from the WHRM. The inputs for the ANN network are the air volume flow rate, throttle angle, engine speed, and WHRM turbine speed, while the outputs are voltage and current produced from WHRM.The data from the experimental tests were used to train and test the ANN algorithm. As many as 199 patterns were employed as the data sets to train the network, while the remaining 36 patterns were used as the test data. The architecture of ANN is 4-5-2 corresponding to 4 input values, 5 hidden neurons on one hidden layer with the tan-sigmoid (tansig) transfer function, and output layer with purelin transfer function for 2 output values as shown in Figure2.Figure 2
The architecture of the ANN.The back-propagation learning algorithm was used in a feed-forward network where the training procedure adjusted the weighting coefficients using Levenberg-Marquardt algorithm (LM). This learning algorithm has also been employed in [19–25].The structure of the ANN is shown in Figure3. The computer program was performed under MATLAB environment. In the training, increasing number of hidden neuron (5, 6, 10, 20, and 30) was implemented in the hidden layer. When the network training was completed, the network was tested with the train patterns and the test patterns. The statistical methods of correlation coefficient (R) and root mean square error (RMSE) were implemented for comparison.Figure 3
Detailed structure of the ANN.


## 4. Results and Discussion

Figure4 shows the measured data of the air volume flow rate, throttle angle, engine speed, WHRM turbine speed, and the output voltage and output current from the experiment. Note that the results were taken in the actual measurement. Therefore all the measured parameters are in full dynamic condition, meaning that none of the parameters was under control. Correlations between all the parameters can be clearly observed, for example, those between the 160th and 180th patterns. The change of throttle angle affects directly to the air flow rate, engine speed, and WHRM turbine speed, which eventually changes the output current and voltage accordingly.Figure 4
The measure data from experimental vehicle.From Figure4, it can be seen that the maximum current produced by the DC generator can reach up to 3.5 A and the output voltage of up to 24 V. Note that the experiment tests were conducted in the residential area with limited straight line road. The output current and voltage might be greater if the test is performed on a full straight road and with optimum load.These results were used as the data input and output for the ANN. All these input and output values were preprocessed to weight the data to have values between −1 and 1. The simulation was performed with a fast training, which was located around 50 epochs to observe the simulation results with fast iterations.Table3 summaries the error values of the train and the test from the ANN. It shows that increasing the hidden neuron increases the values of R training and decreases those of RMSE training. This means that the network was able to accurately learn the training data sets. However, due to the lack of number of data sets for the training, the RMSE of the test values increases leading to greater error. This means that the present data sets for the training were not sufficient to handle the data test. As the results from the experimental vehicle were obtained from a dynamic, nonlinear condition, which might lead to greater uncertainty in the measured results; thus, sufficient data set for the training is highly important in this case.Table 3
Error values of the ANN approch for the output current and voltage used in training and test.
Neuron
R training
RMSE training
RMSE test
5
0.91777
2.164879
2.02931
6
0.924
2.09122
2.576063
10
0.9452
1.750057
4.447449
20
0.97384
1.087244
9.648938
30
0.98225
0.791896
19.30999Comparisons between experimental results and ANN simulation for the output current and voltage in the data train sets using 5 hidden neurons are presented in Figure5. It can be seen that the ANN simulates the two parameters for the entire range of the patterns with good agreement, although the number of the data training sets is only 199 patterns.Comparisons of simulation train data and experimental results for current and voltage in 5 hidden neurons.
(a)
(b)For the data test sets, comparisons between experimental results and ANN prediction for the output current and voltage using 5 hidden neurons are presented in Figure6. The simulation can be seen to follow the trend of the experimental data, although disagreement can be observed for example between the 25th and 30th pattern, particularly for the output current in Figure 6(a) where the simulation overestimates the experimental result. To improve the prediction result, more date sets are therefore required.Comparisons of ANN predictions (test data) and experimental results for current and voltage in 5 hidden neurons.
(a)
(b)


## 5. Conclusions

Utilization of waste heat energy from the exhaust gas using a WHRM system in a spark ignition engine has been reported. The system has been proven to produce current up to 3.5 A and voltage up to 24 V at normal driving in rural environment. As many as 235 test data were used as the input for the ANN network where the ANN prediction has been shown to give reasonably good agreement with the measured data, although more data sets are required to improve the simulation. The proposed system could become a potential energy recovery that can be stored in the auxiliary battery to be used for electrical purposes such as air conditioning, power steering, or other electrical/electronic devices in an automotive vehicle.



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*Source: 240942-2014-03-30.xml*