# Transcriptional Factor NF-κB as a Target for Therapy in Parkinson's Disease

Authors: Patrick M. Flood; Li Qian; Lynda J. Peterson; Feng Zhang; Jing-Shan Shi; Hui-Ming Gao; Jau-Shyong Hong
Journal: Parkinson's Disease
 (2011)

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## Abstract

Parkinson's disease (PD) is a neurodegenerative condition characterized by chronic inflammation. Nuclear factorκB (NF-κB) is a family of inducible transcription factors that are expressed in a wide variety of cells and tissues, including microglia, astrocytes, and neurons, and the classical NF-κB pathway plays a key role in the activation and regulation of inflammatory mediator production during inflammation. Activation of the classical NF-κB pathway is mediated through the activity of the IKK kinase complex, which consists of a heterotrimer of IKKα, IKKβ, and IKKγ subunits.  Targeting NF-κB has been proposed as an approach to the treatment of acute and chronic inflammatory conditions, and the use of inhibitors specific for either IKKβ or IKKγ has now been  found to inhibit neurodegeneration of TH+ DA-producing neurons in murine and primate models of Parkinson's disease. These studies suggest that targeting the classical pathway of NF-κB through the inhibition of the IKK complex can serve as a useful therapeutic approach to the treatment of PD.


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## Body

## 1. Introduction

Parkinson's disease (PD) is a progressive degenerative disorder of the central nervous system (CNS) that leads to impairment of motor skills and speech, as well as other functions. While the disease mechanisms that ultimately cause PD are still unclear, it is believed that the progressive nature of PD is characterized by chronic inflammation-induced neurodegeneration of dopamine-producing neurons within the substantia nigra (SN) and striatum    [1–4]. It is now well documented that microglial activation results in the loss of dopaminergic neurons (DA-neurons).  The premise of microglia activation in PD has been supported by analysis of postmortem brains from PD patients, which provides clear evidence of microglia activation in the SN.  In the brains of patients with PD, large numbers of human leukocyte antigen (HLA-DR) and CD11b-positive reactive microglia were found in the SN, a region in which the degeneration of DA-neurons was most prominent    [5–8].   In addition, levels of proinflammatory mediators, including TNFα, IL-1β, IL-6, and eicosanoids are elevated in the brains and peripheral blood mononuclear cells (PBMCs) of patients with PD    [6, 7].  Nitrite in the cerebrospinal fluid as well as increased expression of inducible nitric oxide synthase (iNOS) within the SN have been found in PD patients    [9, 10].  All of these findings lend strong support to the association of inflammation and PD.  Many of these inflammatory mediators have been demonstrated to have strong neurotoxic effects on DA-neurons    [1, 11–14], and the central cell implicated in the initiation and execution of inflammatory responses within the CNS is the microglial cell.  The pro-inflammatory response of the microglial cell is primarily mediated by the transcription factor NF-κB, which is activated by pro-inflammatory signals and controls the gene expression of most of the inflammatory mediators produced by microglial cells.  Understanding the role of inflammation in the etiology of PD, developing effective anti-inflammatory therapies directed at NF-κB activity in microglia, and determining the efficacy of these NF-κB inhibitors in protecting DA-neurons from degeneration are of particular interest as therapeutic approaches aimed at stopping and reversing the debilitating effects of PD.


## 2. Microglial Cells, PD, and Mechanisms of Inflammation

The etiology of PD suggests that chronic production of inflammatory mediators such as TNFα, nitric oxide (NO), and IL-1β mediates a significant amount of neuronal tissue destruction, and the major cell within the CNS that produces these mediators is the microglial cell.  Several agents which directly activate microglia have been shown to induce neurotoxicity to DA-producing neurons both in vitro and in vivo.  These include LPS    [14], f-Met-Leu-Phe (fMLP), β-amyloid peptides [15], Parkin    [16], and aggregated or nitrated-α-synuclein    [17]. In addition, several direct neurotoxins such as 1-methyl-4-phenyl-1,2,3,6-tetrahydropyridine (MPTP) and 6-hydroxydopamine (6-OHDA) can activate microglia through the release of cellular contents, which leads to an exacerbation of the neurotoxicity    [18–21].  There is also a strong correlation between environmental factors which lead to the induction of an inflammatory response within the brain, including traumatic brain injury    [22, 23] and infection [24], and the ultimate onset of PD. Once activated, microglial cells produce a wide variety of inflammatory mediators which serve to promote an innate immune response, including inflammatory cytokines, chemokines, prostaglandins and leukotrienes, NO, reactive oxygen species (ROS), and glutamate.Figure1 proposes our model on the role of inflammation in progressive neurodegeneration like that seen in PD.  Pro-inflammatory signals such as infection, trauma, stress, or exposure to environmental factors can directly activate microglial cells.  Activated microglial cells, like macrophages, undergo changes that enhance their microbicidal effectiveness and their ability to modulate the inflammatory immune response.  These changes include enhanced phagocytic ability, microbial killing, antigen presentation, and inflammatory cytokine production. Activated microglial cells then secrete these inflammatory cytokines, such as  TNF-α, IL-1β, MIP-1α, and IL-6 [25], which can both recruit new inflammatory cells as well as lead to direct killing of DA neurons.Figure 1Activated microglial cells also release NO, which is produced by inducible nitric oxide synthase (iNOS) [26]. Furthermore, microglial cell activation leads to enhanced respiratory burst activity as well. The microglial respiratory burst is characterized by the release of various reactive oxygen species (ROS) including superoxide radicals and hydrogen peroxide. It is now clear that many of the inflammatory mediators produced by activated microglia can actively trigger apoptosis in neuronal cell cultures. These mediators include tumor necrosis factor-α (TNF-α) [27] nitric oxide (NO), interleukin-1β (IL-1b, cathepsin-B) [7, 28], glutamate    [29, 30], IL-8 [31], and ROS [10].  Highly elevated levels of several of these inflammatory mediators (TNF, NO, PGE2, IL-1β, IL-6) can be found in the cerebrospinal fluid (CSF) of PD patients, as well as in the brain SNpc tissue of PD patients when analyzed in postmortem autopsies    [7, 9, 10, 27, 32, 33]. Interestingly, NF-κB activation is required for all of these mediators to be produced by microglial cells.  In addition, microglial cells can be activated following the death of DA-neurons from either inflammatory damage or from the direct effects of DA-neurotoxins such as MPTP or 6-OHDA.  It has also been found that intranigral and/or plasma TNF levels remained elevated in MPTP-treated rodents or nonhuman primates one year after administration of the neurotoxin    [34]. Once microglial cells have been activated to release neurotoxic inflammatory mediators, further DA neuronal damage occurs which results in the generation of reactive microgliosis, a process by which there is a self-perpetuating cycle resulting in sustained chronic neuroinflammation that drives the progressive neurodegeneration in PD.  This process leads to the chronic nature of the disease and to sustained neuronal damage over a prolonged period of time.  Therefore, intervention with anti-inflammatory reagents such as NF-κB inhibitors could function to inhibit the initial activation of microglial cells or to halt the continual reactivation which occurs during reactive microgliosis, which is the hallmark of this chronic inflammatory condition.  Ultimately, reactive microgliosis, if left unchecked, will result in destruction of DA-producing neurons.


## 3. The Biology of NF-κB

Many of the inflammatory mediators involved in inflammation and DA neurodegeneration in PD have a common feature:  their expression in microglial cells is primarily regulated by NF-κB.  The transcription factor NF-κB, first described by David Baltimore’s group in 1986 as a transcription factor which is essential for the expression of mouse kappa light chain genes    [35, 36], has now been found to control gene expression of many of proinflammatory responses.  NF-κB is a “master switch” for inflammatory gene expression    [37]. Inflammatory cytokines such as TNF and IL-1α and β, bacterial products such as lipopolysaccharide (LPS), and products of cellular damage strongly activate inflammatory responses through the activation of NF-κB.  NFκB subsequently plays an essential role in the inflammatory response through regulation of genes encoding inflammatory cytokines (IL-1β, TNFα, IL-12/23), chemokines (IL-8, MIP-1α, MCP-1   [38–40]), nitric oxide production (iNOS), NADPH oxidase subunits p47 and p67    [41, 42], and adhesion molecules (ICAM-1, VCAM, and E-selectin    [43, 44]).  Activation of NF-κB is a key event in many chronic inflammatory diseases such as asthma, cardiovascular disease [45], tissue reperfusion injury [46], experimental autoimmune encephalomyelitis (EAE) [47], rheumatoid arthritis [48], and inflammatory bowel disease (IBD) [49]. Many of the standard agents used to treat human inflammatory conditions, including sulfasalazine, 5-aminosalicylates, and corticosteroids, as well as some natural anti-inflammatory compounds such as IL-10, TGFβ1, β2AR agonists, glutamate, and curcumin, among others, have been postulated to exert some of their anti-inflammatory effects through NF-κB inhibition    [41, 50–52].  We and others have found that these compounds are potent inhibitors of microglial activation and are neuroprotective to DA neurons in vitro and/or in vivo.  Thus, NF-κB activity emerges as a key target to control the chronic inflammation in humans, and strategies for its use in PD to inhibit NF-κB activity in microglial cells more potently may lead to more effective treatments for PD.The NF-κB family consists of dimeric transcription factors which include five members: c-Rel, RelA (p65), RelB, NF-κB1 (p50/p105), and NF-κB2 (p52/p100).  There are two major pathways of activation: the classical or canonical pathway and the alternate or noncanonical pathway. The classical pathway, which is thought to regulate the production of most pro-inflammatory mediators, is mediated through the activation of a dimer of Rel proteins p50 and p65, complexed within the cytosol to the inhibitory complex IκBα [41]. The activation of the classical NF-κB pathway is dependent on the phosphorylation, ubiquitination, and subsequent proteasome-dependent degradation of IκBα.  The phosphorylation of IκBα on serine residues is mediated by IκB kinase (IKK), which is a molecular complex of three proteins consisting of a  heterodimer of the two catalytic units IKKα and IKKβ, along with IKKγ (the NF-κB essential modulator, NEMO)    [53–55].   Mice null for IKKβ, IKKγ, or p65 but not IKKα are embryonic lethal as a result of massive liver apoptosis.  Cells derived from these embryos are unresponsive to classical NF-κB inducers such as TNFα and IL-1β    [56–58], demonstrating a signaling link between p65, IKKβ, and IKKγ subunits. Activation of the IKK in response to inflammatory mediators like TNFα, IL-1β, and LPS depends critically on the presence of the IKKγ (NEMO) subunit of the IKK complex [55, 59] and results in the phosphorylation of the IκB by the kinase activity of IKKβ    [53, 54].  An N-terminal region of NEMO associates with a hexapeptide sequence within the C-terminus of both IKKα and IKKβ, named the NEMO-binding domain (NBD), and disruption or mutation of this NEMO-NBD interaction site on either IKKβ or IKKγ results in a loss of responsiveness of cells to pro-inflammatory signaling.On the other hand, the noncanonical pathway of NF-κB consists of heterodimers of Rel proteins p100/RelB that also have transcriptional activity but appear to play more of a regulatory role in cellular activation and differentiation rather than in inflammation.  In response to a set of factors that include CD40L, B cell-activating factor, and lymphotoxin-β, NF-κB is activated through an alternative pathway independent of IKK [60–65]. Instead, activation proceeds through the NF-κB-inducing kinase (NIK) that phosphorylates and activates IKKαα homodimers which, in turn, phosphorylate p100 in complex with RelB. This leads to ubiquitin-dependent processing of p100 to p52 and translocation of p52/RelB to the nucleus    [63, 64].  Cytokine-induced activation of the noncanonical pathway of NF-κB is accompanied by an increase in the concentration of nuclear IKKα that phosphorylates histone H3 [66, 67]. In cells exposed to cytokines, nuclear IKKα regulates gene expression through promoter-associated histone phosphorylation and binding to promoter regions of NF-κB responsive genes. Mice deficient in IKKα die perinatally, with phenotypical changes of dermal and skeletal development    [68–71].  B-cell activating factor, NIK, and p100/p52 knockout mice have similar phenotypes    [72, 73], suggesting that these molecules are all part of the same linear nonclassical signaling cascade. In addition, the classical and alternative pathways are thought to regulate distinct genes in response to their various activators [65].  Relevant to PD, it has now been found that the canonical pathway is highly activated within the SN of animals undergoing DA neurodegeneration, and after-mortem in the brains of PD patients    [74, 75].  On the other hand, the non-canonical NF-κB pathway is found to be activated in regenerating DA-neurons from rats treated with glial-derived neurotrophic factor (GDNF), while the canonical p65/p50 pathway is concomitantly decreased, suggesting that this non-canonical NF-κB pathway is important in neuron regeneration of DA neurons within the SN    [76].


## 4. Therapeutic Usage of Specific NF-κB  Inhibitors in Chronic Inflammation

Due to the central role of the IKKγ and Ikkβ molecules within the IKK complex in activating inflammation, the identification of selective IKKβ and IKKγ inhibitors that do not target IKKα or the P100/p52 pathway as therapeutic agents in treating chronic inflammation is of considerable interest.  Two specific inhibitors of NF-κB have emerged that appear to be highly therapeutically active in the treatment of several chronic inflammatory diseases, and which provide possible therapeutic approaches to the treatment of PD. The first is a peptide directed against the N-terminal region of NEMO that associates with a hexapeptide sequence within the C-terminus of both IKKα and IKKβ, named the NEMO-binding domain (NBD). This cell permeable peptide spans the NBD and disrupts the association of NEMO with IKKs in vitro and blocks TNFα-induced NF-κB activation in vivo    [77, 78]. Notably, the NBD peptide does not affect basal activity of the IKK but only suppresses the induction of activity in response to inflammatory cytokines    [77]. Continuous administration of the NBD peptide effectively ameliorates inflammatory responses in animal models without overt signs of toxicity [78]. Additionally, in mouse models of chronic inflammation, including collagen-induced arthritis (CIA)    [79, 80], experimental allergic encephalomyelitis (EAE), Duchenne’s muscular dystrophy (Peterson et al., manuscript in submission), and inflammatory bowel disease (IBD)    [81], in vivo treatment with NBD peptides blocked disease activity, inflammatory cytokine expression, and homing of cells to inflammatory sites. Furthermore, mice treated systemically with an NBD peptide for five days after induction of CIA maintained clinical and histological improvement for nearly three weeks following termination of peptide administration    [79]. It is important to note that in the therapeutic use of NBD peptide, there was no evidence of undesired off-target effects as the treatment with NBD peptide was shown to be specific for inhibiting NF-κB signaling, exhibiting no inhibitory effects towards JNK or p38 MAPK pathways [78]. The safety profile for NBD is favorable as well. In vivo, systemic delivery of NBD is not associated with any described toxicity in mice or rats, and inhibition of NF-κB has been demonstrated to ameliorate an ever-growing list of inflammatory disease conditions    [77–79, 82, 83]. Therefore, the therapeutic effect of the short-lived NBD peptide may far outlast its pharmacokinetic properties. Thus, selective IKK inhibition by NBD peptides may (i) be an effective therapeutic intervention in chronic inflammatory diseases; (ii) lead to durable alterations in immune responses that correlate with durable clinical efficacy; (iii) minimize potential toxicity concerns associated as basal NF-κB activity remains intact as does the alternative pathway of NF-κB activation necessary for B-cell development and lymphoid organogenesis.A second approach to the inhibition of inflammation has been to utilize small molecule inhibitors that specifically block the kinase enzymatic activity of IKKβ.  One such specific inhibitor, called Compound A, is a small molecule inhibitor of the kinase activity of IKKβ but not IKKα.  Compound A, also known as BAY-65-1942 (7-[2-(cyclopropylmethoxy)-6-hydroxyphenyl]-5-[(3S)-3-piperidinyl]-1,4-dihydro-2Hpyrido [2,3-d] [1,3]-oxazin-2-one hydrochloride), has been shown to specifically and effectively block the catalytic activity of IKKβ, inhibiting its ability to phosphorylate IκB and activate the cytosolic p50/p65 NF-κB heterodimers    [84, 85]. Compound A has been used extensively in vivo, and it has now been found to prevent pulmonary inflammation    [86], to attenuate myocardial injury and dysfunction after ischemia-reperfusion injury [84], and to prevent graft versus host disease in murine models of GVHD (Serody et al., personal communication).  Other IKKβ inhibitors, including PS-1145    [87] and TPCA-1    [88], have been shown to effectively prevent graft versus host disease in a murine bone marrow transplant model    [89], to enhance sensitivity of multiple myeloma cells to chemotherapy by inhibiting the protective effects of NF-κB    [90], to inhibit melanoma growth in vivo    [91–93], and to inhibit the growth of colon cancer    [94]. These inhibitors work primarily through the inhibition of IKKβ, and their specific suppression of the canonical NF-κB signaling pathway and consequent decrease in serum levels of TNFα and IL-6 are the main features which mediate their inhibitory activity.


## 5. NF-κB and DA Neuroinflammation

We have found that a number of anti-inflammatory compounds have been demonstrated to have efficacy in protecting DA-neurons from degeneration mediated by inflammatory damage.  These compounds include IL-10    [95, 96], TGFβ1    [97, 98], morphinan derivatives    [99], and DPI, an inhibitor of oxidative stress responses    [100].  It is well known that while these compounds have numerous regulatory effects on multiple biological targets, one of their primary anti-inflammatory features is the inhibition of NF-κB within macrophages and microglial cells [101].  Recently, it has been demonstrated that several other compounds, including pioglitazone (a PPARγ agonist), curcumin    [102], and salmeterol (a β2AR agonist, our reference [103]), function to inhibit DA neurodegeneration by inhibiting NF-κB.  However, the most compelling data suggesting a central role for NF-κB as a regulatory target for PD therapy comes from the use of specific NF-κB inhibitors, which have recently been used in murine models of PD to determine if therapeutic administration of these inhibitors could halt the progression of neurodegeneration induced by the neurotoxin MPTP    [104] or by activation of CNS inflammation by the intracranial injection of LPS    [105].  Compounds that block the activation of NF-κB are capable of inhibiting the two major inflammatory pathways in microglia—activation of oxidative stress and production of inflammatory mediators, including cytokines TNFα, IL-1β, and IL-6, as well as chemokines associated with inflammation [101].  Ghosh et al. have used the NBD peptide and a mutant peptide control to study the efficacy of NF-κB inhibition in stopping or reversing the neurodegenerative effects of MPTP administration in a murine model of PD    [104].   Evidence shows that there is a marked increase in NF-κB activation within the midbrain of animals undergoing neurodegeneration as a result of MPTP administration, as well as in the SNpc of PD patients    [75, 104], and this activation occurs in the TH+ DA-neurons and in astrocytes and microglia.  Administration of NBD peptide but not the mutant control peptide was shown to inhibit MPP+ induced NF-κB activation in vitro in microglia, astrocytes, as well as in BV-2 microglial cells, as determined by DNA binding and transcriptional activity.  More importantly, administration of NBD peptide but not the mutant peptide prior to the injection of MPTP in vivo significantly inhibits the activation of NF-κB within the midbrain region.  This inhibition of NF-κB activation is accompanied by a concomitant reduction in inflammatory mediator mRNA expression within the SNpc, as well as the expression of activation markers CD11b and GFAP by microglia and astrocytes, respectively.  Mice receiving NBD peptide but not mutant peptide prior to MPTP injection also showed highly significant protection of the nigrostriatum from MPTP-induced neurodegeneration of the TH+ neurons and the loss of dopamine production, as well as improvement in their locomotor function compared with MPTP-injected mice given mutant peptide.    More importantly, administration of NBD peptide 2 days subsequent to the injection of MPTP shows substantial protection of TH+ neurons, suggesting that NBD peptide can be used therapeutically to slow down or halt the progression of DA neurodegeneration in MPTP-treated animals    [104].  Infrared analysis of the brains of NBD-treated animals determined that peptide could be found within the brain tissue in significant quantities, suggesting that the NBD peptide could cross the blood-brain barrier (BBB) and reach the site of inflammation.  It remains to be determined the mechanism of NF-κB inhibition within the SNpc, but these data suggest that NF-κB is a viable target for therapy for PD patients.Subsequently, we have used the IKKβ inhibitor compound A in LPS-induced neurodegeneration to determine if, similar to NBD peptide, inhibition of the canonical NF-κB pathway could halt inflammation-induced DA neurodegeneration.  In this model, LPS is injected directly into one side of the midbrain of rats, leading to inflammation-induced degeneration of DA-neurons    [105].  It was found that IKKβ inhibitor compound A was capable of strongly inhibiting the activation of NF-κB in vitro and in vivo, as well as the mRNA expression and subsequent release of pro-inflammatory mediators.  Compound A also significantly inhibited LPS- and MPTP-induced DA neurotoxicity in vitro, and this neuroprotective activity required the presence of microglial cells.  Most importantly, administration of compound A to animals injected intranigrally with LPS attenuated LPS injection-induced DA neuronal loss and microglia activation within the SNpc    [105]. Taken together, these data provide strong evidence that NF-κB offers an excellent therapeutic target to inhibit DA neurodegeneration, and that significant additional work needs to be performed to determine the optimal approach and agent best suited for the treatment of PD.


## 6. Conclusion

Strong evidence now exists that inflammation plays a key role in the neurodegeneration seen in PD, and that effective anti-inflammatory therapy can be very useful in slowing down or preventing the chronic destruction of DA-neurons which is the hallmark of the disease.  While a number of anti-inflammatories have already been developed and utilized, many of these compounds have multiple off-target effects or do not show strong efficacy in the treatment of PD.  In addition, it is not yet clear the best target for anti-inflammatory therapy in PD and other chronic inflammatory conditions.  NF-κB, the “master switch” of inflammation, offers an ideal target for therapy because of its key role in the production of the inflammatory mediators known to exhibit DA neurotoxicity in vitro and in vivo.  Targeting the activation pathway of NF-κB by inhibiting the IKK complex has now been shown to be a highly effective therapy for the treatment of neurodegeneration in murine models of PD and offers us a new avenue of investigation towards the development of more effective therapies aimed at stopping and reversing DA-neuron loss in this disease.



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