# A Retrospective Study of Treatment Complexity and Efficiency in a Brazilian Undergraduate Comprehensive Dental Care Program

Authors: Sandra Cristina Guimarães Bahia Reis; Laura Barbosa Santos; Cláudio Rodrigues Leles
Journal: Education Research International
 (2011)

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## Abstract

The aim of the study was to explore treatment efficiency in an undergraduate comprehensive dental care program (CDCP). The study sample consisted of the records of 652 patients from the CDCP of the School of Dentistry, Federal University of Goias, Brazil, who were treated in the period from 2004 through 2009. A total of 45 clinical procedures performed by the students was listed and a panel of 19 judges, graded the perceived complexity of each procedure on a 11-point scale using an adaptation of the Thurstone method. Spearman's correlation, one-way Anova, Kaplan-Meier, and Cox regression were used to build a predictive model for time-to-event data—completion of treatment (CT). Treatment time for CT was correlated with complexity scores (r=0.60; P<0.001). The average estimated median months for CT was 23.0 (95%CI = 19.6–26.3) and was significantly different (P<0.001) among complexity levels (low 13.0, intermediary 19.0, high 47.0). When low complexity was the reference category, estimated changes in risk for incomplete treatment were greater for intermediary (HR=0.54; 95%CI = 0.40–0.75) and high complexity cases (HR=0.32; 95%CI = 0.23–0.45). The results indicated that treatment complexity has a large influence on undergraduate CDCP efficiency and should be considered when planning organizational strategies for the clinical environment.


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## Body

## 1. Introduction

Undergraduate comprehensive dental care is an instructional program that aims to provide appropriate care for patients’ general dental needs. In the Comprehensive Dental Care Program (CDCP), students have the opportunity to become familiar with their future clinical practice and to develop not only technical skills, but also professionalism, ethics, time management, critical thinking, decision making, and interpersonal and communication skills [1].Assessments of CDCP usually focus on productivity [2, 3], patient satisfaction [4–6], or quality of care [7]. Other studies explored factors affecting efficiency of care, based on the completion of treatment [8] and ratio of visits to patients [7]. In CDCP settings, efficiency may be associated with completion of treatment with fewer visits and in shorter time periods. Compared with services provided by dental graduates, care provided by students may require more time and more visits [7]. In addition to the fact that students are less productive, other intrinsic characteristics of the clinical setting may affect the efficiency of care such as patient selection criteria, financial and human resources, clinical assistance boundaries, tutorship arrangements, and technical resources.In addition, standards of efficiency of care must be compatible with academic requirements of the dental curriculum. An appropriate balance between high-quality dental education and effective care is a major challenge for many dental schools. In Brazil, educational policies for health care areas are required to be in line with national health system policies, particularly in public schools. Brazilian Curriculum Guidelines for Dentistry [9] reinforce that schools must graduate dental professionals who have a comprehensive view of community needs, general abilities, and competencies, and who are able to promote sensitive comprehensive care and can work cooperatively with other health professionals to promote effective health care.In 2006, the Commission on Change and Innovation in Dental Education of the American Dental Education Association (ADEA) identified the need for changes in dental education concerning the challenges of funding and limited access, marginalization of dentistry as a specialized health care service unavailable to the poor, and the nature of dental education itself, described as convoluted, expensive, and dissatisfying to students [10]. Factors such as inflexible and overcrowded curricula, lack of student autonomy, passive learning environments, and lack of effective connectivity among dental clinical areas commonly decreased efficiency of care by inhibiting the ability of students and tutors to complete treatments in reasonable amounts of time.Although curriculum changes are mandatory, appropriate selection of patients according to different treatment complexity levels may be an effective way to improve treatment efficiency, student productivity, and patient satisfaction. In addition, appropriate patient selection might stimulate environmental reorganization and improve the management of clinical setting routines. Thus, the aim of this study was to investigate efficiency of care with respect to the completion of treatment in a CDCP in a Brazilian public dental school and to explore the influence of treatment complexity on time and rate of treatment completion.


## 2. Material and Methods

A retrospective cohort study was designed to include all patients from 2004 through 2009 who attended the CDCP of the School of Dentistry, Federal University of Goias, located in the midwestern region of Brazil. The study protocol was approved by the School’s ethical research committee.This public dental school has a five-year curriculum, and the CDCP is in the last two years. The clinical setting has 32 complete dental equipments for 60 students; the sets are distributed in separate rooms and common areas that are used for dental materials and to scrub instruments. About eight tutors supervise clinical work, and the patients are seen by two students—one as the operator and the other as the auxiliary.The Patient Attendance Service of the school registered 1406 patients who were seen at the CDCP, including regular and conditional patients. All of these patients had made appointments for treatment. Patients were excluded in the following cases: no initial appointment with clinical examination registration (n=269), patients with treatment initiated in another clinic of the school (n=146), screened patients with treatment not initiated (n=79), conditional patients (n=147), and patients with incomplete data (n=133). Data were gathered from July 2009 through April 2010.Three trained research assistants participated in data collection and retrieved the following information from the patient’s dental records: patient identification, initial clinical conditions, treatment plan, treatment procedures, number of appointments, time in months of treatment, dates of the first and last appointment, and treatment status (completed or not completed). Treatment was considered completed when the prescribed treatment plan was fully accomplished and the case was registered as completed in the patient record.Treatment procedures were categorized according to the Brazilian Dental Association reference document [11]. A list 45 treatment procedures was obtained, and the frequency of each procedure was recorded by patient. In the next step, an adaptation of the Thurstone method for scaling was used to measure the relative complexity of the entire treatment for each patient [12]. The method is based on the assumption that the distribution of attitudes of a group on a specific issue may be represented by a frequency distribution. The scale was constructed to represent the students’ and the tutors’ attitudes toward the performance of dental procedures in the CDCP environment, including aspects such as the difficulties associated with the tasks relative to the specific procedures and the time consumed to complete them.A group of 19 judges (10 tutors and 9 students) agreed to have their attitudes measured relative to their judgment of treatment complexity. They received a letter with instructions and an explanation of the scaling process. Lists containing the 45 dental procedures were presented in a random order to the judges. Procedures were typed on small slips, one procedure on each slip. A set of these 45 slips was given to each judge. They were also given eleven master slips of the same size numbered from 1 to 11.Only two of these slips were labeled as to the kind of opinions that should be placed on them, namely, 1, which contained the statement “This pile expresses most simple procedures,” and 11, which contained the statement, “This pile expresses the most complex procedures.” The judges were asked to sort the 45 procedures into eleven piles to represent an evenly graduated series of attitudes from those procedures considered by them as extremely simple (first pile) to those which are very complex (last pile) in the CDC context. The subjects were free to adjust the slips in the piles so that the intervals in attitudes from one pile to the next seemed to be equal. The subjects were also instructed not to try to place the same number in each pile, as the slips should not be evenly distributed [12].The returns were tabulated so as to show for each judge the pile in which every one of the 45 procedures was placed to represent the complexity score of each procedure. A mean score was obtained by summing the scores of the judges for each procedure and divided by the number (19) of judges. The mean score of the procedure was then multiplied by the number of procedures performed in each patient, and a summative score was obtained to represent the final patient complexity score for each patient.Exploratory analysis was used to check data inconsistencies and distribution, to codify variables, and to create variable categories. Descriptive analysis was used to describe the main quantitative features of the data. Inferential analysis included Spearman’s correlation, one-way Anova, Kaplan-Meier survival analysis, and Cox regression which were used to build a predictive model for time-to-event data. Cox regression was used to investigate the effect of treatment complexity upon the time probability to complete treatment. For the estimation of time for completion (CT), the date of the first treatment appointment until the last treatment appointment with patient discharge from treatment (terminal event) or last appointment without treatment finalization (censored cases) considered. The censored cases included patients under treatment at the end of data collection, patients who abandoned the treatment, and patients with treatment interrupted. SPSS 17.0 software was used to construct the database and for data analysis.


## 3. Results

Of the final study sample (652 patients), 253 (38.8%) had completed treatment. Table1 describes their demographics and treatment characteristics. Patients were mainly female and middle aged (mean 40.9 years; SD 14.4). The time of treatment ranged from 1 to 249 months, and the number of appointments per patient ranged from 1 to 102. Frequency analysis of time of treatment and number of appointment resulted in left-skewed distributions (Figure 1), and no significant difference was observed for time of treatment and number of appointments between completed and not completed treatment cases. There was, however, a significant association between time of treatment and number of appointments (r=0.67; P<0.001), indicating that the longer the time of treatment, the more appointments there are per patient.Table 1
Patient characteristics.
Variablesn (%)GenderMale210 (32.2)Female442 (67.8)Age in yearsLess than 2050 (7.6)21–3098 (15.0)31–40171 (26.2)41–50168 (25.7)51–6094 (14.4)More than 6071 (10.8)Treatment statusCompleted253 (38.8)Not completed399 (61.2)Time of treatment*Completed21.7 (16.0)All patients23.2 (15.0)Number of appointments**Completed18.4 (13.0)All patients17.2 (12.0)*In months. **Expressed as mean and standard deviation (in parenthesis).Figure 1
Box plot of frequency distribution for time of treatment (in months) and number of appointments for cases with completed and not completed treatments.The results of the scaling process by the judges are shown in Table2, representing the rank distribution of the 45 clinical procedures performed by students, ordered by the mean scores of each procedure. Median values of the complexity scores depict the side of the asymmetry of the distribution of the scores assigned by the judges to each procedure. The mean scores ranged from 1.0 (chairside oral hygiene orientation and topical fluoride application) to 10.3 (endodontic retreatment of posterior teeth).Table 2
Distribution of complexity scores for clinical procedures ranked by judges, listed in descending order of the complexity score.
ProcedureMean (SD)Median1Endodontic retreatment of posterior teeth10.3 (1.0)11.002Endodontic treatment of posterior teeth9.6 (1.4)10.003Fixed partial denture9.5 (1.7)10.004Crown lengthening8.6 (1.6)8.505Removable partial denture8.4 (2.0)9.006Complete denture8.4 (2.1)9.007Endodontic retreatment of anterior teeth7.9 (1.9)8.508Metallic indirect post7.7 (1.7)8.009Gingivectomy7.7 (1.7)7.0010Indirect resin restoration7.7 (1.8)7.0011Extraction posterior teeth7.6 (2.5)8.0012Gingivoplasty7.5 (2.5)7.5013Frenectomy7.3 (2.1)7.5014Cast metallic restoration7.3 (2.4)8.0015Biopsy7.2 (2.8)7.0016Aesthetic facet8.9 (1.5)9.0017Acrylic temporary crown6.8 (2.7)8.0018Direct endodontic post6.7 (1.9)6.0019Acrylic removable partial denture6.4 (1.9)7.0020Endodontic treatment of anterior teeth6.1 (2.2)6.0021Internal bleaching6.1 (1.8)6.0022Subgingival debridement6.0 (2.6)6.0023Class IV composite resin restoration5.7 (2.4)6.0024Class VI composite resin restoration5.3 (2.4)5.0025Class VI amalgam restoration5.3 (2.6)5.0026Endodontic treatment of anterior teeth5.2 (2.1)6.0027Class III composite resin restoration5.1 (1.8)5.0028Class II composite resin restoration4.9 (2.0)5.0029Class II amalgam restoration4.8 (1.8)4.0030Treatment planning4.5 (2.4)4.0031Class V amalgam restoration4.3 (2.1)4.0032Class V composite resin restoration4.2 (2.4)4.0033Class IV amalgam restoration4.0 (0.0)4.0034Supragingival debridement3.3 (1.6)3.0035Ionomer restoration3.3 (1.6)3.0036Class I composite resin restoration3.3 (1.9)3.0037Cervical desensibilization3.1 (1.9)2.0038Class III amalgam restoration3.0 (0.0)3.0039External bleaching3.0 (1.6)2.0040Class I amalgam restoration2.9 (1.6)2.0041Provisional direct restoration2.2 (1.6)2.0042Sealant2.1 (1.5)2.0043Plaque control2.0 (1.6)1.0044Topical fluoride application1.2 (0.6)1.0045Chairside dental hygiene orientation1.2 (0.5)1.00The summative complexity scores ranged from 4.0 to 306.9 (mean 73.4; SD 55.7), also showing a left-skewed distribution. Figure2 shows that complexity scores were positively correlated with time of treatment (r=0.60; P<0.001) and number of appointments (r=0.83; P<0.001). Subsequently, a new variable was created to categorize the complexity score variable by dividing the cases into equal percentiles based on scanned cases, thus generating categories with an equal number of cases in each group. Two cut points were used to create three ordinal categories each containing 33.3% of the cases named by their complexity levels: low (n=218), intermediary (n=217), and high (n=217). Table 3 describes the time of treatment in months among cases with treatment completed (n=245) and reveals that students spent significantly more time to complete treatment (CT) in the more complex cases (P<0.001). The average median (in months) for CT was 23.0 (95%CI 19.6–26.3) and was statistically different (P<0.001) among complexity levels (low 13.0, intermediary 19.0, and high 47.0).Table 3
Time of treatment by complexity levels among patients who completed treatment.
Complexity levelnMean (SD)Median95%CIP
*Low7712.3 (10.4)9.09.95–14.7<0.001Intermediary7718.8 (19.6)14.014.3–23.2High9132.1 (27.0)29.026.4–37.6Total24521.7 (22.2)15.018.9–24.4*One-way Anova.Scatterplots of the association between complexity scores and time of treatment and number of appointments.
(a)(b)Kaplan-Meier curves (Figure3) showed time estimation for CT and revealed significant differences among different treatment complexity levels (P<0.001). Cases with high complexity scores are associated with excessive prolonged treatments and low efficiency in patient care. The case processing summary of Cox regression identified 245 terminal events—completed treatment (37.6%), 366 censored cases (56.1%) and 41 missing cases (6.3%). Descriptive data according to complexity level groups are shown in Table 4. Regression analysis revealed that treatment complexity is inversely associated with the likelihood of completing treatment in a shorter time period. Considering the low complexity cases as the reference category, estimated changes in risk for incomplete treatment were greater for intermediary (HR 0.54; P<0.001) and high complexity cases (HR 0.32; P<0.001).Table 4
Estimate of time for completion of treatment (CT) according to complexity levels and hazard ratios.
Estimation of time for CT (95%CI)Hazard ratioComplexity levelEvents (%)Censored (%)MeanMedianHR (95%CI)PLow (n=255)77 (31.4)12820.2 (15.1–25,2)13.0 (10.1–15.8)1—Intermediary (n=207)77 (31.4)13028.8 (24.0–33.7)19.0 (15.2–22.7)0.54 (0.40–0.75)<0.001High (n=199)91 (37.2)10867.6 (55.7–79.5)47.0 (34.8–59.1)0.32 (0.23–0.45)<0.001Total (n=661)24536645.2 (36.4–48.6)23.0 (19.6–26.3)——Figure 3
Kaplan-Meier curves of estimation for completion of treatment according to the complexity level (log-rank test:P<0.001).


## 4. Discussion

Overall results showed relatively low efficiency of treatment in the undergraduate CDCP, particularly for high complexity cases. In addition, excessive mean time for completing treatment was observed in all complexity groups. Inefficiency is also evidenced by the significant association between time of treatment and number of appointments, suggesting that failure in completion of treatment is not due to schedule difficulties or nonattendance.The scaling method used to estimate complexity levels of patient treatment needs was based on the adaptation of a widely used strategy to measure attitudes in social sciences. The item scores represent the perception of complexity to perform each treatment procedure, reflecting the judges’ experiences and attitudes, and ranked in terms of the intervals between them at points on a hypothetical scale [13]. The patient summative scores appeared to represent different levels of treatment complexity and to discriminate different risks in relation to treatment efficiency. Caution is urged; however, because the reliability of the scale was not demonstrated by replication among different groups of judges. In addition, caution is required because environmental and cross-cultural differences may affect the attitudes of judges toward treatment complexity.Although factors such as appropriate quality of care and satisfactory standards of the learning process are important requirements for dental schools, undergraduates may consider the poor management of an adequate amount of time for treatment to be a major problem in patient care. Formicola et al. [14] observed that there is a generally recognized perception that the care provided by teaching clinics is inefficient, with a lack of treatment continuity as patients were passed from one student provider to another from year to year. As a consequence, patient care becomes a kind of secondary byproduct of dental education [14].Students also perceive problems in dental education and their learning experiences in the clinical settings. Major concerns about the need to provide patient care while trying to achieve procedural requirements, the need to perform what students perceived as noneducational administrative tasks such as calling and scheduling patients, handling excessive amounts of paperwork, and working with different instructors from day to day, emerged from students who were questioned about the effectiveness of undergraduate clinical instruction in 21 American dental schools [15]. Student requirement systems based on individual dental procedures rather than overall patient treatment often fail to achieve acceptable efficiency levels of care and do not match the best interests of patients [14]. They also fail to impute the humanistic values of health care, to prepare graduates who are satisfied with their practices, or  who are capable of balancing clinical competence and social sensitivity. Changes in comprehensive care programs may improve the continuity of patient care, decrease patient clinic time, solve clinical problems, implement problem solving strategies, and produce an integrated staff who works cooperatively [16].It was clearly observed that proper selection of patients is crucial when undergraduate clinical practice is planned to provide total patient care. The judicious screening and selection of patients are essential to provide a range of experiences and skills development for students [17].Instruction systems based on procedures and numerical clinical requirements also have serious pitfalls. Clinical programs driven by patient needs are able to maintain satisfactory levels of quality and productivity in the absence of unit requirements and to have positive effects on academic performance [17, 18]. Additionally, clinical instruction in community-based dental care settings has been reported to be more productive and efficient, to create the opportunity for a more diverse experience than the dental school clinic, and to positively impact student clinical competence [19–22].Low efficiency in clinical care provided by the dental school also has ethical implications in relation to payment for services. Community-based dental education and dental school-run, patient-centered delivery systems were considered viable options as models for funding dental education [23, 24]. Payment for services usually comes from several sources, such as private insurance, patient resources, or government funding [7]. In our school, treatments are subsidized by the public health system, but the school does not recover clinic operating costs, and a great part of these costs are reimbursed by the University. In addition, students pay the costs of infection control and other clinical items which might also be considered a student subsidy of patient care rather than a way to finance education [7]. All these public or private sources of funding may require a reasonably efficient clinical care system that is minimally satisfying to consumers.This study focused mainly on the efficiency assessment of the clinical care in a predoctoral comprehensive dental clinic, showing that treatment complexity exhibits great influence on undergraduate CDCP efficiency and should be considered when planning organizational strategies for clinical environments. In the future, many other issues should be addressed to learn how to provide the best dental education experience for students, faculty, and patients.



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