Clinical trial NCT03595592: Neoadjuvant Treatment of HER2 Positive Early High-risk and Locally Advanced Breast Cancer
Official title: Atezolizumab, Pertuzumab and Trastuzumab With Chemotherapy as Neoadjuvant Treatment of HER2 Positive Early High-risk and Locally Advanced Breast Cancer (APTneo)
Study type: INTERVENTIONAL
Overall status: ACTIVE_NOT_RECRUITING
Phase: PHASE3
Conditions: Invasive Breast Cancer
Keywords: Unilateral, HER2 positive
Lead sponsor: Fondazione Michelangelo
Sponsor class: OTHER
Collaborators: name: Hoffmann-La Roche
First posted: 2018-07-23
Enrollment: 650
Sex: FEMALE
Minimum age (years): 18
Standard ages: ADULT
OLDER_ADULT
Accepts healthy volunteers: no
Allocation: RANDOMIZED
Intervention model: PARALLEL
Intervention model description: Parallel randomization to the study arms
Primary purpose: OTHER

Brief summary: n the present study the neoadjuvant approach with the anti-HER2 trastuzumab and pertuzumab combined with carboplatin and paclitaxel will be used to compare the Event-Free Survival (EFS) in regimens with and without atezolizumab. Following the neoadjuvant part of the study, after surgery all patients will continue to receive trastuzumab and pertuzumab to complete one year of anti-HER2 therapy. Similarly, patients allocated to receive atezolizumab will continue atezolizumab to complete one year In addition, several IHC and molecular assays will be performed before and during the period of chemotherapy administration and at surgery with the goal of defining a marker of efficacy to be later validated in a larger adjuvant setting.

Detailed description: Dual targeting of HER2 with trastuzumab and pertuzumab in HER2-positive breast cancer is linked to clinical evidence of reversal of initial resistance to trastuzumab (Baselga J et al, J Clin Oncol 2010) in cases progressing on trastuzumab therapy, and in dramatic improvement in progression free and overall survival when the two monoclonal antibodies are used in combination with docetaxel (THP regimen) as first line therapy of metastatic disease as shown in the CLEOPATRA study (Swain S et al, ESMO abstract 2014). The randomized NeoSphere study showed that the same THP regimen given for 4 cycles as neoadjuvant treatment increased the rate of pathologic complete response (pCR) over that with conventional docetaxel and trastuzumab or docetaxel and pertuzumab (Gianni L et al, Lancet Oncol 2012).

Encouraging clinical data emerging in the field of tumor immunotherapy have demonstrated that therapies focused on enhancing T cell responses against cancer can result in a significant survival benefit in patients with advanced malignancies (Hodi FS and Dranoff G, J Cutan Pathol 2010; Kantoff PW et al, New Engl J Med 2010; Chen DS et al, Clin Cancer Res 2012). Many human tumors have been found to overexpress PD L1, which acts to suppress anti tumor immunity. PD 1 is an inhibitory receptor expressed on T cells following T cell activation, which is sustained in states of chronic stimulation, such as in chronic infection or canc Atezolizumab is a human monoclonal antibody containing an engineered Fc-domain to optimize efficacy and safety that targets PD-L1 and blocks binding of its receptors, including PD-1 and B7.1.

In addition to being involved in the natural progression of cancer, immunity can affect the activity of various anticancer agents. Accordingly, recent evidence suggests that some chemotherapeutic drugs, such as anthracyclines and oxaliplatin, rely on the induction of anticancer immune responses. Immune responses also play a major role in the efficacy of targeted therapies with monoclonal antibodies (Stagg J et al, Breast Care 2012). Studies have shown monoclonal antibodies such as trastuzumab and rituximab rely in part on immunemediated killing through antibody-dependent cellular cytotoxicity (ADCC). While innate immune responses appear to be important for tumor antigen-targeted monoclonal antibody therapies, recent studies in mice and correlative clinical evidence suggest that trastuzumab may also stimulate adaptive antitumor immunity. These studies raise the possibility that combination strategies may be used to capitalize on the adaptive tumor-specific immunity generated by anti-HER2 monoclonal antibodies.

Based on these considerations, we plan to conduct a randomized neoadjuvant study of the combination of trastuzumab, pertuzumab, carboplatin and paclitaxel with or without atezolizumab in women with early high-risk and locally advanced HER2-positive suitable for neoadjuvant therapy. One study arm will also include anthracycline and cyclophosphamide.

Eligibility criteria: Inclusion Criteria:

1. Female patients aged 18 years or older with early high-risk ((T1cN1; T2N1; T3N0) or locally advanced and inflammatory breast cancers (stage III A-C according to AJCC) suitable for neoadjuvant treatment
2. Histologically confirmed unilateral invasive breast cancer
3. HER2 positive disease according to ASCO/CAP guidelines 2013 \[defined as IHC 3+ or ISH positive (by gene copy number or HER2 gene/CEP17 ratio of 2 or greater)\]
4. Known estrogen (ER) and progesterone receptor (PgR)
5. Availability of a representative paraffin-embedded (FFPE) tumor block taken at diagnostic biopsy for central confirmation of HER2 eligibility, for assessment of ER, PgR, Ki67 and PD-L1 expression and for biomarker evaluation is mandatory. Note: the diagnostic biopsy of the breast lesion may have been taken before the required screening procedures. If diagnostic sentinel node biopsy if performed, an FFPE block must be available. An FFPE tumor block is also mandatory after the first cycle of therapy. Surgery tissue (residual tumor or tumor bed in case of pCR and axillary node material) is also mandatory.
6. Consent to the collection of blood samples mandatorily before starting neoadjuvant treatment, after the first cycle of therapy, at the end of neoadjuvant treatment (before surgery), 6 months after surgery and at the end of all treatments.
7. ECOG performance status 0 or 1
8. For women who are not postmenopausal (≥ 12 months of non-therapy-induced amenorrhea) or surgically sterile (absence of ovaries and/or uterus): agreement to remain abstinent or use single or combined contraceptive methods that result in a failure rate of \< 1% per year during the treatment period and for at least 6 months after the last dose of study drugs. Abstinence is only acceptable if it is in line with the preferred and usual lifestyle of the patient. Periodic abstinence (e.g., calendar, ovulation, symptothermal, or postovulation methods) and withdrawal are not acceptable methods of contraception. Examples of contraceptive methods with a failure rate of \< 1% per year include tubal ligation, male sterilization, hormonal implants, established, proper use of combined oral or injected hormonal contraceptives, and certain intrauterine devices. Alternatively, two methods (e.g., two barrier methods such as a condom and a cervical cap) may be combined to achieve a failure rate of \< 1% per year. Barrier methods must always be supplemented with the use of a spermicide
9. Written informed consent to participate in the trial (approved by the Institutional Review Board \[IRB\]/ Independent Ethics Committee \[IEC\]) obtained prior to any study specific screening procedures
10. Willing and able to comply with the protocol

Exclusion Criteria:

1. Evidence of bilateral breast cancer or metastatic disease (M1)
2. Patients with HER2-negative defined as 0-1+ by immunohistochemistry or 2+ by immunohistochemistry without HER2 amplification by either In Situ Hybridization (ISH) or other amplification tests done locally are considered not eligible for the study
3. Pregnant or lactating women. Documentation of a negative pregnancy test must be available for premenopausal women with intact reproductive organs and for women less than one year after the last menstrual cycle
4. Women with childbearing potential unless (1) surgically sterile or (2) using adequate measures of contraception, for example abstinence, an intra-uterine device, or double barrier method of contraception
5. Previous treatment with chemotherapy, hormonal therapy or an investigational drug for any type of malignancy
6. Previous investigational treatment for any condition other than malignancy within 4 weeks of randomization date
7. Administration of a live, attenuated vaccine within 4 weeks before Day 1 or anticipation that such a live attenuated vaccine will be required during the study
8. Previous or concomitant malignancy of any other type that could affect compliance with the protocol or interpretation of results. Patients with curatively treated basal cell carcinoma of the skin or in situ cervix cancer are generally eligible
9. Pre-existing motor or sensory neuropathy of grade \> 1 for any reason
10. History of severe allergic, anaphylactic, or other hypersensitivity reactions to chimeric or humanized antibodies or fusion proteins
11. Known hypersensitivity or allergy to biopharmaceuticals produced in Chinese hamster ovary cells or any component of the atezolizumab formulation
12. Patients with prior allogeneic stem cell or solid organ transplantation
13. History of autoimmune disease including, but not limited to, systemic lupus erythematosus, rheumatoid arthritis, inflammatory bowel disease, vascular thrombosis associated with antiphospholipid syndrome, Wegener's granulomatosis, Sjögren's syndrome, Bell's palsy, Guillain-Barré syndrome, multiple sclerosis, vasculitis, or glomerulonephritis
14. History of idiopathic pulmonary fibrosis (including bronchiolitis obliterans with organizing pneumonia) or evidence of active pneumonitis on screening chest computed tomography scan
15. Known clinically significant liver disease, including active viral, alcoholic, or other hepatitis, cirrhosis, fatty liver, and inherited liver disease
16. History of HIV infection, active hepatitis B (chronic or acute), or hepatitis C infection. Patients with past or resolved hepatitis B infection (defined as having a negative HBsAg test and a positive hepatitis B core antigen \[anti-HBc\] test) are eligible.

    Patients positive for hepatitis C virus (HCV) antibody are eligible only if polymerase chain reaction assay (PCR) is negative for HCV RNA
17. Active tuberculosis
18. Severe infections within 4 weeks prior to Day 1, including, but not limited to, hospitalization for complications of infection, bacteremia, or severe pneumonia. Signs or symptoms of significant infection within 2 weeks prior to Day 1
19. Received oral or IV antibiotics within 2 weeks prior to Cycle 1 Day 1
20. Other serious illness or medical condition including: history of documented congestive cardiac failure; New York Heart Association (NYHA) Class II or greater CHF; angina pectoris requiring anti-anginal medication or unstable angina within 6 months prior to Day 1; evidence of transmural infarction on ECG; myocardial infarction stroke or transient ischemic attack (TIA) within 6 months prior to Day 1; poorly controlled hypertension (e.g. systolic \>180 mm Hg or diastolic \>100 mm Hg; however, patients with hypertension which is well controlled on medication are eligible); clinically significant valvular heart disease; high-risk uncontrolled arrhythmias
21. Patients with a history of uncontrolled seizures, central nervous system disorders or psychiatric disability judged by the investigator to be clinically significant and precluding informed consent or adversely affecting compliance with study drugs
22. Serious uncontrolled infections (bacterial or viral) or poorly controlled diabetes mellitus
23. Any of the following abnormal baseline hematological values:

    1. White blood count (WBC) \< 2.5 x 109/L
    2. Absolute Neutrophil Count (ANC) \< 1.5 x 109/L
    3. Lymphocyte count \< 0.5 x 109/L
    4. Platelet count \< 100 x 109/L
    5. Hemoglobin (Hb) \< 10 g/dL
24. Any of the following abnormal baseline laboratory tests

    1. Serum total bilirubin \> 1.5 x ULN (upper limit of normal) (except for patients with clearly documented Gilbert's syndrome)
    2. Alanine transaminase (ALT) or aspartate transaminase (AST) \> 1.25 x ULN
    3. Alkaline phosphatase \> 2.5xx ULN
    4. Serum creatinine \> 1.5 x ULN
    5. INR and aPTT \> 1.5 × ULN within 2 weeks prior to enrollment. This applies only to patients who are not receiving therapeutic anticoagulation; patients receiving therapeutic anticoagulation should be on a stable dose.
25. Baseline left ventricular ejection fraction (LVEF) \< 50% by echocardiography or multi-gated scintigraphic scan (MUGA)
26. Major surgical procedure within 28 days prior to Day 1 or anticipation of need for a major surgical procedure during the course of the study
27. Influenza vaccination should be given during influenza season only (approximately October to March). Patients must not receive live, attenuated influenza vaccine (e.g., FluMist®) within 4 weeks prior to Day 1 or at any time during the study.

Primary outcomes:
measure: Event Free Survival (EFS)
timeFrame: 5 years after the randomization of the last patient
Secondary outcomes:
measure: Pathological complete response (pCR)
timeFrame: At surgery, an expected average of 26 weeks after the randomization of the last patients
measure: Clinical objective response
timeFrame: Participants will be followed for the duration of neoadjuvant therapy, an expected average of 22 weeks
measure: Distant Event Free Survival (DEFS)
timeFrame: 5 years after the randomization of the last patients
measure: Overall Survival (OS)
timeFrame: 5 years after the randomization of the last patient
measure: Number of participants with adverse events as a measure of safety and tolerability
timeFrame: Participants will be followed for up to 5 years from the last randomized patient
Other outcomes:
Locations:
city: Klagenfurt am Wörthersee
country: Austria
facility: Klinikum Klagenfurt am Wörthersee Abteilung für Innede Medizin und Hämatologie und internistische Onkologie
city: Linz
country: Austria
facility: Krankenhaus der Barmherzigen Schwestern
city: St. Poelten
country: Austria
facility: Universitätsklinikum St. Pölten Klinische Abteilung für Innere Medizin
city: Wien
country: Austria
facility: Klinische Abteilung für Allgemeine Gynäkologie und Gynäkologische Onkologie - Universitätsklinik für Frauenheilkunde Medizinische Universität Wien / AKH "
city: Berlin
country: Germany
facility: Klinik für Gynäkologie am Campus Charité Mitte (CCM)
city: Bottrop
country: Germany
facility: Department of Gynecology and Obstetrics, Marienhospital
city: Coburg
country: Germany
facility: Klinikum Coburg, Frauenklinik
city: Dortmund
country: Germany
facility: St Johannes Hospital
city: Dresden
country: Germany
facility: Klinik und Poliklinik für Frauenheilkunde und Geburtshilfe - Universitätsklinikum Carl Gustav Carus
city: Frankfurt
country: Germany
facility: Markus Krankenhaus - Klinik für Gynäkologie und Geburtshilfe
city: Gera
country: Germany
facility: SRH Waldklinikum
city: Greifswald
country: Germany
facility: Universitätsklinikum Greifswald, Frauenklinik
city: Halle (saale)
country: Germany
facility: Klinik und Poliklinik für Gynäkologie am Universitätsklinikum (Saale)
city: Hannover
country: Germany
facility: Gynäkologisch-Onkologische Praxis
city: Heidelberg
country: Germany
facility: NCT Nationales Zentrum für Tumorerkrankungen Gynäkologische Onkologie, Frauenklinik
city: Karlsruhe
country: Germany
facility: St. Marien-Klinik GmbH Frauenklinik der St. Vincentius-Kliniken gAG - Gynäkologisches Krebszentrum Karlsruhe - Brustzentrum Karlsruhe
city: Magdeburg
country: Germany
facility: Städtisches Klinikum Magdeburg - Klinik für Allgemein - und Viszeralchirurgie
city: Marktredwitz
country: Germany
facility: Am Schillerhain 1-8
city: Nürnberg
country: Germany
facility: Klinikum Nürnberg Nord
city: Velbert
country: Germany
facility: Onkologische Praxis Velbert
city: Witten
country: Germany
facility: Marien Hospital Witten
city: Bergamo
country: Italy
facility: Ospedale Papa Giovanni XXIII
city: Brindisi
country: Italy
facility: Presidio Ospedaliero Di Summa-Perrino
city: Faenza
country: Italy
facility: Dipartimento di Oncologia Medica AUSL della Romagna
city: Genova
country: Italy
facility: IST San Martino
city: Meldola
country: Italy
facility: Istituto Scientifico Romagnolo per lo studio e la cura dei tumori
city: Milano
country: Italy
facility: Fondazione IRCCS Istituto Nazionale dei Tumori
city: Milano
country: Italy
facility: Istituto Europeo di Oncologia
city: Milano
country: Italy
facility: Ospedale Luigi Sacco
city: Milano
country: Italy
facility: Ospedale San Raffaele
city: Modena
country: Italy
facility: AO Universitaria Policlinico di Modena
city: Negrar
country: Italy
facility: Ospedale Sacro Cuore - Don Calabria
city: Pavia
country: Italy
facility: Fondazione Salvatore Maugeri
city: Pisa
country: Italy
facility: Azienda Ospedaliero Universitaria Pisana Ospedale S. Chiara
city: Reggio Emilia
country: Italy
facility: Arcispedale Santa Maria Nuova - A.O. Reggio Emilia
city: Rimini
country: Italy
facility: Ospedale Infermi AUSL della Romagna
city: Roma
country: Italy
facility: Istituto Nazionale Tumori - Regina Elena
city: Udine
country: Italy
facility: Ospedale Santa Maria della Misericordia
city: A Coruña
country: Spain
facility: Centro Oncologico de Galicia
city: Alcoy
country: Spain
facility: Hospital Virgen de Los Lirios
city: Alicante
country: Spain
facility: Hospital General Unv. Alicante
city: Badajoz
country: Spain
facility: "Hospital Infanta Cristina de Badajoz (CICAB - Centro de Investigación Clínica del Área de Salud de Badajoz)"
city: Barcelona
country: Spain
facility: Hospital de la Santa Creu i Sant Pau
city: Barcelona
country: Spain
facility: Hospital Clinic Provincial
city: Barcelona
country: Spain
facility: Hospital del Mar - IMAS
city: Bilbao
country: Spain
facility: Hospital de Basurto
city: Cáceres
country: Spain
facility: Hospital San Pedro de Alcantara
city: Granada
country: Spain
facility: Hospital Virgen de la Nieves
city: Huelva
country: Spain
facility: Hospital Juan Ramón Jimenez
city: Madrid
country: Spain
facility: Hospital Gregorio Marañon
city: Madrid
country: Spain
facility: MD Anderson Cancer Center
city: Madrid
country: Spain
facility: Hospital Clinico San Carlos
city: Madrid
country: Spain
facility: Hospital Unv. Fundación Jimenez Diaz
city: Madrid
country: Spain
facility: Hospital de Fuenlabrada
city: Murcia
country: Spain
facility: Hospital General Universitario Morales Meseguer
city: Málaga
country: Spain
facility: Complejo Hospitalario de Especialidades Virgen de la Victoria
city: Pamplona
country: Spain
facility: Clinica Universitaria de Navarra
city: Salamanca
country: Spain
facility: Complejo Hospitalario de Salamanca
city: San Sebastián
country: Spain
facility: Hospital de Donostia
city: San Sebastián
country: Spain
facility: Hospital Onkologikoa
city: Santiago De Compostela
country: Spain
facility: Hospital Clinico Unv. de Santiago
city: Toledo
country: Spain
facility: Hospital Virgen de la Salud de Toledo
city: Valencia
country: Spain
facility: Hospital Clínico Universitario de Valencia
city: Zaragoza
country: Spain
facility: Hospital Lozano Blesa
city: Zaragoza
country: Spain
facility: Hospital Miguel Servet
Study officials:
affiliation: Ospedale San Raffaele
name: Luca Gianni, MD
role: STUDY_CHAIR
References: