Columbia subject headings:
Harvard subject headings:
Conflict of interests--United States.
Securities industry--Law and legislation--United States.
Stock exchanges--Law and legislation--United States
Stockbrokers--Legal status, laws, etc.--United States.
Princeton subject headings:
Investment advisors--Legal status, laws, etc.--United States.
Securities industry--Law and legislation--United States.
Stock exchanges--Law and legislation--United States.
Stockbrokers--Legal status, laws, etc.--United States.