Securities and Futures Commission
Pine River Capital Management is a signatory of the Hedge Fund Standards Board. Pine River Capital Management L.P. became registered as an investment advisor with the US Securities and Futures Commission in January 2006. Pine River Capital Management (UK) Limited became authorized by the British Financial Services Authority to manage investments in the UK in January 2004. Pine River Capital Management (HK) Limited became licensed by the Securities and Futures Commission to manage assets in Hong Kong in March 2007. Pine River Capital Management L.P. became registered as a Foreign Institutional Investor in IIndia in February 2008. Pine River also complies with the Open Protocol Enabling Risk Aggregation Standards.