407-005-0115 Resolution of Customer Service Complaints (1) Customers, clients, or their representatives may resolve customer service complaints verbally, by contacting the involved individual or a manager, or by filing a written customer service complaint. (2) Within two business days of receipt of a written customer service complaint, the Department will screen the complaint to determine whether the subject matter of the complaint is subject to review under the customer service complaint process. If the subject matter of the complaint is not subject to review under the customer service complaint process, the Department will immediately notify and redirect the customer or client to the alternative process for addressing the customer’s or client’s issue. (3) There are four possible levels of written customer service complaint review. At the first level, the customer service complaint will be reviewed by a first level manager. If the complaint is not resolved at the first level, further review will be conducted by a second or third level manager. The Governor’s Advocacy Office will facilitate the final level of review. (4) For all levels of review and investigation the following processes and timelines apply: (a) Within five business days of receipt of a written customer service complaint, the reviewing manager will review the customer service complaint. If the written customer service complaint generates no questions, the reviewing manager may begin investigating the matter before contacting the complainant. If there are questions regarding the customer service complaint, the reviewing manager will contact the complainant within five business days of receipt of the written complaint, to discuss the matter before taking any action. The reviewing manager must make the following efforts to contact the complainant: (A) The reviewing manager must make at least two attempts to contact the complainant, using the complainant’s preferred method of communication as indicated in the written complaint. If the complainant does not respond within ten business days from the date of the last contact attempt, the manager may consider the complaint closed; (B) If the complainant does not specify a preferred method of communication or the reviewing manager cannot reach the complainant by telephone, the reviewing manager will communicate to the complainant, in writing, requesting that the complainant contact the manager. (b) If contacting the complainant to gather additional information is required, the reviewing manager will begin an investigation regarding the issues of the customer service complaint within five business days from the date of contact with the complainant. If the outcome cannot be determined within ten business days from the date of contact with the complainant, the manager will notify the complainant of the estimated extension of time needed: (A) A reviewing manager will notify the complainant of the outcome of the investigation in a manner that complies with all Department confidentiality and privacy rules; (B) If the complainant indicates that the outcome is satisfactory, the reviewing manager will close the complaint; (C) At levels one through three, the reviewing manager will inform the complainant that if the complainant is dissatisfied with the outcome, the complainant may request the next level of review within five days of the date of notification of the outcome. If the complainant requests the next level of review, the reviewing manager will immediately forward the customer service complaint to the next reviewing level manager or the Governor’s Advocacy Office. (c) At the fourth level, the Governor’s Advocacy Office will facilitate and issue a final determination and the complainant will have no further review rights under the Department’s customer service complaint process. (5) All customer service complaints, both resolved and unresolved, will be sent to the Governor’s Advocacy Office for review and follow-up. Follow-up may include contacting the complainant by telephone or in writing. (6) These customer service complaint procedures shall be administered in such a manner as to protect the confidentiality of client and personnel records. (7) The Department will maintain records of all customer service complaints received, including responses and supporting documentation, for five years from the date the customer service complaint is closed. (8) The Department shall compile a monthly report summarizing each customer service complaint filed. The report will be available to the public upon request. Customer service complaints related to Children, Adults and Families Division, Self-Sufficiency program issues will be provided monthly to the Family Services Review Commission. Statutory/Other Authority: ORS 409.050 Statutes/Other Implemented: ORS 411.977 History: DHSD 7-2007, f. 8-31-07, cert. ef. 9-1-07