Case Name: Ann Saal, Respondent, v. The South Brooklyn Railway Company and Others, Appellants
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1907-11-22
Citations: 122 A.D. 364
Docket Number: 
Parties: Ann Saal, Respondent, v. The South Brooklyn Railway Company and Others, Appellants.
Judges: 
Reporter: Appellate Division Reports
Volume: 122
Pages: 364–373

Head Matter:
Ann Saal, Respondent, v. The South Brooklyn Railway Company and Others, Appellants.
Second Department,
November 22, 1907.
Nuisance — injunction—when modified injunction and decision finding defendant in contempt- are appealable — contempt defined — facts not constituting contempt — continuance of business hot enjoined.
When a decree granting an injunction contains a provision allowing an application to modify it, an order making such modification and adjudging the defendant in contempt but postponing his punishment until the coming in of a further report by a referee is an amendment of the judgment, and is appealable whether interlocutory or not.
To constitute a constructive contempt of court some act must be done not in the presence of the court or judge that tends to obstruct the administration of justice or bring the court or judge or the administration of justice into disrespect, and the proof must show beyond reasonable doubt that the defendant wilfully refused to do wliat the court directed.
Hence, when an injunction restraining the working of an ash-receiving plant “in such manner as to cause a nuisance to plaintiffs said real property” does not prohibit the operation' absolutely nor prohibit any express acts, a defendant who has made improvements in the plant so as to obviate most of the defects complained of, should not be adjudged guilty of contempt in continuing to operate the plant although the improvements are not beyond criticism. Under such circumstances continuing the business under the improved conditions is not a wilful disobedience of the court’s command.
When it is shown that the defendant has made substantial improvements and has practically abated the nuisance save minor defects, the court should not absolutely enjoin the prosecution of the business but should merely require the correction of. the defects remaining.
Appeal by the defendants, The South Brooklyn Railway Company and others, from an order of the Supreme Court made at the Kings County Special Term and entered in the office of the clerk of the county of Kings on the 12th day of July, 1906, modifying a judgment entered in said clerk’s office on the 9tli day of June, 1905, upon the decision of the court, rendered after a trial at the Kings County Special Term, granting an injunction to restrain a nuisance, with notice of an intention to bring, up for review upon such appeal the said judgment of June 9, 1905.
Charles A. Collin [Thomas L. Hughes, John L. Wells and George D. Yeomans with him on the brief], for the appellants other than the City of New York.
James D. Bell [Patrick E. Callahan with him on the brief], for the appellant the City of New York.
James W. Treadwell [Lewis R. Conklin with him on the brief], for the respondent.

Opinion:
Jenks, J.:
The action is by a property owner for an injunction against the working of an ash-receiving station. It came to trial in April, 1904, bat the trial ivas adjourned' until November 16,1904, under a promise of improvements to obviate the grievances. .Oh that day the trial began and was continued 'until December 2, 1904. -Meanwhile improvements had been niadeat an expense of $3,900. • The Special Term made a decision on June 9,. 1905, and on it á judgment was entered which awarded $250 rental damages up to December 2,1904, as of the con elusion of the trial, and costs. The judgment further provided : " Second. That the defendants, and each of them, their respective servants and agents, be and they' are hereby enjoined and' restrained.from the maintenance and use of the said ash-receiving station- and approaches referred to in "said decision, in such manner as to cause a'nuisance to plaintiff's said real property. On or after September 15th next, plaintiff may apply, on five days' notice' to the justice who tried this action, or to the court, upon proof that the nuisance still continues, .for a modification, of the judgment in such wise that it shall absolutely and unconditionally., forbid the use of the defendant's said property as an ash-receiving-station and thereupon such modification shall be made." On September 30, 1905, the plaintiff .applied to the Special Term for modification of the judgment so as to secure an injunction absolute.That, -court heard the application on October 17, 1905, and thereupon made an order of reference to take testimony upon- the following question of fact and to report the same : " ' Did the nuisance still continue on October 17th, 1905, the date of the hearing of the motion of the plaintiff for an absolute, injunction and an order adjudging the defendants guilty of contempt?' Said referee shall recéive all testimony material to this question- and-shall embody in his report the evidence taken upon said question and his conclusions therefrom. It is further ordered, that the referee's report and opinion, together with the testimony taken -by him, be filed with the- clerk of this court, and that thereafter an application may be made.by either party upon notice of not less than five- days, upon, said judgment and decision and upon said motion papers and upon said report, opinion and testimony, for an order deciding and' determining all questions- raised by said plaintiff's motion." . The referee took testimony of which the record contains over 2,500 folios, and reported on June 25, 1906. The Special Term thereupon ordered the defendants to show cause why the judgment theretofore entered should not be modified " and why in accordance with the terms of said judgment " a further judgment should not be entered forbidding the use of the defendants' property as an aslireceiving station, and why an order or judgment should not forthwith be entered adjudging the defendants guilty of contempt. After a hearing it was ordered that the referee's report be confirmed, that the judgment of June 9, 1905, be modified so as to forbid absolutely and unconditionally the use of the ash-receiving station and approaches, as supplementary to the judgment of June ninth and in execution thereof, and the " order " then proceeded : " 5. And this court does hereby find, upon said testimony, report and papers, that the nuisance enjoined by said judgment of June 9, 1905, continued unabated from the date of entry of said judgment to and including October 17, 1905; that thereafter (although somewhat modified) it. continued up to and including the date April 11th, 1906, of the close of the hearing before said referee; that the continuance of said nuisance, as above found, from June 9,1905, to April 11th, 1906, was a daily violation by the defendants and each of them of said judgment of June 9, ' 1905, and of the injunction therein contained; and was a contempt of this court. 6. That said misconduct of each of the defendants in this action was calculated to and actually did defeat, impair, impede and prejudice the rights and remedies of the plaintiff in this action." The court thereupon appointed a referee to take proof and report whether plaintiff has suffered actual loss or injury by reason of such misconduct, and the. amount thereof, all questions of punishment to await the coming in of the further report. This appeal was taken by the defendants from the " final judgment or order" entered on July 12, 1906, i. e., that which I have just described, and the appellants gave notice that they intended to bring up the "interlocutory judgment" of June 9, 1905. But upon the hearing here the appellants did not seek a review of the judgment tof June ninth which awarded damages and costs, that is, they did not ask for a reversal and a new trial as to the relative rights of the parties as determined as of December 2, 1904. The relief sought by this appeal is a modification of the "order" or judgment that "the continuance of said nuisance, as above found, from June 9, 1905, to April 11th, 1906, was a daily violation by the defendants and each of them of said judgment of June 9, 1905, arid of the injunction therein contained; and was a contempt of this court. 6. That said misconduct of each of the defendants in this action was calculated to and actually did defeat, impair, impede and prejudice the rights and remedies of the plaintiff in this action. And that ail questions as tó the punishment of defendants for such misconduct await the coming in of such further report," and also the provision of absolute injunction.
The respondent contends that the provisions adjudging a contempt but postponing the punishment until the coming in of the report, are but interlocutory and not appealable, and that the only method of review; is appeal from a judgment when entered imposing punishment for the contempt. I think that this determination of the court appealed from is not an order. The judgment of June ninth provided for an application for a modification thereof. The application of September thirtieth was made' pursuant to that provision and the decision of the court thereon ordered that such judgment be modified accordingly, expressly stating that the " order " is supplementary to the judgment of June ninth and in execution thereof. The " order " is in its effect an amendment of the judgment, and it is this judgment as amended which contains the direction of the court. The " order " then is but the vehicle whereby the judgment is amended. The determination of the court is the. decision of a trial, not a motiori, and-hence it is essentially a judgment, whatever it may be termed. The judgment determines that the defendants are guilty of a contempt, and but postpones the punishment thereof. It matters not, however, whether it is an interlocutory judgment, for it is none the less appealable. (Code Civ. Proc. § 1349.) I think that the provision adjudging a contempt should not stand. A contempt is a willful disregard or disobedience. (1 Bouvier L. Dict. [Rawle's Rev.] 420.) The alleged contempt is indirect or constructive, which is well defined in Matter of Dill (32 Kan. 668, 689): " To constitute a constructive contempt of court some" act must be done, not in the presence of the court or judge, that tends to obstruct the administration of justice., or bring the court or judge or the administration of justice into disrespect.". (7 Am. & Eng. Ency. of Law [2d ed.], 28.) The proof must show beyond a reasonable doubt that the defendants had willfully refused to do what the court directed. (Watertown Paper Co. v. Place, 51 App. Div. 633, citing Matter of Wegma's Sons, 40 id. 632.) Row it must be borne in mind that the first judgment of the court did not, as I have shown, prohibit the defendants absolutely. And again, it is to be noted that there was no prohibition of any express acts, so that it cannot be said that the proof could possibly show direct disobedience of specific commands. The mandate should be so clearly expressed when applied to the act complained of that the violation must appear by reasonable certainty. (Ketchum v. Edwards, 153 N. Y. 534.) Indeed, the disposition of the court was indicated by this utterance at the close of the trial: "I think it is perfectly practicable to confine these ashes so that they will not escape in the air, and I am not satisfied, and this business can be conducted consistent with your rights, and my disposition is to enjoin the conducting of this business so far as it makes a nuisance." Counsel: " We will' want a reasonable time to make other improvements." The adjudication of the court, so far as the facts of' the nuisance are concerned, necessarily rests upon the report of the referee, which was confirmed by the court, although the court was not bound thereby. (Drexel v. Pease, 129 N. Y. 96.) The original findings show that the nuisance consisted in separating the contents of the carts before they were dumped, and depositing the. separated part upon a platform at the rear of plaintiff's premises, where it remained until carried away by other carts, and that such material .was sometimes foul and stench-giving; that the work done in hauling the loads of ashes and refuse up an inclined approach and delivering them within the walls necessarily involved noise and jar; that by reason of the work and its manner of doing, clouds of dust and ashes poured out of the open ends and the open sides of the- ash-receiving building and out of the carts, which were left uncovered ; that the drivers of the carts iised loud and profane language; that the building and approaches were so constructed and so arranged as to cause the acts complained of, save, of course, the uncovered carts and the disorderly conduct. Even though the defendants were not absolutely enjoined, yet if they had continued to use the self-same plant in the self-same way, quite another question would have been presented,'because they were bound to understand that such continuance was adjudged to be nuisance. But the court had declared at the end of the trial that it was practicable to carry on the business consistent with the plaintiff's rights, and had forbidden only the business."in such manner as to cause a nuisance to plaintiff's said real property." If, then, the defendants could change the conditions and did change the conditions, even though the changes were not beyond criticism when put into practical operation, I fail to see how the learned Special Term could determine' that defendants' conduct in continuing, the' business under such changed conditions was a willful disobedience of the court's command. The referee reported that the defendants had made alterations and changes in and about the building, platform and approach, and he reported at" considerable length not only radical and costly changes made but also the construction of a new brick building. He further reported that, the defendants had continued to use,, operate and maintain said station the same as before, " except as such use, operation and maintenance have been varied'or modified by the changes hereinabove found." He further reports: " Since the new incline was completed the vibration of plaintiff's" dwelling house caused by the ascending and descending of carts on said old incline, has practically ceased; and the noise of carts ascending and descending on the new incline is much less than- it was on the old one. The closing of the doór and window in the receiving, building at or near the head of the old incline, the enclosing of the hoppers under said building and the building of the said vestibule, and the use of the curtains therein, the sprinkling of the dust, dirt and ashes as they are unloaded into the hoppers inside of said building, have, to some extent, diminished the escape of ashes, dust and dirt from said station; but to what extent I am not able to determine, and the erection of the brick building between plaintiff's premises and the new incline above found has, since its completion, practically prevented the ashes, dust and dirt which escapes out of the vestibule or entrance of said building from blowing into or upon plaintiff's said premises. Ho change has been made in the said ash station or in the use, operation and maintenance thereof, except as above noted, and there has been no abatement of the said nuisance in any respect except as above found." Perhaps it would be hypercritical and unjust to say that the conclusion is a non sequitur, but it does seem that the corrections as reported have almost if not altogether obviated the grievances of the plaintiff. In other words, the defendants, even on the showing of the referee, have so far abated the defects complained of that mere continuance of the business under these changed conditions does not justify a finding that there was a constructive contempt of court. It appears that after the entry of the judgment in June, 1905, and on receipt of a letter from the general manager, the chief engineer imrnedidiately took up diligently the study of the question of the complaints and familiarized himself with the conditions, and then prepared plans of improvement and obviation of the, defects. The plans were acted upon. A new ramp was set up, the asli pocket was inclosed, inclosures were built, the old openings were closed up and a new stairway was constructed. The crane was inclosed, a vestibule was built at the head of the ramp, the change in the covers of the hoppers was begun. -All this was by October seventeenth. A new building was begun. It is unprofitable to detail all of the evidence, but I think that it is clear that many of the alleged defects had been minimized to harmlessness, if not eradicated. The changes were radical and at large expense, and the results were a marked improvement so far as the vibration, the cartage of ashes, the drafts of air and the conduct of the business are concerned. I do not say, nor is it necessary to say, that the operar tion of the plant was shown as beyond criticism, but I do' think that the thorough, radical- and costly changes made were in good faith and that it does not sufficiently appear that after these changes the defendants by the mere conduct of the business, on October 17, 1906, under such changed conditions, were guilty of a contempt.
This ash-receiving station is one of the regular stations in this borough of the city as part of the municipal system in the disposal of ashes of household and street sweepings and of household and street rubbish. The plaintiff's premises are a three-storied wooden building on an ordinary city lot. The first floor consists of shop and rooms for the shopkeepers, and the two upper stories are used as tenements. The premises are less than one hundred feet from an elevated railroad structure running on the bank of a cut not yet physically walled as a street. In the cut are the tracks of the defendants. Before the ash station was built the plaintiff's premises were bounded on the. north and west by the lands of the railroad company. Conceding that such station may be conveniently located within the bounds of the city, there could be little or no force in the contention that the site was a scar on the neighborhood. The streets must be cleaned and it does not appear but that the method employed is proper and even essential in the system employed. The right to carry on such work "if the manner and method adopted does not create a nuisance" must be supported. (Coleman v. City of New York, 70 App. Div. 218 ; affd., 173 N. Y. 612.) I think that the learned Special Term was right when it remarked at the close, of the trial that it seemed perfectly practicable to conduct the business consistent with the plaintiff's rights. A reading of the record impresses me that almost all of the features which could characterize the station as a nuisance have almost been .obviated, and that such as remain may be eradicated. The test of efficiency is experience. It could not be expected that the changes in the station, however thorough, might not require still again changes and additions. The superintendent very properly testifies : " Certain conditions' may arise or may have arisen—some little things may occur to us at times. If I find any little thing I think may improve the station, I may not have thought of it six months before, it is done." About all. that remains as cause of nuisance is the floating ashes. As to this annoyance even the plaintiff's case shows that the volume thereof has greatly diminished, while the testimony of the defendants, which to my mind greatly preponderates, shows that the present annoyance is insignificant if not imaginary. Be this as' it may, I think that the evidence shows that it may be entirely corrected; for the testimony of .Engineer Klapp shows-that ashes miglit be blown through the eaves where the joists are not air-tight, and it also appears that there was an accumulation of ashes under the trestle previous to the changes which had never been cleared up. And it does not appear that the other sources of escape, if any, may not be corrected. . ' . '
I think that the learned Special Term went too far under the circumstances in its judgment of absolute prohibition. For " injunctions. restraining the carrying on of a legitimate and lawful business should go no further than is absolutely necessary to' protect the rights of the parties seeking such injunction. When a person is engaged in carrying on such business he should not be absolutely prohibited from doing so, unless it appears' that the carrying on of such business will necessarily produce the injury complained of. If it can be conducted in such a way as not to constitute a nuisance, then it should be permitted to be continued in that manner." (Chamberlain v. Douglas, 24 App. Div. 582.) I think that the evidence was not sufficient to justify the court in shutting down this business, but that the court should have ascertained whether the working of that business was not possible without causing a nuisance, and if so what specific orders, changes and regulations were proper and necessary to that end, that the same might be written at the foot of the judgment. If the business cannot be thus conducted, or if thereafter it should appear that the defendants would not obey the further commands of the court, then it might well be that an absolute prohibition in the protection of private rights should issue. (Chamberlain v. Douglas, supra.)
The judgment is modified in accord with this opinion, and as modified affirmed, without costs.
Woodward, Rich and Miller, JJ., concurred; Hirschberg, P. J.," not voting. '
Judgment modified in accordance with the opinion of Jenks, J., and as modified affirmed, without costs. Settle order before Jenks, J.
Sic.