Case Name: Nathan M. Goldberg, Appellant, v. Mary Markowitz and Jacob Subin, Respondents
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1904-05
Citations: 94 A.D. 237
Docket Number: 
Parties: Nathan M. Goldberg, Appellant, v. Mary Markowitz and Jacob Subin, Respondents.
Judges: 
Reporter: Appellate Division Reports
Volume: 94
Pages: 237–243

Head Matter:
Nathan M. Goldberg, Appellant, v. Mary Markowitz and Jacob Subin, Respondents.
Action in the New York Municipal Oourt against a defendant whose noma is fictitious— when the judgment is fatally defective and an execution issued thereon ié void.
The summons in an action brought in the Municipal Court of the city of New York was entitled as follows:
“Mary Markowitz,
Plaintiff,
against
. “ Etta Lipsky and John Goldberg,
Defendants.
Free Summons.
First names being fictitious unknown to plaintiff.”
The certificate of service recited that the marshal served the summons V on John Goldberg, one- of the within named defendant * * * and that I know the person to be one of the defendants therein named.” ■
The docket, under the title “Markowitz against Lipsky et al.,” recited that the plaintiff appeared in person and that the complaint was for goods sold and delivered; that the defendant appeared in person, and that judgment was rendered for twenty dollars and twenty-five cents damages and one dollar costs. The record did not show for or against whom the judgment had been rendered, or that Goldberg was a party to the action or appeared therein.
An execution was then issued directing the marshal to collect the amount due out of “the separate property of the judgment debtor, John Goldberg, first name fictitious, real name unknown to the plaintiff.” This execution was levied,upon property belonging to Nathan M. Goldberg, who was one of the persons upon whom the summons in the action was served, and who appeared in answer to the summons. ■
In an action brought by Nathan M. Goldberg against Markowitz and the mar-, shal who levied the execution to recover damages for the alleged conversion of the property levied upon, it was
Held, that the record of the judgment was fatally defective, and that the execution issued thereon' was void upon its face ‘ and constituted’ no protection to the marshal- or. to any one acting under it; ....
That the docket did not show.upon, its face that any judgment had been rendered in favor of the plaintiff against the defendant;
That as Lipsky was the only defendant named in the record, there was no presumption that the proceeding wás'against any one b'ut"Lipsky.
Appeal by the plaintiff, Nathan M. Goldberg, from a judgment of the Supreme'Court iri ‘ favor of; the defendants, entered in the office of the clerk of the county, of New Yoi-k; on the 12th day-of October, 1903, upon the verdict of a jury rendered by direction of the court after a trial at the New York Trial Term.
Herbert OoldmarTc, for the appellant.
Abraham H ScurasoTm, for the respondents.
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Opinion:
Ingraham, J. :
The action was to recover for the conversion of certain property belonging to the plaintiff. The defendants to justify the taking of the property introduced in evidence an execution issued upon a judgment recovered by the defendant Mary Markowitz in the Municipal Court of the city of New York, which execution was delivered to the defendant Snbin, who was a city marshal, and executed by him. At the end, of -all the evidence the defendants made a motion- to direct a verdict for the defendants upon the ground that it appeared that the defendants had acted .under an execution issued out of a court of competent jurisdiction against, the plaintiff., The court entertained that motion, but before determining it submitted two questions to the jury. First, " What was the value of the chattels taken by the marshal under the levy; and, second, Was there an excessive or unreasonable,levy go made? " In answer to the first question, the jury found that the value of the chattels taken by the marshal, under the levy, was $150, and answered the second question in the-affirmative; whereupon the court directed a .verdict for the defend- . ants upon which judgment was entered, and from that judgment thq plaintiff appeals, .
The summonsjn the action in, which ,the judgment was entered, and under; whigh the, defendants justified,, was issued out .of the Municipal Court of the city of New York inthe fourth district, borough of Manhattan. That summons was entitled: .
" Mary Markowitz, Plaintiff; against Etta Lipsky and John Goldberg, Defendants.
Free Summons. First names being fictitious unknown, to plaintiff."
The certificate of the service of this summons, which was made by the defendant Snbin, the city marshal, which is indorsed on. the back of it, is that on the 3d day of November, 1900, he served the within summons in the c.itv of New York " on John Goldberg, one of the within named defendant, in person, at No. 26 Montgomery street, Manhattan, by delivering to and leaving wjth John Goldberg a true copy thereof, and at the same time showing the within original, and that I know the person to" be one of. the defendants therein named." There was evidence in thé case tending to show that the plaintiff in this action was one of the persons upon whom this summons was served, and that he.appeared in the Municipal Court in answer to the summons. The record of the subsequent proceedings in the action which resulted in the judgment is entitled " Markowitz against Lipsky et al.," and this is the only record of any judgment entered in the a'ction in which a copy of the summons against John Goldberg was served upon the plaintiff and upon which the execution under which the plaintiff's property was taken was issued. By this record it appeared that there was an action pending of Markowitz against Lipsky et al. So far as appears, Goldberg was not a party to that action. The record then recites that the plaintiff appeared in person and that the complaint was for goods sold and delivered; that the defendant appeared in person, and that there was a judgment for twenty dollars and twenty-five cents, and one dollar costs; but it does not appear that this judgment was in favor of or against any one. There is no presumption that I know of that when a judgment is granted in an action it is in favor of the plaintiff and against the defendant; and as the record is entirely silent as to the answer interposed by the defendant, there is no presumption that the answer did not consist of a counterclaim which would entitle the defendant to a judgment against the plaintiff. This record shows that the defendant appeared in person ; but as Lipsky was the only defendant named in this record, there is no presumption that any other defendant appeared, or that the proceeding that ended by this docket was against anybody but Lipsky. It is clear that this whole record was void, as it Contained none of the essentials to show that a valid judgment was entered against anybody; certainly not as against Nathan M. Goldberg, who is the plaintiff in this action and whose property was tak¿n to satisfy an execution issued upon this record.
Section 1297 of the Consolidation Act (Laws of 1882, chap. 410.) provides that " the summons must be addressed to the defendant by name, or, if his name be unknown, by a fictitious name, and must summon him to appear before the justice." The marshal returned that he served the summons upon John Goldberg, the first name being a fictitious name, but that he knew him to be the defendant who was described in the summons. Assuming that this summons was regularly served on the defendant . as the person intended to be sued, the judgment to be entered upon such a summons must be such a judgment as will sufficiently describe the party against whom the judgment is entered. I can find no provision of the Code of Civil Procedure or of the Consolidation Act applicable to Dis trict Courts which prescribes a form of the judgment to be entered. Section 1382 of the Consolidation Act prescribes that " judgment that the action be dismissed with costs, without prejudice to a new action, shall be rendered in the following cases," then specifying them. Section 1383 prescribes the judgment that is to be given where the defendant fails' to appear and answer; and section 1384 provides for a judgment after a trial of an issue of fact where a jury trial is not demanded. In that case the justice is to hear the evidence and decide all questions of fact and law and render judgment accordingly. By section 1392 provision is made for issuing a transcript of a judgment upon application of a party in whose favor the judgment is rendered. Section 1399 provides the requisites of an execution. It must be directed to a marshal, subscribed by the clerk of the court in which the judgment was rendered, or by his successor in office, and must bear date of the day of its delivery to the officer to be executed. " It must intelligibly refer to the judgment by stating the names of the justices before whom, and the district where, and the time when rendered, and the amount of the judgment, and if less than the whole is due, the true amount due thereon. 1. If it be a case where the defendant cannot be arrested, it must direct the officer to collect the amount of the judgment, or the amount due thereon, out of the personal property of the debtor, and to pay the same to the party entitled thereto." Section 1409 provides that every clerk of these courts must keep a book, denominated a docket, in which must be entered by him the various proceedings in the action; and subdivision 8 of the section provides that there, must be entered in this book the judgment of the court, its amount, and the costs in the action. Section 1410 provides that such entries in the docket, or a transcript thereof, certified "by the clerk or his successor in office, with the seal of the court thereon impressed, are evidence to prove the facts as stated therein.
Although there is no provision that I can find, either in the Code of Civil Procedure or the Consolidation Act, for the form of a judgment in these courts, yet necessarily the court, when directing judgment, must in some way specify the party against whom the judgment is directed ; an d^ until that is done it would seem to follow that there can be'no valid judgment. There was, thus, so far as appears by this record, no judgment in favor of or against anybody, and the case stands in the position as if no attempt had been made to' direct a judgment, and an execution had been issued without any judgment to support it.
None of the cases cited by counsel for the defendants sustains this judgment. In all the cases in which an informal record was presented there was evidence that the justice actually rendered judgment in favor of the party who was seeking to enforce it, and it seems to have been held that a defective record could be cured by the oral testimony of the justice. But as there is no evidence here that the justice ever did direct judgment In favor of anybody, or against anybody, there is no basis for an execution. The case of Stephens v. Santee (49 N. Y. 39) is not at all In point, for there it was proved that there was a verdict of the jury in favor of the plaintiff; that the justice immediately entei'ed the. same in his docket, and forthwith taxed the plaintiff's costs and entered the costs in his docket; added the same to the verdict and entered the- amount of both in his docket, but failed to enter therein the words " judgment for the plaintiff; " and it was held that, as the verdict of the jury settled the amount of the recovery and the. party in whose favor that recovery was had, the failure to enter in the docket the words " judgment for the plaintiff " was not fatal; that the law made a judgment for this amount the only One that could be rendered by the justice; but in that case the court say : " When the case is tried by the justice without a jury, he is judicially to determine the amount of the recovery, and he must do this and make an entry thereof, as required by law, within the time fixed by statute for that purpose. After the expiration of this time his judicial functions in respect to the matter cease, and he can do nothing further in- the premises." This docket itself did not upon its face show that any judgment had been rendered in favor of the plaintiff against the defendant, and there was no evidence to show that as a fact the justice did determine the question in favor of the plaintiff and direct judgment against a person whose name was unknown to the plaintiff.
The next question presented is, whether or not this execution protects the marshal in his levy tóider it. There is no provision that I can find that authorized a judgment to be entered against any person but the real debtor, and although a summons can be issued against a defendant by a fictitious name, where the real name of the defendant is unknown, no judgment can be entered which can be enforced by an execution unless the debtor is so described in the judgment that he can be identified, so that the execution to be issued upon the judgment can direct the marshal to collect the amount of the judgment, or the amount due thereon, out of the personal prop-, erty of the debtor. It is not a compliance with this provision for an execution to direct the marshal to collect the amount due out of "the separate property of the judgment debtor, John Goldberg, first name fictitious, real name unknown to the plaintiff." This execution does not direct the marshal to collect the judgment out of the property of the debtor, blit out of the property of John Goldberg, whose first name is fictitious, and the marshal could then levy on 'the property of any Goldberg that he could find.. This execution, therefore, does not comply with section 1399 of the Consolidation Act, and as it recites a judgment which is in reality non-existent, as no such judgment had ever been rendered against the fictitious person called " John Goldberg" or in favor of the plaintiff, it would seem to follow that the execution was void upon its face and was no protection either to the marshal or to any one acting under it.
It follows, therefore, that this execution did not justify the defendants' levying on the plaintiff's property, and it was error to dismiss the complaint. The jury having found the value of the plaintiff's property levied on, the plaintiff was entitled to a verdict for that amount.
The judgment should, therefore, be reversed and a judgment directed for the plaintiff for $150, with costs in this court and in the court below.
Van Brunt, P. J., O'Brien, McLaughlin and Hatch, JJ., concurred.
Judgment reversed and judgment directed for plaintiff for $150, with costs in this court and in the court below.
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