Case Name: UNITED STATES v. DEBROW; UNITED STATES v. WILKINSON; UNITED STATES v. BRASHIER; UNITED STATES v. ROGERS; UNITED STATES v. JACKSON
Court: United States Court of Appeals for the Fifth Circuit
Jurisdiction: United States
Decision Date: 1953-04-10
Citations: 203 F.2d 699
Docket Number: Nos. 14087, 14088, 14089, 14090 and 14091
Parties: UNITED STATES v. DEBROW. UNITED STATES v. WILKINSON. UNITED STATES v. BRASHIER. UNITED STATES v. ROGERS. UNITED STATES v. JACKSON.
Judges: 
Reporter: Federal Reporter 2d Series
Volume: 203
Pages: 699–705

Head Matter:
UNITED STATES v. DEBROW. UNITED STATES v. WILKINSON. UNITED STATES v. BRASHIER. UNITED STATES v. ROGERS. UNITED STATES v. JACKSON.
Nos. 14087, 14088, 14089, 14090 and 14091.
United States Court of Appeals, Fifth Circuit.
April 10, 1953.
Writ of Certiorari Granted June 15, 1953.
See 73 S.Ct 1134.
Ben Brooks, Special Asst. to Atty. Gen., Joseph E. Brown, U. S. Atty., Jackson, Miss., James M. McInerney, Asst. Atty. Gen., Robert E. Hauberg, Asst. U. S. Atty., Jackson, Miss., Felicia H. Dubrovsky, Atty., Department of Justice, Washington, D. C., for appellant.
No. 14087:
Ben F. Cameron, Meridian, Miss., E. B. Todd, Jackson, Miss., for Henry Debrow.
No. 14088:
Ben F. Cameron, Meridian, Miss., Allan T. Edwards, Jackson, Miss., for James H. Wilkinson.
No. 14089:
Ben F. Cameron, Meridian, Miss., J. Ed. Franklin, Jackson, Miss., for Roy F. Brashier.
No. 14090:
Ben F. Cameron, Meridian, Miss., Bidwell Adam, Gulfport, Miss., Albert Sidney Johnston, Jr., Biloxi, Miss., for Curtis Rogers.
No. 14091:
Ben F. Cameron, Meridian, Miss., J. Will Young and Will S. Wells, Jackson, Miss., for Forrest B. Jackson.
Before HUTCHESON, Chief Judge, and BORAH and RIVES, Circuit judges.

Opinion:
BORAH, Circuit Judge.
These five appeals are - in separate but common cases in each of which the Dis- ' trict Court sustained a motion to' -dismiss the indictment for reason of its failure-to set forth all of the essential .elements,of the. crime of perjury charged. They will be covered by one .opinion as they have most matters in common.
On July 19, 1951, separate indictments were returned, against each. of the appel-lees in the United States District Court for the Southern District of Mississippi. Each indictment charged that "the defendant having taken an oath before a competent tribunal, to wit: a subcommittee of the S enaté Committee on Expenditures in the Executive Departments that he would testify truly, did unlawfully, knowingly and willfully, and contrary to said oath, state a material matter which he did not believe to be true, " in violation of 18 U.S.C. § 1621. Section 1621 provides in pertinent part:
"Whoever, having taken an oath before a competent tribunal, officer, or person, in any case in which a law of the United States authorizes an oath to be administered, that he will testify, declare, depose, or certify truly, or that any written testimony, declaration, deposition, or certificate - by him subscribed, is true, willfully and contrary to such oath states or subscribes any material matter which he does not believe to be true, is guilty of perjury, "
Prior to trial each of the appellees filed a separate motion to dismiss the indictment in which he was charged on the grounds, inter alia, that "said' indictment fails tosíate an offense under § 1621, or any other laws of the United States,"' and that said - indictment "does not allege the essential elements of the crime of perjury, and do.es not- allege essential and sufficient, facts to support a verdict of guilty, and does not allege elements of the offense sufficiently to advise defendants in his defense." The motions came on for hearing and the District Court in an unreported opinion covering the five cases dismissed the indictments on- the single and common ground that they failed to. state all of the essential elements of a perjury charge in that the indictments did not -set out who administered the oaths alleged by conclusion in the indictments and by what authority such person acted in the administration of such oath. Judgments of dismissal were entered in each case and the Government has appealed.
In concluding that the indictments-should be dismissed. the District Court relied in great measure on Hilliard v. U. S., 5 Cir., 24 F.2d 99, 100, wherein this guiding principal was announced: "In charging perjury it is sufficient, but it is also necessary, to set forth the substance of the offense, and to show before whom the oath was taken, with the averment that the officer taking it had authority to administer if'. (Emphasis supplied.) The Government seeks to avoid the impact of this language by arguing, (1) that this pronouncement is dicta; (2) that the language merely embodied the substance of R.S. 5396, 18 U.S.C. § 558, and no more supports the result reached than docs this statute which was expressly repealed by Congress, 62 Stat. 862; 80 Cong., 2d Sess., c. 645, June 25, 1948; and finally (3) that the Hilliard case did not announce a principle of law which may be considered presently applicable under Rule 7(c) Federal Rules of Criminal Procedure. None of these contentions are sound.
In the Hilliard case the indictment set forth not only that the defendant took an oath before the District Court; it averred further that the oath was administered in open court by Edwin R. Williams, "the duly appointed and constituted clerk of the said court." The indictment was attacked on the ground, among others that it did not show that the defendant was properly sworn. In rejecting this contention that the charge was inadequate the court did so because the indictment contained the essential averment of the name of the person administering the oath and that this person was the duly appointed clerk of court.
The case of United States v. Bickford, 9 Cir., 168 F.2d 26, upon which appellant relies does not militate in the slightest against the holding in the Hilliard case that it was necessary to'the validity of the indictment that it specify the name and authority of the person who administered the oath. It decided only that where as in that case, the indictment informed the defendant that the oath was administered by the clerk of court, that it was sufficient because it was implicit from the facts pleaded that the officer administering the oath was in fact possessed of the requisite authority, and there was no need to spell it out further as the averments made substantially satisfied the requirement of 18 U.S.C. § 558 which does' not prescribe the precise language in which the averment of authority is to be couched.
It is true that this court in the Hilliard case did consider the, question there presented in the light of R.S. 5396, 18 U.S. C. § 558, and because this statute was expressly repealed prior to the return of the present indictments the argument is made that the decision in this case did not announce a principle of law presently applicable under Rule 7(c) Federal Rules of Criminal Procedure. This old statute now repealed served a useful purpose. It was passed to eliminate many of the requirements of a perjury indictment which were considered too exacting by providing that indictments may dispense with the recital of specified records and proceedings that were at common law often held to be necessary parts of the indictment. Markham v. United States, 160 U.S. 319, 16 S.Ct. 288, 40 L.Ed. 441. But despite its minimum requirements this statute plainly required that the indictment should "set forth the substance of the offense charged upon the defendant, and by what court, and before whom the oath was taken, averring such court or person to have competent authority to' administer the same ." It may not therefore be rightly said that its repeal destroyed the requirements which form the basis of the Hilliard decision. But regardless of this statute and its repeal it still remains a fundamental requirement that every essential element of the crime sought to be charged must be stated in the indictment and so stated that the defendant from the allegation of the indictment may understand what he is called upon to defend. This the Sixth Amendment of the federal constitution requires.
Rule 7(c), 18 U.S.C., relating to indictments generally, provides that "the indictment or the information shall be a plain, concise and definite written statement of the essential facts constituting the offense charged." This Rule like its forerunner, R.S.5396, is designed to simplify indictments by eliminating unnecessary phra seology which needlessly burdened many indictments under the former practice. It does not and it was never intended that this rule should alter or modify the fundamental functions and requirements of indictments. Every ingredient or essential element of the offense sought to be charged must still be alleged in the indictment. Wilson v. U. S., 5 Cir., 158 F.2d 659, certiorari denied 330 U.S. 850, 67 S.Ct. 1095, 91 L.Ed. 1294.
The fact that strict requirements and formalities of criminal pleadings under the common law rules have been modified by modern practice and rules does not justify omission of matters of substance from allegations of an indictment. It has long been settled in the federal courts that an indictment in the language of the statute is ordinarily sufficient. But where the statute itself omits an essential element of the offense or includes it only by implication the indictment must descend to particulars and charge every constituent ingredient of which the crime is composed. If the indictment sets forth every material fact necessary to inform the defendant with reasonable certainty of the nature 'and cause of the accusation against him so as to enable him to make his defense, and avail himself of his conviction or acquittal for protection against another prosecution for the same offense, it is sufficient.
The indictments under review do not allege an offense in the words of the statute although they do refer to the applicable statute. These indictments do not attempt to charge the name of the officer or the person whom the Senate subcommittee called upon to administer the oath. They inform defendants only that the oath was taken before a competent tribunal, a subcommittee of the Senate Committee on Expenditures, etc. Rule 7(c) requires that an indictment shall contain a definite written statement of the essential facts, constituting the offense charged and the paramount provisions of the Sixth Amendment are "that in all criminal prosecutions, the accused shall enjoy the right to be informed of the nature and cause of the accusation." We think that it is essential to inform the accused by whom it is charged that he was sworn, either by disclosing the name of the person administering the oath, or his official capacity, and that he was in fact possessed of the requisite authority. These are matters of substance which affect the substantial rights of the accused. It is apparent to us as it was to the Supreme Court that there can be no conviction of perjury "unless the oath, in regard to which the perjury is charged, was taken before an officer of some kind having due authority to administer the oath." And to borrow language of Judge Hutcheson in Grimsley v. United States, 5 Cir., 50 F.2d 509, 511: "as an indictment without proof cannot support a conviction, so proof without indictment cannot." There is hardly need to say more.
The judgments are, and each of them is, affirmed.
. 28 U.S.C. § 525 [now § 953], vests all clerks and their deputies with authority to administer oaths.
. United States v. Hall, 131 U.S. 50, 9 S.Ct. 663, 664, 33 L.Ed. 97.