Case Name: Marshall L. Warrin, Respondent, v. Catharine Haverty, as Administratrix, etc., of James T. Haverty, Deceased, Appellant
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1912-03-08
Citations: 149 A.D. 564
Docket Number: 
Parties: Marshall L. Warrin, Respondent, v. Catharine Haverty, as Administratrix, etc., of James T. Haverty, Deceased, Appellant.
Judges: 
Reporter: Appellate Division Reports
Volume: 149
Pages: 564–568

Head Matter:
Marshall L. Warrin, Respondent, v. Catharine Haverty, as Administratrix, etc., of James T. Haverty, Deceased, Appellant.
First Department,
March 8, 1912.
Summary proceedings—jurisdiction of court.
It is essential to the jurisdiction of the court to entertain and make a final order in summary proceedings that the tenant should be in possession.
Where the uncontroverted evidence shows that the tenant was not in possession at the time the proceeding was instituted, and was not holding over or claiming any rights as a tenant of the premises, the proceeding should be dismissed.
Appeal by the defendant, Catharine Haverty, as administratrix, etc., from an order of the Appellate Term of the Supreme Court, entered in the office of the clerk of the county of Hew York on the 4th day of May, 1911, affirming a final order and judgment of the Municipal Court of the city of Hew York in a summary proceeding for the removal of a tenant.
John W. Browne, for the appellant.
Henry de Forest Baldwin [Allen Evarts Foster with him on the brief], for the respondent.

Opinion:
Laughlin, J.:
The lease under which the proceedings to dispossess the tenant were instituted was made on the 1st day of March, 1906, between the plaintiff and one James T. Haverty, since deceased, and was for the use of the building known as 150 East Thirty-ninth street, with the appurtenances, for the term of three years from May 1, 1906, at an annual rental of $2,500, payable in equal monthly installments in advance, on the first day of each month; and on the 16th day of September, 1907, by an indorsement on the lease duly made by the parties, the term was extended to May 1, 1912, at an annual rental of $2,600, the other conditions remaining the same. The tenant died on the 28th day of January, 1909, and the defendant was duly appointed his administratrix on the 4th day of February, 1909. The occupation of the premises by the tenant was through a sub-tenant, Samuel Parker & Sons, who used them as a stable. It appears that a notice in writing that the building had been reported " as unsafe and dangerous " owing to the fact that " The rear wall is badly bulged and out of plumb, the brickwork of front is cracked and part of easterly wall at 2nd story broken and loose," was given by the superintendent of buildings for the borough of Manhattan to the owner on the 29th day of April, 1910, and to the sub-tenant on the 28th day of April, 1910, and they were required to make the building safe as specified in the notice which necessitated the removal of part of the walls, and they were also notified that upon their failure to immediately certify their assent or refusal " to secure or remove said building " a survey would be ordered as required by law, and the expense thereof would become a lien on the premises. The defendant testified that she also received a like notice from the bureau of buildings and that she mailed it to the plaintiff's agents. On the 5th day of May, 1910, the agents of the owner reported to him that the attorney for the tenant had notified them that his client had abandoned the premises in consequence of their dangerous condition, as shown by the orders from the different municipal departments, copies of which were inclosed — it does not otherwise appear what they were — and that they had insisted that the lease required the tenant to comply with such orders. On the next day the landlord made a demand on the tenant in writing that she comply with said orders, and gave her notice that he denied her right to surrender the property and declined to accept any surrender thereof. The sub-tenant had removed from the premises on the 1st day of May, 1910; hut the cause of removal is not otherwise shown. It appears that there were keys to the building and that they came into the possession of the plaintiff's agents who it is conceded had them in the month of June, 1910, but the evidence does not show definitely from whom or when they were received. It appears that the premises remained vacant after the subtenant removed, and that a fence was erected about the entrance or office door and the doors barred, but the exact time when this* was done or by whom was not shown. Neither the owner, nor the sub-tenant nor the tenant accepted the notice of the superintendent of buildings, or agreed to do the work as required by the notice, and said superintendent gave a further notice in accordance with law that a survey would be made on the 13th day of May, 1910, and that the report of the survey would be presented to the court on the fourteenth day of May for a hearing with respect to the facts. It was found by the survey that the building was unsafe and dangerous and a notice to that effect was posted thereon, and it was adjudged by the court on the 14th day of May, 1910, that the building was unsafe and dangerous, and that the rear wall was bulged, out of plumb and liable to collapse, and that portions of the brickwork of the front and east walls and chimneys were cracked and defective, and it was ordered that a precept be issued to the superintendent of buildings requiring him, forthwith, to make the building safe by removing all of the rear wall and all defective parts of the front and east walls and chimneys, and by rebuilding the same and by shoring and bracing. The work thus required was performed by a contractor employed by the owner, and the evidence shows that the keys were delivered to the workmen, and that the work cost upwards of $1,400. Early in May the agents demanded rent of the tenant for that month, but she declined to pay it. The matter was then placed in the hands of the attorneys for the plaintiff who early in the fall brought an action to recover the rent down to October first. There appears to have been no further demand of the tenant for payment of rent, or claim made that she was still in possession until on or about the twenty-sixth day of November thereafter, when she received a notice from, the plaintiff claiming that she was indebted to him for rent from May first to November thirtieth, and requiring payment of the same or surrender of the premises within three days. She answered this in writing on November thirtieth, denying that she was indebted to the plaintiff and stating that with the exception of a summons and complaint served on her the 24th day of September, 1910, the action to recover rent, this was the first time any claim or demand had been made on her for rent of the premises, which, she asserted, had been in the possession of the plaintiff since May when she surrendered them, and she also asserted that she had surrendered the premises on account of the fact that they had become dangerous and unsafe, and that the surrender had been accepted. On or about the 1st day of December, 1910, a personal demand was made on the defendant for the payment of the rent from May first to December first, and this proceeding was then instituted. In the petition the landlord alleged that the tenant held over and continued in possession of the premises. The tenant by answer denied that she was in possession, and alleged that she surrendered the possession, as already stated, on or about the 1st day of May, 1910, and that the landlord had accepted the surrender, and further pleaded that • the court was without jurisdiction.
We are of opinion that the court was without jurisdiction to make the order, for the uncontroverted evidence shows that the tenant was not in possession at the time the proceeding was instituted, and was not holding over or claiming any rights as a tenant of the premises. It is essential to the jurisdiction of the court to entertain a summary proceeding and to make a final order therein that the tenant should be in possession. (Code Civ. Proc. § 2231; Brown v. Mayor, 66 N. Y. 385; Ash v. Purnell, 32 N. Y. St. Repr. 306; Gallagher v. Reilly, 31 id. 556; Boehm v. Rich, 13 Daly, 62.) The adjudication would be conclusive against the tenant that she held over and remained in possession in the action by the landlord for the rent (Prince v. Schlesinger, 116 App. Div. 502; Grafton v. Brigham, 70 Hun, 134), and that appears to be the only object of the proceeding. A marshal or other officer of the court could give plaintiff nothing under the final order for the premises were wholly vacant and plaintiff had the keys. It is not necessary to decide whether the tenant was justified in removing from the premises on the theory that there was a constructive eviction, or whether the landlord accepted the surrender, for since it clearly appears that the tenant was not in possession the summary proceedings cannot he sustained.
It follows that the determination of the Appellate Term should be reversed, with costs to the appellant, and the final order should be reversed and the proceeding dismissed, with costs to appellant.
Ingraham, P. J., McLaughlin, Miller and Dowling, JJ., concurred.
Determination reversed, with costs, and final order reversed and proceeding dismissed, with costs to appellant. .