Case Name: CALTEX PLASTICS, INC., a California corporation, Plaintiff-Appellant, v. SHANNON PACKAGING, CO., a California corporation, Defendant-Appellee
Court: United States Court of Appeals for the Ninth Circuit
Jurisdiction: United States
Decision Date: 2016-12-14
Citations: 673 F. App'x 664
Docket Number: No. 15-55942
Parties: CALTEX PLASTICS, INC., a California corporation, Plaintiff-Appellant, v. SHANNON PACKAGING, CO., a California corporation, Defendant-Appellee.
Judges: Before: D.W. NELSON and OWENS, Circuit Judges, and KORMAN, District Judge.
Reporter: West's Federal Appendix
Volume: 673
Pages: 664–666

Head Matter:
CALTEX PLASTICS, INC., a California corporation, Plaintiff-Appellant, v. SHANNON PACKAGING, CO., a California corporation, Defendant-Appellee.
No. 15-55942
United States Court of Appeals, Ninth Circuit.
Argued and Submitted December 6, 2016 Pasadena, California
Filed December 14, 2016
Fred Abraham Fenster, Esquire, Attorney, Greenberg Glusker Fields Claman & Machtinger LLP, Los Angeles, CA, for Plaintiff-Appellant
Gary M. Anderson, Esquire, Lead Counsel, Kenya LaVeme Williams, Esquire, Attorney, Fulwider Patton LLP, Los Ange-les, CA, for Defendant-Appellee
Before: D.W. NELSON and OWENS, Circuit Judges, and KORMAN, District Judge.
The Honorable Edward R. Korman, United States District Judge for the Eastern District of New York, sitting by designation.

Opinion:
MEMORANDUM
Caltex Plastics, Inc. ("Caltex") appeals from the district court's decision granting summary judgment to Shannon Packaging, Co. ("Shannon") on claims.that Shannon engaged in (1) false advertising under the Lanham Act, 15 U.S.C. § 1125(a), (2) false advertising under Cal. Bus. & Prof. Code. § 17500, and (3) unfair competition under Cal. Bus. & Prof. Code § 17200 when it advertised that its product was tested according to the MIL-PFR-81705 Type III specification ("81705 Spec.") "Test Method" and that its product was "designed to meet the performance of MIL PFR 81705 T3," As the parties are familiar with the facts, we do not recount them here. We vacate and remand.
' Caltex argues that the district court's decision to exclude the Declaration. of James R. Higgs ("Higgs Declaration"), filed in support of its Opposition to Shannon's Motion for Summary Judgment, was an abuse of discretion. Higgs posits that Shannon's advertisements that its product was "designed to meet the performance of MIL PFR 81705 T3" and that its product was tested according to the 81705 Spec. "Test Method" were literally false. According to Higgs, Shannon only tested for one of the 19 characteristics required by the 81705 Spec, and used different test methods than those accepted by the military. Thus, the Higgs Declaration raised factual disputes as to whether (1) Shannon designed its product to meet all of the requirements of the 81705 Spec., or just one and (2) Shannon tested its product according to the 81705 Spec. "Test Method."
The district court excluded the Higgs Declaration as a Fed. R. Civ. P. Rule 37 sanction because Caltex failed to disclose Higgs as a witness, in violation of Fed. R. Civ. P. 26(a)(2), and because Higgs violated a court-imposed Protective Order. The district court held that, "[without the Higgs Declaration, which has been excluded," Caltex failed to provide affirmative evidence that Shannon's product testing claims were not sufficiently reliable, and dismissed Caltex's false advertising claims. Accordingly, the district court's decision to exclude the Higgs Declaration was tantamount to dismissal of Caltex's claims.
A district court's discretion to impose sanctions is limited when the imposition of sanctions would be tantamount to dismissal. R & R Sails, Inc. v. Ins. Co. of Pa., 673 F.3d 1240, 1247 (9th Cir. 2012); see also Toyrrific, LLC v. Karapetian, 606 Fed.Appx. 365, 365 (9th Cir. 2015) (unpublished). "[B]ecause the sanction amounted to dismissal of a claim, the district court was required to consider whether the claimed noncompliance involved willfulness, fault, or bad faith, and also to consider the availability of lesser sanctions." R & R Sails, 673 F.3d at 1247 (internal citations omitted).
Here, the district court did not explicitly consider these factors in its decision to exclude the Higgs Declaration. Accordingly, we vacate and remand to the district court to address these factors before deciding what sanction is appropriate.
VACATED AND REMANDED.
This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.