Case Name: In the Matter of the Probate of the Last Will and Testament of Maurits F. H. de Haas, Deceased. Alice Preble Tucker de Haas, Appellant; Maurits F. H. de Haas and Others, Respondents
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1896
Citations: 9 A.D. 561
Docket Number: 
Parties: In the Matter of the Probate of the Last Will and Testament of Maurits F. H. de Haas, Deceased. Alice Preble Tucker de Haas, Appellant; Maurits F. H. de Haas and Others, Respondents.
Judges: 
Reporter: Appellate Division Reports
Volume: 9
Pages: 561–570

Head Matter:
In the Matter of the Probate of the Last Will and Testament of Maurits F. H. de Haas, Deceased. Alice Preble Tucker de Haas, Appellant; Maurits F. H. de Haas and Others, Respondents.
Will,— execution of— the witnesses must see the testator sign or he must acknowledge his signature to witnesses who then see it — 3 2?. 8. 68, § 40; Code of Oiril Procedure, §§ 3618, 3630.
A will having the ordinary attestation clause, reciting that the testator signed the will in the presence of the attesting witnesses, had three subscribing witnesses, one of whom was dead, and as to his handwriting no proof was made. One of the surviving subscribing witnesses testified that he first saw the will upon the day of its date; that, while he was visiting the studio of the other surviving subscribing witness, the testator came in and said he would like their signatures to his will. This witness said that his impression was that the testator produced the will, stating that it was his will, and asked the witnesses to sign it, and that all three witnesses did sign it. The witness said he could not swear that the signature of the testator was on the will when.' he witnessed the paper, but he was sure that it was there before the witness left the room. The other surviving subscribing witness said that the testator brought the paper to his studio and asked him to sign his will; that he signed it; that the other subscribing witnesses were in the room at the time, and that the testator read the attestation clause to the witness before he was requested to sign as a witness. He said he had no recollection of seeing, the testator sign the will, and that the testator held the will in such a way that scarcely any thing was to he seen, and that he only saw the attestation clause, the signatures of the witnesses that were there and the place where he himself. was to sign. He did not know whether the will was signed or not.
Held, that the will was improperly admitted to nrobate;
That a will must either be signed in the presence of the witnesses, or the testator must acknowledge his subscription of the will to subscribing witnesses who then see his signature.
A signature neither seen, identified nor in any manner referred to as a separate and distinct thing, cannot in any just sense be said to be acknowledged by a reference to the entire instrument by name, to which the signature may or may not at the time be subscribed.
Williams and O’Brien, JJ., dissented.
Appeal Iby the contestant, Alice Preble Tucker de Haas, from a decree of the Surrogate’s Court of the county of Hew York, entered in said Surrogate’s Court on the 13th day of April, 1896,. admitting to probate a paper purporting to be the last will and testament of Maurits F. IT. de Haas, deceased.
E. L. Heydecker, for the appellant.
Jacob S. Van Wyck, for the respondents.

Opinion:
Ingraham, J.:
The appellant objected to the admission of' the will of this testator to probate on the ground that the subscription at the end of the will was not made by the testator in the presence of each of . the attesting witnesses, nor acknowledged by him to have been made by him, to each of such witnesses; and the surrogate having overruled that objection and admitted the will to probate, the appellant has appealed to this court.
The Revised Statutes (Vol. 2, § 40, p. 63) imperatively require the subscription to the will by the testator to be made in the presence of each of the attesting witnesses, or that such subscription shall be acknowledged by the testator to have been made by him to each of such witnesses; and no will can be admitted to probate unless there is satisfactory evidence before the surrogate' .that this provision of the statute has been complied, with.
The Code of Civil Procedure (§ 2618) provides that, before a written will is admitted to probate, two, at least, of the subscribing witnesses moist be- produced and examined, if so many are within the State, and competent and able to testify; but by section 2620 of the Code it is provided that if the subscribing witnesses to a written will are,, or if a subscribing witness whose testimony is required, is dead, or incompetent by reason of lunacy or otherwise, to testify, or unable to testify; or if such a subscribing witness is absent from the State, or has forgotten the occurrence, or testifies against the execution of the will, the will may, nevertheless, be established upon proof of the handwriting of the testator, and of the subscribing witnesses, and also of such other circumstances as would be sufficient to pro've the will upon the trial of an action. These provisions, taken together, would require that the subscription made in the presence of each of the witnesses, or the acknowledgment by the testator to each of the witnesses that the subscription was his, must be proved either by the subscribing witnesses or by proof of their handwriting, and of such circumstances as Avould be sufficient to prove that the will had been subscribed by the testator at the end thereof prior to the time that the attesting witnesses signed it, and that such subscription was made by the testator in the presence of the witnesses, or that he expressly acknowledged a particular subscription to be his subscription to the will. This must be established as to two witnesses by evidence of such circumstances as would be sufficient to prove the fact of such subscription, either in the presence of the Avitnesses, or if not that, then an acknowledgment of such subscription to the subscribing witnesses by the testator.
In The Matter of Mackay (110 N. Y. 614) it Avas held that the " subscribing witnesses to a will are required by law, for the purpose of attesting and identifying the signature of the testator, and that .they cannot do unless' at the time of the attestation they see it; " that " the formalities prescribed by the statute are safeguards thrown around the testator to prevent fraud and imposition. To this end the witnesses should either see the testator subscribe his name, or he should, the signature being visible to him and to them, acknowledge it to he his signature. Otherwise imposition might be possible and sometimes the purpose of the statute might be frustrated."
In Lewis v. Lewis (11 N. Y. 220), where the acknowledgment or declaration made by the testator to the witnesses, or in their presence, as to the instrument, was, "I declare the within to he my free will and deed," it was held not a sufficient acknowledgment of his subscription to the witnesses within the statute, Allen, J., writing the opinion, saying: " A signature neither seen, identified or in any manner referred to as a separate and distinct thing, cannot in any just sense be said to be acknowledged by a reference to the entire' instrument by name, to which the signature may or may not be at the time subscribed; " and in The Matter of Laudy (148 N. Y. 404) the same principle was applied.
The surrogate has admitted the will to probate, and the first question that we have to determine is whether there is any evidence upon which the finding that the testator either subscribed his name at the end of the will in the presence of two witnesses or acknowledged it to two witnesses to be his signature could be based. In The Matter of Laudy (supra) there were two witnesses to the will, Dr. Porter and Mrs. Edwards. The testimony of Dr. Porter tended to show that the signature of the testatrix was upon the instrument at the time it was presented to him for his signature, and that she then stated that she had signed it. The testimony of Mrs. Edwards was to the effect that, at the time the paper was presented to her for her signature, it was so folded that she saw only the signature of Dr. Porter, and that she recalled no expression on the part of the testatrix in Which the testatrix stated that she had signed the instrument. The attestation clause upon this will was substantially the same as that to the will in question, and the Court of Appeals, affirming the order of the General Term which reversed a decree of the surrogate refusing to probate this will, held that the testimony of Mrs. Edwards was insufficient to authorize the admission of the will to probate; that there should be a new. trial, as upon the evidence a question of fact was presented which involved the credibility of the witnesses, and that the difference between Dr. Porter's and Mrs. Edwards' testimony as to the exhibition. of the testatrix's signature and her alleged declaration with reference thereto, together with the inferences to be drawn from the surrounding circumstances, required the submission of the question to a jury, thus applying the provisions of section 2620 of the Code of Civil Procedure, that where one of the subscribing witnesses testifies against the execution of the will, or, in other words, testifies to facts which would prevent the probate of the will, the will may, nevertheless, be established upon proof of the handwriting of the testator and the subscribing wit nesses, and also of such other circumstances as would be sufficient to prove the will upon the trial of an action.
Keeping in mind this principle, we may examine the testimony of the two surviving -witnesses to the will, the third witness having died before the testator. The two surviving witnesses were Mr. Skinner and Mr. Guy: Mr. Skinner, the first witness examined, testified that he first saw the will upon the day of its date; that one morning while he was visiting the studio of Mr. Guy, the other surviving subscribing witness, the testator came in and said " he would like our signatures to his will, Mr. Hubbard being also called on." The witness then stated that his impression was that he (the testator) " produced this paper, stating that it was his will, and asked us to sign it. We then signed it. I signed it, and I think the others did; we all three signed it together. On examining the paper 1 see upon it the signature of Mr. de Haas. I cannot swear that the signature was there at the time I witnessed the paper. Whether he put it there in our presence I am not quite sure, but it was there before we left the room. I do not now recall any words that were used. The substance of them was simply that it was his will, and he wanted our signatures to it." It is quite clear that this is insufficient to establish either the signing of the will in the presence of Mr. Skinner, or an acknowledgment by the testator to Mr. Skinner of a signature purporting to be that of the testator as his- (the testator's) signature. The witness states again and again that he was testifying only as to impressions. While the attestation clause states that the testator signed the instrument in the presence of the witnesses, it does not appear on the testimony of Mr. Skinner that that statement of the attestation clause was true, and that the testator did subscribe the will in the presence of Mr. Skinner. In fact, the testimony of the witness seems to be that all there was said tó him was that the testator said he would like the witness to witness his will, and that when
the testator made that remark he had a paper in his hand upon which the witness subsequently wrote his name. The other surviving subscribing witness swore that the testator brought the paper to his room and asked him to sign his will, and that he signed it with the others 5 that Mr. Skinner and Mr. Hubbard were in his (the witness') room at the time, and that the testator read the attestation clause to the witness before he was requested to sign as a witness. The witness further testified that he had no recollection of seeing the testator sign the will; that he (the testator) read the attestation clause, but did not read the rest of the will, and that he held the will " somehow in this way," in a way in which there was scarcely anything to be seen ; held it folded down, something like that (indicating) ; that he (the witness) saw nothing of the body of the will, and knew nothing of its contents; that he saw only the attestation clause, the place where he was to sign, and the signatures of the witnesses that were there. The witness does not recall whether he saw the jiaper signed or not. He says that nothing more was said by the testator when he handed the paper to the witness, requesting his signature, " than that it was his will, and he asked me if I would sign it, and I supposed that was all that was necessary, my signature as a proof."
It was in: evidence that the other subscribing witness,'Mr. Hubbard, Was dead, but no effort was made to prove his signature. We think this evidence was insufficient to prove that the. testator subscribed this will in the presence of either of the two witnesses who were examined or acknowledged to either of them that a particular subscription or signature was his signature. The statute, requires either a signature in the presence of the witnesses (of which there is no evidence), or an acknowledgment by the testator of a signature which was exhibited to the witness as his.signature td the instrument. There is no evidence that any signature purporting to be a signature or subscription of the testator was ever shown to either of the two witnesses examined, and thus the fact of such subscription in the presence of two witnesses, or an acknowledgment of a subscription to two witnesses by the testator is unproved. The attestation clause as it stands recites that the will was signed by the testator in the presence of the three subscribing witnesses, and proof of the death of one witness and of his signature to the, attestation clause would be sufficient proof, within the section of the Code of Civil Procedure before cited, that the testator signed the will in the presence of one witness. Such proof was not offered as to the handwriting of such subscribing witness. But to justify the decree admitting the will to probate there must be evidence as to the fact of such subscription in his presence, or an acknowledgment to him of a subscription exhibited to him as the signature of, the testator. The evidence does not show that there was a subscription to the will by the testator in the presence of the other two witnesses. The evidence does not show that the testator acknowledged to two witnesses his signature to the instrument, or stated to them that' he had signed the paper, or that a writing that he exhibited was his signature to the paper. And thus applying the principle in the case of Lewis v. Lewis (supra), that " A signature neither seen, identified or in any manner referred to as a separate and distinct thing, cannot in any just sense be said to be acknowledged by a reference to the entire instrument by name, to which the signature may or may not be at the time subscribed," it seems that the evidence did not justify the admission of this will to probate.
We think, therefore, the decree of the surrogate should be reversed and the question sent to the Trial Term of the Supreme Court to be tried before a jury, with costs to the contestant to abide the result.
Van Brunt, P. J.,. and Patterson, J., concurred; Williams and O'Brien, JJ., dissented.