Case Name: Jean COLEMAN, et al., Plaintiffs, v. POTTSTOWN SCHOOL DISTRICT, Defendant
Court: United States District Court for the Eastern District of Pennsylvania
Jurisdiction: United States
Decision Date: 2013-11-22
Citations: 983 F. Supp. 2d 543
Docket Number: Civil Action No. 10-07421
Parties: Jean COLEMAN, et al., Plaintiffs, v. POTTSTOWN SCHOOL DISTRICT, Defendant.
Judges: 
Reporter: Federal Supplement 2d
Volume: 983
Pages: 543–576

Head Matter:
Jean COLEMAN, et al., Plaintiffs, v. POTTSTOWN SCHOOL DISTRICT, Defendant.
Civil Action No. 10-07421.
United States District Court, E.D. Pennsylvania.
Nov. 22, 2013.
David J. Berney, Law Offices of David J. Berney, Lawrence Lee Wentz, Law Office of Lawrence Lee Wentz, Giovanni Campbell, Philadelphia, PA, for Plaintiffs.
Timothy E. Gilsbach, Blue Bell, PA, for Defendant.
. See Parents' Ex. 28, Timed Reading Probes and Progress Monitoring Data at 1-2.

Opinion:
Findings of Fact, Statements of Applicable Law, Conclusions of Law, and Analysis
EDUARDO C. ROBRENO, District Judge.
TABLE OF CONTENTS
I. INTRODUCTION AND PROCEDURAL HISTORY.........................552
A. Administrative Due Process Complaint .552
B. Administrative Due Process Hearing...................................552
C. Plaintiffs' Case in U.S. District Court...................................553
D. Motions to Supplement the Record.....................................553
E. Parties' Proposed Findings of Fact and Conclusions of Law...............553
II. FACTUAL BACKGROUND .554
A. Historical Facts......................................................554
1) R.J.'s Early Years in Baltimore.....................................554
2) November 2005 Assessments and March 2006 IEP.....................554
3) Move to Pottstown and August 2006 Interim IEP......................555
B. Findings of Fact on Contested Issues...................................556
1) One-on-One and Lindamood-Bell Style Instruction at Pottstown
School District..................................................556
2) Instruction, Accommodations, and Modifications in Pottstown School
District IEPs...................................................556
3) Transition Planning at Pottstown High School..........................557
4) Measurable Goals and Progress Monitoring in R.J.'s October 2006
and October 2007 IEPs .557
5) Pottstown School District's Response to Student's Behavioral Issues.....558
6) Academic Gains in Identified Areas of Concern, September 2006
through May 2008 .559
III. STATEMENT OF APPLICABLE LAW....................................562
A. Standard of Review of Hearing Officer's Decision and Burden of Proof.....562
B. FAPE Standard under the IDEA......................................562
C. Procedural Violations of the IDEA and Challenging the Substantive
Contents of an IEP .564
D. New Testing Requirements for In-Transferring Students with Existing
IEPs.............................................................564
E. Monitoring Requirements under the IDEA..............................565
F. Treatment of Behavioral Issues under the IDEA.........................565
G. Transitional Services Requirements under the IDEA.....................565
H. Extended School Year (ESY) Services Requirements under the IDEA.....566
I. Compensatory Education .566
J. Tuition Reimbursement Standard......................................567
K. Statutory Framework of Plaintiffs' Claims under Section 504 of the
Rehabilitation Act and the Americans with Disabilities Act..............568
IV. STATUTE OF LIMITATIONS: A THRESHOLD ISSUE....................568
V. ANALYSIS AND CONCLUSIONS OF LAW ON PLAINTIFFS'
SPECIFIC DENIAL OF FAPE CLAIMS................................569
A. Reevaluation Upon Enrollment in Pottstown School District...............569
B. No denial of FAPE based on provision of part-time learning support
rather than full-time learning support or private placement..............570
C. No denial of FAPE based on lack of "consistent one-on-one instruction".....570
D. No denial of FAPE for failure to address ongoing behavioral issues.........570
E. No denial of FAPE based on failure to identify secondary
exceptionality of "other health impairment" based on R.J.'s ADHD.....571
F. No denial of FAPE based on inadequate or insufficient IEP goals..........572
G. No denial of FAPE based on inadequate progress monitoring..............573
H. No denial of FAPE based on inadequate instruction, accommodations,
and modifications in R.J.'s IEPs .573
I. No denial of FAPE based on insufficient transition planning and programming........................................... 574
J. No denial of FAPE based on denial of extend school year (ESY) services................................................ 574
K. No denial of FAPE based on inadequate social skills training . 575
VI. CONCLUSION................... 575
I. INTRODUCTION AND PROCEDURAL HISTORY
A. Administrative Due Process Complaint
On May 13, 2009, Jean and David Coleman ("Parents"), on behalf of their adopted son, R.J., (collectively, "Plaintiffs "), filed an administrative due process complaint against Pottstown School District ("Defendant") alleging that it had denied a free, appropriate public education ("FAPE") to R.J. during the 2006-07, 2007-08, and 2008-09 school years. See Pennsylvania Special Education Hearing Officer's Decision 2, Sept. 10, 2010, ECF (hereinafter "Admin. Decision").
The administrative complaint was dismissed without a hearing on June 18, 2009, as the hearing officer found that Parents lacked standing to raise a claim under the Individuals with Disabilities Education Act (IDEA). Id.; see also Pis.' Proposed Proposed Findings of Fact and Conclusions of Law ¶ 6, ECF No. 52 (hereinafter "Pis.' Proposed Findings"). Plaintiffs appealed to the U.S. District Court for the Eastern District of Pennsylvania. Id. ¶ 7. The Court remanded the case for an administrative hearing based on the Court's finding that, under the circumstances, Parents met the standing requirements to seek reimbursement for educational expenditures made on R.J.'s behalf. Id. ¶ 8.
B. Administrative Due Process Hearing
On remand, an administrative hearing was convened on March 15, 2010 to hear evidence on Defendant's motion to preclude claims predating May 12, 2007 because of IDEA'S two-year statute of limitations. Id. ¶ 11. On April 13, 2010, the Hearing Officer determined that Plaintiffs had established an exception to IDEA'S statute of limitations. Id. ¶ 13. Accordingly, Plaintiffs were to be permitted to present substantive evidence of all the events presented in their due process complaint, including those dating back to the beginning of the 2006-07 academic year. Id. ¶ 13. Accordingly, Plaintiffs were to be permitted to present substantive evidence of all the events presented in their due process complaint, including those dating back to the beginning of the 2006-07 academic year. Id. ¶ 13.
Four substantive administrative due process hearings were held on May 18, May 19, August 16, and August 17, 2010. Id. ¶ 10. Based on the evidence presented at these hearings, including a substantial documentary record of R.J.'s academic and behavioral history, the Hearing Officer issued a decision on September 24, 2010 finding that Defendant had not denied R.J. a September 24, 2010 finding that Defendant had not denied R.J. a FAPE, thus denying all of Plaintiffs' claims. Admin. Decision at 15.
C. Plaintiffs' Case in U.S. District Court
On December 21, 2010, Plaintiffs filed a civil action in U.S. District Court against Defendant, claiming that the District failed to provide R.J. with a PAPE during the 2006-07, 2007-08, and 2008-09 academic years in violation of the IDEA, Section 5 of the Rehabilitation Act, and the Americans with Disabilities Act (ADA). See Compl, ECF No. 1; see also Am. Compl., ECF No 9.
D. Motions to Supplement the Record
On April 18, 2011, as part of this ongoing litigation, Plaintiffs propounded upon Defendant a discovery request for R.J.'s academic and behavioral record. See Pis.' Proposed Findings ¶21. In response to this request, Defendant produced, for the first time, voluminous documentation of R.J.'s educational record. Id. ¶ 22.
On August 15, 2011, Plaintiffs filed a Motion to Supplement the Administrative Record with various behavioral, academic, and discipline records; representative samples of R.J.'s academic work; and correspondence between various District personnel and Plaintiff R.J.'s adopted brother/advocate, Michael Coleman, which had been produced by Defendant. See Pis.' Mot. Supplement R., ECF No. 28. The Court denied the first Motion to Supplement without prejudice on August 19, 2011, ordering Plaintiffs to file an amended Motion with an attached expert report. See Order Denying Mot. Supplement R., Aug. 19, 2011, ECF No. 29.
Plaintiffs filed an Amended Motion to Supplement the Administrative Record on September 2, 2011, this time attaching expert testimony from psychologist Dr. Nancy Bloomfield. See Pl.'s Am. Mot. Supplement R., ECF No. 80. The Court issued an order on February 21, 2012 allowing the Plaintiff to supplement the administrative record with Exhibits E, F, I, H, and J of Plaintiffs' Amended Motion in light of the guidance for allowing supplementation of an administrative record in Antoine M. v. Chester Upland Sch. Dist., 420 F.Supp.2d 396, 402 (E.D.Pa.2006) (Robreno, J.). See Order, Feb. 21, 2012, ECF No. 35, 2012 WL 569000. The Court denied admission of Ms. Bloomfield's expert report, though the Court provided that an amended report might be resubmitted. Id. An amended report was submitted to the Court on August 15, 2012. See Pls.' Am. Expert. Report, ECF No. 43.
On July 26, 2012, Plaintiffs filed another Motion to Supplement the Administrative Record to provide additional context to previously submitted correspondence between Mr. Coleman and Pottstown School District personnel. See Pls.' Mot. Supplement the R., ECF No. 41. This Motion was granted by the Court on January 23, 2013. See Order Granting Pls.' Mot. Supplement the R., ECF No. 56.
On September 21, 2012, the Court held a hearing allowing both sides to present testimony of expert witnesses in the areas of school psychology and developmental psychology. See Hr'g Tr., 7, 43, ECF No. 50. This testimony related to R.J.'s behavioral history and academic progress throughout the years in question. Plaintiffs' witness, Dr. Nancy Bloomfield, as well as Defendant's witness, Dr. Samuel J. Brooks testified at the hearing. Michael Coleman also testified to explain the payment arrangement that he and Parents had with the private Lindamood-Bell program where R.J. received instruction in 2008-09.
E.Parties' Proposed Findings of Fact and Conclusions of Law
Following the September 21, 2012 hearing, Plaintiffs and Defendant submitted their proposed findings of fact and conclu sions of law on November 15, 2012 and December 5, 2012, respectively. The case is now ripe for disposition. The Court has reviewed the parties' proposed findings of fact (ECF No. 52 and 55), the supplemented administrative record, the Decision of Pennsylvania Special Education Hearing Officer Cathy Skidmore (ECF No. 15-1), transcripts of the 2010 administrative due process hearings, and other supplementary materials including the testimony and expert reports of Dr. Bloomfield and Dr. Brooks, and the testimony of Michael Coleman. Upon examination of this extensive record, the Court now makes the following material findings of fact.
II. FACTUAL BACKGROUND
A. Historical Facts
1) R.J. 's Early Years in Baltimore
Before entering the Pottstown School District in Pennsylvania, R.J. resided in Baltimore, Maryland, where he was born on April 23, 1991. See Admin. Decision, Findings of Fact ("Admin. FOF") ¶ 1, ECF No. 15-1. Between 1999 and 2001, R.J. experienced a number of different emotional and physical traumas, including a depressed skull fracture resulting from being struck with a metal pole, the death of a brother, and the incarceration of a parent. Admin. FOF ¶ 2.
R.J. attended public school in Baltimore from kindergarten through the beginning of the ninth grade. Admin. FOF ¶ 1. In second grade, R.J. was identified as eligible for special education on the basis of a specific learning disability. Id. An educational evaluation conducted in the spring of 2001 revealed well-below grade level academic performance in reading, math, and written language. Admin. FOF ¶ 3. R.J. also received psychiatric diagnoses of Reactive Attachment Disorder, Dysthymia, Post-Traumatic Stress Disorder, and Obsessive Compulsive Personality Disorder. Id. Consequently, R.J. was recommended to be reclassified to suffering from serious emotional disturbance. Id.
R.J. received special education to address his emotional disturbance and specific learning disability throughout his middle school career, from September 2002 through May of 2005. Admin. FOF ¶ 4. R.J.'s behavior had an adverse effect on his academic performance throughout this time period. Id.
2) November 2005 Assessments and March 2006 IEP
R.J. entered high school in Baltimore at the start of the 2005-2006 school year. Admin. FOF ¶ 6. He received a series of behavioral, psychological, and educational assessments in November 2005. Id.
A neuropsychological evaluation under the Wechsler Intelligence Scale for Children revealed R.J.'s overall intellectual functioning to be within the low-average range. Admin. FOF ¶ 7. Based on those results, the evaluation recommended: educational aids including intensive intervention to address his specific learning disorder and monitoring of emotional functioning; a phonics-approach to reading such as Lindamood-Bell; a speech/language evaluation; small class settings; transition planning; teaching skills and strategies in the areas of organization, self-monitoring, coping and problem-solving, as well as social skills; and modifications to and accommodations within the curriculum. Admin. FOF ¶ 10.
At that time, R.J. also received a behavioral assessment indicating that he exhibited behaviors of concern in a school setting in the areas of attention, aggression, depression, atypicality, withdrawal, and learning problems. Admin. FOF ¶ 8, 9. This evaluation also suggested that R.J. met the criteria for Attention Deficit Hyperactivity Disorder ("ADHD"), Inattentive Type. Id.
R.J.'s Individualized Education Program ("IEP") team in Baltimore developed a new IEP in March of 2006. Admin. FOF ¶ 11. R.J. was classified as possessing a specific learning disability and present educational levels were set forth in reading, mathematics, and written language. Id. The March 2006 IEP included annual goals for transition planning, reading (including decoding), math, written language, as well as coping and social skills. Id. The IEP also contained a functional behavioral assessment ("FBA") relating to verbal and physical threats to peers and students. Id.
R.J. was placed in a private school for a short time at the end of the 2005-06 school year where he reportedly adapted well but required redirection at times. Admin. FOF ¶ 12.
3) Move to Pottstown and August 2006 Interim IEP
During the late spring of 2006, R.J.'s family situation in Baltimore deteriorated to the point where he could no longer reside there. Id. On July 5, 2006 the Circuit Court for Baltimore City awarded custody of R.J. to Parents, and R.J. went to live with Parents in Pottstown, Pennsylvania. Admin. FOF ¶ 13.
During the summer of 2006, Michael Coleman contacted Defendant, Pottstown School District, to discuss whether it could meet RJ.'s educational needs. Admin. FOF ¶ 14. At that time, Michael Coleman provided Defendant with R.J.'s records from Baltimore and R.J. was enrolled in Pottstown High School for the 2006-2007 school year. Id.
Defendant convened a team to develop an interim IEP for R.J. in August of 2006. Admin. FOF ¶ 15. This IEP summarized R.J.'s educational history and needs based on R.J.'s educational and behavioral assessments from Baltimore, including his March 2006 IEP. Id. The IEP team noted that R.J. exhibited behaviors that impeded his learning or that of others and that R.J. was at-risk for emotional problems. Id. This interim IEP provided for R.J. to receive a baseline assessment from which goals would be derived. Id. It also stated that a FBA would be conducted if behavioral problems arose. Id. R.J. was placed in a combination of special education and regular education classes. Id. This IEP's program modifications and specially-designed instruction included small class settings, Lindamood-Bell instruction, audio books, and dictation to a scribe. Id. An included transition outcome stated that R.J. would explore tech classes. Id. Parents received and approved the Notice of Recommended Educational Placement (NOREP) resulting from this interim IEP. Id. At this time, R.J.'s IEP team believed that no further evaluation of R.J. was necessary in order to develop an IEP. Admin. FOF ¶ 16.
R.J. remained enrolled in the Pottstown High School for the duration of the 2006-07 and 2007-08 school years and received a new IEP in October of 2006 and 2007. Admin. FOF ¶ 17, 30. Defendant and Plaintiffs were in regular communication about R.J.'s progress during this period. Admin. FOF ¶ 23-24, 38. R.J. ceased to attend Pottstown High School and was enrolled in a private center providing Lindamood-Bell instruction during the 2008-09 academic year. Admin. FOF ¶ 41. During the 2008-09 year the parties remained in communication, and in March of 2009 R.J.'s IEP team met to develop a program for R.J. Admin. FOF ¶ 42. R.J. did not return to the Pottstown School District after 2009. Admin. FOF ¶ 45.
B. Findings of Fact on Contested Issues
The parties do not dispute R.J.'s educational and behavioral record prior to enrolling in the Pottstown School District in the summer of 2006. Additionally, the parties are in agreement regarding the general timeline of events during the 2006-07, 2007-08, or 2008-09 school years. Therefore, the Court will address the contested issues material to Plaintiffs' allegations.
1) One-orir-One and Lindamood-Bell Style Instruction at Pottstown School District
R.J.'s IEPs prepared in August and October of 2006 include one-n-one instruction as part of R.J.'s reading skills program. R.J. received reading instruction from Judith Miller, a special education reading teacher employed in Defendant School District. Ms. Miller completed training in the Lindamood-Bell instructional method prior to 2006 and administered the method to R.J. during the 2006-07 and 2007-08 academic years. Defendant's decision to deny funding for R.J. to attend a private Lindamood-Bell placement was based in part on Defendant's intention to continue R.J.'s Lindamood-Bell instruction with Ms. Miller. The record indicates that R.J. received individualized or small class instruction with a special education teacher in reading approximately every other day during the 2006-07 and 2007-08 academic years.
2) Instruction, Accommodations, and Modifications in Pottstown School District IEPs
R.J.'s 2005 Neuropsychological Report recommended a number of specially-designed instructions ("SDIs") to enable R.J.'s access to educational materials. R.J.'s October 2006 IEP included a number of these SDIs, such as "small classroom setting, cueing to remain on task," "extra time to complete tests," "repeated directions/directions read aloud," and "dictation to a scribe." These SDIs were intended to be implemented primarily in a "learning support classroom," where R.J. was to receive 60% of his instruction. In R.J.'s October 2007 IEP, SDIs from his prior IEP were retained and supplemented with additional instructions including "seating near area of instruction," "reduce[d] written quantity in classwork/tests," "reduce[d] number of tests and test items," and "use of a calculator."
3) Transition Planning at Pottstown High School
R.J.'s IEPs completed by Defendant in August and October of 2006 included transition services in the form of tech classes at Pottstown High School. One block of R.J.'s course schedule was devoted to courses furthering this goal, including "Careers in Mech/Tech" and "Construction Tech."
In R.J.'s October 2007 IEP, transition services were again recommended. These services included technology classes, participation on culinary volunteer opportunities, and participation in the Armed Forces Vocational Aptitude Battery ("AFVAB") during his senior year in furtherance of his interest in a career in the military.
4) Measurable Goals and Progress Monitoring in R.J.'s October 2006 and October 2007 IEPs
In the October 2006 IEP, R.J.'s recognized needs relating to his disability included reading fluency, written expression skills, math calculation, and math reasoning. R.J.'s October 2006 IEP set measurable annual goals in reading fluency, math computation, and writing. Though R.J. had documented needs in the areas of written expression, math reasoning, math calculation, reading comprehension, vocabulary, and decoding, the IEP did not set annual goals or conduct progress monitoring in these areas.
In R.J.'s October 2007 IEP, his recognized needs remained the same as in 2006. In 2007, R.J.'s IEP team set annual goals in both reading fluency and math computation, but the math computation goal listed in the IEP was left incomplete. The record reflects periodic progress monitoring of reading fluency during the 2007-08 year in the form of reading probes. Even though the 2007 IEP called for progress monitoring in math through the use of similar periodic probes, the record suggests that no such probes were conducted.
5) Pottstown School District's Response to Student's Behavioral Issues
R.J. exhibited disrúptive behavior on an ongoing basis during the 2006-07 school year. Defendant designed a new IEP for R.J. in October of 2006. The IEP's behavioral plan included thirty minutes of counseling with a school psychologist each week, which R.J. did attend.
At the time that the District developed R.J.'s October 2006 IEP, members of the IEP team believed that the behavioral plan in the prior IEP was working, that R.J.'s social skills were improving, and that the weekly counseling sessions sufficiently addressed R.J.'s behavioral problems.
While R.J.'s assigned school psychologist recognized that R.J. showed behavioral problems in the 2006-07 school year, the behavioral problems did not appear severe enough to warrant anything beyond counseling, particularly as R.J. was producing passing work.
R.J.'s October 2006 IEP recognized that R.J. possessed "behaviors that impeded [his] learning or that of others," and that he was "at risk for emotional problems;" the IEP also stated that an FBA would be conducted "if behavioral issues [arose]." The October 2006 IEP included a Behavioral Improvement Plan ("BIP") that addressed interactions with peers and adults, expression of frustration and anger, and self-esteem.
No FBA was conducted on R.J. during the 2006-07 year. R.J.'s school psychologist, Dr. Brooks, indicated that the District determined that no FBA was necessary at the time because R.J. did not present issues during his counseling sessions and the District believed that it had already determined the underlying reasons for R.J.'s misbehavior. Additionally, Dr. Brooks indicated that because R.J.'s academic performance was adequate and because his behavior was not substantially affecting his attendance, an FBA was not required at that time.
Defendant did not conduct an FBA in conjunction with designing a new IEP for R.J. in October of 2007. During the 2007-08 academic year, R.J.'s behavior further declined. Defendant documented many incidents of misbehavior by R.J. that appeared to compromise his learning process.
Dr. Brooks characterized R.J.'s misbehavior during the 2007-08 school year as "periodic" rather than "ongoing." For this reason, and because Defendant believed that it knew the reason for the misbehavior (that R.J. was missing his family and home in Baltimore), conducting an FBA on R.J. during the 2007-08 academic year was deemed unnecessary.
In response to R.J.'s behavioral and emotional issues during the academic year, Dr. Brooks referred R.J. to a Student Assistance Program ("SAP"). This program was intended to provide counseling or therapy services outside of the school setting. This course of action was recommended, in part, because R.J.'s behavior at the time appeared to be originating from circumstances (R.J.'s separation from his family in Baltimore) that were out of Defendant's control.
6) Academic Gains in Identified Areas of Concern, September 2006 through May 2008
During the 2006-07 school year, R.J. received passing grades and was reportedly improving in the area of reading fluency and decoding. In March of 2007, R.J. was "receiving education at a second grade level," meaning that the materials that he was working with were at the second grade level. At this time, R.J. was receiving one-on-one instruction in the Lindamood-Bell style for reading in a special education context at Pottstown High School.
In March of 2007, Michael Coleman, R.J.'s advocate and adoptive older brother, expressed concerns to Defendant that while R.J.'s grades remained in the passing range and his special education teacher indicated that his reading was improving, that R.J. was not actually making progress in reading. On March 26, 2007, following a meeting of R.J.'s IEP team, R.J. received a speech/language screening which did not reveal a need for further speech/language evaluation. While R.J.'s grades took a generally downward trend during his two years at Pottstown High School, they remained almost entirely in the passing range.
A primary source of contention in this case is the degree to which R.J. improved in basic academic skills — reading, writing, and math — over the course of his academic career, as evaluated in standardized achievement tests. A practical hurdle in evaluating whether R. J. made "meaningful progress" during the period involved in this dispute is the inconsistent nature of R.J.'s evaluations, as his proficiency has been measured through a number of different testing methods and in different settings throughout the years. Because the results of these evaluations lie at the center of this case, they are reviewed here.
On November 16 and 29, 2005, R.J. received a neuropsychological evaluation at Mt. Washington Pediatric Hospital in Maryland. This evaluation measured R-J.'s academic achievement levels under the Woodcock Johnson Tests of Achievement, Third Edition, Form B, and indicated reading ability at a 2.0 grade equivalent, reading fluency at a 1.9 grade equivalent, mathematical calculation at a 3.5 grade equivalent, math fluency at a 3.6 grade equivalent, and writing fluency at a 2.3 grade equivalent. A review of R.J.'s performance during this evaluation indicated that R.J. "remained at a 1st to 2nd grade level for all areas of reading, between a 2nd and 3.6 grade level for all areas of math, and between a 1st and 2.3 grade level for written expression," "despite intensive intervention and tutoring." During this evaluation, it was noted that R.J.'s scores indicated a "chronic lack of achievement in spite of intensive formal education and [] tutoring outside the academic setting" suggesting that R.J.'s specific learning disabilities required a "more intensive approach."
On March 2, 2006, R.J.'s IEP Team in Baltimore met to design a new IEP. According to R.J.'s IEP Team Evaluation report, as of that date R.J. appeared to possess reading skills and reading comprehension at between a first and second grade level, math skills close to or at a third grade level, writing skills at approximately a second grade level, and spelling at a first to second grade level. In R.J.'s draft IEP prepared on that same date, however, he was recorded as possessing reading comprehension and sight word recognition at a third grade level, math computation skills at a fourth grade level, word problem solving skills at/near a second grade level, spelling at a second grade level, and written expression skills at a third grade level.
On May 8, 2008, Pottstown High School evaluated R.J.'s literacy skills using the Woodcock-Johnson III Tests of Achievement. In this evaluation, R.J.'s achievement level varied by subsection; his Letter-Word Identification, Passage Comprehension, and Writing Samples scores all fell in the kindergarten to first grade range, while his applied problems and word attack scores reached a fourth grade level.
On or around May 13, 2008, R.J.'s academic skills were also measured in a battery of evaluations by the Lindamood-Bell program in Bryn Mawr, Pennsylvania. During these evaluations, R.J. scored at a 1.8 grade level on a test of Woodcock NU Word attack, a 3.1 grade level on the Slosson Oral Reading Test, and a 3.5 grade level on the Gray Oral Reading Test.
R.J.'s progress in reading fluency, one of his identified areas of need in his 2006 and 2007 IEPs, was tracked by the District with periodic progress monitoring in the form of one minute reading probes. These word probes collectively indicate an improvement from a 1.5 reading level to a 2.0 or 3.0 reading level during the 2006-07 year. During this period R.J. increased from a baseline word count per minute (WCPM) score of 64 (collected August 29, 2006) to an average of 101.5 (collected May 14, 2006), indicating an increase of 37.5 words per minute for the year. In R.J.'s second year, overall improvement slowed, though the data indicates that he did manage to maintain scores in the 3.0 grade range that he had only started to achieve at the end of the 2006-07 year. In the 2007-08 year R.J.'s baseline score of 95 WCPM (collected September 14, 2007) improved to an average of 105 WCPM (collected May 16, 2008), indicating an increase of only 10 words per minute for the year. Assuming an academic year lasting a minimum of 30 weeks, this data indicates that R.J. had weekly gains of 1.25 words per minute during the 2006-07 year, and .33 words per minute in the 2007-08 year.
III. STATEMENT OF APPLICABLE LAW
A. Standard of Review of Hearing Officer's Decision and Burden of Proof
1. When considering a challenge to an administrative decision on an IDEA claim, a district court may exercise a "modified de novo" standard of review. S.H. v. State-Operated Sch. Dist. of the City of Newark, 336 F.3d 260, 270 (3d Cir.2003); see also L.E. v. Ramsey Bd. of Educ., 435 F.3d 384, 389 (3d Cir.2006); Ridley Sch. Dist. v. M.R., 680 F.3d 260, 268 (3d Cir.2012). This means that the district court "may reach an independent decision, except that it must accord the decision of the [special education hearing officer] 'due weight' in its consideration." Carlisle Area Sch. Dist. v. Scott P., 62 F.3d 520, 524 (3d Cir.1995), cert. denied, 517 U.S. 1135, 116 S.Ct. 1419, 134 L.Ed.2d 544 (1996).
2. "Due weight," under the modified de novo review standard implies that "[f]actual findings from the administrative record are to be considered prima facie correct." S.H., 336 F.3d at 270. This standard applies to challenges to a student's IEP under IDEA, but courts in the Third Circuit have not held affirmatively that this same standard should apply to challenges under Section 504 of the Rehabilitation Act. See Centennial Sch. Dist. v. Phil L. ex rel. Matthew L., 799 F.Supp.2d 473, 482 (E.D.Pa.2011) (Robreno, J.) (citing Borough of Palmyra, Bd. of Educ. v. F.C., 2 F.Supp.2d 637, 640 n. 3 (D.N.J.1998)).
3. If a district court chooses to depart from the administrative findings of a special education hearing officer, it must provide some explanation for that departure. See id. (citing S.H., 336 F.3d at 270).
4. Where a district court receives new evidence beyond what was presented in the administrative proceeding, it is "free to accept or reject the agency findings depending on whether those findings are supported by the new, expanded record and whether they are consistent with the requirements of the Act." L.R. v. Manheim Twp. Sch. Dist., 540 F.Supp.2d 603, 614-15 (E.D.Pa.2008) (quoting S.H., 336 F.3d at 270); see also Oberti v. Bd. of Educ. of the Borough of the Clementon Sch. Dist., 995 F.2d 1204, 1220 (3d Cir. 1993); Antoine M., 420 F.Supp.2d at 401-02.
5. The "District Court must accept the state agency's credibility determinations 'unless the non-testimonial extrinsic evidence in the record would justify a contrary conclusion.' " Shore Reg'l High Sch. Bd. of Educ. v. P.S. ex rel. P.S., 381 F.3d 194, 199 (3d Cir.2004) (emphasis in original) (quoting Scott P., 62 F.3d at 529).
6. The party challenging the appropriateness of a student's IEP bears the burden of proof in both administrative proceedings and proceedings before the District Court. L.E., 435 F.3d at 392; see also Schaffer ex rel. Schaffer v. Weast, 546 U.S. 49, 62, 126 S.Ct. 528, 163 L.Ed.2d 387 (2005).
7. To the extent that parties challenge the appropriateness of an IEP using experts who perform a review of educational records, courts have cast doubt upon the relative weight of these experts relative to school employees who actually worked with a student. See, e.g., Krista P. v. Manhattan Sch. Dist., 255 F.Supp.2d 873, 887 (N.D.Ill.2003).
B. FAPE Standard under the IDEA
8. Central to Plaintiffs' claims is the issue of whether the District provided R.J. with a FAPE as intended under the IDEA. See K.C. ex rel. Her Parents v. Nazareth Area Sch. Dist., 806 F.Supp.2d 806, 813 (E.D.Pa.2011) (Robreno, J.) (citing 20 U.S.C. § 1400(d)(1)(A)). "A FAPE is 'an educational instruction 'specially designed . to meet the unique needs of a child with a disability,' coupled with any additional 'related services' that are required to assist a child with a disability to benefit from [that instruction].' " Id. (citing Winkelman ex rel. Winkelman v. Parma City Sch. Dist., 550 U.S. 516, 127 S.Ct. 1994, 167 L.Ed.2d 904 (2007) (citing 20 U.S.C. § 1401(29))); see also M.R., 680 F.3d at 268.
9. The FAPE promised to students in the IDEA is not a perfect or ideal education. The Congressional purpose of the IDEA was to "open the door of public education to handicapped children on appropriate terms" more than it was intended to "guarantee any particular level of education once inside." Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist., Westchester Cnty. v. Rowley, 458 U.S. 176, 192, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982); see also K.C., 806 F.Supp.2d at 813 (explaining that a FAPE is not a guarantee of the "best possible" or maximal education); Scott P., 62 F.3d at 534 (defining the duty of schools under the IDEA as to provide a "floor of opportunity," not to provide "optimal" levels of service).
10. To satisfy its duty to provide a qualifying student with a FAPE, a school district must develop an Individualized Educational Plan (IEP) that responds to the student's identified educational needs by identifying the student's present abilities, goals for improvement, services designed to meet those goals, and a timetable for reaching those goals. K.C., 806 F.Supp.2d at 813 (citing D.S. v. Bayonne Bd. of Educ., 602 F.3d 553, 557 (3d Cir. 2010)); see also 20 U.S.C. § 1412(a)(4), 1414(d)(1)(A)(i); Holmes v. Millcreek Twp. Sch. Dist., 205 F.3d 583, 589 (3d Cir.2000).
11. To adequately provide an appropriate education under the IDEA, an IEP must be "reasonably calculated to enable the child to receive educational benefits." K.C., 806 F.Supp.2d at 813 (quoting Rowley, 458 U.S. at 207, 102 S.Ct. 3034 (stating FAPE was "sufficient to confer some [] benefit")). An IDEA-compliant IEP will provide "significant learning" and confer a "meaningful benefit." Id. (quoting Ridgewood Bd. of Educ. v. N.E. ex rel. M.E., 172 F.3d 238, 247 (3d Cir.1999)). This measure of sufficient educational benefit has alternatively been defined as more than trivial, implying more than just "access to the school house door." Polk v. Cent. Susquehanna Intermediate Unit 16, 853 F.2d 171, 180 (3d Cir.1988), cert. denied, 488 U.S. 1030, 109 S.Ct. 838, 102 L.Ed.2d 970 (1989).
12. Though maximal or optimal educational services or results are not guaranteed under the IDEA, a school district must, in designing an IEP, identify goals for meaningful improvement relating to a student's potential. P.P. ex rel. Michael P. v. West Chester Area Sch. Dist., 585 F.3d 727, 729-30 (3d Cir.2009).
13. While an IEP must be developed in consideration of a student's potential and with an eye to long-term goals, evaluations of the adequacy of an IEP can only be determined "as of the time it was offered to the student, and not at some later date." Fuhrmann v. East Hanover Bd. of Educ., 993 F.2d 1031, 1040 (3d Cir.1993) (citing Rowley, 458 U.S. at 206-07, 102 S.Ct. 3034); see also J.P. ex rel. Popson v. West Clark Cmty. Schs., 230 F.Supp.2d 910, 919 (S.D.Ind.2002).
C. Procedural Violations of the IDEA and Challenging the Substantive Contents of an IEP
14. Students and parents may raise a cause of action against a school district for procedural violations of the IDEA. A purely procedural violation of the IDEA, however, can only justify prospective injunctive relief to ensure future compliance with IDEA procedures, not compensatory relief or tuition reimbursement. See C.H. v. Cape Henlopen Sch. Dist., 606 F.3d 59, 66 (3d Cir.2010).
15.A procedural violation may rise to a substantive violation justifying compensatory education or tuition reimbursement, but only where plaintiffs can show that procedural defects caused such substantial harm that a FAPE was denied. Id. at 66-67. To prove such substantive harm, plaintiffs must prove by a preponderance of the evidence that "procedural inadequacies (i) [i]mpeded the child's right to a FAPE, (ii) significantly impeded the parent's opportunity to participate in the decision-making process regarding the provision of a FAPE to the parent's child; or (iii) caused a deprivation of the educational benefit." See id. (quoting 34 C.F.R. § 300.513(a)(2)); see also Rodrigues v. Fort Lee Bd. of Educ., 458 Fed.Appx. 124, 127 (3d Cir.2011) (not precedential) (finding that a lack of measurable goals in an IEP was a procedural error but did not affect a student's substantive rights or deny a FAPE where student was mainstreamed and progress was measured by grades and state proficiency assessments);
N.M. ex rel. M.M. v. Sch. Dist. of Philadelphia, 394 Fed.Appx. 920, 923 (3d Cir. 2010) (not precedential) (finding that IEP lacking annual goals relating to some of a student's needs stemming from his disability was not a procedural flaw rising to a substantive harm because the IEP still provided a FAPE).
16. Courts in the Third Circuit have, in the past, condensed apparent procedural violations — like failing to include particular provisions in a disabled student's IEP, and thus allegedly failing to program for the student's recognized educational needs— into a substantive question of whether a student was offered meaningful educational benefit in the form of a FAPE. See D.S., 602 F.3d at 565 (stating that "the content of an IEP . does not implicate the IDEA'S procedural requirements" and that disputes about the content of an IEP are "concerned with the IEP's substance, i.e., whether the IEP [is] 'reasonably calculated to enable the child to receive educational benefits.' " (citing Rowley, 458 U.S. at 207, 102 S.Ct. 3034)).
D. New Testing Requirements for ItuTransferring Students with Existing IEPs
17. The federal regulations implementing the IDEA identify a school district's specific obligations to a student with an existing IEP who transfers from another state. Under this regulation, the new school district must provide a FAPE that include comparable services to those described in the student's prior IEP until the district conducts an evaluation pursuant to 34 C.F.R. § 300.304-300.306 (if the district determines such an evaluation necessary), and develops, adopts, and implements a new IEP, if appropriate, that meets applicable requirements. See 34 C.F.R. § 300.323.
E. Monitoring Requirements under the IDEA
18. At least one District Court has upheld a hearing officer's finding that a FAPE was provided to a student with learning disabilities in spite of sub-par progress monitoring of IEP goals. In I.H. ex rel. D.S. v. Cumberland Valley Sch. Dist., 2012 WL 2979038 (M.D.Pa., July 20, 2012), the Middle District of Pennsylvania upheld a hearing officer's denial of an IDEA claim where progress monitoring "left much to be desired," noting that the IDEA does not require "optimal" progress monitoring. Id. at *10, *11.
F. Treatment of Behavioral Issues under the IDEA
19. In designing an IEP for a student whose educational progress may be impeded by behavioral issues, school districts must "consider the use of positive behavioral interventions and supports, and other strategies, to address that behavior." 34 C.F.R. § 300.324(a)(2)(i).
20. While an FBA may be appropriate as a matter of good practice in some instances where a student shows behavioral problems, "the IDEA only requires such analysis where a [student] has been identified with a disability and has an IEP in place, yet still displays behavioral problems." D.K. v. Abington Sch. Dist, 2010 WL 1223596, at *9 (E.D.Pa., Mar. 25, 2010), aff'd 696 F.3d 233 (3d Cir.2012) (finding that a school district did not violate the IDEA when a student showed problematic behavior where the district "responded proactively" to the student's behavioral problems, where the student continued to make substantial progress, and where he was not previously identified as a special needs student).
21. The IDEA has also been held to impose an affirmative requirement to conduct an FBA, though that obligation only arises in situations where a "disabled student is subjected to certain types of discipline." Alex R. ex rel. Beth R. v. Forrest-ville Valley Cmty. Unit Sch. Dist., 375 F.3d 603, 614 (7th Cir.2004) (citing 20 U.S.C. § 141500(D); see also Sch. Bd. of the City of Norfolk v. Brown, 769 F.Supp.2d 928, 943 (E.D.Va.2010) (suggesting that a school district failed its IDEA obligations when it failed to conduct an FBA for a student who experienced several behavioral incidents, including a suspension).
22.Creating an adequate IEP under the IDEA requires that a school district consider "positive behavioral interventions" under 20 U.S.C. § 1414(d)(3)(B)© where a student's behavior impedes his learning; however, other courts have interpreted that this requirement does not require an FBA, at least not where "the IEP sets forth other means to address the student's problematic behaviors." M.H. v. New York City Dept. of Educ., 712 F.Supp.2d 125, 158 (S.D.N.Y.2010); see also AC. ex rel. M.C. v. Bd. of Educ. of the Chappaqua Central Sch. Dist., 553 F.3d 165, 172 (2d Cir.2009) (finding an IEP lacking an FBA adequate where other behavior management strategies were included). The Second Circuit noted that "the sufficiency of [chosen] strategies for dealing with [problematic] behavior 'is precisely the type of issue upon which the IDEA requires deference to the expertise of the administrative officers.' " (citing Grim v. Rhinebeck Cent. Sch. Dist., 346 F.3d 377, 382 (2d Cir.2003)).
G.Transitional Services Requirements under the IDEA
23. In the past, the Third Circuit has noted that the IDEA was created, in part, to allow students with disabilities to ultimately live independent and productive lives. See Ferren C. v. Sch. Dist. of Phila delphia, 612 F.3d 712, 717 (3d Cir.2010) (quoting 20 U.S.C. § 1400(d)(1)(A)). Thus, a satisfactory IEP, for a student that is sixteen years or older, must also identify transitional needs and services. See 20 U.S.C. § 1414(d)(1)(A)(i)(VIII) Transition services are to be designed "within a results-oriented process . focused on improving the academic and functional achievement of the [student] to facilitate . movement . to post-school activities [including] independent living...." 34 C.F.R. § 300.43; see also id. § 300.321.
24. The Third Circuit has not defined what amount of transition planning is required in an IEP to ensure a FAPE. See High v. Exeter Twp. Sch. Dist., 2010 WL 363832, at *6 (Feb. 1, 2010, E.D.Pa.). Several courts, including those in the Eastern District of Pennsylvania, have suggested that inadequate transition planning is. a procedural defect and thus should be evaluated based on whether substantial harm has resulted. See, e.g., Sinan L. v. Sch. Dist. of Philadelphia, 2007 WL 1933021, at *8 (E.D.Pa., July 2, 2007), aff'd 293 Fed. Appx. 912 (3d Cir.2008) (non-precedential); K.C., 806 F.Supp.2d at 822 ("[Transition services should be evaluated under the FAPE standard."). The floor set by the IDEA for adequate transition services appears to be low, focusing on whether opportunities are created for a disabled student to pursue independent living and a career, not just a promise of a particular result. Id. at 822.
H. Extended School Year (ESY) Services Requirements under the IDEA
25. "[Extended School Year ("ESY") ] services are only necessary to a FAPE when the benefits a disabled child gains during a regular school year will be significantly jeopardized if he is not provided with an educational program during the summer months." M.M. ex rel. D.M. v. Sch. Dist. of Greenville Cnty., 303 F.3d 523, 537-38 (4th Cir.2002); see also Johnson v. Dist. of Columbia, 873 F.Supp.2d 382, 386 (D.D.C.2012). The type of jeopardy necessary to require ESY services is not merely a risk of regression, as this is a risk that is experienced by all students. See M.M., 303 F.3d at 538. Instead, ESY services are only required to assure a FAPE where such regression will substantially thwart the goal of "meaningful progress." Id. (citing Polk, 853 F.2d at 184).
I. Compensatory Education
26. Where a district court finds that a school district failed to provide a FAPE as required under the IDEA, the court may award compensatory relief to the plaintiff student in the form of appropriate educational services within the district, sometimes referred to as "compensatory education." C.H., 606 F.3d at 60 (citing Mary T. v. Sch. Dist. of Philadelphia, 575 F.3d 235, 249 (3d Cir. 2009)).
27. Compensatory education is not an appropriate remedy where a plaintiff raises only procedural violations to the IDEA; in such instances, only injunctive relief for prospective compliance may be awarded. Id. at 66.
28. Compensatory education is a judicially-created remedy not defined within the IDEA. See K.C., 806 F.Supp.2d at 814 (citing Ferren C., 612 F.3d at 717). The Supreme Court has interpreted the IDEA to grant federal courts the power to apply equitable considerations in awarding this remedy. See Florence Cnty. Sch. Dist. Four v. Carter, 510 U.S. 7, 7, 114 S.Ct. 361, 126 L.Ed.2d 284 (1993); Sch. Comm. of Town of Burlington, Mass. v. Dept. of Educ. of Mass., 471 U.S. 359, 374, 105 S.Ct. 1996, 85 L.Ed.2d 385 (1985).
29. Compensatory education is awarded to account for the period of time that a plaintiff student was deprived of his right to a FAPE. See Mary T., 575 F.3d at 249. This remedy accrues from the point that the school district knew or should have known that an IEP failed to confer a greater than de minimis educational benefit to the student. Id. Thus, the calculation for compensatory relief should be for a period equal to the period of deprivation, less the time reasonably required for the school district to rectify the problem. Id.
J. Tuition Reimbursement Standard
30. A court may award a disabled student the cost of placement in a private educational program if the court concludes that (1) the public placement violated the IDEA by providing an inappropriate IEP, and (2) the student demonstrates that the private placement was proper under the IDEA. See N.E., 172 F.3d at 248; see also 20 U.S.C. § 1412(a)(10)(C)(ii) (stating that a court may require a school district to reimburse for the cost of enrolling a student with disabilities in a private placement if the school district did not make a FAPE available "in a timely manner prior to enrollment [in the private placement]"); Carter, 510 U.S. at 15, 114 S.Ct. 361.
31.Federal courts, in evaluating eligibility for reimbursement of private placement expenses, have broad discretion. See Forest Grove Sch. Dist. v. T.A., 557 U.S. 230, 246-47, 129 S.Ct. 2484, 174 L.Ed.2d 168 (2009); Carter, 510 U.S. at 15, 114 S.Ct. 361 (citing Sch. Comm. of Town of Burlington, Mass., 471 U.S. at 370, 105 S.Ct. 1996). Reimbursement may be denied or reduced based upon equitable considerations. See 20 U.S.C. § 1412(a)(10)(C)(iii); T.A., 557 U.S. at 246-47, 129 S.Ct. 2484; Sch. Comm. of Town of Burlington, Mass., 471 U.S. at 374, 105 S.Ct. 1996.
32. It is well-recognized that the IDEA does not guarantee reimbursement for private placement to parents who unilaterally move their child to a private placement after disagreeing with the IEP offered by a public school. Such a unilateral move is taken "at [the parents'] own financial risk," and reimbursement will only be issued by an order of the court upon finding that the school district failed to offer a FAPE and that the private placement was proper. T.A., 557 U.S. at 247,129 S.Ct. 2484 (citing Carter, 510 U.S. at 15, 114 S.Ct. 361). Courts have emphasized, however, that retroactive reimbursement — -where a court finds that a FAPE was not provided and a private placement proper — is available to vindicate the full rights of students and parents intended under the statute. See Carter, 510 U.S. at 12, 114 S.Ct. 361 (citing Sch. Comm. of Town of Burlington, Mass., 471 U.S. at 370, 105 S.Ct. 1996).
33. To be eligible for tuition reimbursement, parents must establish not only that the school district failed to provide a FAPE, but also that the private placement was appropriate. See, e.g., Mary T., 575 F.3d at 243.
34. Within the Third Circuit, a private placement has been deemed appropriate if it "provides significant learning and confers meaningful benefit," Lauren W. ex rel. Jean W. v. DeFlaminis, 480 F.3d 259, 276 (3d Cir.2007), regardless of whether the placement provides an IEP or complies with other state educational standards, see Mary T., 575 F.3d at 242 (citing Carter, 510 U.S. at 14-15, 114 S.Ct. 361). In Mary T., the Third Circuit suggested this standard to mean that reimbursement may be available for a private placement that deviates from a traditional educational curriculum so long as the program is based on academic instruction and not medical treatment. 575 F.3d at 245.
35. If a private placement represents a more "restrictive" educational environment — one that does not maximize integration of disabled and nondisabled children, as required of public institutions under the IDEA — this does not render the placement "inappropriate" for reimbursement purposes. Warren G. ex rel. Tom G. v. Cumberland Cnty. Sch. Dist., 190 F.3d 80, 83-84 (3d Cir.1999).
36. Private placements are not subject to the same statutory standard for providing a FAPE as are public school agencies. See Carter, 510 U.S. at 12-13, 114 S.Ct. 361 (stating that the statutory definition of a FAPE under 20 U.S.C. § 1401(a)(18) should not be applied to private parental placements); West-Windsor-Plainsboro Reg'l Sch. Dist. Bd. of Educ. v. M.F. ex rel. A.F., 2011 WL 835609, at *12 (D.N.J., Mar. 4, 2011) ("[T]he standard a [private] placement must meet in order to be 'proper' is less strict than the standard used to evaluate whether a school district's IEP and placement are appropriate.").
K. Statutory Framework of Plaintiffs' Claims under Section 504 of the Rehabilitation Act and the Americans with Disabilities Act
37. Section 504 of the Rehabilitation Act provides that "[n]o otherwise qualified individual with a disability . shall, solely by reason of her or his disability, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination' under any program that receives federal funds." 29 U.S.C. § 794(a). The Third Circuit has equated § 504's "negative prohibition" with the IDEA'S "affirmative duty" to provide a FAPE to qualified handicapped individuals. See D.K., 696 F.3d at 253 n. 8 (citing M.R., 680 F.3d at 280). Consequently, finding that a school district did not deny a student a FAPE for purposes of the IDEA is equally dispositive of a § 504 claim. Id.; see also Phil L., 799 F.Supp.2d at 481 (noting that § 504 and IDEA impose similar substantive requirements, including providing a FAPE).
38. To prevail in a § 504 claim, in addition to proving that the school district has failed to provide a FAPE, a plaintiff must prove four elements: "(1) he is 'disabled' as defined by the [Rehabilitation] Act; (2) he is 'otherwise qualified' to participate in school activities; (3) the school or the board of education receives federal financial assistance; and (4) he was excluded from participation in, denied the benefits of, or subject to discrimination at, the school." Phil L., 799 F.Supp.2d at 481 (citing N.E., 172 F.3d at 253). Additionally, the plaintiff must demonstrate that the school district knew or should have reasonably known of the plaintiffs disability. Id.
39. Proving Plaintiffs' Americans with Disabilities Act ("ADA") claim requires the same substantive elements as a § 504 claim except that, under the ADA, Plaintiffs do not need to prove that Defendant received federal funding. See Chambers ex rel. Chambers v. Sch. Dist. of Philadelphia, 587 F.3d 176, 189 (3d Cir.2009) (citing McDonald v. Commonwealth of Pennsylvania, Dept. of Pub. Welfare, Polk Ctr., 62 F.3d 92, 95 (3d Cir.1995)).
IV. STATUTE OF LIMITATIONS: A THRESHOLD ISSUE
As noted above, Defendant has previously argued that IDEA'S statute of limitations bars Plaintiffs from seeking any relief for IDEA violations that occurred prior to May 12, 2007 and thus that no relief may be granted for any alleged deficiencies that occurring during the 2006-07 academic year. See 20 U.S.C. § 1415(f)(3)(C) (stating that an IDEA due process hearing must be requested "within 2 years of the date that [the requesting party] knew or should have known about the alleged action that forms the basis of the complaint"). Plaintiffs concede that the statute of limitations is implicated but assert that an exception applies where a school district makes "specific [m]isrepresentations . that it had resolved the problem forming the basis of the complaint." Id. § 1415(f)(3)(D)(i). At the administrative hearings, the Hearing Officer noted that case law in the Third Circuit was unsettled as to whether a misrepresentation must be intentional and knowing or might be merely negligent in order for the exception to apply, and thus applied the exception here. See Hearing Officer's Mem. on School District's Mot. to Limit the Relevant Time Period, April 13, 2010 ("I conclude that a misrepresentation need not be intentional for purposes of this exception to the IDEA statute of limitations.").
As Defendant notes, in the time since the Hearing Officer made this legal determination in 2010, the Third Circuit has conclusively held that the § 1415(f)(3)(D)(i) exception requires plaintiff to prove that a misrepresentation by defendant was "knowing" or "intentional" and that mere negligence is insufficient. D.K., 696 F.3d at 246. The Court thus finds that because the statute of limitations exception requires a showing of knowing or intentional misrepresentation, the Hearing Officer's determination regarding entitlement to an exception based on negligent misrepresentation was incorrect. Because Plaintiffs have not provided evidence of intentional or knowing misrepresentation by the District, they are barred under the IDEA statute of limitations from seeking relief for violations that occurred more than two years prior to the date of their first administrative filing on May 12, 2009. Thus, Plaintiffs' claims for relief for events occurring prior to May 2007 are barred by the statute of limitations.
Although Plaintiffs are foreclosed from relief for most of the 2006-2007 school year, the events of the barred period are considered below, alongside with later events, for background and context because Plaintiffs assert that Defendant's IDEA failings spanned the duration of R.J.'s time in the District.
V. ANALYSIS AND CONCLUSIONS OF LAW ON PLAINTIFFS' SPECIFIC DENIAL OF FAPE CLAIMS
The Court will now evaluate each of Plaintiffs' specific FAPE claims, as raised in their Proposed Findings of Fact and Conclusions of Law, in light of the factual and legal record developed in the case.
A. Reevaluation Upon Enrollment in Pottstown School District
In preparing R.J.'s Interim IEP in August of 2006, the Pottstown District did not conduct further evaluations of R.J.'s academic capabilities or behavioral status.
In her Decision, Hearing Officer Skid-more rightly determined that Defendant's failure to conduct new evaluations of R.J.'s behavioral or academic status upon enrollment in the summer of 2006 did not cause R.J. to be denied a FAPE or constitute a procedural violation of the IDEA. See Admin. Decision at 10. The District complied with federal regulations in relying on the 2005 evaluations from Baltimore in creating a new IEP for a transferring student with a prior IEP in place. See 34 C.F.R. § 300.323(f).
B.No denial of FAPE based on provision of part-time learning support rather than full-time learning support or private placement
Plaintiffs assert that R.J. was denied a FAPE because Defendant offered R.J. only part-time learning support rather than either a placement in a private school or full time learning support. See Pis.' Proposed Findings ¶ 280. While it is possible that placement in a private school or more intensive learning support than what was provided by the Defendant may have resulted in an improved educational experience for R.J., Plaintiffs assertion overlooks the now generally recognized principle that a FAPE does not require a school district to provide a maximally beneficial education. Rowley, 458 U.S. at 192, 102 S.Ct. 3034; Scott P., 62 F.3d at 533-34; K.C., 806 F.Supp.2d at 813. Instead, Defendant was obligated to provide R.J. with an educational program reasonably calculated to provide some educational benefit. Rowley, 458 U.S. at 200, 102 S.Ct. 3034; K.C., 806 F.Supp.2d at 813.
Based on the submissions provided in this case, the Court cannot find evidence supporting the proposition that Defendant's educational program was not reasonably calculated to provide an educational benefit. Testing whether school district's educational program was adequate, for FAPE purposes, should not be a retrospective evaluation of the educational outcomes achieved. See Fuhrmann, 993 F.2d at 1040. It is significant that R.J.'s achievement tests taken at Pottstown showed signs of improvement. The fact that R.J. might have been able to achieve greater results in a private program is not relevant to whether Pottstown afforded R.J. an opportunity for meaningful progress. While R.J.'s program was not optimal, the Court is unconvinced that this program was defective under the IDEA.
C. No denial of FAPE based on lack of "consistent one-on-one instruction "
Plaintiffs raise a related challenge that R.J. was denied a FAPE because Defendant failed to provide R.J. with "consistent one-on-one instruction." Pis.' Proposed Findings ¶ 281. The record indicates, however, that during the 2006-07 and 2007-08 academic years, R.J. regularly received small class and individualized one-on-one instruction with a specialized education teacher. See supra note 7. This accommodation, while perhaps not optimal, satisfied Defendant's obligation under the IDEA because the accommodation was reasonably calculated to provide some educational benefit. As a result, the Court concludes that Defendant did not deny R.J. a FAPE due to the amount of individualized instruction provided to him.
D. No denial of FAPE for failure to address ongoing behavioral issues
Plaintiffs assert that Defendant District denied R.J. a FAPE by failing to address R.J.'s ongoing behavioral issues, particularly by failing to set "quantifiable or measurable goals," to provide "more intensive counseling," or conduct an FBA. Pis.' Proposed Findings ¶ 282-84. As noted above, a school district must take into account problematic behaviors when developing an IEP, including conducting a FBA in certain instances. The case law does not support a finding that Defendant failed to meet its statutory obligations because the Defendant District took proactive steps to address R.J.'s behavior, and his behavior did not arise to a level triggering disciplinary measures that impeded his attendance. See Alex R., 375 F.3d at 614 ("[A] duty arises to conduct a[n] [FBA], and then implement a behavioral intervention plan, when the school imposes certain disciplinary sanctions on a disabled child." (internal quotations omitted)).
The present case is distinguishable from Lauren P. ex rel. David and Annmarie P. v. Wissahickon Sch. Dist., 310 Fed.Appx. 552 (3d Cir.2009) (non-precedential), where the Third Circuit upheld an administrative finding that a FAPE was denied to a student diagnosed with Attention Deficit Hyperactivity Disorder and other disabilities because of the school district's "failure to address [the student's] behavioral problems in a systemic and consistent way." Id. at 554-55. In Lauren P., the school district provided "piecemeal" accommodations to address the student's behavioral problems that were compromising her education, such as requiring the student to use an assignment logbook, or not penalizing her in some classes for late assignments. Id. at 554. In the present ease Defendant Pottstown's behavioral accommodations were more extensive and were applied more consistently with R.J.'s overall special education program than those in Lauren P.
For these reasons, the Court finds that Defendant's management of R.J.'s behavioral issues during the 2006-07 and 2007-08 years was adequate to provide a FAPE. While R.J.'s behavior did appear to decline over the course of the two year period such that the school district may have been required to take further steps — like conducting an FBA — when creating a new IEP for the 2008-09 academic year, this issue is moot in light of R.J.'s departure from the District at the beginning of the 2008-09 year.
E. No denial of FAPE based on failure to identify secondary exceptionality of "other health impairment" based on R.J.'s ADHD
Plaintiffs assert that Defendant's educational program for R.J. failed to provide a FAPE because District-designed IEPs did not identify R.J. as having a secondary exceptionality of "other health impairment" ("OHI") based on his ADHD. Pis.' Proposed Findings ¶ 286. The factual record shows that R.J. was diagnosed with ADHD, Inattentive Type, during a neuropsychological evaluation conducted in November 2005, and that evaluators found that R.J.'s ADHD and other cognitive disabilities interacted negatively with one another. See Neuropsychological Evaluation at 18. Plaintiffs have demonstrated that this secondary exceptionality was included in R.J.' IEPs coming from Baltimore, therefore Pottstown did have a record of this condition when designing R.J.'s IEPs, even though the secondary exceptionality did not appear on those IEPs. See Parents' Ex. 4, Baltimore School System IEP Team Meeting Minutes at 3, Mar. 2, 2006; Test, of Rita Cohen, Admin. Hr'g Tr. 264-65, May 18, 2010.
While Plaintiffs argue that R.J. was offered a lesser range of services due to this omission, they fail to indicate how R.J.'s educational program would have differed had the secondary exceptionality been identified. Moreover, Plaintiffs do not point to any case law holding the failure to include a particular secondary exceptionality to be a violation of the IDEA. Rather, this case ultimately involves a dispute about the substantive contents of R.J.'s Pottstown IEPs. Therefore, to prove an IDEA violation creating a right to relief, Plaintiffs must show that the IEPs failed to provide R.J. an opportunity to make meaningful progress in his education. Because the Plaintiffs have failed to show how the types of services that Defendant provided to R.J. denied him the opportunity to make meaningful progress, this FAPE claim fails.
F. No denial of FAPE based on inadequate or insufficient IEP goals
Plaintiffs assert that Defendant failed to provide R.J. with a FAPE because it provided inadequate and insufficient IEP goals. See Pis.' Proposed Findings ¶ 287-96. In support of this claim, Plaintiffs' expert witness in school psychology and developmental psychology, Dr. Nancy Bloomfield, asserts that the IEPs prepared by Defendant were procedurally defective in part because they failed to include goals for every one of R.J.'s recognized needs. Bloomfield Am. Expert Report at 2, ECF No. 43; see also Test, of Dr. Steven J. Brooks, Hr'g Tr. 82-87 Sept. 21, 2012, ECF No. 50.
The IDEA defines an adequate IEP as including:
a statement of measureable annual goals, including academic and functional goals, designed to meet the [student's] needs that result from the [student's] disability to enable the [student] to be involved in and make progress towards the general educational curriculum, and to meet each of the [student's] other educational needs that result from the [student's] disability.
20 U.S.C. § 1414(d)(1)(A)(i)(II). Plaintiffs interpret this provision as requiring a school district to create measurable goals for every recognized educational and functional need of a student with disabilities. The Court is aware of no prior interpretation of § 1414(d)(1)(A)(i)(II) which requires distinct measurable goals for each recognized need of a disabled student to provide a FAPE. Moreover, it would again be inconsistent with the longstand ing interpretation of the IDEA to find that providing a FAPE requires designing specific monitoring goals for every single recognized need of a disabled student. As noted above, a FAPE is a threshold guarantee of services that provide a meaningful educational benefit, not a perfect education.
It is worth noting that while the lack of goals or progress monitoring for particular areas of need may render R.J.'s IEPs procedurally defective, Plaintiffs have not provided evidence that any procedural defects rose to the level of substantial harm necessary to award the compensatory education or tuition reimbursement sought. The Third Circuit has determined that a dispute about the specific contents of an IEP is a substantive claim. See, e.g., D.S., 602 F.3d at 565. Accordingly, it is evaluated based on whether the IEP provided a meaningful educational benefit. Id. R.J. received some meaningful educational benefit under his October 2006 and 2007 IEPs, even if the benefit was not optimal. Thus, Defendant did not deny R.J. a FAPE during this period and the procedural defects in Defendant's IEPs do not support awarding the relief sought by Plaintiffs.
G. No denial of FAPE based on inadequate progress monitoring
Related to the question of inadequate IEP goals, Plaintiffs assert that Defendant failed to provide R.J. with a FAPE by performing inadequate progress monitoring as part of R.J.'s 2006-07 and 2007-OS IEPs. See Pis.' Proposed Findings ¶ 297. On intermittent dates during these two years, R.J. received reading probes to measure his progress in reading fluency, but no such probes were conducted to measure his progress in other recognized areas of need, such as math, reading comprehension, written expression, or vocabulary.
Plaintiffs' emphasis on this particular deficiency in R.J.'s educational program is misplaced. While regular monitoring of a student's progress towards IEP goals may aid in ensuring that student's achievement of measurable progress over an academic year, a "sub par" progress monitoring scheme does not necessarily imply an inadequate FAPE. See I.H., 2012 WL 2979038, at *11. Plaintiffs have failed to point to a procedural requirement under the IDEA, or its implementing regulations, that relates to the necessity of progress monitoring. Therefore, the Court finds that Defendant's limited progress monitoring of R.J.'s academic progress is not a sufficient basis to find a denial of a FAPE.
H. No denial of FAPE based on inadequate instruction, accommodations, and modifications in RJ.'s IEPs
Plaintiffs also assert that R.J. was denied a FAPE while attending Pottstown High School because IEPs designed for R.J. contained inadequate specially designed instruction, accommodations, and modifications for accessing curriculum content. See Pis.' Proposed Findings ¶ 298-99.
The record indicates a different conclusion. R.J. received an array of SDIs in his October 2006 and October 2007 IEPs. See Oct. 2006 IEP at 12; Oct. 2007 IEP at 10. The Plaintiffs' cause of action is therefore a challenge to the substance of R.J.'s IEPs, and the merit of this claim turns on whether Defendant provided resources that were reasonably calculated to provide some educational benefit to R.J.
As the Court noted above, a FAPE does not require a school district to provide an optimal or ideal education, and thus Defendant's failure to include all recommendations from the 2005 evaluation cannot form the basis for finding a denial of .FAPE. Because the modifications and instructions provided in R.J.'s October 2006 and Octo ber 2007 IEPs were reasonably calculated to provide R.J. with some meaningful educational benefit, Plaintiffs' claim regarding deficient SDIs is denied.
I. No denial of FAPE based on insufficient transition planning and programming
Plaintiffs claim that Defendant also denied R.J. a FAPE by not providing sufficient services and programming to prepare R.J. for a career and independent living, as required under the IDEA. See Pis.' Proposed Findings ¶ 300-02. While a school district must provide opportunities for a disabled student to build independent living skills and explore a post-secondary educational or vocational plan, courts in the Third Circuit have emphasized that these requirements are un demanding and are focused more on exposure to opportunities than a promise of a particular outcome. See, e.g., K.C., 806 F.Supp.2d at 822. The IEPs that Defendant prepared in October of 2006 and 2007 reflect that R.J.'s vocational interests were considered and vocational services were provided, including enrollment in mechanics, computer training, and culinary classes. Additionally, notes pertaining to R.J.'s progress during these two years indicate that his IEP team explored his interest in a possible career path within the U.S. military. As a result, the Court finds that Defendant District did provide R.J. with adequate transition services to ensure a FAPE.
J. No denial of FAPE based on denial of extend school year (ESY) services
Plaintiffs allege that Defendant failed to provide a FAPE by denying R.J. extended school year (ESY) services while he was attending Pottstown High School. See Pis.' Proposed Findings ¶ 303. R.J.'s IEPs prepared by the District indicate that R.J. was not recommended for ESY services. Instead, R.J. was offered additional tutoring with his special education reading teacher, Judith Miller, during the summer of 2007. See Email from Rita Cohen to Judith Miller at 2, Jan. 10, 2007 (suggesting that Defendant would consider offering R.J. an in-district summer program in reading with Judith Miller to continue the instruction that R.J. was receiving during the school year); Test, of Rita Cohen, Admin. Hr'gs Tr. 264-65 May 18, 2010 (stating that summer tutoring was offered for the summer of 2007, but that R.J. did not utilize it). Plaintiffs did not take advantage of this opportunity.
As illustrated above, the IDEA does not require that a school district provide ESY services merely due to a student's slow progress or low achievement levels. These services are specifically required where, in the absence of a lengthier school year, a student risks serious regression that would cancel out progress made during the regular school year. See M.M., 303 F.3d at 537-38. All students experience some risk of regression. Therefore, only in the exceptional case, where essentially all progress made during the school year will be lost during the vacation break, are ESY services required. Id. Plaintiffs in the present case have not provided evidence that R.J. was at an exceptional risk of regression. To the contrary, R.J. may have been at a lesser risk in light of the summer-time tutoring offered by the District. While R.J. may have benefited from more intensive year-round instruction, particularly due to his slow progress and special needs, this is not a proper consideration for whether ESY services were required under the IDEA. Therefore, the Court finds that Defendant's decision to not provide ESY services to R.J. is not a basis for finding that R.J. was denied a FAPE.
K. No denial of FAPE based on inadequate social skills training
Finally, Plaintiffs assert that Defendant denied R.J. a FAPE by failing to provide the social skills training identified as a significant need in R.J.'s prior evaluations. See Pis.' Proposed Findings ¶ 304. The record reflects that R.J. did exhibit some socialization needs as of March of 2006. See Baltimore City Public School System IEP Team Meeting Minutes at 2 ("[R.J.] has difficulty maintaining peer relationships and poor coping skills."). R.J.'s records from the Pottstown School District, however, indicate that from the summer of 2006 onward, social skills were not a specifically recognized area of need. R.J.'s IEPs reported that he was making progress in socialization and that he was generally well-liked by his classmates. See August 2006 Interim IEP at 2 ("Mr. Coleman states that [R.J.] has vastly improved his social skills and utilizes a variety of coping strategies."); Oct. 2006 IEP at 5; Oct.2007 IEP at 5 ("[R.J.] seems well liked by his peers and his teachers. His socialization skills are improving."). For this reason, the Court cannot find that R.J. was denied a FAPE because he was not provided with additional social skills training.
Notably, even if Plaintiffs were able to assert that R.J. was required to receive social skills training at the Pottstown School District based on the recognized need for social skills training made by the Baltimore school system, the failure to incorporate social skills training into R.J.'s IEP would only justify the relief sought by plaintiffs — Compensatory Education and Tuition Reimbursement — upon a showing that R.J. was substantially injured. Because R.J.'s social skills continued to grow while he was at the Pottstown School District, no substantial injury occurred. Thus, no procedural defect existed sufficient to justify the relief sought by Plaintiffs.
VI. CONCLUSION
For the reasons stated above, the Court affirms in part and reverses in part the Decision of the Administrative Hearing Officer.
With regards to Defendant's statute of limitation claim, the Court finds that Hearing Officer's determination — that Plaintiffs may utilize the statutory exception to allege violations occurring prior to May 12, 2007 — was incorrect. Pursuant to the Third Circuit's holding in D.K., to justify the statutory exception, a misrepresentation must be knowing or intentional. Because Plaintiffs have failed to prove that Defendant's misrepresentations about R.J.'s progress and needs were more than just negligent, Plaintiffs may not seek relief based on any alleged misconduct occurring more than two years prior to their first administrative filing.
Concerning Plaintiffs' FAPE claims not barred by the statute of limitations, the IDEA'S guarantee of a FAPE promises students only the opportunity to make meaningful progress, not with a perfect or ideal education. In measuring what level of educational service a district must provide to substantively comply with the IDEA, courts have stressed deference to a defendant district's creation of goals and programs to satisfy the requirements of the IDEA. As identified throughout this opinion, Plaintiffs have provided a multitude of evidence suggesting how R.J.'s education might have been improved but they have failed to provide sufficient evidence that R.J. was denied the opportunity to make meaningful progress. Therefore, the Court affirms the Decision of the Administrative Hearing Officer denying Plaintiffs' FAPE claims.
Accordingly, the Court will enter judgment in favor of Defendant and against Plaintiffs on all counts.
An appropriate order follows.
ORDER
AND NOW, this 22nd day of November, 2013, the following is hereby ORDERED:
(1) Plaintiffs' Motion to Amend and Correct their Proposed Findings of Fact and Conclusions of Law (ECF No. 53) is DENIED.
(2) The Decision of the Due Process Hearing Officer is AFFIRMED in part and REVERSED in part. The Court finds that Plaintiffs are time-barred from raising a complaint arising from events occurring prior to May 12, 2007 and Plaintiffs are not eligible for an exception to the IDEA'S statute of limitations; thus the Hearing Officer's holding to the contrary is REVERSED. With regards to Plaintiffs' post May 12.2007 claims, the Hearing Officer's judgment that Defendant did not deny Plaintiff R.J. a free and appropriate education is, for the reasons stated in the attached memorandum, AFFIRMED.
AND IT IS SO ORDERED.
JUDGMENT
AND NOW, this 22nd day of November, 2013, based upon the Court's Findings of Fact, Statement of Applicable Law, Conclusions of Law, and Analysis, dated November 22, 2013, and Order of the Court of the same date, it is ORDERED that Judgment is GRANTED in favor of Defendant and against Plaintiffs as to each of Plaintiffs' claims.
It is further ORDERED that the Clerk of Courts shall mark this case CLOSED.
AND IT IS SO ORDERED.
. Parents originally raised an administrative complaint on student R.J.'s behalf. However, in appealing the outcome of the administrative proceeding in federal court, R.J. and Parents are both named plaintiffs.
. On November 20, 2012, Plaintiffs filed a Motion to Amend and Correct their proposed findings of fact and conclusions of law. See Pis.' Mot. Am. Correct, ECF No. 53. In light of the fact that Plaintiffs had already received a ten day extension of their original deadline, see Order Granting Extension, Nov. 02, 2012, ECF No. 49, and because Plaintiffs have failed to show good cause for additional amendments, this motion to amend will be denied.
. See Parents' Ex. 13, August 2006 Interim IEP at 2; Parent's Ex. 16, Oct. 2006 IEP at 5. During the administrative due process hearing preceding this case, R.J.'s parents and Defendant each submitted numerous numbered exhibits in order to develop the factual record. These submissions have not all been submitted on the record in this case, though they did form the basis of the administrative decision under review and furthermore are referred to extensively in the parties' proposed findings of fact. Where the Court relies on these documents, the source of the documents, as either "Parents' Exhibit" or "Sch. Dist. Exhibit" will be identified.
. See Test, of Judith Miller, Admin. Hr'gs Tr. 440, May 19, 2010. This testimony was taken as part of a five session administrative due process hearing occurring on March 15, May 18, May 19, August 16, and August 17, 2010. The transcript of these five hearings is numbered consecutively.
. See Id. 345-350, 380, May 19, 2010.
. See Pis.' Ex. J, Email from Rita Cohen to Judith Miller 1-2, Jan. 10, 2007, ECF. No. 30-6.
. See Parents' Ex. 20, IEP Team Education Recommendation Form at 2, Mar. 22, 2007, ("[R.J.] receives 1:1 tutoring every other day for Lindamood-Bell."); see also Test, of Judith Miller, Admin. Hr'gs Tr., 440, May 19.2010.
. See Sch. Dist. Ex. 2, Neuropsychological Evaluation 19-22, Nov. 16 and 29, 2005.
. Oct. 2006 IEP at 12.
. Id. at 1,5.
. Parents' Ex. 23, Oct. 2007 IEP at 10.
. See Parents' Ex. 13, Aug. 2006 Interim IEP at 9.
. Id. at 18; see Oct. 2006 IEP at 8; Sch. Dist. Ex. 28, Student Transcript, (showing R.J.'s enrollment in "Construction Tech." at Pottstown High School during the 2006-07 school year). These recommendations, as well as enrollment in culinary arts and screening for ASVAB (Armed Services Vocational Aptitude Battery) were continued in R.J.'s October 2007 IEP. See Oct. 2007 IEP at 16.
. See Oct. 2007 IEP at 12; Sch. Dist. Ex. 44, Student Schedule, 2007-2008 at 3.
. See id. at 5.
. See Oct. 2006 IEP at 10-12.
. Test, of Dr. Nancy Bloomfield, PhD., Hr'g Tr. 36-37, Sept. 21, 2012, EOF No. 50.
. See Oct. 2007 IEP at 5.
. See Oct. 2007 IEP at 9.
. See Oct. 2007 IEP at 9.
. See Pis.' Ex. E, Sch. Dist. Behavioral Records at 1-6, ECF No. 30-4.
. See Admin. FOF ¶21; see also Oct. 2006 IEP; Test, of Dr. Steven Brooks, Admin. Hr'gs Tr. 491, 505, Aug. 16, 2010.
. See Admin. FOF ¶ 21; see also Oct. 2006 IEP at 4 Miller, Admin. Hr'gs Tr. 392-93, May 19, 2010.
. See Admin. FOF ¶21; Test, of Dr. Steven Brooks, 519, Aug. 16, 2010; see also Oct. 2006 IEP at 5 (showing grades in the fall of 2006 ranging from 79% to 95%).
. Oct. 2006 IEP at 4-5.
. See Admin. FOF ¶ 19; Oct.2006 IEP at 12, 16.
. Test, of Dr. Steven J. Brooks, Hr'g Tr. 57-58, 69, 73, Sept. 21, 2012, ECF No. 50.
. Test, of Dr. Steven J. Brooks, Admin. Hr'gs Tr. 492-93, Aug. 16, 2010 (stating that an FBA would have been applied in the 2006-07 year if R.J.'s behavior had resulted in discipline, such as extended suspensions causing him to miss instruction); Id. 520 (stating that during the 2006-07 year "[R.J.] wasn't excel- . ling, but that he was doing passing work").
. Test, of Dr. Steven J. Brooks, Hr'g Tr. 50, Sept. 21, 2012.
. See Admin. FOF ¶ 33-34; Test, of Judith Miller, Admin. Hr'gs Tr. 434-35, May 19, 2010; see also Pis.' Ex. F, email from Judith Miller to Rita Cohen, Jan. 7, 2009, ECF No. 30-4 (''[R.J.] had many behavioral issues [while he attended Pottstown High School]."); Test, of Dr. Steven J. Brooks, Admin. Hr'gs Tr. 520, Aug. 16, 2010 (testifying that it reached his attention that RJ.'s behavior problems began to emerge during the school year); Oct.2007 IEP at 5 ("[R.J.'s] behavior has changed dramatically since last year. He is often argumentative and talks excessively in class. He has also been swearing and using inappropriate language in class. Mike Coleman, [R.J.'s] guardian, has been working closely with the IEP team to keep a handle on [R.J.'s] behavior.").
. See Pis.' Ex. E, at 7-27, ECF 30-4 (various documents); Admin. FOF ¶ 33-34.
. Test, of Dr. Steven J. Brooks, Admin. Hr'gs Tr. 520-21, Aug. 16, 2010.
. Id. 521, 525-27.
. Id. 525-29; see also Admin. Decision at 12-13.
. See Oct. 2006 IEP at 5 (showing R.J.'s grades), as of October 9, 2011, as 92% (reading), 79% (science), 95% (computer foundations), and 85% (wellness); Sch. Dist. Ex. 17, Student Transcript (showing R.J.'s academic history as of June 20, 2007, showing final grades of 88% (Computer Foundations), 76% (Math), 79% (Science), 70% (Wellness), 88% (Wilson Reading), and 72% (Writing Skills)).
. IEP Team Education Recommendation Form ¶ 1; see also Admin. FOF ¶ 25.
. Test, of Rita Cohen, Admin. Hr'gs Tr. 212-17, May 18, 2010 (discussing preparation of the March 22,2007 IEP recommendation); see also IEP Team Education Recommendation Form at 2.
. See IEP Team Education Recommendation Form.
. Test, of Michael Coleman, Admin. Hr'gs Tr. 80-81 Mar. 15, 2010 (stating that during 2006-07 he was concerned that R.J. wasn't making progress, that Judith Miller would say that R.J. was making progress in reading fluency and that he brought home good grades, but that he didn't appear to be improving); see also IEP Team Recommendation Form ("Mike Coleman is concerned about [R.J.]'s growth in reading."). Judith Miller, RJ.'s special education teacher during the 2006-07 school year, explained in the Administrative Due Process Hearing on this matter that the apparent discrepancy between RJ.'s low assessment scores and higher letter grades was the result of his work in each academic class being adjusted to his current reading level. See Test, of Judith Miller, Admin. Hr'gs Tr. 342, May 19, 2010.
. Admin. FOF ¶ 26. A speech/language screening conducted for R.J. on March 26, 2007 did not reveal a need for further evaluation. See Test, of Rita Cohen, Admin. Hr'gs Tr. 265, May 18, 2010; Sch. Dist. Ex. 15, Speech/Language Screening, Mar. 26, 2007, ("[R.J.j's articulation skills were informally judged to be good in known and unknown contexts. Further speech/language evaluation is not recommended at this time.").
. R.J. finished the 2006-07 year with passing grades, including a 76% in Math, a 88% in Wilson Reading, and a 72% in Writing. See Sch. Dist. Ex. 28, Student Transcript at 1. RJ.'s Oct. 2007 IEP indicated his grades as of October 16, 2007 were passing (70% (reading), 72% (science), 82% (social studies), 84% (math), and 80% (economics)). Sch. Dist. Ex. 15, Oct. 2007 IEP at 5. At the conclusion of the 2007-08 school year, RJ.'s school transcript reflected final grades of 70% (computer applications), 78% (economics), 82% (English), 85% (Fundamentals of Math), 76% (Science), 75% (Social Studies), 79% (USA Today), 68% (Wellness), and 82% (Wilson Reading). Sch. Dist. Ex. 28, Student Transcript; see also Sch. Dist. Ex. 28, Pottstown High Sch. Grading Scale, (showing a passing grade of "D" corresponding to a numeric grade of "70").
. See Neuropsychological Evaluation, Nov. 16 and 29, 2005.
. See id. 13.
. Id. 30.
. Id. 17.
. Sch. Dis. Ex. 3, IEP Team Meeting Evaluation Report at 2, Mar. 2, 2006, (scores based on Brigance 02/06 and KTREA 11/05, and Mann-Suiter testing methods).
. Parents' Ex. 3, Baltimore City Public School System Draft IEP for R.J. at 1. These tests were based on Brigance (02/06)<?> testing methods.
. Score Report, Parents' Ex. 26, at 2.
. Lindamood-Bell Testing Summary for [R.J.], Parents' Ex. 30, at 1-2 (relying on R.J.'s pre-test scores dated May 13, 2008).
. See Timed Reading Probes and Progress Monitoring Data at 1-2.
. Id.
. Id.
. Id.
. The group of individuals responsible for designing an IEP (the "IEP team") must include a student's parent, special and regular education teachers of the student (where appropriate), a representative of the school district with knowledge of the district's general and special educational curriculum and resources, and, upon request, a person with specialized knowledge or expertise regarding the student. See 20 U.S.C. § 1414(d)(1)(B); D.S., 602 F.3d at 557. The IEP team will review the IEP at least annually to determine whether the stated goals for the student are being achieved. See 20 U.S.C. § 1414(d)(4); D.S., 602 F.3d at 557.
. In Pennsylvania, however, transition planning should begin at the age of fourteen as per state law. See 22 Pa.Code § 14.131(a)(5).
. Plaintiffs attempt to broaden the misrepresentation exception as defined by D.K. by suggesting that an exception may be available if Defendants made "egregious misstatements" and/or were "willfully indifferent to the truth regarding their statements [about R.J.'s progress.]" Pis.' Proposed Findings ¶ 340. The Court is unconvinced that this suggested standard, which would again expand the statutory exception beyond the realm of "knowing" misstatements, is consistent with the clear definition provided the Third Circuit. Moreover, even provided that "deliberate indifference" satisfied the statutory requirements, the Plaintiffs have not provided evidence either to the Court or to the Administrative Hearing Officer that any false or inaccurate statements made by Defendant arose to more than mere negligence.
. Plaintiffs have pointed to several instances of non-binding case law for the proposition that denial of "comprehensive goals" amounts to a denial of a FAPE. The Court has found each of these cases distinguishable from the current case.
For instance, Plaintiffs cite Coventry Pub. Schs. v. Rachel J., 893 F.Supp.2d 322 (D.R.I. 2012). In that case, a district court upheld an administrative finding that failure to set distinct behavioral goals as part of a student's IEP amounted to denial of a FAPE. Id. at 335. That case, however, involved a student with extraordinary behavioral issues, and as such his behavior "act[ed] like a boulder that blockfed] his way from making . educational advancements." Id. at 328, 335. At most, that case suggests that failure to assign distinct goals in key areas of non-academic need may deny some students a FAPE. While the student in Rachel I., however, had such severe behavioral issues that failing to set distinct behavioral goals compromised her education, R.J. was able to make academic headway while using behavioral management strategies short of distinct behavioral IEP goals.
Plaintiffs also cite to D.E.R. v. Bd. of Educ. of Borough of Ramsey, 2005 WL 1177944 (D.N.J. May 18, 2005). In D.E.R., the court found that the school district denied a special education student a FAPE by failing to include specific goals in the student's IEP. D.E.R. was a special education student who was put in a mainstream class without being subject to the regular graded curriculum or individually designed goals. Therefore, D.E.R. may be distinguished as involving the failure to set goals in the context of placing a student with learning disabilities in a mainstream classroom, not the failure to set specific goals for a student remaining in a special education setting.
. The record indicates that in March of 2006, R.J.'s Baltimore IEP team expressed concern about R.J.'s problems in 'retain[ing] material over time." Parents' Ex. 7, Addendum to IEP Meeting at 3, Mar. 2, 2006. ESY services were recommended in the Mar. 2006 IEP prepared in Baltimore. See Parents' Ex. 3, Baltimore City Public School System IEP at 3, Mar. 2, 2006; IEP Team Meeting Evaluation Report at 3, Mar. 2, 2006. ("Baased [sic] on severity of disability, regress/recoupmt [sic] skills, and emergent break through of critical life skills, [R.J.] appears to warrant ESY service."). However, these concerns were not raised during RJ.'s IEP meetings with the Pottstown school district.