Case Name: In re ERVIN, Burgess Francis
Court: Illinois Supreme Court
Jurisdiction: Illinois
Decision Date: 2004-09
Citations: 211 Ill. 2d 626
Docket Number: MR 19573
Parties: In re ERVIN, Burgess Francis
Judges: 
Reporter: Illinois Reports, Second Series
Volume: 211
Pages: 626–629

Head Matter:
In re ERVIN, Burgess Francis
(MR 19573)
Chicago, IL

Opinion:
Order of the Court:
The petition by the Administrator of the Attorney Registration and Disciplinary Commission to impose discipline on consent pursuant to Supreme Court Rule 762(b) is allowed. Respondent Burgess Francis Ervin is suspended from the practice of law for two years and until restitution is made, with the suspension stayed after one year by probation subject to the following conditions if restitution is made within the first 11 months of the suspension to Gerard Murphy in the amount of $4,633, Dennis Vulich in the amount of $11,496, and Bernard Clay in the amount of $2,600:
a. Respondent shall establish and utilize a system for the handling of funds belonging to clients and third parties and the maintenance of records that conforms to the requirements of Rule 1.15 of the Illinois Rules of Professional Conduct and instructions provided to respondent by the Administrator, including:
Trust Account Procedures
Basic accounting records that must be maintained daily and accurately:
Account Check Register — List sequentially all trust account deposits and trust account checks and maintain a current and accurate daily balance on the trust account.
Account Receipts Journal — List chronologically all deposits into the trust account. Each deposit will list the date of the deposit, the source of the deposit, the client matter, the deposit number, and the amount of the deposit. Maintain a copy of each item deposited.
Account Disbursement Journal — List chronologically all trust account disbursements. Identify each disbursement with the date of the disbursement check, the trust account check number, the payee, the purpose of the disbursement, the client matter, and the amount of the disbursement check.
Client Ledger Journal — List chronologically for each client matter all receipts, disbursements, and remaining balances. Prepare a separate page for each client matter and list chronologically all receipts and disbursements and remaining balances for each client matter.
Source documents which must be preserved for seven years:
Bank Statements
Deposit Slips
Cancelled checks — All trust account checks must have a named payee (no checks written to "cash") and the memo portion of the check must contain a reference to a client matter.
Time and billing records
Copies of records from client files that are necessary for a full understanding of the lawyer's financial transactions with the client: e.g., retainer and engagement agreements, settlement statements to clients showing the disbursement of the settlement proceeds, bills sent to clients and records of payments to other lawyers or nonemployees for services rendered.
Reconciliations
There must be a running balance maintained for all ledgers and ac count books. The balances in the client ledger journal must be reconciled each month with the balances in the trust receipts and disbursement journals, the account checkbook register, and the bank statements. Records of these reconciliations must be maintained for seven years.
b. Respondent shall, within the first 30 days of probation, enroll in a law office management program sponsored by or through the Cook County, Chicago or other bar association and shall, upon enrollment, notify the Administrator, in writing, of the name of the attorney with whom respondent is assigned to work.
c. Respondent shall successfully complete the law office management program at least 30 days prior to the end of the probation term. Through respondent's participation in the law office management program, respondent shall establish and utilize the following:
i. A system for maintaining records as required by Supreme Court Rule 769;
ii. A diary and docketing system in accordance with the requirements established by the law office management program, including a mechanism by which approaching statutes of limitations and other filing deadlines are noted;
iii. A system by which telephone messages are recorded and telephone calls are returned in a timely manner;
iv. A system by which written requests by clients for the status of their legal matters are responded to, either orally or in writing, in a timely manner;
v. A system whereby clients are apprised at the outset of representation of the basis upon which fees will be calculated and costs paid;
vi. For cases in which the fee is to be calculated on an hourly basis, a system by which clients are provided with regular itemized billing statements provided at least quarterly, setting forth the services performed by respondent, the date upon which each service was performed, the time spent by respondent on each service and the amount to be charged to the client;
d. Respondent shall attend and successfully complete the course conducted by the Illinois Professional Responsibility Institute;
e. During the period of probation, respondent shall meet with counsel for the Administrator on at least a quarterly basis and shall provide the Administrator with any and all documentation and records requested in order to verify his compliance with the above conditions;
f. Respondent shall notify the Administrator within 14 days of any change of address;
g. Respondent shall comply with the Illinois Rules of Professional Conduct and shall timely cooperate with the Administrator in providing information regarding any investigations relating to his conduct;
h. Respondent shall reimburse the Commission for the costs of this proceeding as defined in Supreme Court Rule 773 and shall reimburse the Commission for any further costs incurred during the period of probation;
i. Probation shall be revoked if respondent is found to have violated any of the terms of probation. The remaining one-year period of suspension shall commence from the date of the determination that any term of probation has been violated.
Suspension effective October 18, 2004.
Respondent Burgess Francis Ervin shall reimburse the Disciplinary Fund for any Client Protection payments arising from his conduct prior to the termination of the period of suspension/probation.