Case Name: The People of the State of New York, Respondent, v. Raymond C. George, Appellant
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 2007-08-09
Citations: 43 A.D.3d 560
Docket Number: 
Parties: The People of the State of New York, Respondent, v Raymond C. George, Appellant.
Judges: 
Reporter: Appellate Division Reports
Volume: 43
Pages: 560–567

Head Matter:
The People of the State of New York, Respondent, v Raymond C. George, Appellant.
[840 NYS2d 662]

Opinion:
Peters, J.
Appeal from a judgment of the County Court of Schoharie County (Bartlett III, J.), rendered January 13, 2003, upon a verdict convicting defendant of the crime of murder in the second degree.
Defendant was charged with murder in the second degree, arising out of an incident on August 11, 2001 where he shot the victim in the abdomen during an altercation on defendant's front lawn. Upon the close of evidence, County Court submitted to the jury the charge of manslaughter in the second degree, as requested by the People, the charge of criminally negligent homicide, as requested by defendant, and the charge of murder in the second degree. The jury convicted defendant of the crime of murder in the second degree and County Court imposed a sentence of 25 years to life.
Defendant contends that his conviction was based upon legally insufficient evidence and was against the weight of the evidence. He asserts that the circumstances surrounding the shooting do not come within the narrow class of factual settings evincing a depraved indifference to human life. The People argue, in reliance upon Policano v Herbert (7 NY3d 588 [2006]), that because defendant was convicted in January 2003, six months prior to the change of law initiated by People v Hafeez (100 NY2d 253 [2003]), recent changes regarding depraved indifference murder do not apply to this case on direct appeal. We disagree.
In Policano, the Court of Appeals expressly held that the gradual change in the law enunciated in the line of cases following its decision in People v Sanchez (98 NY2d 373 [2002]) does not apply retroactively to convictions that became final before the law began to change in 2003 with Hafeez. Although the Court in Policano never explicitly addressed the issue of whether the post-Sanchez case law would apply to nonfinal cases on direct appeal, it implicitly recognized, contrary to the position taken by the dissent, that the current depraved indifference case law would apply to defendants whose convictions became final after the law had changed, sometime between Hafeez in 2003 and its decision in People v Feingold (7 NY3d 288 [2006]; see Policano v Herbert, supra at 602-604). Indeed, the only question left open by Policano in this regard was exactly when, between 2003 and 2006, the Court of Appeals "effectively passed the point of no return—the limit beyond which, hard as [it] may have tried, it was simply not possible to reconcile [the] developing case law with [People u] Register[, 60 NY2d 270 (1983), cert denied 466 US 953 (1984)] and Sanchez"—such that the new law became applicable to cases that had not become final at that time CPolicano v Herbert, supra at 603). Moreover, the Court of Appeals has consistently applied the current law to direct appeals involving depraved indifference, even where, as here, defendant's conviction preceded the change of law initiated on June 10, 2003 in Hafeez (see e.g. People v Swinton, 7 NY3d 776 [2006] [May 2003 conviction]; People v Mancini, 7 NY3d 767 [2006] [October 2002 conviction]; People v Atkinson 7 NY3d 765 [2006] [February 2002 conviction]). So too have the other Departments {see e.g. People v Dickerson, 42 AD3d 228 [2007] [August 2002 conviction]; People v Garrison, 39 AD3d 1138 [2007] [January 2003 conviction]; People v Ziminski, 34 AD3d 507 [2006] [November 1999 conviction]; People v Campbell, 33 AD3d 716 [2006], Iv denied 8 NY3d 879 [2007] [April 2003 conviction]). Thus, inasmuch as defendant's conviction is on direct appeal to this Court and, as such, is not a final conviction, we are constrained to apply the current state of the law regarding depraved indifference murder.
Addressing the sufficiency of the evidence, testimony showed that on the day of the incident, defendant and his nephew were conducting a yard sale at defendant's home. At approximately 1:00 p.m., defendant was discussing a sale with Peter Troffa, a neighbor, when a car slowed down in front of defendant's home. Defendant approached the car and began taking photos of it and its occupants, the victim and defendant's estranged wife. After defendant and the victim exchanged words, the victim got out of the car and began chasing defendant toward the rear of the house. When the victim realized that he could no longer keep up with defendant, hé stopped. According to Troffa and defendant's nephew, defendant called to his nephew to get a gun. Thinking that he was going to use it to scare the victim, defendant's nephew retrieved a loaded rifle from the garage. Viewing the rifle, the victim picked up a metal pole and began to choke the nephew. Defendant grabbed the rifle from his nephew's hand and the victim released his hold on the nephew.
What transpired thereafter is in dispute. According to the nephew, he immediately fell towards the left and saw the victim turn toward defendant. He then heard a bang and saw defendant holding the rifle by his waist. Troffa, standing approximately 30 feet away, testified that after defendant took the rifle from his nephew, he backed up about 10 steps, held the rifle by his hip and shot the victim. The estranged wife testified that when the victim noticed defendant holding the rifle by his hip, he dropped the pole and started to back away. When he was approximately six feet from defendant, he was shot. She, as well as the other witnesses, never saw defendant's hands on the trigger. Defendant, on the other hand, testified that when he grabbed the rifle from his nephew, he tripped. He stated that the rifle either slid down his leg or banged against his hip, causing it to discharge accidentally. He also asserted that during the moment when he was fumbling with the rifle, the victim was coming towards him with his arm raised in an attempt to hit him with the pole. No other testimony supported this contention.
Defendant maintains that this evidence does not support his conviction of depraved indifference murder since the facts do not prove that "[u]nder circumstances evincing a depraved indifference to human life, he recklessly engage[d] in conduct which create[d] a grave risk of death to another person, and thereby cause[d] the death of another person" (Penal Law § 125.25 [2]; see People v Suarez, 6 NY3d 202, 208 [2005]; People v Payne, 3 NY3d 266, 270 [2004]). As the Court of Appeals has recently pronounced, "the statutory provision that a defendant act £[u]nder circumstances evincing a depraved indifference to human life' constitutes an additional requirement of the crime— beyond mere recklessness and risk" (People v Suarez, supra at 214). As it is "a culpable mental state" {People v Feingold, 7 NY3d 288, 294 [2006], supra; see Policano v Herbert, 7 NY3d 588, 602-603 [2006], supra), rather than an objective assessment of the risks involved {see Policano u Herbert, supra at 603; People v Feingold, supra at 294), it necessitates that defendant possess a heightened level of "wanton cruelty, brutality or callousness" {People v Suarez, supra at 213). Recognizing that "depraved indifference murder properly applies only to a small, and finite, category of cases where the conduct is at least as morally reprehensible as intentional murder" (id. at 207), it " 'may not be properly charged in the overwhelming majority of homicides' " {id., quoting People v Payne, supra at 270); "rarely can depraved indifference murder apply to the killing of a single victim" {People v Feingold, supra at 294; see People v Suarez, supra at 212-213). Accordingly, "if a defendant fatally shoots the intended victim once, it could be murder, manslaughter in the first or second degree or criminal negligence (or self-defense), but not depraved indifference murder" {People v Payne, supra at 272).
Hence, while we agree that the People presented legally sufficient evidence to show that defendant acted recklessly by engaging in conduct creating a grave risk of death to another (see Penal Law § 125.25 [2]), the critical statutory element that separates second degree manslaughter from depraved indifference murder—defendant's underlying depraved indifference— was not sufficiently shown, despite the extensive evidence that he prevented prompt calls to 911 after the shooting and told the EMT that he would "shoot any son of a bitch who messes with [his] wife." If even leaving a victim to die has been found insufficient to constitute depraved indifference murder (see People v Mancini, 7 NY3d 767, 768 [2006], supra), we are constrained to conclude that defendant's conviction on that charge is not properly grounded here.
We are, however, empowered to reduce the conviction to the lesser included offense of manslaughter in the second degree (see e.g. id.-, People v Atkinson, 7 NY3d 765, 766 [2006], supra-, People v McMillon, 31 AD3d 136, 142 [2006], lv denied 7 NY3d 815 [2006]). A person commits manslaughter in the second degree when he or she "recklessly causes the death of another person" (Penal Law § 125.15 [1]). Defendant's conduct in pointing the rifle at the victim and shooting him, whether accidental or purposeful, evinced, in our view, such a conscious disregard of a substantial and unjustifiable risk that the result would occur (see Penal Law § 15.05 [3]). For that reason, we find the evidence legally sufficient to convict defendant of the lesser included offense of manslaughter in the second degree (see People v Licitra, 47 NY2d 554, 558-559 [1979]; People v Di Bella, 277 AD2d 699, 700-701 [2000], lv denied 96 NY2d 758 [2001]). To the extent that defendant's remaining contentions were properly preserved, we have reviewed them and found them to be without merit.
Mercure, J.P, Rose and Lahtinen, JJ., concur.