Case Name: Ernest F. Boruski, Jr., Respondent, v. National Securities & Research Corporation, Appellant
Court: New York Supreme Court, Appellate Term
Jurisdiction: New York
Decision Date: 1962-12-06
Citations: 38 Misc. 2d 1026
Docket Number: 
Parties: Ernest F. Boruski, Jr., Respondent, v. National Securities & Research Corporation, Appellant.
Judges: 
Reporter: New York Miscellaneous Reports
Volume: 38
Pages: 1026–1027

Head Matter:
Ernest F. Boruski, Jr., Respondent, v. National Securities & Research Corporation, Appellant.
Supreme Court, Appellate Term, First Department,
December 6, 1962.
Edward G. Sippel for appellant. Segal S Dorris (Howard S. Dorris of counsel), for respondent. Windels, Currie $ Bice (Paul Windels, Jr., and Bussell G. Olsen of counsel), for National Association of Securities Dealers, Inc., amicus curiae.

Opinion:
Per Curiam.
Plaintiff, having been suspended from the National Association of Securities Dealers, Inc., was barred from recovery of commissions upon sales made during the period of his suspension. The public interest requires that appropriate sanctions be imposed to secure compliance with the rules, regulations and policies of both the National Association of Securities Dealers and the Securities and Exchange Commission. (Boruski v. Securities & Exch. Comm., 289 F. 2d 738, 740.)
The judgment should be reversed, with $30 costs and complaint dismissed, with costs.
Concur — Tilzer, J. P., Hoestadter and Capozzoli, JJ.
Judgment reversed, etc.