Case Name: Percival C. Smith, as Substituted Trustee under the Last Will and Testament of William H. Allen, Deceased, Respondent, v. Frank Allen and Sarah Frances Mehan Greene, Appellants, Impleaded with Others, Respondents
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1898
Citations: 32 A.D. 374
Docket Number: 
Parties: Percival C. Smith, as Substituted Trustee under the Last Will and Testament of William H. Allen, Deceased, Respondent, v. Frank Allen and Sarah Frances Mehan Greene, Appellants, Impleaded with Others, Respondents.
Judges: 
Reporter: Appellate Division Reports
Volume: 32
Pages: 374–384

Head Matter:
Percival C. Smith, as Substituted Trustee under the Last Will and Testament of William H. Allen, Deceased, Respondent, v. Frank Allen and Sarah Frances Mehan Greene, Appellants, Impleaded with Others, Respondents.
Infant ■—what form of adoption is neeessan'y to entitle it to inherit — devise to a widow during her widowhood and then oner —• the remainder rests at the testator's death — qusere whether her distributive share is out off thereby.
A testator, by the 3d clause of his will', gave to his “ adopted daughter ” the sum of 110,000, and by the 8th clause thereof gave the residue of his estate ‘ ‘ to such person or persons as would be legally entitled to succeed to and inherit the same in case I died intestate, and to their heirs, executors, administrators and ■ assigns forever.” '
There was no evidence of any written agreement or of any legal proceedings for the adoption of the person referred to in the 3d clause of the will as his “ adopted daughter,”
Held, that it was necessary in order that such person should share in the residuary estate under the 8th clause of the will, that she should have been legally adopted, i. e., in compliance with the Adoption Statute (Chap. 830 of the Laws of 1873, as amended by chap. 703 of the Laws of 1887);
That the fact-that a charitable corporation with. whom such person had been placed consented to her adoption by the testator, under the authority of section 7 of chapter 438 of the Laws of 1884, did not amount to an actual adoption of the child by the testator.
Where a testator gives his residuary estate to his wife “to have, hold, use and enjoy the same for and during the term of her natural life, or i! she should remarry, then as long as she remains my widow,” and in a subsequent portion of his will gives the rest, residue and remainder of his estate, ‘ ‘ if any, remaining after the death or remarriage of my said wife and after the payment of all the legacies mentioned in this my will * * * to such person or persons as would be legally entitled to succeed to and inherit the same in case I died intestate,” the estate in remainder thus created vests at the time .of the testa.tor’s death, although the enjoyment thereof by the beneficiaries is postponed until the widow shall remarry or die.
Quare, whether the widow, upon her remarriage, would be entitled to take her distributive share of the estate.
Appeal by the defendant Sarah Frances Mehan Greene from so much of a final judgment of the Supreme Court in favor of the plaintiff, entered in the office of the cleric of the county of Kings on the 14th day of February, 1898, upon the decision of the court rendered after a trial at the Kings County Special Term, as con strues the clause “ Eighth ” of the will of said William H. Allen, deceased, in favor of, and directs a distribution of the residuary estate of said deceased under the provision contained in said clause “ Eighth ” of said will, among the five nephews and nieces of said deceased, or their estates therein named; also from that part of the judgment contained in the words following: “ Ordered, adjudged and decreed, that the defendant's Frank Allen, Curtis P. Davies, as executor of Mary C. McGoldrick, deceased, Franklin B. Lord and George Lord Day, as executors of and trustees under the last will and testament of Harriet White, deceased, Emma J. Taylor, as executrix of Theodore H. Allen, deceased, on her taking out ancillary letters in this State on the estate of said Theodore H. Allen, deceased, and C. Edward Toucey, as administrator of Ann M. Toucey, deceased, are each.entitled under the last will and testament of William H. Allen, deceased, to one-fifth of the-residue of the funds and estate of William H. Allen, deceased, now in the hands of the plaintiff; and the plaintiff is hereby directed, after making the payments aforesaid, to divide the residue of said estate, after retaining his commission and expenses of administration, into five equal parts, and to pay over one of such equal parts to the defendant Frank Allen, one part to the defendant Curtis P. Davies, as executor of Mary 0. McGoldrick, deceased, one part to the defendants Franklin B. Lord and George Lord Day, as executors of and trustees under the last will and testament. of Harriet White, deceased, one part to the defendant Emma J. Taylor, as executrix of Theodore H. Allen, deceased, on presentation of a certified copy of ancillary letters testamentary on the estate of said Theodore H. Allen, issued out of the Surrogate’s Court of Kings county, and one part to the defendant C. Edward Toucey, as administrator of Ann M. Toucey, deceased” (except that the defendant Sarah Frances Mehan Greene does not appeal from the provision directing the payment of the plaintiff’s commissions and expenses of administration), and also from all that part of said judgment contained within the words following:
“ Ordered, adjudged and decreed, that upon payment being made as aforesaid by the plaintiff, the plaintiff be discharged from his duties as substituted trustee under the last will and testament of William H. Allen, deceased, and that the surety on lfis official bond as such trustee be discharged,” in so far only as said clause or pro vision directs the payment of, or refers to the payment or distribu- ■ tion of the residuary estate among the said five nephews and nieces of said deceased or their estates.
Also, an appeal by the defendant Frank Allen from so much .of said final judgment as orders, adjudges and decrees “ that the defendants Frank Alien, Curtis P. Davies, as executor of Mary C.. McGoldrick, deceased, Franklin B. Lord and George Lord Day, as executors of and trustees under the last will and testament of Harriet White, deceased, Emma J. Taylor, as executrix of Theodore H. Allen, deceased, on her taking out ancillary letters in this State on the estate of said Theodore II. Allen, deceased, and C. Edward Toueey, as administrator of Ann M. Toncéy, deceased, are each entitled ■ under the last will and testament of William H. Allen, deceased, to one-fifth of the residue of the funds and estate of Wih liam H. Allen, deceased, now in the hands of the plaintiff, and the plaintiff is hereby directed, after making the payments aforesaid, to divide the residue of said estate, after retaining his commissions and expenses of administration, into five etpial parts, and to pay over one of such equal- parts to the defendant. Frank Allen, one part to the defendant Curtis P. Davies, as executor of Mary C. McGoldrick, deceased, one part to the defendants Franklin B. Lord and George Lord Day, as executors of and trustees under the last will and testa^ ment of Harriet White, deceased, one part to the defendant Emma J. Taylor, as executrix of Theodore H. Allen, deceased, on presentation of a certified copy of ancillary letters testamentary on the estate of said Theodore II. Allen, issued out of the Surrogate’s Court of Kings county, and one part to the' defendant 0. Edward Toueey, as administrator of Ann M. Toueey, deceased.”
Edward P. Lyon, for the appellant Allen.
George W. Carr, for the appellant Greene.
Arnon L. Squiers, for the plaintiff, respondent. .
Franklin B. Lord, for the respondents. Lord and Day, trustees, and the respondent Taylor.
Louis M. Fulton, for the respondents C. Edward Toueey and others.
Robert B. Bach, for the respondent, the treasurer of Kings county.

Opinion:
Goodrich, P. J.:
The action is brought for the purpose of obtaining the construction of the last will of William H. Allen, who died in February, 1890. The will was executed in February, 1875, and was admitted to probate in April, 1890.. The plaintiff is the substituted trustee in place of the executors named in the will. It is not necessary to state all the allegations of the complaint, nor the issues framed by the answer, as only one question is actually presented by the appeal of the defendant Greene, and that is, whether or not' the defendant Greene was the adopted child of the testator and entitled to a share in his estate, under the 8th clause of the will. The question which arises under the appeal of Frank Allen relates to the persons entitled to share in the residuary estate.
The will contains the following clauses:
" Third. I give and bequeath to my adojited daughter, Sarah Frances Mehan Allen, the sum of ten thousand dollars ($10,000); and I make this legacy a charge upon all my estate, both real and personal."
" Eighth. All the rest, residue and remainder of my real and personal estate, if any, remaining after the death or remarriage of my said wife, and after the payment of all the legacies mentioned in this my will, I give, devise and bequeath to such person or persons as would be legally entitled to succeed to and inherit the same in case I died intestate, and to their heirs, executors, administrators and assigns forever."
There was also a codicil, reading as follows: " Whereas, since the execution of said will I have lent and advanced to the husband of my adopted daughter, Sarah Frances Mehan Allen, now wife of Charles H. Greene, upwards of ten thousand dollars, I do hereby revoke the bequest to my said adopted daughter of ten thousand dollars, which is contained in the third paragraph of my said will, and in lieu thereof I do hereby authorize and direct my executors and executrix named in my said will to cancel and discharge any indebtedness that may exist at my death by the husband of my said adopted daughter, and.'to surrender and deliver up to him any notes or other obligations which I may have received from him."
The testator, though twice married, had no children. He left surviving him fivé nephe.ws and nieces, all of whom, except Frank Allen, one of the defendants, died during the life of' the widow. She died in August, 1896. The representatives of those who are-dead are also defendants.
The court at Special Term decided that the defendant Greene took nothing under the 8th clause of the will, and that each of the five nieces and nephews of the testator took a vested remainder in one-fifth of the residuary estate under that clause of the will, and that they or their estates were entitled thereto. From the judgment entered thereon appeals are taken by Mrs. Greene and by Frank Allen; the surviving nephew.
In October, 1856, the defendant Greene, then five years of age, and an orphan, was placed in the Orphan House of the Church Charity Foundatipn of Brooklyn, and was baptized under'the name of Sarah Usances Mehan. In 1857, she was taken from the foundation by'the testator and his wife, and continued to live in the testator's family, and was educated and supported by him until her marriage to Charles H. Greene, in October, 1872.- It is unnecessary testate any of the evidence showing the affectionate and pleasant relations of the testator and his family with Fanny, except to say that it shows that she was treated in all things as an adopted child, and the testator in his will and codicil twice speaks of her-as his " adopted daughter." Her counsel contends that she became, in all respects, legally and otherwise, an adopted child with the right of inheritance from- the testator. If this contention be correct, she became entitled to the entire residuary estate, under the 8th clause- of the will, by which the testator devised and bequeathed the residuary estate " to such person or persons as would be legally entitled to-succeed to and inherit the sanie, in case I died intéstate."
But the difficulty with this -contention is that-Mrs. Greene never legally became the adopted child of the testator. It is not necessary to trace the history of the statute commonly known as the Adoption Statute (Chap. 830, Laws of 1873). It' is sufficient to say that at the time of the testator's death, in 1890, it had been so amended by chapter 703. of the Laws of 1887, as to confer upon an adopted child the right o.f inheritance. Section 13 of the former act provides that " nothing herein contained shall prevent propf of the adoption of any child heretofore' made according to any method practiced in this State, from being received in evidence, nor such adoption from having the effect of an adoption hereunder."
In Carroll v. Collins (6 App. Div. 106, 109), this court, Mr. Justice Bartlett writing, held that " The adoption of children was unknown to the common law of England, and exists in the States of the Union solely by virtue of statute," and referred to chapter 830 of the Laws of 1873 as the legislation of this State upon the subject. Upon the authority of Carroll v. Collins this court also decided the Matter of Thorne (23 App. Div. 624; affd., 155 N. Y. 140). The Court of Appeals, in affirming the judgment repeated and adopted the quoted language of the opinion of this court in the Garroll case.
There is no evidence of any written agreement or of any legal proceedings for the adoption of the defendant Greene. The only basis upon which the adoption rests is that already stated, unless it can be derived from the action of the Church Charity Foundation, hereafter set forth. Assuming for the moment that the foundation had the right of transferring all its rights over an orphan and her custody, and that it transferred such rights in Mrs. Greene's case by consenting to her adoption by the testator, it is not possible to say that the facts shown constitute an adoption within' the meaning and provisions.of any statute relating to adoption.
None of the acts of the testator and his family, as shown by the record, establish the legal relationship of an adopted child, unless there was a compliance with some statute of the State, and nothing appears to prove such compliance.
The counsel for Mrs. Greene contends that a method of adoption is provided in chapter 438 of the Laws of 1884, relating to the custody and care of children by orphan asylums and other charitable institutions, and that the provisions of that statute have been complied with. The 7th section provides that any child which certain corporations are authorized to bind out,. " may be placed by such corporation, by adoption, with some suitable person or persons, by a written instrument of adoption," which is to be executed by the officer of the corporation and signed by the person with whom the child " shall be so placed by adoption." It is contended that the act of the foundation, in consenting to an adoption of the child by the testator, amounted to an actual adoption.
The Church Charity Foundation was incorporated under the act for the incorporation of charitable and other societies (Chap. 319, Laws of 1848), and one of its objects was the care, support and protection of orphan children. Its by-laws contained a provision that the foundation might bind out or dispose of orphans in its charge, in •.a suitable manner, and a book of record of such disposition was to be kept. On this book there is an entry, " Sarah Frances Mehan was adopted by Captain and Mrs. Allen."
The argument of the counsel for Mrs. Greene is based upon an incorrect use of the word " adoption."' He speaks of the action of the Church Charity Foundation as if the power of adoption was conferred upon it by the statute. That is not the meaning of the word adoption" as used in the statute. The Century Dictionary defines .adopt, " to take or bring into relationship and confer the privileges belonging to that relation;, to accept, receive or choose as one's owii, make one's own, accept from some one else." - In other words, it is the act of the person who receives, not that of the person who gives. If this is not sufficient, the statute of 1873 (§ 1) defines the word when it says: "Adoption is the legal act whereby all adult person takes a minor into the relation of child, and thereby acquires the rights and incurs the responsibilities of a parent in respect to such minor." The'act of adoption is the.act of the person taking the child. It does not relate to the act of the Corporation from whose custody the child is taken. Adoption still remains the act of the person who takes and receives the child. The statute does not confer upon the charitable institution any power of adoption, for that is always the voluntary act of the person who takes the child into relations with himself.
It necessarily follows that Mrs. Greene never became the legally adopted child of the testator, and that she is not entitled to any share in. his residuary estate.
It may be added that this is clearly in accord with the intention of the testator as derived from his will. In that instrument he gave her a specific legacy of $10,000. This, by the codicil made .after her marriage, was revoked, as the testator had advanced to her husband an amount in excess of the $10,000, and the testator provided for the cancellation of ¡any further indebtedness of her husband to himself.
The only other question arises on the appeal of the defendant Frank Allen, who claims that he is entitled to the entire residuary estate to the exclusion of the other nephews and nieces of the testator. His claim is that the remainder did not vest at the time of the testator's death, but only at and after the death of the widow that when she died in' August, 1896, he being the sole survivor of all the nephews and nieces —the others, were dead, leaving issue—was .entitled to inherit exclusively. This depends on the question whether the 8th clause of the will created a vested or a contingent legacy. The testator in a previous clause gave, devised and bequeathed his residuary estate to his wife, " to have, hold, use and enjoy the same for and during the term of her natural life, or if she should.remarry, then as long as she remains my widow." In case of her death or remarriage he made certain specific bequests, and then follows the 8th clause, already quoted.
The trend of authority upon the rule of construction is evinced in the case of Nelson v. Russell (135 N. Y. 137), where the Court of Appeals, Andeews, J., speaking for the unanimous court, said: " The presumption is that a testator intends that his dispositions are to take effect either in enjoyment or interest at the date of his death, and unless the language of the will by fair construction make his gifts contingent, they will be regarded as vested. Words of survivorship and gifts over on the death of the primary beneficiary are construed, unless a contrary intention appears, as relating to the death of the testator." The words under construction in that case were "from and after the decease of my said daughters," and it was. strenuously contended that these words indicated an intention to-postpone the vesting until the happening of that event, but the-court held that the words did not afford sufficient ground in themselves for adjudging that the remainder was contingent and not vested ; and unless the meaning was enlarged by the context, they were to be regarded as defining the- time of enjoyment simply, and not that of the vesting of the title.
In Redfield on the Law of Wills (Vol. 2 [3d ed.], *215) it is stated: " The mere fact that one estate under a will is provided to-take effect after the termination of an intervening one, will not have the effect to prevent both estates becoming vested at the moment of the decease of the testator, the one in possession, the other in prospect or remainder."
The same doctrine is stated and other authorities cited by Judge Thomas in his exhaustive work on Law of Estates Created by Will, where, he say's (Vol. 1, p.. 259): "The law favors the vesting of estates as soon as possible after the testator's death, and a will, in doubtful cases, is construed accordingly ; but the question is one of intent," and again (at p. 309) where he adds : " A limitation is never construed into an executory devise when it may take effect as a remainder, nor as a contingent remainder when it can be, taken to be vested."
Following these authorities, we must hold that the intention of the testator was to create a vested remainder in his residuary estate, to take effect at the time of his death, although the enjoyment by the legatees was to be postponed until the widow should remarry or die. And this is in harmony with the circumstances which existed at the time of the execution of the will, and in the extended, interval between its date and the date of the testator's death, when he left surviving two nephews and three nieces. The record does not disclose any unpleasant relations with any of them. We may, therefore, assume that they had an equal standing in his affection. No fact or reason is shown why he should have preferred one nephew or niece to .the exclusion of the others. The provisions of the will clearly show that the testator intended that such persons as would inherit in case of his intestacy should be the persons entitled to his residuary estate. This could be determined only by the condition of affairs at the time of his death. It might be that some of his nephews and nieces might die without issue before that event, and that some might die leaving issue. He intended that such of these persons as were living at the time of his death should " succeed to and inherit" the estate according to the Statute of Distribution. This is the manifest intention of the whole will.
The necessary'deduction is that the will created a vested remainder at the time Of the testator's death, in all the five nephews, and nieces, all of whom were alive at the time of the testator's death, and that they each took a one-fifth interest in the residuary estate, subject to the estate of the widow during her life or widowhood, the enjoyment only being postponed until the termination of such primary estate.
The judgment should be affirmed on both appeals, with costs.
All concurred.