Case Name: THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. GEORGE SMITH, Defendant-Appellant
Court: Illinois Appellate Court
Jurisdiction: Illinois
Decision Date: 1990-12-31
Citations: 208 Ill. App. 3d 538
Docket Number: No. 1—88—0869
Parties: THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. GEORGE SMITH, Defendant-Appellant.
Judges: 
Reporter: Illinois Appellate Court Reports, Third Series
Volume: 208
Pages: 538–554

Head Matter:
THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. GEORGE SMITH, Defendant-Appellant.
First District (1st Division)
No. 1—88—0869
Opinion filed December 31, 1990.
BUCKLEY, P.J., dissenting.
Ambrose & Cushing, P.C., of Chicago (John C. Ambrose, of counsel), for appellant.
Cecil A. Partee, State’s Attorney, of Chicago (Noreen M. Daly, Special Assistant State’s Attorney, and Renee Goldfarb and James E. Fitzgerald, Assistant State’s Attorneys, of counsel), for the People.

Opinion:
JUSTICE CAMPBELL
delivered the opinion of the court:
Following a jury trial, defendant, George Smith, was convicted of involuntary manslaughter (Ill. Rev. Stat. 1989, ch. 38, par. 9 — 3) in the shooting of his wife, Carolyn Smith, and sentenced to one year of periodic imprisonment and 30 months' probation with one year of supervision. On appeal, defendant contends that: (1) he was not proved guilty of involuntary manslaughter beyond a reasonable doubt; (2) the State's opening statement distorted the evidence and prejudiced the jury, thereby denying defendant his constitutional right to a fair trial; (3) the trial court erred in allowing Officer Schwab to testify as to a prior inconsistent statement he had made; (4) the trial court erred in denying defendant's motion for a mistrial predicated on the State's violation of the court's order in limine which prohibited evidence that defendant had been drinking unless there was evidence of intoxication; (5) the trial court erred in not allowing defendant's jury instruction which stated that if intoxication had not been proved beyond a reasonable doubt, evidence as to the fact defendant had been drinking could not be considered; and (6) the trial court erred in denying defendant's motion to suppress evidence of the gun acquired at the scene of the shooting. For the following reasons, the judgment of the trial court is reversed.
The record indicates that in the late afternoon of October 9, 1986, defendant was bowling with his weekly bowling league team at Rolling Lanes in Countryside, Illinois. Carolyn arrived at the bowling alley during defendant's last game. After the last game, defendant and Carolyn joined some friends in the bowling alley lounge and danced, drank and played darts until approximately 11 p.m. They then drove the one-half block distance home. Although they had planned to go out to get something to eat, Carolyn changed her mind and suggested that they just stay home and pack a few more things. They had been packing to move into their new home and were going out of town for the weekend. They then packed a few figurines and were going to pack the guns next.
Defendant went into the bedroom, took Carolyn's gun from the dresser drawer and told her to unload it while he got some boxes. However, because she always had trouble unloading the gun, Carolyn asked defendant to do it. While kneeling down next to Carolyn, who was sitting in a chair, defendant attempted to release the latch to unload the bullets when the gun fired and flew out of his hand. He looked at Carolyn and saw a little trickle of blood on her face. When she did not move after he repeatedly called her name, defendant called the paramedics and told them there had been a gunshot wound.
When the paramedics arrived, defendant was waiting for them in front of the building and preceded them up the three flights of stairs to his apartment. While the paramedics were working on Carolyn, defendant was very excited and even attempted to stop them from inserting a tube into her mouth, thinking that they were hurting her. When the police arrived, they tried to subdue defendant and to move him away from his wife's side. At that point, defendant began to struggle with them and appeared to be out of control. As a result, the police had to handcuff him. When the police asked defendant where the gun was, he told them he had thrown it under the couch because he was scared of it. Defendant kept repeating that it had been an accident.
Although defendant wanted to accompany his wife to the hospital, the police drove him to the police station instead and placed him in a holding room. After several minutes, Detective Bozzi of the Countryside police department arrived and defendant told him that he wanted to see his wife. Bozzi then told defendant that his wife was dead. At that point, defendant began pounding the table with his fists and hitting his head on the floor. Bozzi did not ask him any further questions at that time. Defendant was then taken to another holding room, where he was left sitting on the floor for several hours. After further questioning, defendant was placed in a cell.
Office Mark Battaglia of the Countryside police department testified that on October 10, 1986, approximately 12:30 a.m., he responded to a radio call to proceed to defendant's apartment. When he arrived, he saw Carolyn lying on the floor and a paramedic working on her. There was an extreme amount of blood around Carolyn's face. Battaglia also saw defendant kneeling next to Carolyn, with his hands on his knees. He was emotionally upset, smelled strongly of alcohol, and had bloodshot eyes. Defendant's speech was very loud and slurred and he kept repeating that it had been an accident. When the paramedics attempted to put a tube in Carolyn's mouth, defendant grabbed the tube away. Battaglia told defendant to let the paramedics work on her. When Battaglia asked defendant where the weapon was, defendant told him that he had become scared and had thrown the gun under the couch. When another officer lifted the couch, Battaglia found the gun.
When Battaglia attempted to remove defendant from the area, defendant became violent, started shouting profanities at him and struggling. Battaglia stated that based upon his experience as a police officer, he believed that defendant was under the influence of alcohol at the time. On cross-examination, Battaglia indicated that he had not made any notations in his report that defendant smelled of alcohol or that his speech was slurred. In addition, defendant was not asked to submit to a blood-alcohol test or to a breathalyzer test. Battaglia did not notice that defendant had had any trouble maintaining his balance.
Countryside police officer Schwab testified that on October 10, 1986, approximately 12:34 a.m., he was dispatched to defendant's apartment. When he arrived, paramedics were attending to Carolyn. Defendant kept repeating, "It was an accident" and "help my wife." At two points, he attempted to grab the airway apparatus away from the paramedics. When the police attempted to subdue defendant, he began to struggle and they had to handcuff him to restrain him. Officer Schwab smelled alcohol on defendant's breath and noticed that his speech was loud and slurred. In Officer Schwab's opinion, defendant had been intoxicated. On cross-examination, Officer Schwab admitted that he had not indicated in his report that defendant had been intoxicated, and in contradiction to his testimony on direct, stated that he was not certain that defendant had been intoxicated.
James Wuitteman, paramedic/fire fighter, testified that on October 10, 1986, approximately 12:31 a.m., he and his partner, Chris Schuler, were dispatched to defendant's apartment to treat a gunshot wound. When they arrived at the apartment building, they saw defendant standing in front of the building, waving. While they were walking up the stairs, defendant told them that his wife had shot herself. His speech appeared to be slurred. When they entered the apartment, they saw a middle-aged woman sitting in a chair, with blood over her face, blouse and hands and on the chair. Her hands were crossed on her lap and her feet were crossed at the ankles. She had no pulse. Wuitteman also noticed that her hands appeared to have abrasions on them.
The paramedics then laid Carolyn on the floor and they commenced CPU techniques. Wuitteman could not understand what defendant was saying at the time. Two police officers then arrived. The defendant kept interfering with the paramedics' work until the police restrained him. More paramedics arrived and they transported Carolyn to the hospital. On cross-examination, Wuitteman stated that when he heard the initial call come in from defendant, he noticed that defendant's voice was slurred. However, he never indicated this observation in his report.
Debbie Smith testified on behalf of defendant that she had known defendant for approximately three years and had known Carolyn for approximately two years. Debbie's husband, Bruce, and defendant worked together at Reynolds Aluminum. On October 9, 1986, Debbie had gone to the Rolling Lanes bowling alley to watch her husband bowl on the Reynolds' men's league. Defendant also bowled in that league. The bowling ended approximately 6:30 p.m. and several of the bowlers and their wives went to the bowling alley lounge. Defendant and Carolyn were there and appeared to be very happy because the deal on their new house had gone through and they were going away for the weekend. Defendant and Carolyn danced together and defendant also played darts. Debbie and.her husband left the bowling alley approximately 9:30 p.m. Defendant and Carolyn were still there. In her opinion, defendant was not intoxicated.
Next, Frank Borgman testified that he had known defendant for approximately six years through work and work-related social events such as the bowling league. After bowling on October 9, Borgman went into the bar area with defendant, Carolyn and other bowling league members and spouses. Defendant and Carolyn were dancing and seemed very happy. Defendant was playing darts against Borgman and beat him. In Borgman's opinion, defendant was not intoxicated. Borgman left the bowling alley approximately 10:30 p.m.
Countryside detective Frank Bozzi testified that on October 10, 1986, approximately 12:40 a.m., he was called into the police station to interview defendant. He was with defendant approximately five minutes. The first thing he noticed was that defendant's pants were wet in the front and there was liquid on the floor. When he said to defendant, "You urinated in your pants," defendant replied, "Well, I had no place to go to the washroom."
Bozzi then went to defendant's apartment where a police officer gave him the weapon. He then observed the chair in which Carolyn had been sitting and noticed a hole in the headrest area from where he retrieved the bullet. Later that morning, approximately 4:40 a.m., he returned to the station to interview defendant. Defendant then told him that he had had three mixed drinks while he was bowling and then had had -five more drinks in the bar. Defendant explained that the gun had accidentally discharged. Bozzi could not determine whether defendant was intoxicated. He could not smell alcohol on his breath.
-Bruce Smith, a co-worker of defendant, then- testified that on October 9, 1986, he was at Rolling Lanes bowling alley with his wife, defendant and Carolyn. After the league games were completed, he talked to defendant in the bar about buying a house. In Bruce's opinion, defendant was not intoxicated.
.Next, Frank Esposito, defendant's apartment neighbor, testified that on October 10, 1986, shortly after midnight, he had heard a loud bang and then a loud male scream. When he looked out of the peep hole in his front door, he heard a man crying in the hallway. He then heard defendant come out of his apartment, go down the stairs, say "gunshot wound on the third floor," and then come back up the stairs, followed by the paramedics.
Defendant then testified in his own behalf that after bowling on October 9, 1986, he and Carolyn went into the lounge and talked, . danced and played darts. They left at approximately 11 p.m. Defendant denied telling Detective Bozzi that he had had eight alcoholic drinks that night. When defendant removed Carolyn's gun from her drawer, he did not notice that it was cocked. However, defendant testified that the gun had been put away in the cocked position because Carolyn had trouble shooting the gun otherwise. When the gun was in that position, the slightest touch could cause it to fire. He then carried the gun into the living room and was handing it to Carolyn while simultaneously releasing the latch to unload the bullets when the gun fired. Defendant stated that Carolyn was reaching up toward the gun at the time it went off. He denied having had his finger on the trigger.
Following closing arguments, the jury entered a verdict of guilty on the charge of involuntary manslaughter. Defendant was sentenced to one year of periodic imprisonment and 30 months' probation with one year of supervision by the intensive probation unit. Defendant's timely appeal followed.
Initially, defendant contends that the State failed to prove him guilty of involuntary manslaughter beyond a reasonable doubt on the grounds that: (1) the evidence that he was intoxicated at the time of the shooting was unsupported, contradicted and based on insinuations; and (2) the State failed to show that defendant's actions were likely to cause death or grossly differed from proper standards of conduct.
A person commits involuntary manslaughter when he "unintentionally kills an individual without lawful justification * [and] his acts whether lawful or unlawful which cause the death are such as are likely to cause death or great bodily harm to some individual, and he performs them recklessly *. In cases involving reckless homicide, being under the influence of alcohol or any other drug or drugs at the time of the alleged violation shall be prima facie evidence of a reckless act." (Ill. Rev. Stat. 1987, ch. 38, pars. 9 — 3(a), (b).) Reckless conduct occurs when a person "consciously disregards a substantial and unjustifiable risk that circumstances exist or that a result will follow, described by the statute defining the offense; and such disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the. situation." (Ill. Rev. Stat. 1987, ch. 38, par. 4 — 6.) The mental state of recklessness is to be inferred from all of the facts and circumstances in the record (People v. McDermott (1985), 141 Ill. App. 3d 996, 490 N.E.2d 1293), and it is incumbent upon the trier of fact to resolve all issues arising from these facts and circumstances on the theory of innocence, not guilt. (People v. Ibom (1962), 25 Ill. 2d 585, 185 N.E.2d 690.) The particular acts relied upon to sustain a charge of recklessness are a part of the nature and elements of the offense and must be proved beyond a reasonable doubt. (See People v. Chambers (1972), 8 Ill. App. 3d 430, 289 N.E.2d 476.) Although recklessness is a fact question (People v. McDermott, 141 Ill. App. 3d 996, 490 N.E.2d 1293), where the record leaves a grave and substantial doubt as to the defendant's guilt, the reviewing court will reverse the conviction. (People v. Ibom, 25 Ill. 2d 585, 185 N.E.2d 690.) In the present case, the State's allegation of recklessness is predicated on intoxication and the discharge of a loaded gun pointed at another. Because these acts are relied upon to prove recklessness, they must be established beyond a reasonable doubt.
The following evidence was admitted regarding the issue of whether defendant had been intoxicated on the night of the shooting. Debbie Smith, Bruce Smith and Frank Borgman testified that they were with defendant and Carolyn on the evening of October 9, 1986 at Rolling Lanes bowling alley. Defendant bowled in a men's bowling league with Bruce and Frank, co-workers at Reynolds Aluminum. Approximately 6:30 p.m., when the bowling games were completed, the men and their spouses went to the bowling alley lounge to talk, to dance and to play darts. Defendant beat Frank at darts, discussed the closing on their new home with Bruce, and danced with Carolyn. Bruce and Debbie Smith left the bowling alley approximately 9:30 p.m. Frank left approximately 10:30 p.m., and defendant and Carolyn left about one-half hour later. During the bowling games and while visiting in the lounge, Frank, Bruce, Debbie, Carolyn and defendant were drinking. Frank stated that he had been drinking Coke and did not know what the others had been drinking. Defendant denied telling the police officers on the night of his arrest that he had had eight mixed drinks from 4 p.m. to 11 p.m. However, he did state that he had had a few mixed drinks along with other beverages. Frank, Bruce and Debbie testified that when they left defendant that night, he was not intoxicated.
Countryside police officer Battaglia testified that when he arrived at defendant's apartment, defendant was emotionally upset, smelled strongly of alcohol, had bloodshot eyes, and his speech was loud and slurred. Further, defendant had to be restrained because he was inter fering with the paramedics. When the officers tried to restrain him, defendant began to struggle. Battaglia stated that, in his opinion, defendant was intoxicated. However, he had not made any such notation in his report and defendant did not appear to be having any trouble maintaining his balance.
Police officer Schwab also testified that he could smell alcohol on defendant's breath and that his speech was loud and slurred. During direct examination, Schwab stated that, in his opinion, defendant had been intoxicated. However, during cross-examination, Schwab stated that he was not certain that defendant had been intoxicated. Schwab further stated that defendant had told him that he had had eight mixed drinks that night.
Paramedics Wuitteman and Schuler testified that defendant's voice appeared to be slurred, but neither gave an opinion as to intoxication. Finally, Detective Bozzi, who had interviewed defendant at the police station, testified that defendant had urinated in his pants while he was waiting in the first holding room, but he could not make a determination as to whether he was intoxicated.
As the preceding testimony indicates, out of the testimony of three police officers, two paramedics and three friends of defendant, only one police officer unequivocally stated that, in his opinion, defendant had been intoxicated. One police officer stated that he could not make a determination, and another police officer vacillated as to his opinion. The paramedics did not give an opinion as to defendant's condition, and all three friends stated that defendant had not been intoxicated. Further, the lone opinion of intoxication was based on the smell of alcohol on defendant's breath, his loud and slurred speech, and his erratic behavior.
It is well established that testimony that the breath of an accused smelled of liquor is not sufficient by itself to prove intoxication. (People v. Thomas (1975), 34 Ill. App. 3d 578, 340 N.E.2d 174.) Furthermore, when an accused's physical condition can be rationally explained as the result of conditions other than intoxication, such as physical or emotional trauma, a reasonable doubt of intoxication arises. See People v. Thomas (1975), 34 Ill. App. 3d 578, 340 N.E.2d 174; People v. Winfield (1973), 15 Ill. App. 3d 688, 304 N.E.2d 693.
In Thomas, defendant was convicted of driving while under the influence of alcohol. At trial, defendant testified that approximately 3 p.m. on March 25, 1974, he stopped at a tavern, had one beer and ordered a second beer. After that, he remembered nothing for a period of one month. In the early morning of March 27, two Chicago police officers found defendant in his car. The car was wrapped around a light pole. The defendant was behind the wheel, the key was in the ignition, the motor was running, and the doors were closed.
One officer testified that there was a strong odor of alcohol on defendant's breath, defendant's face and eyes were red, he was uncooperative, he swayed slightly while walking to the squad car, and his speech was slurred. The officer stated that, in his opinion, defendant was under the influence of intoxicating beverages. Three days later, defendant was taken to the hospital where it was discovered that he had a blood clot on the left side of his brain which required surgery. The officer further testified that while at the police station, defendant had told him that he had been drinking beer and shots of whiskey.
Defendant's wife testified that when defendant failed to return home, she went to the tavern, and the bartender told her that defendant had fallen off of a bar stool and had hit the back of his head on the floor. The bartender had then helped defendant to a booth, where he slept for a while.
In reversing the trial court's conviction, the Thomas court stated that all of the symptoms observed by the police officer, i.e., slurred speech, unsure balance and bloodshot eyes, could have been caused by the head injury or by the traumatic impact of the accident. Therefore, there was reasonable doubt as to defendant's intoxication.
In the present case, although there was no evidence of physical injury to defendant, there is ample evidence as to the emotional trauma he was experiencing as the result of his wife's condition. The slurred speech, bloodshot eyes and erratic behavior are readily explainable as the effects of severe emotional stress. As stated, the mere fact that his breath smelled of alcohol is insufficient to establish intoxication. (People v. Thomas, 34 Ill. App. 3d 578, 340 N.E.2d 174.) Accordingly, we find that the State failed to prove that defendant had been intoxicated beyond a reasonable doubt.
Defendant further contends that there was no evidence regarding the shooting incident itself from which recklessness can be inferred. Defendant testified that he had not pointed the gun at his wife and had not pulled the trigger. Instead, he had carried the gun into the living room from the bedroom by the butt of the gun, carrying it down by his side. When he approached the chair in which his wife was sitting, he started to kneel down next to her while he was attempting to pull back the latch to unload the bullets. Defendant stated that his wife was reaching toward the gun when the gun fired.
The State argues that the intentional discharge of a loaded gun pointed at another constitutes a conscious disregard of a substantial and unjustifiable risk and, therefore, constitutes reckless conduct. In support of this argument, the State relies on People v. Roberts (1976), 36 Ill. App. 3d 811, 345 N.E.2d 132, People v. Chew (1977), 45 Ill. App. 3d 1024, 360 N.E.2d 417, People v. Bembroy (1972), 4 Ill. App. 3d 522, 281 N.E.2d 389, People v. Schwartz (1978), 64 Ill. App. 3d 989, 382 N.E.2d 59, and People v. Andersch (1982), 107 Ill. App. 3d 810, 438 N.E.2d 482. With the exception of Bembroy, in each of the aforementioned cases, the defendant was deliberately pointing the gun at the victim. In Bembroy, defendant was carrying a loaded gun across the room with his finger on the trigger. The gun was pointed at his daughter when it discharged.
In the present case, there is no evidence that defendant was deliberately pointing the gun at his wife. The State argues that if the bullet hit her in the face, then the gun had to have been pointed at her. While this is obviously true, there is no evidence that he was deliberately pointing it at her. Instead, he was getting ready to hand it to her after he unloaded the bullets. If the State's reasoning were to be followed, then every accidental shooting would constitute involuntary manslaughter because in order for a person to be wounded by a bullet, the gun has to have been pointed in that person's direction.
The situation in the present case is similar to that in People v. Smith (1973), 16 Ill. App. 3d 553, 306 N.E.2d 606. In Smith, defendant was found guilty of voluntary manslaughter in the shooting death of his wife. Defendant claimed that he had been cleaning his revolver with a handkerchief when he accidentally shot his wife. On appeal, the State confessed error as to defendant's conviction for voluntary manslaughter and requested the court to enter an order finding defendant guilty of involuntary manslaughter on the grounds that defendant had pointed a loaded gun at his wife in the presence of his four children, which act constituted a reckless act and a conscious disregard of a substantial and unjustified risk.
The Smith court agreed to review the evidence as to a conviction of involuntary manslaughter. In doing so, the court stated that it was incumbent upon the State to show that defendant's actions were grossly different from proper standards of conduct. After reviewing the record, the Smith court held that the evidence was insufficient to justify a finding that defendant's conduct had been reckless. In reaching this conclusion, the court stated:
"The State's theory rests solely on an inference from the fact of the shooting. * No eyewitnesses to the shooting were presented. While the State has introduced evidence which demonstrated that some of defendant's actions prior to the shooting may have been deliberate, there is nothing to show that defend ant's actions were reckless or that defendant's actions were likely to cause death. Nor was it demonstrated that defendant's actions were different from proper standards of conduct.
The sole evidence relating to the actual circumstances of the shooting comes from statements defendant made to the police officers. In these statements defendant asserts that while dusting his gun he accidentally shot his wife. We cannot exclusively infer from these statements, nor from the other evidence presented, that defendant pointed the gun at his wife. From this evidence it could just as easily be inferred that [the wife] moved in front of the gun at the moment the gun was discharged. While the trial court found against the defense of accident, we cannot say that when a person is dusting or handling a loaded gun in his own apartment, in the presence of others, and under the meager evidence here presented, that this is per se a reckless act." 16 Ill. App. 3d at 556-57.
In the present case, there is a similar lack of evidence. The State argues that the "strippling" on the victim's hands, wrists and fingers contradicts defendant's statement that the victim had had her hands on the gun at the time it was fired. However, the defendant did not state that the victim had had her hands on the gun. Instead, he stated that she was reaching for the gun. Contrary to the State's position, the "strippling" on the victim's hands would support this testimony.
The State further attempts to discredit defendant's testimony with the testimony of a firearms specialist who testified that the only way the gun would fire was to pull the trigger. Defendant had stated that he had not had his finger on the trigger and that he was unaware the gun was cocked. Similar testimony from a firearms specialist was introduced in People v. Smith (1973), 16 Ill. App. 3d 553, 306 N.E.2d 606. However, the Smith court held there was insufficient evidence to support a conviction of involuntary manslaughter.
The State also argues that defendant's testimony was improbable and contradicted. In this regard, the State compares the present case to People v. Carlton (1975), 26 Ill. App. 3d 995, 326 N.E.2d 100, where there was evidence that the trigger pull was so hard, it was improbable the gun could have been accidentally fired; powder burns proved the gun had been held close to the victim's head; defendant had wiped his fingerprints from the gun; defendant had done nothing to help the victim and had not summoned medical help; and defendant had fled the scene. The Carlton facts are not remotely close to those at bar. Although defendant had thrown the gun under the couch, as soon as the police officers asked him where the weapon was, he told them. The facts clearly demonstrate defendant's emotional anguish, his summons for help, his fear that the paramedics were hurting his wife and his reluctance to leave his wife's side.
Based on the facts present in this case, we conclude that the evidence was not so overwhelming or free from reasonable doubt as to support defendant's conviction of involuntary manslaughter. While defendant may have been negligent, without proof of intoxication or other circumstances, his conduct cannot be characterized as showing a conscious disregard of a substantial and unjustifiable risk which would constitute a gross deviation from the standard of care which a reasonable person would exercise under the circumstances. (People v. Gosse (1983), 119 Ill. App. 3d 733, 457 N.E.2d 129.) This determination obviates the need to address the remaining issues raised by defendant on appeal.
For the following reasons, the judgment of the trial court is reversed.
Reversed.
MANNING, J., concurs.