Case Name: Michael R. SHIELDS, Appellant v. COMMISSIONER OF SOCIAL SECURITY
Court: United States Court of Appeals for the Third Circuit
Jurisdiction: United States
Decision Date: 2012-08-17
Citations: 474 F. App'x 857
Docket Number: No. 12-1622
Parties: Michael R. SHIELDS, Appellant v. COMMISSIONER OF SOCIAL SECURITY.
Judges: Before: RENDELL, HARDIMAN and COAVEN, Circuit Judges.
Reporter: West's Federal Appendix
Volume: 474
Pages: 857–859

Head Matter:
Michael R. SHIELDS, Appellant v. COMMISSIONER OF SOCIAL SECURITY.
No. 12-1622.
United States Court of Appeals, Third Circuit.
Submitted for Possible Summary Action Pursuant to Third Circuit LAR 27.4 and I.O.P. 10.6 July 26, 2012.
Opinion filed: Aug. 17, 2012.
Michael R. Shields, Wilmington, DE, pro se.
Patricia A. Stewart, Esq., Social Security Administration, Philadelphia, PA, for Commissioner of Social Security.
Before: RENDELL, HARDIMAN and COAVEN, Circuit Judges.

Opinion:
OPINION OF THE COURT
PER CURIAM.
Michael R. Shields appeals, pro se, the District Court's dismissal of his complaint for failure to prosecute. Because we conclude that this appeal presents no substantial question, we will summarily affirm. See 3d Cir. L.A.R. 27.4; I.O.P. 10.6.
In December 2010, Shields filed a pro se complaint in the District Court against the Commissioner of Social Security. Shields sought judicial review pursuant to 42 U.S.C. § 405(g) of the Commissioner's denial of his request for Social Security benefits. On July 25, 2011, the District Court issued an order directing Shields to file a motion and brief for summary judgment within forty-five days. Shields did not comply, and on October, 5, 2011, the District Court issued an order to show cause why the cause of action should not be dismissed. Shields filed a one-paragraph response in which he stated that his health was declining and complaining of numerous ailments. On January 9, 2012, the District Court directed Shields to file a brief as to why summary judgment should not be granted. Shields filed another one-paragraph response, stating that he "should be able to get some help with [his] life," and complaining of illness. On February 8, 2012, the District Court dismissed the complaint without prejudice. Shields filed a timely notice appeal.
Under Federal Rule of Civil Procedure 41(b), a district court may dismiss an action sua sponte if a plaintiff fails to prosecute his case. See Link v. Wabash R.R. Co., 370 U.S. 626, 630-31, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962). We review a decision to dismiss for failure to prosecute for an abuse of discretion. See Briscoe v. Klaus, 538 F.3d 252, 258 (3d Cir.2008).
Dismissal for failure to prosecute may be appropriately invoked only after analysis of several factors, including: (1) the extent of the party's personal responsibility; (2) the prejudice to the opposing party; (3) a history of dilatoriness; (4) whether the party acted willfully or in bad faith; (5) alternative sanctions; and (6) the meritoriousness of the claim or defense. Poulis v. State Farm Fire & Cas. Co., 747 F.2d 863, 868 (3d Cir.1984). While not all of the factors need be met to find dismissal is warranted, dismissal is a sanction of last resort. Hicks v. Feeney, 850 F.2d 152, 156 (3d Cir.1988).
Applying these factors, we do not see any prejudice to the Commissioner resulting from Shield's failure to prosecute given that the record is complete and the parties need only file summary judgment motions before the district court rules on the merits. Additionally, there is nothing in the record suggesting that Shield's inaction was in bad faith or that the District Court considered alternative sanctions.
However, Shields, who is proceeding pro se, is personally responsible for failing to prosecute his case. Shields has also shown a history of dilatoriness. He did not comply with the court's order directing him to file a motion for summary judgment. His only responses to the court's order to show cause and second memorandum order directing him to file a brief on summary judgment were single paragraph responses complaining of ill health.
It is somewhat difficult to evaluate the meritoriousness of his claim because Shields never filed a brief. The District Court did review the Administrative Law Judge's decision, which acknowledged Shields's medical impairments, but discredited his cardiologist's opinion that Shields could not work. The District Court noted that Shields had reported that he could walk for one hour a day and could lift up to twenty pounds. The court also considered that Shields had injured his leg playing basketball after reporting that he was disabled. The District Court concluded that the record demonstrates substantial evidence that Shields could have performed available light sedentary work.
Shields's personal responsibility for the failure to prosecute, his history of dilatoriness, and the apparent lack of merit in his claim weigh in favor of dismissal. Accordingly, the District Court did not abuse its discretion in dismissing the complaint without prejudice. Because the appeal does not present a substantial question, we will summarily affirm the District Court's order. See 3d Cir. L.A.R. 27.4; I.O.P. 10.6.