Case Name: Matter of the Estate of George W. Crouch, Deceased
Court: New York Surrogate's Court
Jurisdiction: New York
Decision Date: 1903-08
Citations: 4 Mills Surr. 52
Docket Number: 
Parties: Matter of the Estate of George W. Crouch, Deceased.
Judges: 
Reporter: Mills' Surrogate's Reports
Volume: 4
Pages: 52–54

Head Matter:
Matter of the Estate of George W. Crouch, Deceased.
(Surrogate’s Court, Monroe County,
August, 1903.)
Attorney—Lien in Surrogate’s Court.
Code Civ. Pro., § 66, gives an attorney in Surrogate’s Court an en-forcible lien upon an estate for services rendered to one executor thereof and the lien is not lost by a transfer of the estate, under an order of the said court, to a co-executor where the estate is still in court and has not been finally administered.
Proceeding by petition of an attorney to enforce his lien as such attorney upon the estate in the hands of an executor.
Charles M. Williams and Henry Selden Bacon, for executor; S. D. Bentley in person.

Opinion:
Bewtoh, S.
Section 66 of the Code of Civil Procedure, as amended in 1899, applies to Surrogate's Courts, and secures to an attorney a lien upon his client's cause of action, claim or counterclaim, which attaches to a -decision or final order in a client's favor and the proceeds thereof in whosoever hands they may come. The court has power on petition to determine and enforce the lien. Attorneys had such a lien, however, before the amendment of 1899. Matter of Regan, 167 N. Y. 338.
" Prima facie it is a right accruing through an implied contract." It is not affected by the fact that the client is an executor and the services rendered and the money received are in behalf of the estate, nor is it confined to- moneys recovered by judgment." Matter of Knapp, 85 N. Y. 284.
" It is peculiarly one to be enforced by peculiar methods. If the fund recovered was under the control of ¡the court in administering the fund it would see that the attorney was protected." Acquiescence, however, in a transfer or distribution of the fund would bar the attorney's rights to seek the intervention of the court to protect his claim. Goodrich v. McDonald, 112 N. Y. 157.
Funds of an estate are essentially trust funds so long as they remain in the hands of the executors. The conduct of the personal representative in the administration of the estate is subject to the direction and control of the Surrogate's Court. Code Civ. Pro., § 2472. For many purposes the estate is in Surrogate's Court until it is finally distributed. Such reasonable expenditures as the personal representative makes for legal or other services in behalf of the estate are allowed him from it. Practically this amounts to the same thing as enforcing an attorney's claim by way of lien. In either case the action of the Surrogate's Court takes the money from the estate. This lien and right of enforcement in Surrogate's Court has existed since such courts have been courts of record. Matter of Regan, supra.
" It is a general principle that a trust estate must bear the expense of its administration," and the attorney's lien for compensation may be a part of such expense. Trustees v. Greenberg, 155 U. S. 527; Railroad v. Pettis, 113 id. 116.
Under the evidence in this proceeding there is no contention as to the value of the services rendered. It is contended, however, that so far as the estate is concerned the attorney did not act " with all good fidelity," but I do not so find. The right of lien is not claimed and does not attach to services exclusively for the accounting executor in his individual capacity. The assets have 'been turned over to the eoexecutor. It is claimed by such action the attorney has lost his right of lien if he ever had any. That transfer could hardly be called voluntary; it was made by direction of the court. The estate is still as much in this court as before. Executors, however numerous, are regarded in law as an individual person. Barry v. Lambert, 98 N. Y. 301 (308) ; Arkenburgh v. Arkenburgh, 27 Misc. Rep. 760.
It follows that the attorney must be adjudged to have a lien for the value of his services rendered the executors, or either of them, in the administration of this estate, which attaches to the estate still unadministered and in the hands of any of the executors. As to the $13.08 and the $135.08, the attorney has not only the lien hut' the possession, and these items must he adjudged payments pro tanto upon his claim;
Findings and a decree may be drawn accordingly and settled and entered on two days' notice. Applications for costs may then be made if advised. The stenographer's fee in this matter of ten dollars and seventy-five cents may be paid by the petitioner and allowed him from the estate as a disbursement herein.
Decreed accordingly.