Case Name: PEOPLE v. SMITH
Court: Michigan Court of Appeals
Jurisdiction: Michigan
Decision Date: 1976-02-09
Citations: 67 Mich. App. 145
Docket Number: Docket No. 20561
Parties: PEOPLE v SMITH
Judges: Before: V. J. Brennan, P. J., and Bashara and R. M. Maher, JJ.
Reporter: Michigan appeals reports; cases decided in the Michigan Court of Appeals.
Volume: 67
Pages: 145–160

Head Matter:
PEOPLE v SMITH
Opinion of Maher, J.
1. Criminal Law — Instructions to Jury — Elements of Offense— Requirements of Jury Instructions.
Once a defendant enters a plea of not guilty he has an absolute right to a jury determination upon all essential elements of the offense charged, which must be submitted to the jury in a charge which is neither erroneous nor misleading and which clearly indicates that the prosecution is required to prove each element beyond a reasonable doubt.
2. Criminal Law — Intent—Burden of Proof.
Reversal of a criminal conviction of an offense requiring intent is mandated where the burden is erroneously cast upon the defendant to prove the absence of the intent required for conviction.
3. Criminal Law — Instructions to Jury — Intent—Burden of Proof — Presumption of Guilt.
An instruction to the jury, in a case of assault with intent to commit murder, which improperly directed the jury to look to the defendant for evidence explaining his acts and, absent an explanation, to assume he had the requisite intent, has the overall effect of placing the burden on the defendant to produce evidence in order to overcome a presumption of guilt and is reversibly erroneous.
References for Points in Headnotes
[1] 75 Am Jur 2d, Trial §§ 713, 715.
Duty in instructing jury in criminal prosecution to explain and define offense charged. 169 ALR 315.
[2, 9] 21 Am Jur 2d, Criminal Law § 81 et seq.
[3] 75 Am Jur 2d, Trial § 756.
[4 — 7, 10] 6 Am Jur 2d, Assault and Battery § 69 et seq.
Duty of trial court to instruct on self-defense, in absence of request by accused. 56 ALR2d j.170.
[8] 5 Am Jur 2d, Appeal and Error § 553.
75 Am Jur 2d, Trial § 906.
4. Criminal Law — Defenses—Self-Defense—Elements of Self-Defense.
The defense of self-defense requires a showing that: (1) the accused was without fault or in other words was not the aggressor in bringing about the conñict; (2) under the circumstances as they appeared to the accused at the time he was in danger of death or of suffering great bodily injury; (3) except where assaulted in his own dwelling, there was no way open to the accused for retreat; and (4) the only recourse lay in repelling the attack by physical means.
5. Criminal Law — Defenses—Self-Defense—Aggressors.
A person may only be held legally accountable as an aggressor for responsive conduct by another that is reasonably attributable to the aggressor’s own conduct.
6. Criminal Law — -Defenses—Self-Defense—Instructions to Jury.
A trial court’s instruction to a jury on self-defense, in a trial for assault with intent to murder, that the jury was to consider all the circumstances and facts surrounding the beginning of the incident in order to determine who was the aggressor, was misleading where the defendant had initially become involved in a dispute with an employee at the complainant’s gas station and the complainant subsequently became involved in a new dispute which resulted in a gun battle with the defendant which did not involve the employee.
Opinion of Bashara, J.
7. Criminal Law — Instructions to Jury — Misleading Instruction —Self-Defense.
An instruction to the jury which asked them to consider all of the circumstances surrounding the beginning of an incident was erroneous where the jury may have been misled into believing that one who starts an argument is precluded from asserting self-defense.
Opinion of V. J. Brennan, P. J.
8. Appeal and Error — Instructions to Jury — Objection—Manifest Injustice — Court Rules.
The Court of Appeals will not consider claims of error based upon alleged erroneous jury instructions where there was no objec tion made at trial, absent a showing of manifest injustice (GCR 1963, 516.2).
9. Criminal Law — Instructions to Jury — Manifest Injustice — Intent — Burden of Proof.
Instructions to the jury are to be examined as a whole in determining whether they resulted in manifest injustice to a defendant, and no manifest injustice is found in an allegedly erroneous instruction on the element of intent where, when read as a whole, the instructions did not shift the burden of proof on that element to the defendant.
10. Criminal Law — Instructions to Jury — Self-Defense—Prejudice — Aggressors.
Instructions to the jury on self-defense, when read as a whole, did not prejudice a defendant where the trial judge clearly gave the question of self-defense to the jury to decide, the instructions were adequate, the testimony of the complainant was undisputed that the defendant drew his gun ñrst in the altercation which gave rise to the charges involved, and the judge instructed the jury that in making their determination of who the aggressor was, they should consider all the facts and circumstances of the case.
Appeal from Recorder’s Court of Detroit, Thomas L. Poindexter, J.
Submitted October 14, 1975, at Detroit.
(Docket No. 20561.)
Decided February 9, 1976.
Leave to appeal denied, 397 Mich
Samuel Smith was convicted of assault with intent to commit murder. Defendant appeals.
Reversed and remanded.
Frank J. Kelley, Attorney General, Robert A. Derengoski, Solicitor General, William L. Cahalan, Prosecuting Attorney, Patricia J. Boyle, Principal Attorney, Research, Training and Appeals, and Ronald P. Weitzman, Assistant Prosecuting Attorney, for the people.
Carl Ziemba, for defendant on appeal.
Before: V. J. Brennan, P. J., and Bashara and R. M. Maher, JJ.

Opinion:
R. M. Maher, J.
Defendant was convicted by a jury of assault with intent to murder. MCLA 750.83; MSA 28.278. He was sentenced to a term of from 7-1/2 to 20 years in prison and appeals.
At trial, Henry Thomas testified that on October 26, 1973, he was employed at the Standard station at Mack and St. Aubin in the City of Detroit when defendant drove into the station seeking service. Defendant stated that he wanted $2 worth of gas, claiming later to have asked for $3 worth of gas. The witness, who had pumped $2 worth of gas into defendant's car, turned back the dials on the gas pump and proceeded to pump an additional $1 worth of gas. Defendant, however, protested that Thomas had pumped only $1 worth of gas into his car, as shown by the dials on the pump, and would not accept the witness's explanation that it is necessary to turn the dials back to zero before additional gas can be pumped. An argument ensued and Henry McKinney, the owner of the station and complainant in this case, came up and inquired what the trouble was. Upon being told, he and defendant got into an argument. At this point, Thomas went back into the station and heard shots. He did not see who fired the shots.
Henry McKinney, complainant here, testified that after learning of the dispute, he insisted that defendant pay $3, but defendant refused. Complainant told defendant that he could not go around taking things and get away with it, whereupon defendant said, "I'll take your life". Defendant then turned away and pulled a gun. Complainant pulled his gun and there was some shooting, although McKinney did not know who shot first. McKinney was shot through the arm and the bullet is still lodged in his ribs. Complainant fired his gun until it was empty and defendant suffered multiple wounds.
Defendant's theory of the case, as expressed by counsel in closing argument, was that the jury must have a reasonable doubt that defendant was the aggressor because complainant had testified at the preliminary examination that he drew his gun when he saw defendant fumbling in his sweater. Furthermore, even though complainant's gun was a five shot revolver, defendant was shot seven times and complainant had testified at the preliminary examination that four or five persons had been shooting.
On appeal, defendant claims that the trial court failed to properly instruct the jury. He argues that the trial court's charge on the element of intent cast the burden of proof upon defendant and that its charge on self-defense was misleading.
"Once a plea of not guilty is entered, the defendant 'has an absolute right to a jury determination upon all essential elements of the offense.' " People v Reed, 393 Mich 342, 349; 224 NW2d 867 (1975), cert den, 422 US 1044; 95 S Ct 2660; 45 L Ed 2d 696 (1975). All the elements of the crime must be submitted to the jury in a charge which is neither erroneous nor misleading, People v Liggett, 378 Mich 706, 714; 148 NW2d 784 (1967), and clearly indicates that the prosecution is required to prove each element beyond a reasonable doubt. In re Winship, 397 US 358; 90 S Ct 1068; 25 L Ed 2d 368 (1970). Instructions to the effect that the jury should look to defendant for evidence explaining his acts or that the law presumes intent from defendant's acts may serve to impermissibly shift the burden of proof. Where the burden is erroneously cast upon defendant to prove the absence of the intent required for conviction, reversal is mandated.
In the present case, the trial court instructed the jury on the element of intent as follows:
"Now, the next element of the crime is that the assault must have been committed with the intent to kill and murder. The question of intent is one that is hard to establish directly because grown persons do not always disclose they — the object they have in view in any acts in which they may indulge, and you have to gather the intent from the character of the act, the circumstances surrounding it, and from the conduct of a like character which may appear, as tending to aid you in finding and discovering it, but, in this connection, with all this, unless the testimony satisñes you of something else, you are warranted in holding a party responsible for the natural, probable and legitimate consequences of his acts.
"Now, an intent may be inferred — of this kind — may be inferred from the doing of a wrongful, fraudulent or illegal, act, and if the intention is to kill and murder another person, that satisfies the requirement of an intent to kill and murder in this case, unless, as I will explain to you, it is done under necessary self-defense, because the law assumes that every man intends the natural consequences of his own acts. " (Emphasis supplied.)
In People v Pepper, 389 Mich 317; 206 NW2d 439 (1973), defendant contended that decedent was killed by accident but did not have his theory explained to the jury in the trial court's instructions. The only defense explained to the jury was self-defense and even that was removed from consideration by a supplemental instruction. The Michigan Supreme Court found that the trial court's failure to instruct on excusable homicide, when coupled with the trial court's instruction on intent, assured defendant's conviction. The trial court had charged the jury that intent is presumed as a matter of law from defendant's acts. This focused the jury's attention on intent regarding the consequences of defendant's act when defendant's theory of defense was not addressed to intent to kill but rather the intent to do the act itself. Whether or not the shooting was accidental became the subject of a presumption under the trial court's instructions.
This Court distinguished People v Pepper, supra, from the situation presented in People v Adams, 48 Mich App 595; 210 NW2d 888 (1973). In Adams, the trial court's instruction on intent, much like the one presented here, contained both "unless the testimony satisfies you of something else, you are warranted in holding a party responsible for the natural, probable and legitimate consequences of his act" and "the law presumes that every man intends the legitimate consequences of his acts". The Court of Appeals affirmed, not finding manifest injustice. Defendant's main defense in Adams was that of intoxication. The Court felt that the jury was properly charged as to intoxication, that the defense of intoxication was "inextricably interwoven" with the element of intent and that the holding in Pepper did not require reversal in Adams.
The case of People v Jordan, 51 Mich App . 710; 216 NW2d 71 (1974), in turn, distinguished People v Adams, supra. In Jordan, the trial court's charge on intent coupled the word presumption with an instruction that defendant had the burden of coming forward with some evidence to negate the presumption that he intended the consequences of his acts. The Court, on p 716, felt that "[t]aken in its entirety, the [instruction] properly informed the jury that reference to the word 'presumption' was in reality an allowable inference". However, instructing the jury "that the defendant had the original burden of going forward with at least some evidence to negate specific intent" and that "[t]he presumption that defendant intended the consequences of his acts was applicable unless he offered some measure of contradictory evidence" resulted in a miscarriage of justice.
In the case at bar, the trial court's instruction regarding intent did not cast the burden of going forward with evidence to negate specific intent with the force of the instructions in Jordan. On the other hand, we do not find the instant instructions to contain comments, such as those relied on by this Court in Adams, which would serve to clarify any misconception the jury might have had regarding the burden of proof. The trial court's instruction, in this case, had the effect of improperly directing the jury to look to defendant for evidence explaining his acts and, absent an explanation, to assume intent. Use of the word "presumption", or its equivalent, does not automatically mandate reversal. People v Jordan, supra, 716. However, where the overall effect of the instruction places a burden upon defendant to produce evidence in order to overcome a presumption of guilt, such an instruction is inconsistent with the presumption of innocence. All the elements of the crime charged, in this case, were not submitted to the jury in a correct and consistent manner. We find the instruction to be erroneously misleading and reverse. Unless the jury is properly instructed, it is unable to properly pass upon the evidence.
With respect to the trial court's instruction on self-defense, did the trial court err in charging the jury "to consider all the circumstances and facts surrounding the beginning of this incident in order to determine who was the aggressor in the situation"? (Emphasis supplied.) Self-defense requires a showing that:
"(1) the accused was without fault or in other words was not the aggressor in bringing about the conñict; (2) under the circumstances as they appeared to the accused at the time he was in danger of death or of suffering great bodily injury; (3) except where assaulted in his own dwelling, there was no way open to the accused for retreat; and (4) the only recourse lay in repelling the attack by physical means." People v Bright, 50 Mich App 401, 406; 213 NW2d 279 (1973) (Emphasis supplied.)
In People v Townes, 391 Mich 578; 218 NW2d 136 (1974), defendant entered deceased's tire store and began accusing one of the employees of dating his wife. Deceased ordered defendant to leave the store. When defendant refused, deceased produced a revolver and again ordered defendant to leave. Prosecution witnesses testified that defendant left reluctantly, only to return suddenly and shoot deceased. Defendant testified that he was frightened when confronted with the gun, remaining in fear as he watched deceased holster the pistol, and only shot in self-defense when deceased made a sudden move. The trial court's instruction apparently focused on defendant's conduct with respect to the store employee and erroneously assumed that if defendant provoked a disturbance in the tire store, he could then be held accountable, as an aggressor, for any response to his conduct, whether by the store employee or deceased owner. This is not the law. "[A person] may only be held legally accountable as an aggressor for responsive conduct by another that is reasonably attributable to [that person's] own conduct." People v Townes, supra, at 592.
In the present case, defendant began a disruption at the gas station by refusing to pay $3 for gas. It was to this refusal to pay that complainant initially responded and it was at that point he and defendant began arguing. Complainant testified at trial that he pulled his gun after defendant pulled his. Defense counsel pointed out the inconsistency of complainant's testimony at trial with his testimony at the preliminary exam where complainant testified that he drew his gun when he saw defendant fumbling in his sweater. The problem with the trial court's instruction in this case is that it could reasonably be understood to have focused on the initial disruption with the gas station employee and not the crucial point of inquiry, defendant's conduct to which complainant responded by drawing his gun and firing.
"The general doctrine undoubtedly is that one who has taken the life of an assailant, but who was himself in the wrong, cannot avail himself of the plea of self-defense. But the wrong which will preclude him from making that defense must relate to the assault in resistance of which the assailant was killed. If at the time the assault is made upon him, he is engaged in the commission of an act which is wrongful, but which is independent of the assault he may lawfully defend himself against it, to the extent even of slaying the assailant, if it is felonious, unless, indeed, his act is of such a character as to justify the assault." People v Townes, supra, at 593, quoting State v Perigo, 70 Iowa 657, 666; 28 NW 452 (1886).
The instructions on self-defense, as they related to the facts in this case, were misleading and should be clarified on retrial.
Reversed and remanded for a new trial.
Following its charge on intent, the trial court stated that, "[T]he people must prove each of those elements beyond a reasonable doubt." This general statement did not serve to clarify the trial court's earlier statements regarding intent.