Case Name: WHEELER against RUCKMAN
Court: New York Superior Court
Jurisdiction: New York
Decision Date: 1863-12
Citations: 2 Abb. Pr. 186
Docket Number: 
Parties: WHEELER against RUCKMAN.
Judges: 
Reporter: Abbott's Practice Reports
Volume: 2
Pages: 186–192

Head Matter:
WHEELER against RUCKMAN.
New York Superior Court; General Term,
December, 1863.
Estoppel.—Former Adjudication.—Documentart Evidence.— Officers of Court.
The plaintiff in an action on a promissory note is not estopped from asserting his title to the note, by the record of a former unsuccessful suit which he, as the attorney for the payee, instituted in the name of the latter.
If such record be admissible in evidence at all, it is only as tending to show want of title in the present plaintiff; and where the evidence on this point is conflicting, it is a question which must be submitted to the jury.
There are no different rules of estoppel for officers of courts than other persons. They are not personally bound by what they state not under oath, so as to be precluded from subsequently testifying otherwise, particularly as regards third parties, except where the latter, having the right to act on the faith of such statement, have done so, and have been prejudiced thereby. (Per Bobertson, J.)
Claiming in one action to be owner of the chose in action by virtue of a specified transfer, does not preclude the plaintiff from claiming in a subsequent action for the same cause that he became owner by a prior and different transfer, (Pei Bobertson, J.)
Appeal by the plaintiff from a judgment against him on a verdict.
The action was brought by Clarke B. Wheeler, on a promissory note made by the defendants,Elisha Buckman and William Lake, and which the plaintiff in his complaint alleged was indorsed by one Bussell, the payee, and delivered to the plaintiff in February, 1854. .
The making and delivery of the note to Bussell, the payee, was admitted by the answer of the defendant, Buckman. The amount of principal and interest due upon the note was proven to be five hundred and thirty-one dollars and eighty-seven cents.
Among other things the defendant offered to prove that the plaintiff commenced a suit on the same note in the Marine court, in the name of Bobert P. Bussell, the payee of the note, against Lake and Buckman.
To this evidence the plaintiff objected; the court overruled the objection, and admitted the return from the Marine court, upon an appeal to the court of common pleas, in the suit of Robert P. Russell, against Lake and Ruckman. The counsel for the plaintiff excepted to such admission.
It appeared from that return that the complaint in that action, which was made in February, 1854, and was signed by Wheeler (the present plaintiff), as attorney for Russell (the plaintiff in that action), set forth the note in suit, alleging it to be the property of Russell; that the defendants set up among other things, that the sheriff, under an attachment issued at the suit of one Drury against the property of Russell, had attached the note, in Wheeler’s hands; and that the justice of the Marine court had dismissed the action, on the ground that the sheriff was a necessary party.
The return having been read, Wheeler offered to show that the reason why he brought such suit in the name of Russell, the payee, was, that he believed the note was not negotiable, and must, without a formal assignment other than the indorsement, be sued in the payee’s name. This evidence the court excluded.
It appeared also, that in another former action, brought on this note, by Wheeler in his own name, in this court, and which had been dismissed, he had alleged in his complaint that Russell had assigned the note to him by an instrument under seal, dated in December, 1854.
The testimony being closed, the court, without any summing up of the cause by the respective counsel, instructed the jury directly, and in express terms, to find a verdict for the defendants, which they did, according to the instruction, without leaving their seats.
To these instructions, and to the ruling of the justice before whom this cause was tried, the counsel for the plaintiff excepted; judgment was entered upon the verdict; and from the judgment the plaintiff now appealed.
Peter Y. Gutter, for appellant.
E. A. Doolittle, for respondent;
As to the conclusive effect of the proceedings in the Marine court, cited 3 Abbott's Digest, 185, No. 6, 11, 12; Burckhead v. Brown, 5 Sand., 134; Miller v. Manrice, 6 Hill, 114; 1 Vern., 310; 2 Ed., 461; Doty v. Brown, 4 N. Y. [4 Comst.], 71; White v. Coatsworth, 6 N. Y. [2 Seld.], 137; Castle v. Noyes, 14 N. Y. [4 Kern.], 329; Ogsbury v. La Farge, 2 N. Y. [2 Comst.], 113; Perine v. Dunn, 4 Johns. Ch., 140; Holmes v. Remsen, 7 Johns. Ch., 286; 3 Abbott's Digest, 192, Nos. 87, 88, 89 and 121; 1 Esp., 43; 2 Johns., 24; 3 Abbott's Digest, 185, Nos. 8, 10; 3 N. Y. [3 Comst.], 511; 12 Barb., 168; Ehle v. Bingham, 7 Barb, 494).

Opinion:
By the Court.—Moncrief, J.
It is not clear upon what theory, the record of the proceedings and judgment in the Marine court, in the case of Russell against Lake and Ruckman, was presented or admitted as evidence upon the trial. If it is assumed to be upon the ground, as argued by the learned counsel for the respondent, that such record was an estoppel upon the plaintiff in this action, then the ruling of the court is plainly erroneous (Wilson v. Duval, 5 Bosv.). It was not an action between the same parties, and the plaintiff was not shown connected with it, otherwise than as the attorney for Mr. Russell; and that fact surely could not conclude him in an action like the present, wherein he claims as owner, and adverse of course to Mr. Russell, his former client. The most that could be claimed, is that evidence might have been introduced, tending to show want of title to the note in suit in the plaintiff, by proving his assertion in writing or otherwise, of such title and ownership in Mi'. Russell or some other person; but even then, the evidence being conflicting, it would have been the privilege of the plaintiff to have the jury pass upon the questions of fact, under proper instructions from the court.
As a new trial is inevitable, and many of the exceptions now argued may not again be taken, we forbear to notice them.
The judgment should be reversed, and a new trial ordered, with costs to abide the event.
Robertson, J.
J.—It may be a matter of considerable question in this action, whether a mere return made and signed by a justice of the marine court of this city, to the court of common pleas of the city and county of Rew York, upon an appeal taken to the latter court, from a judgment in an action in the former, was evidence of everything stated in it, particularly in another action where the parties were not the same. It is highly doubtful, if nothing more, whether the mere notes taken by the judge of a court on the trial of a cause, of testimony given by a witness in it, were admissible as evidence of such testimony, except upon proof that such judge does not recollect the words of the witness without such notes (Russell v. The Hudson River Railroad Company, 16 N. Y., 134), and that such notes contain his words (Wilbur v. Selden, 7 Cow., 162, 165).
If, however, such return and notes had been admitted without objection, it would have appeared by the former, that the judgment of the marine court in the case of Russell against the defendant Ruckman, was rendered upon the ground that the sheriff alone had a right to •maintain the action by virtue of the attachment in favor of Drury, and that no evidence was offered of any ownership by the present plaintiff. It also appears, by the judgment of the court of common pleas, that such judgment in the marine court was reversed, and there is no evidence that any further proceedings were had in such action. Of course there is no judgment determining any question of fact estopping the plaintiff from claiming the amount due on the contract sued upon in this action.
There is no evidence in the case, that the present plaintiff was examined as a witness in the marine court action. It does not appear from the case, on what ground this court on the trial of this action, prevented the plaintiff from showing the cause of his filing a complaint in the former court stating that the note there sued upon belonged to the plaintiff in that action (Russell) instead of himself. The cause, as assigned in his offer, was a reasonable one to be passed upon by the jury. If the ground was, as suggested on the argument, that the plaintiff having been an officer of the marine court, when he stated in a complaint put in by him as such officer, in that court, that the note then sued upon was a,t that time the property of the plaintiff in the action then brought, he cannot now be allowed to prove in this court that it was his own, it is clearly untenable. There are no different rules of estoppel for officers of courts than other persons ; their statements not under oath are entitled to as much or as little weight as evidence, as those of any other person under the same circumstances; but they are not precluded from testi fying to a fact differently from a former statement. They are not personally bound by what they state in pleadings, particularly as regards third parties, unless the latter had a right to act on the faith of such statement, has so acted, and been prejudiced thereby. The defendants in this action not only did not act on the faith of the truth of the allegation in such pleading that Russell was owner, since they even denied it in such action, but they were not prejudicded thereby, for the judgment proceeded on a different ground. They therefore cannot avail themselves of any such assertion. Their own denial of Russell's ownership in such action would be as good a ground for estopping them from now setting it up. Possibly an assertion by the present plaintiff in such action, although as attorney for another, that the contract in question was the property of the latter, if it was his own, may require explanation. He proposed to give a very natural one, -but his offer of testimony was excluded by the court; which clearly was error.
Again, in the former action in this court between the present parties, commenced in March, 1855, it appeared by the complaint that the plaintiff claimed to have become owner of the note in question by a sealed instrument in writing, executed by Russell to him on the 29th of December, 1854. The fact of an attachment served in February previous, in the action of Drury against Russell, was admitted on such trial. The only evidence of the plaintiff's title offered, was an assignment under seal, dated in December, 1854. It appeared by the inmutes of the court, that the complaint in such action was dismissed, and by a stipulation that it was so by the court, without any submission to a jury. The plaintiff's counsel offered to prove on the trial that such dismissal was put by the judge by whom it was made, distinctly on the ground that the complaint did not show a title early enough to escape the operation of the attachment, and that it should have claimed a title in February, instead of December, 1854; but he was prevented by the court. The decision of one of the justices of this court (Boswobtii, Oh. J.), on a motion for a new trial in such action, holds that if the plaintiff could not maintain his action under the instrument of December, 1854, he must fail, and that the judgment on the trial must have been given on that, hypothesis, and that a prior agreement in February, 1854, could not be noticed because not mentioned in the complaint. The decision of another judge (Hoffmah, J.), on a motion to amend in that respect, which was denied, was put on the ground that a trial had been had, and a motion for a new trial denied, and the plaintiff's right to recover after the amendment was doubted. It is thus clear that the plaintiff has been prejudiced by being prevented from proving that the causes of action were not the same in the two actions, to wit, that in one it was for a cause of action assigned in February, and in another in December, 1854, his right of action depending exclusively on the time of assignment. He was also precluded in a measure, from showing that a former action had failed for want of evidence, and that judgment was not given against him on the merits. This, of course, was error, on the trial in this action.
Assuming the doctrine laid down in Dunlop v. Patterson (5 Goto., 248), to be unquestionable, that a judge is bound to charge a jury that they must entirely disregard the evidence of a witness who admits that he has contradicted in such evidence what he swore to on a former trial, I cannot perceive how the present was a case for its application. The former complaint only alleges that Russell executed to-the plaintiff the assignment of December, 1854, and that the plaintiff was the owner and holder of such note. That is not necessarily contradictory to the present one, which alleges the acquisition of such ownership in the February previous. Such assignment would have passed the title, but for the attachment. The plaintiff did not testify on the former trial, that he was not owner of the note in question, in February, 1854, or did not become so until December, 1854. He testified, it is true, that he was owner of part and Russell of part, but he produced the agreement on which he rested that claim, and which he now claims gave him the whole. That agreement may or may not transfer all Russell's interest; it is not so clear as to charge even an attorney with perjury, who swears as a conclusion of law that it does. Russell agreed by it, to receive two hundred and fifty dollars in full for the note, if collected by the present plaintiff, and a less sum in proportion to the amount collected; if nothing was collected, he agreed to lose the note, and all moneys due thereon, and the plaintiff was to lose his costs and expenses. It is not necessary now to decide upon the effect of that agreement, except to rescue the plaintiff from a charge of inevitable perjury, because he may swear it gives him the whole title, or has relied upon it solely in his statement in the complaint to that effect. Such statement under oath was probably based upon the sug- ' gestión in the opinion -of the learned judge, who refused to allow the amendment of the complaint on the former action, that " such agreement would raise a plausible case at least, in " favor of the plaintiff, if it were |>roperly in the case." The plaintiff was cut off, in this case, from every opportunity of proving how he became the owner of the note before the attachment. Upon what grounds does not appear, unless they were those urged on the argument, which are not tenable. It was matter for the jury to determine, when the statements were not contradictory in themselves, or when evidence was given to explain such contradiction, whether to believe the witness or not. The court clearly had no right to pass upon the question of credibility. The decision in this case may yet turn on the proper construction of the agreement of February, 1851.
It is certainly a matter of very great doubt whether the portions of the case made in the former action, between the present parties, as settled in the handwriting of the present plaintiff, could be read in evidence against him. He had no discretion but to copy it as it was settled, he might undoubtedly leave another to copy it, but the fact of saving -that expense or time, will not make him chargeable with admitting the facts stated. But he certainly should have been allowed to prove the circumstances under which he made the writing. A case made for an appeal does not necessarily contain all the evidence, and cannot -be used even to discredit a witness (Neilson v. Columbian Insurance Company, 1 Johns., 301).
It is not necessary now to pass upon the questions raised, as to the validity of the attachment: they may be reserved for a future trial. The judgment should be reversed for the errors before pointed out, and a new trial had, with costs to abide the event.
Ordered accordingly.