Case Name: Commonwealth vs. James C. Hardin
Court: Massachusetts Appeals Court
Jurisdiction: Massachusetts
Decision Date: 2015-12-07
Citations: 88 Mass. App. Ct. 681
Docket Number: No. 14-P-1470
Parties: Commonwealth vs. James C. Hardin.
Judges: Present: Green, Rubin, & Hanlon, JJ.
Reporter: Massachusetts Appeals Court Reports
Volume: 88
Pages: 681–685

Head Matter:
Commonwealth vs. James C. Hardin.
No. 14-P-1470.
Suffolk.
September 10, 2015.
December 7, 2015.
Present: Green, Rubin, & Hanlon, JJ.
Zachary Hillman, Assistant District Attorney, for the Commonwealth.
Timothy St. Lawrence for the defendant.

Opinion:
Green, J.
The Commonwealth and the defendant agree that the grounds on which a judge of the Boston Municipal Court dismissed two counts of the complaint against the defendant were invalid. The defendant nonetheless contends that the dismissal should be affirmed, based on his claim (raised for the first time in his appellate brief) that the complaint was deficient on its face. To be specific, the defendant observes that the complaint failed to specify that the vehicles into which the defendant broke and entered, and the property he stole, were owned by someone other than the defendant. Since an element of the crime of breaking and entering is that the defendant broke into property "owned by someone other than the defendant," Commonwealth v. Kalinowski, 360 Mass. 682, 684 (1971), and an element of the crime of larceny is that "the property stolen must be 'the property of another,' " Commonwealth v. Souza, 397 Mass. 236, 238 (1986), quoting from G. L. c. 266, § 30(1) (1984 ed.), the defendant suggests that the order of dismissal was appropriate. We decline to affirm dismissal on the alternative ground now raised by the defendant, and remand the matter to the Boston Municipal Court for further proceedings consistent with this opinion.
To be sure, "[a]n appellate court is free to affirm a ruling on grounds different from those relied on by the [trial court] judge if the correct or preferred basis for affirmance is supported by the record." Commonwealth v. Va Meng Joe, 425 Mass. 99, 102 (1997). However, we are not required to do so, and we decline in the present circumstances to exercise our discretion to consider in the first instance the alternative ground now suggested by the defendant. Put simply, we see no benefit in the interest either of justice or of judicial economy in sustaining dismissal of counts 2 and 3 of the complaint. The defendant has made no showing that the claimed deficiency caused him any confusion or uncertainty regarding the nature or source of the charges against him. See Commonwealth v. Sullivan, 82 Mass. App. Ct. 293, 297 (2012). Moreover, had the defendant raised at the plea hearing the challenge to the sufficiency of the complaint that he now asserts, it would have been a simple matter for the Commonwealth to amend the complaint to address the alleged deficiencies. See Mass.R.Crim.P. 4(d), 378 Mass. 849 (1979). Any dismissal of the complaint based on a facial defect would be without prejudice, see Commonwealth v. Burns, 8 Mass. App. Ct. 194, 198 n.2 (1979), and we are at a loss to discern any benefit to requiring the Commonwealth to file a new complaint when any inadequacies in the existing complaint may be so readily remedied.
Our dissenting colleague suggests that we are compelled to determine the sufficiency of the complaint, because it is a matter of subject matter jurisdiction. We disagree. Of course it is true that, as the dissent observes, a deficiency of subject matter jurisdiction may be raised at any time, and a complaint that fails to state a crime deprives the court of jurisdiction to entertain it. However, that does not mean that we are compelled to consider and determine the sufficiency of the complaint in the circumstances of the present case. In the cases cited by the dissent, the defendant had already been convicted by the time the jurisdictional defect was presented before the reviewing court. See Commonwealth v. Andler, 247 Mass. 580, 581-582 (1924); Commonwealth v. Cantres, 405 Mass. 238, 239-240 (1989). Accordingly, the question before the court in those cases was whether to sustain a conviction based on a legally deficient complaint. More importantly, in our view, following conviction it was no longer open to the Commonwealth or the court to remedy deficiencies in the form of the complaint. By contrast, in the present case, the case has not advanced beyond pretrial proceedings.
As we have observed, by raising his claim in the first instance on appeal, the defendant has precluded resort to any such curative measures, were we to consider and determine it. Moreover, though the claim is one of subject matter jurisdiction, by declining to consider it in the first instance we are not entertaining the complaint in its substance, but are simply returning it to the trial court for consideration of the question.
The order dismissing counts 2 and 3 of the complaint is reversed, and the matter is remanded to the Boston Municipal Court for further proceedings consistent with this opinion.
So ordered.
The defendant was charged in a four-count complaint. Count 2 alleged breaking and entering a "ship or motor vehicle or vessel" in the daytime with intent to commit a felony, G. L. c. 266, § 18. Count 3 alleged larceny of property having a value of $250 or less, G. L. c. 266, § 30. The defendant confessed to police that he had broken into two cars and had taken a stun gun from one of them. His confession was corroborated by the recovery of the stun gun when he was pat frisked, his statement that "times [were] tough," an eyewitness who identified him as the person who had broken into the cars, and the fact that the defendant was covered in glass shards and blood. On that state of affairs the defendant appeared before the judge to enter a guilty plea. After hearing the prosecutor's recitation of the allegations against the defendant during the plea colloquy, the judge concluded, sua sponte, that counts 2 and 3 should be dismissed because they were unsupported by probable cause.
Count 2 of the complaint alleged that the defendant "did in the day time break and enter a ship, motor vehicle or vessel, the property of Known to Commonwealth, with intent to commit a felony ." (emphasis added). Similarly, count 3 of the complaint alleged that the defendant "did steal the property of Known to Commonwealth."
Indeed, as we have noted, see note 1, supra, the dismissal of counts 2 and 3 arose during the defendant's attempt to enter a guilty plea.