Case Name: COMMONWEALTH of Pennsylvania, Appellant v. Tex Xavier ORTIZ, Appellee
Court: Supreme Court of Pennsylvania
Jurisdiction: Pennsylvania
Decision Date: 2018-11-21
Citations: 197 A.3d 256
Docket Number: No. 45 WAP 2017
Parties: COMMONWEALTH of Pennsylvania, Appellant
v.
Tex Xavier ORTIZ, Appellee
Judges: 
Reporter: West's Atlantic Reporter, Third Series
Volume: 197
Pages: 256–266

Head Matter:
COMMONWEALTH of Pennsylvania, Appellant
v.
Tex Xavier ORTIZ, Appellee
No. 45 WAP 2017
Supreme Court of Pennsylvania.
Argued: April 11, 2018
Decided: November 21, 2018
Michael Wayne Streily, Allegheny County District Attorney's Office, Pittsburgh, PA, for Appellant.
Elliot C. Howsie, Brandon Paul Ging, Victoria H. Vidt, Allegheny County Public Defender's Office, Pittsburgh, PA, for Appellee.

Opinion:
CHIEF JUSTICE SAYLOR
The question presented in this appeal concerns whether the criminal offense of interference with custody of children, committed by a biological parent, can serve as a predicate felony giving rise to the crime of kidnapping of a minor.
In the relevant time period, Appellee was the single father of a two-and-one-half-year-old daughter, J.O., with whom he resided in Allegheny County. In December 2015, the child's maternal grandmother secured interim primary legal and physical custody of J.O. in a judicial proceeding at which Appellee failed to appear. The grandmother and others made various attempts to implement the custody order, but initially neither Appellee nor J.O. could be located. Appellee apparently took various measures to conceal his and J.O.'s whereabouts, and he was eventually located in Blair County, where he surrendered the child to authorities and was arrested.
Appellee was charged with various offenses including interference with custody of children ("ICC") as a felony of the third degree, which occurs when a defendant has knowingly or recklessly taken any child from the custody of a lawful custodian without any privilege to do so. See 18 Pa.C.S. § 2904(a), (c). The charges also included kidnapping of a minor under Section 2901(a.1)(2) of the Crimes Code, which entails a defendant unlawfully removing a child a substantial distance from the place where the child is found, or unlawfully confining the child for a substantial period in a place of isolation, with a specific intention "[t]o facilitate commission of any felony or flight thereafter." 18 Pa.C.S. § 2901(a.1)(2). Appellee was convicted of those offenses.
Throughout the proceedings, Appellee maintained that ICC, committed by a biological parent, could not serve as a predicate felony for purposes of kidnapping of a minor under Section 2901(a.1)(2). Appellee relied substantially upon Commonwealth v. Barfield , 768 A.2d 343, 347 (Pa. Super. 2001) (indicating that, in fashioning the crime of ICC, the General Assembly "removed from the general crimes of kidnapping the special case of custodial interference").
The trial court, however, rejected that position. Unfortunately, the court intermixed into its explanation a classification of kidnapping with which Appellee was not charged. See Commonwealth v. Ortiz , No. CC 201500547, slip op. at 5 (C.P. Allegheny Sep. 8, 2016) (discussing the application of Section 2901(a.1)(4) ).
On appeal, the Superior Court reversed, relying substantially upon the Barfield decision. See Ortiz , 160 A.3d at 238-41. The court recognized that intermediate-court decisions subsequent to Barfield had determined that a parent could be validly convicted of kidnapping of a minor. See, e.g. , Commonwealth v. Rivera , 828 A.2d 1094, 1100-01 (Pa. Super. 2003) (upholding the conviction of a parent for kidnapping of a minor under the classification that he intended to inflict bodily injury on or to terrorize his child, see supra note 2, based on evidence of record bearing out this fact). According to the Superior Court, however, where the intention of a defendant-parent is solely to retain custody and/or, correspondingly, reflects a desire to maintain an existing bond with a child, kidnapping of a minor will not lie. See Ortiz , 160 A.3d at 239. Ultimately, the intermediate court determined that ICC cannot serve as a predicate offense, under Section 2901(a.1)(2), where the defendant is the biological parent of the child addressed by the relevant custody order. See id. at 241. As in Barfield , the court drew support from the Model Penal Code, from which Section 2901(a.1) derives, as well as the associated commentaries. See id. at 239-40.
In the present appeal by allowance, the Commonwealth maintains that, "[i]n the unique circumstances of this case," ICC can validly serve as a predicate felony to support kidnapping of a minor. Brief for Appellant at 23. According to the Commonwealth, the uniqueness stems from the fact that Appellee's purpose in fleeing was to defy the primary custody awarded to J.O.'s grandmother. The Commonwealth also emphasizes that kidnapping of a minor requires that the victim be removed a substantial distance or confined for a substantial period in a place of isolation, whereas ICC requires only the act of taking.
The Commonwealth further distinguishes Barfield on the basis that the decision was issued prior to the enactment of Section 9303 of the Judicial Code, which provides:
Notwithstanding the provisions of 1 Pa.C.S. § 1933 (relating to particular controls general) or any other statute to the contrary, where the same conduct of a defendant violates more than one criminal statute, the defendant may be prosecuted under all available statutory criminal provisions without regard to the generality or specificity of the statutes.
42 Pa.C.S. § 9303. The Commonwealth stresses that Section 9303 permits convictions under multiple criminal provisions, some specific and some general, for the same conduct.
The issue presented is one of law over which our review is plenary. See, e.g., Six L's Packing Co. v. WCAB (Williamson) , 615 Pa. 615, 629, 44 A.3d 1148, 1157 (2012). We apply conventional principles of statutory construction, which are regularly discussed throughout this Court's decisions. See, e.g. , Norfolk S. Ry. Co. v. PUC , 621 Pa. 312, 328, 77 A.3d 619, 629 (2013). The analysis encompasses close adherence to terms of a statute that are plain and clear and resort to other approaches of discernment only in the presence of ambiguity or inexplicitness. See id. Where ambiguity or inexplicitness exists, the Court may afford weight to other considerations, including the object to be attained by the statute under consideration, the consequences of a particular interpretation, and sources from which the law was derived. See id. See generally 1 Pa.C.S. § 1921 - 1939.
As reflected above, the kidnapping-of-a-minor statute contains two essential pillars: there must be, first, an unlawful substantial-distance removal or substantial-period confinement, as reflected in Section 2901(a.1) ; and second, a particular intended purpose associated with the taking, prescribed in subparts (1) through (4). See 18 Pa.C.S. § 2901(a.1)(1)-(4) ; see also supra note 2. As relevant here, the kidnapping statute defines a removal or confinement as unlawful when, "in the case of a person under 14 years of age, . it is accomplished without consent of a parent, guardian or other person responsible for general supervision" of the child. Id. § 2901(b)(2). This closely tracks the taking that is described by the ICC statute. See id. § 2904(a) (prohibiting the taking of a minor "from the custody of its parent, guardian or other lawful custodian, when [the actor] has no privilege to do so"). Thus, Appellee's act of taking the child in this case, which constituted an ICC violation, overlaps with the removal or confinement element of the kidnapping statute.
Turning to the associated kidnapping purposes, and in particular, subpart (2), it requires that the unlawful removal or confinement be done with the intention to "facilitate commission of any felony or flight thereafter." Id. § 2901(a.1)(2) (emphasis added). As commonly understood, see 1 Pa.C.S. § 1903(a), "facilitate" means to "make easy or easier." Facilitate , WEBSTER'S NEW WORLD COLLEGE DICTIONARY (4th ed. 1999); see also Facilitate , BLACK'S LAW DICTIONARY (10th ed. 2014) ("Criminal law , To make the commission of (a crime) easier."). In this regard, it is logically problematic to assert that Appellee unlawfully removed J.O. pursuant to the kidnapping statute with the intent to make it easier to unlawfully remove the child as contemplated by the ICC statute. Accord Brief for Appellee at 29 (arguing that employing ICC as the predicate felony for a kidnapping charge reflects "circular logic"). Stated otherwise, the act of taking does not, sensibly, facilitate the act of taking, since they are one and the same.
This incongruity gives rise to sufficient ambiguity and/or inexplicitness to support recourse to the tools of statutory construction, see 1 Pa.C.S. § 1921(c), including consideration of the derivation from the Model Penal Code. Accord Commonwealth v. Rushing , 627 Pa. 59, 73-74, 99 A.3d 416, 424-25 (2014) (relying, in part, upon the Model Penal Code in construing Section 2901(a) ).
In this regard, the literature discussing the relevant Model Penal Code provisions, from which Pennsylvania's kidnapping and ICC statutes are derived, supports the conclusion that ICC, committed by a biological parent, is not intended to serve as a predicate felony pursuant to subpart (2). For example, the commentaries to the Model Penal Code explain that ICC and kidnapping offenses address distinct concerns.
Kidnapping protects against physical danger, extortion, and terrorization by abduction. [ICC], on the other hand, is designed to maintain . the parental custody of children . against all unlawful interference. This interest may be violated even if the actor does not have one of the purposes required by the kidnapping offense . Interference with custody is further distinguished from kidnapping by the likelihood that the actor will be a parent or other person favorably disposed toward the child or committed person, thus justifying a different penalty structure and the consideration of special defenses.
MPC & COMMENTARIES , pt. II, § 212.4, at 252 (footnotes omitted). In this respect, the intended kidnapping purposes, as prescribed by subparts (a.1)(1)-(4), operate as limiting provisions, so that decidedly wrongful acts may still be punished via other charges, but not with the severity attendant to a kidnapping conviction. See id. § 212.1, at 220-21. This understanding extends to the interplay between kidnapping and interference charges. See id. § 212.4, at 255 ("[ICC] operates . as a lesser included offense to kidnapping. Thus, if the victim is under 18 ., sanctions would be available for the actor who engages in an unlawful taking but who does not do so for any of the purposes associated with the kidnapping offense . Again, the gravamen of the offense is interference with custodial arrangements and can be punished as such." (emphasis added) (footnotes omitted) ).
The editors' notes to the Model Penal Code provide a similar explanation regarding the relationship between kidnapping and ICC offenses:
[ICC] is both a lesser included offense to kidnapping in cases where the custodial relationship is infringed but the kidnapping purposes cannot be shown and an independent protection of the custodial relationship from unwarranted interference by persons who have no legal privilege to do so. It is designed in part to restrain the criminal law from undue intrusion into child custody disputes but at the same time to permit criminal intervention in appropriate cases.
MPC & COMMENTARIES , pt. II, Art. 212, Introductory Note, at 209 (emphasis added); see also 5 SUMMARY OF PENNSYLVANIA JURISPRUDENCE 2 D , CRIMINAL LAW § 13.15 (2016) ("Although [ICC] is somewhat similar to kidnapping, it is intended to protect parental custody from unlawful interruption .").
Accordingly, in light of the requirement that an unlawful taking be done with the intent to facilitate commission of a felony, we are of the view that in instances, such as here, where the "evidence demonstrated that [the biological parent's] intent was to take [the child] away from [the legal custodian] and prevent her from having custody," Brief for Appellant at 38, a conviction for ICC will not form the predicate felony for a kidnapping charge pursuant to Section 2901(a.1)(2). Accord MPC & COMMENTARIES , pt. II, § 212.1, at 228 ("The list of purposes in [kidnapping] thus would exclude from kidnapping cases where a parent out of affection takes his child away from another parent or lawful custodian ."). In this regard, it seems rather clear that the authors of the Model Penal Code - having assiduously explained that kidnapping requires more than interference with the custody of a child by a parent - did not intend for such interference to be reintroduced into the calculus under the rubric of a predicate felony.
We turn to the Commonwealth's reliance on Section 9303 of the Judicial Code, which prescribes that, where the same conduct of a defendant violates more than one criminal statute, the defendant may be prosecuted under all available provisions without regard to generality or specificity. See 42 Pa.C.S. § 9303. We have already concluded, however, that the present matter is not one in which both statutes in issue cover the same underlying conduct - rather, we have determined, via recourse to relevant principles of statutory construction, that Sections 2901(a.1)(2) and Section 2904 were not intended to cover the same actions in the first instance. In other words, Section 9303 simply does not override the design of the kidnapping-of-a-minor and ICC statutes, deriving from the Model Penal Code, or resolve the problems of redundancy and circularity embedded in the Commonwealth's alternative construction. To the degree that there remains uncertainty relative to any of the above analysis beyond our finding of ambiguity and inexplicitness, we apply the rule of lenity. See 1 Pa.C.S. § 1928(b)(1).
We hold that ICC, committed by a biological parent, cannot serve as a predicate felony to support a conviction for kidnapping of a minor under Section 2901(a.1)(2).
The order of the Superior Court is affirmed.
Justices Baer, Todd and Donohue join the opinion.
Justice Wecht files a dissenting opinion.
Justice Mundy files a dissenting opinion, joined by Justices Dougherty and Wecht.
I join Justice Mundy's fine dissent.
In all cases implicating statutory construction, our first obligation is to find and apply the statutory language chosen by the General Assembly. As the Chief Justice acknowledges in his learned Majority Opinion, our obligation is to "adher[e] to terms of a statute that are plain and clear...." Maj. Op. at 259. At issue here are: (a) the statute criminalizing kidnapping of a minor, a provision that requires proof only that the abduction or removal of a child was done with the intent to "facilitate commission of any felony or flight thereafter," ( 18 Pa.C.S. § 2901(a.1)(2) (emphasis added) ); and (b) the statute criminalizing interference with custody of children ("ICC") ( 18 Pa.C.S. § 2904(a) ). In this case, the Commonwealth charged, and correctly graded, ICC as a felony. The question is whether ICC, a felony, constitutes "any" felony for kidnapping purposes. Clearly it does, as Justice Mundy ably explains. The plain, unambiguous statutory text suffices to mandate reversal of the Superior Court's order in this case.
I would go one step further. I would overrule Commonwealth v. Barfield , 768 A.2d 343 (Pa. Super. 2001), as it is that unsupportable Superior Court precedent upon which that court relied in this case. Barfield was premised upon the same divergence from the statutory text that afflicts both today's Majority Opinion and the Superior Court's opinion. Permitting Barfield to remain as binding authority can only allow for unnecessary perpetuation of error and expense. Rather than enable that case to sow further confusion and litigation, we should overrule it.
In Barfield , a judge assigned Antonia Barfield's children to the custody of the Lancaster County Children and Youth Agency ("LCCYA"). Barfield , 768 A.2d at 343. LCCYA then placed the children in foster care. Barfield tried to regain custody, but was unsuccessful. However, the court permitted Barfield to have unsupervised visits with the children on the weekends. After the first weekend visit, Barfield failed to return the children to their foster mother. Barfield informed LCCYA that:
the children were fine and that they had been taken into the custody of Provident Embassy World Religions and that [LCCYA] would receive an order overruling its custody order. Once this occurred, [Barfield] indicated that she would return to Lancaster. [Barfield] left similar messages for the caseworker stating that [Barfield] had taken the children on her own, that [LCCYA] no longer had jurisdiction, and that eventually [Barfield] planned on coming back to Lancaster.
The caseworker contacted the Lancaster City Police and a warrant was subsequently issued for [Barfield's] arrest.
Id. at 344.
Barfield was charged with two counts of ICC and two counts of kidnapping. The specific subsection of the kidnapping statute invoked required the Commonwealth to prove that Barfield unlawfully removed the children with the intent to "interfere with the performance by public officials of any governmental or political function." 18 Pa.C.S. § 2901(a)(4). A jury convicted Barfield on all counts, but the trial court later vacated the kidnapping convictions. The Commonwealth appealed, inquiring of the Superior Court "whether the trial court erred as a matter of law in determining that § 2901(a)(4) of the kidnapping statute was not intended to address a situation where a non-custodial parent removes her children from the custody of a social service agency in violation of a court ordered placement plan?" Barfield , 768 A.2d at 344.
The question before the Superior Court in Barfield is nearly identical to the one that we must resolve in the case sub judice : Can a person be charged and convicted under both the kidnapping and ICC statutes when that person unlawfully removes a child in violation of a custody order? The Barfield Court said "no." Today, the Majority says "no" as well. Based upon the statutory language, this is manifest error. We should reject Barfield , and we should say "yes."
The Superior Court panel in Barfield acknowledged that a dependency custody order, and its enforcement, necessarily implicates a judge and a caseworker, both of whom are governmental officials performing governmental functions. Id. at 346. Nonetheless, even though the removal of the child seemingly fell squarely within the ambit of the kidnapping statute (specifically, Section 2901(a)(4) ), the court decided that the General Assembly intended to classify such actions as a "separate and distinct" crime: ICC. Barfield , 768 A.2d at 346. The Superior Court reasoned that, to hold that a person could be convicted of both kidnapping and ICC would render the ICC statute superfluous, in contravention of the General Assembly's presumed intent. Id. at 346.
To support its conclusion, the appellate panel ventured that Section 2901(a)(4) of the kidnapping statute and the ICC statute aim to serve distinct interests. The kidnapping statute, generally, protects a victim from the "physical danger or terrorization" that typically accompanies an abduction. Barfield , 768 A.2d at 347 (citation and quotation marks omitted). The ICC statute seeks, by contrast, to protect the continued "maintenance of parental custody against all unlawful interruption." Id. (citation and quotation marks omitted). The panel further distinguished the two crimes by opining that, in ICC situations, "the defendant is usually a parent or other relative who is favorably disposed toward the child and does not think of his action as harmful to the child." Id. at 347-48. The Superior Court opined that the General Assembly intended to treat the two situations differently and intended to impose a "less severe" sanction for less "harmful" conduct by enacting the ICC statute. Id. The Barfield panel reasoned that the General Assembly created a hierarchy of offenses based upon the "degrees of harm potentially involved with such actions." Id. at 348. The Superior Court summarized the crux of its holding by explaining that, "[w]hile § 2901 does not explicitly exempt parents from criminal prosecutions for abducting their own children[,] we are not persuaded the legislature intended a parent to be prosecuted under subsection (4) and subject to its more severe penalty for the same conduct proscribed by § 2904(a)." Id. at 346.
The flaw in the Barfield approach is the one astutely identified by Justice Mundy in the present case: the Superior Court overlooked the plain and unambiguous statutory text in order to pursue and effectuate what it presumed to be the General Assembly's purported intent. Today's Majority makes the same interpretive misstep. This jurisprudential method, of course, is foreclosed expressly by the Statutory Construction Act. See 1 Pa.C.S. § 1921(b) ("When the words of a statute are clear and free from all ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit."). The plain language of Section 2901(a)(4) permitted prosecution of Barfield for kidnapping as a consequence of her actions. No further inquiry was necessary, or, indeed, permissible. That the General Assembly may (or should) have intended the two relevant crimes to be separate and distinct (and I am not entirely persuaded that it did) does not authorize us to disregard or overlook the actual language enacted by the lawmakers.
Putting the inherent flaws in the Barfield court's analysis to the side, the statutory law in any event evolved away from that precedent in the intervening years. For instance, in 2012, the General Assembly amended the kidnapping statute and added a specific provision for kidnapping of a minor, including the language at issue in the case sub judice , "[t]o facilitate commission of any felony or flight thereafter." See 18 Pa.C.S. § 2901(a.1)(2). More importantly, in December 2002, the General Assembly enacted 42 Pa.C.S. § 9303, which became effective on February 7, 2003. Section 9303 states:
Notwithstanding the provisions of 1 Pa.C.S. § 1933 (relating to particular controls general) or any other statute to the contrary, where the same conduct of a defendant violates more than one criminal statute, the defendant may be prosecuted under all available statutory criminal provisions without regard to the generality or specificity of the statutes.
Id. This provision specifically undoes the Barfield court's implicit holding that similar crimes are an either-or proposition-that offenses governing the same or similar conduct cannot both be charged at the same time. Section 9303 restores the vast discretion that prosecutors enjoy in charging decisions. See generally Commonwealth v. McNeal , 120 A.3d 313, 326 (Pa. Super. 2015) (citing United States v. Batchelder , 442 U.S. 114, 99 S.Ct. 2198, 60 L.Ed.2d 755 (1979) ).
For all of these reasons, I join Justice Mundy' dissent. However, rather than end where Justice Mundy does, I also would ensure that Barfield no longer can cause unjustified and unnecessary difficulties for our courts, litigants, or stakeholders.
Proof a defendant removed a child a substantial distance, to facilitate the taking of the child from the custody of its lawful guardian without privilege to do so, will support a conviction for kidnapping of a minor pursuant to 18 Pa.C.S. § 2901(a.1)(2), with interference with custody of children (ICC) being the predicate felony. In my view, the Superior Court erred when it held that ICC could not be a predicate felony for the purpose of Section 2901(a.1)(2), "in the narrow and specific circumstance where a defendant is the biological parent of the child addressed by the custody order in question." Commonwealth v. Ortiz , 160 A.3d 230, 241 (Pa. Super.), appeal granted , - Pa. -, 171 A.3d 1284 (2017).
Despite the fact that the ICC and kidnapping of a minor statutes do not create any exception for biological parents, the Majority affirms the Superior Court's holding carving out this exception. Pursuant to the ICC statute enacted in 1972 and amended in 1984, "[a] person commits an offense if he knowingly or recklessly takes or entices any child under the age of 18 years from the custody of its parent, guardian or other lawful custodian, when he has no privilege to do so." 18 Pa.C.S. § 2904. In 2012, the General Assembly enacted 18 Pa.C.S. § 2901(a.1), kidnapping of a minor, which provides:
A person is guilty of kidnapping of a minor if he unlawfully removes a person under 18 years of age a substantial distance under the circumstances from the place where he is found, or if he unlawfully confines a person under 18 years of age for a substantial period in a place of isolation, with any of the following intentions:
(1) To hold for ransom or reward, or as a shield or hostage.
(2) To facilitate commission of any felony or flight thereafter.
(3) To inflict bodily injury on or to terrorize the victim or another.
(4) To interfere with the performance by public officials of any governmental or political function.
Id. In accordance with subsection 2, the unlawful removal of a minor a substantial distance with intent to "facilitate commission of any felony" constitutes the crime of kidnapping of a minor. The language of the statute broadly embracing "any felony" is unambiguous. Had the General Assembly intended to exclude ICC, or any other felony, from qualifying as a predicate felony, it could have done so. Because the language of the statute is unambiguous, we are precluded from resorting to the statutory interpretation provisions employed by the Majority in its effort to ascertain the legislature's supposed intent ion enacting Section 2901(a.1). See 1 Pa.C.S. § 1921 ("When the words of a statute are clear and free from all ambiguity, the letter of it is not to be disregarded under the pretext of pursuing its spirit.")
The Majority purports to detect an ambiguity in the concept of an act facilitating itself. Although ICC and kidnapping of a minor both involve an act of taking, the statutory language is not ambiguous. Further, kidnapping of a minor does not necessarily require an act of "removing" or "taking." Kidnapping of a minor can be based on conduct where a person "unlawfully confines a person under 18 years of age for a substantial period in a place of isolation." 18 Pa.C.S. § 2901(a.1). In such a circumstance, the circular language argument by the Majority would not apply because confining a child for a substantial period in a place of isolation to take the child from the custody of a lawful custodian does not implicate the duplicative "taking" language which the Majority has deemed problematic.
It is of no moment that ICC can be charged in instances that do not involve the additional elements for kidnapping of a minor. In circumstances where the conduct of the defendant includes those additional elements, the defendant may be convicted on both charges. See 42 Pa.C.S. § 9303 ("[n]otwithstanding the provisions of 1 Pa.C.S. § 1933 (relating to particular controls general) or any other statute to the contrary, where the same conduct of a defendant violates more than one criminal statute, the defendant may be prosecuted under all available statutory criminal provisions without regard to the generality or specificity of the statutes.")
Thus, the sole question before this Court is whether ICC can be the felony, the facilitation of which, supports a conviction for kidnapping of a minor under 18 Pa.C.S. § 2901(a.1)(2). The Majority dismisses the Commonwealth's argument that the substantial distance element has any bearing on our analysis. To the contrary, the decision by Appellee to take J.O. a substantial distance from her home, for 15 days, to evade multiple law enforcement agencies attempting to locate J.O., facilitated his interference with a custody order.
Because Appellee's conduct was sufficient to support a conviction for ICC and kidnapping of a minor, I would reverse the Superior Court's decision and remand for resentencing. ICC is a separate and distinct crime for which Appellee can, and was convicted, and because kidnapping of a minor unambiguously states a defendant can be convicted if the defendant has removed the child a substantial distance to facilitate commission of any felony, I dissent.
Justices Dougherty and Wecht join this dissenting opinion.
ICC may also be a felony of the second degree or a misdemeanor of the second degree in certain circumstances that are not relevant here. See 18 Pa.C.S. § 2904(c).
Kidnapping of a minor may also be premised upon three other specified "intentions," which are: to hold a child for ransom or reward, or as a shield or hostage; to inflict bodily injury on or to terrorize a child or another; and to interfere with the performance by any public official of any governmental or political function. See 18 Pa.C.S. § 2901(a.1)(1), (3) & (4). Per the Commonwealth's charging documents, and consistent with its present argumentation, only Section 2901(a.1)(2) is presently in issue. Accord Commonwealth v. Ortiz , 160 A.3d 230, 234-35 (Pa. Super. 2017).
A more extensive factual and procedural recitation appears in the Superior Court's opinion. See Ortiz , 160 A.3d at 231-32.
It is also highly problematic that the trial court's oral instruction to the jury at Appellee's trial omitted any reference to any of the four categories of "intentions" required to establish the offense of kidnapping of a minor. See Ortiz , 160 A.3d at 234 n.4 (alluding to this gross irregularity). In light of our disposition, below, this lapse need not be discussed further in this opinion.
The panel also discussed some discrete factual circumstances which it found bolstered its ruling in the case. See, e.g. , Ortiz , 160 A.3d at 240 (observing that Appellee did not take J.O. away from a lawful custodian, but rather, retained actual custody that he already had in defiance of a change in legal status).
Although the Commonwealth stresses the unique facts of the case, we note that vindication of its position would seem to bring a substantial range of ICC offenses by parents into the purview of Section 2901(a.1)(2), since it is hardly unique that a parent who has committed ICC did so with the intention to interfere with a custody order.
Parenthetically, the commentaries to the Model Penal Code indicate that its similar, unconventional definition of the concept of "unlawful," as applied to kidnapping, was originally fashioned to assure that "the applicability of Section 212.1 to a case where the abduction of a child is by a parent should not turn on the interference or noninterference of the parent with formal custody arrangements." Model Penal Code & Commentaries , pt. II, § 212.1, at 254 n.13 ( Am. Law Inst . 1980) (hereinafter, "MPC & Commentaries"). We offer no further comment on this subject, since it is has not presently been put into issue by the litigants.
The Joint State Government Commission Comment attending Section 2901 of the Crimes Code indicates that the section was proposed "instead of" Section 212.1 of the Model Penal Code. 18 Pa.C.S. § 2901, Jt. St. Gov't Comm'n Cmt - 1967. Nevertheless, placing the two sources side by side, the derivation is obvious, accord Rushing , 627 Pa. at 73-74, 99 A.3d at 424-25, and the differences are immaterial to the present discussion. Additionally, the 2011 amendment adding Section 2901(a.1) of the Crimes Code closely tracks the preceding provision, Section 2901(a), in all material respects and, concomitantly, mirrors Section 212.1 of the Model Penal Code as well. See MPC & Commentaries , pt. II, § 212.1.
We also reject the Commonwealth's assertion that the substantial-distance element has any bearing on the availability of ICC to serve as a predicate felony for purposes of Section 2901(a.1)(2). In this regard, the substantial-distance factor has always been an element of the Model Penal Code formulations, and, as related above, the attached commentaries nevertheless effectively reject the Commonwealth's position. Moreover, the circularity concern is compelling, in that we simply do not believe that the Legislature intended to premise a serial felony conviction on the fact that a biological parent removed a child a substantial distance in order to remove or take the child in the first instance.
We certainly do not discount that "a parent may be convicted of kidnapping his own child," Rivera , 828 A.2d at 1096, where unlawfulness is established and some additional kidnapping purpose attends the removal of the child, as was the case in Rivera .
The Commonwealth, as appellant, has not asked us to overrule Barfield . As I have explained in the past, both for the Court and individually, this should not be a categorical impediment to overruling indefensible, unsustainable, or conflicting case law. See William Penn Sch. Dist. v. Pennsylvania Dep't of Educ., - Pa. -, 170 A.3d 414, 447 n.49 (2017) ("We would encourage the perpetuation of poorly reasoned precedent were we to permit ourselves to revisit the soundness of our case law only when expressly invited to do so based upon a given party's tactical decision of whether to attack adverse case law frontally . or to attempt more finely to distinguish the adverse decisions. The scope of our review is not so circumscribed."); accord , Cagey v. Commonwealth , 642 Pa. 236, 179 A.3d 458, 473 n. 7 (2018) (Wecht, J., concurring).