Case Name: STATE of Iowa, Appellee, v. James Ray PETERSON, Appellant
Court: Iowa Supreme Court
Jurisdiction: Iowa
Decision Date: 1971-09-09
Citations: 189 N.W.2d 891
Docket Number: No. 53922
Parties: STATE of Iowa, Appellee, v. James Ray PETERSON, Appellant.
Judges: MOORE, C. J., and LeGRAND, REES and UHLENHOPP, JJ., concur.
Reporter: North Western Reporter 2d
Volume: 189
Pages: 891–901

Head Matter:
STATE of Iowa, Appellee, v. James Ray PETERSON, Appellant.
No. 53922.
Supreme Court of Iowa.
Sept. 9, 1971.
Hanson & Bormann, Emmetsburg, for appellant.
Richard C. Turner, Atty. Gen., Max A. Gors, Asst. Atty. Gen., and Charles H. Barlow, Sp. Palo Alto Pros. Atty., for appellee.

Opinion:
STUART, Justice.
The Palo Alto county grand jury returned an indictment charging James Ray Peterson with breaking and entering with intent to commit larceny contrary to section 708.8, The Code, 1966. Following a plea of not guilty, the matter proceeded to trial by jury which returned a verdict of guilty. Defendant's motion for new trial and judgment notwithstanding the verdict (perhaps intended as a motion in arrest of judgment section 788.1) being overruled, he was sentenced to the men's reformatory at Anamosa for a term not to exceed 10 years.
From this final judgment defendant appeals contending the court erred in failing to sustain: (1) his motion to dismiss the charge for lack of speedy trial; (2) his motion for mistrial; and (3) his objection to the introduction into evidence of a weapon.
The indictment was returned September 30, 1968 as the result of a break-in at an Emmetsburg supermarket. About S a. m. September 7 as the meat cutter entered the market to report for work he heard a pounding noise coming from one of the back rooms and noticed the safe was gone. The butcher immediately went to a filling station across the street and caused the matter to be reported to the police. Two police officers arrived at the supermarket within a very few minutes. As they were surveying the area three individuals fled from the store's rear entrance, two escaped under police gun fire in a 1960 Chevrolet. The third man, Peterson, attempted to elude the police by hiding under a gas truck parked at a garage across the street from the supermarket. He was discovered almost immediately, arrested and placed in the police car. Later that morning he was charged by preliminary information with the crime mentioned.
A service station operator who lived nearby was awakened by the officers' gunshots. He telephoned the police and was advised there had been a break in at the supermarket and was asked to go to the area and help, which he did. Later in the morning, within an hour of the time of hearing the shots, this witness returned to the scene and found a loaded revolver with the hammer cocked on the undercarriage of the gas truck mentioned.
I. Defendant contends the court erred in failing to dismiss the charge against him for lack of a speedy trial.
Defendant was arraigned and entered a plea of not guilty October 3. October 28 he filed motion for production and inspection and reproduction of reports, pictures and all matters of evidence material to the law suit; a motion to suppress evidence, alleged admissions and confessions and to disclose all exculpatory evidence. October 30 defendant filed motion in limine. The same day defendant filed a motion to order the State's witnesses to talk and cooperate with defendant's counsel. November 21, defendant filed application and authorization for expert witnesses. At the same time, by a separate instrument, he filed demand for speedy trial under section 795.2. The transcript reveals a copy of the demand was mailed to the county attorney.
July 3, 1969 the court entered its order for authorization for expert witnesses on defendant's behalf. July 9, the court sustained defendant's motion in limine. All other rulings by the court in regard to the above motions were entered July 10.
In the meantime, defendant made no effort to obtain a ruling on his demand for speedy trial by calling the matter to the court's attention or go on record in resisting the delay. The court in an order entered July 18 stated that it had been brought to its attention this cause was ready for trial. The matter was set for 10 a. m. August 13 and a jury panel ordered.
August 13 defendant moved to dismiss the charge for lack of speedy trial. The motion was overruled and the matter proceeded to trial.
Defendant's motion is based on Code section 795.2. This section as amended by Regular session, Sixty-second General Assembly, chapter 400, section 259 and in effect at the time material here provided:
"If a defendant indicted for a public offense, whose trial has not been postponed upon his application, be not brought to trial within sixty days after the indictment is found, the court must order it to be dismissed, unless good cause to the contrary be shown. An accused not admitted to bail and unrepresented by legal counsel, shall not be deemed to have waived his privilege of dismissal to be held to make demand or request to enforce a guarantee ' of speedy trial, and the court on its own motion shall carry out the provisions of this section as to dismissal."
This section was later amended by the Second session, Sixty-third General Assembly, chapter 1283, section 1 by deleting the words "to be held" and inserting in lieu thereof the words "or be held", a change not of material significance here. •
Peterson was at all times represented by counsel and the exception in the statute therefore has no application.
Of course, defendant was not brought to trial within 60 days from the return of the indictment. Therefore, he is entitled to a dismissal under the cited section unless he has waived his right to a speedy trial or unless good cause for postponing the trial beyond that time is shown.
In the colloquy between court and counsel at the August 13 hearing both sides conceded no one ever called to the court's attention defendant's demand for speedy trial. It was also developed the final reply to the motions involved was filed April 30, 1969; one continuance from December 21 to January 30 was granted defendant because of inability to have witnesses he desired present; because counsel on both sides were engaged in tax work further continuances were granted both parties for time to file briefs in support of their positions in respect to various motions. In addition the courtroom in the courthouse was being remodeled "all winter long". Hearings on the various motions had been conducted in the supervisor's office. Defendant's motion to dismiss was overruled.
In connection with this assignment defendant requests we reconsider the rule announced in State v. Allnutt, 261 Iowa 910, 156 N.W.2d 274. In the cited case the motion was submitted for the first time immediately prior to the commencement of trial. A copy had been delivered to the county attorney approximately 30 minutes before. We held the motion was too late.
There is another Allnutt case decided the same day, 261 Iowa 897, 156 N.W.2d 266. It is referred to in the briefs and arguments as the first Allnutt case. There the request for a speedy trial was made at arraignment but the-motion for dismissal was not made until after trial and after return of the verdict. We held the motion was too late.
In the first Allnutt case, 261 Iowa at 901, 156 N.W.2d at 268, after discussing the purpose of the constitutional and statutory protection guaranteed defendant for a speedy trial, we said, 'It has long been held, both in this state and elsewhere, that a defendant, unless he is neither admitted to bail nor represented by counsel, may waive the constitutional and statutory provisions assuring him a speedy trial. (Citing authorities)"
In both cases we held defendant had waived his right to a speedy trial under section 795.2 by his delay in failing to move for a dismissal.
Defendant has not persuaded us we should depart from the pronouncements made in these cases.
We point out again defendant's demand for speedy trial was filed November 21. He did nothing to call his case on for trial thereafter. He made no objections to the delays and failed to seek the aid of the court in enforcing his right until August 13, the day set for commencement of trial.
Although the record does not disclose when counsel was appointed for defendant, the clerk's transcript reveals defendant filed application for appointment of counsel and affidavit of financial condition October 3, 1968. The motion for production, inspection and reproduction of reports previously mentioned as filed October 28 was signed by defendant's present counsel. It is obvious defendant had the assistance of counsel from at least that date to the submission of the appeal.
Nowhere in the record are we told whether Peterson was incarcerated from the time of his arrest until August 13 but in the affidavit for appointment of counsel referred to defendant stated he was free on bond furnished by friends and relatives. This is not important in view of this wording of the statute, "an accused not admitted to bail and unrepresented by legal counsel." In State v. Johnson (Iowa, 1969), 167 N.W.2d 696, 700, in interpreting section 795.1, Failure to Indict, we declined to change the "and" in that statute to mean "or". There is no logical reason why the similar language in 795.2 should be differently interpreted. We further held in the Johnson case that " if a defendant is represented by counsel he must make a request or demand to enforce guarantee to speedy indictment or he shall be deemed to have waived such right".
In Parrott v. Haugh (Iowa, 1968), 158 N.W.2d 766, 769, this court held the necessity of demand for trial under section 795.2 as amended is obviated only if the accused has not been admitted to bail and is unrepresented by counsel.
The reasons for the rule are well stated in State v. McTague, 173 Minn. 153, 216 N.W. 787, 788. There is also an exhaustive annotation on waiver or loss of accused's right to speedy trial in 57 A.L.R.2d 302, particularly at 308, 326, 336, citing the authorities of many jurisdictions adopting a similar principle. Additional authorities may be found in the Later Case Service to this annotation.
We adhere to the view a defendant represented by counsel waives his right to speedy trial under the constitution and the statutes in aid thereof if he does not resist postponement or move to bring his case on for trial.
Defendant's constitutional and statutory right to a speedy trial was not denied under the circumstances presented by this record or otherwise violated.
II. The trial court's ruling which sustained defendant's motion in limine instructed the county attorney and the state's witnesses that no one should testify to or mention the fact defendant, at any time after his arrest until time of trial, refused to answer questions or talk to the officers in regard to the charges against him.
In the course of the direct examination of Chief of Police Brennan this record was made:
"Q. When you saw the defendant early that morning in the police car, did you more or less take charge of him from then on out? A. Yes, I did.
"Q. Give — did you give him any constitutional warning? A. Yes.
"Q. Did you give to him what we refer to as the Miranda warning? A. That is correct, I read them to him.
"Q. Did he make any indication he understood them? A. He said he did understand them. I read them to him twice.
"Q. Did the defendant say where he had been? A. He said he had come from Spencer.
"Q. And did he say whether or not he knew anything about the other two subjects? A. He wouldn't answer me. (Emphasis supplied)
"Mr. Bormann: I am going to object to that and ask that it be stricken from the record under a previous motion made by the defendant, your Honor.
"The Courf: It may go out.
"Mr. Bormann: Your Honor, I would also like to make a record of this."
At this stage of the trial the jury was excused and defendant's counsel moved for a mistrial pointing out he had, prior to trial, made a motion in limine for the State to advise their witnesses they should not testify to any comments made by defendant or to any fact bearing on defendant's exercise of his constitutional right to remain silent.
Defendant maintained he had been prejudiced to the point the matter could not be properly covered by the court's instruction since Brennan's answer made it appear to the jury defendant was at the time involved with two other people and defendant had refused to tell the police where they had gone. He insists he was severely prejudiced by exercising his constitutional right to remain silent.
During the discussion had in court chambers on defendant's motion, the county attorney said he was somewhat surprised by Brennan's answer to the question propounded. He called attention to the minutes of Brennan's testimony before the grand jury where this witness testified, "I repeated the warnings again, asked him if he understood them and he said he did and said he would talk to me. I asked him where the other two persons were and he said, T don't know, I just came from Spencer'." The county attorney said his questions to Brennan were based on this witness's testimony before the grand jury. He argued the matter could be clarified upon further direct examination.
After further discussion, the jury was recalled and the court overruled defendant's motion for a mistrial. Brennan was recalled as a witness and this record made:
"Q. Officer Brennan, did the defendant say whether or not he knew anything about the other subjects? A. Yes, he did.
"Q. And what was that? A. I asked him where the other two subjects were and he said, T don't know, I just came from Spencer'."
After further questioning along a line not relevant to this issue the witness was excused and the State rested.
Defendant relies on- this statement appearing as n. 37 in Miranda v. Arizona, 384 U.S. 436, 468, 86 S.Ct. 1602, 1625, 16 L.Ed.2d 694, 10 A.L.R.3d 974:
"In accord with our decision today, it is impermissible to penalize an individual for exercising his Fifth Amendment privilege when he is under police custodial interrogation. The prosecution may not, therefore, use at trial the fact that he stood mute or claimed his privilege in the face of accusation. Cf. Griffin v. California, 380 U.S. 609, 85 S.Ct. 1229, 14 L.Ed.2d 106 (1965); Malloy v. Hogan, 378 U.S. 1, 8, 84 S.Ct. 1489, 1493, 12 L.Ed.2d 653 (1964);
We need not decide whether this interrogation at such an early stage of the investigation came within the Miranda restrictions nor, as urged by the state, whether the question relating to defendant's knowledge of the two other subjects was within the limitations of the trial court's ruling relating to "charges against" Peterson. Conceding for the purposes of this opinion the court's ruling on the motion in limine was correct and that the answer of the witness violated it we do not believe defendant is entitled to a reversal.
It is important to categorize the situation presented to us on appeal. We do not consider this a case for the application of the harmless error rule announced by the United States Supreme Court in Chapman v. California (1967), 386 U.S. 18, 23-24, 87 S.Ct. 824, 17 L.Ed.2d 705, 710-711, and applied in Harrington v. California (1969), 395 U.S. 250, 89 S.Ct. 1726, 23 L.Ed.2d 284. Here no constitutionally inadmissible evidence was submitted for the jury's consideration. The trial court did not make any erroneous rulings on the evidence adverse to defendant. The answer complained of was stricken immediately. After defendant's motion for mistrial was denied, the witness returned to the stand and answered the identical question by quoting defendant's reply. Therefore, the only testimony in the record is that defendant did not stand mute, but answered the officer's question.
A reversal must be predicated upon the proposition that the first answer, forbidden by the ruling on the motion in limine, was so prejudicial, its effect upon the jury could not be erased by this procedure and defendant was denied a fair trial. Ordinarily the striking of improper testimony cures any error. State v. Carey (Iowa, 1969), 165 N.W.2d 27, 32. Only in extreme instances where it is manifest that the prejudicial effect of the evidence on the jury remained, despite its exclusion, and influenced the jury is the defendant denied a fair trial and entitled to a reversal. State v. Johnson (Iowa, 1971), 183 N.W.2d 194, 198; State v. Coffee (Iowa, 1970), 182 N.W.2d 390, 392. State v. Heisdorffer (Iowa, 1969), 164 N.W.2d 173, 176; State v. Olson (1958), 249 Iowa 536, 554, 86 N.W.2d 214, 225. We do not believe this is such a case.
There was no necessary connection between the question and defendant's involvement in the crime under investigation. The incident was not stressed by the state. It was not the kind of response which would likely incite the jury to prejudice against defendant. We can perceive of no reason why the procedure followed in. this instance was not sufficient to cure any error inherent in the first answer given by the witness.
Bruton v. United States (1968), 391 U.S. 123, 135, 88 S.Ct. 1620, 1627, 20 L.Ed.2d 476, 484, while holding the adverse effect of the admission of a co-defendant's confession could not be cured by an instruction limiting its evidentiary application to the confessor, stated:
"Not every admission of inadmissible hearsay or other evidence can be considered to be reversible error unavoidable through limiting instructions; instances occur in almost every trial where inadmissible evidence creeps in, usually inadvertently. 'A defendant is entitled to a fair trial but not a perfect one.' (Citing cases)"
See also State v. Mercer (1967), 261 Iowa 371, 374, 154 N.W.2d 140, 142; State v. Haifa (1955), 246 Iowa 1275, 1286, 71 N.W.2d 35, 42, cert. den. 350 U.S. 914, 76 S.Ct. 198, 100 L.Ed. 801.
The Ninth Circuit encountered a similar problem in United States v. Jiminez-Badilla (CA9, 1970), 434 F.2d 170. There a bank money bag was suppressed as evidence under Chimel v. California (1969), 395 U.S. 752, 89 S.Ct. 2034, 23 L.Ed.2d 685. An agent who was testifying for the government made reference to the money bag found during the search. Defendant's motion for mistrial was denied. Defendant contended error in admitting evidence in violation of defendant's rights can be held harmless only when the court can declare a belief that it was harmless beyond a reasonable doubt. Citing Chapman v. California (1967), 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705. The court said:
"In the present case, however, the evidence in question was not admitted in evidence. On the contrary, the court admonished the jury to disregard it and in effect the evidence was stricken.
"The general rule is that when evidence comes erroneously into the trial, such error usually may be cured by such warning to the jury — unless the impression created upon the jury thereby is so strong as to have prejudiced the defendant. Maestas v. United States, 341 F.2d 493 (10th Cir.1965)."
In United States v. Kershner (CA5, 1970), 432 F.2d 1066, 1071-1072, co-defendant, Smith, moved for a mistrial because the "government's witness, Long, after being cautioned only to testify with regard to what Kershner admitted he himself had done and having been questioned only as to Kershner's statements as to his own activity, blurted out, 'He [Kershner] said Smith almost killed a man.' The trial judge immediately ruled this voluntary interjection inadmissible hearsay and then and there gave a specific instruction to the jury to disregard the statement entirely."
The Court of Appeals set out the above quote from Bruton and then stated: "We regard Long's voluntary retort as an example of the very type of inadvertence to which the Court referred."
Innumerable federal cases apply the general rule stated in United States v. Jiminez-Badilla, supra. Some of the more recent decisions are: Russell v. United States (CA5, 1970), 429 F.2d 237, 239; United States v. Pollack (CA5, 1970), 427 F.2d 1168, 1170; United States v. Clayton (CA6, 1969), 418 F.2d 1274, 1276; United States v. Pritchard (CA5, 1969), 417 F.2d 327, 328; Jordan v. United States (CA9, 1969), 416 F.2d 338, 344; Nash v. United States (CA8, 1969), 405 F.2d 1047, 1053; United States v. Lipowitz (CA3, 1968), 401 F.2d 591, 592-593; McWilliams v. United States (CA8, 1968), 394 F.2d 41, 47.
However, even if we were to apply the Chapman v. California, supra, rule of harmless error, we believe stating of the answer here in violation of the motion in limine was harmless beyond a reasonable doubt. Testimony that defendant refused to answer this particular question was of such little significance under all the circumstances that it is highly unlikely to have been a determining factor in the decision of the jury. See United States v. Nasse (CA7, 1970), 432 F.2d 1293, 1303; United States v. Clayton, supra; Jordan v. United States, supra; United States v. Lipowitz, supra.
Error, if any, was cured by. the procedure followed in the instant case and was harmless. Defendant is not entitled to a reversal based thereon.
III. Defendant contended it was reversible error to receive the weapon found on the undercarriage of the truck in evidence "when (1) the weapon was never identified as belonging to the defendant, (2) there was no testimony that defendant even had possession of this weapon or any other weapon, (3) there was no need to introduce this weapon into evidence because it was not connected to the crime (such as in armed robbery or carrying a concealed weapon) and there was no testimony connecting the defendant with this weapon".
This language in State v. LaMar (1967), 260 Iowa 957, 962-963, 151 N.W.2d 496, 499, is opposite in connection with defendant's contention:
"It was a necessary part of the State's case to prove beyond a reasonable doubt that defendant had broken into the restaurant with the intent to commit larceny. Intent to commit a public offense is vital under Code section 708.8. State v. Burns, 190 Iowa 6, 8, 179 N.W. 843, 844; 12 C.J.S. Burglary § 2. The availability to the accused of tools or instruments of a type that could be used as a means of committing larceny or as showing preparation for the commission thereof, found at the scene, properly identified, was admissible as bearing on that intent. As tending to support this statement see State v. Harless, [249 Iowa 530, 534-535, 86 N.W.2d 210, 213]."
State v. Johnson (Iowa, 1968), 162 N.W. 2d 453, 456, has this statement:
" It is not required that a weapon or other instrument be identified positively before its admission can be had. It is only necessary that it be found under circumstances affording a basis for a reasonable inference on a point in issue. [Citing authorities]."
In State v. Ford (1966), 259 Iowa 744, 749, 145 N.W.2d 628, 641, defendant was charged with breaking and entering with intent to commit larceny. He was discovered under a pool table in a tavern by two officers called to investigate the crime. Under the table near where the defendant was hiding one officer found a hammer and a gun. Defendant admitted owning the hammer but denied owning the gun. On appeal defendant's contention the trial court had erred in admitting the gun was rejected. We said:
" Their identification as articles in defendant's possession at the time and place of the break-in, suitable and available for use in committing the crime, was sufficient to support their receipt in evidence."
It certainly can be said the gun was an article suitable for use in committing the crime of breaking and entering with intent to commit larceny and it was found under circumstances affording a basis for a reasonable inference it was available for defendant's use in connection with the crime charged. The court did not err.
As we find no reversible error, the case is affirmed.
Affirmed.
MOORE, C. J., and LeGRAND, REES and UHLENHOPP, JJ., concur.
MASON, RAWLINGS and BECKER, JJ., dissent.
REYNOLDSON, J., takes no part.