Case Name: Howard Paul GUIDRY, Petitioner-Appellee, v. Doug DRETKE, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent-Appellant
Court: United States Court of Appeals for the Fifth Circuit
Jurisdiction: United States
Decision Date: 2005-10-25
Citations: 429 F.3d 154
Docket Number: No. 03-20991
Parties: Howard Paul GUIDRY, Petitioner-Appellee, v. Doug DRETKE, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent-Appellant.
Judges: Before BARKSDALE, GARZA and DENNIS, Circuit Judges.
Reporter: Federal Reporter 3d Series
Volume: 429
Pages: 154–165

Head Matter:
Howard Paul GUIDRY, Petitioner-Appellee, v. Doug DRETKE, Director, Texas Department of Criminal Justice, Correctional Institutions Division, Respondent-Appellant.
No. 03-20991.
United States Court of Appeals, Fifth Circuit.
Oct. 25, 2005.
Kenneth A. Williams, Southwestern University School of Law, Los Angeles, CA, Robert M. Rosenberg, Wilton Manors, FL, for Guidry.
Tina J. Dettmer, Austin, TX, for Dretke.
Before BARKSDALE, GARZA and DENNIS, Circuit Judges.

Opinion:
PER CURIAM:
Treating the Petition for Rehearing En Banc as a Petition for Panel Rehearing, the Petition for Panel Rehearing is DENIED. The court having been polled at the request of one of its members, and a majority of the judges who are in active service not having voted in favor (Fed. R.App. P. and 5th CiR. R. 35), the Petition for Rehearing En Banc is DENIED.
The author of the underlying majority opinion, RHESA HAWKINS BARKS-DALE, Circuit Judge, offers the following comments regarding the Dissent to the Denial of Petition for Rehearing En Banc (Dissent to Denial).
Howard Guidry was convicted in Texas state court of murder for remuneration and given the death penalty (death-penalty conviction). The district court granted conditional habeas relief pursuant to the Antiterrorism and Effective Death Penalty Act of 1996, 28 U.S.C. § 2254 (AEDPA); our divided panel affirmed. The majority opinion and dissent from that opinion go into great detail regarding the numerous factual and legal issues surrounding AED-PA's application, including whether the district court abused its discretion in holding an evidentiary hearing. Guidry v. Dretke, 397 F.3d 306 (5th Cir.2005); id. at 331 (Garza, J., dissenting). Usually, no response is required to a dissent from the denial of en banc review; the underlying panel opinion is answer enough. This is an exception because the Dissent to Denial is wide of the mark. The most glaring instance is its reliance on an AEDPA issue that was never raised by the State in contesting the conditional habeas relief: the interplay of the properly-held eviden-tiary hearing and 28 U.S.C. § 2254(d)(2) (federal habeas relief to be granted if the state court "decision . was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding" (emphasis added)).
I.
For his death-penalty conviction, Guidry was granted conditional federal habeas relief on his Fifth and Sixth Amendment claims. Guidry, 397 F.3d at 309. The Dissent to Denial challenges only the majority's holdings on the Fifth Amendment (confession) claim. To understand why en banc review is not compelled for this extremely fact-specific appeal, a far more detailed recitation of the facts is required than is provided by the Dissent to Denial. Of course, the most complete recitation is found in the underlying opinion. See id. at 309-18. Although the following recitation is far more complete than that offered by the Dissent to Denial, it only scratches the surface.
On 1 March 1995, Guidry was arrested for bank robbery; in his possession was the gun used to murder Farah Fratta on 9 November 1994. Id. at 310. On 7 March 1995, while Guidry was being held on the bank-robbery charge, Detectives Roberts and Hoffman questioned him about Farah Fratta's murder, resulting in his confession. Id.
The testimony at the pre-trial hearing on Guidry's motion to suppress the confession provided "sharply contrasting versions of the interrogation leading to the confession". Id. Guidry claimed: his robbery-charge attorney had instructed him not to discuss anything with anyone; therefore, when interrogated about Farah Fratta's murder, Guidry requested his attorney; after his second request, Detectives Roberts and Hoffman left the room; on returning, they advised Guidry they had contacted his attorney, who had given Guidry permission to answer their questions; and, in reliance on such alleged permission, Guidry confessed. Id. at 311.
Guidry's suppression motion claimed his confession was violative of his Fifth Amendment rights. Id. at 310. At the 1996 (first) pre-trial hearing on the motion, Gottlieb, an attorney unaffiliated with the Guidry case, testified about a 15 March 1995 conversation in the chambers of a Texas state judge, who was not present. Id. at 312-13. Those present for the in-chambers conversation were Gottlieb, Gui-dry's two attorneys for his murder charge, an assistant district attorney, Detective Roberts, and another detective. Id. at 313. According to Gottlieb, while discussing the circumstances under which Guidry had confessed approximately a week earlier, Detective Roberts and the other detective stated that they had talked to Guidry's attorney and obtained his permission for them to talk to Guidry before they took his statement. Id. at 313. Gottlieb testified that she and other in-chambers attorneys were shocked that such permission would have been given to a person suspected of capital murder. Id.
Detective Roberts, on the other hand, gave inconsistent testimony at the 1996 (first) pre-trial hearing, ultimately testifying that he did not know whether Guidry had an attorney, and that he "never did confirm if he had an attorney". Id. at 311-12 (emphasis in original). As discussed infra, a second hearing was held after Guidry's attorneys at the first hearing were allowed to withdraw so they could testify about the in-chambers conversation. As he had done at the first hearing, Detective Roberts- gave inconsistent testimony at the 1997 (second) pre-trial hearing. First, he testified that he had "no knowledge that [Guidry] had an attorney"; later, he testified that Guidry had told him he had an attorney but never asked to speak with him. Id. at 312 (emphasis in original). He also testified that he had no recollection of the 15 March in-chambers conversation. Id. at 314.
Duerr, Guidry's robbery-charge attorney, testified at the 1996 (first) hearing that he never gave permission for anyone to .discuss such matters with Guidry. Id. at 313. At this point in the hearing, Gui-dry's two murder-charge attorneys, who had been present at the in-chambers conversation, moved to withdraw as Guidry's counsel so that they could testify about that conversation; the motion was granted. Id. (stating that both attorneys, in addition to Gottlieb, testified at the subsequent 1997 hearing).
The suppression motion was denied orally prior to trial. "Just before doing so, the state court stated that, for purposes of ruling on the admissibility of Guidry's confession, the 15 March in-chambers 'conversation was absolutely meaningless, except as it relatefd] to credibility. ' " Id. at 314 (alteration and emphasis in original). On 27 March 1997, the trial court -entered post-verdict written findings of fact and conclusions of law regarding its pre-trial denial of Guidry's suppression motion, but did not mention the attorneys' testimony at the two pre-trial evidentiary hearings regarding the in-chambers conversation. Id. at 314-15.
On direct appeal, the Texas Court of Criminal Appeals rejected, inter alia, Gui-dry's Fifth Amendment claim, holding "the trial court's findings were sufficiently detailed". Id. at 315 (quoting Guidry v. State, 9 S.W.3d 133, 142 (Tex.Crim.App. 1999), cert. denied, 531 U.S. 837, 121 S.Ct. 98, 148 L.Ed.2d 57 (2000)) (internal quotations omitted).
In May 2000, Guidry filed a state habeas petition raising, inter alia, his Fifth Amendment claim. Id. at 316. Two months later, without an evidentiary hearing, the state habeas trial court adopted verbatim the' State's proposed findings of fact and conclusions of law. Id. In November 2000, the Texas Court of Criminal Appeals denied habeas relief, ruling that the habeas trial court's findings and conclusions were supported by the record. Id. Guidry filed his federal habeas petition in November 2001, raising, inter alia, his Fifth Amendment claim and requesting an evidentiary hearing. Id. The district court "denied the State's summary judgment motion and ordered an evidentiary hearing for the voluntariness vel non of Guidry's confession". Id. at 316-17 (detailing the district court's concern about the substantial factual questions pertaining to Guidry's confession, including the state court's failure to evaluate the veracity of the attorneys' testimony as well as the detectives' inconsistent and contradictory testimony). In district court, the State never objected to the evidentiary hearing's being held. Id. at 317.
At the district court evidentiary hearing, Guidry and the attorneys gave "substantially the same testimony" as at the two state pre-trial hearings. Id. On the other hand, Detective Roberts' testimony contained several substantial differences from his state-court testimony. Id. For example, he testified for the first time that, prior to questioning Guidry, he had contacted an assistant district attorney to seek permission to do so because, based on the length of time Guidry had been in jail on the robbery charge, Roberts thought Guidry probably had an attorney. Id. at 317-18. As another example, Roberts testified, again for the first time, that he recalled the in-chambers conversation; and that, in the conversation, he never told Guidry's then murder-charge attorneys that, during Guidry's interrogation, he had contacted Guidry's robbery-charge attorney. Id. at 317.
Based on the evidentiary hearing, the district court ruled that, "pursuant to 28 U.S.C. § 2254(e)(1), Guidry, with the requisite clear and convincing evidence, rebutted the presumption of correctness AED-PA accords to state court determinations of fact". Id. at 318. Accordingly, in September 2003, the district court granted conditional habeas relief on, inter alia, Guidry's Fifth Amendment claim. Id. On appeal, our divided panel held, inter alia, that the district court: had not abused its discretion by conducting an evidentiary hearing; and had properly granted conditional habeas relief. Id.
II.
As is often the case, and understandably so, sharply differing views are offered for AEDPA's proper application to a state death-penalty conviction. In this instance, the differences are even more pronounced because the Dissent to Denial paints a picture greatly at odds with what has transpired, including during the appeal for which en banc review has been denied. The Dissent to Denial's most serious defect is its reliance upon an issue, never raised by the State, concerning the interplay of the district court evidentiary hearing and the strictures of 28 U.S.C. § 2254(d)(2) (federal habeas relief proper when the state court "decision . was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding").
A.
The Dissent to Denial at 162 n.3 acknowledges that it presents "[o]nly a thumbnail sketch" of these complicated facts. Nevertheless, the following five clarifications must be made to that all too brief recitation.
1.
Concerning Guidry's confession, the Dissent to Denial's block quote at 162 from the state trial court's factual findings is confusing because the Dissent to Denial does not explain that the events described in that quotation came after Guidry claims he was misled by Detectives Roberts and Hoffman. Thus, the Dissent to Denial fails to describe properly the role Detective Roberts played throughout Guidry's interrogation and subsequent confession. See Guidry, 397 F.3d at 311 (setting forth Detective Roberts' involvement, according to Guidry).
2.
The Dissent to Denial at 162 states that, after the interrogation at issue, the crucial in-chambers conversation took place "at a later date". That "later date" was a mere eight days after Guidry's interrogation and confession. Guidry, 397 F.3d at 310. This short interval between the two events is pertinent, because it reflects that the claimed in-chambers comments by Detective Roberts were made soon after Gui-dry's interrogation.
3.
According to the Dissent to Denial at 162, the in-chambers conversation "could have left the impression that Detective Roberts may have lied about his contacts with Guidry's [bank-robbery] attorney". If the attorneys testified truthfully, then Detective Roberts did indeed lie. Guidry, 397 F.3d at 313-14. (On the other hand, to conclude that the attorneys lied is to find that they concocted Guidry's version of the interrogation before he testified at the first evidentiary hearing, when two of the attorneys who had participated in the in-chambers conversation were his murder-charge counsel for that subsequent hearing. Id.)
4.
The Dissent to Denial at 163 maintains the state habeas court "held that Guidry failed to demonstrate a violation of his Fifth Amendment rights". As the state habeas court ruled, because Guidry's confession claim had been raised on direct appeal, the state habeas court was precluded from considering the issue and, thus, made only alternative rulings concerning the confession's admissibility. Guidry, 397 F.3d at 316, 325-26; Gill v. State, 111 S.W.3d 211, 214 n. 1 (Tex.App.-Texarkana 2003) ("The general doctrine . forbids an application for a writ of habeas corpus after direct appeal has addressed an issue".).
5.
In listing differences between Detective Roberts' testimony at the 1996 and 1997 pre-trial suppression hearings and at the 2002 district court evidentiary hearing, the Dissent to Denial at 163 fails to note two of the most, if not the most, important changes in that testimony. First, in state court, Detective Roberts testified that he did not know that Guidry had an attorney; in district court, however, Detective Roberts testified that, prior to questioning Guidry, he had contacted an assistant district attorney to seek permission to question Guidry because, based on Guidry's having been in jail for several days for the bank-robbery charge, Detective Roberts knew Guidry probably had an attorney. Guidry, 397 F.3d at 311-12, 317-18. Second, when testifying at the district court evidentiary hearing, Detective Roberts stated, for the first time, that he did recall the 15 March 1995 in-chambers conversation. Id. at 317.
B.
In addition to the above factual corrections, the Dissent to Denial's following five erroneous contentions about AEDPA's application must be addressed. Again, the most significant error is a claim never raised by the State: that § 2254(d)(2) limits the evidence that may be considered by the district court to that presented in state court, even if, as here, the district court did not abuse its discretion in holding an evidentiary hearing. That issue is not present in this appeal and, accordingly, was not considered.
1.
The Dissent to Denial at 162 charges the majority opinion with "send[ing] confusing signals" to district courts and state courts about AEDPA. Instead, a clear signal is transmitted: the deferential review mandated by AEDPA does not automatically equate with affirmance when the state court fails to make crucial findings to support its ruling. See Miller-El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003) ("Even in the context of federal habeas, deference does not imply abandonment or abdication of judicial review.").
2.
Contrary to the assertion by the Dissent to Denial at 162, the district court did not conduct an evidentiary hearing "solely to reassess the state court's credibility choices". Rather, as described in the ma jority opinion, the hearing was held for several reasons. Guidry, 397 F.3d at 321-22, 324 (explaining that the district court's decision to hold an evidentiary hearing was based on: testimony of Guidry and four attorneys forming the basis of a constitutional claim that, "if true, might entitle Guidry to relief'; unexplained and unmentioned "gaps, inconsistencies, and conflicting testimony" in the trial court's factual findings and legal conclusions; and omissions of key credibility determinations).
Along those lines, the majority opinion does not, as the Dissent to Denial suggests, "overtuml] the [state court] findings relating to the voluntariness of Gui-dry's confession" because of the above-referenced gaps, omissions, and unexplained testimony. Dsnt. to Denial at 163 (emphasis added). Rather, the majority affirms the district court's finding that, pursuant to 28 U.S.C. § 2254(e)(1), the presumption of correctness accorded those state court findings was overcome by the requisite clear and convincing evidence.
3.
The Dissent to Denial at 163 maintains the district court abused its discretion by holding an evidentiary hearing. The decision to hold that hearing was made after the district court had considered the State's summary judgment motion and ruled, within its discretion, that a hearing was required. Guidry, 397 F.3d at 316-17, 322 (noting that, in general, the State did not contest a district court's having discretion under AEDPA to conduct an eviden-tiary hearing; instead, it claimed an abuse of that discretion).
With certain exceptions, 28 U.S.C. § 2254(e)(2) bars an evidentiary hearing if the factual basis of a claim was not presented in state court. Section 2254(e)(2), however, was not at issue here; at issue was § 2254(e)(1) (presumption of correctness to be accorded state court factual findings may be overcome by clear and convincing evidence). Indeed, as the State conceded, § 2254(e)(2) did not bar an evidentiary hearing; the factual basis was more than adequately presented in. state court. Guidry, 397 F.3d at 323.
The district court's holding the hearing was consistent with our precedent. In other words, as held by the majority opinion, the district court did not abuse its discretion. Id. at 318-24. "Where a district court elects, in instances not barred by § 2254(e)(2), to hold an evidentiary hearing, the hearing may assist the district court in ascertaining whether the state court reached an unreasonable determination under either § 2254(d)(1) [(unreasonable application of law)] or (d)(2) [(unreasonable determination of the facts)]." Valdez v. Cockrell, 274 F.3d 941, 952 (5th Cir.2001), cert. denied, 537 U.S. 883, 123 S.Ct. 106, 154 L.Ed.2d 141 (2002); see Murphy v. Johnson, 205 F.3d 809, 815 (5th Cir.), cert. denied, 531 U.S. 957, 121 S.Ct. 380, 148 L.Ed.2d 293 (2000) (holding that Rule 8 of the Rules Governing Section 2254 Cases in the United States District Court vests district courts with discretion to conduct an evidentiary hearing, so long as it is not barred by § 2254(e)(2)); Clark v. Johnson, 202 F.3d 760, 765 (5th Cir.), cert. denied, 531 U.S. 831, 121 S.Ct. 84, 148 L.Ed.2d 46 (2000) (same).
Rather than citing to our court's precedent, the Dissent to Denial cites a decision from another circuit to support its abuse-of-discretion contention. Dsnt. to Denial at 164 (citing Villafuerte v. Stewart, 111 F.3d 616, 633 (9th Cir.1997), cert. denied, 522 U.S. 1079, 118 S.Ct. 860, 139 L.Ed.2d 759 (1998)). The Dissent to Denial fails to note, however, a more recent decision from that circuit: Taylor v. Maddox, 366 F.3d 992 (9th Cir.), cert. denied, 543 U.S. 1038, 125 S.Ct. 809, 160 L.Ed.2d 605 (2004). Taylor held a state court's failing to make findings on critical evidence negated the § 2254(e)(1) presumption of correctness and caused the fact finding to be unreasonable; because petitioner relied only on the state court record, the circuit court engaged in its own fact finding. Id. at 1007-09.
4.
Undeterred by the State's concession that the evidentiary hearing was not barred by § 2254(e)(2), the Dissent to Denial at 164 opines that the majority opinion "appears to broach the 'new evidence' prong of AEDPA Section 2254(e)(2)". This charge rests on Detective Roberts' changed testimony between the state and federal hearings. Id.; Guidry, 397 F.3d at 311-12, 317-18.
Again, except in limited circumstances, consideration of new factual claims is barred where "the applicant has failed to develop the factual basis of a claim in State court proceedings". 28 U.S.C. § 2254(e)(2). Detective Roberts was one of the State's key witnesses on the Fifth Amendment claim. His changing his state-court testimony at the federal evi-dentiary hearing does not fall within § 2254(e)(2)'s proscription. On this record, it is a stretch indeed to suggest § 2254(e)(2) might bar considering Detective Roberts' testimony at the district court evidentiary hearing because he changed his testimony from that- given in state court when questioned on the same points.
5.
Finally, the Dissent to Denial's most serious error is maintaining the majority opinion violated § 2254(d)(2). Section 2254(e)(1), not § 2251 (d)(2), was at issue in this appeal. Section § 2254(d)(2) provides that habeas relief shall not be granted for any claim adjudicated on the merits in state court unless the adjudication "resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding". 28 U.S.C. § 2254(d)(2) (emphasis added). Its counterpart, § 2254(d)(1), provides that habeas relief shall not be granted for any claim adjudicated on the merits in state court unless the adjudication "resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law". 28 U.S.C. § 2254(d)(1).
In claiming only the state court record could be considered, notwithstanding the district court evidentiary hearing, the Dissent to Denial at 164 relies on the "evidence presented in the State court proceeding" language of § 2254(d)(2). In support, it cites Holland v. Jackson, 542 U.S. 649, 124 S.Ct. 2736, 2737-38, 159 L.Ed.2d 683 (2004), which held that, after the district court granted the State's summary judgment motion, the circuit court erred under § 2251(d)(1) in deciding that the state court's application of Supreme Court ineffective-assistance-of-counsel precedent was unreasonable because the circuit court relied on "evidence not properly before the state court". In Holland, however, there was no evidentiary hearing in district court and § 2254(d)(1), not § 2251(d)(2), was at issue. Id. ("Under the habeas statute, [a] statement [relied upon by petitioner and first presented in state court after habeas relief was denied] could have been the subject of an eviden-tiary hearing by the District Court . if the conditions prescribed by § 2254(e)(2) were met.").
More to the question at hand, the State did not raise this issue on appeal. Guidry, 397 F.3d at 325. Therefore, unless the issue is jurisdictional, it cannot be the ba sis for granting en banc review. This rule is so well established that citation to authority should not be necessary. See, e.g., United States v. Southland Mgmt. Corp., 326 F.3d 669, 677 (5th Cir.2003) (en banc) (Jones, J., concurring) (regarding an issue presented for the first time to the en banc court in a court-ordered supplemental brief: "[W]e review only those issues presented to us; we do not craft new issues or search for them in the record . In short, it is not for us to decide which issues should be presented, or to otherwise try the case for the parties", (quoting United States v. Brace, 145 F.3d 247, 255-56 (5th Cir.) (en banc), cert. denied, 525 U.S. 973, 119 S.Ct. 426, 142 L.Ed.2d 347 (1998))).
Because the State relied only on § 2254(e)(1), the scope and limitations of § 2254(d)(2) were not at issue on appeal. Indeed, the State's not raising a § 2254(d)(2) claim was noted in the majority opinion: "The State does not claim, in the alternative, that, even if the district court's [§ 2254](e)(1) ruling is correct, its [§ 22541(d)(2) ruling was incorrect. Therefore, that question is not before us". Guidry, 397 F.3d at 325 (emphasis added). In its Petition for Rehearing En Banc, the State does not challenge this conclusion.
As noted, the only exception that would allow our court sua sponte to consider the newly claimed strictures of § 2254(d)(2) would be if they were jurisdictional. In Miller-El v. Dretke, — U.S. -, 125 S.Ct. 2317, 162 L.Ed.2d 196 (2005), evidence added to the record after the federal habeas petition was filed (the State did not object; no evidentiary hearing was held) played a key role in habeas relief being granted by the Supreme Court. Id. at 2335 n. 15. In challenging consideration of this supplemental evidence as being outside the state court record, and, therefore, claiming this violated the strictures of § 2254(d)(2), Justice Thomas maintained that those "strictures . are not discretionary or waivable. Through AEDPA, Congress sought to ensure that federal courts would defer to the judgments of state courts, not the wishes of litigants". Id. at 2349 (Thomas, J., dissenting). In taking this position, Justice Thomas suggested that those strictures may be jurisdictional. Id. This position was not, however, adopted by the Court. Id. at 2335 n. 15.
In any event, the Dissent to Denial does not make a jurisdictional claim concerning § 2254(d)(2). In short, its assertions about that section and its interplay with evidence developed in a district court evi-dentiary hearing must await another appeal. The majority opinion takes no position on this issue.
III.
A majority of our court has decided that this extremely fact-intensive matter will not receive en banc review. The Dissent to Denial offers various reasons for granting such review, but they are simply inconsistent with the record for this proceeding, including the majority opinion's precedent-supported holdings. AEDPA's application to state death-penalty convictions is complicated and subject to differing views. In this instance, however, the differences stated by the Dissent to Denial fall far short of demonstrating why our court should conduct en banc review, especially for the § 2254(d)(2) issue never raised by the State.