Case Name: ADENAW v. PIFFARD et al.
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1910-03-09
Citations: 121 N.Y.S. 825
Docket Number: 
Parties: ADENAW v. PIFFARD et al.
Judges: 
Reporter: West's New York Supplement
Volume: 121
Pages: 825–833

Head Matter:
ADENAW v. PIFFARD et al.
(Supreme Court, Appellate Division, Fourth Department.
March 9, 1910.)
1. Witnesses (§ 175 )—Competency—Testimony Against Representative of Decedent—Transaction with Decedent—Admission of Testimony— Depositions—Effect.
Code Civ. Proc. § 829, prohibits a party from testifying in his own behalf against an executor as to a personal transaction between witness and decedent, except where decedent’s testimony is given in evidence on the-same transaction. In an action by an executrix, commenced by decedent, to recover possession of personalty, in which the reply alleged that the property was delivered to defendant under “an” agreement, plaintiff read in evidence decedent’s deposition taken while she was ill, to the effect that the property had been in her possession for about 15 years, but she delivered it to defendants and afterwards demanded it, being then the owner, but delivery was refused. Held, that the deposition was to the effect that, no disposition was made of the property by decedent in any of the transactions between herself and defendants so as to permit defendants to testify fully as to the nature of all the transactions between them and decedent relating to the property.
[Ed. Note.—For other cases, see Witnesses, Cent. Dig. §§ 711-721; Dec. Dig. § 175. ]
2. Set-Off and Counterclaim (§ 29 )—Right of Action.
In an action to recover possession of personalty delivered to defendant’s possession by plaintiff’s testatrix, a counterclaim for damages for breach of an agreement by testatrix to permit the property to remain in defendant’s house until testatrix’s death, when it should become the property of defendants, and to devise to defendant certain realty or its equivalent in cash, alleged facts arising out of the transaction which was the basis of plaintiff’s action, and was directly connected with the subject-matter thereof, so as to be available as a counterclaim under the direct provisions of Code Civ. Proc. § 501.
[Ed. Note.—For other cases, see Set-Off and Counterclaim, Cent. Dig. §§ 49-51; Dec. Dig. § 29. ]
3. Set-Off and Counterclaim (§ 29 )—Subject-Matter—Damages.
Where decedent in her lifetime sued to recover possession of personalty delivered to defendant, she thereby repudiated her agreement to permit defendant to keep the property until decedent’s death, when it should become defendant’s, and to devise defendant certain realty, so as to authorize defendant to counterclaim for damages for breach of the agreement.
[Ed. Note.—For other cases, see Set-Off and Counterclaim, Dec. Dig. § 29. ]
McLennan, P. J., and Kruse, J., dissenting.
Action by Louise C. Adenaw, as executrix of M. Emeline McMillan, against Pauline A. Piffard and another. Motion for new trial upon plaintiff’s exceptions. Order to be heard in the first instance by the Appellate Division. Exceptions overruled, and judgment directed for defendants upon verdict.
Argued before McLENNAN, P. J., and SPRING, WILLIAMS, KRUSE, and ROBSON, JJ.
Kidder M. Scott and Edwin A. Nash, for plaintiff.
John F. Connor, for defendants.
For other cases see same topic & 8 number in Dec. & Am. Digs. 1907 to date, & Rep’r Indexes.
For other cases see same topic & §■ number in Dec. & Am. Digs. 1907 to date, & Rep’r Indexes

Opinion:
WILLIAMS, J.
The plaintiff's exceptions should be overruled, and the motion for a new trial denied with costs.
The action was brought in the lifetime of plaintiff's testatrix to recover possession of personal property. The defendants were husband and wife, and by separate answers denied that the testatrix was entitled to the possession of the property, and set up an agreement by parol, whereby the testatrix agreed, among other things, that the property sought to be recovered should be put in defendants' house, - and remain there during the lifetime of testatrix, and at her death should become the property of the defendant, Mrs. Piffard, and to leave to her by will real estate in New York City or cash or securities of the value of such real property, alleging breach by testatrix of the agreement and damages. The plaintiff replied to this defense, denying the agreement alleged, setting up the agreement she claimed was made, a breach thereof by Mrs. Piffard, etc. The reply was served in October, 1906. Testatrix died in October, 1907. Plaintiff was substituted in June, 1908, and the trial was had as stated above in May, 1909.
First. As to the question raised under section 829, Code Civ. Proc. After issue was joined, and, of course, before the death of the tes tatrix, she being an invalid and liable not to be able to attend the trial, her evidence was taken out of court. Upon the trial the plaintiff read from her deposition so taken evidence that she delivered the personal property sought to be recovered at the residence of the defendants about June 1898-99; that the property had theretofore been in her, testatrix's, possession for about 15 years, and she was the owner thereof when delivered to defendants, and had been for a long time prior thereto; that she demanded it of the defendants in the fall of 1903, before this action was commenced; that they refused to deliver it to her;' that at the time of refusal by defendants to deliver property to her, as requested, testatrix had never parted with the ownership of the same, nor mortgaged, nor sold it; that it was removed to the residence of defendants from testatrix's home, where it had been used as furnishing therefor. The plaintiff then rested, and the defendants were called as witnesses and testified to the defense set up by them in their answer to the parol agreement with reference to the personal property and the real property in New York City. All their evidence was given under objection by plaintiff to its competency under section 829 of the Code of Civil Procedure. The defendants claimed that by the introduction of the evidence of the testatrix from the deposition the plaintiff had opened the door, and rendered the evidence of the defendants as to the various interviews with her with reference to the alleged parol agreement competent and proper.
It seems to me that the door was opened by plaintiff sufficiently to admit this evidence of the defendants. The testatrix in her deposition' had testified that she delivered the property to the defendants; that she was then the owner of it, had been in possession of it for 15 years; that at the time she demanded it of defendants she had never parted with the ownership of it, nor mortgaged nor sold it. She had alleged in her reply that she delivered the property to the defendants under an agreement, and this evidence was equivalent to saying that in none of the transactions between herself and the defendants with reference thereto was any disposition made of the property to them. It was not the case of a single interview, being sworn to by a testatrix. It was saying that at no interview at any time had she disposed of any interest in the property to the defendants. If she had testified to a single interview, the evidence of defendants would necessarily have been confined to that one, and evidence as to others have been inadmissible. Martin v. Hillen, 142 N. Y. 140, 36 N. E. 803, and Rogers v. Rogers, 153 N. Y. 343, 47 N. E. 452, and cases therein referred to. Nay v. Curley, 113 N. Y. 575, 21 N. E. 698, was an action by administrators to recover a loan made defendant by their intestate. The 'plaintiff gave in evidence a check made by and delivered to defendant by the intestate payable to his order, indorsed by him and upon which he had received the money. This was claimed to have constituted the loan. The presumption from this evidence would have been that the check was given in payment of a debt, and not as a loan. Koehler v. Adler, 78 N. Y. 287; Poucher v. Scott, 98 N. Y. 422. In order to avoid this presumption, the plaintiffs called the defendant as their witness, and asked him if at the time he received the check the intestate owed him anything, to which he answered, "No." A prima facie case of a loan was then made out. There was no presumption that the delivery of the check was a gift. Grey v. Grey, 47 N. Y. 552. The plaintiffs upon this proof rested their case. The defendant was then called as a witness for himself, and asked what took place between the intestate and himself when the check was delivered. An objection was made under section 829 of the Code of Civil Procedure, and this evidence was excluded. The Court of Appeals held that, while the defendant was not permitted to give the evidence unless the plaintiffs had opened the door, yet by their examination of defendant and proof that the intestate was not indebted to him they had so opened the door. It will be seen that plaintiffs' proof did not directly show any personal transaction between the parties. It merely rebutted the presumption as to the nature of the transaction, which existed before defendant's statement as to indebtedness was made. The court held that by giving this proof the plaintiffs in effect gave proof as to the transaction between the parties when the check was given, and opened the way to defendant to testify to what that full transaction was; that the plaintiffs by giving the proofs they did showed that the transaction was not a payment of debt, but by eliminating this element characterized the transaction as a loan; that the form of the-question did not matter inasmuch as it in substance called for an affirmance or negation as to the character of the transaction.
In this case the property was concededly delivered by the intestate to the defendants under some agreement, by parol, made between the parties. By the issue raised in the pleadings the question was raised as to the nature of that agreement. The plaintiff proved by the'evidence of the testatrix that she had never in any way parted with the-ownership of the property, never mortgaged nor sold it. In giving-this evidence she characterized the transactions between herself and the defendants in which the parol agreement was made, and by so-doing the door was opened to the defendants to testify fully to the nature of such transactions. The same principle seems to be here-involved that was decided in Nay v. Curley, above. This agreement was made not in a single transaction between the parties, but in a series of transactions, and, the evidence of the plaintiff being as it was-general, related to all the various transactions, and opened the way to-defendants to give evidence as to all of them. I do not deem it essential to analyze the several cases cited by counsel, but call attention-to Potts v. Mayer, 86 N. Y. 302; Cole v. Sweet, 187 N. Y. 488, 80 N. E. 355; Tooley v. Bacon, 70 N. Y. 34.
Second. The other points made by the plaintiff are not well taken. (1) The counterclaim set up by the defendants arose out of the same-transaction which was the basis of the plaintiff's claims, and was directly connected with the subject of the action. It was therefore available under section 501, Code Civ. Proc. Ter Kuile v. Marsland, 81 Hun, 420, 31 N. Y. Supp. 5; Empire Feed Co. v. Bank, 30 App. Div. 476, 52 N. Y. Supp. 387; Cooper v. Kipp, 52 App. Div. 250, 65 N. Y. Supp. 379, and cases therein referred to. (2) We think-the counterclaim maintainable, though plaintiff was living when the-action was commenced. She, having refused to carry it out, repudiated it. Schell v. Plumb, 55 N. Y. 592. (3) There seems to- have been an adequate consideration for the agreement. All concur, •except McLENNAN, P. J., who dissents in an opinion and KRUSE, J., who dissents on ground stated by him.