Case Name: In the Matter of Abraham H. Kaffenburgh, an Attorney
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1906-11-05
Citations: 115 A.D. 346
Docket Number: 
Parties: In the Matter of Abraham H. Kaffenburgh, an Attorney.
Judges: 
Reporter: Appellate Division Reports
Volume: 115
Pages: 346–350

Head Matter:
In the Matter of Abraham H. Kaffenburgh, an Attorney.
First Department,
November 5, 1906.
Attorney disbarred — aiding escape of client out on bail—practicing under name of suspended attorney.
An attorney who, seeking to prevent the extradition of a client, aids him in escaping from the State where he was admitted to bail, is guilty of unprofessional conduct and should be disbarred.
So, too, an attorney who continues to practice under the name of a firm, one member of which is dead and the other suspended from' practice, is guilty of deceit and malpractice and should be disbarred. The attorney cannot justify himself by filing a certificate with the county clerk to the effect that he was continuing the business under the name of such firm in compliance with section 363 of the Penal Code, as the provisions of such section have no application.
Motion to disbar an attorney.
Howard Taylor for the petitioner.
John B. Stanchfield, for the respondent.

Opinion:
Per Curiam:
This is a proceeding instituted by.the .Association of the Bar of the City of New York against an attorney, asking that he be disbarred. It appears that the respondent was a clerk with a firm of attorneys practicing law in New York city under the name of Howe & Hummel, of which Abraham H. Hummel was a partner, William F. Howe, a former member of the firm, having been dead for. some years. Hummel has been convicted of an offense and has been suspended from practice pending an appeal from the judgment of conviction. This conviction was based upon a conspiracy in an action for divorce in the Supreme Court of this State of Clemence Dodge against Charles F. Dodge.
After Dodge had been brought back to this State and had testified in a proceeding to set aside a decree of divorce obtained against him, which testimony he gave was false, Dodge went to Texas. .The proceeding having come to the attention of the district attorney, he endeavored to procure the extradition of Dodge from the State of Texas. Hummel advised the parties who had retained him that, it was necessary to keep Dodge away from New York. The respond ent, with a partner of Hummel's and another clerk, went to'Texas and endeavored to prevent Dodge's extradition. The proceedings instituted by this respondent included habeas corpus proceedings before the courts of Texas, and pending the hearing of this proceeding Dodge was admitted to bail. Having thus procured Dodge's • release, the respondent chartered a boat and started to take Dodge to Mexico in order to avoid the extradition proceedings. The captain of the boat, not having the necessary papers to enable him to enter the Mexican port, refused to go to Mexico and returned to Texas, whereupon Dodge and this respondent under an assumed name endeavored to escape, but were finally captured. Dodge was finally brought back to Hew York and testified on the trial of Hummel. An answer was filed by the respondent which makes no. denial of any of the allegations as to the respondent's acts in Texas. Upon the petition and answer a motion was made for an order suspending the respondent from practicing as an attorney and counselor or for ah order appointing a referee to take proof as to his conduct and report upon the same to this court. From an affidavit upon which this application was based it appeared that after Hummel was convicted of conspiracy and suspended from practice this respondent, although not Hummel's partner, filed a certificate with the county clerk to the effect that he was continuing the business of the firm of Howe & Hummel and that he appropriated that name to himself alone, and since the suspension of Hummel this respondent has been continuing the practice of the law under the name of Howe & Hummel and has appeared as attorney for various parties in actions upon the calendar bf this court under the name of Howe & Hummel. It thus appears that this respondent, an attorney of this court, is engaged in practicing law and appearing generally in actions and special proceedings under the firm name of Howe & Hummel — Howe being dead and Hummel. suspended from practice. These facts are not denied' or in any way explained, the brief submitted expressly admitting them but claiming that they constitute no offense or professional impropriety and that there was no'occasion to appoint a referee to prove or disprove the admitted facts. The question is, therefore, whether an attorney of this court, conducting himself as heretofore described, should be permitted to continue the practice of law. The respondent went to Texas to defeat an attempt to extradite Dodge to the county of Mew York. His appearance in the courts of Texas and his position there were based 'upon the fact that lie was a member-of the bar of the State of Mew York. He was entitled to resist the extradition" of his client by all lawful means, but when, having obtained his client's admission to bail, he entered into a scheme to get his client out of the jurisdiction of the Texas court and into a foreign country by hiring a boat and leaving Texas and, when forced to return to , Texas, he endeavored to avoid the officers of the. law by an assumed name, he was guilty of conduct that was unprofessional and guilty of deceit and malpractice which makes it quite improper for him to remain a member of the profession.
In connection with this conduct we should notice the method .that he has adopted, in practicing the law since his employer's conviction and suspension from practice. By section 55 of the Code of Civil Procedure, a party to a civil action may/prosecute or defend the same in person or by attorney. Section 56 of the Code of Civil Procedure, which relates to the admission of attorneys to practice law,.provides for a board of law- examiners to examine all persons applying for admission to practice. Such board shall certify to the Appellate Division of the Supreme Court as to every person who shall pass such examination. Upon such certificate, if the Appellate Division of the Supreme Court shall find such person is of good moral character, it shall enter an order licensing and admitting him to practice as an- attorney and counselor in all the courts of this State, By section 59 of the Code of Civil Procedure' a person admitted as prescribed in the three preceding. sections must, upon his admission, take the constitutional oath of office and subscribe the same in a roll or book to be kept in the offied of the clerk of the Appellate Division of,the Supreme Court for that purpose, and every person thus complying with the provisions of this section of the Code and admitted to practice as an attorney and taking the constitutional oath of office becomes a public officer, and as such public officer he becomes entitled to appear and prosecute and defend actions in the courts of the State. Section 63 of the Code of Civil Procedure provides that a person shall" not ask or receive directly or indirectly compensation for appearing as attorney in a court "or before any magistrate in the city of Méw York, or make it a business to practice as an attorney in a court or before a magistrate in said city, unless lie has been regularly admitted to practice as an attorney or counselor in the courts of record of this State. By section 64 of the Code of Civil Procedure a person who violates these provisions is guilty of a misdemeanor and shall be punished by imprisonment in the county jail or by a fíne or by both. By section 72 of the Code of Civil Procedure it is provided that if an attorney knowingly permits a person not being his general law partner or a clerk in his office to sue out a mandate or to prosecute or defend an action in his name, he and the person who so uses his name each forfeits to the party against whom the mandate has been sued out or the action prosecuted or defended the sum of fifty dollars, to be recovered in an action. This right to prosecute or defend an action or special proceeding is a personal right vested in the officer who has been duly appointed and taken the constitutional oath of office. When thus duly constituted an attorney and counselor at law he becomes a part of the judicial machinery of the State to assist the administration of justice. He is not engaged in conducting and prosecuting a business in this State within section 363b of the Penal Code, and no certificate he could file would authorize him to practice law and prosecute and defend actions in the name of a dead man and a man suspended from practice. It is entirely clear that section 363b of the Penal Code has no application. In the first place that section does not authorize any person to carry on any business upon the filing of a certificate. It is .a penal provision which provides that no person shall hereafter carry on or conduct or transact business in this State under any assumed name or under any designation, name or style, corporate or otherwise, other than the real name or names of the individual or ' individuals conducting or transacting such business, unless siich person shall file in the office of the clerk of the county a certificate setting forth the name under which the business is or is to be conducted or transacted, and. that any person or persons carrying on or conducting the business as aforesaid, who shall not comply with the provisions of this act, shall be guilty of a misdemeanor. The section contains no express authority for carrying on any business under an assumed name, but the individual who carries on such business, except upon complying with these conditions, is guilty of a crime. If, however, a person was expressly authorized to carry on a business upon complying with such conditions, that would clearly have no relation to the right of an officer of the court in appearing to -prosecute and defend actions where such right is purely personal and vested in the officer appointed for that purpose.
Here this respondent had assumed to use the name under which lie is practicing law of a person whom this court has suspended in consequence of his conviction of a crime. Section 67 of the Code of .Civil. Procedure provides that an attorney and. counselor who is-guilty of any deceit or malpractice may be suspended from practice or removed from office by the Appellate Division of the Supreme Court.
We think the particulars above mentioned also establish that the respondent has been guilty of such fraud and malpractice as requires us to remove him from his office as attorney and counselor at law. The application should, therefore, be granted and the respondent's name stricken from the rolls of attorneys of this court.
Present — O'Brien, P. J., Ingraham, Laughlin, Clarke and Scott, JJ.
Application granted and respondent's name stricken from the rolls. " -