Case Name: The People, Resp'ts, v. Henry Carlton, App'lt
Court: New York Court of Appeals
Jurisdiction: New York
Decision Date: 1889-10-08
Citations: 26 N.Y. St. Rep. 434
Docket Number: 
Parties: The People, Resp’ts, v. Henry Carlton, App’lt.
Judges: 
Reporter: New York State Reporter
Volume: 26
Pages: 434–438

Head Matter:
The People, Resp’ts, v. Henry Carlton, App’lt.
(Court of Appeals,
Filed October 8, 1889.)
1. Criminal law — Murder—Self defense.
It is the right of an officer to use force to overcome resistance or prevent the escape of a fleeing criminal, and a citizen may not lawfully ofíer forcible resistance to an attempted arrest until all other means of peaceably avoiding it have been exhausted, and it is only in the last extremity that the right to use a deadly weapon under any circumstances arises.
2. Same.
There is no rule of law which authorizes one person to shoot another with a deadly weapon because that other is about to strike him wjth_ a club, unless the assailed person has reason to fear for his life or the infliction of great bodily harm.
Appeal from judgment of the court of general sessions of New York, convicting defendant of the crime of murder in the first, degree.
Wm. F. Howe, for app’lt; Jno. W. Goff, ass’t dist. atty., for resp’ts.

Opinion:
Ruger, Ch. J.
The defendant was convicted of the crime of murder in the first degree, by the court of general sessions of New York, and he appeals from the judgment entered thereon to this court under the recent statute regulating appeals in capital cases. Chap. 493, Laws of 1887. In such cases the record upon which the appeal is heard in the appellate court is made up by the clerk and the papers composing it are specifically pointed out by the statute. Theoretically this record constitutes a bill of exceptions, and, as it is prepared upon the request of the appellant, it is properly called his bill of exceptions.
The record in this case is, in form, a compliance with the requirements of the statute and is not obnoxious to the criticism made upon it by the defendant's counsel that it is not a bill of exceptions made by the defendant.
No question was made upon the trial but that the deceased was killed by a pistol shot, or but that the defendant fired the pistol with the intention of shooting the deceased. The defense, on the merits, was that the shooting was done in self defense. The proof tended to show that the defendant was a man of idle and dissolute habits, about twenty-seven years of age, who left home on the evening of October 28, 1888, to attend a wedding, talcing with him a self-coclcing revolver, containing five chambers, all loaded. About midnight he left the marriage festivities, and, strolling into Third avenue, met two of his associates, with whom, from that time until about 5 o'clock on Sunday, morning he was engaged in visiting and patronizing various drinking saloons in that neighborhood. They finally arrived at Tucker's, a saloon on the corner of Thirty-third street and Third avenue. Here they met one Eoesler, a stranger, and, for some undisclosed reason, seemed to think him a favorable subject to annoy and impose upon. They demanded that he should treat them, and, upon his refusal, took his umbrella from him and refused to return it to him on request. Eoesler, finally obtaining it, left the saloon with the intention of going to his place of residence, which was within a few doors of the saloon on the same street. The defendant and his companions followed him out and had further controversy with him on the street, snatching his umbrella from him and evading his efforts to retake it The deceased, who was an officer, dressed in a poEceman's uniform, came up and commanded the defendant and his companions to give up the umbrella to Eoesler and to go home. They apparently obeyed the command and departed, going down Third avenue. Eoesler went down Thirty-third street to his home, and while unlocking his door heard someone say, " Here, Charlie, I want to speak to you." He turned around, discovered the defendant and his companions behind him, and was immediately struck a violent blow in the face by the accused. Eoesler thereupon commenced and continued to halloa "murder," "watch," "police," and the defendant and his companions fled up the street towards Third avenue. On the corner of the street and avenue they were met by the deceased, and he held out his arms with the apparent intention of stopping them.. The defendant's associates dodged away from the officer, and, running across the street, escaped
The defendant, however, advanced until he was within two or three feet of the deceased, and drew his pistol and stood on his defense. He promptly fired four shots therefrom in rapid succession, each shot taking effect upon the officer, two of them being probably fatal. After the second shot some one was heard to exclaim, "I will Mil you" The officer was then sinking to the earth, apparently from exhaustion occasioned by the wounds inflicted upon him. After the third shot the defendant backed away from the officer to the center of the street, and, while in the act of retiring, fired a fourth time at the prostrate officer. The noise of the shooting attracted other officers to the place, and the defendant was surrounded and arrested within two hundred feet from the place of the homicide, having thrown his pistol into the middle of the street, where it was found immediately thereafter by one of the officers.
The defendant, who was sworn in his own behalf, stated that the officer advanced towards him with upraised club and struck him, saying at the same time, " I will kill you," and he, fearing-that he was in danger of being killed, or suffering great bodily injury, shot the deceased in self defense. This version of the transaction conflicted with the testimony of the eye witnesses to the affray, and is not supported by the probabilities of the case. The-theory that the shooting was done in self defense did not occur to-the defendant when he was examined at the station house immediately after the affray, for he then denied altogether that he had. shot the officer.
There can be no reasonable doubt but that the verdict of the-jury was fully supported by the evidence, and the defendant-makes no point upon that question.
The questions presented upon the argument relate wholly to-exceptions taken by the defendant to the charge and refusals to charge by the trial court. The requests were most of them quite-unintelligible, based upon incongruous and confounded assumptions of fact, and ignoring, to a large degree, the essential elements upon which proper requests to charge should have been, founded.
The first refusal complained of is to the broad request that a. police officer has no right to strike, or attempt to strike, a person he is attempting to arrest. This request was properly refused, as-it is undoubtedly the right of an officer to use force to overcome resistance or prevent the escape of a fleeing criminal, and the request took no notice of the limitations upon the rule.
The second request is of a similar character and ignores altogether the circumstances of flight or resistance as justifying an-officer in using force in making an arrest.
The third request was to the effect that it is the duty of an officer to give notice of an intention to make an arrest before using or attempting to use violence upon the accused, and, if, without giving such' notice, he struck or attempted to strike him, or even to take him into custody, the accused had a right to resist, and if in so resisting he killed the officer he cannot be convicted of murder in the first degree. It is quite absurd to assert that-.such a request correctly states any legal principle. The request, in effect, asked the court to charge that a suspected criminal may deliberately and premeditately shoot and kill an officer attempting to make an arrest, irrespective of all other circumstances, without incurring the penalty for murder in the first degree, unless the officer shall in all cases first give notice of his intention to-arrest. A homicide committed under such circumstances would neither be justifiable or excusable within the description of those-crimes as defined by the Penal Code, § 203, 204, 205, Penal Code,, and therefore comes within the definition of murder in the first degree. Section 183, Penal Code. Even supposing it to be the duty of an officer to give notice of an intention to arrest, before doing so, it by no means follows that the person sought to be arrested has the right to shoot or murder the officer for attempting to arrest without notice. He may not lawfully offer forcible resistance to such attempted arrest until all other means of peaceably avoiding it. have been exhausted and it is only in the last extremity that the-right to use a deadly weapon, under any circumstances, arises.
For similar reasons the fifth request was properly refused.
There was no proof in the case that required any instruction-from the court in relation to the effect which intoxication would have upon the capacity of the accused to form a deliberate intention, and the request in relation to that subject was therefore: properly refused. It may also be said that it was not claimed on the trial but that the defendant deliberately and designedly shot the deceased and effected his death.
So too the request to charge that if the accused was excited by passion aroused by an insult received from. Roesler and believed! the officer was intending to strike him with a club, and shot the officer while in such passion, he could not be convicted of murder in the first degree, did not present a case either of excusable or justifiable homicide authorizing the killing of a human being.. Heither does it present the case of a person who, in the heat of passion, kills another without using a deadly weapon, or by the; use of means neither cruel or unusual. There is no rule of law which authorizes one person to shoot another with a deadly weapon because that other is about to strike him with a club, unless the assailed person has reason to fear for his life or the infliction of great bodily harm.
This rule the court most clearly laid down to the jury, and charged them that if the accused was attacked in such a manner or under such circumstances as to furnish reasonable grounds for apprehending a design to take a way his life, or to do him some-great bodily harm, and there was reasonable ground for believing; the danger imminent, and that such design would be accomplished,, he might safely have acted upon appearances, and killed his-assailant, if that had been necessary to avoid the apprehended. danger.
The rule was stated to the jury quite as favorably as the defendant could lawfully claim, and rendered any amplification of the charge on that subject unnecessary.
The counsel for defendant also criticises the expression of the-trial court that the instrument used was a dangerous weapon, and claims that this was a question of fact for the jury. We are of the opinion that the court was justified in assuming that this instrument was a dangerous weapon within the authorities. Thomas v. People, 67 N. Y., 218; Russell on Crimes, 118, 474.
We have carefully examined the other exceptions taken in the case, and find none which require particular notice.
The trial was conducted in a manner that elicited the approval of the defendants counsel at the close of the case, and we are of the opinion that no substantial errors were committed thereon to> the prejudice of the defendant. The crime seems to have been, committed in a spirit of reckless bravado and defiance of law and order, and presents no circumstance mitigating the heinousness of the offense. The proof and conceded circumstances of the case left no room to doubt the guilt of the accused, and we think the jury could not" properly have arrived at any other conclusion than that reached by them on the trial.
The judgment should, therefore, be affirmed.
All concur.