Case Name: PEOPLE v. STEELE
Court: Michigan Court of Appeals
Jurisdiction: Michigan
Decision Date: 1982-05-04
Citations: 115 Mich. App. 758
Docket Number: Docket No. 52259
Parties: PEOPLE v STEELE
Judges: Before: D. C. Riley, P.J., and Cynar and H. R. Gage, JJ.
Reporter: Michigan appeals reports; cases decided in the Michigan Court of Appeals.
Volume: 115
Pages: 758–772

Head Matter:
PEOPLE v STEELE
Docket No. 52259.
Submitted June 11, 1981, at Detroit.
Decided May 4, 1982.
Kent H. Steele was convicted by a jury of entering without breaking with the intent to commit a larceny, Detroit Recorder’s Court, George W. Crockett, Jr., J. He appeals alleging error in the failure to suppress evidence of three of his four prior convictions, in placing the burden on him to justify excluding evidence of the convictions, and in the instructions to the jury. In an opinion by H. R. Gage, J., held:
1. The court did not abuse its discretion in partially denying defendant’s motion to suppress. The court admitted evidence of only those convictions not substantially similar to the crime charged and which are recognized as bearing on dishonesty.
2. The court properly determined that the prejudicial effect of admitting the evidence was outweighed by its probative value on the issue of credibility. The trial having occurred prior to the amendment to the evidence rule requiring the court to articulate on the record the factors considered in reaching its decision, the judge was not required to state his reasons absent a showing that he misapplied the criteria.
3. Placing the burden of persuasion on the defendant was not improper in accordance with the basic rule of evidence that all relevant evidence is admissible unless otherwise shown.
4. No manifest injustice being found, the defendant’s failure to object to the instructions at trial precludes appellate review.
Cynab, J., concurred with H. R. Gage, J., but would hold that the burden of justifying the exclusion of evidence of defendant’s prior convictions properly rests on the prosecution. However, he feels the factors to be considered by the court in making its determination weigh in favor of admission and, therefore, the prosecution’s burden of persuasion was met regardless of whether the defendant or the prosecution advanced arguments regarding admission.
References for Points in Headnotes
[1-3, 5, 8, 9] 29 Am Jur 2d, Evidence §§ 320, 321, 327.
[2, 5, 5, 8, 9] 20 Am Jur 2d, Evidence §§ 251 et seq., 260.
29 Am Jur 2d, Evidence §§ 341, 346.
81 Am Jur 2d, Witnesses § 636.
[5, 8, 9] 29 Am Jur 2d, Evidence § 125.
5 Am Jur 2d, Appeal and Error § 623.
75 Am Jur 2d, Trial §§ 906, 909.
Affirmed.
D. C. Riley, P.J., dissented. She would hold that it was error requiring reversal to place the burden on the defendant to persuade the court that his criminal record should be excluded. She would reverse.
Opinion of H. R. Gage, J.
1. Criminal Law — Impeachment — Prior Convictions — Rules of Evidence.
A decision to allow impeachment of a defendant by evidence of his prior conviction is within the discretion of a trial court (MRE 609).
2. Criminal Law — Impeachment — Prior Convictions — Rules of Evidence.
A trial court must determine whether the probative value of evidence of a defendant’s prior conviction on the issue of credibility outweighs its prejudicial effect prior to exercising its discretion to admit such evidence (MRE 609).
3. Criminal Law — Impeachment — Rules of Evidence.
A trial court should recognize that it has the discretionary power to admit or exclude a reference to a defendant’s prior conviction and positively indicate and identify on the record its exercise of discretion (MRE 609).
4. Criminal Law — Reputation for Truth and Veracity.
A defendant who testifies in his own behalf thereby places his reputation for truth and veracity at issue.
5. Criminal Law — Impeachment — Prior Conviction — Burden of Persuasion.
The burden is on a defendant to persuade the trial court that the use of evidence of prior convictions to impeach the defendant if he testifies is more prejudicial than probative of the defendant’s credibility.
6. Criminal Law — Evidence — Rules of Evidence.
All relevant evidence is admissible in a criminal trial unless otherwise shown not to be admissible (MRE 402).
7. Appeal — Jury Instructions.
The Court of Appeals should not consider a party’s claim that error occurred in the giving of an instruction to the jury unless the party claiming error specifically objected to the instruction before the jury retired to consider a verdict.
Concurrence by Cynar, J.
8. Criminal Law — Impeachment — Prior Convictions — Burden of Persuasion.
The burden is on the prosecution to persuade the trial court that the use of evidence of prior convictions to impeach a defendant is less prejudicial than probative of the defendant’s credibility; however, where the factors to be considered by the court in making its determination weigh in favor of admission the prosecution’s burden of persuasion has been met, regardless of whether the defendant or the prosecution advanced explanations or arguments.
Dissent by D. C. Riley, P. J.
9. Criminal Law — Impeachment — Prior Convictions — Burden of Persuasion.
The burden is on the prosecution to persuade the trial court that the use of evidence of prior convictions to impeach the defendant is less prejudicial than probative of the defendant’s credibility.
Frank J. Kelley, Attorney General, Louis J. Caruso, Solicitor General, William L. Cahalan, Prosecuting Attorney, Edward Reilly Wilson, Principal Attorney, Appeals, and Carolyn Schmidt, Assistant Prosecuting Attorney, for the people.
Craig A. Daly (Gary Granader, of counsel), for defendant on appeal.
Before: D. C. Riley, P.J., and Cynar and H. R. Gage, JJ.
Circuit judge, sitting on the Court of Appeals by assignment.

Opinion:
H. R. Gage, J.
Defendant was charged with entering without breaking with the intent to commit a larceny. MCL 750.111; MSA 28.306. Following a trial by jury defendant was convicted as charged and sentenced to a prison term of 30 to 60 months. He appeals as of right raising two issues for review. We affirm.
Defendant first contends that the trial court erred in partially denying his motion to suppress evidence of four prior convictions. The court suppressed evidence on a 1979 conviction for attempted entry without breaking, but denied the motion with regard to a 1977 conviction for larceny under $100, a 1978 conviction for larceny in a building and a 1978 conviction for attempting to unlawfully drive away an automobile. Defendant did not testify.
The decision to allow impeachment of a defendant by evidence of prior convictions is left to the trial court's discretion. People v Jackson, 391 Mich 323, 336; 217 NW2d 22 (1974), People v Whigham, 102 Mich App 96, 98; 300 NW2d 753 (1980). The court is required to recognize that it has the discretion, to identify its exercise of that discretion and to determine whether the prejudicial effect of admitting the evidence outweighs its probative value on the issue of credibility. MRE 609, Jackson, supra, People v Cherry, 393 Mich 261; 224 NW2d 286 (1974), People v Hughes, 411 Mich 517, 521; 309 NW2d 525 (1981).
The colloquy between the court and counsel concerning defendant's motion is quoted by the dissent. It demonstrates that the court recognized that it had the discretion to suppress evidence of defendant's prior convictions and that it properly applied MRE 609. In excluding evidence of defendant's 1979 conviction for attempted entry without breaking, the court recognized the similarity of the offense as a factor weighing against admissibility and determined that its prejudicial effect would outweigh its probative value on the issue of credibility. Conversely, the court determined that the probative value of defendant's theft-related convictions outweighed their prejudicial effect. Crimes involving theft are specifically recognized as ones which may be used for impeachment. MRE 609(a)(1). If a defendant testifies in his own defense, he, like any other witness, places his reputation for truth and veracity in issue. People v Huff, 101 Mich App 232, 241; 300 NW2d 525 (1980). The jury should not be misled regarding the true facts pertaining to defendant's reputation for truth and veracity. The court admitted evidence of only those convictions which were not substantially similar to the crime for which defendant was on trial and which are recognized as bearing on dishonesty. Huff, supra, 246. It did not abuse its discretion in partially denying defendant's motion.
Defendant also contends that the trial court erred in placing the burden on him to justify excluding evidence of the convictions rather than on the prosecutor to justify its admission. In a well-reasoned opinion by Judge Beasley, this Court recently stated:_
"Regarding the Michigan cases, we note People v Jones [92 Mich App 100; 284 NW2d 510 (1979)] rested on the two cases of Luck v United States [121 US App DC 151; 348 F2d 763 (1965)] and Gordon v United States [127 US App DC 343, 346; 383 F2d 936, 939 (1967)], both decided in intermediate Federal appellate courts. In Gordon, the court said:
" Luck also contemplated that it was for the defendant to present to the trial court sufficient reasons for withholding past convictions from the jury in the face of a statute which makes such convictions admissible. The underlying assumption was that prior convictions would ordinarily be admissible unless this burden is met. "The trial court is not required to allow impeachment by prior conviction every time a defendant takes the stand in his own defense." ' (Footnote omitted.)
"The Gordon opinion went on to say that to bar the use of previous convictions as impeachment the court must find that the prejudice far outweighs the probative relevance to credibility. The court then further said:
" 'The burden of persuasion in this regard is on the accused; (Emphasis added.)
"We would also note that the leading Michigan case of People v Jackson, supra, cites and places heavy reliance upon the cited Federal cases of Gordon and Luck, supra. Under these circumstances, we believe that People v McCartney [60 Mich App 620; 231 NW2d 472 (1975)], People v Killebrew [61 Mich App 129; 232 NW2d 329 (1975)] and People v Jones, supra, are in error in holding that the burden of proof is on the prosecution to establish that the probative value outweighs the possible prejudicial effect. We suggest that the rule is to the contrary, as indicated from the above quotations from Gordon."Huff, supra, 250-251. _
Such rationale follows from the basic rule of evidence that all relevant evidence is admissible unless otherwise shown. MRE 402. Thus, even assuming that the court placed the burden of persuasion on defendant, such an imposition was not improper.
The dissent would reverse defendant's conviction solely upon its belief that the prosecutor had the burden of justifying the admission of evidence of the prior convictions without reaching the ultimate determination of whether the court abused its discretion in allowing its admission. Although Luck and Gordon were recently criticized in United States v Smith, 179 US App DC 162; 551 F2d 348 (1976), the court in that case did not base its decision solely, or even in large part, upon its finding that the burden of persuasion was on the prosecutor.
The Smith court first noted that the trial judge erred in failing to determine whether the probative value of evidence of the convictions, on the issue of credibility, outweighed its prejudicial effect. Indeed, the sole purpose for the court's remand was for the trial judge to make such a determination. Smith, 179 US App DC 162, 171; 551 F2d 357. The court then determined that the judge's error in failing to make such a determination could not, under the circumstances of the case, be deemed harmless. The defendant expressed a desire to testify on his own behalf. His attorney informed the trial judge that he wished to deny any connection with the crime charged. In light of these statements by both the defendant and his attorney, the Smith court concluded that the defendant was dissuaded, from testifying primarily by the trial judge's refusal to exclude evidence of his prior conviction. Smith, 179 US App DC 162, 179; 551 F2d 365. The court then concluded that the prosecutor's case was not so strong that it could be said the defendant's testimony could not have had some effect on the jury's determination. Smith, 179 US App DC 162, 179-180; 552 F2d 365-366. The error, therefore, was not harmless. The Smith decision cannot be relied upon for the proposition that reversal is required solely because the prosecutor failed to offer any argument in support of the admission of evidence of the convictions.
The trial court's function is to determine whether the prejudicial effect of admitting the evidence outweighs its probative value on the issue of credibility. Hughes, supra. The court did not abuse its discretion in denying defendant's motion with regard to the three theft-related offenses.
Defendant's second allegation of error concerns the court's instructions to the jury. Defendant contends that the court misrepresented the theory of the defense and shifted the burden of proof to defendant. Defendant failed to object to the instructions, precluding appellate review in the absence of manifest injustice. People v Anglin, 111 Mich App 268, 285; 314 NW2d 581 (1981). Upon a review of the instructions in their entirety, we find no manifest injustice. The court properly instructed the jury that the prosecutor had the burden of proof. The court adequately represented defendant's theory of the case.
I would affirm.
At the time of trial, March 12, 1980, MRE 609 did not require the court to articulate on the record the factors considered in reaching its decision. The amendment to MRE 609(a)(2) requiring such an articulation did not become effective until May 14, 1980. People v Hayes, 410 Mich 422, 427, fn 2; 301 NW2d 828 (1981). Prior to the amendment, this Court was split on the question of whether the judge should articulate on the record the factors considered in making his determination. People v Gary Johnson, 105 Mich App 332, 337-338; 306 NW2d 501 (1981). We would hold that in the absence of any showing that the trial judge herein affirmatively misapplied any of the criteria, he was not required to state his reasons on the record. (This writer notes that one member of this panel is of a similar view while the other would disagree. People v Roberson, 90 Mich App 196; 282 NW2d 280 [1979], lv den 407 Mich 908 [1979] [D. C. Riley, J., dissenting].) On the record before this Court we do not find that the judge affirmatively misapplied any of the relevant criteria.
We recognize that Huff was recently reversed by the Supreme Court, in a one-line order without explanation. People v Huff, 411 Mich 974; 308 NW2d 110 (1981). In light of this Court's ultimate determination in Huff that the prosecutor could ask the defendant about his prior felony conviction without specifying the felony, it is my belief that the Supreme Court's reversal was directed at that determination. This Court's discussion concerning the burden of persuasion remains persuasive.
We do not believe that the court shifted the burden of persuasion to defendant. It is apparent from the colloquy between the court and counsel that the sole purpose of the court's questions was to determine the nature of the prior convictions. The arguments advanced by defendant's counsel were not the result of any obligations imposed by the court. The court was sufficiently familiar with the case that it was able to review any suppression motion in light of the potential prejudice to the defendant.