Case Name: In the Matter of Gaspar M. Castillo, a Suspended Attorney, Respondent. Attorney Grievance Committee for the Third Judicial Department, Petitioner
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 2016-12-01
Citations: 145 A.D.3d 1177
Docket Number: 
Parties: In the Matter of Gaspar M. Castillo, a Suspended Attorney, Respondent. Attorney Grievance Committee for the Third Judicial Department, Petitioner.
Judges: 
Reporter: Appellate Division Reports
Volume: 145
Pages: 1177–1179

Head Matter:
In the Matter of Gaspar M. Castillo, a Suspended Attorney, Respondent. Attorney Grievance Committee for the Third Judicial Department, Petitioner.
[42 NYS3d 478]

Opinion:
Per Curiam.
Respondent was admitted to practice by this Court in 1981 and maintained an office for the practice of law in the City of Albany. By memorandum and order dated June 9, 2016, this Court found respondent guilty of professional misconduct immediately threatening the public interest and suspended him from the practice of law pending consideration of disciplinary charges against him pursuant to Rules of the Appellate Division, Third Depártment (22 NYCRR) former § 806.4 (f) (140 AD3d 1392 [2016]; see Rules for Attorney Disciplinary Matters [22 NYCRR] § 1240.9 [eff Oct. 1, 2016]). This finding was based upon respondent's failure to properly maintain client funds and an escrow account, his commingling of personal funds in his attorney trust account, his failure to, upon request, promptly pay or deliver certain funds to his client that he or she was entitled to receive, his failure to maintain required bookkeeping records and engaging in conduct prejudicial to the administration of justice (140 AD3d at 1393).
Upon respondent's demand for a prompt postsuspension hearing, petitioner thereafter filed a petition of charges, dated July 20, 2016, charging respondent with 11 charges of professional misconduct. Respondent answered and the parties subsequently agreed that no factual issues were raised by the pleadings. Accordingly, we find respondent guilty of professional misconduct as charged in the petition.
In mitigation, respondent accepts responsibility and expresses his sincere remorse for his professional misconduct. Respondent also cites certain mental health issues that he was suffering from during the relevant time period for which he is presently seeking treatment. We credit the numerous letters from clients, clergy and fellow attorneys lauding his good character and reputation as an attorney. Respondent has also returned the client funds that he admitted to misappropriating. In aggravation, respondent has admittedly engaged in serious professional misconduct and has a history of prior discipline with regard to the improper use of his escrow account and neglecting client matters. Now, having heard respondent's arguments in mitigation and petitioner's arguments in aggravation, we conclude that, under the circumstances pre sented, in order to protect the public, maintain the honor and integrity of the profession and deter others from committing similar misconduct, respondent's grave misconduct warrants his suspension from the practice of law for a period of three years (see Matter of Crumb, 66 AD3d 1323, 1323 [2009]; Matter of Gold, 64 AD3d 990, 991-992 [2009]; Matter of Haas, 3 AD3d 732, 732 [2004]).
We further direct that, upon any application for reinstatement, respondent shall demonstrate, in addition to the requirements set forth in Rules for Attorney Disciplinary Matters (22 NYCRR) § 1240.16, his completion during the period of his suspension of 12 credit hours of accredited continuing legal education (hereinafter CLE) in ethics and professionalism and 12 credit hours of CLE in law practice management, in addition to the CLE requirements of all attorneys (see Rules of App Divs [22 NYCRR] part 1500]), and documentation establishing respondent's satisfaction of this condition shall be provided to petitioner upon completion of the CLE. Additionally, respondent shall, until further order of this Court, continue his participation in mental health counseling with his present mental health provider and respondent shall ensure that petitioner receives quarterly reports from his mental health provider, confirming that he is participating in a mental health program. Should respondent need to substitute a different mental health provider in the future, such substitution may only be had upon petitioner's consent or upon order of this Court.
McCarthy, J.R, Garry, Rose, Clark and Mulvey, JJ., concur. Ordered that respondent is found guilty of the professional misconduct as set forth in the petition of charges; and it is further ordered that respondent is suspended from the practice of law for a period of three years, effective immediately, and until further order of this Court (see generally Rules for Attorney Disciplinary Matters [22 NYCRR] § 1240.16); and it is further ordered that, for the period of suspension, respondent is commanded to desist and refrain from the practice of law in any form, either as principal or as agent, clerk or employee of another; and respondent is hereby forbidden to appear as an attorney or counselor-at-law before any court, judge, justice, board, commission or other public authority, or to give to another an opinion as to the law or its application, or any advice in relation thereto; and it is further ordered that respondent shall comply with the provisions of the Rules for Attorney Disciplinary Matters regulating the conduct of suspended attorneys (see Rules for Attorney Disciplinary Matters [22 NYCRR] § 1240.15).
By August 18, 2016 order, respondent has also been suspended from the practice of law by this Court for six months due to discipline imposed against him by the Second Circuit Court of Appeals (142 AD3d 729 [2016]).