Case Name: James H. Sullivan, Pl'ff, v. The Mayor, etc., of New York, Def't
Court: New York Supreme Court, General Term
Jurisdiction: New York
Decision Date: 1893-04-14
Citations: 52 N.Y. St. Rep. 557
Docket Number: 
Parties: James H. Sullivan, Pl'ff, v. The Mayor, etc., of New York, Def't.
Judges: 
Reporter: New York State Reporter
Volume: 52
Pages: 557–558

Head Matter:
James H. Sullivan, Pl'ff, v. The Mayor, etc., of New York, Def't.
(Supreme Court, General Term, First Department,
Filed April 14, 1893.)
1. Attorneys—Lien on papers—Assignment.
It is a breach of trust for an attorney to allow the papers of his client to go out of his possession, and where an attorney assigns his claim for services," accompanied by a delivery of the papers in the case, the assignee cannot hold the papers as security for any amount advanced to the attorney.
3. Same.
Plaintiff’s attorney assigned his claim for services together with the papers to appellant before his death. On motion the appellant was directed to deliver said papers to the substituted attorneys on payment of a sum which appellant claimed to be less than that due the attorney. Held, that appellant had no ground for complaint.
Appeal by Ella S. Webster from order directing the delivery of papers.
John H. Strahan, the former attorney for plaintiff, prior to his death assigned to appellant his claim for services together with the papers in the action, and she claims a lien on such papers for the amount of such claim.
J. H. Bowers, for app’lt; L. L. Kellogg, for resp’t.

Opinion:
Per Curiam.
Although the order to show cause and answering affidavits, upon which this motion was made, are not printed in the record, it would appear from the recitals in the order appealed from that this is a proceeding commenced by an order to show cause, requiring one Ella S. Webster, as assignee of John H. Strahan, the former attorney for the plaintiff in this action, to show cause why she should not deliver up, to the attorneys who were substituted as the attorneys in place of said Strahan, the pleadings and all papers in this action, which were in the possession of said Ella S. Webster; that on the return of that order to show cause there was an order of reference made to a referee to determine the amount due to said Strahan or his assignee, the said Webster, from the plaintiff, and that the said Webster claimed to have a lien upon the papers and exhibits belonging to the plaintiff which were to Ibe used in the prosecution of the action, for the amount due said Strahan as attorney therein, by virtue of an assignment by Strahan to her of his claim for services against the plaintiff, and the delivery by Strahan to her of the papers held as plaintiff's attorney ; and the order appealed from directs the said Webster to deliver to the substituted attorneys for plaintiff these papers and exhibits, upon the payment to her of the amount found due by the referee from.plaintiff to Strahan for the services that he had rendered to the plaintiff as his attorney in this action. The appellant appeals from the order on the ground that the amount allowed by the referee is less than the amount actually due to-' said Strahan by the plaintiff, and the remarkable spectacle is presented of a person, not an attorney, claiming to hold the-papers and exhibits in a lawsuit, that had been intrusted by a client, a party to the action, to his attorney for the purpose of prosecuting the action, and where such third person claims to • hold such papers and exhibits by transfer or assignment from the attorney.
Although the point that a lien upon papers in the hands of the-attorney for the compensation due him for services rendered in an action is one strictly personal to the attorney, and cannot be-transferred by him to a third party, was not raised upon this appeal, it seems to us that we should not allow it to go unnoticed. The theory upon which this lien is claimed by the appellant, would seem to be that a lien upon papers of a client, submitted to his attorney, is substantially like a lien upon a bale of goods-that has been pledged to secure the payment of a sum of money, and that an attorney holding such papers of his client occupies-merely the position of a bailee. We think it clear that Such relation did not exist between Mr. Strahan and his client.
The relation between a client and his attorney is one of trust and confidence, and it is a violation of that trust for an attorney, in any way, to divulge any of the information given to him by his client, or allow any of the papers or documents held by him as attorney to go out of his possession; and when Mr. Strahan attempted to deliver to the appellant these papers in this-suit, he committed a breach of trust such as would justify the-plaintiff's terminating the relation that existed between them; and we incline to the opinion that it would prevent him from recovering any compensation for the services that he had rendered, and that the moment that the client discovered that his attorney had been guilty of this breach of trust, he had the right to demand the return of the papers from the person to whom they had been delivered, and such person had no right to them as security for anything she had advanced to the attorney.
If, however, the appellant, as assignee of Strahan, has any claim against this plaintiff, she can enforce such demand by action;. but those papers are the papers of the plaintiff, and he is entitled to their possession, and this attorney had no power, by any act-of his, to transfer them to the appellant, and thus prevent the plaintiff from obtaining possession of them. The plaintiff, however, does not appeal from this order. It is the assignee of the attorney only who appeals, and we are of the clear opinion that the appellant has no ground to complain of the order appealed from.
The order should, therefore, be affirmed, with ten dollars costs- and disbursements, but without prejudice to right of appellant, to bring an action to recover the sum, if any, which may be due to her as assignee of Strahan.
Van Brunt, P. J., O'Brien and Ingraham, JJ., concur.