Case Name: In re KEVIN, G., a Minor. THE PEOPLE, Plaintiff and Appellant, v. KEVIN G., Defendant and Respondent
Court: Supreme Court of California
Jurisdiction: California
Decision Date: 1985-12-23
Citations: 40 Cal. 3d 644
Docket Number: Crim. No. 24086
Parties: In re KEVIN, G., a Minor. THE PEOPLE, Plaintiff and Appellant, v. KEVIN G., Defendant and Respondent.
Judges: 
Reporter: California Reports
Volume: 40
Pages: 644–653

Head Matter:
[Crim. No. 24086.
Dec. 23, 1985.]
In re KEVIN, G., a Minor. THE PEOPLE, Plaintiff and Appellant, v. KEVIN G., Defendant and Respondent.
Counsel
John K. Van de Kamp, Attorney General, James T. McNally and Ruth M. Saavedra, Deputy Attorneys General, for Plaintiff and Appellant.
Robert L. Walker, under appointment by the Supreme Court, and Roger Harden Spaulding, under appointment by the Court of Appeal, for Defendant and Respondent.

Opinion:
Opinion
BROUSSARD, J.
We have considered the issues raised by the petition, and after reviewing the briefs and hearing oral argument we have concluded that the case was correctly resolved in the opinion written by Justice Woolpert for the Court of Appeal. That opinion is hereby adopted as the opinion of this court:
"The People appeal from a determination by the trial court that a prior juvenile adjudication for driving under the influence of alcohol was constitutionally infirm. The issue presented is simply whether a juvenile accused of a misdemeanor who elects to proceed informally before a traffic hearing officer is entitled to appointed counsel. We agree with the trial court that a juvenile has that right and did not waive it here.
"On September 13, 1983, Kevin G. moved to have a juvenile driving under the influence adjudication declared unconstitutional. The court granted the motion, finding 'the minor was not fully informed of his constitutional and statutory rights prior to entry of his plea . . . . '
"The original conviction was entered on May 6, 1981. At that time the minor had signed a juvenile traffic waiver of rights form. The form was also signed by one of his parents, as well as the traffic hearing officer. Pertinent to the question on appeal, the form stated:
" T freely and voluntarily waive my rights to a hearing by the Juvenile Court, . . . and I waive my rights to be represented by an attorney.
" 'Do Not Sign This Statement Unless You Fully Understand . Your Rights Which Are Stated on the Reverse Side.
" 'Right to Attorney: You have a right to be represented by counsel at all stages of your hearing, including this informal hearing.
" 'If this matter is heard by the Juvenile Court, you have the right to have an attorney appointed to represent you if you do not have the money to hire one. You may be required to pay part or all of this fee if you have any present ability to pay.'
"The People contend the minor was not entitled to appointed counsel in his hearing before the traffic hearing officer. Their argument proceeds as follows: In making the election to proceed before a traffic hearing officer, a minor elects to have his misdemeanor procedurally 'treated as an infraction.' His rights become those of one accused of an infraction. In infraction proceedings there is no right to court-appointed counsel. (Pen. Code, § 19c; Mills v. Municipal Court (1973) 10 Cal.3d 288, 302, fn. 13 [110 Cal.Rptr. 329, 515 P.2d 273].)
"In his brief and at the hearing, respondent complained that because he was charged with a misdemeanor he had the right to appointed counsel for the informal hearing before the traffic hearing officer and, not being so advised, did not waive that right. We need not address other arguments seeking the same relief.
"An initial resort to the statutes is of no avail in resolving this issue. Nothing in the statutory scheme creating the traffic hearing officer and outlining his powers and duties suggests that the minor forfeits rights in having his case heard by a traffic hearing officer rather than the juvenile court. (Welf. & Inst. Code, § 255-263.)
"Violation of Vehicle Code section 23102, subdivision (a) (now Veh. Code, § 23152), is a misdemeanor. (Veh. Code, § 40000.15.) The People do not contend that having the matter heard before a traffic hearing officer transformed it into an infraction, and properly so. The fact that the charge could not be punished by incarceration will not transform the charge into an infraction. (Tracy v. Municipal Court (1978) 22 Cal.3d 760, 766 [150 Cal.Rptr. 785, 587 P.2d 227]; see also In re Ronald E. (1977) 19 Cal.3d 315, 321 [137 Cal.Rptr. 781, 562 P.2d 684].) A court may not replace misdemeanor charges with infraction charges merely to avoid according the accused his constitutional rights. (People v. Bowden (1978) 86 Cal.App.3d Supp. 1, 6 [150 Cal.Rptr. 633]; see also People v. Shults (1978) 87 Cal.App.3d 101, 107 [150 Cal.Rptr. 747].)
"The charge was, and remained, a misdemeanor. Misdemeanant defendants are entitled to the assistance of court-appointed counsel. (Tracy v. Municipal Court, supra, 22 Cal.3d at p. 766; In re Kathy P. (1979) 25 Cal.3d 91, 103 [157 Cal.Rptr. 874, 599 P.2d 65].) In infraction proceedings, the right to appointed counsel is denied. (Kathy P., supra, at p. 103.) The People's contention appears to deprive the minor of the right to appointed counsel, not upon the basis of the seriousness of the charge, but on the basis of the forum selected by the minor. The right of an accused misdemeanant to counsel attaches even in 'inferior courts.' (In re Lopez (1970) 2 Cal.3d 141, 146 [84 Cal.Rptr. 361, 465 P.2d 257]; In re Render (1969) 271 Cal.App.2d 423; 425 [76 Cal.Rptr. 522]; In re Johnson (1965) 62 Cal.2d 325, 329 [42 Cal.Rptr. 228, 398 P.2d 420].) Inferior courts include justice and police courts. (Johnson, supra, at p. 329; In re McCoy (1948) 32 Cal.2d 73, 75-76 [194 P.2d 531]; In re Jingles (1946) 27 Cal.2d 496, 498 [165 P.2d 12].) Assuming the traffic hearing officer is hearing a misdemeanor rather than an infraction, the right to appointed counsel applies unless waived.
"For an effective waiver of a fundamental constitutional right, 'an express, knowing and intelligent waiver' must appear in the record. (Rodriguez v. Municipal Court (1972) 25 Cal.App.3d 521, 525 [102 Cal.Rptr. 45].) Here the minor was informed that the right to an appointed attorney was attendant upon the case being heard by the juvenile court. He was not informed that as a misdemeanant accused he had the right to appointed counsel, regardless of the forum. Therefore he could not intelligently waive his misdemeanant right to appointed counsel as he did not know he had such a right. Nor can we imply such a waiver. (Ibid.)
"Further, it does not appear that public policy, engendered by the necessity to expedite adjudication of the massive numbers of juvenile traffic citation cases, requires that we find movant had no right to appointed counsel before the traffic hearing officer. (See In re Kathy P., supra, 25 Cal.3d at p. 99, including fn. 8.) 'Advising as to rights need not materially encumber or delay a traffic proceeding.' (Id., at p. 102, fn. 12.) The goal in establishing the informal traffic hearing officer proceedings was the fair and efficient handling of the cases. (Id., at p. 98.) Impairment of constitutional rights, however, will not be suffered in return for efficiency. (Mills v. Municipal Court, supra, 10 Cal.3d at p. 307.)
"In this case the waiver form is deficient. Instead of merely advising of the right to appointed counsel 'if heard by the juvenile court,' additional language would have made the waiver clear: 'or the Traffic Hearing Officer if charged with a misdemeanor traffic offense. ' If, as the People contend, the matter is to be 'treated as an infraction,' the form waiver does not do so in lay language, if it does so at all. On its face the form states the admission is to '23102A CVC,' a misdemeanor.
"The delay in seeking to set aside the prior was not of the significance discussed in In re Ronald E., supra, 19 Cal.3d 315, 321. If there were factual questions arising from delay, they were for the trial court. On this appeal we have been presented no basis for upsetting the court's judgment."
We note that nothing in our opinion prevents a county from establishing an informal system for the adjudication of juvenile traffic infractions in which minors are not represented by counsel. Although a minor charged with a misdemeanor instead of an infraction has a right to counsel, he could waive that right and choose to proceed under such an informal system.
Under the Merced County procedure at issue here, however, respondent was informed that he had the right to counsel "at all stages of the hearing," including the informal hearing before the traffic hearing officer, but that he had a right to appointed counsel only "[i]f this matter is heard by the Juvenile Court." From this admonition we infer that Merced County does not have an informal adjudication procedure which dispenses with representation by counsel; it has a system in which a minor can be represented by an attorney only if he can afford to retain one. The indigent minor must elect to proceed in juvenile court before he can obtain appointed counsel.
We were advised at oral argument, moreover, that when a minor elects to have his case heard before the juvenile court instead of a traffic hearing officer in order to secure the appointment of counsel, the county files a petition for wardship under Welfare and Institutions Code section 602. Such a petition could result in the imposition of restrictions or punishment beyond those which the traffic hearing officer has the authority to impose. The Merced County procedure thus penalizes the indigent minor who invokes his constitutional right to appointed counsel.
The dissenting opinion does not address the violation of constitutional principles involved in this procedure. Focusing on the desirability of an informal adjudicatory system unencumbered by counsel, it overlooks the fact that the system before us actually permits representation by retained counsel before the traffic hearing officer, but provides for appointment of counsel only in a juvenile court wardship proceeding.
In sum, a minor charged with a traffic misdemeanor has a right to counsel, including a right to appointed counsel if he cannot afford to retain counsel. Respondent, however, was told that he could have counsel appointed to represent him only if he elected to proceed in juvenile court where he would be subject to greater penalties. His decision under these circumstances to forego counsel and have his case heard by the traffic hearing officer is not a valid waiver of the right to counsel, and the resulting conviction is constitutionally infirm.
The judgment is affirmed.
Bird, C. J., Reynoso, J., Grodin, J., and Kaus, J., concurred.
Lucas, J., concurred in the judgment only.
The dissenting opinion draws an analogy to small claims court proceedings. In small claims court, however, appointed and retained counsel are excluded by statute (Code Civ. Proc., § 117.4); there is no discrimination against indigent litigants.
Welfare and Institutions Code section 257 gives a county the option to conduct a juvenile court hearing on a traffic offense on the basis of the notice of violation without the filing of a petition for wardship, but apparently Merced County does not follow that procedure.
The traffic hearing officer may request the probation officer to commence a wardship proceeding. (Welf. & Inst. Code, § 258.) The juvenile court judge has the same authority in an informal proceeding conducted pursuant to section 257. (See fn. 2, ante.) The Merced County procedure at issue here, however, involves a wardship proceeding in all juvenile court cases.
Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.