Case Name: UNITED STATES of America, Plaintiff-Appellant, v. Dikran BERBERIAN, Defendant, Steve Dadaian, Real Party In Interest-Appellee
Court: United States Court of Appeals for the Ninth Circuit
Jurisdiction: United States
Decision Date: 1985-08-06
Citations: 767 F.2d 1324
Docket Number: No. 84-5300
Parties: UNITED STATES of America, Plaintiff-Appellant, v. Dikran BERBERIAN, Defendant, Steve Dadaian, Real Party In Interest-Appellee.
Judges: 
Reporter: Federal Reporter 2d Series
Volume: 767
Pages: 1324–1329

Head Matter:
UNITED STATES of America, Plaintiff-Appellant, v. Dikran BERBERIAN, Defendant, Steve Dadaian, Real Party In Interest-Appellee.
No. 84-5300.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted May 6, 1985.
Decided Aug. 6, 1985.
Eugene A. Wright, Circuit Judge, dissented and filed an opinion.
Robert C. Bonner, U.S. Atty., Robert L. Brosio, Robert A. Pallemon, Asst. U.S. Attys., Asst. Chief, Crim. Div., Los Angeles, Cal., for plaintiff-appellant.
Michael Avery, Boston, Mass., for defendant.
Before WRIGHT, ALARCON and NORRIS, Circuit Judges.

Opinion:
ALARCON, Circuit Judge:
The government appeals from an order of the district court granting Steven Dadaian's (hereinafter Dadaian) motion to quash a subpoena. The government wishes to call Dadaian as a witness at the separate trial of his codefendant Dikran Berberian (hereinafter Berberian). At such trial, the government intends to ask Dadaian to repeat the incriminating testimony he gave at his own suppression hearing.
We review the grant or denial of a motion to quash a subpoena for abuse of discretion. United States v. Reed, 726 F.2d 570, 576 (9th Cir.), cert. denied, — U.S. -, 105 S.Ct. 221, 83 L.Ed.2d 151 (1984); United States v. Martin, 567 F.2d 849, 852 (9th Cir.1977); Amsler v. United States, 381 F.2d 37 (9th Cir.1967). A trial court abuses its discretion when its decision is based on an erroneous conclusion of law. Shakey's Inc. v. Covalt, 704 F.2d 426 (9th Cir.1983). We must decide whether it is an abuse of discretion to quash a subpoena when the witness has not been sentenced or given a formal grant of immunity by the court and the government knows that the witness intends to assert his privilege against self-incrimination.
I
PERTINENT FACTS
Dadaian, Berberian, and codefendants Hosepian, Yacobian, and Sarkissian (hereinafter the codefendants), were each indicted on one count of conspiracy in violation of 18 U.S.C. § 371, transportation of explosive materials in interstate commerce in violation of 18 U.S.C. § 844(d) and possession of an unregistered firearm in violation of 26 U.S.C. § 5681(d). The indictment alleged, inter alia that the defendants conspired to place an improvised explosive device in the office of the Honorary Turkish Consul General in Philadelphia. It further alleged that Dadaian transported dynamite and components purchased by Berberian to Boston for further transfer to Philadelphia.
Dadaian and the codefendants brought a motion to suppress evidence seized in a suitcase following a search at Logan Airport. Berberian did not join in this motion. Dadaian testified at the evidentiary hearing on his motion to suppress in order to establish that he had a reasonable expectation of privacy in the contents of the suitcase. On cross-examination, the government asked him whether any other persons were present when Dadaian packed the explosive in the suitcase. Dadaian answered "Mr. Berberian." The motion to suppress was denied.
Originally, the defendants, including Dadaian and Berberian, were to be tried jointly. On November 10, 1983, Berberian's severance motion was granted.
Dadaian's bench trial began on June 15, 1984. As Dadaian left the courtroom at the conclusion of closing arguments on August 21,1984, he was served with a subpoena to appear and testify at Berberian's separate trial. The government stated that the subpoena was issued to secure "the testimony [Dadaian] gave at the suppression hearing" concerning Berberian's presence when Dadaian packed the explosive in the suitcase.
Dadaian filed a motion to quash the subpoena on August 28, 1984. At the hearing on this motion, the government informed the district court that it had obtained authorization from the Justice Department to seek an order compelling Dadaian to testify under a grant of immunity pursuant to 18 U.S.C. § 6002 if Dadaian invoked his Fifth Amendment privilege at the Berberian trial. The government, however, made no attempt to obtain an order granting use immunity to Dadaian from the district court.
On October 7, 1984, the district court granted Dadaian's motion to quash the subpoena and thereafter found Dadaian guilty on each count. Dadaian was not sentenced until January 25, 1985 after notice of appeal had been filed in this matter. Berberian's trial was originally set for November 6, 1984, but has been stayed pending this appeal by the government of the order quashing the subpoena.
II
DISPOSITIVE ISSUE
The government argues for a reversal of the order quashing the subpoena on the ground that asking a witness to repeat incriminating testimony he gave at his suppression hearing does not violate the Fourth or the Fifth Amendment. Since we conclude that the district court did not abuse its discretion in quashing the subpoena because Dadaian is protected by the Fifth Amendment from being compelled to give incriminating testimony until he is formally granted use immunity by the court, we do not reach the Fourth Amendment argument advanced by the government. Our refusal to decide this issue is "consistent with the long-established rule that [courts] will not 'formulate a rule of constitutional law broader than is required by the precise facts to which it is to be applied.' " Kremens v. Bartley, 431 U.S. 119, 97 S.Ct. 1709, 1719, 52 L.Ed.2d 184 (1977), quoting Liverpool N. Y. & P.S.S. Co. v. Emigration Commissioners, 113 U.S. 33, 39, 5 S.Ct. 352, 355, 28 L.Ed.2d 899 (1885).
III
DISCUSSION
In his motion to quash the subpoena, Dadaian asserted that he could not be re quired to testify "until proceedings against him have been finally terminated, namely until he is acquitted or until is he found guilty, sentenced and all appeals have been exhausted." Later, in his reply memorandum in support of his motion to quash the subpoena, Dadaian also stated that "even were he to be found guilty, he would have the right to refuse to testify if such testimony could incriminate in other crimes."
In Murphy v. Waterfront Commission, 378 U.S. 52, 84 S.Ct. 1594, 12 L.Ed.2d 678 (1964), the Supreme Court held that "the constitutional privilege against self-incrimination protects a federal witness against incrimination under state law as well as federal law." Id. at 77-78, 84 S.Ct. at 1608-1609. In United States v. Valencia, 656 F.2d 412 (9th Cir.), cert. denied, 454 U.S. 877, 102 S.Ct. 356, 70 L.Ed.2d 186 (1981) we noted that "the possibility of state criminal liability convinces us that the district court did not err in permitting [the witness] to rely on his privilege." Id. at 416. As. discussed above, the government has never requested that the court issue an order granting use immunity to Dadaian. Until the district court issues such an order, Dadaian cannot be compelled to testify-
The government contends that "[s]ince Dadaian successfully moved to quash the subpoena, the state at which it may have been necessary to grant him immunity and to seek [an immunity] order was never reached." This argument totally misperceives controlling statutes and relevant case law.
The government apparently believes that a second pretrial hearing was necessary, under the circumstances of this ease, to consider the applicability of the immunity statute. The duplicative pretrial procedure contemplated by the government would be a waste of scarce judicial resources. Contrary to the government's theory, a motion to quash a subpoena is an appropriate and the most efficient procedural means of resolving the constitutional confrontation that is created whenever the prosecution seeks to compel a witness to give self-incriminating testimony. In such a proceeding, the court can determine whether the government intends to request an order granting immunity upon a showing by the witness that he will refuse to testify. If the government declines to request an order granting immunity, the court must grant the motion to quash the subpoena in compliance with the Fifth Amendment.
At the hearing on the motion to quash the subpoena, the court asked the prosecutor what he sought to elicit from Dadaian. The prosecutor replied:
What is crucial is the testimony he gave at the suppression hearing in which he described who was present when this suitcase was packed and he was asked what defendants were present and he said that Mr. Dikran Berberian was present when the bomb was packed in the suitcase.
Thus, it was clear that the government was going to call Dadaian to elicit incriminating information knowing that he would refuse to testify. Where the government intends to call a witness in order to propound incriminating questions, the witness may assert his privilege to refuse to testify. "The rule is well established that the government may not call a witness knowing that the witness will refuse to testify." United States v. Roberts, 503 F.2d 598, 600 (9th Cir.1974), cert. denied, 419 U.S. 1113, 95 S.Ct. 791, 42 L.Ed.2d 811 (1975). Thus, because the government intended to ask incriminating questions and knew that the witness would refuse to testify, it was not necessary for Dadaian to wait until he was sworn before asserting his privilege against self-incrimination.
The immunity statute provides in pertinent part that a government prosecutor may request an order requiring a person to give testimony "[I]n the case of any individual who has or may be called to testify . when in his judgment . such individual has refused or is likely to refuse to testify or provide other information on the basis of his privilege against self-incrimination." 18 U.S.C. § 6003 (emphasis added).
Under Section 6003, the stage at which the government was authorized to request immunity was reached when Dadaian made it known that he was "likely to refuse to testify." Id. Furthermore, under Roberts, the prosecutor was prohibited from calling Dadaian as a witness until he received an order granting him use immunity.
In view of Dadaian's assertion during the proceedings to quash the subpoena that he would not testify because he was subject to prosecution for other crimes, the government was required to obtain a statutorily authorized order of immunity to protect the witness from further prosecution in any other federal or state court proceeding. See United States v. Doe, 465 U.S. 605, 104 S.Ct. 1237, 1244, 79 L.Ed.2d 552 (1984) (the Court "[declined] to extend the jurisdiction of courts to include prospective grants of use immunity in absence of the formal request that the statute requires.").
CONCLUSION
At the time the trial judge ruled, she was aware of the following facts: (1) Dadaian had not been sentenced; (2) the government knew that Dadaian would refuse to testify at Berberian's trial; and (3) no formal grant of immunity had been requested pursuant to 18 U.S.C. § 6003. Under such circumstances, the trial judge did not abuse her discretion. The Fifth Amendment compelled her to quash the subpoena. The order of the district court is AFFIRMED.