Case Name: In the Matter of Supplementary Proceedings by Samuel W. Ehrich, Judgment Creditor, Respondent, v. Henry A. Root, Judgment Debtor, Appellant
Court: New York Supreme Court, Appellate Division
Jurisdiction: New York
Decision Date: 1909-11-12
Citations: 134 A.D. 432
Docket Number: 
Parties: In the Matter of Supplementary Proceedings by Samuel W. Ehrich, Judgment Creditor, Respondent, v. Henry A. Root, Judgment Debtor, Appellant.
Judges: 
Reporter: Appellate Division Reports
Volume: 134
Pages: 432–439

Head Matter:
In the Matter of Supplementary Proceedings by Samuel W. Ehrich, Judgment Creditor, Respondent, v. Henry A. Root, Judgment Debtor, Appellant.
First Department,
November 12, 1909.
Supplementary proceedings — examination óf safe deposit box — constitutional law — personal rights — party — right to appeal — absence from jurisdiction.
The court cannot make an order permitting the.receiver of a judgment debtor appointed in proceedings supplementary to execution to open and examine the contents of a safe deposit box slanding in the joint names of the judgment debtor and another.
Section 2447 of the Code of Civil Procedure, empowering a judge to order property of a judgment debtor held by him or by third persons to be turned over to the • sheriff or a receiver, relates only to specific personal property of the judgment debtor shown to exist,'and where the right of the debtor thereto is not substantially disputed.
Such order for the examination of a safe deposit box cannot be justified under section 803 of the Code of Civil Procedure, and the court has no inherent power to make such order apart from its statutory powers.
Such order is an unauthorized invasion of personal rights, obnoxious to the 4tli amendment of the Federal Constitution and to the provisions of the State Bill of Rights;
The judgment debtor is a party aggrieved by such order and may appeal therefrom.
Such appeal will not be dismissed because the judgment debtor, a resident of another State, remains without the jurisdiction for the purpose of avoiding service of an order for Ms examination as to the contents of the box, for the creditor by suing in this State rather than in that of the debtor took the risk of obtaining personal service.
A party remaining without the jurisdiction of this State is not deprived of his right to defend his person or property by appeal or otherwise against unauthorized proceedings, although his absence may justify a stay of proceedings on his part until he comes within the jurisdiction.
Scott, J., dissented.
Appeal by the judgment debtor, Henry A. Root, from an order of the Supreme Court, made at the Hew York Special Term and entered in the office of the clerk of the county of Hew York on the 24th day of May, 1909, directing the Madison Safe Deposit Company to permit the receiver of the judgment debtor, appointed in supplementary proceedings, to open a safé deposit box in the vaults of said company standing in the joint names of the judgment debtor and Mrs. Ellen S. Oornue, and to examine the contents thereof upon ten days’ notice to the latter by mail addressed to her address as. shown on the books of the company, namely, Croton Falls, H. Y. •
Also a motion by Samuel W. Ehrich and another to dismiss the appeal herein.
William H. Corbitt, for the appellant.
Herbert H. Limburg, for the judgment creditor and receiver.

Opinion:
Laughlin, J.:
In an action brought in the Supreme Court in the county of Hew York by Samuel W. Ehrich against the appellant a judgment was duly entered in favor of the plaintiff on the 4th day of Hovember, 1908, for $4,926.95 on a verdict. Execution was duly-issued on the judgment on the seventh day of December thereafter, and it was returned wholly unsatisfied and remained wholly unpaid at the time proceedings supplementary to execution were instituted and only the sum of $94.27 has been recovered by the receiver. An order was made by a justice of the court on the 18th day of March, 1909, directed to the Madison Safe Deposit Company, a third party in the proceedings supplementary to execution, and on the examination of the manager of that safe deposit company's branch office at Broadway and Seventy-second street, it appeared that on the 25th day of June, 1907, one Henry A. Boot and Mrs. Ellen S. Oornue took a safe deposit box at said branch of the safe deposit company in their joint names and that it still so remained on the books of the company, and that by the terms of the agreement under which it was taken, it cannot be opened by either without the other except in case of the death of one of them. We will assume that the judgment debtor is the party interested in the safe deposit box with Mrs. Oornue but the fact is not shown otherwise than by the identity of names. Notice of the application for the order was given to the safe deposit company which appeared by its attorneys and objected thereto. No notice was given to Mrs. Oornue. Notice was given to the judgment debtor, evidently by service on his attorneys of record in the action and they appeared for him specially and opposed the motion. The order was granted and the judgment debtor alone appeals.
. We are of opinion that the court was without authority to make the order. Authority to make orders in proceedings supplementary to execution is prescribed by the Code of Civil Procedure, and it is conferred upon the judges and not upon the court. (Matter of Fiss v. Haag, 75 App. Div. 241.) Séction 2447 of the Code of Civil Procedure provides as follows : " Where it appears, from the examination or testimony, taken in a special proceeding authorized by this article, that the judgment debtor has, in his possession or under his control, money or other personal property, belonging to him; or that one or more articles of personal property, capable of delivery, his right to the possession whereof is not substantially disputed, are in the possession or under the control of another person; the judge by whom the order or warrant was granted, or to whom it is returnable, may, in his discretion, and upon such a notice, given to such persons, as he deems just, or without notice, make an order, directing the judgment debtor, or other person, immediately to pay the money,. or deliver the articles of personal property, to a sheriff, designated in the order, unless.a receiver has been appointed, or a receivership has been extended to the special proceeding, and in that case to the receiver."
The only provisions we find in the Code of Civil Procedure con- f erring authority upon a judge of the court with respect to the discovery of property of the judgment debtor and the delivery thereof to the receiver are the provisions authorizing an examination of the judgment debtor and of third parties, and the provisions of section 2447 herein quoted. It is manifest that this is not an application for an examination of the judgment debtor or of a third party; and it is equally clear that the provisions of section 2447 of the Code of Civil Procedure herein quoted only relate to specific personal property of the judgment debtor shown to be in existence and in'his possession or under his control, or in the possession or under the control of another, and a judge of the court is only authorized to give directions concerning the same where the right of the judgment debtor to the possession thereof is not substantially disputed. Bo evidence was presented to the court with respect to the contents of the box. For auglit that appears it may contain private letters or papers of Mrs. Cornue, or of the judgment debtor, or of both of them, or of another or others which have been intrusted to their cai'e. The order does not purport to direct that the contents of the box be delivered to the receiver. Its express purpose is to give him an inspection of the contents of the box, no matter what may be found therein or whose private papers or documents or property may be there. The learned counsel for the receiver and judgment creditor does not attempt to sustain the order by virtue of the provisions of said section 2447, nor does he attempt to sustain it by virtue of the provisions of section 803 of the Code of Civil Procedure which, at the time the order was made, conferred authority upon a court of record to compel a party to an action pending therein " to produce and discover, or to give to the other party, an inspection and-copy, or permission to take a copy, of a book,.document, or other paper, in his possession or under his control, relating to the merits of the action, or of the defence therein;" and it is quite evident that it cannot be sustained by virtue of the provisions of that section for to sustain an order thereby authorized the moving papers must show that the book, document or paper, the discovery of which is sought, is in existence, is in the possession or under the control of the party and relates to the merits of the action or of the defense therein, and it is well settled that this authority is conferred for the purpose of obtaining evidence. (Hallenbeck v. Parr, 65 App. Div. 167.) This section was amended by chapter 173 of the' Laws of 1909, which took effect on September 1, 1909, after the order in question was made, by adding authority to compel the production and discovery " of any article or property " in the possession or under the control of a party, relating to the merits of the action or of the defense therein. It may be observed, although the question is not presented for decision, that that amendment would not aid the receiver and judgment creditor, for it likewise requires that the property be shown to be in existence and to relate to the issues and was intended to authorize the production and discovery of property for the purpose of obtaining evidence to be used in the prosecution or defense of an action. It was doubtless intended to afford a remedy which subdivision 3 of rule 14 of the General Buies of Practice was designed to give. That had been held to be invalid as exceeding the authority to make rules conferred by section 804 of the Code of Civil Procedure, which was declared by numerous decisions of the courts to be limited to the cases expressly provided for in said section 803. (Pina Maya-Sisal Co. v. Squire Mfg. Co., 55 Misc. Rep. 325; Auerbach v. Delaware, L. & W. R. R. Co., 66 App. Div. 201; Kennedy v. Nichols, 33 Misc. Rep. 726. See, also, Cooke v. Lalance Grojean Mfg. Co., 29 Hun, 641.) An observation was made by the court- in the Gooke Gase (supra) which is quite in point here. In that case the court in reversing an order for the inspection of the machine on which an accident occurred say : " This order is founded on an affidavit of the plaintiff's attorney that he cannot cross-examine his client on the preliminary examination before trial, or comprehend such examination without an inspection of the machine previous thereto. There is neither power nor discretion in this court to assist him in that respect. Such an exercise. of power «would be a usurpation of authority to search and inspect the private premises of a citizen in a manner and for a purpose not tolerated by our law. Even the power vested in the courts to order discovery and inspection of hooks of account and documents is discretionary and not obligatory and is exercised with great caution where the party applying has some right or interest in the accounts or papers. JSTo discovery or inspection will be ordered even of account books or documents which are of strictly private character.
" The dwellings of our citizens will be of small security to them if they may be invaded by their enemies and searched for articles of personal property to be inspected under an order of a court. Such a proceeding would be at war with all our traditions as freemen and should find justification in some direct mandate of the law at least."
The case at bar is quite like Hallenbeck v. Parr (supra) It was there held by this court that the Legislature had not conferred upon the courts hy the provisions of sections 803, 804 and 805 of the Code of Civil Procedure authority to make an order for the discovery of the contents of a vault in a safe deposit company for the purpose of enabling the plaintiff to frame her complaint. The vault at the time of the application stood on the records of the safe deposit company in the name of the defendant, but the plaintiff claimed that it belonged to her testator who originally held it in his own name and subsequently had it transferred to the name of the defendant, but always retained the key and the exclusive use of it. The object of the inspection was to obtain a description of the property in the vault. We then construed those provisions as limited to a discovery for the purpose of obtaining evidence to be used in the action, and also expressed the opinion that the court had no-inherent power to make such an order.
The learned counsel for the receiver and judgment creditor seeks to sustain this order on the theory that the court had inherent power to make it and not by Virtue of any authority conferred by the Legislature. We think otherwise. Surely the court can have no more inherent power to make an order for a discovery to aid a party in obtaining satisfaction of his judgment than it has to aid him in obtaining the judgment. The courts are not bound to provide remedies to insure the satisfaction of all judgments. Moreover, we are of opinion that such an order is an unauthorized invasion of personal lights. Even though the judgment creditor lias-no other remedy to reach any property of the judgment debtor that may be in the safe deposit box, that does not justify the court in departing from the established practice and attempting to extend its jurisdiction to the border line of the protection guaranteed to the people by the 4th amendment to the Federal Constitution and afforded by our Bill of Rights, if indeed it would not cross the same. It may be observed, however, that it is open to the judgment creditor to sue over the judgment where the judgment creditor resides and he may be able to obtain an examination of him there to ascertain what property he has and where it is.
The respondents made an original motion to dismiss the appeal upon the ground that the appellant is not aggrieved by the order and, therefore, was without authority to take the appeal under section 1294 of the Code of Civil Procedure, which limits the right of appeal to " a party aggrieved." Many cases are cited tending to show that a party who is not interested in.the subject-matter of an order or judgment or who has parted with his interest, is not a party aggrieved within the meaning of this section. We are of opinion that this case is distinguished from those cited upon the ground that here a personal right of the appellant is about to be invaded by the order from which'the appeal is taken and that upon that theory he is a party aggrieved. If it should appear that the box, instead of containing property of. the judgment debtor, contains personal letters or private papers of his own or of Mrs. Cornue or of others, which have been intrusted to his care, but which have no actual money value, the title thereto has not passed to the receiver and the appellant is aggrieved by having'them subjected to the inspection of the receiver. As well might it be said that the court might make an order to search the judgment debtor's house- and that he could not appeal from the order because he could not be aggrieved on the theory that if he had any property there, title to it had passed to the receiver. Under the broad provisions'of the 4th amendment to the Federal Constitution and of our Bill of Rights (Civil Rights Law [Consol. Laws, chap. 6; Laws bf 1909, chap. 14], § 8), which is substantially the same as that enacted in the other States of the Union, it has been held that the right to security of one's person, house, papers and effects against unreasonable searches and seizures extends as well to letters and sealed packages (Ex parte Jackson, 96 U. S. 727), and prohibits searches for property other than those to aid in the administration of the criminal law. (Robinson v. Richardson, 13 Cray, 454; Ex parte Clarke, 126 Cal. 235. See, also, Hale v. Henkel, 201 U. S. 43, 77.)
The motion to dismiss the appeal is also based on an affidavit tending to show that the appellant remains out of the jurisdiction of the State for the purpose of avoiding service of an order for his examination by which the contents of this box might be ascertained. The difficulty with that objection is that the appellant is a nonresident of the State and he has been a non-resident during all the times' in question. He is, therefore, under no obligation to come within the jurisdiction of the State. The judgment creditor in suing a non-resident here instead of going to the State where he resides, took the risk of not being able to get personal service upon him of any order that might require personal service within the State. Moreover, the fact that the party remains without the jurisdiction of the State does not deprive him of the right to defend his personal and property rights by appealing or otherwise against unauthorized steps and proceedings in the action although it might justify staying affirmative proceedings on his part until he comes within the jurisdiction.
It follows, therefore, that the motion to dismiss the appeal should be denied and the order appealed from reversed, with ten dollars costs and disbursements, and the motion denied, with ten dollars costs.
Ingraham, Clarke and Houghton, JJ., concurred; Scott, J., dissented, on the ground that appellant is not aggrieved.
Motion to dismiss appeal denied. Order reversed, with ten dollars costs and disbursements, and motion denied, with ten dollars costs.