Case Name: Commonwealth vs. John Eason
Court: Massachusetts Supreme Judicial Court
Jurisdiction: Massachusetts
Decision Date: 1998-06-05
Citations: 427 Mass. 595
Docket Number: 
Parties: Commonwealth vs. John Eason.
Judges: 
Reporter: Massachusetts Reports
Volume: 427
Pages: 595–602

Head Matter:
Commonwealth vs. John Eason.
Essex.
February 6, 1998. -
June 5, 1998.
Present: Wilkins, C.J., Lynch, Greaney, Fried, & Marshall, JJ.
Robert J. Bender, Assistant District Attorney (David Dunbar Livingston, Assistant District Attorney, with him) for the Commonwealth.
Paul J. Molloy for the defendant.
Scott Harshbarger, Attorney General, & Susanne G. Levsen, Assistant Attorney General, for the Attorney General, amicus curiae, submitted a brief.

Opinion:
Wilkins, C.J.
We have before us, on further appellate review (Commonwealth v. Eason, 43 Mass. App. Ct. 114 [1997]), the defendant's appeal from his convictions of various crimes that he allegedly committed on January 1, 1993, during an invasion of the apartment of George Allison in Haverhill. At that time Massachusetts, New Hampshire, and Federal law enforcement authorities were investigating illegal narcotics activities in New Hampshire and the Haverhill area. Law enforcement officers believed that the home invasion may have been related to their narcotics investigation.
On April 13, 1993, Massachusetts State Trooper Thomas Coffey and New Hampshire State Trooper Robert Quinn visited a woman named Rita Disorbo in response to information that Quinn had received from a cooperating prisoner named Lee Zahler. Zahler had told Quinn that Disorbo knew who had committed the Allison home invasion. The troopers persuaded Disorbo to make two calls to the defendant at his home. Without the defendant's knowledge, but with Disorbo's consent, the troopers listened to these calls on an extension telephone. They testified at trial to admissions that they heard the defendant make during those telephone conversations.
The Appeals Court summarized the evidence at trial. "[T]he only witnesses were Allison, who described the incident but was unable to identify the participants, Rita Disorbo, her husband Paul Chambers, whom she had married subsequent to the April eavesdropping, and the two troopers. Chambers, Disorbo's then boyfriend, had been incarcerated from September 1992 until March 15, 1993. While Chambers was in jail, Disorbo had a relationship with the defendant. It ended after Chambers was released, at which time the defendant moved out of Disorbo's apartment. Both Disorbo and Chambers testified that the defendant had admitted to them that he had participated in the invasion . Disorbo and Chambers also stated that the defendant had offered them money not to testify against him. The two troopers related the conversations they had overheard in Disorbo's apartment, in much greater detail than Disorbo's account" of the telephone conversations. Commonwealth v. Eason, supra at 117.
The Appeals Court had no difficulty in concluding that the troopers did not violate the Massachusetts wiretap law (G. L. c. 272, § 99) when they listened to the telephone conversations. Id. at 119-120. The Appeals Court divided, however, on the question whether the troopers had violated the defendant's rights under art. 14 of the Massachusetts Declaration of Rights by listening in on the telephone conversations without first obtain ing a warrant. Id. at 125. Id. at 129 (Jacobs, J., dissenting). Id. at 131 (Armstrong, J., dissenting). A majority of that court concluded that they had, that their testimony concerning the telephone conversations should not have been admitted in evidence, and that the error required reversal of the convictions and a new trial. Id. at 125-126. We granted the Commonwealth's application for further appellate review.
We shall discuss the constitutional question that divided the Appeals Court because it will arise at the retrial we conclude is required. We shall, however, first consider another of the defendant's challenges to the admission of evidence, one that is not constitutionally based but is well founded.
1. The defendant contends that, over his objection, prejudicial hearsay evidence was admitted against him. On direct examination, Trooper Quinn testified that, in the days before they overheard the telephone conversations between Disorbo and the defendant, Trooper Coffey and he had been investigating the suspected illegal drug activity of Lee Zahler. On cross-examination, Quinn testified that he and Coffey had spoken with Disorbo because of information that Zahler had provided to him. Quinn then testified, without objection, that Zahler told him that Paul Chambers had said that Disorbo had information on the home invasion and that Quinn and Coffey should interview her.
On redirect examination, the prosecutor asked Quinn, "What was Lee Zahler's information that led you to Disorbo's address." The defendant objected, and the judge held an extensive sidebar conference during which he considered more than just the objection. The judge ruled, over objection on hearsay and other grounds, that Quinn could testify to the information that he had received from Zahler, including Zahler's statement that he was not involved, directly or indirectly, in the home invasion.
Quinn then testified, as he had before, that Zahler had said that, if the police wanted to know who had committed the crimes, they should talk to Disorbo because she knew. In response to another question, Quinn added, consistent with what the judge had authorized at the sidebar conference over objec tion, that Zahler said that he was not involved in the crimes, himself or through anyone else.
It was the defendant's theory that Zahler's confederates had invaded Allison's apartment in retaliation for some perceived wrong. Because the case against the defendant depended on the credibility of the prosecution's witnesses (there was no inculpatory physical evidence), admission, over objection, of evidence of Zahler's denial to Quinn of his participation in the crimes weakened the defendant's case and, if improper, was reversible error.
The Commonwealth rightly makes no attempt to defend under a hearsay exception the admission of Quinn's testimony of what Chambers told Zahler. Rather, it argues that the defendant opened the door to this subject, thereby justifying admission of the entire conversation. The Commonwealth asserts that the doctrine of verbal completeness justifies admission of all that Zahler said during the same conversation on the same subject. See Commonwealth v. Watson, 377 Mass. 814, 825-831 (1979).
What Chambers told Zahler is a matter quite apart from the later self-serving statements made to Quinn denying any involvement in the home invasion. That Zahler made the two statements in the course of the same conversation does not make the second admissible. Verbal completeness at best allows full disclosure of an entire conversation on the same subject. Zahler's protestation of innocence was not part of Chambers's conversation with Zahler, nor did it concern a subject on which Quirni had been cross-examined. See id. at 828; Commonwealth v. Henry, 37 Mass. App. Ct. 429, 432 (1994) (statement of innocence not admissible although part of defendant's admissible statement). The hearsay statement concerning Zahler's assertion of innocence should not have been admitted, and its admission was reversible error.
2. Because there must be a retrial, we .state our views on the admissibility of the troopers' recitation of the conversations they overheard on Disorbo's extension telephone. The Appeals Court was divided on the question whether the defendant's rights under art. 14 of the Massachusetts Declaration of Rights were violated by the officers' actions.
Constitutional provisions against unreasonable searches and seizures were adopted in large measure as a protection against warrantless intrusions into homes. See Commonwealth v. Panetti, 406 Mass. 230, 234 (1989); Commonwealth v. Blood, 400 Mass. 61, 71 (1987); Commonwealth v. Forde, 367 Mass. 798, 804-805 (1975). The question before us concerning the propriety of the warrantless seizure of evidence is the same under the Fourth Amendment to the United States Constitution as it is under art. 14: whether the defendant had a subjective expectation of privacy in the object of the challenged search that society is willing to recognize as reasonable. See California v. Ciraolo, 476 U.S. 207, 211 (1986); Commonwealth v. Montanez, 410 Mass. 290, 301 (1991); Commonwealth v. Panetti, supra at 231-232.
The answer, however, may not be the same under the two Constitutions. In Commonwealth v. Panetti, supra, we held that, without regard to the Fourth Amendment's requirements, art. 14 protected the defendant's reasonable expectation that there would be no warrantless eavesdropping on his conversations from a crawl space under his first-floor apartment. Id. at 234-235. In Commonwealth v. Blood, supra at 61, we dealt with an art. 14 challenge to the admissibility of statements obtained by means of a concealed transmitter worn by a cooperating confederate of the defendant during meetings in private homes. This kind of warrantless electronic surveillance of conversations with the consent of just one of the parties does not violate the Constitution of the United States. See United States v. Caceres, 440 U.S. 741, 750-751 (1979); United States v. White, 401 U.S. 745, 751 (1971); Commonwealth v. Thorpe, 384 Mass. 271, 282 (1981), cert. denied, 454 U.S. 1147 (1982); Commonwealth v. Douglas, 354 Mass. 212, 221-222 (1968), cert. denied, 394 U.S. 960 (1969). In the Blood case, however, we stated that it was "objectively reasonable to expect that conversational interchange in a private home will not be invaded surreptitiously by warrantless electronic transmission or recording" and that consent to the transmission or recording by one party to such a conversation did not obviate the need for a warrant. Commonwealth v. Blood, supra at 70. Thus, we held that undisclosed electronic surveillance of a conversation in a private home with the aid of an informant violated art. 14 and any tapes or testimony derived from that surveillance or from any transmission were inadmissible. Id. at 74. Commonwealth v. Fini, 403 Mass. 567, 568 (1988). The case before us does not involve the undisclosed use of electronic equipment to transmit a conversation occurring entirely in a private home.
The Appeals Court concluded that our opinions strongly suggest that "the warrantless police initiation and monitoring . . . of the two telephone calls in this case, unbeknownst to the defendant, was not permissible under art. 14." Commonwealth v. Eason, supra at 121. The court viewed the police actions in listening to the conversations on an extension telephone as serious governmental intrusions "contrary to the expectation of privacy which Massachusetts is prepared to recognize." Id. at 124. The dissent relied on what it saw as a meaningful difference between the surreptitious transmission of a conversation in a private home and eavesdropping on an extension telephone. Id. at 126, 127 (Jacobs, J., dissenting).
The defendant knew, when speaking on the telephone, that his words were being transmitted electronically beyond his home. Unlike the defendant in the Blood case, he had no reason to assume that the conversation would not be heard by a third party. A person cannot control the conditions at the other end of a telephone conversation. Extension telephones are very common. Cordless and cellular phones are making the confidentiality of telephone conversations increasingly uncertain. Any expectation of privacy in a telephone conversation is not objectively reasonable, because a person is not reasonably entitled to assume that no one is listening in on an extension telephone. "A defendant who speaks incriminating words over the telephone runs the risk . . . that the conversation . . . may be overheard on an extension telephone." Commonwealth v. Douglas, supra at 221. See Rathbun v. United States, 355 U.S. 107, 111 (1957).
The testimony of the troopers concerning the overheard telephone conversations will be admissible at retrial. What we have said does not apply to recordings that the officers made of those conversations. If it should develop that a trooper relied on a recording in presenting his testimony, a separate issue would arise on which we intimate no view.
4. The judgments are reversed and the verdicts set aside.
So ordered.
This latter testimony was given in response to a question that called for a yes or no answer. The defendant's motion to strike was denied.
Because of its view of the appellate issues, the Appeals Court did not have to reach this question in order to dispose of the appeal, but commented with respect to the retrial "that the hearsay statements of a prisoner who was incarcerated with Paul Chambers claiming that he was not involved in the home invasion should not be admitted." Commonwealth v. Eason, 43 Mass. App. Ct. 114, 126 n.14 (1997).
The Appeals Court correctly ruled that the interception of the telephone conversations did not violate G. L. c. 272, § 99. Commonwealth v. Eason, supra at 119-120.
We have taken a similar view concerning words spoken in a private home but overheard in a place where the speaker reasonably should have expected that someone might be. Thus, when a police officer, standing in a hallway that the public could freely enter, overheard statements made in an apartment off this hallway, he did not violate the defendant's Fourth Amendment rights. Commonwealth v. Dinnall, 366 Mass. 165, 166-168 (1974). Cf. Commonwealth v. Panetti, 406 Mass. 230, 233 (1989) ("a person would have no justified expectation of privacy in conversations that can be heard by the unaided ear of an eavesdropper lawfully in a contiguous apartment"). Where, however, a hallway was in the exclusive control of the defendant, he had a justified expectation of privacy, and, therefore, police in the hallway eavesdropping on a conversation in an apartment violated the defendant's Fourth Amendment rights. Commonwealth v. Hall, 366 Mass. 790, 795 (1985).