Case Name: Francis H. Saltus v. Sidney C. Genin and others
Court: New York Superior Court
Jurisdiction: New York
Decision Date: 1859-05-08
Citations: 3 Bosw. 639
Docket Number: 
Parties: Francis H. Saltus v. Sidney C. Genin and others.
Judges: 
Reporter: Reports of cases argued and determined in the Superior Court of the city of New York
Volume: 16
Pages: 639–643

Head Matter:
Francis H. Saltus v. Sidney C. Genin and others.
1. Where a plaintiff waits two years and three months after the trial of his action, and eight months after the Court have, on appeal, decided that upon the facts proved and specially found on the trial, no recovery can be had under his complaint, it is too late to ask leave to amend, if the sole ground of the application is that on the trial evidence was given of facts of which the plaintiff was not before apprised.
2. If in any case amendment should be allowed after so great delay, it ought not where it appears that, if the plaintiff is entitled to recover at all, it is upon a ground highly technical and where if his claim be strictly legal, it is not meritorious.
3. Where on a trial all the material allegations in the complaint, which would entitle the plaintiff to the relief prayed for, were proved and found to be untrue, but in making such proof the defendants showed facts which might constitute a cause of action totally inconsistent with that stated in the complaint, the plaintiff should not, for the purposes of a new trial, be permitted to amend his complaint, by reiterating the allegations so disproved, and further stating that if such allegations ¡are not true, then the other facts, inconsistent therewith do exist and praying such relief as he may on the trial appear to be entitled to.
4. After a trial has been had and the defendants’ case has been folly developed if the plaintiff amends his complaint he should elect upon what averments he will rest his case and should not be permitted to speculate upon the chances of proof by declaring in the alternative upon inconsistent and hypothetical statements of his cause of action.
5. After a trial has been had on which the whole case has been developed, and the plaintiff still insists on his right to recover on the facts alleged in his complaint until eight months after the Oourt on appeal have decided that upon those facts he cannot recover, if the plaintiff can be permitted to amend by changing substantially his cause of action, it should only be on the payment of all the costs accrued since the former complaint was filed.
(Before Woodruff, J.)
Bpecial Term,
May 8th, 1859.
About eight months after the decision of this case on the appeal to the General Term, (reported, ante, p. 250,) the plaintiff moved at Special Term for leave to amend his complaint He produced on the motion the amended complaint which he desired to file and serve.
In this amended complaint the plaintiff retained in snhstance the averments in his former complaint. {Ante, p. 251.) That the defendants had purchased no Nicaragua stock for the plaintiff, and had negotiated no loan for the plaintiff, and that the accounts rendered by them of such pretended purchase, and the charge of commission for negotiating such loan, were not real but fictitious, and that the plaintiff was entitled to a return of his railroad stock, deposited with them as security. But adding in substance by way of alternative, that if any such purchases of Nicaragua stock were made for him, such stock was after-wards wrongfully and illegally disposed of by the defendants, and converted to their own use, with other allegations conforming to the state of facts proved by the defendants on the former trial to defeat the action, and claiming that the defendants should account to the plaintiff for such last named stock at the value thereof when so sold.
He thus reiterated the charges made in the former complaint, entitling him to a return of the stock pledged; but averred that if those charges were not true, then it was true that the defendants had made the purchases they claimed to have made, and which he had thus denied in his former complaint, and still denied; and had converted the stock so purchased to their own use, and were liable to him for the value thereof. And he concluded with' the prayer for an account of their transactions in relation to the matter, and the payment to him of whatever should be found due to him in respect to the same.
Albert Mathews, for the plaintiff.
Charles Tracy, for the defendants.

Opinion:
Woodruff, J.
—I am constrained to deny the motion for leave to serve the amended complaint submitted upon the making of the motion.
The action was tried in December, 1856, before a judge without a jury, and the facts proved were then specially found. Upon appeal to the General Term, the judgment rendered at Special Term was in the early part of July, 1858, reversed and a new trial was ordered.
The ground upon which the plaintiff now asks leave to serve the amended complaint, is, as disclosed in the affidavit, that on the trial of the action various matters were adduced in evidence of which he was not before sufficiently apprised to be able to set them forth in his complaint.
It must suffice to say of the application, resting as it does in the affidavit on this sole ground, that the plaintiff waited two years and three months after such matters were given in evidence, and it is now rather late to aver discovery of facts as the ground of asking an amendment. (10 How., 193.)
In truth, notwithstanding Ms so called discovery, the plaintiff chose to persist in Ms prosecution, and sought no amendment until the General Term have decided early in July, 1858, that no recovery could be had under his complaint upon the facts proved at the trial and found by the Court. And after such decision he has waited eight months before making the present application.
If in any case, amendment should be allowed after so long delay, it must be one in which it is apparent that the plaintiff will suffer greater injustice than he can suffer here, if the facts proved on the trial and found by the Court are true. For, if the facts are truly stated, it seems to me that any recovery upon those facts if permitted, must proceed upon a ground of a MgHy technical character, and which if strictly legal can hardly be Called meritorious. H in truth on any particular day pending the transactions between the plaintiff and the defendants, the latter had not 200 shares of Nicaragua stock standing in their names, it is by no means clear that the plaintiff suffered any actual damage, even if he be in legal strictness entitled to treat that as a conversion of Ms stock.
Besides tMs, the amended complaint now proposed is liable to serious obj eetions. The plaintiff even now retains in Ms proposed amended complaint the allegations wMch were proved and found to be untrue. He seeks to avail Mmself of the so called discovery, not for the purpose of averring the facts which were discovered on the trial, and making them the basis of his claim, but for the purpose of denying them and yet of speculating on the possibility of their being again proved, by praying such relief as he may be entitled to, if Ms other and inconsistent averments should not be established. In other words he avers several distinct facts, and then adds in substance that if they are not true, then some or one of certain other statements inconsistent therewith are true, and prays such relief as may be proper, whichever state of facts may appear to be proved on the new trial.
I am not yet prepared to concede that after a trial has once been had, the case fully developed, the defendants' proofs been heard, and the principles applicable to the pleadings and proofs have been discussed, the plaintiff should be permitted to frame a new complaint, not resting his case upon any distinct set of facts or principles, but in substance assimilated to a bill for discovery averring the facts to be in one form entitling the plaintiff to one kind of relief, or if they are not so, then stating them in another form entitling him to another kind of relief, inconsistent with the first; or, if they are not so, then stating them in still another form, entitling him to still another kind or measure of relief.
There are cases in which some latitude may be given to a plaintiff, not fully informed of facts which lie in the information of others, in complaining in an alternative form. Here it would not be an unreasonable exercise of discretion, if an amendment were permitted, to say to the plaintiff: you now know all the facts, choose your ground of claim, and make your averments in a form in which the defendants can not only know upon what facts you rely but be prepared to meet them.
It would be, at least, a novelty in pleading, if the plaintiff may be permitted to aver as follows: "The defendant either sold my stock or he did not; if he did, he is liable for the proceeds; if he did not, he is bound to return the stock to me: wherefore, I ask for such relief as upon the proofs, when taken, I may appear entitled to."
This would be a shorter complaint than the one here proposed, but in the particular which I am considering would hardly be liable to greater criticism.
If the complaint submitted was in all respects free from objection, it would not be apparent to me that the defendant would be prejudiced by allowing it to be filed as an amended complaint, if he was indemnified by requiring the payment of all costs accrued since the former complaint was filed. It would be of no material advantage to require the plaintiff to commence a new suit, or, in other words, to serve a fresh summons.
And on the other hand no great advantage would result to the plaintiff from allowing the amendment if such terms were imposed; for it is not suggested that the statute of limitations has barred a new suit, or that there is any difficulty in serving the defendants with a summons in a new action.
That such terms would be just and only just if an amendment were allowed I think certain. The defendants have answered the whole cause of action alleged in the complaint. They have proved on the trial that every allegation of the complaint which is made the basis of their supposed liability, (beyond what they had conceded and offered to pay) is untrue. The Court on the trial have found those allegations untrue. The General Term have decided, that the plaintiff cannot, under his complaint, recover upon any facts so proved and found.
Now, to permit under the name of amendment the filing of a complaint proceeding upon new allegations and asking a different relief upon the very grounds which were before denied by the plaintiff, after the defendants have been put to the whole expense of a protracted litigation and have substantially succeeded upon all matters charged against them, without'being first paid the costs to which they have been subjected, would seem to me obviously unjust. It would be extending to the plaintiff as mere favor, a privilege which I think he has no title to ask at the defendants' expense.
But for the other reasons suggested, the motion should I think be denied.
Ordered accordingly.