Case Name: Matter of the Probate of a Paper Writing Propounded as the Last Will and Testament of Robert E. Hopkins, Deceased
Court: New York Surrogate's Court
Jurisdiction: New York
Decision Date: 1901-08
Citations: 2 Mills Surr. 335
Docket Number: 
Parties: Matter of the Probate of a Paper Writing Propounded as the Last Will and Testament of Robert E. Hopkins, Deceased.
Judges: 
Reporter: Mills' Surrogate's Reports
Volume: 2
Pages: 335–345

Head Matter:
Matter of the Probate of a Paper Writing Propounded as the Last Will and Testament of Robert E. Hopkins, Deceased.
(Surrogate’s Court, Westchester County,
Filed August, 1901.)
1. Will — Presumption op Revocation, feom Cancellation op Signa-tube, When Rebutted.
In a proceeding to prove the will of a testator, it appeared that two days after his funeral three persons carefully searched every drawer of and every paper and envelope in a roll-top desk, in the office of a corporation, which the testator, in common with other employees of the corporation, used at times, and which at other times was left open and found therein no will, and that three hours later one of these persons, who was also an employee, by accident found in a drawer of the same desk the will in an envelope endorsed with the testator’s initials, with its signature cancelled by vertical marks made by a hand which an expert testified was not that of the testator. The will was in favor of the persons and corporations whom he would have beeii likely to benefit by his will.
Held, that the presumption of a revocation of the will, arising from the cancellation of the signature to it, was rebutted by the circumstances.
2. Same.
That the cancellation must be deemed to have been made by a stranger, and that as there was no proof of authority to him from the testator nor proof of revocation by two witnesses, the cancellation was ineffectual to revoke the will.
3. Same — Testator’s Declarations as to His Belief that He Was Testate.
Where a will is contested upon the ground that the testator has revoked it in this manner, his declarations, subsequent to its execution, tending to show that he believed himself to be testate down to the day of his death, are inadmissible.
4. Same — Admission of Evidence Subject to Motion to Strike Out.
In a Surrogate’s Court, the admission of evidence, subject to a motion to' strike it out, and which subsequently is stricken out, is m> more fatal to a defeated party than such a course would be upon an equity trial without a jury.
Affd. 73 App. Div. 559; Reversed 172 N. Y. 360.
Proceedings upon tbe probate of a will.
Clarence S. Davison, Henry 0. Henderson, J'ames MacGre-gor Smith, G. R. Cook, Edgcomb & Rafferty, William 0. Reddy, Alexander & Magill, for probate; Joseph W. Middle-brook, special guardian of Robert E. Hopkins, Jr., contestant.

Opinion:
SmKMAN, S.
— The paper propounded was executed by the alleged testator, with all the formalities required by law, on November 14, 1891. It was filed for probate by Eanny W. Hopkins, his widow, and when so filed the signature at the end of the will was cancelled by fourteen vertical marks made with pen and ink through it.
Mr. Hopkins was a man of wealth, consisting largely of personal property. He left a widow, the petitioner, and one child, a son now about thirteen years old, his only heir-at-law.
Under the paper propounded the widow is the chief beneficiary. The special guardian appointed by the' court, in pursuance of his duty, filed objections to the probate, alleging that the instrument was cancelled by Mr. Hopkins with intention •to revoke the same, and that he died' intestate.
During the trial of the proceeding quite a little testimony was offered as to the declarations of the testator subsequent to the execution of the paper propounded, tending to show that down to the day of his death he believed himself to be testate.
This evidence was strenuously objected to by the special guardian, upon the ground that it was incompetent; nevertheless, -.it was admitted, subject to a motion to strike out, and upon that motion the decision of the court was reserved, to all of which rulings the special guardian excepted.
Ordinarily it is the duty of the court to rule finally at the time when objections and motions are made in respect of the admission of evidence, and the failure to so rule at the time would be error; nevertheless, there are exceptions to this practice in trials before the court without a jury, and particularly so in the Surrogate's Court, where pleadings do not exist, and the rules relating thereto do not obtain. It is frequently the ease that not until the close of the evidence upon one side or the other can it be determined whether the evidence offered is competent or not. Take the case at bar; if .the proponents had in mind to show that subsequent to the execution of the will the alleged testator became incompetent to perform a testamentary act, his declarations and conduct could have been offered as competent evidence upon that issue. In the absence of pleadings it could not be anticipated what might be in the mind of counsel, or the ultimate object of the testimony; and so it follows that the reservation by the court of its ruling Was correct, unless the contestant's case was prejudiced thereby, In that he was precluded from presenting evidence tending to explain or contradict the testimony objected to, or prevented from cross-examining witnesses in respect thereto.
As I have concluded to sustain the special guardian's objections and strike out all the testimony showing, or tending to show declarations by the alleged testator, no possible prejudice can result to the case of the special guardian by reason of the court's reservation of its decision.
The proponents have not shown, nor have they attempted to show, that Mr. Hopkins was at any time incompetent to make or revoke a will, and as the law has been recently settled in this State and in the United States courts to the effect that such declarations are incompetent upon the issue whether testator intended to revoke the paper propounded, evidence thereof cannot be considered. Matter of Kennedy, 167 N. Y. 163; Throckmorton v. Holt, 21 Sup. Ct. Rep. (U. S.) 474.
The testimony of Mr. Warren, at pages 18, 19 and 20 (S'. MO ; that part of the answer of Hr. Coutant, at page 37 (S. M.), " He told me that he had made his will some time before and saw no special reason for changing it ; the testimony of Alexander Chambers, at pages 56, 57 and 62 (S. M.) ; and the testimony of Townsend B. Roe, pages 112, 113, 114 and 115 (S. M.), is stricken out, and exceptions given to proponents.
In determining whether Mr. Hopkins made the marks through his signature, and, if he did, was it with an intention to revoke his will, we must keep constantly in mind the sanctity of the instrument and the safeguards that the law has thrown around the act of execution and the act of revocation.
The Revised Statutes provide (2 R. S. 64, § 42), "No will in writing exeept in the cases hereinafter mentioned, nor any part thereof, shall be revoked or altered, otherwise than by some other will in writing, or some other writing of the testator, declaring such revocation or alteration, and executed with the same formalities with which the will itself was required by law to be executed; or unless such will be burnt, torn, cancelled, obliterated or destroyed, with the intent and for the purpose of revoking the same, by the testator himself, or by another person in his presence, by his direction and consent; and when so done by another person, the direction and consent of the testator, and the fact of such injury or destruction, shall be proved by at least two witnesses."
It will be noticed that the statute contemplates a cancellation, either by the hand of the testator, or by the hand of another; and where, by the hand of another, by testator's direction and consent. Moreover, such cancellation and the direction to cancel must be proved by at least two witnesses. The statute does not provide for any presumptions, but leaves the circumstances to be proven.
The special guardian argues, and with much ability, that where a will is found with the signature erased, there arises a presumption that it was done by the testator, and that to overcome such presumption there must be evidence that it was done by some other hand, and cites Matter of Philp, 46 N. Y. St. Repr. 356; Matter of Clark, 1 Tucker, 445, as authorities directly in point, and cites as analogous Hard v. Ashley, 88 Hun, 103; Collyer v. Collyer, 110 N. Y. 481, where the question was that of an alleged lost will.
No one questions but that these cases were correctly decided upon their own peculiar facts, and it is the facts of each case which control.
The statute was enacted to prevent fraud and not to invite it, therefore such a broad presumption which would make the accomplishment of a fraudulent cancellation the easier would contravene the spirit of the act.
But if we observe the distinction between a legal presumption and a legal inference, which terms are sometimes inadvertently used as synonymous, we can thoroughly harmonize the spirit of the statute and the authorities.
A presumed fact is one taken for granted and accepted, as a result of human experience and general knowledge, while an inference is the conclusion drawn from the proof or admission of circumstances which by reason of the same human experience and knowledge would naturally lead to it.
A man is presumed to regard his will as a private and sacred document, and on that account is presumed to keep it with the same degree of care and privacy as he does his most important papers and documents; and when it is shown by competent evidence that his will has been found in a place where he is in the habit of keeping papers and documents of importance and value, with the signature erased, or no will is found in such a place, as the case may be, there is a legal inference arising from such evidence, together with the presumptions mentioned, that in the one case he cancelled the document himself, and in the other that the destruction was by his own hand.
In the Clark case the proof showed that the will was found in a drawer of testatrix's bureau in her bed-room by proponent, a legatee, with two lines drawn in ink across testatrix's signature, and with a line through proponent's name as legatee in the body of the will. -No person was shown to have been in the room Where it was found, except the decedent, tbe legatee and her uncle, who were her witnesses. The surrogate said, " Under these circumstances I must hold that the evidence which has been adduced by the proponent herself, raises the presumption of cancellation and revocation by the decedent."
In the Philp case it was proved that the will was found by the testator's wife, in his safe, which was locked, and the combination in her possession. Mr. Justice O'BbieN, at General Term, said, " When the will was presented, it was with this infirmity of cancellation upon and a part of it. In the absence, therefore, of any evidence, whatever, from which the inference or presumption could be drawn of improper treatment of the will, the learned surrogate was justified in the conclusions which he drew from the conceded facts"
In Matter of Brookman, 11 Misc. Rep. 675, 67 N. Y. St. Repr. 397, the will was shown to have been found in testator's box in his safe among ia lot of cancelled and worthless papers marked " void.''
In Collyer v. Collyer, which was the case of a lost will, the proof showed that a most diligent search had been made for the will, that none was found, and that none had been seen by any one for six years prior to the testator's death.
In the ease of Hard v. Ashley, also a case of a lost will, the fact was shown that the last seen of the will was with the deceased, or under her control.
In all these cases there was evidence or admissions that the will in its mutilated condition was in the personal keeping of the testator, or that after a search in the places where the testator would naturally keep a will none was found.
I find no authority going to the extent of holding that where a will floats into the surrogate's office from an unknown source, or is found in the possession of strangers with the signature cancelled, or obliterated, without other evidence, that there is any presumption that the destruction or cancellation was by the band of the testator. There must be some evidence, either direct or circumstantial, upon which the court can base a finding of fact one way or the other. Hitchings v. Wood, 2 Moore P. C. 355, 447.
In this case, Lord Lyndhurst writing the opinion, says> " Then, as to the alleged cancellation, we think, if this be a genuine instrument, that the onus to make out the fact of the cancellation is on those who oppose the codicil. It seems that a corner had been burnt, the paper torn through, and in one place across the signature; but by whom, and under what circumstances, does not appear. There is nothing whatever to show that it was done by the testator, or if so, with what intention it was done. If it be a genuine instrument it proves that there was also another codicil, and which is not forthcoming. It is obvious, we think, that it must have been improperly dealt with, for if it was defaced by the testator he would have either have entirely destroyed it or it would have been found in this state among his papers. The circumstances of its being in other hands shows that a fraud had been practiced, and that no safe conclusion can be drawn from its appearance that it was burnt or torn by the testator. But even if it had been found among the testator's papers at the time of his death, we incline to think some further evidence beyond its present appearance would be necessary to show that he intended to cancel it. Our opinion, therefore, is that the codicil ought to be approved."
This language of Lord Lyndhurst is quoted by Mr. Justice PecKHAM in Throckmorton v. Holt, in which latter case the paper purporting to be the will of Judge Holt came to the Probate Court through the mail, from an unknown source, partly burned and torn, but not to the extent of making it illegible. Mr. Justice PecehaM, in his opinion reversing the lower court, says: . " There must be some evidence of an act by deceased, or under his direction, which would be sufficient to show the fact, or the instrument must have been found among the private pa pers of the deceased, mutilated and tom, or otherwise defaced, and under such circumstances that the fact of revocation might be presumed."
The proof in this case shows that Mr. Hopkins was a careful, methodical, business man. At the time of his death he was the secretary and general manager of the Tide Water Pipe Co., the office of which was at 12 Broadway, New York city, at which office he attended about twice a week. When there he occupied a roll-top desk of the company assigned to his use, but when he was absent the desk was occupied and used by others, being left unlocked so that anyone in the office could have access to it.
Ha had a safe deposit box in the Produce Exchange Safe Deposit Company, of New York city, in the joint names of himself and wife, and he also had a safe deposit box at Tarry-town.
He died on the ninth of May, and was buried on the twelfth. On Monday, the thirteenth, his widow, the proponent, accompanied by her brother, Alexander Chambers, went to New York to the office of the Tide Water Pipe Co., and there met Mr. Warren, who was connected with the company, and who had held confidential relations with the deceased and had occupied a desk in the same room with him.
These three then went across the street to the Produce Exchange Safe Deposit Company's vaults and made a careful search for a will, but none was found. They then returned to the office of the Tide Water Pipé Co. and a search was made by Mr. Warren and Mr. Chambers through the company's safes, in which Mr. Hopkins sometimes put papers for safe keeping, and through the desk in the office which had been used by him in his life-time. No will Was found.
Mrs. Hopkins and her brother returned to Tarrytown' that day and searched the safe deposit box at that place, but no will was found.
On the next day, Tuesday, they returned to the office of the Tide Water Pipe Co. and the same persons again examined the box in the Produce Exchange Safe Deposit Company's vaults with like result. They then returned to the Tide Water Pipe Co.'s office and searched again carefully through the desk, which was an ordinary roll-top desk with drawers on1 the right and left hand sides of the top portion, these drawers being about fifteen inches long, eight inches wide and two inches deep. Every drawer was examined and every paper taken out and examined, and every envelope was opened, but no will was found, and the search was given up about 1 o'clock. Mrs. Hopkins returned again to Tarry town and made another search in the box at the bank and in his private desk at home, with no better results.
About three hours after Mrs. Hopkins and Mr. Chambers left the New York office, Mr. Warren went to the same desk to get a check book which belonged to a corporation in which both Mr. Hopkins and himself were interested. He opened the right-hand drawer under the roll-top and there found a blue envelope, on the outside of which were the words, " Robert E. H." in Major Hopkins' handwriting. Inside the envelope was the will. There were no other papers of any kind in this drawer, and the drawer was otherwise empty, with the exception of a few pens and an ink eraser.
On examining the will, Mr. Warren found the signature of Major Hopkins to the will cancelled as already described. He read the will and called the attention of some of the parties in the office to the fact, and on the following morning turned it over to Mrs. Hopkins in the condition in which it was found.
It appears that Mr. Hopkins was a man of about sixty-eight years of age at the time of his death. At the time of the making of the will he was suffering from some tremulousness in his hands, clearly evident in his handwriting, and which increased as he grew older.
Wa have the evidence of Mr. Oarvalho, the noted handwriting expert, that in his- opinion the marks cancelling the signature were not made by the same hand that wrote the signature.
It further appears that a year prior to his death he hapl been told by his physician that he had heart trouble and must be very careful; that he was liable to pass away at any time by apoplexy, and that he should get his business in proper shape, and that if he had not made a will he should do so.
Then we have the document itself, which apparently fulfills 'the testator's life sentiments. He remembers the institutions of his early education, the church which he first attended, the cemetery in which his father and mother were buried, the church at the place where his early struggles took place resulting in his fortune, the missions in which he was. interested, and the friends and relatives who had attached themselves to him during life, and above all, providing for his aged sister, who was dependent upon him and for whom he had provided for many years.
The evidence is that there had been no change in his feelings toward any of the objects of his bounty, but that the ties grew stronger as the years rolled on. The relationship, which existed between this man and his wife were of the closest and most confidential character.
Under all these circumstances, and under all the proofs which are befóre us, can we infer that he cancelled his signature to the paper offered for probate with an intention to revoke the same? I think not. I think that the inference is overwhelming that the cancellation was not made by the testator himself, but by another hand. There is, however; no proof that it was made by another by his direction and' consent, as the statute requires. Therefore, the paper must be regarded as a valid testamentary disposition and be admitted to probate.
Costs will be allowed to all parties, payable out of the fund, with an allowance to the special guardian to be paid out of the infant's share of the estate.
The special guardian has represented his ward with conspicuous zeal and fidelity, and his conscience might well be satisfied of a duty well performed with the entry of the decree of the Surrogate's Court. Nevertheless, the interest of the infant at stake is so large, and the facts so unusual, that I think his'duty will not be complete until the law, as applied to the facts of this case, has been reviewed at least by the Appellate Division of the Supreme Court.
Probate decreed.