Case Name: CLARENCE RADAR et al., Appellants, v. ALPHA C. ROGERS, as Administratrix, etc., Respondent
Court: Supreme Court of California
Jurisdiction: California
Decision Date: 1957-10-30
Citations: 49 Cal. 2d 243
Docket Number: L. A. No. 24421
Parties: CLARENCE RADAR et al., Appellants, v. ALPHA C. ROGERS, as Administratrix, etc., Respondent.
Judges: Gibson, C. J., Carter, J., Traynor, J., and Spence, J., concurred.
Reporter: California Reports
Volume: 49
Pages: 243–254

Head Matter:
[L. A. No. 24421.
In Bank.
Oct. 30, 1957.]
CLARENCE RADAR et al., Appellants, v. ALPHA C. ROGERS, as Administratrix, etc., Respondent.
Gray, Glass, Allen & Ransom, Dudley Gray and Gray, Glass & Allen for Appellants.
Ball, Hunt & Hart and Loyal C. Pulley for Respondent.

Opinion:
SCHAUER, J.
Plaintiffs appeal from a judgment entered after a demurrer to their second amended complaint was sustained without leave to amend. Plaintiff Radar was allegedly injured and the property of plaintiffs Walter J. Henry and Catherine Henry damaged by the negligence of George Rogers, since deceased. The question is whether the action is barred by the following provision of section 714 of the Probate Code: "When a claim is rejected either by the executor or administrator . . . written notice of such rejection shall be given . . . to the holder of the claim or to the person filing or presenting it, and the holder must bring suit in the proper court against the executor or administrator, within three months after the date of service of such notice if the claim is then due . . . [or] the claim shall be forever barred."
At the time plaintiffs' claims were presented to and rejected by the administratrix of the estate of George W. Rogers, the complaint in this action was already on file. At the time it was filed no personal representative of decedent had been appointed. The complaint named as defendants "John Doe and Jane Doe, as Administrator and/or Administratrix of the Estate of George Rogers, Deceased" and alleged "that the defendants John Doe and Jane Doe are sued herein as Administrator and/or Administratrix of the Estate of George Rogers, deceased, for the reason that the true name of the administrator and/or administratrix is unknown to the plaintiffs at this time." The complaint was not amended to allege the true name of the administratrix (who was appointed one year, less one day, subsequent to its filing) until more than three months after plaintiffs' claims were presented and rejected. We have concluded that inasmuch as the suit against the fictitiously named personal representatives was on file at the time plaintiffs' claims were rejected, plaintiffs have substantially met the requirement of section 714 that they "bring suit . . . within three months after the date of service of such notice [of rejection of their claims]." In the circumstances of this case, as hereinafter developed, the fact that the suit was on file not later than "three months after the date of service" of the notice of rejection is sufficient to defeat the plea in abatement and sustain the action.
Chronologically the factual situation is as follows:
December 15, 1952: The accident which gave rise to this action occurred. Rogers was killed in that accident.
March 11, 1953: Complaint was filed herein against "John Doe and Jane Doe, as Administrator and/or Administratrix of the Estate of George Rogers." As above set out more fully, it alleged as a ground for use of the fictitious names "that the true name of the administrator and/or administratrix is unknown to the plaintiffs at this time."
March 10, 1954: Defendant was appointed and qualified as administratrix.
March 12, 1954: Notice to creditors was first published.
August 12, 1954: Plaintiffs presented their claims to the administratrix. This presentation was timely within section 700 of the Probate Code (within six months after first publication of notice to creditors).
August 20, 1954: The administratrix gave notice of rejection of plaintiffs' claims. (It thus appears that defendant had notice of, and opportunity to voluntarily approve and pay, plaintiffs' claims; this fact becomes important, as is hereinafter developed.)
February 21, 1955 : Plaintiffs filed a first amended complaint which named "Alpha C. Rogers, as Administratrix of the Estate of George W. Rogers," as defendant.
Defendant did not at this time plead the bar of the statute as a defense; instead she demurred to this complaint generally and specially, specifying as grounds that it failed to state facts constituting a cause of action and that it was uncertain, ambiguous and unintelligible in that it did not appear therefrom whether a claim had been filed in the estate proceeding. The demurrer was sustained with leave to amend.
April 4, 1955: Plaintiffs filed a second amended complaint alleging the presentation and rejection of their claims.
Defendant's demurrer to this second amended complaint was used as a vehicle for points and authorities which raised the contention that the suit was barred by limitation because it was not instituted after, and within three months after, the rejection of the claims, as assertedly required by section 714. Such demurrer was sustained without leave to amend.
The so-called amended complaints are, speaking technically, by code definition, supplemental complaints; that is, they allege "facts material to the cases occurring after the former complaint." (Code Civ. Proc., §464; see California etc. Co. v. Schiappa-Pietra (1907), 151 Cal. 732, 742-743 [91 P. 593].) From the second amended (or supplemental) complaint it appears that after, rather than before, this action was filed plaintiffs took the essential (to recovery of judgment) step of presenting their claims to the administratrix.
It has been said that "The general rule is that where an action is prematurely brought, and the original complaint must fall, a supplemental complaint has no place as a pleading." (Walton v. County of Kern (1940), 39 Cal.App.2d 32, 34 [1] [102 P.2d 531], citing Morse v. Steele (1901), 132 Cal. 456, 458 [64 P. 690], and Lewis v. Fox (1898), 122 Cal. 244, 252 [54 P. 823].) But the rule of the Walton case is by no means absolute and universal in application. The statement quoted was made in connection with a holding that a supplemental complaint cannot aid an original complaint which was filed before a cause of action had arisen. Here there was a cause of action when the original complaint was filed. That cause of action accrued when the accident happened. Every fact essential to state a cause of action, at least in the absence of a plea in abatement, is well pleaded. As stated in Preston v. Knapp (1890), 85 Cal. 559, 561 [24 P. 811], "Appellant's counsel contend that, inasmuch as the complaint was not amended after the substitution of the executrix, by adding thereto an averment that the claim had been regularly presented to and rejected by the executrix, it is insufficient to support the judgment. But as no such objection was made in the court below, and as defendant expressly admitted on the trial that the claim had been presented to the executrix in due time, and that she had refused to act upon it, and made no objection on the ground that it was not presented in due form, it is too late to make the objection that the presentation and rejection of the claim were not alleged in the complaint, for the first time, on this appeal. (Hentsch v. Porter, 10 Cal. 555; Coleman v. Woodworth, 28 Cal. 568; Bank v. Howland, 42 Cal. 130; Drake v. Foster, 52 Cal. 225.) [Here, we recognize that defendant argued the asserted defect on demurrer in the trial court. But the opinion continues:] The object of the statutory requirement of presentation and rejection of claims against estates, as a condition precedent to the commencement of suits upon them, is to save to estates of deceased persons the costs and expenses of useless suits,— suits to recover what would have been allowed and paid by the executor or administrator without suit. The merits of such claims do not depend in any degree upon their presentation and rejection before suit."
At the time the complaint in the case at bar was filed, as is obvious from the facts above related, the claim here had not, and could not have, been presented to the personal representative of decedent's estate because no personal representative had been appointed, and no claim had or could then have been filed "in the office of the clerk of the court from which letters issued" (Prob. Code, § 700), for no letters had issued. Nevertheless, the cause of action was extant. "A thing in action arising out of a wrong which results in physical injury to the person . . . shall not abate by reason of the death of the wrongdoer." (Civ. Code, § 956.) The cause of action against the decedent is the cause of action which survives against the personal representative. (Smith v. Finley (1952), 112 Cal.App.2d 599, 600 [1] [246 P.2d 989].) Realism requires us to recognize the practical problem which plaintiffs faced. They believed they had a cause of action and in the exercise of diligence they wished to have their complaint on file before any question as to the running of an applicable statute of limitations could arise. Accordingly, they filed this complaint alleging the facts as above related. The desirability of the procedure followed by plaintiffs is not a matter which requires consideration or comment; we pass only on the ultimate questions of law essential to disposition of this appeal.
Persuasive here is Security-First Nat. Bank v. Bennett (1936), 17 Cal.App.2d 641, 642-643 [62 P.2d 798], There a complaint was filed against seven defendants, one of whom was deceased at the time the complaint was filed. Plaintiff presented his claim to the executrix of the deceased defendant on August 8, 1933, and the claim was rejected on August 23, 1933. An amended and supplemental complaint in which the death of the deceased defendant was set out was filed on February 9, 1934. The appellate court rejected the contention that the action was barred by the provision of section 714 of the Probate Code that suit must be brought within three months after service of notice of rejection of claim. It is said that "The point now presented is highly technical and does not affect the substantial rights of the parties. Before the filing of the amended and supplemental complaint the executrix had ample notice of the claim and opportunity to approve it. There has been no miscarriage of justice. (Const., art. YI, §4½.)" (See also Grant v. Sun Indemnity Co. (1938), 11 Cal.2d 438, 440 [80 P.2d 996].)
Here too it would be highly technical to apply section 714 to bar this complaint, which was not filed too late but, at worst, prematurely. The substantial rights of the estate are not affected by the procedure followed by plaintiffs. The administratrix had ample opportunity, before the filing of the amended complaints, to approve plaintiffs' claims. The substance of the defect that the action had been brought before presentation and rejection of claim no longer existed when defendant by general demurrer to the amended and supplemental complaint sought to raise the issue. We do not believe that section 714 was ever intended to bar the action in this situation. We again quote the language of Preston v. Knapp (1890), supra, "The object of the statutory requirement of presentation and rejection of claims against estates, as a condition precedent to the commencement of suits upon them, is to save to estates of deceased persons the costs and expenses of useless suits,-—suits to recover what would have been allowed and paid by the executor . . . without suit." We add, "When the reason of a rule ceases, so should the rule itself." (Civ. Code, §3510.) Here, the reason of the rule ceases because it appears from the very pleading which defendant relies on to show the facts which she invokes, that before she raised the plea she had had, and had rejected, every benefit the statute gave her.
Further illustrating a liberal approach to the claims requirements of the Probate Code is Gregory v. Clabrough's Executors (1900), 129 Cal. 475, 479 [62 P. 72], There an action was pending against Clabrough when he died. On his death a claim was duly presented to his executors but was neither approved nor rejected. It is held that "Section 1498 of the Code of Civil Procedure [now Prob. Code, § 714] can have no application to a case like the present, where the action was already pending when the claim was presented. All that is required of the plaintiff in such a case is simply to present his claim. (Code Civ. Proc., § 1502 [now Prob. Code, § 709].) The point intended seems to be that suit was not revived against the executors for over three months after the claim was rejected. But there is no provision of the code requiring that it should be revived within any definite period.''
The defense that suit was commenced before the presentation and rejection of claim "is simply matter of abatement—a defense which is not favored, and must be made by plea, and in proper time, or it is waived." (Bemmerly v. Woodward (1899), 124 Cal. 568, 574-575 [57 P. 561]; see also Verbeck v. Clymer (1927), 202 Cal. 557, 562 [5] [261 P. 1017]; Seches v. Bard (1932), 215 Cal. 79, 81 [2] [8 P.2d 835].) Here there is no occasion to consider whether the unfavored defense was waived, for it had ceased to exist at the time defendant sought to raise it. "A consequence of the disfavor with which such pleas are viewed is that matter in abatement must exist at the time of filing of the pleading urging it" (1 Cal.Jur.2d 29-30, § 3) and if the stated ground does not exist at the time of trial it may be disregarded. (Archibald v. Iacopi (1953), 120 Cal.App.2d 666, 669 [5] [262 P.2d 40].)
For the reasons above stated, we have concluded that the general demurrer was improperly sustained.
The judgment is reversed and the cause is remanded to the trial court with directions to overrule the general demurrer, and to entertain such further proceedings as may be appropriate.
Gibson, C. J., Carter, J., Traynor, J., and Spence, J., concurred.
See also Prob. Code, § 716: "No holder of a claim against an estate shall maintain an action thereon, unless the claim is first filed with the clerk or presented to the executor or administrator [with an exception not here material]."
Prob. Code, § 707: "All claims . . . for damages for physical injuries . or injury to property . . . must be filed or presented within the time limited in the notice [to creditors] ."
The notice to creditors requires "all persons having claims against the decedent to file them . in the office of the clerk of the court from which letters issued, or to present them . to the executor or administrator . . ." (Prob. Code, 5 700.)