Case Name: PEOPLE v. WILHELM (ON REHEARING)
Court: Michigan Court of Appeals
Jurisdiction: Michigan
Decision Date: 1991-08-06
Citations: 190 Mich. App. 574
Docket Number: Docket No. 115560
Parties: PEOPLE v WILHELM (ON REHEARING)
Judges: Before: Shepherd, P.J., and Gillis and Cav-ANAGH, JJ.
Reporter: Michigan appeals reports; cases decided in the Michigan Court of Appeals.
Volume: 190
Pages: 574–591

Head Matter:
PEOPLE v WILHELM (ON REHEARING)
Docket No. 115560.
Submitted December 14, 1990, at Lansing.
Decided August 6, 1991, at 9:20 a.m.
Donald Wilhelm was convicted by a jury in the Genesee Circuit Court, Thomas M. Donnellan, J., of third-degree criminal sexual conduct after being charged with first-degree criminal sexual conduct and kidnapping. The defendant appealed, claiming that his conviction should be reversed because the trial court refused to instruct the jury concerning second-degree criminal sexual conduct, refused to admit certain testimony because of the defendant’s failure to comply with the notice provision of the rape-shield statute, refused to suppress as evidence certain items seized during a search of the defendant’s boat, and failed to direct a verdict of acquittal with respect to the kidnapping charge. The Court of Appeals, Shepherd, P.J., and Gillis and Cavanagh, JJ., reversed in an unpublished opinion, decided May 20, 1991. The Court of Appeals granted a rehearing on its own motion.
On rehearing, the Court of Appeals held:
Second-degree criminal sexual conduct is a cognate included lesser offense of first-degree criminal sexual conduct; accordingly, a jury instruction concerning second-degree criminal sexual conduct needs to be given only where the evidence at trial supports the lesser offense. Because the defendant admitted that penetration had taken place, there was no factual basis for the requested instruction concerning second-degree criminal sexual conduct. The evidence concerning the complainant’s public conduct with persons other than the defendant involved sexual conduct and was subject to the provisions of the rape-shield statute. The trial court properly held that the evidence concerning that conduct was precluded because the defendant failed to give the required statutory notice to the The defendant was not prejudiced either by the admission of the evidence seized on the defendant’s boat or by the failure of the trial court to direct a verdict of acquittal with respect to the kidnapping charge.
References
Am Jur 2d, Rape §§ 82, 83, 86,110.
See the Index to Annotations under Chastity; Rape; Rape Shield Statute.
1. While there is a split on the Court of Appeals concerning whether second-degree criminal sexual conduct is a necessarily included lesser offense of first-degree criminal sexual conduct, the preferable view is that it is a cognate included lesser offense. Because there is no question that penetration occurred, the trial court properly refused to instruct the jury concerning second-degree criminal sexual conduct.
2. The defendant’s proffered testimony concerning his observation of the complainant exposing her breasts to men in a bar and allowing one of those men to fondle her was evidence of sexual conduct within the meaning of the rape-shield statute, MCL 750.520j; MSA 28.788(10). The fact that the alleged activities of the complainant occurred in public does not remove the matter from the scope of the rape-shield statute, nor does the fact that the defendant observed those activities make those activities past sexual conduct between the complainant and the defendant within the meaning of the rape-shield statute. Because the proffered evidence was not relevant to the issue whether the complainant consented to intercourse with the defendant, the refusal by the trial court to admit that evidence did not deny the defendant his right of confrontation.
3. The trial court properly refused to suppress as evidence items belonging to the complainant that were found during the search of the defendant’s boat, the admission of that evidence being harmless in view of the fact that the defendant admitted that the complainant had been present on his boat.
4. The defendant was not prejudiced by the trial court’s failure to grant his motion for a directed verdict of acquittal with respect to the kidnapping charge.
Affirmed.
Shepherd, P.J., concurring, emphasized that the failure of the defendant to initiate an investigation of his allegations concerning the complainant’s behavior by giving the prosecutor the required statutory notice precludes any meaningful consideration of the defendant’s assertion that the probative value of that testimony outweighed any risks of unfair prejudice.
1. Rape — First-Degree Criminal Sexual Conduct — Second-Degree Criminal Sexual Conduct — Included Offenses.
Second-degree criminal sexual conduct is a cognate included lesser offense of first-degree criminal sexual conduct (MCL 750.520b, 750.520c; MSA 28.788[2], 28.788[3]).
2. Rape — Criminal Sexual Conduct — Evidence op Prior Sexual Conduct — Rape-Shield Statute.
Evidence that the victim of an alleged rape made a public display of her breasts and permitted herself to be fondled by a person other than the defendant shortly before the alleged rape was evidence that fell within the scope of the rape-shield statute; neither the public nature of the activities nor the fact that the activities were observed by the defendant removed the evidence from the scope of the rape-shield statute (MCL 750.520j; MSA 28.788[10]).
Frank J. Kelley, Attorney General, Gay Secor Hardy, Solicitor General, Robert E. Weiss, Prosecuting Attorney, Donald A. Kuebler, Chief, Appellate Division, and Edwin R. Brown, Assistant Prosecuting Attorney, for the people.
Joseph J. Farah, for the defendant.

Opinion:
ON REHEARING
Before: Shepherd, P.J., and Gillis and Cav-ANAGH, JJ.
Per Curiam:.
Defendant was charged with first-degree criminal sexual conduct, MCL 750.520b(1) (f); MSA 28.788(2)(1)(f), and kidnapping, MCL 750.349; MSA 28.581. Following a jury trial, defendant was convicted of third-degree criminal sexual conduct, MCL 750.520d(1)(b); MSA 28.788(4)(1)(b). Defendant was sentenced to from three years and nine months to ten years' imprisonment. Defendant appealed as of right. While this Court originally reversed defendant's conviction, we granted rehearing on our own motion and now affirm.
Defendant first claims that the trial court erred when it denied his request to instruct the jury concerning second-degree criminal sexual conduct. The trial court denied the instruction, ruling that defendant did not dispute penetration and, therefore, there was no evidence to support the instruction. There is a split on this Court concerning whether second-degree criminal sexual conduct is a necessarily included lesser offense of first-degree criminal sexual conduct. Compare People v Norman, 184 Mich App 255, 259-260; 457 NW2d 136 (1990), and People v Garrow, 99 Mich App 834; 298 NW2d 627 (1980), with People v Green, 86 Mich App 142, 150-152; 272 NW2d 216 (1978), People v Secreto, 81 Mich App 1; 264 NW2d 99 (1978), and People v Thompson, 76 Mich App 705, 707-708; 257 NW2d 268 (1977). We agree with Norman and Garrow, which hold that second-degree criminal sexual conduct is not a necessarily included lesser offense of first-degree criminal sexual conduct, but is instead a cognate lesser included offense. Because second-degree criminal sexual conduct is a cognate offense of first-degree criminal sexual conduct, defendant cannot seek reversal on the basis of the trial court's refusal to instruct the jury on an offense inconsistent with the evidence and his theory of the case. People v Heflin, 434 Mich 482, 499; 456 NW2d 10 (1990). Here, the victim testified that penetration, as opposed to sexual contact, occurred; defendant testified that consensual sexual contact and penetration occurred. Under these circumstances, the trial court properly declined defendant's request to instruct the jury with regard to second-degree criminal sexual conduct. Id. But see and compare People v Triplett, 163 Mich App 339, 344-346; 413 NW2d 791 (1987), remanded on other grounds 432 Mich 568; 442 NW2d 622 (1989).
Defendant next claims that the trial court abused its discretion when it prohibited him from introducing certain testimony concerning alleged prior acts of the victim. Both the victim and defendant were in a bar. They were not together. Defendant claimed that he observed the victim lift her shirt and expose her breasts to two men who were sitting at her table. The victim also allegedly allowed one of the two men to "fondle" her breasts. Defendant claimed that another witness had also seen this activity.
During trial, the prosecutor learned that defendant intended to introduce this evidence. The prosecutor argued that the rape-shield statute, MCL 750.520j; MSA 28.788(10), prohibited evidence of the victim's sexual conduct with another. Defendant moved to have this evidence admitted as relevant to the issue whether the victim had consented to intercourse with him later that same evening in his boat that was parked in his parents' driveway. The prosecutor noted that defendant had failed to comply with the statute's notice requirement. MCL 750.520j(2); MSA 28.788(10)(2).
Defendant argued that the lifting of the shirt was not sexual conduct. Defendant also argued that another state's similar rape-shield statute had been held not to prohibit such evidence, citing State v Colbath, 130 NH 316; 540 A2d 1212 (1988). Defendant claimed that such evidence was relevant to the issue of consent.
The court noted that the statute's motion requirement had not been complied with and, therefore, the prosecutor's ability to procure witnesses to rebut the existence of the victim's alleged acts had been impaired. Defendant claimed that the prosecutor still had the victim available to deny the accusations and cited People v Lucas, 160 Mich App 692; 408 NW2d 431 (1987). In Lucas, this Court held that the notice requirement was unconstitutional when applied to preclude evidence of specific instances of sexual conduct between the victim and the defendant. In essence, this Court believed that the purpose of the notice requirement was not served in such cases, because the victim and the defendant were likely the only witnesses to the prior conduct. We note that after the instant trial, our Supreme Court, in lieu of granting leave to appeal, remanded Lucas to our Court for a determination of whether exclusion of the proposed evidence was harmless error. People v Lucas, 433 Mich 878 (1989). Subsequently, this Court held that the error was not harmless, and our Supreme Court denied leave. People v Lucas (On Remand), unpublished opinion per curiam of the Court of Appeals, decided March 7, 1990 (Docket No. 122171), lv den 434 Mich 925 (1990). The prosecutor in Lucas appealed, and the United States Supreme Court reversed, holding that a determination of whether the notice requirement violated a defendant's right of confrontation must be made case by case. Michigan v Lucas, 500 US —; 111 S Ct 1743; 114 L Ed 2d 205 (1991). In doing so, the Supreme Court noted that the statute protected the prosecution from surprise and allowed it to interview persons who knew the parties and to investigate otherwise whether such a prior relationship actually existed. Id.
The prosecutor in the instant case indicated that this Court's original decision in Lucas was distinguishable because it involved a relationship between the victim and the defendant and, therefore, investigation of other witnesses would be of little benefit. The prosecutor argued that the instant allegations required investigation beyond the questioning of the victim.
Defendant claimed that the victim could deny the accusation. Defendant again argued that the lifting of the shirt was not sexual conduct.
The court stated that the lifting of the shirt was indecent exposure and conduct covered by the statute. The court ruled that the original Lucas case was distinguishable and that, in the instant case, the prosecutor would be prejudiced by waiver of the notice requirement of the statute because he could not investigate other witnesses to the alleged incidents.
By enacting the rape-shield law, the Legislature recognized that in the vast majority of cases, evidence of a rape victim's prior sexual conduct with others and sexual reputation, when offered to prove that the conduct at issue was consensual or for general impeachment, is irrelevant and, therefore, inadmissible. People v Hackett, 421 Mich 338, 347-348; 365 NW2d 120 (1984). The allowance of such evidence in the past caused victims to refuse to report the crime or to testify for fear that the proceedings would veer from an impartial examination of the accused's conduct on the date in question and instead take on aspects of an inquisition during which the victim would be required to acknowledge and justify her past. People v Arenda, 416 Mich 1; 330 NW2d 814 (1982). Hence, the law encourages a victim to report the assault by protecting the victim's sexual privacy. Id. Moreover, the law bars evidence that may prejudice and mislead the jury and is only of arguable probative worth. Id. There are certain limited situations in which such evidence may be relevant and its admission may be required to preserve a defendant's constitutional right of confrontation. Hackett, supra at 348.
While the rape-shield statute discusses the requirements to be followed where the proffered evidence falls within MCL 750.520j(1)(a) and (b); MSA 28.788(10)(1)(a) and (b), our Supreme Court has held that such a hearing procedure applies where the defendant claims that he would be denied his right of confrontation by the exclusion of the victim's prior sexual conduct with third persons. Hackett, supra at 350. Moreover, our Supreme Court held that the trial court retains the discretion to exclude relevant evidence where its probative value is substantially outweighed by the risks of unfair prejudice or where it would lead to confusion of the issues or misleading the jury. Id. at 351.
On appeal, defendant argues that the public nature of the victim's acts removes them from the scope of the rape-shield statute because the underlying policy of protecting the victim from unwarranted invasions of her privacy is inapplicable. Defendant relies on Colbath, supra.
In Colbath, the defendant and the victim were in a tavern. The victim directed unspecified "sexually provocative attention" toward several men in the tavern, including the defendant. The defendant testified that he had felt the victim's breasts and bottom and that she had rubbed his crotch before they left the tavern and went to the defendant's trailer. There they had intercourse, which the defendant claimed was consensual and the victim claimed was not. While in the trailer, the defendant's live-in female companion came home, suspecting the defendant's infidelity. Upon discovering the pair, she violently assaulted the victim and dragged her outside by the hair. The trial court ruled that the evidence was inadmissible under New Hampshire's rape-shield law. Nonetheless, a state's witness testified that the victim had left the tavern in the company of various men several times during the afternoon and that the victim was "hanging all over everyone and making out with Richard Colbath and a few others." The trial court instructed the jury that the evidence was irrelevant. The New Hampshire Supreme Court declined the defendant's request to rule that its rape-shield law did not apply because the victim's right to privacy was not invaded by a discussion of acts that occurred in a bar open to the public. Instead, the court ruled that the defendant's right of confrontation required that the defendant be allowed to demonstrate that the probative value of statutorily inadmissible evidence in the context of his particular case outweighed its prejudicial effect on the victim. In doing so, the court noted:
As soon as we address this process of assigning relative weight to prejudicial and probative force, it becomes apparent that the public character of the complainant's behavior is significant. On the one hand, describing a complainant's open, sexually suggestive conduct in the presence of patrons of a public bar obviously has far less potential for damaging the sensibilities than revealing what the same person may have done in the company of another behind a closed door. On the other hand, evidence of public displays of general interest in sexual activity can be taken to indicate a contemporaneous receptiveness to sexual advances that cannot be inferred from evidence of private behavior with chosen sex partners.
In this case, for example, the jury could have taken evidence of the complainant's openly sexually provocative behavior toward a group of men as evidence of her probable attitude toward an individual within that group. Evidence that the publicly inviting acts occurred closely in time to the alleged sexual assault by one such man could have been viewed as indicating the complainant's likely attitude at the time of the sexual activity in question. It would, in fact, understate the importance of such evidence in this case to speak of it merely as relevant. We should recall that the fact of intercourse was not denied, and that the evidence of assault was subject to the explanation that the defendant's jealous living [sic? live-in] companion had inflicted the visible injuries. The companion's furious behavior had further bearing on the case, as well, for the jury could have regarded her attack as a reason for the complainant to regret a voluntary liaison with the defendant, and as a motive for the complainant to allege rape as a way to explain her injuries and excuse her undignified predicament. [130 NH 324. Citations omitted.]
In State v Bevins, 140 Vt 415; 439 A2d 271 (1981), another appellate court had the opportunity to consider whether a trial court's exclusion of evidence of the victim's sexual conduct with a third person denied the defendant his right of confrontation. The defendant claimed that he had gone to the bar with his brother-in-law and a friend. The victim had engaged in "sexually provocative conduct" with the defendant's brother-in-law, trying to induce him to engage in sexual intercourse with her. The defendant further claimed that his brother-in-law publicly spurned these advances. The rape occurred outside the bar two hours later. The defendant wanted to introduce evidence of the victim's behavior and the public spurning to show that she had a motive for fabricating the charge. The Vermont Supreme Court held that the evidence was irrelevant and, therefore, inadmissible. The court opined that it would defy belief that the victim would retaliate by accusing a third person. The court also held that the evidence was inadmissible to show consent, stating that the victim's willingness to have sexual relations with one person does not prove a concomitant desire to consent to such relations with another. Finally, even if the evidence were somehow relevant, the court held that its prejudicial effect outweighed its probative value. In doing so, the court noted:
"It raises very real possibilities that some jurors will find the conduct of a rape victim so alien to their own experience and morals, and so offensive, that they will be unable to comprehend how such a person could be raped. Similarly, the introduction of such evidence runs the risk of turning the trial from an impartial examination of the incident in question to an inflammatory and titillating inquiry into irrelevant pages of the victim's life, confusing the issues and misleading the jury." [Id. at 420, quoting State v Patnaude, 140 Vt 361, 376; 438 A2d 402 (1981).]
As noted above, defendant claims that the public nature of the victim's activities should remove them from the protection of the rape-shield statute. We disagree. The statute itself does not make this distinction. Defendant treats the statute's purpose of protecting the victim's privacy as though it extends only to private acts. As noted in Arenda, one of the purposes of the law is to encourage victims to report and testify without fear that the trial court's proceedings would veer from an impartial examination of the accused's conduct on the date in question and instead take on the aspects of an inquisition during which the victim would be required to acknowledge and justify her sexual past. Moreover, we fail to see how a woman's consensual sexual conduct with another in public indicates to third parties that the woman would engage in similar behavior with them. As noted in Hackett, evidence of a rape victim's unchastity is ordinarily insufficiently probative of her consent to intercourse with a defendant.
Defendant next contends that the court erred in applying the rape-shield statute to the victim's alleged showing of her breasts, claiming that this is not sexual conduct. If the conduct was not sexual conduct and, therefore, did not indicate the victim's willingness to engage in sexual intercourse with defendant, we are unable to see how it was relevant. In any event, we hold that the alleged showing of the breasts was sexual conduct when followed by the touching of the breast.
If the showing of the breasts was sexual conduct, defendant argues that it was sexual conduct that involved him because he observed it. Hence, defendant argues that the trial court's failure to hold an evidentiary hearing to determine whether the evidence was more prejudicial than probative was error. We decline defendant's invitation to characterize sexual conduct observed by him as evidence of the victim's past sexual conduct with him when the conduct was clearly directed at the men with whom the victim was sitting. Moreover, while an evidentiary hearing would have been beneficial to the extent that the victim could have denied or admitted the alleged conduct, we hold that the failure to hold the hearing was harmless given our discussion of defendant's remaining issues as they relate to the rape-shield law.
Defendant next concedes that the fondling of the breast does not constitute evidence of the victim's past sexual conduct with the actor; however, he again argues that the public nature of the act removes it from the protection of the rape-shield law. We have rejected this argument in the context of the showing of the breasts and do likewise in this context. In sum, the evidence was properly excluded pursuant to the rape-shield statute.
Finally, defendant claims that the application of the notice requirement and the preclusion of the evidence under the rape-shield law deprived him of his right of confrontation. We disagree. Evidence of a victim's sexual conduct with a third party is irrelevant to the issue whether she consented to sexual intercourse with the defendant. Hackett, supra; Thompson, supra. Defendant further argues that the victim's acts with the third persons were probative of the issue of consent because they occurred in a public place and shortly before the period of time during which he claims that the victim consented to sexual relations with him. Defendant apparently attempts to analogize his case with Colbath. We believe that Colbath is distinguishable. As noted therein, the victim's behavior constituted a public display of general interest in sexual activity in which the defendant was directly involved. Moreover, the victim in Colbath had left the bar with various men several times during the afternoon, and the beating she had received from the defendant's live-in companion in that case may have provided a motive for fabrication. We note that our Supreme Court has indicated that evidence of a victim's sexual history might be relevant where the victim has engaged in a prior pattern of behavior clearly similar to the conduct immediately in issue. Hackett, supra at 355, n 4. We hold that the evidence proffered in this case was closer to that offered in Bevins. If believed, the victim's alleged conduct occurred with third parties and, although observed by defendant, was not relevant to the issue whether she consented to sexual intercourse with him later on the same evening. Because the evidence was irrelevant, defendant was not denied his right of confrontation. Arenda, supra at 8.
Defendant next claims that the circuit court erred when it denied his motion to suppress certain evidence seized on his boat. Defendant argues that he was illegally arrested and that the evidence obtained pursuant to the subsequently issued search warrant was the fruit of the poisonous tree. The circuit court denied defendant's motion to suppress, ruling that exigent circumstances existed. Even if we accepted defendant's argument that he was illegally arrested and the initial entry was not justified by exigent circumstances, the admission of the pen and the mirror seized was harmless. People v Jordan, 187 Mich App 582, 593-594; 468 NW2d 294 (1991). The victim claimed that she left these objects so that she could identify the place she had been. Defendant did not dispute that the victim was in the boat with him. Hence, the admission of the evidence, which only proved the victim's presence on the boat, was harmless.
Finally, defendant claims that he was prejudiced by the trial court's failure to grant his motion for a directed verdict with respect to the kidnapping charge. Assuming that the trial court improperly denied defendant's motion for a directed verdict, we hold that defendant was not prejudiced. People v Swartz, 171 Mich App 364, 378-379; 429 NW2d 905 (1988).
Affirmed.
MCL 750.520j; MSA 28.788(10) provides:
(1) Evidence of specific instances of the victim's sexual conduct, opinion evidence of the victim's sexual conduct, and reputation evidence of the victim's sexual conduct shall not be admitted under section 520b to 520g unless and only to the extent that the judge finds that the following proposed evidence is material to a fact at issue in the case and that its inflammatory or prejudicial nature does not outweigh its probative value:
(a) Evidence of the victim's past sexual conduct with the actor.
(b) Evidence of specific instances of sexual activity showing the source or origin of semen, pregnancy, or disease.
(2) If the defendant proposes to offer evidence described in subsection (l)(a) or (b), the defendant within 10 days after the arraignment on the information shall file a written motion and offer of proof. The court may order an in camera hearing to determine whether the proposed evidence is admissible under subsection (1). If new information is discovered during the course of the trial that may make the evidence described in subsection (l)(a) or (b) admissible, the judge may order an in camera hearing to determine whether the proposed evidence is admissible under subsection (1).