26 (1) An application for registration, reinstatement of registration or an amendment to an existing registration must contain such information in such form as the Director may reasonably require and must be accompanied by such fee as may be required by the regulations.  2009, c. 18, Sched. 26, s. 4. Dealer registration categories (2) A person or company making an application under subsection (1) with respect to registration as a dealer under this Act shall do the following: 1. Apply to be registered in one or more of the following categories: i. investment dealer, ii. mutual fund dealer, iii. scholarship plan dealer, iv. exempt market dealer, v. restricted dealer, limited to the trading and underwriting activities authorized under section 27 for the person’s or company’s registration, vi. such other category of dealer as may be prescribed by the regulations. 2. Provide such information as the Director may require to verify that the activities of the person or company will be within the permitted activities prescribed by the regulations for the particular category or categories of dealer registration for which the person or company has applied.  2009, c. 18, Sched. 26, s. 4. Permitted underwriting, investment dealer (3) A person or company registered under this Act as an investment dealer may act as an underwriter in respect of any distribution of securities unless the regulations provide otherwise.  2009, c. 18, Sched. 26, s. 4. Permitted underwriting, exempt market dealer (4) A person or company registered under this Act as an exempt market dealer may act as an underwriter with respect to a distribution of securities made under an exemption from the prospectus requirements under this Act or the regulations unless the regulations provide otherwise.  2009, c. 18, Sched. 26, s. 4. Permitted underwriting, other (5) A person or company registered under this Act in a category referred to in subparagraph 1 vi of subsection (2) may act as an underwriter in respect of any distribution of securities if the regulations so provide.  2009, c. 18, Sched. 26, s. 4. Adviser registration categories (6) A person or company making an application under subsection (1) with respect to registration as an adviser shall indicate for which of the following categories of adviser registration he, she or it is applying and shall provide such information as the Director may require to verify that the activities of the person or company will be within the permitted activities for that category of adviser registration: 1. Portfolio manager, authorized to provide advice to a client with respect to investing in, buying or selling any type of security, with or without discretionary authority granted by the client to manage the client’s portfolio. 2. Restricted portfolio manager, limited to the advising activities authorized under section 27 for the person’s or company’s registration. 3. Such other category of adviser as may be prescribed by the regulations.  2009, c. 18, Sched. 26, s. 4. Prescribed category (7) If one or more categories of registration are prescribed by the regulations, a person or company applying for registration in a category prescribed by the regulations shall so indicate and provide such information as the Director may require to verify that the category is appropriate for the applicant.  2009, c. 18, Sched. 26, s. 4. Section Amendments with date in force (d/m/y) 1999, c. 9, s. 200 - 14/12/1999 2009, c. 18, Sched. 26, s. 4 - 28/09/2009