Congressional Subpoena Compliance and Enforcement Act of 2017

Bill: 115-hr-4010
Sponsor: full_name: Rep. Issa, Darrell E. [R-CA-49]
Introduced: 2017-10-11
Policy area: Law
Subjects: Civil actions and liability

Congressional oversight

Congressional-executive branch relations

Evidence and witnesses

Federal officials

Government studies and investigations

Judicial review and appeals
Latest action: action_date: 2017-10-24
text: Received in the Senate and Read twice and referred to the Committee on the Judiciary.

Summaries:
action_date: 2017-10-11
action_desc: Introduced in House
text: <p><b>Congressional Subpoena Compliance and Enforcement Act of 2017</b></p> <p>This bill amends the federal judicial code to establish certain rules that apply in a civil action by the Senate, House of Representatives, or a congressional committee or subcommittee against an individual who receives, but fails to comply with, a congressional subpoena. </p> <p>Additionally, the bill amends the Revised Statutes of the United States to establish requirements for the recipient of a subpoena from a congressional committee or subcommittee. </p>

action_date: 2017-10-23
action_desc: Passed House amended
text: <p><b>Congressional Subpoena Compliance and Enforcement Act of 2017</b></p> <p>(Sec. 2) This bill amends the federal judicial code to establish certain rules that apply in a civil action by the Senate, House of Representatives, or a congressional committee or subcommittee against an individual who receives, but fails to comply with, a congressional subpoena. Specifically, the rules:</p> <ul> <li>allow the action to be filed in a U.S. district court; </li> <li>require expedited disposition of the action and any appeals; and</li> <li>authorize court-imposed monetary penalties against the head of a government agency or component who willfully fails to comply with a congressional subpoena. </li> </ul> <p>(Sec. 3) Additionally, the bill amends the Revised Statutes of the United States to establish requirements for the recipient of a subpoena from a congressional committee or subcommittee, including: </p> <ul> <li>to appear and testify or produce records&#8212;books, papers, documents, data, or other objects&#8212;in a manner consistent with the subpoena; and</li> <li>to provide a privilege log containing certain information about records that are withheld, such as the type of record and the legal basis for withholding it. <ul> </ul> </li> </ul>

tv_txt: I 115th CONGRESS 1st Session H. R. 4010 IN THE HOUSE OF REPRESENTATIVES AN ACT To amend the Revised Statutes of the United States and title 28, United States Code, to enhance compliance with requests for information pursuant to legislative power under Article I of the Constitution, and for other purposes.

1. Short title This Act may be cited as the Congressional Subpoena Compliance and Enforcement Act of 2017 . 2. Enforcement of congressional subpoenas (a) In general Chapter 85 of title 28, United States Code, is amended by inserting after section 1365 the following: 1365a. Congressional actions against subpoena recipients (a) Special rules In any civil action brought by the United States House of Representatives, the United States Senate, or a committee or subcommittee thereof, against the recipient of a subpoena to secure declaratory, injunctive, or other relief as may be appropriate concerning the failure to comply with a subpoena issued by a congressional committee or subcommittee, the following rules shall apply: (1) The action shall be filed in a United States district court of competent jurisdiction. (2) It shall be the duty of the United States district courts, the United States courts of appeal, and the Supreme Court of the United States to advance on the docket and to expedite to the greatest possible extent the disposition of any such action and appeal. (3) If a three-judge court is expressly requested by the plaintiff in the initial pleading, the action shall be heard by a three-judge court convened pursuant to section 2284 of title 28, United States Code, and shall be reviewable only by appeal directly to the Supreme Court of the United States. Such appeal shall be taken by the filing of a notice of appeal within 10 days, and the filing of a jurisdictional statement within 30 days, of the entry of the final decision. (b) Monetary penalties in cases involving government agencies (1) The court may impose monetary penalties directly against the head of a Government agency or a component thereof held to have willfully failed to comply with any part of a congressional subpoena. (2) No appropriated funds, funds provided from any accounts in the Treasury, funds derived from the collection of fees, or other Government funds shall be used to pay any monetary penalty imposed by the court pursuant to this section. (c) Waiver of privilege Any assertion of a privilege or other ground for noncompliance (whether statutory, common law, or otherwise) asserted by the recipient of a congressional subpoena may be determined to have been waived as to any particular record withheld from production if the court finds that the recipient failed in a timely manner to comply with the requirement of section 105 of the Revised Statutes of the United States that it produce a privilege log with respect to such record. (d) Definition For purposes of this section, the term Government agency means an executive department listed in section 101 of title 5, United States Code, an independent establishment, commission, board, bureau, division, or office in the executive branch, or other agency of the Federal Government, including wholly or partly owned Government corporations. . (b) Clerical amendment The table of sections for chapter 85 of title 28, United States Code, is amended by inserting after the item relating to section 1365 the following: 1365a. Congressional actions against subpoena recipients. . 3. Compliance with congressional subpoenas (a) In general Chapter 7 of title II of the Revised Statutes of the United States ( 2 U.S.C. 191 et seq.) is amended by adding at the end the following: 105. Response to congressional subpoenas (a) Subpoena by congressional committee Any recipient of any subpoena from a congressional committee or subcommittee shall appear and testify or produce records in a manner consistent with the subpoena and this section. (b) Congressional subpoenas for records (1) Identification of records withheld In the case of a record that is withheld, in whole or in part, by the subpoena recipient, the subpoena recipient shall provide a log containing the following information concerning such record: (A) An express assertion and description of the legal basis asserted for withholding the record. (B) The type of record. (C) The general subject matter. (D) The date, author, and addressee. (E) The relationship of the author and addressee to each other. (F) The custodian of the record. (G) Any other descriptive information that may be produced or disclosed regarding the record that will enable the congressional committee or subcommittee issuing the subpoena to assess the legal basis asserted for withholding the record. (2) Missing records In the case of any record responsive to the subpoena submitted under paragraph (1) that was, but no longer is, in the possession, custody, or control of the subpoena recipient, the subpoena recipient shall identify the record (including the date, author, subject, and each recipient of the record) and explain the circumstances under which the record ceased to be in the possession, custody, or control of the subpoena recipient. (3) Electronic records Electronic records shall be produced pursuant to this subsection in their native or original file format. Electronic records shall be delivered on a storage device (such as compact disk, memory stick, or thumb drive) and, to the extent feasible, shall be organized, identified, and indexed electronically and shall include an index describing the contents of the production. (c) Definitions For purposes of this section the term record includes any books, papers, documents, data, or other objects requested in a subpoena issued by a congressional committee or subcommittee. . (b) Clerical amendment The table of contents for chapter 7 of title II of the Revised Statutes of the United States is amended by adding at the end the following: 105. Response to congressional subpoenas. . 4. Rule of construction Nothing in this Act shall be interpreted to diminish Congress’ inherent authority or previously established methods and practices for enforcing compliance with congressional subpoenas, nor shall anything in this Act be interpreted to establish Congress’ acceptance of any asserted privilege or other legal basis for noncompliance with a congressional subpoena.

Passed the House of Representatives October 23, 2017. Karen L. Haas, Clerk.

tv_txt: I 115th CONGRESS 1st Session H. R. 4010 IN THE HOUSE OF REPRESENTATIVES October 11, 2017 Mr. Issa (for himself, Mr. Goodlatte , Mr. Smith of Texas , Mr. Sessions , and Mr. Farenthold ) introduced the following bill; which was referred to the Committee on the Judiciary A BILL To amend the Revised Statutes of the United States and title 28, United States Code, to enhance compliance with requests for information pursuant to legislative power under Article I of the Constitution, and for other purposes.

1. Short title This Act may be cited as the Congressional Subpoena Compliance and Enforcement Act of 2017 . 2. Enforcement of congressional subpoenas (a) In general Chapter 85 of title 28, United States Code, is amended by inserting after section 1365 the following: 1365a. Congressional actions against subpoena recipients (a) Civil action (1) Special rules In any civil action brought by the United States House of Representatives, the United States Senate, or a committee or subcommittee thereof, against the recipient of a subpoena to secure declaratory, injunctive, or other relief as may be appropriate concerning the failure to comply with a subpoena issued by a congressional committee or subcommittee, the following rules shall apply: (A) The action shall be filed in a United States district court of competent jurisdiction. (B) It shall be the duty of the United States district courts, the United States courts of appeal, and the Supreme Court of the United States to advance on the docket and to expedite to the greatest possible extent the disposition of any such action and appeal. (C) If a three-judge court is expressly requested by the plaintiff in the initial pleading, the action shall be heard by a three-judge court convened pursuant to section 2284 of title 28, United States Code, and shall be reviewable only by appeal directly to the Supreme Court of the United States. Such appeal shall be taken by the filing of a notice of appeal within 10 days, and the filing of a jurisdictional statement within 30 days, of the entry of the final decision. (2) Monetary penalties in cases involving government agencies (A) The court may impose monetary penalties directly against the head of a government agency or a component thereof held to have willfully failed to comply with any part of a congressional subpoena. (B) No appropriated funds, funds provided from any accounts in the Treasury, or funds derived from the collection of fees shall be used to pay any monetary penalty imposed by the court pursuant to this section. (3) Waiver of privilege Any assertion of a privilege or other ground for noncompliance (whether statutory, common law, or otherwise) asserted by the recipient of a congressional subpoena may be determined to have been waived as to any particular record withheld from production if the court finds that the recipient failed in a timely manner to comply with the requirement of section 105 of the Revised Statutes of the United States that it produce a privilege log with respect to such record. (4) Definition For purposes of this section, the term government agency means an executive department listed in section 101 of title 5, United States Code, an independent establishment, commission, board, bureau, division, or office in the executive branch, or other agency of the Federal Government, including wholly or partly owned Government corporations. . (b) Clerical amendment The table of sections for chapter 85 of title 28, United States Code, is amended by inserting after the item relating to section 1365 the following: 1365a. Congressional actions against subpoena recipients. . 3. Compliance with congressional subpoenas (a) In general Chapter seven of title II of the Revised Statutes of the United States ( 2 U.S.C. 191 et seq.) is amended by adding at the end the following: 105. Response to congressional subpoenas (a) Subpoena by congressional committee Any recipient of any subpoena from a congressional committee or subcommittee shall appear and testify or produce records in a manner consistent with the subpoena and this section. (b) Congressional subpoenas for records (1) Identification of records withheld In the case of a record that is withheld, in whole or in part, by the subpoena recipient, the subpoena recipient shall provide a log containing the following information concerning such record: (A) An express assertion and description of the legal basis asserted for withholding the record. (B) The type of record. (C) The general subject matter. (D) The date, author, and addressee. (E) The relationship of the author and addressee to each other. (F) The custodian of the record. (G) Any other descriptive information that may be produced or disclosed regarding the record that will enable the congressional committee or subcommittee issuing the subpoena to assess the legal basis asserted for withholding the record. (2) Missing records In the case of any record responsive to the subpoena submitted under paragraph (1) that was, but no longer is, in the possession, custody, or control of the subpoena recipient, the subpoena recipient shall identify the record (including the date, author, subject, and each recipient of the record) and explain the circumstances under which the record ceased to be in the possession, custody, or control of the subpoena recipient. (3) Electronic records Electronic records shall be produced pursuant to this subsection in their native or original file format. Electronic records shall be delivered on a storage device (such as compact disk, memory stick, or thumb drive) and, to the extent feasible, shall be organized, identified, and indexed electronically and shall include an index describing the contents of the production. (b) Definitions For purposes of this section the term record includes any books, papers, documents, data, or other objects requested in a subpoena issued by a congressional committee or subcommittee. . (b) Clerical amendment The table of contents for chapter 7 of title II of the Revised Statutes of the United States is amended by adding at the end the following: Sec. 105. Response to congressional subpoenas. . 4. Rule of construction Nothing in this Act shall be interpreted to diminish Congress’ inherent authority or previously established methods and practices for enforcing compliance with congressional subpoenas, nor shall anything in this Act be interpreted to establish Congress’ acceptance of any privilege or other legal basis for noncompliance with a congressional subpoena.

tv_txt: IB Union Calendar No. 264 115th CONGRESS 1st Session H. R. 4010 [Report No. 115–360] IN THE HOUSE OF REPRESENTATIVES October 11, 2017 Mr. Issa (for himself, Mr. Goodlatte , Mr. Smith of Texas , Mr. Sessions , and Mr. Farenthold ) introduced the following bill; which was referred to the Committee on the Judiciary October 23, 2017 Additional sponsor: Mr. Messer October 23, 2017 Reported with an amendment, committed to the Committee of the Whole House on the State of the Union, and ordered to be printed Strike out all after the enacting clause and insert the part printed in italic For text of introduced bill, see copy of bill as introduced on October 11, 2017 A BILL To amend the Revised Statutes of the United States and title 28, United States Code, to enhance compliance with requests for information pursuant to legislative power under Article I of the Constitution, and for other purposes.

1. Short title This Act may be cited as the Congressional Subpoena Compliance and Enforcement Act of 2017 . 2. Enforcement of congressional subpoenas (a) In general Chapter 85 of title 28, United States Code, is amended by inserting after section 1365 the following: 1365a. Congressional actions against subpoena recipients (a) Special rules In any civil action brought by the United States House of Representatives, the United States Senate, or a committee or subcommittee thereof, against the recipient of a subpoena to secure declaratory, injunctive, or other relief as may be appropriate concerning the failure to comply with a subpoena issued by a congressional committee or subcommittee, the following rules shall apply: (1) The action shall be filed in a United States district court of competent jurisdiction. (2) It shall be the duty of the United States district courts, the United States courts of appeal, and the Supreme Court of the United States to advance on the docket and to expedite to the greatest possible extent the disposition of any such action and appeal. (3) If a three-judge court is expressly requested by the plaintiff in the initial pleading, the action shall be heard by a three-judge court convened pursuant to section 2284 of title 28, United States Code, and shall be reviewable only by appeal directly to the Supreme Court of the United States. Such appeal shall be taken by the filing of a notice of appeal within 10 days, and the filing of a jurisdictional statement within 30 days, of the entry of the final decision. (b) Monetary penalties in cases involving government agencies (1) The court may impose monetary penalties directly against the head of a Government agency or a component thereof held to have willfully failed to comply with any part of a congressional subpoena. (2) No appropriated funds, funds provided from any accounts in the Treasury, funds derived from the collection of fees, or other Government funds shall be used to pay any monetary penalty imposed by the court pursuant to this section. (c) Waiver of privilege Any assertion of a privilege or other ground for noncompliance (whether statutory, common law, or otherwise) asserted by the recipient of a congressional subpoena may be determined to have been waived as to any particular record withheld from production if the court finds that the recipient failed in a timely manner to comply with the requirement of section 105 of the Revised Statutes of the United States that it produce a privilege log with respect to such record. (d) Definition For purposes of this section, the term Government agency means an executive department listed in section 101 of title 5, United States Code, an independent establishment, commission, board, bureau, division, or office in the executive branch, or other agency of the Federal Government, including wholly or partly owned Government corporations. . (b) Clerical amendment The table of sections for chapter 85 of title 28, United States Code, is amended by inserting after the item relating to section 1365 the following: 1365a. Congressional actions against subpoena recipients. . 3. Compliance with congressional subpoenas (a) In general Chapter seven of title II of the Revised Statutes of the United States ( 2 U.S.C. 191 et seq.) is amended by adding at the end the following: 105. Response to congressional subpoenas (a) Subpoena by congressional committee Any recipient of any subpoena from a congressional committee or subcommittee shall appear and testify or produce records in a manner consistent with the subpoena and this section. (b) Congressional subpoenas for records (1) Identification of records withheld In the case of a record that is withheld, in whole or in part, by the subpoena recipient, the subpoena recipient shall provide a log containing the following information concerning such record: (A) An express assertion and description of the legal basis asserted for withholding the record. (B) The type of record. (C) The general subject matter. (D) The date, author, and addressee. (E) The relationship of the author and addressee to each other. (F) The custodian of the record. (G) Any other descriptive information that may be produced or disclosed regarding the record that will enable the congressional committee or subcommittee issuing the subpoena to assess the legal basis asserted for withholding the record. (2) Missing records In the case of any record responsive to the subpoena submitted under paragraph (1) that was, but no longer is, in the possession, custody, or control of the subpoena recipient, the subpoena recipient shall identify the record (including the date, author, subject, and each recipient of the record) and explain the circumstances under which the record ceased to be in the possession, custody, or control of the subpoena recipient. (3) Electronic records Electronic records shall be produced pursuant to this subsection in their native or original file format. Electronic records shall be delivered on a storage device (such as compact disk, memory stick, or thumb drive) and, to the extent feasible, shall be organized, identified, and indexed electronically and shall include an index describing the contents of the production. (c) Definitions For purposes of this section the term record includes any books, papers, documents, data, or other objects requested in a subpoena issued by a congressional committee or subcommittee. . (b) Clerical amendment The table of contents for chapter 7 of title II of the Revised Statutes of the United States is amended by adding at the end the following: 105. Response to congressional subpoenas. . 4. Rule of construction Nothing in this Act shall be interpreted to diminish Congress’ inherent authority or previously established methods and practices for enforcing compliance with congressional subpoenas, nor shall anything in this Act be interpreted to establish Congress’ acceptance of any privilege or other legal basis for noncompliance with a congressional subpoena.

October 23, 2017 Reported with an amendment, committed to the Committee of the Whole House on the State of the Union, and ordered to be printed

tv_txt: IIB 115th CONGRESS 1st Session H. R. 4010 IN THE SENATE OF THE UNITED STATES October 24, 2017 Received; read twice and referred to the Committee on the Judiciary AN ACT To amend the Revised Statutes of the United States and title 28, United States Code, to enhance compliance with requests for information pursuant to legislative power under Article I of the Constitution, and for other purposes.

1. Short title This Act may be cited as the Congressional Subpoena Compliance and Enforcement Act of 2017 . 2. Enforcement of congressional subpoenas (a) In general Chapter 85 of title 28, United States Code, is amended by inserting after section 1365 the following: 1365a. Congressional actions against subpoena recipients (a) Special rules In any civil action brought by the United States House of Representatives, the United States Senate, or a committee or subcommittee thereof, against the recipient of a subpoena to secure declaratory, injunctive, or other relief as may be appropriate concerning the failure to comply with a subpoena issued by a congressional committee or subcommittee, the following rules shall apply: (1) The action shall be filed in a United States district court of competent jurisdiction. (2) It shall be the duty of the United States district courts, the United States courts of appeal, and the Supreme Court of the United States to advance on the docket and to expedite to the greatest possible extent the disposition of any such action and appeal. (3) If a three-judge court is expressly requested by the plaintiff in the initial pleading, the action shall be heard by a three-judge court convened pursuant to section 2284 of title 28, United States Code, and shall be reviewable only by appeal directly to the Supreme Court of the United States. Such appeal shall be taken by the filing of a notice of appeal within 10 days, and the filing of a jurisdictional statement within 30 days, of the entry of the final decision. (b) Monetary penalties in cases involving government agencies (1) The court may impose monetary penalties directly against the head of a Government agency or a component thereof held to have willfully failed to comply with any part of a congressional subpoena. (2) No appropriated funds, funds provided from any accounts in the Treasury, funds derived from the collection of fees, or other Government funds shall be used to pay any monetary penalty imposed by the court pursuant to this section. (c) Waiver of privilege Any assertion of a privilege or other ground for noncompliance (whether statutory, common law, or otherwise) asserted by the recipient of a congressional subpoena may be determined to have been waived as to any particular record withheld from production if the court finds that the recipient failed in a timely manner to comply with the requirement of section 105 of the Revised Statutes of the United States that it produce a privilege log with respect to such record. (d) Definition For purposes of this section, the term Government agency means an executive department listed in section 101 of title 5, United States Code, an independent establishment, commission, board, bureau, division, or office in the executive branch, or other agency of the Federal Government, including wholly or partly owned Government corporations. . (b) Clerical amendment The table of sections for chapter 85 of title 28, United States Code, is amended by inserting after the item relating to section 1365 the following: 1365a. Congressional actions against subpoena recipients. . 3. Compliance with congressional subpoenas (a) In general Chapter 7 of title II of the Revised Statutes of the United States ( 2 U.S.C. 191 et seq.) is amended by adding at the end the following: 105. Response to congressional subpoenas (a) Subpoena by congressional committee Any recipient of any subpoena from a congressional committee or subcommittee shall appear and testify or produce records in a manner consistent with the subpoena and this section. (b) Congressional subpoenas for records (1) Identification of records withheld In the case of a record that is withheld, in whole or in part, by the subpoena recipient, the subpoena recipient shall provide a log containing the following information concerning such record: (A) An express assertion and description of the legal basis asserted for withholding the record. (B) The type of record. (C) The general subject matter. (D) The date, author, and addressee. (E) The relationship of the author and addressee to each other. (F) The custodian of the record. (G) Any other descriptive information that may be produced or disclosed regarding the record that will enable the congressional committee or subcommittee issuing the subpoena to assess the legal basis asserted for withholding the record. (2) Missing records In the case of any record responsive to the subpoena submitted under paragraph (1) that was, but no longer is, in the possession, custody, or control of the subpoena recipient, the subpoena recipient shall identify the record (including the date, author, subject, and each recipient of the record) and explain the circumstances under which the record ceased to be in the possession, custody, or control of the subpoena recipient. (3) Electronic records Electronic records shall be produced pursuant to this subsection in their native or original file format. Electronic records shall be delivered on a storage device (such as compact disk, memory stick, or thumb drive) and, to the extent feasible, shall be organized, identified, and indexed electronically and shall include an index describing the contents of the production. (c) Definitions For purposes of this section the term record includes any books, papers, documents, data, or other objects requested in a subpoena issued by a congressional committee or subcommittee. . (b) Clerical amendment The table of contents for chapter 7 of title II of the Revised Statutes of the United States is amended by adding at the end the following: 105. Response to congressional subpoenas. . 4. Rule of construction Nothing in this Act shall be interpreted to diminish Congress’ inherent authority or previously established methods and practices for enforcing compliance with congressional subpoenas, nor shall anything in this Act be interpreted to establish Congress’ acceptance of any asserted privilege or other legal basis for noncompliance with a congressional subpoena.

Passed the House of Representatives October 23, 2017. Karen L. Haas, Clerk