II Calendar No. 447 113th CONGRESS 2d Session S. 1104 [Report No. 113–201] IN THE SENATE OF THE UNITED STATES June 6, 2013 Mr. Nelson (for himself, Ms. Landrieu , Mr. Cardin , and Mrs. Gillibrand ) introduced the following bill; which was read twice and referred to the Committee on Foreign Relations June 26, 2014 Reported by Mr. Menendez , with an amendment Strike out all after the enacting clause and insert the part printed in italic A BILL To measure the progress of recovery and development efforts in Haiti following the earthquake of January 12, 2010, and for other purposes.

1. Short title This Act may be cited as the Assessing Progress in Haiti Act . 2. Findings Congress makes the following findings: (1) According to the Government of Haiti, more than 316,000 people died as a result of the earthquake that struck 15 miles southwest of Port-au-Prince on January 12, 2010, including 103 citizens of the United States and more than 100 United Nations personnel. (2) According to the United Nations and the International Organization for Migration, an estimated 3,000,000 people were directly affected by the disaster, and more than 2,100,000 people were displaced from their homes. (3) The Post Disaster Needs Assessment conducted by the Government of Haiti, the United Nations, the World Bank, the Inter-American Development Bank, and others estimated that damage and economic losses totaled $7,804,000,000, approximately 120 percent of Haiti’s gross domestic product in 2009. (4) The initial emergency response of the men and women of the United States Government, led by the United States Agency for International Development and the United States Southern Command, as well as of cities, towns, individuals, businesses, and philanthropic organizations across the United States, was swift and resolute. (5) According to the Government of Haiti, numerous multilateral agencies such as the United Nations, and international nongovernmental organizations, Haiti faces an ongoing food crisis as a result of the earthquake and subsequent damage caused by tropical storms and hurricanes, as well as long-term neglect of the agriculture sector. (6) According to the International Organization for Migration, approximately 320,000 people remain in spontaneous and organized camps in Haiti, and reports by the General Accountability Office, the Inspector General for the United States Agency for International Development, and civil society organizations indicate that the pace of recovery and development has lagged significantly behind the emergency relief phase. (7) On October 21, 2010, an outbreak of cholera was detected and according to the Haitian Ministry of Public Health and Population, as of February 17, 2013, more than 8,000 people had died from cholera and more than 647,500 had been infected with the disease. (8) The United Nations Office of the Special Envoy for Haiti estimates that, including donor pledges and other support, approximately $6,400,000,000 has been disbursed, with an additional amount of $3,800,000,000 committed, to assist in Haiti’s recovery and development. (9) The United States Government has appropriated approximately $3,600,000,000 for relief, recovery, and development in Haiti since the earthquake, of which $2,600,000,000 had been disbursed as of March 2013. The United States Government has also provided more than $95,000,000 in aid to combat the cholera epidemic and care for the victims. (10) Significant challenges remain in Haiti, which will require continued recovery and development aid from the international community for the foreseeable future. (11) The Haitian diaspora has also played an essential role in Haiti’s reconstruction, and the United States Government should take steps to increase outreach and encourage participation by Haitian Americans in recovery and development activities in Haiti. 3. Report (a) Report required Not later than 180 days after the date of the enactment of this Act, the Comptroller General of the United States shall submit to Congress a report on the status of post-earthquake recovery and development efforts in Haiti, including efforts to prevent the spread of cholera and treat persons infected with the disease. (b) Content The report required by subsection (a) shall include the following elements: (1) An assessment of the progress of recovery and development efforts, as embodied in the Haiti Rebuilding and Development Strategy, compared to what remains to be achieved to meet specific goals, including— (A) the amount of funds disbursed and any significant changes to the Strategy since January 2010, with an explanation of such changes; (B) the amounts obligated and expended on United States Government programs and activities since January 2010 to implement the Strategy, including award data on the use of implementing partners at the prime level and at the subprime level of $25,000 and above, and disbursement data from prime implementing partners; and (C) a description of goals and quantitative and qualitative indicators to evaluate the progress, achievement, or lack of achievement of such goals, within specific time frames, that comprise the Strategy at the program level. (2) An assessment of the manner in which the Department of State and the United States Agency for International Development are working with ministries and local authorities in Haiti, including the extent to which the Government of Haiti has been consulted on the establishment of goals and time frames and on the design and implementation of new programs under the Strategy. (3) An assessment of the extent to which civil society and grassroots organizations in Haiti have been consulted on the establishment of goals and time frames and on the design and implementation of new programs under the Strategy. (4) An assessment of efforts to increase the involvement of the private sector in Haiti in recovery and development activities. (5) An assessment of how consideration for vulnerable populations, including internally displaced persons, women, children, orphans, and persons with disabilities, have been incorporated in the design and implementation of new programs and infrastructure. (6) An assessment of how agriculture and infrastructure programs are impacting food security and the livelihoods of smallholder farmers in Haiti. (7) An assessment of recovery and development coordination among United States Government agencies and between the United States Government and other donors. (8) A description of the United States Government’s efforts, including diplomatic efforts, to help abate the cholera epidemic in Haiti, in coordination with the Government of Haiti, the United Nations, and other relevant entities. (9) A description of mechanisms for communicating the progress of recovery and development efforts to people in Haiti. (10) An assessment of the steps the Government of Haiti is taking to strengthen its capacity to receive individuals who are removed, excluded, or deported from the United States. (c) Use of previously appropriated funds Funding for the report required under subsection (a) shall be made available from existing funds appropriated to the Department of State and the United States Agency for International Development for assistance to Haiti, and shall not exceed $75,000.

1. Short title This Act may be cited as the Assessing Progress in Haiti Act of 2014 . 2. Findings Congress makes the following findings: (1) On January 12, 2010, a massive earthquake struck near the Haitian capital city of Port-au-Prince, leaving an estimated 220,000 people dead, including 103 United States citizens, 101 United Nations personnel, and nearly 18 percent of the nation’s civil service, as well as 300,000 injured, 115,000 homes destroyed, and 1,500,000 people displaced. (2) According to the Post Disaster Needs Assessment conducted by the Government of Haiti, with technical assistance from the United Nations, the World Bank, the Inter-American Development Bank, the Economic Commission for Latin America and the Caribbean, and the European Commission, an estimated 15 percent of the population was directly affected by the disaster and related damages and economic losses totaled $7,804,000,000. (3) Even before the earthquake, Haiti had some of the lowest socioeconomic indicators and the second highest rate of income disparity in the world, conditions that have further complicated post-earthquake recovery efforts and, according to the World Bank, have significantly reduced the prospects of addressing poverty reduction through economic growth. (4) According to the World Food Programme, more than 6,700,000 people in Haiti (out of a population of about 10,000,000) are considered food insecure. (5) In October 2010, an unprecedented outbreak of cholera in Haiti resulted in over 500,000 reported cases and over 8,000 deaths to date, further straining the capacity of Haiti’s public health sector and increasing the urgency of resettlement and water, sanitation, and hygiene (WASH) efforts. (6) The international community, led by the United States and the United Nations, mounted an unprecedented humanitarian response in Haiti, with donors pledging approximately $10,400,000,000 for humanitarian relief and recovery efforts, including debt relief, supplemented by $3,100,000,000 in private charitable contributions, of which approximately $6,400,000,000 has been disbursed and an additional $3,800,000,000 has been committed as of September 30, 2013. (7) The emergency response of the men and women of the United States Government, led by the United States Agency for International Development (USAID) and the United States Southern Command, as well as of cities, towns, individuals, businesses, and philanthropic organizations across the United States, was particularly swift and resolute. (8) Since 2010, a total of $1,300,000,000 in United States assistance has been allocated for humanitarian relief and $2,300,000,000 has been allocated for recovery, reconstruction, and development assistance in Haiti, including $1,140,000,000 in emergency appropriations and $95,000,000 that has been obligated specifically to respond to the cholera epidemic. (9) Of the $3,600,000,000 in United States assistance allocated for Haiti, $651,000,000 was apportioned to USAID to support an ambitious recovery plan, including the construction of a power plant to provide electricity for the new Caracol Industrial Park (CIP) in northern Haiti, a new port near the CIP, and permanent housing in new settlements in the Port-au-Prince, St-Marc, and Cap-Haïtien areas. (10) According to a recent report of the Government Accountability Office, as of June 30, 2013, USAID had disbursed 31 percent of its reconstruction funds in Haiti, the port project was 2 years behind schedule and USAID funding will be insufficient to cover a majority of the projected costs, the housing project has been reduced by 80 percent, and the sustainability of the power plant, the port, and the housing projects were all at risk. (11) GAO further found that Congress has not been provided with sufficient information to ensure that it is able to conduct effective oversight at a time when most funding remains to be disbursed, and specifically recommends that a periodic reporting mechanism be instituted to fill this information gap. (12) Donors have encountered significant challenges in implementing recovery programs, and nearly 4 years after the earthquake, an estimated 171,974 people remain displaced in camps, unemployment remains high, corruption is rampant, land rights remain elusive, allegations of wage violations are widespread, the business climate is unfavorable, and government capacity remains weak. (13) For Haiti to achieve stability and long term economic growth, donor assistance will have to be carefully coordinated with a commitment by the Government of Haiti to transparency, a market economy, rule of law, and democracy. (14) The legal environment in Haiti remains a challenge to achieving the goals supported by the international community. 3. Statement of policy It is the policy of the United States to support the sustainable rebuilding and development of Haiti in a manner that— (1) promotes efforts that are led by and support the people and Government of Haiti at all levels so that Haitians lead the course of reconstruction and development of Haiti; (2) builds the long term capacity of the Government of Haiti and civil society in Haiti; (3) reflects the priorities and particular needs of both women and men so they may participate equally and to their maximum capacity; (4) respects and helps restore Haiti’s natural resources, as well as builds community-level resilience to environmental and weather-related impacts; (5) provides timely and comprehensive reporting on goals and progress, as well as transparent post program evaluations and contracting data; (6) prioritizes the local procurement of goods and services in Haiti where appropriate; and (7) promotes the holding of free, fair, and timely elections in accordance with democratic principles and the Haitian Constitution. 4. Sense of Congress It is the sense of Congress that transparency, accountability, democracy, and good governance are integral factors in any congressional decision regarding United States assistance, including assistance to Haiti. 5. Report (a) In general Not later than December 31, 2014, and annually thereafter through December 31, 2017, the Secretary of State shall submit to Congress a report on the status of post-earthquake recovery and development efforts in Haiti. (b) Contents The report required by subsection (a) shall include— (1) a summary of Post-Earthquake USG Haiti Strategy: Toward Renewal and Economic Opportunity , including any significant changes to the strategy over the reporting period and an explanation thereof; (2) a breakdown of the work that the United States Government agencies other than USAID and the Department of State are conducting in the Haiti recovery effort, and the cost of that assistance; (3) an assessment of the progress of United States efforts to advance the objectives of the Post-Earthquake USG Haiti Strategy: Toward Renewal and Economic Opportunity produced by the Department of State, compared to what remains to be achieved to meet specific goals, including— (A) a description of any significant changes to the Strategy over the reporting period and an explanation thereof; (B) an assessment of progress, or lack thereof, over the reporting period toward meeting the goals and objectives, benchmarks, and timeframes specified in the Strategy, including— (i) a description of progress toward designing and implementing a coordinated and sustainable housing reconstruction strategy that addresses land ownership, secure land tenure, water and sanitation, and the unique concerns of vulnerable populations such as women and children, as well as neighborhood and community revitalization, housing finance, and capacity building for the Government of Haiti to implement an effective housing policy; (ii) a description of United States Government efforts to construct and sustain the proposed port, as well as an assessment of the current projected timeline and cost for completion; and (iii) a description of United States Government efforts to attract and leverage the investments of private sector partners to the CIP, including by addressing any policy impediments; (C) a description of the quantitative and qualitative indicators used to evaluate the progress toward meeting the goals and objectives, benchmarks, and timeframes specified in the Strategy at the program level; (D) the amounts committed, obligated, and expended on programs and activities to implement the Strategy, by sector and by implementing partner at the prime and subprime levels (in amounts of not less than $25,000); and (E) a description of the risk mitigation measures put in place to limit the exposure of United States assistance provided under the Strategy to waste, fraud, and abuse; (4) a description of measures taken to strengthen, and United States Government efforts to improve, Haitian governmental and nongovernmental organizational capacity to undertake and sustain United States-supported recovery programs; (5) as appropriate, a description of United States efforts to consult and engage with Government of Haiti ministries and local authorities on the establishment of goals and timeframes, and on the design and implementation of new programs under the Post-Earthquake USG Haiti Strategy: Toward Renewal and Economic Opportunity; (6) a description of efforts by Haiti’s legislative and executive branches to consult and engage with Haitian civil society and grassroots organizations on the establishment of goals and timeframes, and on the design and implementation of new donor-financed programs, as well as efforts to coordinate with and engage the Haitian diaspora; (7) consistent with the Government of Haiti’s ratification of the United Nations Convention Against Corruption, a description of efforts of the Governments of the United States and Haiti to strengthen Government of Haiti institutions established to address corruption, as well as related efforts to promote public accountability, meet public outreach and disclosure obligations, and support civil society participation in anti-corruption efforts; (8) a description of efforts to leverage public-private partnerships and increase the involvement of the private sector in Haiti in recovery and development activities and coordinate programs with the private sector and other donors; (9) a description of efforts to address the particular needs of vulnerable populations, including internally displaced persons, women, children, orphans, and persons with disabilities, in the design and implementation of new programs and infrastructure; (10) a description of the impact that agriculture and infrastructure programs are having on the food security, livelihoods, and land tenure security of smallholder farmers, particularly women; (11) a description of mechanisms for communicating the progress of recovery and development efforts to the people of Haiti, including a description of efforts to provide documentation, reporting and procurement information in Haitian Creole; (12) a description of the steps the Government of Haiti is taking to strengthen its capacity to receive individuals who are removed, excluded, or deported from the United States; and (13) an assessment of actions necessary to be taken by the Government of Haiti to assist in fulfilling the objectives of the Strategy. 6. Strategy (a) In general Not later than 180 days after the date of the enactment of this Act, the Secretary of State, acting through the Assistant Secretary of State for Western Hemisphere Affairs, shall coordinate and transmit to the Committee on Foreign Relations and the Committee on Appropriations of the Senate and the Committee on Foreign Affairs and the Committee on Appropriations of the House of Representatives a three-year Haiti strategy based on rigorous assessments that— (1) identifies and addresses constraints to sustainable, broad-based economic growth and to the consolidation of responsive, democratic government institutions; (2) includes an action plan that outlines policy tools, technical assistance, and anticipated resources for addressing the highest-priority constraints to economic growth and the consolidation of democracy, as well as a specific description of mechanisms for monitoring and evaluating progress; and (3) identifies specific steps and verifiable benchmarks appropriate to provide direct bilateral assistance to the Government of Haiti. (b) Elements The strategy required under subsection (a) should address the following elements: (1) A plan to engage the Government of Haiti on shared priorities to build long-term capacity, including the development of a professional civil service, to assume increasing responsibility for governance and budgetary sustainment of governmental institutions. (2) A plan to assist the Government of Haiti in holding free, fair and timely elections in accordance with democratic principles. (3) Specific goals for future United States support for efforts to build the capacity of the Government of Haiti, including to– (A) reduce corruption; (B) consolidate the rule of law and an independent judiciary; (C) strengthen the civilian police force; (D) develop sustainable housing, including ensuring appropriate titling and land ownership rights; (E) expand port capacity to support economic growth; (F) attract and leverage the investments of private sector partners, including to the Caracol Industrial Park; (G) promote large and small scale agricultural development in a manner that reduces food insecurity and contributes to economic growth; (H) improve access to potable water, expand public sanitation services, reduce the spread of infectious diseases, and address public health crises; (I) restore the natural resources of Haiti, including enhancing reforestation efforts throughout the country; and (J) gain access to safe, secure, and affordable supplies of energy in order to strengthen economic growth and energy security. (c) Consultation In devising the strategy required under subsection (a), the Secretary should— (1) coordinate with all United States Government departments and agencies carrying out work in Haiti; (2) consult with the Government of Haiti, including the National Assembly of Haiti, and representatives of private and nongovernmental sectors in Haiti; and (3) consult with relevant multilateral organizations, multilateral development banks, private sector institutions, nongovernmental organizations, and foreign governments present in Haiti. (d) Briefings The Secretary of State, at the request of the Committee on Foreign Relations of the Senate and the Committee on Foreign Affairs of the House of Representatives, shall provide a quarterly briefing that reviews progress of the implementation of the strategy required under subsection (a).

June 26, 2014 Reported with an amendment