Regulatory Flexibility Improvements Act of 2013

Bill: 113-hr-2542
Sponsor: Rep. Bachus, Spencer [R-AL-6]
Introduced: 2013-06-27 in the House
Policy area: Commerce
Subjects: Administrative law and regulatory procedures
Business records
Competitiveness, trade promotion, trade deficits
Economic performance and conditions
Federal appellate courts
Federal-Indian relations
Government information and archives
Government studies and investigations
Industrial policy and productivity
Judicial review and appeals
Jurisdiction and venue
Land use and conservation
Small Business Administration
Small business

Summary:
action_date: 2013-06-27
text: 
Regulatory Flexibility Improvements Act of 2013 - Amends the Regulatory Flexibility Act of 1980 (RFA) to revise the definition of &quot;rule&quot; under such Act to exclude a rule of particular (and not general) applicability relating to rates, wages, and other financial indicators and to define &quot;economic impact&quot; with respect to a proposed or final rule as any direct economic effect on small entities from such rule and any indirect economic effect on small entities that is reasonably foreseeable and that results from such rule. Includes tribal organizations within the definition of &quot;small governmental jurisdictions&quot; for purposes of such Act.
 
Requires initial and final regulatory flexibility analyses to: (1) describe alternatives to a proposed rule that minimize any adverse significant economic impact or maximize the beneficial significant economic impact on small entities, and (2) include revisions or amendments to a land management plan developed by the Secretary of Agriculture or the Secretary of the Interior under specified Acts.
 
Requires each federal agency to include in its regulatory flexibility agenda a description of the sector of the North American Industrial Classification System that is affected by a proposed agency rule which is likely to have a significant economic impact on a substantial number of small entities.
 
Expands elements of initial and final regulatory flexibility analyses under RFA to include estimates and descriptions of the cumulative economic impact of a proposed rule on a small entity.
 
 Repeals provisions allowing a waiver or delay of the completion of an initial regulatory flexibility analysis. Requires the Chief Counsel for Advocacy of the Small Business Administration (SBA) to issue rules governing federal agency compliance with RFA requirements. Authorizes the Chief Counsel to modify or amend such rules, to intervene in agency adjudication relating to such rules, and to inform an agency of the impact of its rulemaking on small entities.
 
Revises requirements for agency notification of the SBA Chief Counsel for Advocacy prior to the publication of any proposed rule. Requires agencies to provide the Chief Counsel with: (1) all materials prepared or utilized in making the proposed rule, and (2) information on the potential adverse and beneficial economic impacts of the proposed rule on small entities.
 
Requires each agency to publish in the Federal Register a plan for the periodic review of existing and new rules that have a significant impact on a substantial number of small entities to determine whether such rules should be continued, changed, or rescinded. 
 
Provides for judicial review of an agency final rule for compliance with RFA requirements after the publication of such rule. Grants federal courts of appeal jurisdiction to review all final rules issued in accordance with RFA.
 
Amends the Small Business Act to authorize the SBA Chief Counsel for Advocacy, in addition to the SBA Administrator, to specify detailed definitions or standards by which a business may be determined to be a small business (size standard) for purposes of such Act or the Small Business Investment Act of 1958. 
 
Amends the Small Business Regulatory Enforcement Fairness Act of 1996 to require federal agencies, in preparing small entity compliance guides, to solicit input from affected small entities or associations of small entities.
 

action_date: 2013-12-11
text: 
Regulatory Flexibility Improvements Act of 2013 - (Sec. 2) Amends the Regulatory Flexibility Act of 1980 (RFA) to: (1) revise the definition of &quot;rule&quot; under such Act to exclude a rule of particular (and not general) applicability relating to rates, wages, and other financial indicators; and (2) define &quot;economic impact&quot; with respect to a proposed or final rule as any direct economic effect on small entities from such rule and any indirect economic effect on small entities that is reasonably foreseeable and that results from such rule. Includes tribal organizations within the definition of &quot;small governmental jurisdictions&quot; for purposes of such Act.
 
Requires initial and final regulatory flexibility analyses to: (1) describe alternatives to a proposed rule that minimize any adverse significant economic impact or maximize the beneficial significant economic impact on small entities, and (2) include revisions or amendments to a land management plan developed by the Secretary of Agriculture or the Secretary of the Interior under specified Acts.
 
Expands the applicability of RFA to interpretive rules involving internal revenue laws that impose a recordkeeping requirement, without regard to whether such requirement is imposed by statute or regulation. 
 
Defines &quot;small organization&quot; for purposes of RFA.
 
(Sec. 3) Requires each federal agency to include in its regulatory flexibility agenda a brief description of the sector of the North American Industrial Classification System that is affected by a proposed agency rule that is likely to have a significant economic impact on a substantial number of small entities.
 
(Sec. 4) Requires a detailed statement in an initial regulatory flexibility analysis to include: (1) an estimate of the additional cumulative economic impact of the proposed rule on small entities, and (2) a description of any disproportionate economic impact on small entities or a specific class of such entities.
 
Requires an agency, in developing an initial and final regulatory flexibility analysis, to provide: (1) a quantifiable or numerical description of the effects of a proposed or final rule and alternatives to such rule, or (2) a more general descriptive statement and a detailed statement explaining why quantification is not practicable or reliable.
 
(Sec. 5) Repeals provisions allowing a waiver or delay of the completion of an initial regulatory flexibility analysis. Requires the Chief Counsel for Advocacy of the Small Business Administration (SBA) to issue rules governing federal agency compliance with RFA requirements. Authorizes the Chief Counsel to modify or amend such rules, to intervene in agency adjudication relating to such rules, and to inform an agency of the impact of its rulemaking on small entities.
 
(Sec. 6) Revises requirements for agency notification of the SBA Chief Counsel for Advocacy prior to the publication of any proposed rule. Requires agencies to provide the Chief Counsel with: (1) all materials prepared or utilized in making the proposed rule, and (2) information on the potential adverse and beneficial economic impacts of the proposed rule on small entities.
 
(Sec. 7) Modifies requirements for the periodic review of agency rules affecting small entities to require publication of a plan for review and placement of such plan on the agency website not later than 180 days after the enactment of this Act.
 
(Sec. 8) Provides for judicial review of an agency final rule for compliance with RFA requirements after publication of such rule.
 
(Sec. 9) Amends the federal judicial code to grant exclusive jurisdiction to the U.S. Courts of Appeals to review all final rules promulgated by the SBA Chief Counsel for Advocacy governing agency compliance with the RFA. 
 
(Sec. 10) Amends the Small Business Act to authorize the SBA Chief Counsel for Advocacy to specify detailed definitions or standards by which a business may be determined to be a small business (size standard) for purposes of all enactments other than the Small Business Act or the Small Business Investment Act of 1958 (for which only the Administrator is authorized to specify small business size standards). Allows a party seeking judicial review of a rule that includes a definition or size standard approved by the Chief Counsel for Advocacy to join the Chief Counsel as a party in an action for such review.
 
(Sec. 12) Amends the Small Business Regulatory Enforcement Fairness Act of 1996 to require federal agencies, in developing small entity compliance guides, to solicit input from affected small entities or associations of small entities.

action_date: 2013-12-11
text: 
Regulatory Flexibility Improvements Act of 2013 - (Sec. 2) Amends the Regulatory Flexibility Act of 1980 (RFA) to: (1) revise the definition of &quot;rule&quot; under such Act to exclude a rule pertaining to the protection of the rights of and benefits for veterans or a rule of particular (and not general) applicability relating to rates, wages, and other financial indicators; and (2) define &quot;economic impact&quot; with respect to a proposed or final rule as any direct economic effect on small entities from such rule and any indirect economic effect on small entities that is reasonably foreseeable and that results from such rule. Includes tribal organizations within the definition of &quot;small governmental jurisdictions&quot; for purposes of such Act.
 
Requires initial and final regulatory flexibility analyses to: (1) describe alternatives to a proposed rule that minimize any adverse significant economic impact or maximize the beneficial significant economic impact on small entities, and (2) include revisions or amendments to a land management plan developed by the Secretary of Agriculture or the Secretary of the Interior under specified Acts.
 
Expands the applicability of RFA to interpretive rules involving internal revenue laws that impose a recordkeeping requirement, without regard to whether such requirement is imposed by statute or regulation. 
 
Defines &quot;small organization&quot; for purposes of RFA.
 
(Sec. 3) Requires each federal agency to include in its regulatory flexibility agenda a brief description of the sector of the North American Industrial Classification System that is affected by a proposed agency rule that is likely to have a significant economic impact on a substantial number of small entities.
 
(Sec. 4) Requires a detailed statement in an initial regulatory flexibility analysis to include: (1) an estimate of the additional cumulative economic impact of the proposed rule on small entities, and (2) a description of any disproportionate economic impact on small entities or a specific class of such entities.
 
Requires an agency, in developing an initial and final regulatory flexibility analysis, to provide: (1) a quantifiable or numerical description of the effects of a proposed or final rule and alternatives to such rule, or (2) a more general descriptive statement and a detailed statement explaining why quantification is not practicable or reliable.
 
(Sec. 5) Repeals provisions allowing a waiver or delay of the completion of an initial regulatory flexibility analysis. Requires the Chief Counsel for Advocacy of the Small Business Administration (SBA) to issue rules governing federal agency compliance with RFA requirements. Authorizes the Chief Counsel to modify or amend such rules, to intervene in agency adjudication relating to such rules, and to inform an agency of the impact of its rulemaking on small entities.
 
(Sec. 6) Revises requirements for agency notification of the SBA Chief Counsel for Advocacy prior to the publication of any proposed rule. Requires agencies to provide the Chief Counsel with: (1) all materials prepared or utilized in making the proposed rule, and (2) information on the potential adverse and beneficial economic impacts of the proposed rule on small entities.
 
(Sec. 7) Modifies requirements for the periodic review of agency rules affecting small entities to require publication of a plan for review and placement of such plan on the agency website not later than 180 days after the enactment of this Act.
 
(Sec. 8) Provides for judicial review of an agency final rule for compliance with RFA requirements after publication of such rule.
 
(Sec. 9) Amends the federal judicial code to grant exclusive jurisdiction to the U.S. Courts of Appeals to review all final rules promulgated by the SBA Chief Counsel for Advocacy governing agency compliance with the RFA. 
 
(Sec. 10) Amends the Small Business Act to authorize the SBA Chief Counsel for Advocacy to specify detailed definitions or standards by which a business may be determined to be a small business (size standard) for purposes of all enactments other than the Small Business Act or the Small Business Investment Act of 1958 (for which only the Administrator is authorized to specify small business size standards). Allows a party seeking judicial review of a rule that includes a definition or size standard approved by the Chief Counsel for Advocacy to join the Chief Counsel as a party in an action for such review.
 
(Sec. 12) Amends the Small Business Regulatory Enforcement Fairness Act of 1996 to require federal agencies, in developing small entity compliance guides, to solicit input from affected small entities or associations of small entities.
 
(Sec. 13) Requires the Comptroller General, not later than 90 days after the enactment of this Act, to complete and publish a study that examines whether the SBA Chief Counsel for Advocacy has the capacity and resources to carry out the duties of Chief Counsel under this Act. 


Legislative actions:
action_date: 2013-12-11
text: Placed on the Union Calendar, Calendar No. 208.
action_date: 2013-12-11
text: Reported (Amended) by the Committee on Small Business. H. Rept. 113-288, Part II.
action_date: 2013-12-11
text: Reported (Amended) by the Committee on Small Business. H. Rept. 113-288, Part II.
action_date: 2013-12-11
text: Reported (Amended) by the Committee on Judiciary. H. Rept. 113-288, Part I.
action_date: 2013-12-11
text: Reported (Amended) by the Committee on Judiciary. H. Rept. 113-288, Part I.
action_date: 2013-09-18
text: Ordered to be Reported (Amended) by Voice Vote.
action_date: 2013-09-18
text: Committee Consideration and Mark-up Session Held.
action_date: 2013-07-31
text: Ordered to be Reported by the Yeas and Nays: 15 - 9.
action_date: 2013-07-31
text: Committee Consideration and Mark-up Session Held.
action_date: 2013-07-10
text: Forwarded by Subcommittee to Full Committee by Voice Vote .
action_date: 2013-07-10
text: Subcommittee Consideration and Mark-up Session Held.
action_date: 2013-07-09
text: Referred to the Subcommittee on Regulatory Reform, Commercial And Antitrust Law.
action_date: 2013-06-27
text: Referred to the Committee on the Judiciary, and in addition to the Committee on Small Business, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
action_date: 2013-06-27
text: Referred to the Committee on the Judiciary, and in addition to the Committee on Small Business, for a period to be subsequently determined by the Speaker, in each case for consideration of such provisions as fall within the jurisdiction of the committee concerned.
action_date: 2013-06-27
text: Introduced in House
action_date: 2013-06-27
text: Introduced in House