\chapter{Holomorphic square roots and logarithms} \label{ch:complex_log} In this chapter we'll make sense of a holomorphic square root and logarithm. The main results are \Cref{thm:nth_root}, \Cref{thm:holomorphic_log}, \Cref{cor:nonvanishing}, and \Cref{cor:principal}. If you like, you can read just these four results, and skip the discussion of how they came to be. Let $f : U \to \CC$ be a holomorphic function. A \vocab{holomorphic $n$th root} of $f$ is a function $g : U \to \CC$ such that $f(z) = g(z)^n$ for all $z \in U$. A \vocab{logarithm} of $f$ is a function $g : U \to \CC$ such that $f(z) = e^{g(z)}$ for all $z \in U$. The main question we'll try to figure out is: when do these exist? In particular, what if $f = \id$? \section{Motivation: square root of a complex number} To start us off, can we define $\sqrt z$ for any complex number $z$? The first obvious problem that comes up is that for any $z$, there are \emph{two} numbers $w$ such that $w^2 = z$. How can we pick one to use? For our ordinary square root function, we had a notion of ``positive'', and so we simply took the positive root. Let's expand on this: given $ z = r \left( \cos\theta + i \sin\theta \right) $ (here $r \ge 0$) we should take the root to be \[ w = \sqrt{r} \left( \cos \alpha + i \sin \alpha \right). \] such that $2\alpha \equiv \theta \pmod{2\pi}$; there are two choices for $\alpha \pmod{2\pi}$, differing by $\pi$. For complex numbers, we don't have an obvious way to pick $\alpha$. Nonetheless, perhaps we can also get away with an arbitrary distinction: let's see what happens if we just choose the $\alpha$ with $-\half\pi < \alpha \le \half\pi$. Pictured below are some points (in red) and their images (in blue) under this ``upper-half'' square root. The condition on $\alpha$ means we are forcing the blue points to lie on the right-half plane. \begin{center} %% First Diagram \begin{asy} size(7cm); cplane(); draw(origin--(4.2*dir(180)), grey+2); pair O = (-2.4, 1.1); pair T; pair[] A = new pair[8]; real r = 1.44; real[] dirs = {45,45,45,135,175,255,-90,-75}; for (int i=0; i<8; ++i) { A[i] = O + r*dir(i*45); dot("$z_{" + (string) i + "}$", A[i], dir(dirs[i]), red); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, red); real[] dirs = {-45, -15, 15, 45, 75, 150, 210, 230}; for (int i=0; i<8; ++i) { A[i] = sqrt(abs(A[i]))*dir(degrees(A[i])/2); if (degrees(A[i]) > 90) { A[i] *= -1; } dot("$w_{" + (string) i + "}$", A[i], dir(dirs[i]), blue); } draw(A[7]..A[0]..A[1]..A[2]..A[3]..A[4]..A[5], blue); \end{asy} \end{center} Here, $w_i^2 = z_i$ for each $i$, and we are constraining the $w_i$ to lie in the right half of the complex plane. We see there is an obvious issue: there is a big discontinuity near the points $w_5$ and $w_7$! The nearby point $w_6$ has been mapped very far away. This discontinuity occurs since the points on the negative real axis are at the ``boundary''. For example, given $-4$, we send it to $-2i$, but we have hit the boundary: in our interval $-\half\pi \le \alpha < \half\pi$, we are at the very left edge. The negative real axis that we must not touch is what we will later call a \emph{branch cut}, but for now I call it a \textbf{ray of death}. It is a warning to the red points: if you cross this line, you will die! However, if we move the red circle just a little upwards (so that it misses the negative real axis) this issue is avoided entirely, and we get what seems to be a ``nice'' square root. \begin{center} %% Second Diagram \begin{asy} size(7cm); cplane(); draw(origin--(4.2*dir(180)), grey+2); pair O = (-2.8, 1.9); pair T; pair[] A = new pair[8]; real r = 1.44; real[] dirs = {45,45,45,135,175,225,-45,-45}; for (int i=0; i<8; ++i) { A[i] = O + r*dir(i*45); dot("$z_{" + (string) i + "}$", A[i], dir(dirs[i]), red); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, red); real[] dirs = {-45, -15, 15, 75, 105, 150, 210, 260}; for (int i=0; i<8; ++i) { A[i] = sqrt(abs(A[i]))*dir(degrees(A[i])/2); if (degrees(A[i]) > 90) { A[i] *= -1; } dot("$w_{" + (string) i + "}$", A[i], dir(dirs[i]), blue); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, blue); \end{asy} \end{center} In fact, the ray of death is fairly arbitrary: it is the set of ``boundary issues'' that arose when we picked $-\half\pi < \alpha \le \half\pi$. Suppose we instead insisted on the interval $0 \le \alpha < \pi$; then the ray of death would be the \emph{positive} real axis instead. The earlier circle we had now works just fine. \begin{center} %% Third Diagram \begin{asy} size(7cm); cplane(); draw(origin--(4.2*dir(0)), grey+2); pair O = (-2.4, 1.1); pair T; pair[] A = new pair[8]; real r = 1.44; real[] dirs = {-5,45,45,135,175,255,-90,-75}; for (int i=0; i<8; ++i) { A[i] = O + r*dir(i*45); dot("$z_{" + (string) i + "}$", A[i], dir(dirs[i]), red); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, red); real[] dirs = {-45, -15, 15, 45, 75, 150, 180, 230}; for (int i=0; i<8; ++i) { A[i] = sqrt(abs(A[i]))*dir(degrees(A[i])/2); dot("$w_{" + (string) i + "}$", A[i], dir(dirs[i]), blue); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, blue); \end{asy} \end{center} What we see is that picking a particular $\alpha$-interval leads to a different set of edge cases, and hence a different ray of death. The only thing these rays have in common is their starting point of zero. In other words, given a red circle and a restriction of $\alpha$, I can make a nice ``square rooted'' blue circle as long as the ray of death misses it. So, what exactly is going on? \section{Square roots of holomorphic functions} To get a picture of what's happening, we would like to consider a more general problem: let $f: U \to \CC$ be holomorphic. Then we want to decide whether there is a $g : U \to \CC$ such that \[ f(z) = g(z)^2. \] Our previous discussion with $f = \id$ tells us we cannot hope to achieve this for $U = \CC$; there is a ``half-ray'' which causes problems. However, there are certainly functions $f : \CC \to \CC$ such that a $g$ exists. As a simplest example, $f(z) = z^2$ should definitely have a square root! Now let's see if we can fudge together a square root. Earlier, what we did was try to specify a rule to force one of the two choices at each point. This is unnecessarily strict. Perhaps we can do something like: start at a point in $z_0 \in U$, pick a square root $w_0$ of $f(z_0)$, and then try to ``fudge'' from there the square roots of the other points. What do I mean by fudge? Well, suppose $z_1$ is a point very close to $z_0$, and we want to pick a square root $w_1$ of $f(z_1)$. While there are two choices, we also would expect $w_0$ to be close to $w_1$. Unless we are highly unlucky, this should tell us which choice of $w_1$ to pick. (Stupid concrete example: if I have taken the square root $-4.12i$ of $-17$ and then ask you to continue this square root to $-16$, which sign should you pick for $\pm 4i$?) There are two possible ways we could get unlucky in the scheme above: first, if $w_0 = 0$, then we're sunk. But even if we avoid that, we have to worry that if we run a full loop in the complex plane, we might end up in a different place from where we started. For concreteness, consider the following situation, again with $f = \id$: \begin{center} %% Fourth Diagram \begin{asy} size(7cm); cplane(); pair O = origin; pair T; pair[] A = new pair[8]; real r = 3.24; real[] dirs = {45,45,45,135,135,255,-45,-45}; for (int i=0; i<8; ++i) { A[i] = O + r*dir(i*45); dot("$z_{" + (string) i + "}$", A[i], dir(dirs[i]), red); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..cycle, red); real[] dirs = {-65, -15, 15, 45, 45, 135, 143, 135}; for (int i=0; i<8; ++i) { A[i] = sqrt(abs(A[i]))*dir(degrees(A[i])/2); dot("$w_{" + (string) i + "}$", A[i], dir(dirs[i]), blue); } draw(A[0]..A[1]..A[2]..A[3]..A[4]..A[5]..A[6]..A[7]..(-A[0]), blue); \end{asy} \end{center} We started at the point $z_0$, with one of its square roots as $w_0$. We then wound a full red circle around the origin, only to find that at the end of it, the blue arc is at a different place where it started! The interval construction from earlier doesn't work either: no matter how we pick the interval for $\alpha$, any ray of death must hit our red circle. The problem somehow lies with the fact that we have enclosed the very special point $0$. Nevertheless, we know that if we take $f(z) = z^2$, then we don't run into any problems with our ``make it up as you go'' procedure. So, what exactly is going on? \section{Covering projections} By now, if you have read the part on algebraic topology, this should all seem quite familiar. The ``fudging'' procedure exactly describes the idea of a lifting. More precisely, recall that there is a covering projection \[ (-)^2 : \CC \setminus \{0\} \to \CC \setminus \{0\}. \] Let $V = \left\{ z \in U \mid f(z) \neq 0 \right\}$. For $z \in U \setminus V$, we already have the square root $g(z) = \sqrt{f(z)} = \sqrt 0 = 0$. So the burden is completing $g : V \to \CC$. Then essentially, what we are trying to do is construct a lifting $g$ in the diagram \begin{center} \begin{tikzcd}[sep=large] & E = \CC \setminus \{0\} \ar[d, "p=\bullet^2"] \\ V \ar[ru, "g"] \ar[r, "f"'] & B = \CC \setminus \{0\}. \end{tikzcd} \end{center} Our map $p$ can be described as ``winding around twice''. Our \Cref{thm:lifting} now tells us that this lifting exists if and only if \[ f_\ast\im(\pi_1(V)) \subseteq p_\ast\im(\pi_1(E)) \] is a subset of the image of $\pi_1(E)$ by $p$. Since $B$ and $E$ are both punctured planes, we can identify them with $S^1$. \begin{ques} Show that the image under $p$ is exactly $2\ZZ$ once we identify $\pi_1(B) = \ZZ$. \end{ques} That means that for any loop $\gamma$ in $V$, we need $f \circ \gamma$ to have an \emph{even} winding number around $0 \in B$. This amounts to \[ \frac{1}{2\pi} \oint_\gamma \frac{f'}{f} \; dz \in 2\ZZ \] since $f$ has no poles. Replacing $2$ with $n$ and carrying over the discussion gives the first main result. \begin{theorem} [Existence of holomorphic $n$th roots] \label{thm:nth_root} Let $f : U \to \CC$ be holomorphic. Then $f$ has a holomorphic $n$th root if and only if \[ \frac{1}{2\pi i}\oint_\gamma \frac{f'}{f} \; dz \in n\ZZ \] for every contour $\gamma$ in $U$. \end{theorem} \section{Complex logarithms} The multivalued nature of the complex logarithm comes from the fact that \[ \exp(z+2\pi i) = \exp(z). \] So if $e^w = z$, then any complex number $w + 2\pi i k$ is also a solution. We can handle this in the same way as before: it amounts to a lifting of the following diagram. \begin{center} \begin{tikzcd}[sep=large] & E = \CC \ar[d, "p=\exp"] \\ U \ar[ru, "g"] \ar[r, "f"'] & B = \CC \setminus \{0\} \end{tikzcd} \end{center} There is no longer a need to work with a separate $V$ since: \begin{ques} Show that if $f$ has any zeros then $g$ can't possibly exist. \end{ques} In fact, the map $\exp : \CC \to \CC\setminus\{0\}$ is a universal cover, since $\CC$ is simply connected. Thus, $p\im(\pi_1(\CC))$ is \emph{trivial}. So in addition to being zero-free, $f$ cannot have any winding number around $0 \in B$ at all. In other words: \begin{theorem} [Existence of logarithms] \label{thm:holomorphic_log} Let $f : U \to \CC$ be holomorphic. Then $f$ has a logarithm if and only if \[ \frac{1}{2\pi i}\oint_\gamma \frac{f'}{f} \; dz = 0 \] for every contour $\gamma$ in $U$. \end{theorem} \section{Some special cases} The most common special case is \begin{corollary} [Nonvanishing functions from simply connected domains] \label{cor:nonvanishing} Let $f : \Omega \to \CC$ be continuous, where $\Omega$ is simply connected. If $f(z) \neq 0$ for every $z \in \Omega$, then $f$ has both a logarithm and holomorphic $n$th root. \end{corollary} Finally, let's return to the question of $f = \id$ from the very beginning. What's the best domain $U$ such that \[ \sqrt{-} : U \to \CC \] is well-defined? Clearly $U = \CC$ cannot be made to work, but we can do almost as well. For note that the only zero of $f = \id$ is at the origin. Thus if we want to make a logarithm exist, all we have to do is make an incision in the complex plane that renders it impossible to make a loop around the origin. The usual choice is to delete negative half of the real axis, our very first ray of death; we call this a \vocab{branch cut}, with \vocab{branch point} at $0 \in \CC$ (the point which we cannot circle around). This gives \begin{theorem}[Branch cut functions] \label{cor:principal} There exist holomorphic functions \begin{align*} \log &: \CC \setminus (-\infty, 0] \to \CC \\ % chktex 9 \sqrt[n]{-} &: \CC \setminus (-\infty, 0] \to \CC % chktex 9 \end{align*} satisfying the obvious properties. \end{theorem} There are many possible choices of such functions ($n$ choices for the $n$th root and infinitely many for $\log$); a choice of such a function is called a \vocab{branch}. So this is what is meant by a ``branch'' of a logarithm. The \vocab{principal branch} is the ``canonical'' branch, analogous to the way we arbitrarily pick the positive branch to define $\sqrt{-} : \RR_{\ge 0} \to \RR_{\ge 0}$. For $\log$, we take the $w$ such that $e^w = z$ and the imaginary part of $w$ lies in $(-\pi, \pi]$ % chktex 9 (since we can shift by integer multiples of $2\pi i$). Often, authors will write $\opname{Log} z$ to emphasize this choice. \section\problemhead \begin{problem} Show that a holomorphic function $f : U \to \CC$ has a holomorphic logarithm if and only if it has a holomorphic $n$th root for every integer $n$. \end{problem} \begin{problem} Show that the function $f : U \to \CC$ by $z \mapsto z(z-1)$ has a holomorphic square root, where $U$ is the entire complex plane minus the closed interval $[0,1]$. \end{problem}