hordruma/ontario_laws_and_regs huggingface dataset:
75 (1) Subject to subsection (3), where a material change occurs in the affairs of a reporting issuer, it shall forthwith issue and file a news release authorized by a senior officer disclosing the nature and substance of the change.  R.S.O. 1990, c. S.5, s. 75 (1); 1994, c. 11, s. 349. Report of material change (2) Subject to subsection (3), the reporting issuer shall file a report of such material change in accordance with the regulations as soon as practicable and in any event within ten days of the date on which the change occurs.  R.S.O. 1990, c. S.5, s. 75 (2). Exception (3) A reporting issuer may, instead of complying with subsection (1), promptly file with the Commission the report required under subsection (2), marked as confidential, and its written reasons for doing so if, (a) the reporting issuer reasonably believes that a disclosure required under subsections (1) and (2) would be unduly detrimental to its interests; or (b) the material change consists of a decision made by the senior management of the reporting issuer to implement a change and the senior management, (i) believes that confirmation by the board of directors of the decision to implement the change is probable, and (ii) has no reason to believe that any person or company with knowledge of the material change has purchased or sold the reporting issuer’s securities or traded a related derivative.  2010, c. 26, Sched. 18, s. 29 (1). Idem (4) Where a report has been filed with the Commission under subsection (3), the reporting issuer shall advise the Commission in writing where it believes the report should continue to remain confidential within ten days of the date of filing of the initial report and every ten days thereafter until the material change is generally disclosed in the manner referred to in subsection (1) or, if the material change consists of a decision of the type referred to in clause (3) (b), until that decision has been rejected by the board of directors of the issuer.  R.S.O. 1990, c. S.5, s. 75 (4). Requirement to disclose subsequently (5) A reporting issuer that has filed a report under subsection (3) shall promptly disclose the material change in the manner referred to in subsection (1) if the reporting issuer becomes aware or has reasonable grounds to believe that a person or company having knowledge of the material change is purchasing or selling securities of the reporting issuer or trading a related derivative.  2010, c. 26, Sched. 18, s. 29 (2). Section Amendments with date in force (d/m/y) 1994, c. 11, s. 349 - 11/07/1994 2002, c. 22, s. 180 (1, 2) - 07/04/2003 2004, c. 31, Sched. 34, s. 3 - 16/12/2004 2010, c. 26, Sched. 18, s. 29 (1, 2) - 08/12/2010
127.1 (1) If, in respect of a person or company whose affairs were the subject of an investigation, the Tribunal, (a) is satisfied that the person or company has not complied with, or is not complying with, Ontario securities law; or (b) considers that the person or company has not acted in the public interest, the Tribunal may, after conducting a hearing, order the person or company to pay the costs of the investigation. 2021, c. 8, Sched. 9, s. 40 (44). Payment of hearing costs (2) If, in respect of a person or company whose affairs were the subject of a hearing, the Tribunal, after conducting the hearing, (a) is satisfied that the person or company has not complied with, or is not complying with, Ontario securities law; or (b) considers that the person or company has not acted in the public interest, the Tribunal may order the person or company to pay the costs of or related to the hearing that are incurred by or on behalf of the Commission. 2021, c. 8, Sched. 9, s. 40 (44). Payment of costs where offence (3) Where a person or company is guilty of an offence under this Act or the regulations, the Tribunal may, after conducting a hearing, order the person or company to pay the costs of any investigation carried out in respect of that offence. 2021, c. 8, Sched. 9, s. 40 (44). Costs (4) For the purposes of subsections (1), (2) and (3), the costs that the Tribunal may order the person or company to pay include, but are not limited to, all or any of the following: 1. Costs incurred in respect of services provided by persons appointed or engaged under section 5, 11 or 12. 2. Costs of matters preliminary to the hearing. 3. Costs for time spent by the Commission or the staff of the Commission. 4. Any fee paid to a witness. 5. Costs of legal services provided to the Commission. 2021, c. 8, Sched. 9, s. 40 (44). Section Amendments with date in force (d/m/y) 1999, c. 9, s. 216 - 14/12/1999 2021, c. 8, Sched. 9, s. 40 (44) - 29/04/2022
142 (1) Subject to subsections (2) and (3), this Act applies to, (a) Her Majesty in right of Canada; (b) Her Majesty in right of Ontario; and (c) Her Majesty in right of any other province or territory of Canada, and agents and servants thereof.  R.S.O. 1990, c. S.5, s. 142 (1); 2010, c. 26, Sched. 18, s. 41 (1). Exceptions (2) Subsections 13 (1), (3) and (4), sections 20, 60, 122, 126, 126.1, 126.2, 129, 130, 130.1, 131, 134 and 135, Part XXIII.1 and section 139 do not apply to, (a) Her Majesty in right of Canada; (b) Her Majesty in right of Ontario; (c) Her Majesty in right of any other province or territory of Canada; or (d) an agent or servant of Her Majesty, as referred to in clause (a), (b) or (c), where the matter arises from the performance of a duty or the exercise of a power as an agent or servant thereof or from any neglect or default in the performance or exercise of such duty or power.  R.S.O. 1990, c. S.5, s. 142 (2); 1994, c. 11, s. 378; 2002, c. 22, s. 186; 2004, c. 31, Sched. 34, s. 24; 2014, c. 7, Sched. 28, s. 16 (1). Exception, market participant (2.1) The definition of “market participant” in subsection 1 (1) does not include, (a) Her Majesty in right of Canada; (b) Her Majesty in right of Ontario; (c) Her Majesty in right of any other province or territory of Canada; or (d) an agent or servant of Her Majesty, as referred to in clause (a), (b) or (c). 2014, c. 7, Sched. 28, s. 16 (2). Exception, derivatives (3) Rules made under paragraph 11, paragraph 19.3 and subparagraphs 35 i, iii, iv, v and vii of subsection 143 (1) do not apply to derivatives traded by, (a) Her Majesty in right of Ontario or the Ontario Financing Authority when acting as agent for Her Majesty in right of Ontario; (b) Her Majesty in right of Canada; (c) Her Majesty in right of any other province or territory of Canada; or (d) an agent or servant of Her Majesty in right of Ontario prescribed by the Lieutenant Governor in Council. 2015, c. 38, Sched. 18, s. 9; 2016, c. 5, Sched. 26, s. 4. Conditions and restrictions (4) An agent or servant of Her Majesty in right of Ontario prescribed under clause 142 (3) (d) shall comply with such conditions and restrictions relating to the exception as may be prescribed by the Lieutenant Governor in Council. 2015, c. 38, Sched. 18, s. 9. Section Amendments with date in force (d/m/y) 1994, c. 11, s. 378 - 11/07/1994 2002, c. 22, s. 186 - 07/04/2003 2004, c. 31, Sched. 34, s. 24 - 16/12/2004 2010, c. 26, Sched. 18, s. 41 (1, 2) - 31/12/2013 2014, c. 7, Sched. 28, s. 16 (1, 2) - 24/07/2014 2015, c. 38, Sched. 18, s. 9 - 10/12/2015 2016, c. 5, Sched. 26, s. 4 - 19/04/2016