Order
 11. (1) After determining, in accordance with section 8, the final amount of the administrative penalty payable by a person in respect of a contravention, the Director may make the order under subsection 57 (2) of the Act. (2) If the Director makes an order, in addition to serving the order under subsection 57 (9) of the Act, the Director shall serve on the person who is required to pay the administrative penalty the Director’s reasons for determining the final amount of the administrative penalty, including any consideration given by the Director to a request made under section 6 and, if the final amount of the administrative penalty includes an amount for final economic benefit determined in accordance with section 10, the calculations, variables and assumptions that led to the determination of the final economic benefit. (3) An order may be made in respect of one or more contraventions. 12. Omitted (provides for coming into force of provisions of this Regulation). Schedule 1 Item   Column 1   Provision Contravened   Column 2   Description of Contravention   Column 3   Daily range (Persons that are not corporations)   Column 4   Daily range (Corporations) 

  1.   Paragraph 1 of subsection 10 (4) of the Act   A person who is required to give a revised report to the Director under paragraph 1 of subsection 10 (4) of the Act failing to submit the revised report   ≤ $1000   ≤ $5000 

  2.   Paragraph 2 of subsection 10 (4) of the Act   A person who is required to give a revised report to the Director under paragraph 2 of subsection 10 (4) of the Act failing to submit the revised report   $1000 - $2000   $5000 - $10,000 

  3.   Subsection 10 (5) of the Act   A person who is required by subsection 9 (1) or 9 (3) of the Act to quantify or calculate an amount of greenhouse gas failing to include prescribed information or additional information requested by the Director in a report   $1000 - $2000   $5000 - $10,000 

  4.   Subsection 12 (3) of the Act   A person failing to provide information requested by the Director in the manner or within the period specified by the Director   ≤ $1000   ≤ $5000 

  5.   Subsection 15 (3) of the Act   A person who is required to register as a mandatory participant failing to give the Director information required by regulation or any additional information required by the Director   ≤ $1000   ≤ $5000 

  6.   Subsection 19 (1) of the Act   A registered participant failing to comply with the conditions of registration established by regulation or the conditions imposed on the participant by the Director   ≤ $1000   ≤ $5000 

  7.   Subsection 19 (2) of the Act   A mandatory participant who is not registered failing to comply with the conditions of registration established by regulation   ≤ $1000   ≤ $5000 

  8.   Subsection 21 (1) of the Act   A person other than a registered participant purchasing, selling, trading or otherwise dealing with emission allowances or credits    $1000 - $2000   $5000 - $10,000 

  9.   Subsection 21 (2) of the Act   A registered participant engaging in a transaction with emission allowances or credits (purchase, sale, trade or otherwise dealing with) with a person who is not a person described in subclause 21 (2) (a) (i) or (ii) of the Act   $1000 - $2000   $5000 - $10,000 

  10.   Subsection 21 (3) of the Act   A registered participant purchasing, selling, trading or otherwise dealing with emission allowances or credits in a manner not in accordance with the Act, the regulations or the conditions of the participant’s registration   $1000 - $2000   $5000 - $10,000 

  11.   Subsection 22 (4) of the Act   A registered participant or its designated account agent failing to comply with the requirements or restrictions imposed under section 22 of the Act with respect to the participant’s accounts   ≤ $1000   ≤ $5000 

  12.   Subsection 28 (2) of the Act   A registered participant holding in the participant’s cap and trade accounts an emission allowance or credit owned by another person   $1000 - $2000   $5000 - $10,000 

  13.   Clause 29 (1) (a) of the Act   A person directly or indirectly engaging or participating in an act, practice or course of conduct that the person knows or reasonably ought to know results in or contributes to a misleading appearance of trading activity in, or an artificial price for, an emission allowance or credit   $1000 - $2000   $5000 - $10,000 

  14.   Clause 29 (1) (b) of the Act   A person directly or indirectly engaging or participating in an act, practice or course of conduct that the person knows or reasonably ought to know perpetrates a fraud   $1000 - $2000   $5000 - $10,000 

  15.   Subsection 29 (2) of the Act   A person attempting directly or indirectly to engage or participate in any act, practice or course of conduct that is contrary to subsection 29 (1) of the Act   $1000 - $2000   $5000 - $10,000 

  16.   Subsection 29 (3) of the Act   A person making a statement that the person knows or reasonably ought to know meets the criteria set out in clauses 29 (3) (a) and (b) of the Act   $1000 - $2000   $5000 - $10,000 

  17.   Subsection 29 (4) of the Act   A person providing information that the person knows or reasonably ought to know meets the criteria set out in clauses 29 (4) (a) and (b) of the Act   $1000 - $2000   $5000 - $10,000 

  18.   Subsection 29 (5) of the Act   A person purchasing, selling, trading or otherwise dealing with emission allowances or credits while having knowledge of information that meets the criteria set out in subsection 29 (5) of the Act   $1000 - $2000   $5000 - $10,000 

  19.   Subsection 29 (6) of the Act   A person informing another person, other than in the necessary course of business, of information that meets the criteria set out in subsection 29 (6) of the Act   $1000 - $2000   $5000 - $10,000 

  20.   Subsection 32 (6) of the Act   A person disclosing whether or not the person is participating in an auction   $1000 - $2000   $5000 - $10,000 

  21.   Subsection 32 (7) of the Act   A person disclosing any information described in subsection 32 (7) of the Act   $1000 - $2000   $5000 - $10,000 

  22.   Subsection 32 (8) of the Act   A person whose services are retained by a prospective purchaser in connection with an auction disclosing any of the information described in subsection 32 (7) of the Act relating to the prospective purchaser   $1000 - $2000   $5000 - $10,000 

  23.   Subsection 32 (10) of the Act   A person coordinating the bidding strategy of more than one prospective purchaser in connection with an auction   $1000 - $2000   $5000 - $10,000 

  24.   Subsection 34 (8) of the Act   A sponsor failing to comply with conditions established by regulation or conditions imposed by the Director   ≤ $1000   ≤ $5000 

  25.   Subsection 40 (5) of the Act   A person failing to have a re-verification conducted in accordance with such requirements as the Director may specify in a notice   ≤ $1000   ≤ $5000 

  26.   Subsection 50 (2) of the Act   A person failing to comply with an order made under the Act, other than an order made under section 57 of the Act   $1000 - $2000   $5000 - $10,000 

  27.   Subsection 64 (1) of the Act   A person hindering or obstructing the Minister, the Director, a provincial officer, a public servant or any agent of the Crown in the performance of duties under the Act   $1000 - $2000   $5000 - $10,000 

  28.   Subsection 64 (2) of the Act   A person withholding from a provincial officer or concealing, altering or destroying anything relevant to an inspection under section 42 of the Act or an inquiry under section 43 of the Act   $1000 - $2000   $5000 - $10,000 

  29.   Subsection 64 (3) of the Act   A person refusing to give information required for the purposes of the Act or the regulations to the Minister, the Director, a provincial officer, a public servant or any agent of the Crown   $1000 - $2000   $5000 - $10,000 

  30.   Subsection 64 (4) of the Act   A person giving false or misleading information to the Minister, the Director, a provincial officer, a public servant or an agent of the Crown in respect of any matter related to the Act or the regulations   $1000 - $2000   $5000 - $10,000 

  31.   Subsection 64 (5) of the Act   A person including false or misleading information in any record required to be created, stored or submitted under the Act   $1000 - $2000   $5000 - $10,000 

  32.   Subsection 4 (2) of Ontario Regulation 143/16 (Quantification, Reporting and Verification of Greenhouse Gas Emissions) made under the Act   An owner or operator of a facility failing to quantify the amount of greenhouse gas emitted during all specified GHG activities at the facility during a year   ≤ $1000   ≤ $5000 

  33.   Subsection 4 (2.1) of Ontario Regulation 143/16   An owner or operator of a facility failing to use the standard quantification method or methods to perform the calculation required under subsection 4 (2.1) of the Regulation   ≤ $1000   ≤ $5000 

  34.   Subsection 4 (3) of Ontario Regulation 143/16   An owner or operator of a facility failing to use the standard quantification methods to quantify the amount in respect of each specified GHG activity   ≤ $1000   ≤ $5000 

  35.   Paragraph 1 of subsection 4 (5) of Ontario Regulation 143/16   An owner or operator of a facility failing to select one of the calculation methodologies or use it for all subsequent quantifications or to use another methodology the Director has consented to in writing   ≤ $1000   ≤ $5000 

  36.   Paragraph 2 of subsection 4 (5) of Ontario Regulation 143/16   An owner or operator of a facility failing to use the methodology consented to by the Director for all subsequent quantifications unless the director consents in writing to the use of another methodology   ≤ $1000   ≤ $5000 

  37.   Subsection 11.1 (3) of Ontario Regulation 143/16   An owner or operator of a facility failing to use the standard quantification method or methods to perform the calculations required under subsection 11.1 (3) of the Regulation   ≤ $1000   ≤ $5000 

  38.   Subsection 11.1 (4) of Ontario Regulation 143/16   An owner or operator of a facility carrying out the contravention described in Item 35 in relation to calculations required under section 11.1 of the Regulation   ≤ $1000   ≤ $5000 

  39.   Subsection 11.1 (4) of Ontario Regulation 143/16   An owner or operator of a facility carrying out the contravention described in Item 36 in relation to calculations required under section 11.1 of the Regulation   ≤ $1000   ≤ $5000 

  40.   Subsection 11.2 (3) of Ontario Regulation 143/16   An owner or operator of a facility failing to use the standard quantification method or methods to perform the calculations required under subsection 11.2 (3) of the Regulation   ≤ $1000   ≤ $5000 

  41.   Subsection 11.2 (4) of Ontario Regulation 143/16   An owner or operator of a facility carrying out the contravention described in Item 35 in relation to calculations required under section 11.2 of the Regulation   ≤ $1000   ≤ $5000 

  42.   Subsection 11.2 (4) of Ontario Regulation 143/16   An owner or operator of a facility carrying out the contravention described in Item 36 in relation to calculations required under section 11.2 of the Regulation   ≤ $1000   ≤ $5000 

  43.   Subsection 11.3 (3) of Ontario Regulation 143/16   An owner or operator of a facility specified in subsection 11.3 (1) of the Regulation failing to use the standard quantification method or methods to perform the calculations required under subsection 11.3 (3) of the Regulation   ≤ $1000   ≤ $5000 

  44.   Subsection 11.3 (4) of Ontario Regulation 143/16   An owner or operator of a facility specified in subsection 11.3 (1) of the Regulation carrying out the contravention described in Item 35 in relation to calculations required under section 11.3 of the Regulation   ≤ $1000   ≤ $5000 

  45.   Subsection 11.3 (4) of Ontario Regulation 143/16   An owner or operator of a facility specified in subsection 11.3 (1) of the Regulation carrying out the contravention described in Item 36 in relation to calculations required under section 11.3 of the Regulation   ≤ $1000   ≤ $5000 

  46.   Subsection 12 (2) of Ontario Regulation 143/16   A person who engages in electricity importation, natural gas distribution or petroleum product supply failing to calculate the amount of greenhouse gas emissions associated with a prescribed activity   ≤ $1000   ≤ $5000 

  47.   Subsection 12 (6) of Ontario Regulation 143/16   A person who engages in electricity importation, natural gas distribution or petroleum product supply failing to use the standard quantification method or methods to perform the calculations required under subsection 12 (2) of the Regulation   $1000 - $2000   $5000 - $10,000 

  48.   Paragraph 1 of subsection 12 (8) of Ontario Regulation 143/16   A person who engages in electricity importation, natural gas distribution or petroleum product supply failing to select one of the calculation methodologies or use it for all subsequent quantifications or to use another methodology the Director has consented to in writing   ≤ $1000   ≤ $5000 

  49.   Paragraph 2 of subsection 12 (8) of Ontario Regulation 143/16   A person who engages in electricity importation, natural gas distribution or petroleum product supply failing to use the methodology consented to by the Director for all subsequent quantifications unless the director consents in writing to the use of another methodology   ≤ $1000   ≤ $5000 

  50.   Section 22 of Ontario Regulation 143/16   A person who is required to give the Director a GHG report failing to comply with a sampling, analysis, measurement or recordkeeping requirement set out in the Guideline   $1000 - $2000   $5000 - $10,000 

  51.   Section 23 of Ontario Regulation 143/16   A person who is required to give the Director a GHG report failing to ensure that the report meets the requirements set out in section 23 of the Regulation   $1000 - $2000   $5000 - $10,000 

  52.   Section 24 of Ontario Regulation 143/16   A person who is required to give the Director a GHG report failing to submit the report within the time period specified in section 24 of the Regulation   ≤ $1000   ≤ $5000 

  53.   Section 25 of Ontario Regulation 143/16   A person who is required to give a revised GHG report to the Director failing to submit the revised report within the time period specified in section 25 of the Regulation   ≤ $1000   ≤ $5000 

  54.   Subsection 26 (6) of Ontario Regulation 143/16   A person who gives a GHG report to the Director  failing to prepare and submit a revised report as soon as possible   $1000 - $2000   $5000 - $10,000 

  55.   Subsection 26 (7) of Ontario Regulation 143/16   A person who gives a GHG report to the Director failing to submit a revised report within the time period specified in subsection 26 (7) of the Regulation   $1000 - $2000   $5000 - $10,000 

  56.   Section 27 of Ontario Regulation 143/16   A person who is required to have a GHG report verified failing to submit a verification statement or verification report within the time period specified in section 27 of the Regulation   ≤ $1000   ≤ $5000 

  57.   Subsection 28 (2) of Ontario Regulation 143/16   A person who is required to submit a verification statement and verification report in respect of a revised GHG report failing to submit the verification statement or verification report within the time period specified in subsection 28 (2) of the Regulation   ≤ $1000   ≤ $5000 

  58.   Subsection 29 (1) of Ontario Regulation 143/16   An accredited verification body failing to comply with ISO 14065 or ISO 14064-3 as required by subsection 29 (1) of the Regulation   $1000 - $2000   $5000 - $10,000 

  59.   Subsection 29 (2) of Ontario Regulation 143/16   An accredited verification body failing to ensure that the requirements specified in subsection 29 (2) of the Regulation are met when verifying GHG reports   ≤ $1000   ≤ $5000 

  60.   Subsection 29 (3) of Ontario Regulation 143/16   An accredited verification body failing to visit a facility as required by subsection 29 (3) of the Regulation   ≤ $1000   ≤ $5000 

  61.   Subsection 29 (4) of Ontario Regulation 143/16   An accredited verification body failing to visit a headquarters or other location of central data management as required by subsection 29 (4) of the Regulation   ≤ $1000   ≤ $5000 

  62.   Subsection 31 (1) of Ontario Regulation 143/16   An accredited verification body failing to comply with clause 5.4 of ISO 14065   ≤ $1000   ≤ $5000 

  63.   Subsection 31 (2) of Ontario Regulation 143/16   An accredited verification body conducting a verification of a GHG report in a circumstance specified in subsection 31 (2) of the Regulation   $1000 - $2000   $5000 - $10,000 

  64.   Subsection 31 (4) of Ontario Regulation 143/16   An accredited verification body failing to wait as required by subsection 31 (4) of the Regulation before verifying a GHG report with respect to a facility or with respect to activities engaged in by a person   ≤ $1000   ≤ $5000 

  65.   Subsection 31 (6) of Ontario Regulation 143/16   An accredited verification body failing to assess the potential for compromised impartiality or failing to provide a written assessment report as required by subsection 31 (6) of the Regulation   ≤ $1000   ≤ $5000 

  66.   Subsection 31 (7) of Ontario Regulation 143/16   An accredited verification body failing to immediately assess the potential for compromised impartiality or failing to provide a written assessment report as required by subsection 31 (7) of the Regulation   ≤ $1000   ≤ $5000 

  67.   Subsection 32 (1) of Ontario Regulation 143/16   An accredited verification body failing to determine whether there is reasonable level of assurance that a GHG report contains no material discrepancy or failing to determine whether the report was prepared in accordance with the Regulation   ≤ $1000   ≤ $5000 

  68.   Subsection 32 (2) of Ontario Regulation 143/16   An accredited verification body failing to prepare a verification statement in accordance with the Table to subsection 32 (2) of the Regulation   ≤ $1000   ≤ $5000 

  69.   Subsection 32 (2.1) of Ontario Regulation 143/16   An accredited verification body failing to include in the verification statement or report a production parameter verification conclusion in accordance with the Table to subsection 32 (2.1) of the Regulation   ≤ $1000   ≤ $5000 

  70.   Subsection 32 (7) of Ontario Regulation 143/16   An accredited verification body failing to submit a verification statement to the person who gave the GHG report to the Director or failing to ensure the verification statement meets the requirements set out in clause 4.9 of ISO 14064-3   ≤ $1000   ≤ $5000 

  71.   Subsection 33 (1) of Ontario Regulation 143/16   An accredited verification body failing to prepare a verification report that sets out the information required by subsection 33 (1) of the Regulation   ≤ $1000   ≤ $5000 

  72.   Subsection 33 (2) of Ontario Regulation 143/16   An accredited verification body failing to provide a copy of a verification report within the time period specified in subsection 33 (2) of the Regulation   ≤ $1000   ≤ $5000 

  73.   Subsection 34 (2) of Ontario Regulation 143/16   A person who receives written notice that the Director requires a re-verification of a GHG report failing to submit a new verification statement or new verification report within the time period specified in subsection 34 (2) of the Regulation   ≤ $1000   ≤ $5000 

  74.   Subsection 35 (2) of Ontario Regulation 143/16   An accredited verification body failing to comply with the Director’s notice to cease conducting a verification   ≤ $1000   ≤ $5000 

  75.   Subsection 37 (1) of Ontario Regulation 143/16   A person failing to keep a record as required by subsection 37 (1) of the Regulation   ≤ $1000   ≤ $5000 

  76.   Subsection 37 (2) of Ontario Regulation 143/16   An accredited verification body failing to keep a record as required by subsection 37 (2) of the Regulation   ≤ $1000   ≤ $5000 

  77.   Section 38 of Ontario Regulation 143/16   A new owner or operator of facility failing to notify the Director in writing of a change within the time period specified in subsection 38 of the Regulation   ≤ $1000   ≤ $5000 

  78.   Section 39 of Ontario Regulation 143/16   A person failing to submit a record in a form provided by or approved by the Director or in a manner approved by the Director   ≤ $1000   ≤ $5000 

  79.   Subsection 9.1 (5) of Ontario Regulation 144/16 (The Cap and Trade Program) made under the Act   A previous owner of a facility failing to give the Director notice of the change of ownership or a statement that the previous owner has complied with section 38 of Ontario Regulation 143/16 in accordance with subsection 9.1 (5) of Ontario Regulation 144/16   ≤ $1000   ≤ $5000 

  80.   Subsection 15 (5) of Ontario Regulation 144/16   A designated account representative failing to give information relating to the submission of emission allowances or credits to the Minister within the time period specified in subsection 15 (5) of the Regulation   ≤ $1000   ≤ $5000 

  81.   Section 24 of Ontario Regulation 144/16   A person who is required to have a GHG report verified failing to register as a mandatory participant in accordance with section 24 of the Regulation   ≤ $1000   ≤ $5000 

  82.   Section 25 of Ontario Regulation 144/16   A person who is required to register as a mandatory participant failing to give the Director information required under section 25 of the Regulation   ≤ $1000   ≤ $5000 

  83.   Section 26 of Ontario Regulation 144/16   A mandatory participant failing to comply with a condition set out in section 26 of the Regulation   ≤ $1000   ≤ $5000 

  84.   Section 26.1 of Ontario Regulation 144/16   A new owner or operator of a facility failing to register as a mandatory participant within the time period specified in section 26.1 of the Regulation   ≤ $1000   ≤ $5000 

  85.   Section 34 of Ontario Regulation 144/16   A voluntary participant failing to comply with a condition set out in section 34 of the Regulation   ≤ $1000   ≤ $5000 

  86.   Section 34.1 of Ontario Regulation 144/16   A new owner or operator of a facility failing to register as a voluntary participant within the time period specified in section 34.1 of the Regulation   ≤ $1000   ≤ $5000 

  87.   Section 37 of Ontario Regulation 144/16   A market participant failing to comply with a condition set out in section 37 of the Regulation   ≤ $1000   ≤ $5000 

  88.   Subsection 40 (1) of Ontario Regulation 144/16   A registered participant failing to ensure the total number of specified emission allowances and credits held in the participant’s accounts does not exceed the limit set out in section 40 of the Regulation   $1000 - $2000   $5000 - $10,000 

  89.   Subsection 40 (3.1) of Ontario Regulation 144/16   A registered participant holding in the participant’s cap and trade accounts more than the share of the holding limit allocated to the participant under section 40 of the Regulation   $1000 - $2000   $5000 - $10,000 

  90.   Subsection 42 (1) of Ontario Regulation 144/16   A registered participant failing to ensure that the total number of future vintage emission allowances held in the participant’s cap and trade accounts does not exceed the limit set out in section 42 of the Regulation   ≤ $1000   ≤ $5000 

  91.   Subsection 42 (2.1) of Ontario Regulation 144/16   A registered participant holding in the participant’s cap and trade accounts more than the share of the holding limit allocated to the participant under section 42 of the Regulation   ≤ $1000   ≤ $5000 

  92.   Subsection 44 (2) of Ontario Regulation 144/16   A registered participant designating a person who does not reside in Ontario as primary account representative   ≤ $1000   ≤ $5000 

  93.   Subsection 45 (4) of Ontario Regulation 144/16   An account agent failing to give the Director updated information within the time period specified in subsection 45 (4) of the Regulation   ≤ $1000   N/A 

  94.   Subsection 45 (5) of Ontario Regulation 144/16   An account agent failing to give the Director information requested by the Director within the time period specified by the Director   ≤ $1000   N/A 

  95.   Subsection 47 (1) of Ontario Regulation 144/16   A registered participant failing to designate primary or alternate account representatives as required by subsection 47 (1) of the Regulation   ≤ $1000   ≤ $5000 

  96.   Subsection 51 (1) of Ontario Regulation 144/16   A designated account representative of a registered participant failing to give requested information to the Minister by the date specified by the Minister   ≤ $1000   ≤ $5000 

  97.   Subsection 51 (4) of Ontario Regulation 144/16   An Ontario clearing house failing to request a reversal of a transfer as required by subsection 51 (4) of the Regulation   ≤ $1000   ≤ $5000 

  98.   Subsection 51.3 (3) of Ontario Regulation 144/16   A designated account representative failing to give requested information to the Minister by the date specified by the Minister   ≤ $1000   ≤ $5000 

  99.   Subsection 52 (4) of Ontario Regulation 144/16   A designated account representative failing to give requested information to the Minister by the date specified by the Minister   ≤ $1000   ≤ $5000 

  100.   Subsection 63 (1) of Ontario Regulation 144/16   A registered participant failing to pay to the financial services administrator the amount set out in the notice from the Minister in the form or manner approved by the Minister and within the time period specified in subsection 63 (1) of the Regulation   ≤ $1000   ≤ $5000 

  101.   Subsection 66 (1) of Ontario Regulation 144/16   A person bidding in an auction in a circumstance described in subsection 66 (1) of the Regulation   ≤ $1000   ≤ $5000 

  102.   Subsection 66 (2) of Ontario Regulation 144/16   A market participant that is an Ontario clearing house bidding in an auction   ≤ $1000   ≤ $5000 

  103.   Subsection 69 (3) of Ontario Regulation 144/16   A registered participant failing to comply with a rule set out in subsection 69 (3) of the Regulation   $1000 - $2000   $5000 - $10,000 

  104.   Section 75.1 of Ontario Regulation 144/16   A market participant that is an Ontario clearing house bidding in a sale   ≤ $1000   ≤ $5000 

  105.   Subsection 78 (2) of Ontario Regulation 144/16   A person bidding in a sale in a circumstance described in subsection 78 (2) of the Regulation   ≤ $1000   ≤ $5000 

  106.   Section 87 of Ontario Regulation 144/16   An applicant for emission allowances to be distributed free of charge failing to withdraw the application as required by section  87 of the Regulation and within the time period specified in that section   ≤ $1000   ≤ $5000 

  107.   Section 91 of Ontario Regulation 144/16   A registered participant failing to keep a record as required by section 91 of the Regulation   ≤ $1000   ≤ $5000 

  108.   Subsection 92 (1) of Ontario Regulation 144/16   A person failing to submit a record in a form provided by or approved by the Director or in a manner approved by the Director   ≤ $1000   ≤ $5000 

  109.   Subsection 17 (1) of Ontario Regulation 539/17  (Ontario Offset Credits) made under the Act   A sponsor failing to provide information required by the Minister within the time period specified in subsection 17 (1) of the Regulation   ≤ $1000   ≤ $5000 

  110.   Subsection 17 (5) of Ontario Regulation 539/17   A sponsor failing to submit offset credits to the Minister within the time period specified in subsection 17 (5) of the Regulation   $1000 - $2000   $5000 - $10,000 

  111.   Subsection 19 (1) of Ontario Regulation 539/17   A sponsor failing to provide notice in accordance with subsection 19 (1) of the Regulation   $1000 - $2000   $5000 - $10,000 

  112.   Subsection 19 (2) of Ontario Regulation 539/17   A sponsor failing to provide information required by the Minister within the time period specified in subsection 19 (2) of the Regulation   ≤ $1000   ≤ $5000 

  113.   Subsection 19 (3) of Ontario Regulation 539/17   A sponsor failing to provide a reversal report, verification report or other information required by the Minister within the time period specified in subsection 19 (3) of the Regulation   $1000 - $2000   $5000 - $10,000 

  114.   Subsection 20 (5) of Ontario Regulation 539/17   A sponsor or registered participant who was a sponsor failing to submit credits to the Minister within the time period specified in subsection 20 (5) of the Regulation   $1000 - $2000   $5000 - $10,000 

  115.   Subsection 21 (1) of Ontario Regulation 539/17   A sponsor failing to include information in an initiative report or reversal report as required under subsection 21 (1) of the Regulation   ≤ $1000   ≤ $5000 

  116.   Subsections 22 (1) and (3) to (10) of Ontario Regulation 539/17   An accredited verification body failing to verify an initiative report in accordance with subsection 22 (1) or any of subsections (3) to (10)   ≤ $1000   ≤ $5000 

  117.   Subsection 22 (2) of Ontario Regulation 539/17   An accredited verification body failing to verify an initiative report or reversal report as required under subsection 22 (2) of the Regulation   $1000 - $2000   $5000 - $10,000 

  118.   Section 23 of Ontario Regulation 539/17   An accredited verification body failing to prepare a verification statement in accordance section 23 of the Regulation   ≤ $1000   ≤ $5000 

  119.   Subsection 24 (1) of Ontario Regulation 539/17   An accredited verification body failing to prepare a verification report as required under subsection 24 (1) of the Regulation   ≤ $1000   ≤ $5000 

  120.   Subsection 24 (2) of Ontario Regulation 539/17   An accredited verification body failing to prepare a verification report in respect of a reversal report   ≤ $1000   ≤ $5000 

  121.   Subsection 24 (3) of Ontario Regulation 539/17   An accredited verification body failing to set out information required under subsection 24 (3) of the Regulation in a verification report   ≤ $1000   ≤ $5000 

  122.   Subsection 24 (5) of Ontario Regulation 539/17   An accredited verification body failing to provide a copy of a verification report to a sponsor within the time period specified in subsection 24 (5) of the Regulation   ≤ $1000   ≤ $5000 

  123.   Subsection 25 (1) of Ontario Regulation 539/17   A sponsor failing to keep a record as required by subsection 25 (1) of the Regulation   ≤ $1000   ≤ $5000 

  124.   Subsection 25 (2) of Ontario Regulation 539/17   An accredited verification body failing to keep a record as required by subsection 25 (2) of the Regulation   ≤ $1000   ≤ $5000   Français