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+[House Hearing, 110 Congress] +[From the U.S. Government Publishing Office] + + + + THE HIGHER EDUCATION ACT: + APPROACHES TO COLLEGE PREPARATION + +======================================================================= + + HEARING + + before the + + SUBCOMMITTEE ON HIGHER EDUCATION, + LIFELONG LEARNING, AND COMPETITIVENESS + + COMMITTEE ON + EDUCATION AND LABOR + + U.S. House of Representatives + + ONE HUNDRED TENTH CONGRESS + + FIRST SESSION + + __________ + + HEARING HELD IN WASHINGTON, DC, MARCH 22, 2007 + + __________ + + Serial No. 110-13 + + __________ + + Printed for the use of the Committee on Education and Labor + + + Available on the Internet: + http://www.gpoaccess.gov/congress/house/education/index.html + + + U.S. GOVERNMENT PRINTING OFFICE +34-016 PDF WASHINGTON : 2007 +--------------------------------------------------------------------- +For sale by the Superintendent of Documents, U.S. Government +Printing Office Internet: bookstore.gpo.gov Phone: toll free (866) +512-1800; DC area (202) 512-1800 Fax: (202)512-2250 Mail: Stop SSOP, +Washington, DC 20402-0001 + + + + COMMITTEE ON EDUCATION AND LABOR + + GEORGE MILLER, California, Chairman + +Dale E. Kildee, Michigan, Vice Howard P. ``Buck'' McKeon, + Chairman California, +Donald M. Payne, New Jersey Ranking Minority Member +Robert E. Andrews, New Jersey Thomas E. Petri, Wisconsin +Robert C. ``Bobby'' Scott, Virginia Peter Hoekstra, Michigan +Lynn C. Woolsey, California Michael N. Castle, Delaware +Ruben Hinojosa, Texas Mark E. Souder, Indiana +Carolyn McCarthy, New York Vernon J. Ehlers, Michigan +John F. Tierney, Massachusetts Judy Biggert, Illinois +Dennis J. Kucinich, Ohio Todd Russell Platts, Pennsylvania +David Wu, Oregon Ric Keller, Florida +Rush D. Holt, New Jersey Joe Wilson, South Carolina +Susan A. Davis, California John Kline, Minnesota +Danny K. Davis, Illinois Bob Inglis, South Carolina +Raul M. Grijalva, Arizona Cathy McMorris Rodgers, Washington +Timothy H. Bishop, New York Kenny Marchant, Texas +Linda T. Sanchez, California Tom Price, Georgia +John P. Sarbanes, Maryland Luis G. Fortuno, Puerto Rico +Joe Sestak, Pennsylvania Charles W. Boustany, Jr., +David Loebsack, Iowa Louisiana +Mazie Hirono, Hawaii Virginia Foxx, North Carolina +Jason Altmire, Pennsylvania John R. ``Randy'' Kuhl, Jr., New +John A. Yarmuth, Kentucky York +Phil Hare, Illinois Rob Bishop, Utah +Yvette D. Clarke, New York David Davis, Tennessee +Joe Courtney, Connecticut Timothy Walberg, Michigan +Carol Shea-Porter, New Hampshire + + Mark Zuckerman, Staff Director + Vic Klatt, Minority Staff Director + ------ + + SUBCOMMITTEE ON HIGHER EDUCATION, + LIFELONG LEARNING, AND COMPETITIVENESS + + + RUBEN HINOJOSA, Texas, Chairman + +George Miller, California Ric Keller, Florida, +John F. Tierney, Massachusetts Ranking Minority Member +David Wu, Oregon Thomas E. Petri, Wisconsin +Timothy H. Bishop, New York Cathy McMorris Rodgers, Washington +Jason Altmire, Pennsylvania Virginia Foxx, North Carolina +John A. Yarmuth, Kentucky John R. ``Randy'' Kuhl, Jr., New +Joe Courtney, Connecticut York +Robert E. Andrews, New Jersey Timothy Walberg, Michigan +Robert C. ``Bobby'' Scott, Virginia Michael N. Castle, Delaware +Susan A. Davis, California Mark E. Souder, Indiana +Danny K. Davis, Illinois Vernon J. Ehlers, Michigan +Mazie Hirono, Hawaii Judy Biggert, Illinois + + + + + + + + C O N T E N T S + + ---------- + Page + +Hearing held on March 22, 2007................................... 1 +Statement of Members: + Hinojosa, Hon. Ruben, Chairman, Subcommittee on Higher + Education, Lifelong Learning, and Competitiveness.......... 1 + Keller, Hon. Ric, Ranking Minority Member, Subcommittee on + Higher Education, Lifelong Learning, and Competitiveness... 2 + +Statement of Witnesses: + Cantu, Martha, director, Gear Up Program, University of + Texas-Pan American......................................... 5 + Prepared statement of.................................... 7 + Linn, Dane, director, education division, Center for Best + Practices, National Governors Association.................. 15 + Prepared statement of.................................... 17 + Martinez, Maria D., director, Center for Academic Programs, + University of Connecticut.................................. 12 + Prepared statement of.................................... 14 + J.B. Schramm, founder, College Summit........................ 23 + Prepared statement of.................................... 25 + + + THE HIGHER EDUCATION ACT: + APPROACHES TO COLLEGE PREPARATION + + ---------- + + + Thursday, March 22, 2007 + + U.S. House of Representatives + + Subcommittee on Higher Education, + + Lifelong Learning, and Competitiveness + + Committee on Education and Labor + + Washington, DC + + ---------- + + The subcommittee met, pursuant to call, at 1:33 p.m., in +Room 2175, Rayburn House Office Building, Hon. Ruben Hinojosa +[chairman of the subcommittee] presiding. + Present: Representatives Hinojosa, Wu, Bishop, Yarmuth, +Courtney, Scott, Davis of California, Keller, Petri, Kuhl, +Ehlers, and McKeon. + Staff present: Tylease Alli, Hearing Clerk; Denise Forte, +Director of Education Policy; Gabriella Gomez, Senior Education +Policy Advisor (Higher Education); Lamont Ivey, Staff +Assistant, Education; Brian Kennedy, General Counsel; Danielle +Lee, Press/Outreach Assistant; Ricardo Martinez, Policy Advisor +for Subcommittee on Higher Education, Lifelong Learning and +Competitiveness; Joe Novotny, Chief Clerk; Lisette Partelow, +Staff Assistant, Education; Julia Radocchia, Education Policy +Advisor; Kathryn Bruns, Legislative Assistant; Steve Forde, +Communications Director; Jessica Gross, Deputy Press Secretary; +Amy Raaf Jones, Professional Staff Member; Linda Stevens, Chief +Clerk/Assistant to the General Counsel; and Sally Stroup, +Deputy Staff Director. + Chairman Hinojosa [presiding]. A quorum is present. The +hearing of the subcommittee will come to order. + Pursuant to the committee rule 12(a), any member may submit +an opening statement in writing which will be made part of the +permanent record. + I want to say good afternoon and welcome to the +subcommittee's second hearing of the reauthorization of the +Higher Education Act. + It is no accident that one of the key components of +President Johnson's war on poverty was the Higher Education Act +of 1965. The power of education to increase earnings and +improve overall quality of life is well-documented. Higher +education is an integral part of the American dream. + College access and success requires high expectations and +aspirations, the know-how to act on them, rigorous academic +preparation, and the financial resources to be able to pay for +college. + From the beginning, the Higher Education Act has recognized +that college preparation is an essential piece of the college +access and success puzzle. The TRIO programs are part of an +original federal policy in support of higher education. + The high-school equivalency program is part of that TRIO +program. The high school equivalency program and college +assistance migrants program were designed to address the unique +needs of students from migrant farm-worker families. Before HEP +and CAMP, there was no record of a migrant student achieving a +college education. + In 1998, the higher education expanded these efforts by +building partnerships for college preparation known as the GEAR +UP program. + The sad truth is that these programs only reach a fraction +of the eligible population. Some estimates are as low as nearly +10 percent. This is at a time when the level of educational +attainment is increasingly the dividing line between the haves +and the havenots. + Over their lifetime, college graduates earn approximately +73 percent more than high school graduates. Forty-nine of the +50 highest-paying occupations require post-secondary education. + The president's budget estimates that $90 billion will be +devoted to the student aid programs in the 2008 budget. +However, only a little more than $1.1 billion will be invested +in the college preparation programs, including GEAR UP and +TRIO. + This represents an actual decrease in funds from fiscal +year 2005. It seems to me that we must do better than that. + One of the issues that we will need to tackle in this +reauthorization of the Higher Education Act is ensuring that +all students have access to the information and academic +preparation that they need to be able to take advantage of +post-secondary education opportunities. We need to increase the +college know-how in the communities that have not had access to +college opportunities. + That is why today's hearing is so important. We will +discuss some of the key federal investments in college +preparation and outreach. We will also learn about state and +private-sector initiatives. + I am looking forward to the witnesses' testimony and thank +all of you for joining us today. + I now recognize my good friend, the ranking member of the +subcommittee, Congressman Rick Keller, from the state of +Florida, for his opening statement. + Mr. Keller. Well, thank you, Mr. Chairman. + And good afternoon. + I want to thank you especially, Chairman Hinojosa, for +holding today's hearing on approaches to college preparation. + I would also like to welcome all of our witnesses and thank +all of you for taking your time to come and testify before the +subcommittee today. + The discussion of access to a college education begins with +college preparation. First-generation, low-income or minority +students sometimes need personal guidance to prepare and +navigate the world of higher education. And we are here today +to discuss some of those programs and organizations that do +just that. + Some of the TRIO programs, for example, have been around +since the inception of the Higher Education Act. It became +clear, however, that additional student support or transition +programs were needed to bolster college access and preparation +for students. So the GEAR UP program was added in the most +recent reauthorization of the Higher Education Act in 1998. + Still other programs, provided by organizations like +College Summit, have been around less time but are, in fact, +doing an outstanding job of providing additional service to +students. + Let me first say that I agree that the programs highlighted +in today's are worthy and important programs. If America hopes +to remain competitive, we need to ensure that students are +graduating from high school with the ability, the opportunity +and the desire to pursue their dreams of a college education. + Currently, TRIO grants are awarded competitively to +institutions of higher education and other public and private +institutions and agencies. However, in selecting grantees, the +Department of Education gives prior-experience points to +applicants that have previously been awarded a grant. + The use of the prior-experience points often shuts new +applicants out of the program. I fundamentally believe that +competition breeds better products and services, that the +competition should be fair, and the winners awarded on their +merits as much as prior experience. + Before I conclude, I would like to thank our witnesses once +again for agreeing to testify before the subcommittee today. +And I look forward to hearing your testimony. + Chairman Hinojosa. Without objection, all members have 14 +days to submit additional materials or questions for the +hearing record. + I would like to introduce our very distinguished panel of +witnesses here with us this afternoon. + The first presenter is Dr. Maria Martinez--oh, forgive me, +I have the wrong one. I apologize. + The first presenter is Dr. Martha Cantu. Dr. Cantu was +raised in the Rio Grande Valley and is a product of the McAllen +public school system. She has attended the University of Texas- +Pan American and has earned a Bachelor of Arts in speech and +hearing. She has also earned a Master's of Education in +educational diagnostician, and she has just recently earned a +Doctorate of Education in educational leadership. + Martha has worked as a speech therapist and education +diagnostician and a special education administrator for 21 +years before coming to the university in 2005 to lead the GEAR +UP project. + Dr. Cantu, you are a very good role model, and I am +especially proud to welcome you here today. + Mr. Courtney, I believe that you have someone who is very +special from your district, and I wish to recognize you. + Mr. Courtney. Thank you, Mr. Chairman. + And it is an honor, actually, to introduce the next +witness, Dr. Maria Martinez, who is director of the Center for +Academic Programs at the University of Connecticut, which is +located in the heart of my district and is the flagship public +university in the state of Connecticut. + The Center for Academic Programs at U-Conn houses the +oldest TRIO effort in Connecticut and administers four +federally funded programs: Educational Talent Search, Student +Support Services, Upward Bound, and GEAR UP. + Dr. Martinez came to U-Conn in 1986 from Saint Joseph +College in West Hartford, where she designed and conducted +training programs for social workers and human-services workers +throughout the state of Connecticut. + In 1995, she was named the director of U-Conn's CAP. And in +her role as director, Dr. Martinez has been able to promote the +center's mission, which is to increase access to higher +education for high-potential students who come from under- +represented ethnic or economic backgrounds and are first- +generation college students through numerous educational +opportunity initiatives. + And one of the schools that she works in, the Windham +Middle School, is actually where my wife right now is working +today as a pediatric nurse practitioner in the school-based +clinic. + And it is just a really important effort that U-Conn and +your center does to help these kids really broaden their +horizons and get an opportunity to get ahead in life. + The Hartford Courant issued a report not too long ago which +demonstrated the widening gap that the chairman described in +his opening remarks that exists in Connecticut. The top +quintile in Connecticut, 70 percent of children from those +families go to higher education. Unfortunately the bottom +quintile of income in Connecticut, only 16 percent. + So we are seeing this gap that is creating barriers for +children from low-income backgrounds, and that is going to, as +Mr. Keller indicated, create real problems for the future +economic competitiveness of our economy. + I would just, again, thank the chairman for giving me the +privilege of introducing this wonderful witness, who is going +to share some great ideas with us today. + Chairman Hinojosa. Thank you very much, Congressman +Courtney. + The next presenter I wish to present is Dane Linn. Dane +Linn oversees all education-related policy research, analysis +and resource development at the NGA. He has authored numerous +policy reports on issues ranging from school finance to teacher +quality and school redesign to pay for performance. Mr. Linn +recently spearheaded the division's initiative on redesigning +the American high school. + He has been both a teacher and a principal in the +elementary schools. Dane is a graduate of Cabrini College and +has received a Master's Degree from Marshall University +Graduate College and is currently a Ph.D. candidate at Virginia +Polytechnic Institute and State University. + Welcome. + And our final presenter will be J.B. Schramm. J.B. Schramm +founded the organization in 1993, and since that time College +Summit has served over 20,000 students and trained over 700 +educators nationwide. + The enterprise has been recognized in the field of college +access and social entrepreneurship by the Fast Company +magazine, as well as Monitor Group. The U.S. Department of +Education has recognized their service as well, and the +National Association of College Admission Counselors has given +them the association's highest award. + Mr. Schramm is a graduate of Yale University and Harvard +Divinity School. + Welcome, each and every one of you. + I believe that someone very special just walked in, a +former congresswoman. + And I want to say, Congresswoman Pat Schroeder, welcome to +our Higher Education hearing. It is a pleasure, and we are +honored to have you. + Please give her a big round of applause. [Applause.] + For those of you who have not testified before this +subcommittee, please allow me to explain our lighting system +and the 5-minute rule. + Everyone, including members, is limited to 5 minutes of +presentation or questioning. The green light in front of you is +illuminated when you begin to speak. When you see the yellow +light, it means you have 1 minute remaining. When you see the +red light, it means your time has expired and you need to +conclude your testimony. + Please be certain, as you testify, to turn on and speak +into the microphones in front of you so that we can hear you. + The rules of the committee, adopted January the 24th, give +the chair the discretion on how to recognize members of +Congress for questioning. It is my intention, as chair of this +subcommittee, to recognize those members present and seated at +the beginning of the hearing in order of their seniority on +this subcommittee. Members arriving after the hearing has begun +will be recognized in order of appearance. + I am going to ask Dr. Cantu, if you wish, you may start. + + STATEMENT OF MARTHA CANTU, DIRECTOR, GEAR UP PROGRAM, + UNIVERSITY OF TEXAS-PAN AMERICAN + + Ms. Cantu. Good afternoon, Congressman Hinojosa and +committee members, and thank you for the opportunity to share +my testimony today. + Our project provides services to nearly 9,000 GEAR UP +students, their parents and teachers, in 28 different middle +schools in the Rio Grande Valley of south Texas. + I would like to begin by sharing some recent survey data +collected from the GEAR UP students and parents in our project. +This data shows that students in our area have a strong desire +to pursue a college education and that their parents support +them in this pursuit of the American dream. + Of the 7,800 students surveyed, 94 percent reported that +they would like to obtain a college degree. I remind you that +these are 8th-graders that have already formed an aspiration to +graduate from college. + Of the parents surveyed, 99 percent of them indicated they +wanted their child to obtain a college degree. + These are compelling numbers. They show the passion for +education shared by Hispanic parents and children that are +traditionally under-represented in colleges and universities in +our great nation. Clearly, aspirations are high. + But now I would like to share some additional information +collected in the same survey, that shows that our parents lack +knowledge on the processes involved in college enrollment and +degree attainment. Therefore, parental involvement activities +are a strong component of our grant services. + Only 34 percent of our parents accurately reported the cost +of college, and only 43 percent reported knowing college +admissions requirements. + This is why GEAR UP is critical. There is a perilous +disparity between aspirations and the knowledge necessary to +make those aspirations a reality. + With a grant such as ours, we are able to ensure that +students and parents are learning about the college admissions +process, college entrance exams, financial aid, the value of +rigorous coursework in high school, and also receive constant +support and guidance in making the right choices. + To facilitate this, each of the 28 GEAR UP campuses has +both a GEAR UP coordinator and a family liaison to provide +services to students, parents and teachers. + The Department of Education sets forth requirements for the +GEAR UP projects across the country. This means that students, +parents and teachers must be provided with an array of +opportunities that will increase college aspirations and actual +college enrollment and success. + I would now like to highlight for you some of the strides +we are making in GEAR UP. + This year, our project tested over 8,000 8th-grade students +with the EXPLORE exam, which is a precursor to the ACT. GEAR UP +will also provide the ACT PLAN exam in the 10th grade and the +ACT in the 11th grade. + GEAR UP provides summer camps in computer science, +robotics, creative writing, clinical lab sciences, physics and +math, to name just a few. + GEAR UP college tutors assist students in the core content +areas, with a focus on math and science. This year, over 5,800 +students have each received an average of 14 hours of tutoring. + By the 8th grade, 5,858 GEAR UP students have visited at +least one college or university. + Volunteer parents enter an intensive training called Las +Platicas Academy. It is a 15-hour course that includes topics +such as NCLB, graduation plans, study habits, college and +financial aid information. Once parents complete the training, +they will share acquired knowledge to empower and train other +parents by conducting community outreach and spreading the +message that every student will have access to college with the +GEAR UP project. + We have also partnered with the National Hispanic Institute +to develop an 8th-grade comprehensive parent curriculum that +was utilized to train parents in the middle school during +monthly parent meetings. + We also have two annual parent conferences that are held to +inform parents about college admissions, financial aid, core +content training, and making sure their children are on track +for college. + Additionally, we have partnered with Texas Instruments, +FORD PAS, Princeton Review and other local entities, including +UTPA and other local colleges. + So far this year, over 300 GEAR UP teachers have received +comprehensive professional development to assist them in +preparing our GEAR UP students for a post-secondary education. + My testimony today is that GEAR UP is needed to continue to +train parents and teachers to significantly increase the +numbers of students going to college. + In closing, I would like to quote a Grant 1 GEAR UP student +who said, ``GEAR UP has inspired me and has helped me to set my +goals. Before GEAR UP, my plans were to continue field work as +a migrant. When I started getting involved with GEAR UP, my +whole life changed. I have decided to start applying for +scholarships in admission to different universities to continue +my education.'' + Again, I thank you for the opportunity, Congressman +Hinojosa, to provide testimony this afternoon. + [The statement of Ms. Cantu follows:] + + Prepared Statement of Martha Cantu, Director, Gear Up Program, + University of Texas-Pan American + + Good afternoon Committee Members and thank you for the opportunity +to share my testimony today. My name is Dr. Martha Cantu and I am the +Director for the University of Texas-Pan American GEAR UP Project. Our +Project provides services to nearly 9,000 GEAR UP students, their +parents and teachers in 28 different middle schools in the Rio Grande +Valley of South Texas. + I would like to begin by sharing some recent survey data collected +from the GEAR UP students and parents in our Project. This data shows +that students in our area have a strong desire to pursue a college +education and that their parents support them in this pursuit of the +American Dream. + Of the 7800 students surveyed, 94% reported that they would like to +obtain a college degree. I remind you that these are 8th grade students +that have already formed an aspiration to graduate from college. + Of parents surveyed, ninety-nine percent of them indicated that +they want their children to obtain a college degree. + These are compelling numbers. They show the passion for education +shared by Hispanic parents and children that are traditionally +underrepresented in colleges and universities in our nation. + Clearly aspirations are high, but now I would like to share +additional information collected in the same survey that shows that our +parents lack knowledge on the processes involved in college enrollment +and degree attainment; therefore parental involvement activities are a +strong component of our grant services. + Only thirty-four percent of parents accurately reported the cost of +college, and only 43% report knowing college admissions requirements. + This is why GEAR UP is critical; there is a perilous disparity +between aspirations and the knowledge necessary to make those +aspirations a reality. + With a grant such as ours, we are able to ensure that students and +parents are learning about the college admissions process, college +entrance exams, financial aid, the value of rigorous coursework in high +school, and also receive constant support and guidance in making the +right choices. To facilitate this, each of the 28 GEAR UP campuses has +both a GEAR UP Coordinator and Family Liaison to provide services to +students, parents and teachers. + The Department of Education sets forth service requirements for the +GEAR UP Projects across the country. This means that students, parents, +and teachers must be provided with an array of opportunities that will +increase college aspirations and actual college enrollment and success. + I would now like to highlight some of the strides we are making in +GEAR UP. +This year, our Project tested over 8,000 8th grade +students with the EXPLORE exam which is a precursor to the ACT. GEAR UP +will also provide the ACT PLAN Exam in the 10th grade and the ACT in +the 11th grade. + GEAR UP provides summer camps in Computer Science, +Robotics, Creative Writing, Clinical Lab Sciences, Physics, and Math to +name just a few. + GEAR UP college tutors assist students in the core content +areas with a focus on math and science. This year, over 5,800 students +have each received an average of 14 hours of tutoring. + By the 8th grade, 5,858 GEAR UP students have visited at +least one college or university. + Volunteer parents enter an intensive training called ``Las +Platicas Academy.'' + It is a 15 hour course that includes topics such as NCLB, +graduation plans, study habits, college and financial aid information. +Once parents complete the training they will share acquired knowledge +to empower and train other parents by conducting community outreach, +and spreading the message that every student will have access to +college with GEAR UP Project support. + We have also partnered with the National Hispanic +Institute to develop an 8th grade comprehensive parent curriculum that +was utilized to train parents in the middle school during monthly +parent meetings. + There are also two annual parent conferences that are held +to inform parents about college admissions, financial aid, core content +area training and making sure their children are on track for college. + Additionally, we have partnered with Texas Instruments, +FORD PAS, Princeton Review and other local entities including UTPA and +other local colleges, over 300 GEAR UP teachers have received +comprehensive professional development to assist them in preparing our +GEAR UP students for a post secondary education. + My testimony today is that GEAR UP is needed to continue to train +parents and teachers in significantly increasing the number of students +who are prepared to enter and succeed in post secondary education. + In closing I would like to quote a Grant 1 GEAR UP student who said +``GEAR UP has inspired me and has helped me set my goals. Before GEAR +UP, my plans were to continue field work as a migrant. When I started +getting involved with GEAR UP, my whole life changed. I decided to +start applying for scholarships and admission to different universities +to continue my education''. + Again, I thank you for the opportunity to be here today. + Due to the brevity of the oral testimony, I would like to provide +additional information on the University of Texas Pan American GEAR UP +grant and the services provided to students, parents, and teachers. Our +grant is broken down into five major components, each of which is +measured by a set of objectives that are evaluated annually and +reported to the Department of Education. Below is a brief synopsis of +each of the five grant components and some key initiatives in each +area. +Five Major Grant Components and Services Offered By GEAR UP: + Component 1: Academic Preparation + The foundation of the GEAR UP Project is academic preparation. Our +students must be exposed to the rigor of college level work and must be +held accountable with high expectations of success. Our Project +provides a variety of services that area aligned to the mission of GEAR +UP and are intended to prepare students to complete high schools and +enroll and succeed in college. + Services provided in this area include: + ACT/SAT Exam Preparation--Repeated exposure to college entrance +exams is critical; GEAR UP allows for early testing on an exam called +the EXPLORE which is a precursor to the ACT and given at the 8th grade. +This year, our Project tested well over 8,000 students and we have been +able to use those results to guide curriculum in the classroom. +Furthermore, there is much weight in telling an 8th grader that he/she +is about to take college entrance exam because it communicate high +expectations and a belief in their ability. GEAR UP will also provide +the ACT PLAN Exam in the 10th grade and the ACT in the 11th grade. + Concurrent Enrollment and Dual Credit Courses--Once our students +reach the 10th grade, GEAR UP will provide opportunities for students +to enroll in college level courses at the University of Texas Pan +American and at South Texas College to earn college credit and high +school credits concurrently. GEAR UP students have the potential to +graduate from high school with up to 60 college hours. + Math and Science Summer Camps--GEAR UP provides summer camps at the +University of Texas Pan American each summer and at other colleges in +the area. Our intent is to provide a strong academic curriculum taught +by college professors with the university as a backdrop and full +exposure to dorm life, facilities, professors, intramural activities, +and of course, the college cafeteria! Just last summer in the +Electrical Engineering Camp, we had our 7th grade students study, +construct, and test an electric car with a command box! This is hands- +on science and math in a college environment made possible because of +GEAR UP and resources offered by our fiscal agent, UTPA. This summer we +have 11 different camps planned for both boy and girls as they +transition into the 9th grade in Computer Science, Robotics, Creative +Writing, Global, Drama, Clinical Lab, Physics, and Math to name just a +few. + College Tutors--Each GEAR UP middle school has college tutors that +are made available using GEAR UP funds. These college tutors assist +students in the core content areas with a focus on math and science. +Furthermore, they serve as mentors because they are living the college +dream and are eager to share that experience with our GEAR UP students. +This year alone, 5,867 students have each received an average of 14 +hours of tutoring hours through GEAR UP resources. + Component 2: Academic Preparation Support Services + This component of our grant supports the rigor of the classroom +with consistent exposure to college type of activities that help to +motivate students to do well in their classes. Many have heard the term +``well-rounded'' when referring to students and the GEAR UP Project +contributes to that ideal by infusing real life experiences to support +the mission of GEAR UP. + Services provided in this area include: + Guidance and Counseling--Each GEAR UP school has a GEAR UP +Counselor that monitors and supports the progress of GEAR UP students. +This advocate position is critically important because this same person +began with the cohort in the 7th grade and will continue to serve in +this position until the students complete the 12th grade. They are a +constancy in the life of students and develop a true relationship with +students, their parents, and their teachers to make sure that the needs +of the GEAR UP students are being met and that all entities work +together. This year alone, the GEAR UP Counselors in our grant provided +extensive guidance and counseling services to 7,430 GEAR UP students. + College Visits--The Rio Grande Valley is home to the University of +Texas-Pan American, the University of Texas Brownsville, South Texas +College, Texas State Technical College, and variety of local intuitions +of higher learning and/or certificate programs. The GEAR UP approach is +to start locally and have students visit our local schools before +leaving the area for state tours. By the 8th grade, 5,858 GEAR UP +students have visited at least one college or university! Each year, +the visits become more selective and include presentations from beyond +the university's outreach department, but also include presentations +and tours of the different departments, classroom observations, college +student discussions, and the exposure to different guest speakers, art +exhibits, performing arts events, and countless other examples of +college life activities. Universities are no longer a place to fear, +but rather a place students long to be because they see the richness of +the college experience and GEAR UP provides consistent support to make +college trips possible. + Educational Exhibits--Instruction outside of the textbook is key to +understanding the depth of content material. GEAR UP students are +consistently exposed to educational field experiences. This year UTPA +provided GEAR UP students a guided tour of The Henrietta Marie Slave +Ship Exhibit. Students saw first hand the atrocities of slavery and +were able to better understand this period of American History with +artifacts such as shackles, slave sales books, replicas of transport +cabins, and listen to recorded accounts based on historical accounts of +the voyage. GEAR UP students also have hands on learning in science +when they visit the UTPA Coastal Studies Lab at South Padre Island. +Students board a vessel and take a brief excursion where nets are cast +and specimen collected for examination and classification at the actual +lab. South Padre Island is approximately an hour from most cities in +the RGV, but the majority of students have never visited and/or taken +account of the natural science resources our area has to offer. I have +been on the sailing vessel with students and their excitement is +evident in their wide eyes as the net is lifted and the movement of sea +life is visible. The net is dropped and opened on deck into a tank and +fish, shrimp, sea horses, sting rays, and plant life frolic about * * * +this moment is real learning and GEAR UP provides these types of real +world connections to curriculum. + Through GEAR UP, 929 students have received hand-on learning such +as this. + Career Exploration--During the 8th grade year GEAR UP students +completed a career interest inventory that provided each student with a +summary of work areas they may be interested in based on their +responses to survey questions. GEAR UP then provides countless +opportunities for students to explore those careers through fairs, job- +site visits, online virtual job shadowing, and student conferences. +Recently we hosted a Career Extravaganza held at the University of +Texas Pan American with over 1000 students and collaborated with each +College within the University to have guest speakers in professions +that pertain to each , for example, in the College of Health Sciences +students interacted with doctors, physical therapists, pharmacists, and +physicians assistants to name a few. At the end of the day, some may +have changed their mind about what they want to be when they grow up, +but at least now they are informed and can make better choices later. +This past year, 7,570 students have received career exploration +services through GEAR UP. + Component 3: Family and Community Outreach + The UTPA GEAR UP Project understands that a well informed parent is +an active and engaged parent. With that premise, our Project strives to +provide parents with up to date information on the needs of their +children. Each GEAR UP campus has both a GEAR UP Coordinator and Family +Liaison that plan monthly parent meetings to provide parents with GEAR +UP awareness and information on testing, study skills, college +awareness, school policies, educational opportunities, financial aid, +and opportunities for their own personal and educational growth through +G.E.D. and E.S.L class offerings. Furthermore, parents are also engaged +in the same type of educational experiences as their children with +sessions on how to use Texas Instruments graphing calculators and the +Navigator System, participation in experiments on the UTPA Regional +Biotech Mobile Lab, college tours to UTPA and other local community +colleges, and online research in the UTPA Mobile Go Center that brings +a wealth of college access information right to their doorstep! + Services provided in this area include: + College Tours--Parents are continuously invited by the GEAR UP +family liaison to attend college tours at UTPA and other local colleges +in South Texas. Transportation for parents to attend college tours is +provided through local school district GEAR UP funds or through the +university GEAR UP budget. Parents are given the opportunity to visit +some classrooms and ask questions regarding college admissions and +financial aid. + Las Platicas Academy--Each campus also identifies parents that are +very involved at school and in the community and recruits those parents +to complete an intensive training called the Las Platicas Academy. The +Academy is a 15 clock-hour course that includes topics such as NCLB, +growth and development, graduation plans, TAKS tests, study habits, +organizational skills, college admissions, testing and financial aid +information. After the 15 clock-hour course, the Family and Community +Outreach Coordinator provides continuous updated monthly training for +the Platicadoras. The training is conducted utilizing the Abriendo +Puertas parent volunteer curriculum developed by Texas A&M University. +UTPA and other local colleges also provide many resources for parent +training. The intent is to continue to increase parents' knowledge +about college requirements and build capacity to support their children +with the goal of college made tangible through empowerment. Once +parents complete the training, a graduation ceremony ensues at UTPA and +they will be certified and known as ``Platicadores'' or parent +volunteers. They will share acquired knowledge to empower and train +other parents by conducting home visits, neighborhood walks and +community outreach, spreading the message that every student will have +access to college with GEAR UP Project support. The Project currently +has graduated 100 Platicadoras and these parent volunteers are asked to +in turn train a minimum of 25 parents in the community. This will +result in approximately 2500 parents trained annually on college +access. + Monthly Parent Meetings/Training--The UTPA GEAR UP project +partnered with the National Hispanic Institute to develop an 8th grade +comprehensive curriculum that was utilized by the GEAR UP family +liaisons to train parents in the middle school during monthly parent +meetings. The development of the 9th grade curriculum is currently in +progress. The middle school training consists of 9 modules in which 8th +grade GEAR UP parents are trained in social influences and +psychological shifts their child will experience at this critical age, +popular undergraduate majors, 8th grade academic planning and beyond, +timeline for early college preparation, navigating the application +process and paying for college, and the importance of pursuing a +rigorous curriculum in high school. Monthly parent meetings are held in +the school and they are usually conducted in the evenings, during +school hours and on weekends. Due to our diverse population of parents, +family liaisons offer on-going monthly sessions. Parent meetings are +also held out in the community in places such as public libraries or +local places of worship. Home visits are conducted often by the family +liaisons for parents that cannot attend meetings on campus. The family +liaison conducts the parent training during the home visit. + Parent College Summits/Conferences--There are two annual parent +conferences that are held to inform parents about college admissions, +financial aid, core content area training and making sure their +children are on track for college. The conferences utilized a workshop +style approach to ensure parent engagement. This year each GEAR UP +parent conference attracted approximately 300 parents. Parents +evaluated the conference through the GEAR UP evaluation survey. + ESL/GED Classes--Parent literacy opportunities are made available +through the Project. GEAR UP collaborates with the Educational Service +Center and local school districts to support their parent literacy +programs. + Parent and Student Engagement--The GEAR UP Family and Community +Outreach Coordinator is always looking for opportunities to provide +parent training through meaningful and exciting ways. Many times a +student event is that perfect opportunity! The parent will attend the +event with their child and as their child is receiving training in +matters such as which classes to take in high school, the parent is +receiving training on the benefits of a pre-AP or AP curriculum. The +GEAR UP Project, the university and other local colleges have held such +events. A Career Extravaganza was held recently in which approximately +1,200 students received information about career awareness, taking the +appropriate high school courses and were given opportunities to explore +the different majors available to them in college. Parents also +attended the Career Extravaganza and received training from GEAR UP and +university personnel regarding parental involvement in post-secondary +institutions, financial aid planning and the understanding high school +credits. Parents are also invited to listen to motivational speakers +throughout the year to assist in reinforcing the message at home about +making good grades and making plans to attend college. Our GEAR UP +parents have also attended and assisted with community service +activities with their children to better understand the meaning of a +well rounded student. + Component 4: Professional Development + At the cornerstone of student success, is teacher preparation and +the UTPA GEAR UP Project recognizes the need for continued professional +development of teachers. Our goal is to provide teachers with training +that will assist them in promoting rigor and challenging coursework in +their classrooms. + Services provided in this area include: + Master's Degree Tuition Assistance Program--Our Project provides +teachers the opportunity to attain a Master's degree in critical areas +such and math and science. Each year, teachers that work with GEAR UP +students may apply for tuition assistance to pay for the courses on +their degree plan that will lead to a Master's degree in the area they +teach. This is a systemic contribution to our area as teachers become +more educated in their fields, then the more depth their teaching will +hold in the classroom. + Texas Instruments--Through a partnership with Texas Instruments, +over 150 GEAR UP teachers have received an intensive 12 day training on +math strategies and the use advanced equipment called the TI Navigator +that works in conjunction with graphing calculators. Once teachers +completed the training, their classroom was equipment with a TI +Navigator and a class set of TI-84 calculators to supplement +instruction. + Component 5: Higher Education Collaborative + This component of our grant is critical in establishing a smooth +transition of GEAR UP students into college and universities across +Texas and the nation. Communication and planning must exist between +public schools and institutions of higher learning and GEAR UP has +become the active liaison between the two and continues to make strides +in this area. + Services provided in this area include: + College for Texans Campaign: Go Centers--The establishment of Go +Centers in schools can also be attributed to GEAR UP intervention. The +Go Centers are an initiative established by the Texas Coordinating +Board's College for Texans Campaign as a response to low college +enrollment and post-secondary degree attainment throughout the state. +The UTPA GEAR UP Project has collaborated with the UTPA Valley Outreach +Center to help launch Go Centers at GEAR UP schools. The Go Center +itself is a physical location where internet ready computers and +countless types of college access information is available to students; +the center is manned by a G-Force that is a group of students at the +school that are peer mentors in the area of college access and +enrollment. The Go Center makes college a part of the high school +culture and defines college as an expectation for all students. + Adopt-a-School Mentoring--GEAR UP and the UTPA Division of +Enrollment and Student Services have formed a mentoring program that +pairs University employees with local GEAR UP middle schools to provide +college access information. In this initiative, directors in the +Division ``adopt'' a GEAR UP middle school and visit that school +throughout the year to give presentations in rallies, classrooms, +parent meetings, and one on one mentoring with a central message: You +can and will go to college if you prepare early, study hard, and make +the right choices! + Partnership with The University of Texas-Pan American--The services +provided by our grant are facilitated by our fiscal agent and +educational partner, The University of Texas-Pan American. UTPA +educates the most Mexican American students in the nation and ranks +second in the nation in the number of bachelor's degrees awarded to +Hispanics. Recently, it was named by The Hispanic Outlook in Higher +Education as one of the nation's ``Top 100 Colleges for Hispanics''. + Approximately 67% of UTPA students receive need-based financial +aid. + Of the 11,489 students awarded need-based aid in FY2006 (fall/ +spring), 8,354 students (73%) were Pell eligible (economically +disadvantaged). Of the Pell eligible students, 4,966 (59%) had a zero +Expected Family Contribution (EFC). + GEAR UP students are able to benefit from different access programs +made available through UTPA; some of which include: + Texas Scholars--A state-wide incentive program to motivate a +greater number of students to prepare for the future by completing the +Recommended + High School Program, a more rigorous academic path. This program is +through the Texas Business & Education Coalition (TBEC) and receives +support from UTPA and local and state business leaders. + UTPA Concurrent Enrollment--UTPA invites high school juniors and +seniors who attend high school in the surrounding Rio Grande Valley +school districts to apply for admission to the Concurrent Enrollment +program. In AY 2006, concurrent enrollment had increased its enrollment +by more than 730% compared to its enrollment in 1998. AY 2006 +enrollment was 1,227 while AY 1998 had only 167 students. Students +earning satisfactory grades were over 91%. Between 2003 and 2005 an +average of 59.6% of CE high school graduates matriculated to UTPA as +entering freshmen. Of the graduation class of 2001, 33% of the students +graduated from UTPA within four years and maintained a mean GPA of 3.4 +on a 4.0 scale. + UTPA offers a unique program called University Scholars; it is a +four-year tuition and fee scholarship awarded to students who have +successfully earned college credit through Advanced Placement +examinations and/or Concurrent Enrollment at UTPA. It is designed in +1998 to encourage high school students to enroll in rigorous academic +coursed that will prepare them for success at the college level. +Participation in the program has increased from 19 students in 1998 to +301 students in 2006. + UTPA is also home to long standing TRIO federal programs such as +CAMP, Upward Bound, Upward Bound Math and Science, Educational Talent +Search, and HEP. + The merits of The University of Texas-Pan American are a true +benefit to the GEAR UP program because they provide constant support to +local school districts and provide access opportunities to GEAR UP +students and their parents to make the aspiration to attend college a +reality. + ______ + + Chairman Hinojosa. Thank you. + I would like to call on Dr. Martinez. + + STATEMENT OF MARIA D. MARTINEZ, DIRECTOR, CENTER FOR ACADEMIC + PROGRAMS, UNIVERSITY OF CONNECTICUT + + Ms. Martinez. Chairman Hinojosa, Ranking Member Keller, +Representative Courtney---- + Chairman Hinojosa. Excuse me, would you get the mike up +closer to you, please? And turn it on. + Ms. Martinez. Okay. Sorry about that. + Chairman Hinojosa. There you go. + Ms. Martinez. Chairman Hinojosa, Ranking Member Keller, +Representative Courtney and members of the committee, it is an +honor to testify before you today on the topic of ``The Higher +Education Act: Approaches to College Preparation.'' + I am Dr. Maria Martinez, director of the Center for +Academic Programs at the University of Connecticut. My office +oversees an array of programs that expand and improve college +access and retention of disadvantaged students. + Connecticut may be the most affluent state in the union, +and its citizens are definitely among the best-educated, yet +there are also pockets of poverty in our state which lead to +serious inequities in college access and completion. + More than 300,000 of Connecticut's schoolchildren are +eligible for free and reduced lunches, and 12 percent of +families have incomes of less than $15,000 a year. + In 1983, the university established our center. Annually, +through federal, state, institutional and private funds, our +center works with more than 2,500 college and pre-college +students. Yet we, together with other college access efforts in +Connecticut, are just scratching the surface of the students +who could be served. + Our pre-college programs include GEAR UP, Talent Search, +and Upward Bound. Our college program is Student Support +Services. Pleased by the success of Talent Search and Upward +Bound, the state of Connecticut has established the Conn-CAP +program, built on the TRIO model. + I will concentrate my remarks on our highly effective TRIO +programs. + The university has sponsored TRIO since 1967, because we +know and can prove that they work. Over the past 40 years, +thousands of students have been able to overcome the academic, +social and cultural barriers to entering and completing college +by participating in TRIO. + As you know, TRIO programs serve students who are low- +income and/or first-generation, which means that neither parent +earned a college degree. Most of our students fall into both +categories. + Talent Search is a low-cost, early-intervention program +serving young people in grades 6 through 12 in New Haven and +Windham. I am proud to report that our Talent Search high +school graduation rate is 94 percent. And then 91 percent of +these students go on to post-secondary education. + Those numbers are truly remarkable when you consider that +our state's overall high school graduation rate is 84 percent +but only 60 percent of students graduate from districts with +high percentages of low-income students. + Upward Bound targets students who have completed 8th grade +and serves high-schoolers in New Haven, Waterbury, Hartford and +Windham. A smaller and more intensive program than Talent +Search, Upward Bound includes a 6-week residential program on +campus. + Ninety-four percent of the Upward Bound students enroll in +college, and 85 percent of them graduate from college. That is +an extraordinary record of accomplishment for disadvantaged +students. Nationally, only about 26 percent of students from +families earning less than $25,000 a year graduate from college +in 6 years or less. This number jumps to 79 percent for +students with family incomes between $25,000 and $75,000 a +year. + Student Support Services, SSS, at the university serves +students who are academically at risk, typically because of +inadequate high school preparation. SSS helps students +successfully enter and stay in college. They also participate +in a 6-week summer program prior to entering the university. + Despite financial and other pressures common to students +from working-poor families, nearly 100 percent of the SSS +students are retained between the freshman and the sophomore +year. This compares very well with the 93 percent rate for the +general population at the university and 75 percent across the +Connecticut state university system. + About 60 percent of the SSS students graduate in 6 years or +less. To put this in context, the Connecticut state university +system has an overall 6-year graduation rate of 40 percent. +Graduating 60 percent of at-risk students in 6 years is truly +an achievement and clearly demonstrates the effectiveness of +the SSS program. + We strictly document all of our services and maintain +databases to record students' progress. I think you will agree +that I am understandably satisfied with the result of our TRIO +programs. + But what I need you to appreciate is that our record of +achievement confirms the success of TRIO programs and its +impact nationwide. TRIO is a pipeline of powerful programs that +help nearly 900,000 students per year to prepare for, enter and +complete college. + I would like to briefly share the story of one of our many +distinguished alumni, Dr. Franklin Chang-Diaz. Franklin Chang- +Diaz is the first Hispanic astronaut. Long before he stepped +onto the space shuttle, he was a student making progress toward +the undergraduate degree with the help and support of TRIO SSS. +Dr. Chang-Diaz flew seven space missions, and today he credits +TRIO with helping change his life. And he puts it best. He +says, ``TRIO is one of the ways this country really becomes the +land of opportunity.'' + I thank Congressman Courtney for his interest in our +program, and I thank the committee for allowing me the chance +to address you. + [The statement of Ms. Martinez follows:] + +Prepared Statement of Maria D. Martinez, Director, Center for Academic + Programs, University of Connecticut + + Chairman Hinojosa, Representative Courtney and Members of the +Committee: It is an honor to testify before you today on the topic of +The Higher Education Act: Approaches to College Preparation. I am Dr. +Maria D. Martinez, Director of the Center for Academic Programs at the +University of Connecticut. My office oversees an array of programs that +expand and improve college access and retention for disadvantaged +students. + Connecticut may be the most affluent state in the Union and its +citizens are definitely among the best educated. Yet, there are also +pockets of poverty in our state, which leads to serious inequities in +college access and completion. More than 300,000 of Connecticut's +school children are eligible for free or reduced lunches, and 12 +percent of families have incomes of less than $15,000 a year. + In 1983 the University established our Center. Annually, through +federal, state, institutional and private funds, our Center works with +more than 2,500 college and pre-college students. Yet we, together with +other college-access efforts in Connecticut, are just scratching the +surface of the students who could be served. + Our pre-college programs include GEAR UP, Talent Search, and Upward +Bound; our college program is Student Support Services. Pleased by the +success of Talent Search and Upward Bound, the state of Connecticut has +established the Conn-CAP program, built on the TRIO model. I will +concentrate my remarks on our highly-effective TRIO programs. + The University has sponsored TRIO programs since 1967 because we +know and can prove that they work. Over the past 40 years thousands of +students have been able to overcome the academic, social and cultural +barriers to entering and completing college by participating in TRIO. +As you know, TRIO programs serve students who are low-income and/or +first generation, which means that neither parent earned a college +degree. Most of our students fall into both categories. + Talent Search is a low-cost early intervention program serving +young people in grades six through twelve in New Haven and Windham. I +am proud to report that our Talent Search high school graduation rate +is 94 percent, and that 91 percent of these students go on to post- +secondary education. Those numbers are truly remarkable when you +consider that our state's overall high school graduation rate is 84 +percent but only 60 percent of students graduate from districts with +high percentages of low-income students. (Swanson, C.B., 2004). + Upward Bound targets students who have completed eighth grade and +serves high schoolers in New Haven, Waterbury, Hartford and Windham. A +smaller and more intensive program than Talent Search, Upward Bound +includes a six- week residential program on campus. Ninety four percent +of the Upward Bound students enroll in college, and 85 % graduate. That +is an extraordinary record of accomplishment for disadvantaged +students. Nationally only about 26 percent of students from families +earning less than $25,000 a year graduate from college in six years or +less. This number jumps to 79% for students with family incomes between +$25,000 and $75,000. (Vincent Tinto, 2004) + Student Support Services (SSS) at the University serves students +who are academically at-risk, typically because of inadequate high +school preparation. SSS helps students successfully enter and stay in +college. They also participate in a six-week summer program prior to +entering the University. + Despite financial and other pressures common to students from +working poor families, 100 percent of the SSS students are retained +between the freshman and sophomore years. This compares very well with +a 93% rate for the general population at the University and 75% at the +Connecticut State University System. + About 60 percent of SSS students graduate in six years or less. To +put this in context, the Connecticut State University System has an +overall six-year graduation rate of 40 percent. Graduating 60 percent +of at-risk students in six years is truly an achievement, and clearly +demonstrates the effectiveness of the SSS program. + We strictly document all of our services and maintain databases to +record students' progress. I think you will agree that I am +understandably satisfied with the results of our TRIO programs. But +what I need you to appreciate is that our record of achievement +confirms the success of TRIO and its impact nationwide. TRIO is a +pipeline of powerful programs that help nearly 900,000 students per +year to prepare for, enter and complete college. + I would like to briefly share the story of one of our many +distinguished alumni. Dr. Franklin R. Chang-Diaz was America's first +Hispanic astronaut. Long before he stepped onto the space shuttle, he +was a student, making progress toward his undergraduate degree with the +help and support of the TRIO-SSS program. As a teenager Dr. Chang-Diaz +did not speak English very well. But he dreamed of studying physics and +engineering. Through hard work and the assistance of the SSS program, +he graduated from the University, earned a Ph.D. in plasma physics at +MIT, and ultimately was recruited by NASA. + Dr. Chang-Diaz, who flew seven space missions (which is the current +world record), vividly remembers the challenges of his early years, and +credits TRIO with helping change his life. When asked about TRIO's +impact, Dr. Chang-Diaz, said it best: ``TRIO is one of the ways this +country really becomes the Land of Opportunity.'' + TRIO programs have been changing lives for generations. I urge you +to consider the information I have shared with you today in making +decisions about; not only keeping TRIO but also expanding our reach. + I thank Congressman Courtney for his interest in our programs, and +I thank the committee for allowing me this chance to address you. + ______ + + Chairman Hinojosa. Thank you. + Now I would ask Mr. Linn if he would please make his +presentation. + + STATEMENT OF DANE LINN, DIRECTOR, EDUCATION DIVISION, CENTER + FOR BEST PRACTICES, NATIONAL GOVERNORS ASSOCIATION + + Mr. Linn. Good afternoon, Mr. Chairman and members of the +subcommittee. It is my honor to testify to you this afternoon +on behalf of the National Governors Association. + As Chairman Hinojosa mentioned, my name is Dane Linn, and I +serve as director of the Education Division for the National +Governors Association's Center for Best Practices. + As the bipartisan organization representing the nation's +governors, NGA promotes visionary state leadership, shares best +practices, and speaks with a unified voice on national policy. + It is an honor to testify on the recently released NGA +federal legislative package on innovation and other governor- +led state efforts to prepare students for post-secondary +education. + A recent public opinion survey conducted for the NGA found +that nine out of 10 Americans, both Democrats and Republicans +alike, believe that if our nation fails to innovate, our +children and our economy will be left behind. + And while Americans believe we currently have the most +innovative nation in the world, they see us losing ground in 20 +years. Why is that? Simply put, Americans believe other nations +are more committed to education. We cannot lead the global +economy if our educational system is lagging behind. + What can we do to secure our economic position in the +world? Americans believe the solution is innovation. Asked in +the NGA survey what action would have the most positive impact +on the economy, nearly half selected ``encouraging and +supporting innovation in our schools and business.'' + Governor are meeting this challenge head-on through a bold, +comprehensive, nationwide initiative entitled, ``Innovation +America.'' Led by NGA Chair and Arizona Governor Janet +Napolitano, the initiative is guided by a bipartisan task force +of governors and business and academic leaders. + From coast to coast, governors are developing and +implementing strategies to ensure their students are equipped +to take advantage of the opportunities a knowledge-based +economy offers. + Congress can assist governors by supporting the NGA +Innovation America partnership. Together with the Council on +Competitiveness, this federal legislative policy framework will +assist states in developing collaborative efforts between the +public, private and education sectors. + This framework emphasizes science, technology, engineering +and math, or STEM, education, and foreign language proficiency; +enhances workforce systems; and promotes economic development +strategies that harness state and regional assets. + More detailed information can be found in the written +testimony that I have provided. + But for the purpose of my testimony today, NGA was asked to +specifically focus on what is commonly referred to as P-16 +councils and other state activities to prepare students to not +only access post-secondary education but to succeed as well. + Today, over 30 states have what is called P-16 councils. In +some states they are known as P-20 councils. These coordinating +bodies, led or created by governors through executive order or +legislation, vary from state to state, but each shares the +common focus of improving the education and economic conditions +of their state. + Governors are also investing in the development and +improvement of longitudinal data systems. These data systems, +which allow states to make data-driven decisions to improve +student results, will provide transparency and accountability +in the education system. + Both longitudinal data systems and P-16 councils are +necessary steps for developing a coordinated and aligned +education system with an overarching goal of increasing post- +secondary and work readiness. + Governors are leading these efforts in several ways. In +Arizona, for example, the P-20 council is chaired by Governor +Napolitano. That council is focused on developing a strong +foundation in STEM education and strengthening curriculum and +standards to prepare students for post-secondary education and +to meet the demands of the workforce. + Virginia Governor Tim Kaine pushed the state's P-16 council +to define college readiness, and led the development of a P-16 +longitudinal data system. Virginia has focused on two areas: +the identification and the replication of high-performing +schools and using its data system to identify student +weaknesses before they find themselves placed in remedial +classes in college. + And in Indiana, the governor and the state superintendent +co-chaired the Indiana Education Roundtable. Working in +conjunction with the state board of education, the roundtable +raised the state's high school standards and aligned them with +the expectations of the state's post-secondary institutions. As +a result, Indiana has moved from 40th to 17th in the nation in +measures of college attendance. + While each state's P-16 council is working toward a common +goal of college readiness, each state's council is unique in +its structure and leadership. Such flexibility is critical in +allowing governors the opportunity to create the most effective +councils for their states. + Congress can partner with governors to create and fund a +number of grants that support P-16 councils and the enhancement +of state longitudinal data systems. These grants will allow +states to link and use student performance data to coordinated +K-12 and higher education planning, budgeting and goal-setting. + I want to thank you, Mr. Chairman, for your interest in the +governor-led actions to help states prepare students, again, +for both college and work through P-16 councils and +longitudinal data systems. + Governors stand ready to work with you to ensure our nation +remains a leader in innovation by giving our students a world- +class education system. + Thank you. + [The statement of Mr. Linn follows:] + + Prepared Statement of Dane Linn, Director, Education Division, Center + for Best Practices, National Governors Association + + On behalf of the National Governors Association (NGA), it is an +honor to testify before you today on the recently released NGA federal +legislative package, Innovation America: A Partnership, and other +governor-led state efforts to prepare students for postsecondary +education. + Founded in 1908, NGA is the collective voice of the nation's +governors. It promotes visionary state leadership, shares best +practices and speaks with a unified voice on national policy. +A Call for Action + Today's U.S. economy is confronted with a new and remarkable +paradox. While the economy continues to grow and roughly two million +new jobs were created each year since 2004, many American families have +a feeling of uncertainty and concern about the economy and their +future. When asked the question, ``Will your children or grandchildren +have a better life than you?'' for many the answer is, ``No.'' + According to a recent nationwide public opinion poll conducted by +Dr. Frank Luntz for the nation's governors, 9 out of 10 Americans-- +Democrats and Republicans alike--believe that if our nation fails to +innovate, our children and our economy will be left behind. And while +Americans believe we have the most innovative nation in the world at +the moment--ahead of China and Japan--they see America losing ground in +20 years. Why? According to the poll, Americans believe that other +nations are more committed to education. America's economic future is +inextricably linked to education and the public's perception of our +education system. Simply put, American cannot lead the new global +economy if our educational system is lagging behind. + Our nation has a powerful incentive to improve the education +pipeline. In the next decade, two-thirds of new jobs will require some +postsecondary education beyond a high school degree. To be competitive +and create the conditions for strong economic growth, states need to +help all their residents increase their skills and be prepared for +lifelong learning. Much is at stake. + ``Good jobs''--jobs that are growing quickly and pay enough to +support a family of four--require postsecondary education or training. +More than two-thirds of workers in occupations and industries that are +growing have at least some postsecondary education, compared with one- +third of workers in occupations and industries that are declining. +Moreover, 67 percent of new jobs created by 2010 will demand skills +that require at least some college education. This rapid increase in +the demand for postsecondary education will be accompanied by baby-boom +retirements, resulting in a predicted shortage of more than 14 million +college educated workers by 2020. + While the American higher education system has long been a +centerpiece of the U.S. economy, and the launching pad for the jobs of +the future, the skills needed by students today are far different than +the expectations and education of yesterday. Today, integrating diverse +subject matters is as important as mastering individual ones. Students +not only need to be well-rounded, they also need entrepreneurial +skills, and the capacity to imagine and adapt to the unknown. + What can be done to secure our economic position in the world? +Americas believe the solution is innovation. Asked in the Luntz survey +what action would have the most positive impact on the economy, nearly +half (46 percent) said it's ``encouraging and supporting innovation in +our schools and businesses.'' Interestingly, focusing on innovation had +more support than either tax incentives for small business (28 percent) +or raising the minimum wage (24 percent). +Governors' Innovation America Agenda + Across the nation, governors are confronting these challenges +through a bold, comprehensive nationwide initiative, entitled +Innovation America, lead by NGA Chair, Arizona Governor Janet +Napolitano. + Governor Napolitano's Innovation America represents a multi-tiered, +comprehensive strategy to propel the rapid deployment and development +of innovation in America by improving education, encouraging economic +development, and ensuring worker competitiveness. Under the initiative, +Governors have taken the lead with the following concrete acts: + Innovative Thinking: Established a bipartisan Innovation +America Task Force of governors, business leaders, and academics to +develop innovation-based education and economic strategies in three +sectors: + 1. Improving science, technology, engineering and mathematics +(STEM) education; + 2. Enabling the post-secondary education system to better support +innovation; and + 3. Encouraging business innovation through supportive state +policies. + State Action: Collected best practices in education and +economic development to inform governors' work and raised private funds +to help implement innovation policies; and + New Federal Partnerships: Developed a package of federal +legislative recommendations to focus on the role of states in promoting +innovation and to compliment federal efforts. +Governors Lead Innovation State Strategies + Given the seriousness of the competitive challenge to our nation, +governors are developing strategies to accelerate innovation +opportunities within their states. Governors are improving and +realigning state programs to encourage cross-sector collaboration, +target investments and measure outcomes in the critical areas of +education, economic development and workforce training. These state +strategies, developed by the NGA Innovation America Task Force, are +further detailed below: +K-12 Science, Technology, Engineering, and Mathematics (STEM) Education + Governors know that ensuring a quality education for all students +at the K-12 level is critical for the economic well-being of their +states. The Innovation America initiative seeks to improve the rigor +and relevance of science, technology, engineering, and mathematics +(STEM) teaching and learning in K-12 classrooms in order to (a) +increase the supply of students interested in and prepared for STEM +related careers; and (b) help provide all high school graduates the +higher level critical thinking, adaptive, and problem solving skills +necessary for success in postsecondary education and the workplace. +Postsecondary Education + The American higher education system has been a centerpiece of the +U.S. economy, producing much of the nation's innovative talent-- +scientists, engineers, technicians, and managers--and the majority of +its publicly-funded research. Over the past several years, however, +other nations and regions have entered the global marketplace by +successfully duplicating and even improving upon this model. The +Innovation America initiative seeks to engage governors in rethinking +the role of higher education: what are the new models that will carry +our country to the next level of innovation and prosperity. +Regional Innovation + All states can develop innovation-based economies by building +innovation capacity and establishing policies that support their most +promising industries and regions (i.e., those areas within the state +that contain clusters of high-growth, innovative businesses). States +must recognize their inherent competitive strengths and align policies +and investments to support these business sectors and the regions in +which they reside. This means that workforce training and educational +institutions must address the skills needed to meet the demands of +fast-growing firms. R&D investments must be aligned with regional +business strategies, and entrepreneurial support efforts must take into +account the products and services unique to the region. The Innovation +American initiative will enhance a state's innovation environment by +helping state businesses move into a stronger position to exploit the +opportunities presented by changes in technologies and markets-- +opportunities to increase productivity, develop new products, and +expand into new markets. + The federal government, notably the work of the House Education and +Labor Committee and this Subcommittee, can play a pivotal role to +ensure the economic position of our nation and the future our children +through the NGA Innovation America: A Partnership. +Innovation America: A Partnership with the Federal Government + America's continued economic prosperity and growth will be driven +by the nation's ability to generate ideas and translate them into +action. The National Governors Association, together with the Council +on Competitiveness, developed a federal legislative proposal to +complement federal legislative activity and encourage state efforts to +accelerate the rate of U.S. innovation and economic prosperity. The NGA +federal package proposes a federal policy framework to assist states in +developing collaborative efforts between public, private and education +sectors. + A full copy of NGA's legislative package, Innovation America: A +Partnership, and related NGA education policies are enclosed with my +testimony. Our federal legislative proposal contains three broad areas +for reform: Education, Workforce Development, and Regional Investment. +The following is a brief summation of each section and related +governors' federal recommendations. +Part One: Education--Math, Science, and Foreign Language Proficiency + Aligning and refocusing education from birth to college (P-16) is +essential to ensure our nation's competitiveness. The skills needed for +individuals to compete and prosper in the global economy require a +strong foundation in science, technology, engineering, and mathematics +(STEM) and foreign languages. Governors' seek to create a targeted, but +flexible and coordinated approach to address these critical national +education needs through federal recommendations in the following key +areas: + Support for Students and Teachers. Programs to encourage +students to pursue higher education and careers in mathematics, +science, technology, engineering, and critical foreign languages, and +to infuse the education pipeline with high quality STEM and critical +foreign language teachers, particularly in high-need and hard-to-staff +schools. + STEM Education Improvement Grants. Matching grants to +governors or a consortium of governors to provide resources and +technical assistance to implement or expand STEM education and +infrastructure activities. + High School Redesign Enhancement. Programs to expand and +replicate governor-led high school redesign efforts around the country. + Voluntary International Benchmarking. Grants to allow +governors to request a voluntary analysis of state standards with the +skills being measured on Program for International Student Assessment +(PISA) and Trends in International Mathematics and Science Study +(TIMSS) and incentive grants to implement governor-led solutions. + State P-16 Alignment. Matching grants to implement or +develop aligned state P-16 councils and implement solutions to patch +holes in the P-16 pipeline, and direct grants to create efficient state +P-16 longitudinal data systems. +Part Two: Workforce Enhancement + The strength of America is our citizens--their innovation, +creativity, and hard work. Governors' proposal would help states create +efficient workforce systems aligned with regional education and +economic development; enhance services to workers; and reduce costly +administrative burdens to regions, states, and localities, while +creating more transparent accountable systems. Specifically, governors +recommend changes to the Workforce Investment Act (WIA) and related +programs to create the following: + State and Regional Economic Alignment Program. The program +will increase coordination, innovation, and effectiveness of state +workforce programs. + Common Outcome Measures. The program will increase +workforce system alignment through NGA common accountability measures, +while focusing on meaningful customer outcomes related to education and +employment readiness, reducing administrative costs and increasing +transparency to evaluate federal, state, and local investments. + State and Regional Economic Development through Workforce +Investment. The program will award matching grants to states to carry +out innovative and coordinated WIA programming consistent with the +statewide, regional, or sector specific economic and educational +interests. +Part Three: Regional Innovation + Because competition and innovation will be driven by high-growth +economic regions in the 21st century global economy, economic +development strategies must encompass and harness state regional +assets. Governors' recommend the following to pull together diverse +sectors to create a culture of collaboration and cooperation that will +accelerate innovation and economic growth for our nation. + Competitive Innovation Grants. Competitive planning grants +used to establish Innovation Councils. The mission of the councils +would be to facilitate collaboration between public, private and +educations sectors to accelerate the rates of innovation. + Competitive Research and Development Grants Program. This +program will provide state and regional innovation Councils with the +research and development funds to stimulate the rate of innovation and +implement their strategic plans. + Grants for Broadband Deployment. This program will provide +states with funds needed to increase access, adoption and usage of +broadband technology, as well as provide financial assistance to +continue to update technology. + Competitive Stimulus Grants. This program will provide +states with continuing incentives to extend economic development +opportunities for innovation-driven industries and services. + For the purposes of today's hearing, NGA was asked to address in +further detail State P-16 Councils and recommendations that would +prepare students for higher education. +Education Innovation Begins with P-16 Alignment + The engines of education--early, elementary and secondary, and +post-secondary--must move in the same direction for the U.S. economy to +charge ahead and remain competitive. In the 21st century, our economic +strength will depend on the ability of each state, and our nation as a +whole, to develop a coordinated and aligned education system that +supports, trains, and prepares skilled workers. +State P-16 Councils + The first step is corralling the fragmented education system with +P-16 councils. Across the country, governors are leading efforts to +create state P-16 councils to oversee the integration of early, +elementary, secondary, and postsecondary education. From California to +Georgia to Delaware, approximately 30 states have state P-16 councils +or governance bodies. + Through executive orders and state legislation, Governors are +creating integrated education systems in which all levels of education +coordinate, communicate, and educate as one system instead of separate, +isolated silos. While the structures and names of the state councils +may vary, the goals are always the same: to create a seamless education +system to improve academic achievement and economic development. + Several of the major advantages of state P-16 councils include: + smoothing student transitions from one level of learning +to the next, e.g. high school to college; + aligning teacher preparation with the demands of today's +and tomorrow's classrooms; + reducing costly administrative inefficiencies, +duplication, or inconsistencies; + identifying and fixing holes in the education pipeline; +and + closing the achievement gap and improving outcomes for all +students. + Most notably, for the purposes of our discussion today, state P-16 +councils are critical to help prepare students for postsecondary +education. Specifically, state P-16 councils can: + identify the skill gaps for students to prepare and be +successful in higher education; + redesign high school graduation standards to match college +entrance requirements; + target for improvement schools that produce students with +high remediation rates; and + improve student postsecondary success and attainment +rates. +Governors Leading State P-16 Councils + Governors are uniquely positioned to provide vision and leadership +for P-16 initiatives in their states. The bully pulpit of the +governor's office is critical to increase public awareness and +engagement, assemble the right team at the table, and build and sustain +consensus for change. As governors demand results, turf wars or +institutional resistance are overcome and traded-in for a common, +collaborative vision. Creating a more integrated, seamless education +system involves grappling with a host of complex issues, including +standards, testing, teacher education, college admissions policies, +governance, and funding streams, to name just a few. +One-Size Does Not Fill All + P-16 Councils vary in structure, leadership, and membership. Such +flexibility is necessary to ensure that the councils will be effective +within the context of their individual state and local education +systems. Flexibility is vital to both a governor's ability to work +within the existing infrastructure as well as to draw informed, +committed leadership to participate in the process. The following +examples illustrate the different ways in which governors created +effective state P-16 councils. + In Arizona, in order to bring business leaders, policy makers and +educators to the table, the P-20 Council, chaired by Governor +Napolitano, was established by Executive Order No. 2005-19 in 2006. The +Council, comprised of educators, university presidents, elected +officials, and business leaders, is focused on developing a strong +foundation in science, technology, engineering and mathematics, and +strengthening curriculum and standards to prepare students for post- +secondary education and meet the demands of the workforce. The result +is an education continuum, with classes building on ideas that were +taught in years prior, and students better equipped with industry- +specific skills in high-growth, high-wage occupations that await them +when they graduate. + Since taking office, Virginia's Governor Tim Kaine has embraced +high school redesign. He pushed the state's P-16 Council to define +college readiness and lead the development of a P-16 longitudinal data +system. Virginia funded two studies now underway: 1) to identify high- +performing high schools and the qualities that make them successful; +and 2) to examine academic weaknesses of recent high school graduates, +focusing on graduates who are required to take remedial courses upon +college entrance--an analysis utilizing the state's longitudinal data +system. + Statutory and constitutional changes gave Florida's governor the +authority to appoint the state commissioner of education and other +members of a single governing board that oversees kindergarten through +postsecondary systems. With a centralized education governance +structure, Florida designed a unified, P-16 longitudinal data system +that identifies school districts whose graduates have high remediation +rates in postsecondary programs. + In Indiana, the governor and state superintendent co-chair the +Indiana Education Roundtable, which consists of representatives from K- +12, higher education, business, labor, and community groups, as well as +state legislators. Working in conjunction with the state board of +education, the roundtable raised the state's high school standards and +aligned them with the expectations of the state's postsecondary +institutions. As a result, Indiana moved from 40th to 17th in the +nation in measures of college attendance. + The governor-created Georgia P-16 Council includes gubernatorial +appointed members from a broad range of businesses, community groups +and education agencies, including the Board of Regents and the State +Board of Education. The challenge to the council was to work together +to ``'raise the bar' of academic achievement for all students at all +levels.'' Successes to date include increased enrollment in preschools, +changes in students' course-taking patterns towards a more challenging +curricula, a rising number of college-ready high school graduates, and +revised teacher preparation policies aimed at supporting students from +diverse backgrounds in meeting high standards. + Oregon's K-16 system inspired by a Governor's Executive Order calls +for meetings between representatives of the K-12 and higher education +systems. Since then, the state has embraced two primary initiatives: +aligning teacher preparation programs with K-12 performance standards, +and developing the Proficiency-based Admissions Standards System +(PASS). The Oregon University System developed PASS for two reasons. +First, PASS aligns university admission standards with the statewide K- +12 school improvement plan based on demonstrated competencies and +grades. As a result, high schools across the state have begun +redesigning their curriculum. + Delaware's P-16 Council, as part of the state's communication +strategy around increased high school graduation requirements in math +and science, held focus groups with parents and business leaders to +determine their level of awareness about and support for the increased +expectations for high school graduates. Focus group participants +questioned whether the state and its districts and schools have the +necessary capacity--in the form of highly qualified teachers, +facilities, district and state support, public support, and funding--to +meet the demands. In response to the concerns raised by these focus +groups, Delaware developed recommended math and English language arts +curricula; it has also charged subcommittees with the task of making +recommendations for providing supports to teachers and students that +would help students meet higher expectations. +Congressional Action to Innovate & Help Prepare Students for College + Governors would like to partner with Congress to accelerate +education innovation. Let me point to several additional specific ways +that Congress can support state innovation and best practices. + Support State P-16 Councils and Solutions: P-16 councils +are innovative and proven best practices that should be accelerated +across our nation. Funding for this activity remains an issue. Though +some P-16 councils (Georgia, Maryland and Wisconsin) have sustained +funding and dedicated staff, most do not. Moreover, the lack of funding +impedes implement of innovative council-identified solutions. + Congress can overcome this barrier by partnering with governors to +create and fund state P-16 Council Development Grants, and P-16 Council +Solutions Grants to governors, as outlined in the NGA Innovation +America: A Partnership proposal. In those states with existing P-16 +councils, Congress can support immediate action with incentive grants +and technical assistance to implement solutions. Now is the time for +action. Governors are willing to commit resources to this important +endeavor, if you will partner with them. This work could be supported +through new programs or new allowable uses of existing federal +resources. + In addition, Congress can help innovate in education through other +strategies, such as: + Support State Determined P-16 Longitudinal Data Systems: +Governors are also engaged in developing longitudinal data systems that +are capable of tracking individual students, through the use of a +numerical identifier, through the K-12 system and into the +postsecondary education system. Such systems allow schools to track the +progress of individual students as well as grade level cohorts of +students as they move through the P-16 systems. Congress accelerate +this important work by supporting, or allowing federal funds to be +used, for P-16 Data System Grants as recommended in the NGA Innovation +America: A Partnership proposal. + Leverage and Expand State High School Redesign Efforts: +Governors are also leading other college readiness initiatives, +including increasing access to Advanced Placement coursework, improve +statewide access through virtual schools, strengthening P-16 +longitudinal data systems, and increasing access to dual enrollment and +early college options. This myriad of strategies provides a wide range +of students with an increased opportunity for college readiness and a +better chance for success in all of their post secondary pathways. +Congress can support governors' work by expanding access to Advanced +Placement (AP), International Baccalaureate (IB) and certificate +programs for all students and preparation for teachers and developing +and enhancing state dual enrollment and early college programs. +Additional recommendations are also proposed by governors' in this +exciting and promising area of reform. +Conclusion + Governors heard the clarion call of their citizens to take action. +And I am pleased to report that in every corner of our nation, +governors are leading. + Governors' federal recommendations--education, workforce, and +economic development--form the foundation for a new state-federal +partnership to propel our nation forward and stay ahead in the new +global economy. America's greatest asset has always been our human +capital. Our nation was built by passion, creativity, and sheer +determination. Each generation successfully worked to produce a better +life than the last, and to pass on that dream to their children. This +quintessential ``American'' dream endures. + A new revitalized, coordinated, and targeted approach will help +ensure our collective fate. Governors hope to forge a new state-federal +partnership to ensure that America remains competitive in the 21st +Century through Innovation America: A Partnership. Our nation must +provide students and workers with the foundation for lifelong learning. + The nation's governors stand ready to work with you. + ______ + + Chairman Hinojosa. Thank you. + Now I ask our fourth presenter, Mr. Schramm, you may start. + + STATEMENT OF J.B. SCHRAMM, FOUNDER, COLLEGE SUMMIT + + Mr. Schramm. Thank you, Chairman Hinojosa, Mr. Keller, +members of the subcommittee, for holding this hearing on +college preparation. + My name is J.B. Schramm, and I am the founder of College +Summit. And it is an honor to be here and to be joined on this +panel by leaders from NGA as well as from TRIO and GEAR UP, +initiatives that we see making a big difference in the lives of +young people around the country and that work in collaboration +with College Summit programs in a number of states. + And it is also an honor to have Ms. Schroeder here. I grew +up in Colorado's 1st Congressional District. + College Summit is a nonprofit organization that began 13 +years ago in the basement of a low-income housing development +here in Washington. + I had spent the 5 years before starting College Summit +running a teen center in that basement. And I learned two +things. + The first was lots of talented young people graduate from +high school in our neighborhood and don't go on to college. +National data shows that there are 200,000 students a year who +are low-income high school graduates, college-ready, but don't +go on to college. + The second thing I learned was that the high schools in our +neighborhood didn't want any more programs that would come and +disappear. They wanted someone to come in and help them build +their capacity so that they could help their students succeed +in college. + So, based on that, we started College Summit to help low- +income communities raise their college-going rates by helping +high schools build college culture. + So, why is this important? Every student who is first in +their family to get through college basically breaks the cycle +of poverty in their family line forever. They are going to make +$2 million more in the course of their career. Their children +are going to be almost twice as likely to go to college. + So, if we could fix the system so that these 200,000 +students succeeded in college every year, we would have these +young people contributing about $80 billion more in taxes. So +when programs like GEAR UP and TRIO and other effective efforts +actually produce measurable results, the American taxpayer gets +a return on their investment. + So, where is College Summit? Today we work in 10 states. We +work in high schools, serving 60,000 students around the +country. For example, we work with a majority of all high +school seniors in the cities of Oakland, St. Louis, Denver. +Thanks to the Gates Foundation, we will be working throughout +100 high schools in New York City. We also work in rural areas, +such as McDowell County, West Virginia. + Our partner superintendents tell us they like four elements +of our model. + Number one, we are capacity-builders. We teach them to fish +so they can do this work on their own. + Secondly, we work district-wide. So we give them tools so +that they can manage success across their different high +schools. + Number three, our results are measurable. Our schools have +been producing significant college enrollment rate increases +school-wide over baseline based on externally verified data. + And we provide significant financial support. The schools +pay for our tools, but we also bring matching dollars from +philanthropy to support our communities--over $30 million to +date. + What is it that College Summit does? Four things. + One, we provide a course for all seniors in post-secondary +planning. The thought is, when a young person has a good plan +for what they are going to do after high school, they are more +likely to finish successfully. + Secondly, we provide professional development for teachers +and counselors: 3-day-long trainings where they learn to run +the course, to build college culture in their schools, and to +raise their expectations of what their young people can +accomplish. + Number three, we help the school find the most influential +students in the school, and we train them in 4-day summer +programs, so that by the start of senior year those students +have completed their financial aid and college admissions +applications and they are ready to start supporting younger +students in their community. + And then fourth, we provide data measurement and management +tools so that the school leaders see real-time what is +happening with all the students in their classrooms, but also +can see each month and each year what the outcomes are, so that +they can spot what is working and spread it. + I have three recommendations given by our partners from +around the country, and I have included those in my written +remarks. If any of you have any questions, I would be happy to +discuss those in the question period. + But I would just like to thank you for holding this +session. The need for higher education is so great, and the +potential reward if we can tap more of the talent in our +diverse communities is so great that it is wonderful that you +are focusing attention and resources on initiatives that can +produce measurable results. + Thank you, Mr. Chairman. + [The statement of Mr. Schramm follows:] + + Prepared Statement of J.B. Schramm, Founder, College Summit + + Thank you, Chairman Hinojosa, Mr. Keller and members of the Higher +Education, Lifelong Learning, and Competitiveness Subcommittee for +holding this hearing today on Approaches to College Preparation. I'm +J.B. Schramm, founder of College Summit. It is an honor to appear +before you today, and to be on a panel with leaders from TRIO and GEAR +UP, initiatives that make a big difference in the lives of young +people, initiatives that College Summit is pleased to collaborate with +in communities across the country. + College Summit is a nonprofit organization that began 13 years ago +in a low-income housing project here in Washington, D.C. For five +years, I'd been running a teen education center there and learned two +major things: + 1. Lots of impressive, promising young people graduated from high +school college-ready and did not go to college. + Nationally, every year, about 200,000 students from low- +income backgrounds graduate from high school prepared for college but +don't go.\1\ + 2. The second thing I learned was that the high schools in our +neighborhood didn't want any more programs (that would come, and +disappear). The high schools wanted to build their own capacity to get +their students to college. + Based on these two ideas, we started College Summit to help low- +income communities raise their college-going rates by helping high +schools build college culture. + Why are efforts like this important for our nation? + Every student who is first in their family to graduate +from college basically ends poverty in their family line forever + They'll earn over an additional $2 Million over the course +of their careers; \2\ and + Their children will be almost twice as likely to enroll +themselves.\3\ + If we were able to correct the systems so that the 200,000 +students went to college each year, those students would contribute an +additional $80 Billion in federal tax revenue annually.\4\ Programs +like GEAR UP, TRIO and quality state and local efforts provide a great +return on the taxpayer's investment. + Today, College Summit works in 10 different states, with high +schools serving 60,000 students. For example, we work with a majority +of all high school seniors in Oakland, St. Louis, Denver, and, thanks +to the support of the Bill and Melinda Gates Foundation, we will soon +be working throughout 100 high schools in New York City. + Our partner superintendents, e.g., Kim Statham in Oakland and Ron +Duerring in Kanawha County, WV, tell us that they value four things +about our model: + 1. We are capacity builders. We teach the districts ``to fish'' and +to do this work themselves. + 2. We work district-wide, with tools that help leaders manage work +across schools. + 3. Our results are measurable. Our schools have been significantly +increasing their college-going rates school-wide over baseline, based +on externally verified data. + a. We have received the highest award from the National Association +for College Admission Counseling. For four years in a row, Fast Company +Magazine has selected College Summit as one of the top nonprofit +organizations ``Changing the World.'' The Skoll Foundation, The Lumina +Foundation for Education, and Venture Philanthropy Partners have +recognized College Summit with major grants. We have been awarded two +competitive grants from the Department of Education's FIPSE program, +and have appreciated the support of Congressman Clyburn and Congressman +Regula for our work. + 4. And we provide significant financial support. While school +districts pay for our tools, we bring significant private matching +dollars to support our communities. Major supporters, including Capital +One, Samberg Family Foundation, Jenesis Group, Charles Harris III and +ECA Foundation have enabled us to contribute over $30 Million to date. + What do we do?: + We provide a course for all seniors in postsecondary +planning. + When all students have a plan for what they will do after +high school, they are more likely to finish high school successfully. + We deliver professional development for teachers, and +guidance counselors + Through 3-day Educator's Institutes, we train school staff +to deliver the course and raise expectations for what their students +can accomplish. + Through a 4-day residential workshop held on a college +campus, we train influential students to foster college-going culture + Data just released by the Gates Foundation found that low- +income students are four times more likely to go to college when a +majority of their peers plan to go to college.\5\ + These student influencers start senior year with a +complete college application, including financial aid, completed, ready +to support classmates and younger students. + We help school leaders use data to manage and evaluate +progress + With support from Deloitte, we help the schools use real- +time tracking of student progress in the classroom; and + Review monthly and annual outcomes reports so that the +school leaders can spot innovations and spread them. + I would like to share three college access recommendations from our +partners around the country. + 1. Help give high schools real time metrics on their college-going +rates. + John Deasy, the superintendent in Prince George's County Maryland +says, ``Wouldn't it be great if every year every Superintendent and +principal got real-time feedback telling us our college-going rate so +we could spot what works and spread it.'' The good news is that this +can be done without student-level tracking. + 2. Simplify the FASA process. + Brian Kruger, a teacher at Roosevelt High School in St. Louis, MO, +tells us that the FAFSA leaves his students ``confused and +discouraged.'' Efforts to simplify the FAFSA process would make a big +difference for our students, and we applaud the efforts of Mr. McKeon +and Mr. Miller to achieve this. + 3. Engage the private sector to work with the schools. + Tim and Bernie Marquez contributed $50MM towards a $200MM endowment +to create the Denver Scholarship Foundation providing need-based +scholarships for every graduate of the Denver Public Schools, the +largest city-wide scholarship program in the nation. Importantly, he +has worked closely with Denver superintendent Michael Bennet who +brought on College Summit to help maximize this public-private +partnership and drive the academic goals of the district. Private and +nonprofit support; federal and local government: every sector has a +role to play. + The need for higher education is so pressing, and the reward for +fully tapping the promise of our diverse communities is so great, that +we need to support local efforts and national programs like GEAR UP and +TRIO to enhance opportunities for America's young people in ways that +produce measurable results for our young people and their families, and +for America at large. + Again, thank you Chairman Hinojosa and Congressman Keller for the +opportunity to discuss the importance of expanding access to higher +education. + endnotes + \1\ Empty Promises: The Myth of College Access in America: A Report +of the Advisory Committee on Student Financial Assistance, Washington, +DC, 2002. + \2\ U.S. Census Bureau, Census 2000, Earnings for full-time, year- +round workers by educational attainment for work life of approximately +40 years. + \3\ U.S. Department of Education, National Center for Education +Statistics, Students Whose Parents Did Not Go to College: Postsecondary +Access, Persistence, and Attainment, NCES 2001-126, by Susan Choy. +Washington, DC: 2001. + \4\ Advisory Committee on Student Financial Assistance, Access +Denied: Restoring The Nation's Commitment To Equal Educational +Opportunity, U.S. Department of Education, February 2001. + \5\ Susan P. Choy, ``Access & Persistence: Findings from 10 Years +of Longitudinal Research on Students,'' American Council on Education, +2002. + ______ + + Chairman Hinojosa. I want to thank each and every one of +you. + And now I would like to let you know that we are going to +start the questioning of the witnesses. + I now recognize myself for 5 minutes. + Dr. Martha Cantu, you mentioned in your testimony that +counseling was provided to 7,430 students. How extensive was +the counseling? And can you give an example of how these +records informed the curriculum and instruction in the schools? + Ms. Cantu. Absolutely. Our counselors work with our +students to inform them about rigorous coursework, A.P. +curriculum and how important it is that they enroll in those +classes. They also work with them on high school graduation +plans. They also inform them about concurrent enrollment, which +is something that is very important as well. + One example that I can give you is, for example, the pre- +pharmacy program requires certain math and science courses in +high school in order for these students to qualify for those +programs in college. So our GEAR UP coordinators are working +with these students one-on-one, ensuring that they are taking +these classes that they need in high school, so that they have +the proper curriculum to succeed in college. + Chairman Hinojosa. I was very pleased to see that you +included the effort that is being made on parental +involvement---- + Ms. Cantu. Absolutely. + Chairman Hinojosa [continuing]. And that adds to the +success of your program. + What about the work that your program is doing with leading +students to the STEM careers that you addressed? + Ms. Cantu. Right. We work also, of course, with students, +we work with teachers, and we work with administrators and +parents about the importance of STEM careers and the need that +there is. And so, we counsel them on the importance of the +courses that they need to take in order to participate or to +qualify for those courses once they enter college. + Chairman Hinojosa. Dr. Maria Martinez, you indicated that +the university maintains documentation of all your services and +records of student progress. Is this typical of your program, +or is it a requirement of the Department of Education? + And finally, how are your records compatible with +departmental requests? + Ms. Martinez. There are several ways that we keep a record +of our student services. + One is that we do follow the guidelines from the U.S. +Department of Education in relation the submission of annual +performance reports, which is what documents the progress of +our programs. And it documents graduation rates, moving from +one grade level to the next, information like that. + We also supplement that information with the work that we +do with the Office of Institutional Research in our own +institution. We work with the registrar's office and the Office +of Institutional Research to document the records of our +college component. + We also recently started integrating what is called +Blooming in our records, because that will keep track of all of +our pre-college information on the pre-college graduation rates +and success rates of the students. We document counseling +contact hours, for instance. We document graduation rates. We +document when students move from one level to the next, in +terms of grade levels, if we are talking about the middle +school. + So we have several ways to document the success of our +programs. And, again, it depends whether or not we are dealing +with the pre-college or the college component, and those two +call for different pieces of data to be recorded. + Chairman Hinojosa. Thank you. + My next question is to J.B. Schramm. + Mr. Schramm, there are many critics of high-school-to- +college support programs, but for a minimum federal investment, +the nation receives a great return on the taxpayers' +investment. My question to you is, do you find that program +cost is a central issue in your efforts, or is it one of the +many important features? + Mr. Schramm. I am sorry, could you phrase the last sentence +again, please? + Chairman Hinojosa. Yes. Do you find that program cost is a +central issue in the efforts that you all are making? Or is it +just one of the many important features in the program? + Mr. Schramm. What we find is that when high schools are +seeking to engage the kind of reform that Mr. Linn talked +about, they need to make the reward of college real, so that +the students can see why they should stay in school, why they +should take the tougher courses, why they should engage in the +STEM approach. + And so, making that real helps the high school and the +school district align their different goals toward having all +students graduate college-ready and ready for career. + So when the schools are looking at the costs and the +community members are looking at the costs, I think what they +see is college-transition efforts that can produce measurable +results are ways for a community to get financial benefits, +including increased taxes paid and so forth, but it is also a +way for the school district and the community to see better +academic outcomes. + So I think there is the financial incentive for a +community, but just as importantly is the longer-range goal of +having more academically prepared students succeeding in +college. + Chairman Hinojosa. Thank you. + My time has run out, and I would like to yield time to the +ranking member, Congressman Keller. + Mr. Keller. Well, thank you, Mr. Chairman. + And, Mr. Schramm, let me start with you. You mentioned this +course that College Summit provides for seniors. Talk to me a +little bit about how that course works. Is it a once-a-week +thing? Is it after school, or is it during the summer? Tell me +about that. + Mr. Schramm. This course is provided for all the students. +And that is an important point. The idea is that not just some +students should be going to college. The school is saying, +``Everybody needs to make their plan, whether they think they +are planning on going to college or not.'' + Mr. Keller. When? + Mr. Schramm. That is right; they need to be doing that in +their high school. And so, some of the courses, depending on +the school, have it for 1 hour a week in an advisory period. +Other schools have it 5 days a week as a course. So we try and +set it up so that the school can make a choice about how to do +it that fits their schedule. + Mr. Keller. So it is during the normal school day. They +don't have to come an hour early or stay an hour late? + Mr. Schramm. That was a lesson that we learned a few years +ago. We originally had it very flexible, so they could do it +before school. And what we found is, when the school made the +commitment that having every student plan is a part of our +structure, they started to get much better results. + So it is in the school day. Though sometimes it is infused +within a civics course, or sometimes it is part of an advisory +period. + Mr. Keller. So they still get, in many schools, credit for +going? It counts toward their credit? + Mr. Schramm. That is right. + Mr. Keller. Okay. I would think you would get a better +turnout then. + Mr. Schramm. We could have you advising our program +development team. + Mr. Keller. You have been doing this College Summit +business for about 13 years. And one of the stats you used was +that about 200,000 students graduate high schools, are prepared +for college, but they don't go. + In your experience with dealing with some of these 200,000 +students, what are the reasons that you are hearing, usually, +for why they don't go? Is it, you know, ``I would rather be a +cosmetologist''? ``I would like to go but I don't have money''? +``I need to work to provide for my family''? + What are the themes that you are hearing about why some of +these students aren't going to college? + Mr. Schramm. What we are hearing--and they reflect some of +the points that the chairman made at the beginning--but we are +hearing that there is--having students aware early on that +college is real for them. And we find that when peer +influences, when students from their neighborhood are +communicating to them that fact, they believe it more +effectively than any other way. + Also, the know-how element. There are steps in this process +that they need guidance to go through. And when a young +person's parents haven't been through the process, even though +the parents are very supportive of their education, they need +somebody to help them stay on track step by step. + Mr. Keller. But do you see what I am getting at? On a more +basic level, I mean, are a lot of these kids not going because +they don't understand they can afford it? Or are they not going +because they want to do something else, like working, for +example? + Mr. Schramm. What we are finding is that there are, in a +school, some students who want to become a plumber or they want +to go get trained for Cisco Systems. What we do find is that +there are a disproportionate number of low-income students who +track themselves not to college, or feel tracked not to +college. + Mr. Keller. Right. + Mr. Schramm. And so, when a school really makes it possible +for them to explore all their options, a higher percentage of +those students opt for college than did beforehand. + Mr. Keller. Take my area of Orlando. I know you all aren't +in my particular area, but if you were, and I was having a +chance to talk with thousands of young people who are prepared +for college but ordinarily wouldn't go, one of the things I +would probably tell them is, ``Don't go to college because you +can't afford it. I mean, community college in Florida is $1,500 +a year, and the Pell Grant alone is $4,310, so it can happen +for you.'' + Would your courses provide that sort of information to +these students, to talk to them about how much a community +college costs and what you may get in financial aid and provide +them that sort of information? + Mr. Schramm. That is right. When you talk about the +financial aspect, there are real financial barriers--the cost +of going to college--and there are perceived financial +barriers. + Mr. Keller. Right. + Mr. Schramm. And a key part of the curriculum is helping +the students break through those perceived financial barriers +that are not real. + Mr. Keller. And do you actually help them fill out, like, +the financial aid forms and college applications, that sort of +thing? + Mr. Schramm. That is right. + And we would strongly urge any efforts to simplify the +FAFSA process, which we know that Mr. Miller and Mr. McKeon are +working on. It is an unnecessarily complicated process. And if +that could be simplified, it will be easier. And that is an +important part of what our schools do, but efforts you can take +to simplify that would be very appreciated. + Mr. Keller. Well, thank you. + And, Mr. Chairman, my time is about expired, so I will +yield back. + Chairman Hinojosa. For your information, we are going to +have a second round of questioning, so feel free to save some +of your questions. + I would like to recognize Congressman Courtney. + Mr. Courtney. Thank you, Mr. Chairman. + Dr. Martinez, your testimony described, obviously, your +experience with the whole array of TRIO programs, including +Upward Bound. And I just wanted to ask you about the U.S. +Department of Education's new priority, which has issued +guidelines that seem to be sort of pushing the programs more +toward the older students in the Upward Bound program. + I just wondered what your thoughts or reaction to that is. + Ms. Martinez. At the University of Connecticut, just like I +put in my testimony, we recruit 8th-graders and start working +with them when they are 9th-graders. So we are doing already +what the Department of Education wants us to do. + However, I personally believe, and also my staff is in +agreement with this, that imposing on the Upward Bound program +to have to recruit a certain time, it really prevents us from +helping students that can be at any point in the high school +career. I believe that those decisions should be left to the +local individuals, the people that are running the programs, +the people that are directly involved with the students. +Because they are the people that are better equipped to +determine who needs the program and who doesn't. + I think that by imposing guidelines like that, it will +limit our capacity to help as many students as we are helping +right now. + Mr. Courtney. I mean, is your experience that going younger +actually is even more successful? + Ms. Martinez. It is more effective if you think in terms of +when you work with students in the middle school, like we do in +Talent Search and also GEAR UP, that you have an opportunity to +impact what it is that they are going to do in the middle +school but also the courses that they will be taking in high +school. It is our experience that sometimes when they are in +high school, we work very hard with them but a lot of the +issues, a lot of the barriers could have been avoided if we +worked with them before they got into high school. + So the sooner, the better. But the point here is that any +help is better than no help. So if you get a student when they +are in 10th grade, 11th grade, or even when they are in the +12th grade and they are having difficulties with the FAFSA +process, for instance, it is better than nothing. + Mr. Courtney. And in your testimony, I think you sort of +answered this question, but just to confirm it, you indicated +that your program is really just scratching the surface in +terms of the number of student that potentially could benefit +from it. + And I guess the question I would ask is just, if, +hypothetically, the program were to be doubled, in terms of the +number of participants, would there be students out there that +you could help if that capacity was increased? + Ms. Martinez. Many students out there. As a matter of fact, +with our program--I do know about many of our programs in +Connecticut because we talk to our colleagues too--our programs +have, many times, waiting lists. + In the Upward Bound program, which is a smaller program, +every single year since I have been there--and I have been +there for 20 years--we always have a waiting list of students +that we cannot service. + It is the same issue with the SSS program, with the Student +Support Services program. A lot of students wants to come to +the University of Connecticut. We can take a certain number, +the numbers that we are funded for. We can't take any more +students, and we have to turn those students away. + With the Upward Bound program, it is more noticeable, +because those are students that we interview families, we +interview students, we go through a very long selection +process, but at the end we only have a certain number of spaces +available. And whoever doesn't make it, with those numbers, we +have to turn them away. + Mr. Courtney. Thank you, Mr. Chairman. I yield back. + Chairman Hinojosa. Thank you. + Now I would like to recognize the gentlelady from +California, Susan Davis. + Mrs. Davis of California. Thank you, Mr. Chairman. + And I certainly appreciate all of you being here. + You focused partly in these programs at reaching students +at a younger age, at least in middle school. And I know that we +know from all the research that kids pretty much make the +decisions that they are going to make about their future by 9th +grade, that that is a time that many students are deciding one +way or the other. And perhaps you can contest that point of +view, but I think that it is not that they can't make them +later but a lot of students do make them earlier. + So I was interested in the key elements at that age in the +programs that you are working on, whether there should be +greater emphasis on that, whether, you know, if we had to make +decisions about resources, just like people tell us--we have +been looking at No Child Left Behind--``Put some of them in +early childhood education,'' where do you think that would be +appropriate? + And of the elements that we talk about, whether it is peer +support, parent involvement, of the elements--and we know they +are all important--but is there any one of those that is of +greater importance that we should put a lot more of our energy +in? I would be curious to hear your views about that. + And I also wonder if you are familiar with the AVID +program, Advancement via Individual Determination. And where do +you see that program fitting into some of the work that you do? +Because I think what is important is that we are working in +students in a tutoring fashion over the course of 3 or 4 years, +in many cases, and how helpful that might be. + Ms. Cantu. Do you want me to speak to the AVID program? + Mrs. Davis of California. Yes. Where is the emphasis early +on? I mean, again, if resources are limited--and we wish they +weren't in this area--where is the focus? + Ms. Cantu. Currently we have grown from having AVID in +three schools; we are now in 34 schools. It is a very--we have +partnered with AVID, and it is very powerful when both programs +work together. We have it in the middle school, and we have it +at--we have it at most of our middle schools and most of our +high schools, as well. And we are seeing great results from +that. + Our students that are involved in AVID also have the +benefit of GEAR UP. But, as you know, AVID is a much smaller +program, so we are not able to serve as many numbers. + But what we strive to do is to implement the strategies and +techniques from AVID into the entire school, so that all +students at that campus would benefit from those different +strategies and techniques that are so successful through AVID. +And that is what we have found through GEAR UP, with AVID. + Your other question was on resources and where we should-- +-- + Mrs. Davis of California. Well, of the elements that are +important in some of these programs--and we haven't discussed +parent involvement too much--but the peer support, time +management--I guess I am going back to AVID a little bit +there--but is there one area that, without that piece, we +really could not be successful at this? And what is it, +particularly? Where should the emphasis be? + Ms. Cantu. I have to say that since we have been so +successful with parental involvement, we see that so many of +our students are being much more successful in school. We do a +lot of training with parents, and as we get them involved we +have seen that their children are succeeding in school, both +with Grant 1 and now that we have Grant 2. So we do put a lot +of emphasis in parental involvement. + And, as I mentioned, we have a family liaison in each of +our middle schools who works with the parents directly an +provides that kind of, I guess, support that the parents need. +There are monthly parent meetings. There are also one-on-one +kind of meetings with parents. We conduct home visits. We do +townhall meetings. + We do whatever it takes to inform the parents. We find +that, when the parents are informed what kind of coursework +their child should be taking, of course that child is going to +be much more apt to be enrolled in those courses. And there are +a lot of misconceptions out there that parents have that we +have to clarify. + Mrs. Davis of California. Thank you. + Anybody else want to chime in quickly? + Ms. Martinez. I have to agree that the parent involvement +component is extremely important. + I also feel that the exposure of the students of the +participants to a college world is also important. A lot of our +students are not familiar with the college process. Many of +them have never even been on a college campus. And I believe +that if they are exposed and they know what to expect and they +know that it is possible, that it is a reality, that they will +be more open to the college application process, to everything +that comes along with that. + And the parents have to be involved, because you need to +have everybody on the same page. + So I think parent involvement, exposure to college, and +also the advising regarding the courses that they need to take. +Because it is very, very important that, once they get to the +point that they can apply to college, that they are ready, that +they have all of the courses that they need to apply to +college. + Because it is very difficult to advise the students once +they are all done and they can't do the coursework, they can't +go to the schools that they want to go. And you have to advise +them differently because they don't have what they need to +have. + Chairman Hinojosa. Thank you. + I now would like to recognize the gentleman from the state +of Virginia, Congressman Scott. + Mr. Scott. Thank you, Mr. Chairman. + Ms. Martinez, do you have an Upward Bound program at your +college? + Ms. Martinez. Yes. + Mr. Scott. Are some Upward Bound programs residential and +others just during the day? + Ms. Martinez. It is a summer residential program where +students stay on campus for 6 weeks. + Mr. Scott. Do all the programs have the residential +component? + Ms. Martinez. All of the Upward Bound programs? + Mr. Scott. Right. + Ms. Martinez. My understanding is that they do. My program +has had a residential component since 1967. It has always been +like that. + Mr. Scott. And after the summer program, what do they do +during the rest of the year? + Ms. Martinez. We have an academic year component that goes +along with the summer component. What happens during the year +is that we hold team meetings in all of the cities that our +presence is in. And that includes meetings with the advisers +and the group of students, and it also includes individual +meetings one-on-one. It also has a parent component, which +includes an orientation. + And we also have a series of academic days which happen +throughout the year. And what we do during the academic days is +that we bring the students together, on a Saturday usually, +with the parents, and they participate in a series of workshops +and programs that are going to prepare them to get ready for +college. + So that happens throughout the year between September and +May. And then at the end of June, beginning of July, they start +their 6-week summer program. + Mr. Scott. And did you indicate how many of your students +actually go to college? + Ms. Martinez. Upward Bound has a placement rate between 97 +and 98 percent, college placement. Out of that, 85 percent of +them graduate from college. + Mr. Scott. And your population would be considered an at- +risk population, where you would not expect a high college +attendance rate? + Ms. Martinez. They are considered at-risk. + Mr. Scott. But 97 and 98 percent of your students actually +go to college? + Ms. Martinez. They do. They are placed in college. + Mr. Scott. Now, there is an income eligibility. You have to +be low-income to get into Upward Bound, is that right? + Ms. Martinez. Correct. + Mr. Scott. How do they afford to go to college? + Ms. Martinez. We work with them throughout the year, +identifying scholarships. Because they are low-income, they +qualify for the Pell Grant and for other grants. We work with +them regularly during the year, identifying primarily +scholarships and grants. + Because one of the issues that we deal with, that we try +very hard not to get our students in a bind of having loans. So +we try everything other than the loans first. And we are pretty +successful at doing that. Especially because our students are +low-income, they qualify for a lot of gift money. + Mr. Scott. And when they get to school, I mean, how much of +the tuition, room and board can they raise without having to go +to loans? + Ms. Martinez. It depends on the institution that they go +to. For instance, we have students that we recommend a +community college for them. We have students that we recommend +the Connecticut State University, which is a 4-year +institution; the flagship university, which is the university I +represent, the University of Connecticut. So it depends on +which institution they choose to go. + If they choose to go to the community college, obviously +they are not going to have to pay a lot of money. + If they choose to go to the flagship university, what we do +is that we work very closely with the Office of Financial Aid, +in terms of preparing their financial aid package so they don't +end up paying for loans. We try very, very hard to get our +students at least a first, second and third year without any +loans. And we are pretty successful at doing that. + Mr. Scott. And do you follow up with your students +throughout college? + Ms. Martinez. Yes, we do. As a matter of fact, we are +working on our alumni now. + Mr. Scott. Okay. Does the work-study program--is that very +helpful? + Ms. Martinez. It is very helpful. + Mr. Scott. And how much money can they make, and how many +hours can they work on work-study? + Ms. Martinez. It depends which one you are referring to. We +do have a work-study component, which is during the summer, +residential component. And we submitted an application to the +Department of Education, and we were awarded to put our +students in a work-study program during the summer, 6 weeks. +They are placed in different departments and different units. + Now, they do work probably 4 or 5 or 6 hours, no more than +that, because we don't want that to impact on the college +component that we do during the summer. + If you are referring to the academic year, we do not +encourage our students to work more than 10 hours a week. We +know that low-income students tend to work too much during the +academic year, and we know that is an issue. + Mr. Scott. Now, I have heard that if it gets above 15 hours +a week, it has a significant effect on academics. Is that +what---- + Ms. Martinez. It does. It does. And we discourage our +students from doing that. + Mr. Scott. You indicated you have a waiting list for Upward +Bound? + Ms. Martinez. Yes, we do. + Mr. Scott. And do you do any recruiting, or do you just +have so many applicants you don't even have to recruit? + Ms. Martinez. No, we recruit every year. We recruit every +year. We have an application process that every student that +wants to join the Upward Bound program has to comply with the +application process. There is an interview included. We do it +every year during the spring. + But every year we end up with a waiting list, which is +frustrating, because there are many students out there that we +know would benefit from the program but we are not able to +bring them in. + Chairman Hinojosa. Thank you. + At this time, I would like to acknowledge and recognize the +gentleman from New York, Congressman Bishop. + Mr. Bishop. Thank you, Mr. Chairman. Thank you for holding +this hearing. + And thank you to the panel. The testimony has been very +enlightening. Thank you very much. + Let me start with this. One of the findings of Secretary +Spellings' Commission on Higher Education is that there is +insufficient articulation between what high schools teach and +what colleges expect, and that that is an impediment to student +success. + And, Mr. Linn, do you have thoughts, A, on that subject? +And B, if you agree with that, do you see any role for the +federal government in trying to encourage high school curricula +that matches up more with what college expectations are? + Mr. Linn. Thank you for the question, Congressman. + What we have seen across the country is really through the +P-16 councils that I talked about, governors are bringing both +the K-12 community and the post-secondary community and key +institutions in those states to not only identify the number of +math courses you need to take in order to get into the +University of Connecticut but the conversations are actually +digging much deeper into what those courses need to look like. + We know in many states across the country that Algebra I +content doesn't necessarily match the course title. And so, +those P-16 councils have really been used to forge stronger +working relationships to dig deeper so that we know the content +matches what the professor of chemistry expects a science major +to know when he gets into that university. + Mr. Bishop. Okay, thank you. + Mr. Schramm, did you want to comment on that? + Mr. Schramm. When we are working in communities, we pull +together the superintendent and the principals as well as the +deans of admission from the surrounding colleges. And it is +seeing how the superintendent responds when the dean of +admissions is saying, ``We have been admitting your students, +but we are finding that they are way behind, in terms of their +math requirements.'' So allowing for those conversations to +take place we are seeing is beneficial for the superintendents. + Mr. Bishop. Okay, thank you. + The other issue I want to raise is, we deal here a lot with +the concern of rapidly escalating costs of higher education. +And one of the cost drivers in education, obviously, is +personnel. And usually 60 to 70 percent of higher education +costs are salary and fringe benefits for personnel. + And one of the changes in higher education over the last 30 +years, I would say, has been the increased provision of student +support services--counseling, remediation and so on. + Dr. Martinez, you cite a statistic, 85 percent of your +students graduated in 4 years or 6 years? + Ms. Martinez. The high school component, the Upward Bound +program. + Mr. Bishop. Yes. + Ms. Martinez. Yes. + Mr. Bishop. But 85 percent of that cohort---- + Ms. Martinez. Correct. + Mr. Bishop [continuing]. Graduates in 5 or 6 years. + Ms. Martinez. Correct. + Mr. Bishop. And to what extent would you credit the student +support services aspect of the program, in terms of helping +students persist through to graduation? + Ms. Martinez. Well, I think that the Upward Bound students, +the fact that they spend 3 years in the program--because these +are the same students that we recruit when they are in 9th +grade--they spend three summers with us, in residence, taking +rigorous courses, such as English, math, science, study skills, +SAT prep, all of the courses that they are going to need to +become stronger once they apply to college. + They also come in contact with a lot of people from the +college scene, a lot of professors. They get an opportunity to +be in classes, to participate in lecture form of classrooms. +And we believe that preparing the students like that, when they +get to college, they know what to expect. + Mr. Bishop. Okay. I guess what I am searching for is, often +schools are criticized for providing these services because +they drive up the price. But I guess what--my bias has always +been that what we ought to be doing is encouraging success. And +the provision of these kinds of services to either at-risk +populations or not-at-risk populations helps students graduate +in larger numbers, which is really what we ought to be focusing +on, right? + Ms. Martinez. Correct. Correct. + Mr. Bishop. And so, do you see the kinds of services that +TRIO programs provide, do you see them as replicable for, you +know, student populations that wouldn't be considered at-risk? + Ms. Martinez. It is interesting that you say that, because +we are experiencing exactly that in our institution. + What we are experiencing is that, since 1967, the SSS and +the Upward Bound have been on campus, we have been doing all of +the things that we feel work to get the students prepared to go +to college, to be retained and to graduate. + And recently what we are seeing is that the institution is +implementing some of the programs that we have been doing for +years for the general population, because they work, because +the students graduate. + Mr. Bishop. Okay. Thank you very much. + Chairman Hinojosa. Thank you. + At this time, I would like to recognize a gentleman who is +highly respected in our Education and Science Committee, the +congressman from Michigan, Congressman Ehlers. + Mr. Ehlers. Thank you, Mr. Chairman. + I apologize for being late. I was tied up on the floor. Not +literally. I was on the House floor. [Laughter.] + At any rate, we had some exciting times down there. + I am sorry, my questions may have been asked earlier. They +may not be pertinent. + First of all, I believe, Dr. Martinez, you are involved +with Upward Bound. Is that correct? + Ms. Martinez. Yes, I am. + Mr. Ehlers. I have a college in my district who was active +in Upward Bound for quite a few years, and it was a very +effective program. And at one point, they simply dropped it and +did their own program, which they thought accomplished the +goals better than Upward Bound did. + Have you encountered that feeling, that Upward Bound is +either too high-bound, let's say, or is not the most effective +way of doing it? Or are you quite happy with Upward Bound as it +is currently structured? + Ms. Martinez. Well, we have had the Upward Bound program +since 1967, as I was saying before. And the state of +Connecticut, in 1997, came up with their own program, modeled +after Upward Bound. So right now we are running two concurrent +programs in Connecticut under the Upward Bound model. So we +have the Upward Bound program, which is federally funded, and +we have what we call the Conn-CAP program, which is state-of- +Connecticut-funded. + They are both the same exact program. Obviously the Conn- +CAP program came later, in 1997. They felt that the Upward +Bound program was working very well and they wanted to +replicate the model. + So, for us, it has been a little bit of a different story. +The Upward Bound program in Connecticut has worked very well. +And at the University of Connecticut, we have been, I have to +say, very successful at placing our students in college, and +not only placing them but see them through graduation. + And one of the statistics that I quoted before was the 85 +percent student graduation rate that we have for Upward Bound. +But every year, we fluctuate between 97 and 98 percent +placement rate in college. So, obviously, our program has been +extremely successful. + Mr. Ehlers. All right. So you started the Connecticut +program simply because you wanted more money and more program-- +-- + Ms. Martinez. We wanted to help more students. And the +Upward Bound program that was have right now, it is small. And +what I was mentioning before is that every year we do have a +waiting list. So we were hoping to be able to help more +students with funding coming from the state of Connecticut. + Connecticut is a very interesting state. We have some of +the richest cities, but we also have some of the poorest +cities. And that is where our Upward Bound program is. + So right now, we are servicing more students in Hartford, +thanks to the department of education in Connecticut. We were +not able to do that with the federal funds that we get. + Mr. Ehlers. Yes. I appreciate that. And I agree with you. I +think Upward Bound is an extremely good program, and I was very +delighted that the institution in my district did it for a +number of years. I am delighted that they are carrying it on +now with private money instead of Upward Bound money, for +various reasons which we don't have to get into here. But I +just wondered what your comparison was. + Ms. Martinez. Thank you for the question. + Mr. Ehlers. Then, Mr. Linn, your testimony mentioned the +need for innovation. And I think you mentioned the WIRED grant +as well. + My district received a WIRED grant, which, for those who +aren't familiar with it, it is Workforce Integration Regional +Economic Development, which sounds like a title that was +invented to fit the acronym, which we often do around here. +[Laughter.] + The project is relatively new. It is still ongoing. + I wondered if you could comment on some of the ways WIRED +grantees are aligning their innovative practices with college +access and K-12 education. Do you have any comments on that? + Mr. Linn. Well, I think the best way to respond to your +question is to provide an example, where we have a state in the +Midwest who has forged a partnership with the Workforce +Investment Agency, the community college system, the K-12 +system as well, and the private sector. And they are coming +together to identify what are the key economic drivers in a +particular state. + So, for example, they have a number of companies that focus +on medical devices, but yet they have a workforce that doesn't +want to go into those occupations. What they have done is to +work in partnership to encourage those students to take more +challenging courses in those sciences and math courses, get +them hooked into the occupations and stay in that particular +area. + This is a state where few students will leave the state or +let alone that region in which they currently live. So they can +get interested in that career early on, earn a decent wage once +they get out of college. And some of those occupations are not +just bachelor degree occupations but they are occupations in +which you just need an associate's degree. + So that is a way in which I think the education and +workforce and private sector can all work together and, in some +cases, through the governors' P-16 councils to figure out: How +can we do a better job of coordinating the monies that we +currently have? + Mr. Ehlers. Thank you. I am very pleased with the WIRED +program. I think that is giving us some real opportunities in +Michigan. And I think other states are experiencing the same. + But you mentioned a very key point, and that is individuals +have to be willing to aim for a different vocation than they +had intended for. + A major problem we have in Michigan--and I can assure you +it is a very hot political question, because our economy has +gone south with the decline of the auto industry. And the +people who are angriest about it are not necessarily those who +have lost their jobs but parents of children who cannot get +jobs in Michigan so they move out of state to get the job. And +the parents are extremely angry that their children had to move +because they couldn't get a job in Michigan. They, of course, +want their kids to live near them. + And this is a major problem we have to address. WIRED is +part of it. We need a lot more help than just that. But I was +pleased with your comments about it and your explanation of it. + Mr. Chairman, I have no further questions. Thank you. + Chairman Hinojosa. We thank you. + I would like to recognize the gentleman from Kentucky, +Congressman Yarmuth. + Mr. Yarmuth. Thank you, Mr. Chairman. + I thank you all for your testimony. I enjoyed it very much +and appreciate what you are doing. + I also apologize for having to step out, so if I ask a +question that has already been asked, just tell me that you +have already answered that, and I will check it out. + But, Mr. Linn, those of who have been interested in this +area, we read a lot about the need for increased science and +math education. And I admit that I am scientifically deficient +myself, having been a journalist and not knowing anything about +those things. + But I can't help but wonder whether this extreme focus on +science and math education may not inure to the detriment of +liberal arts education, specifically in reading as well. I +think the numbers are something like 71 percent of 8th-graders +and 65 percent of 12th-graders read below grade level and that +only 34 percent of graduates are literate enough to do college +work. + Should we be worried that this focus on science and math +education may end up kind of de-emphasizing the importance of +reading and history and other liberal arts instruction? + Mr. Linn. Congressman, I will act like my wife is sitting +behind me. She is a middle school history teacher. + I would be remiss to suggest that the focus in our +educational system should be exclusively focused around +science, technology, engineering and mathematics. + If you look at some of the work that NGA has been doing +over the past couple of years, particularly in 10 of our states +that are focused on high school redesign--and Kentucky has been +intimately involved in our work, as has the state of Michigan-- +we are working with a number of governors in those states who +are trying to create many different models for students who go +through our high school system. + So that there are students, for example, who want to go to +the North Carolina School for Math and Science, and Governor +Easley has created a couple of those schools. But we also have +states that have created new-tech or high-tech highs, for +students that are particularly interested in technology. And, +yes, there are students who are entering specific schools +designed around the arts because that is where their strengths +are and their interests. + But we should, as we have seen across the state, really +focus on ensuring that all students--and we have seen this in +Michigan, actually, last year--who raise the graduation +requirements for all students, so that they have to take a +certain number of math courses, English courses, science and +social studies. + So governors aren't specifically increasing the graduation +requirements for math and science only. It is really across the +curriculum, so that they are equipped to succeed in whatever +path they choose with the supports of some of the programs that +we have heard about here this afternoon. + Mr. Yarmuth. There is one other thing I want to ask, and +anyone can respond. And I am not sure exactly how it fits +specifically in this discussion. + But in some of the conversations I have had recently, +groups that are very concerned about funding for scientific +research, what they are saying is that we are trying to push +young people into science, and yet on the other end we are +reducing the opportunities that they have for employment, +because we are cutting back funding of NIH and some other areas +like that. + So as we are pushing them to say, ``You ought to go into +science,'' the other end we are, at least maybe superficially, +but visibly, saying to them, ``But there are not that many +opportunities for you here.'' + Is that a concern that you see, that we need to make sure +that what we do from the federal government level, in terms of +creating the opportunities so that when we educate these young +people that they do have fields that are attractive to them? + Mr. Linn. I was recently in Arizona, where I think that is +a very good example of where the governor, in partnership with +in this case Arizona State University, have really identified +some of the emerging careers in that state. + And just to give you the context, you see a significant +number of companies in that state in the optics field. And what +they are trying to do is partner with, in this case, again, +Arizona State University to identify: What are the range of +occupations that students who are interested in going into some +of those jobs, what are some of the majors they might consider +when they go into college? + But we have got to touch those students well before they +get into 9th grade, because some of those students get turned +off by the time they get into 9th grade. And that is where I +think some of the work that governors are beginning to do, +stretching down to the middle school--and to help teachers in +the middle school and high school understand the new ways to +deliver some of the content that 9th-and 10th-graders aren't +particularly attracted to. + My daughter, for example, isn't particularly fond of +physics. And I think, in large part, a lot of students aren't, +and that is because we don't connect it to what they can do +with that content in the real world. + Chairman Hinojosa. The gentleman's time has expired. + I want to ask a question of Mr. Linn. + The National Governors Association is supporting advanced +placement/International Baccalaureate programs for students, +and this has great merit. How are the governors assuring that +low-income, at-risk students have access to these programs? + And I ask this question because, most recently, in the last +5 years, I have seen with great interest a business periodical +Newsweek, which has listed our top 100 high schools in the +country. And they actually find 1,000, but they feature the top +100. + So if you could answer my question, I will ask you one +final one. + Mr. Linn. Over the past 2 years, NGA has been working with +six states in particular, and we have asked each of those six +states--like the state of Kentucky--to partner with a consortia +of rural districts and an urban district in that state. And the +purpose of this project has been to forge a local-state +partnership to increase access to advanced placement courses +for low-income students. + Using the Kentucky example, I have to say that, given some +of the recent data we have collected from the work we have been +doing, there are a significant number of students in those +districts, Louisville being one of them, that has increased the +access of low-income students, particularly African-Americans, +to A.P. courses. + The real test will be the end of this year, when we find +out not only how many students have accessed those courses but +how well have they done on the exams. That is the true measure +of whether or not students are succeeding in more rigorous +courses. + You will see it is our intent to continue to focus on +helping governors, as not just in Kentucky but many other +states, forge partnerships so that we are not just talking at +the state level about the goal of increasing access but we are +actually doing it. And I think that that is something that we +are committed to as an organization. + And the data we have is quite compelling, not just in +Kentucky but also in Georgia, Alabama, and I believe in +Wisconsin is another state. + Chairman Hinojosa. Well, I asked that question because in +the state of Texas, we have had as many as five high schools +listed in that top 100 high schools in the country, and so of +course I am very happy and proud to say that two of them come +from my congressional district. + Mr. Ehlers, I believe you have another question. + Mr. Ehlers. I thank you. I congratulate you on that. As +usual, Texas is always the best in everything. [Laughter.] + Chairman Hinojosa. We brag about it. + Mr. Ehlers. I know you do, endlessly. [Laughter.] + Thank you very much. + Just a few wrap-ups, in a sense a follow-up on Mr. +Yarmuth's question, and not so much a question as a comment +that I wish to make, but you can feel free to discuss it or +comment on it, on the question raised about teaching math and +science versus teaching reading. + There should be no ``versus'' in there. That is the +important point. + And I am a very strong advocate for teaching math and +science. People think it is because I am a scientist, but that +is only part of it. The major part is they need math and +science in order to get a meaningful job at some point in the +future. + But also it is directly related to reading. And most people +don't realize that. I have had a number of individuals, +including a former chairman some years back of this committee, +say, ``First, reading. When we get that down-pat, then we will +start math and science.'' + The point is, the research shows that studying math and +science improves the ability to read. They go together. It is a +simple fact of doing the sorts of things you do in early math, +the sorting, classification skills, things of that sort, are +very useful to help children develop reading skills. + And so, the point is simply the curriculum has to be +designed for the whole person and how do you teach most +effectively for the whole person. + And that is why I have fought consistently for including +science and math in the early curriculum. I would like to see +it in pre-school, because I have seen the results of what it +does in pre-school, but particularly in elementary school. If +they don't get started in math and science there, they are +behind the eight ball in high school, tend not to take it, and +then when they get to college they are automatically unable to +take a whole host of courses unless they want to stay 5 years, +even 6 years, in the university. + So I didn't mean to give a sermon here, but I think it is +important to get that on the record and get that word out: that +we have to consider the whole child and all the aspects of +learning simultaneously. And not just math and science and +reading, but there are a lot of other things as well. + The other comment I wanted to make is about your daughter. +I would be happy to talk to her about physics. [Laughter.] + Mr. Linn. Could you tutor her? [Laughter.] + Mr. Ehlers. I might, if I can keep up with her. + But, again, there is a lot of misunderstanding about the +role of science. And you were right-on when you said that-- +physics is the one subject that relates mathematics to the real +world. So you are taking the abstractions of mathematics and +relating it to the motion of objects, the study of movement, +energy and so forth. And so, it is a very concrete thing, even +though a lot of kids think it is theoretical. + And I have had endless students say, ``I hate word +problems,'' and I say, ``That is because you were never taught +how to approach them.'' Everyone tries to approach it as a math +problem. It is not a math problem. It is relating math to the +motion of objects in the real world. + So I would be happy to talk to your daughter. Maybe I can +give her an inspirational talk and tell her that physics--I +have always told my students, ``Once you know physics, you can +do anything.'' And little did I know, when I was teaching and I +said that, that I would become a congressman and become living +proof of it, that physicists can even be legislators. + And, with that, I will yield back, Mr. Chairman. Thank you +very much. + Chairman Hinojosa. Thank you very much for those closing +remarks. + Once again, I would like to thank the witnesses and the +members of the subcommittee for a very informative session. + As previously ordered, members will have 14 days to submit +additional materials for the hearing record. Any member who +wishes to submit follow-up questions in writing to the +witnesses should coordinate with majority staff within the +requisite time. + Without objection, this hearing is adjourned. + [Whereupon, at 3:07 p.m., the subcommittee was adjourned.] + + + +