[2017) 3 S.C.R. 815

STATE OF U.P.

v .

. SUNIL

(Criminal Appeal Nos. 1432-1434 of 2011)

MAY02,2017 B

[PINAKI CHANDRA GHOSE AND R. F. NARIMAN, JJ.]

Penal Code, 1860 - s.302 rlw s.34 - Prosecution case was that complainants brother-in-law and respondent committed murder c of her father, mother and two sisters - Confessional statement leading to recovery of knife, blood stained clothes and o"ther articles from brother-in-law - Involvement of respondent unearthed on the basis of such confessional statement - Accused-brother-in-law died during the trial - Prosecution case was not only corroborated .by medical evidence but also confirmed by FSL report which proved presence of human blood on weapon of murder and clothes of both D the accused - Since the finger prints and foot prE1ts were not clear. the trial court directed both the accused to give fresh foot prints and finger prints - On refusal to comply with this order by accused for about 5 years, trial court treated it as an adverse inference against them - Conviction and death sentence by trial court based E on circumstantial evidence - High Court set aside the order of trial court holding inter alia that adverse inference cannot be drawn by the court on refusal to give specimen palm impression inspite of order of the court - On appeal, held: Although any person can be directed to give his foot-prints for corroboration of evidence but the same cannot be considered as violation of the protection guaranteed u!Art.20(3) of the Constitution - However, noncompliance of such direction of the Court may lead to adverse inference - Nevertheless, the same cannot be entertained as the

sole basis of conviction - Evidence on record showed that the basic foundation of the prosecution had crumbled down in this case by G not connecting the respondent with the incident in question and hence the circumstantial evidence became inconsequential - In such circumstances, judgment of conviction could not be founded on the sole circumstance that recovery of weapon and other articles were made - Prosecution miserably failed to connect the occurrence with H 815

A respondent - High Courts order of acquittal is upheld - Constitution of India -Art.20(3) .:... Adverse inference - Evidence - Circumstantial evidence. ·

Dismissing the appeals, the Court

HELD: 1. Whether compelling an accused to provide his B fingerprints or footprints etc. would come within the purview of Article 20(3) of the Constitution oflndia i.e. compelling an accused of an offence to be a "witness" against himself? Albeit any person can be directed to give his foot-prints for corroboration of evidence but the same cannot be considered as violation of the protection c guaranteed under Article 20 (3) of the Constitution of India.

However, non-compliance of such direction of the Court may lead to adverse inference, nevertheless, the same cannot be entertaiu.ed as the sole basis of conviction. In a case where there is no direct witness to prove the prosecution case, conviction of the accused can be made on the basis of circumstantial evidence D provided the chain of the circumstances is complete beyond all

reasonable doubt. [Paras 8, 12 and 13)(820-G-H; 823-C-E]

Haroon Haji Abdulla v. State of Maharashtra AIR 1968 SC 832 : [1968] 2 SCR 641; State of Bombay v. Kathi Kalu Oghad & Ors. [1962) 3 SCR 10; Selvi v. State of Karnataka (2010) 7 SCC 263 : (2010] 5 SCR 381 - relied on.

2. A perusal of the evidence on record showed that the basic foundation of the prosecution had crumbled down in this case by not connecting the respondent with the incident in question. And F when basic foundation in criminal cases is so collapsed, the circumstantial evidence becomes inconsequential. The prosecution has miserably failed to connect the occurrence with respondent. (Paras 15, 16][824-G; 825-A]

Prakash v. State of Karnataka (2014) 12 SCC 133; G Musheer Khan v. State of M.P. (2010) 2 SCC 748 :

(2010) 2 SCR 119 - relied on.

Case Law Reference

(1968) 2 SCR 641 relied on Para 5

••• -i

STATE OF U.P. v. SUNIL 817

[1962) 3 SCR 10 relied on Para 9

(2010) 5 SCR 381 relied on Para 11

(2014) 12 sec 133 relied on Para 13

(2010) 2 SCR 119 relied on Para 14

CRIMINAL APPELLATE JURISDICTION: Criminal Appeal Nos.1432-1434of2011.

From the Judgment and Order dated 23.05.2008 of the High Court of Judicature at Allahabad in Crl. Appeal No. 2968 of 2007 and Crl. (Jail) A. No. 2757 of 2007 and Capital Sentence Reference No. 12 of

2007 c

WITH

Crl. A. Nos. 1423-1424 of201 l.

Ratnakar Dash, Mrs. V. Mohana, Sr. Advs., Adarsh Upadhyay, Ms. Anchal Mehrotra, Ms. Nupur Shukla, Ravinder Kumar, K. K. Mohan, D AftabAli Khan, Ali Farooqi, Ms. Nargis Jahan, Ms. Kreeti Joshi, Jafar Iman Naqvi, V. K. Shukla, Adarsh Upadhyay, Amit Singh, Ms. K. V.

Bharathi Upadhyaya, Advs. for the appearing parties.

The Judgment of the Court was delivered by

PINAKI CHANDRA GROSE, J. l. Present appeals have been E directed against the judgment dated 23'd May, 2008 passed by the High Court of Judicature at Allahabad in Criminal Appeal No.2968 of 2007 with Criminal (Jail) Appeal No.2757 of2007 and Capital Reference No.12 of2007, whereby judgment and order dated 04.04.2007 passed by the learned Additional Sessions Judge, Etawah in Sessions Trial No.424 of F 2000 was set aside and the accused-respondent was acquitted of the offence punishable under Section 302 read with Section 34 of the Indian Penal Code. Capital Sentence Reference for confirmation of the death sentence was consequently rejected.

2. Brief facts necessary for adjudication of the present case are G as follows: One Kumari Rekha Sengar (PW-2), who is the complainant in the present case, got a phone call from her mother Smt. Shashi Prabha (now deceased) at about 11.00 to 11.30 pm on 02.09.2000 narrating that complainant's brother-in-Jaw (Jeeja), namely, Suresh Pal Singh@Guddu along with his friend had come to their house in Etawah, Uttar Pradesh,

A demanding Rs.50,000/- from her father and on refusal to meet the demand, they became very angry. The complainant herself had a talk with her brother-in-law and tried to pacify him but she failed as he cut the telephone call. Later when the complainant failed to have further communication on telephone, she left for her parents' house from Delhi.

On reaching her parents' house she saw dead bodies of her father, mother, B two sisters and their pet dog. Law was set into motion after an FIR was registered by the complainant on the basis of written report. The said Suresh Pal Singh was arrested on 04.09.2000 and on the basis of the confessional statement made by the accused, a knife, blood-stained clothes and other articles were recovered by the Investigating Officer C (PW-7) in the presence of PW-4 and recovery memo Ext. Ka-8 was made. Involvement ofrespondent herein was also unearthed on the basis of the said confessional statement. After conclusion of the investigation charge-sheet was submitted before the learned Magistrate who committed the case to the .Court of Additional Sessions Judge, Etawa, D U .P .. Accused Suresh Pal Singh died during the trial and therefore criminal proceedings against him stood abated. The Trial Court convicting the accused Sunil under Sections 302 & 429 read with Section 34 of IPC and awarded death sentence to him and imposed a fine ofRs.500/- for offence under Section 429 ofIPC.

3. Being aggrieved, the accused-respondent preferred Criminal E Appeal No.2968 of2007 and Criminal (Jail) Appeal No.2757 of2007

before the High Court. Capital Sentence Reference No.12/2007 was made by the Additional Sessions Judge, Etawa. The High Court by its judgment and order dated 23'<l May, 2008 set aside the order of conviction and sentence passed by the Trial Court and acquitted the accused- F respondent. Consequently, Capital Sentence Reference No.12 of2007

was rejected by the High Court. Hence, the State of U.P. and the complainant are before us by filing Criminal Appeal Nos. 1432-1434 of 2011 and Criminal Appeal Nos.1423-1424 of2011, respectively.

4. We have noticed that the High Court had allowed the criminal G appeal of accused-respondent on the basis of failure on the part of the prosecution to prove its case beyond all reasonable doubt and on the basis of circumstantial evidence. The High Court in its finding made four important observations: (i) Evidence of PW-2 cannot be used against respondent herein for the reason of improvement in statement; (ii) The testimony of PW-1 showing his conduct as against human nature is not H

STATE OF U.P. v. SUNIL

[PINAKI CHANDRA GHOSE, J.] 819

worthy of credence for the reason that he did not actually see the accused A persons; (iii) Evidence ofrecovery of weapon and other articles may be relevant, but could not be relevant against accused-respondent herein; and (iv) Adverse inference cannot be drawn by the Court on refusal to give specimen palm impression in spite of the order of the Court.

5. We have heard the learned counsel for the parties at B considerable length. During the course of hearing, learned counsel for the State ofU.P. has submitted written arguents. It is the submission of the learned counsel for appellants that the case has been proved on the basis of circumstantial evidence. PW-I has proved the factum of both accused last seen together outside the main door of house of deceased. This witness also identified both the accused before the Trial C Court. Memo of recovered articles as a result of disclosure statement was not only admissible against accused Suresh Pal (now deceased) but is also admissible against accused-respondent herein. It was further submitted that confessional statement of the co-accused who died pending trial is relevant against the accused-respondent also. He therefore D relied upon the judgment of this Court in the case of Haroon HajiAbdu/la Vs. State of Maharashtra, AIR 1968 SC 832 = (1968) 2 SCR 641, wherein this Court observed: ·

"No doubt both Bengali and Noor Mohammad retracted their statements alleging duress and torture. But these allegations "E came months later and it is impossible to heed them. The statements were, therefore, relevant. Both Bengali and Noor Mohammad were jointly tried with Haroon right to the end and all that remained to be done was to pronounce judgment.

Although Bengali was convicted by the judgment, the case was held, abated against him after his death. In Ram Sarup F Singh and Others v. Emperor-(1), J was put on his trial along with L; the trial proceeded for some time and about six months before the delivery of judgment, when the trial had proceeded for about a year, J died. Before his death J's confession had been put on the record. R. C. Mitter, J. (Henderson, J.

G dubitante) allowed the collfession to go in for corroborating other evidence but not as substantive evidence by itself Of course, the confession of a person who is dead and has never been brought for trial is not admissible under S. 30 which insists upon a joint trial. The statement becomes relevant H

A under s. 30 read with S: 32(3) of the Evidence Act because Bengali was fully tried jointly with Haroon. There is, however, difficulty about Noor Mohammad's statement because his trial was separated and the High Court has not relied upon it."

6. Learned counsel for the State ofU.P. concluded his arguments B by submitting that the prosecution version was not only corroborated by medical eviden.ce of PW-5 and PW-6 but was also confirmed by FSL Report, which proved presence of human blood on the weapon of murder and clothes of both the accused. Since comparison of finger-prints and foot-prints were not clear, the Trial Court directed both the accused to c give fresh foot-prints and finger-prints. On refusal to comply with this order by the accused for almost five years, even when the same was upheld irt criminal revision before the High Court, the National Crime Records Bureau, New Delhi and the Trial Court had rightly treated it as an adverse inference against the accused-respondent herein ..

7. Learned counsel appearing for the accused-respondent, on the D other hand, submitted that the recovery ofbag and articles (Ext. I) cannot be made admissible against co-accused who is respondent herein.

Prosecution has not produced any witness or evidence to connect the accused-respondent with recovered bag or articles. The complainant (PW-2) has also improved her statement apropos presence of the accused- E respondent. But, surprisingly, there was no mention of name or other details of the accused-respondent either in the written complaint/FIR or in the statement made before police. Learned counsel for the accusedrespondent stoutly defended his client by concluding that drawing adverse inference against the accused due to his refusal to give specimen palm

F impression was not justified as earlier palm impression report came in negative and application moved by the accused praying for St<nding footprints and fingerprints to some other laboratory was rejected by the Trial Court vide order dated 09.01.2007.

8. After careful perusal of the evidence and material on record, we are of the considered opinion that the following question would play G a crucial role in helping us reaching an upright decision:

Whether compelling an accused to provide his fingerprint~ or footprints etc. would come within the purview of Article 20(3) of the Constitution oflndia i.e. compelling an accused of an offence to be a "witness" against himself?

It would be relevant to quote Article 20(3) of the Constitution of A India which reads as follows:

"Article 20: Protection in respect of conviction for offences.

(1) ........ .

(2) ........ .

(3) No person accused of any offence shall be compelled to be a witness against himself."

9. The answer to the question above-mentioned lies in judicial pronouncements made by this Court commencing with celebrated case

of State of Bombay Vs. Kathi Ka/u Oghad & Ors:, (1962) 3 SCR 10, C wherein it was held:

"To be a witness' may be equivalent to 'furnishing evidence' in the sense of making oral or written statements, but not in the larger sense of the expression so as to include giving of thumb impression or impression of palm or foot or fingers or D specimen writing or exposing a part of the body. 'Furnishing evidence' in the tatter sense could not have been within the contemplation of the Constitution-makers for the simple reason that - thought they may have intended to protect an accused person from the hazards of self incrimination, in the light of E the English Law on the subject - they could not have intended to put obstacles in the way of efficient and effective investigation into crime and of bringing criminals to justice.

The taking of impressions or parts of the 'body of an accused person very often becomes necessary to help the investigation of a crime. It is as much necessary to protect an accused F person against being compelled to incriminate himself, as to arm the agents of law and the law courts with legitimate powers to bring offenders to justice. "

I 0. We may quote another relevant observation made by this Court in the case of Kathi Kalu Oghad, (supra). ·

. G

"When an accused person is called upon by the Court or any other authority holding an investigation to give his finger impression or signature or a specimen of his handwriting, he is not giving any testimony of the nature of a 'personal

testimony'. The giving of a 'personal testimony' must depend upon his volition. He can make any kind of statement or may refuse to make any statement. But his finger impressions or his handwriting, in spite of efforts at concealing the true nature of it by dissimulation cannot change their intrinsic character.

Thus, the giving of finger impressions or of specimen writing or of signatures by an accused person, though it may amount to furnishing evidence in the larger sense, is not included within the expression 'to be a witness."

11. In Se/vi Vs. State of Karnataka, (2010) 7 SCC 263, a three- Judge Bench of this Court while considering testimonial character of scientific techniques like Narc9 analysis, Polygraph examination and the Brain-Electric activation profile held that

"145. The next issue is whether the results gathered from the impugned tests amount to 'testimonial compulsion', thereby attracting the prohibition of Article 20(3). For this purpose, . it is necessary to survey the precedents which deal with what constitutes 'testimonial compulsion' and how testimonial acts are distinguished from the collection of physical evidence.

Apart from the apparent distinction between evidence of a testimonial and physical nature, some forms of testimonial acts lie outside the scope of Article 20(3). For instance, even though acts such as compulsorily obtaining specimen signatures and handwriting samples are testimonial in nature, they are not incriminating by themselves if they are used for the purpose of identification or corroboration with facts or materials that the investigators are already acquainted with.

The relevant consideration for extending the protection of Article 20(3) is whether the materials are likely to lead to incrimination by themselves or 'furnish a link in the chain of evidence' which could lead to the same result. Hence, reliance on the contents of compelled testimony comes within the prohibition of Article 20(3) but its use for the purpose of identification or corroboration with facts already known to the investigators is not barred.

146. It is quite evident that thfi narco analysis technique involves a testimonial act. A subject is encouraged to speak in a drug-induced state, and there is no reason why such an

act should be treated any differently from verbal answers A during an ordinary interrogation. In one of the impugned judgments, the compulsory administration of the narco ana(ysis

technique was defended on the ground that at the time of conducting the test, it is not known whether the results will eventually prove to be inculpatory or exculpatory. We have B already rejected this reasoning. We see no other obstruction to the proposition that the compulsory administration of the narco analysis technique amounts to 'testimonial compulsion' and thereby triggers the protection of Article 20(3)."

12. Thus, we have noticed that albeit any person can be directed to give his foot-prints for corroboration of evidence but the same cannot be considered as violation of the protection guaranteed under Article 20

(3) of the Constitution of India. It may, however, be noted that noncompliance of such direction of the Court may lead to adverse inference, nevertheless, the same cannot be entertained as the sole basis of conviction.

13. In a case where there is no direct witness to prove the prosecution case, conviction of the accused can be made on the basis of circumstantial evidence provided the chain of the circumstances is complete beyond all reasonable doubt. It was observed by this Court in the case of Prakash vs. State of Karnataka, (2014) 12 SCC 133, as follows:

"51. It is true that the relevant circumstances should not be looked at in a disaggregated manner but collectively. Still, this does not absolve the prosecution from proving each

relevant fact.

"6. In a case of circumstantial evidence, each circumstance must be proved beyond reasonable doubt by independent evidence and the circumstances so proved, mustform a complete chain without giving room to any other hypotheses and should be consistent with only the guilt of the accused.

G (Lakhjit Singh Vs. State of Punjab, 1994 Supp (1) 173)"

14. It has also been the observation of this Court in Musheer Khan Vs, State of M.P., (2010) 2 SCC 748, apropos the admissibility of evidence in a case solely based upon circumstantial evidence that

"55. Section 27 starts with the word 'provided'.

Therefore, it is a proviso by way of an exception to Sections 25 and 26 of the Evidence Act. If the facts deposed under Section 27 are not voluntary, then it will not be admissible, and will be hit by Article 20(3) of the Constitution of India. [See State of Bombay vs. Kathi Kalu Oghad, [AIR

1961SC1808}.

56. The Privy Council in Pulukori Kottaya vs. King Empero1; [1947 PC 67} held that Section 27 of the Evidence Act is not artistically worded but it provides an exception to the prohibition imposed under the preceding sections. However, the extent of discovery admissible pursuant to the facts deposed by accused depends only to the nature of the facts discovered to which the information precisely relates.

57. The limited nature of the admissibility of the facts discovered pursuant to the statement of the accused under Section 27 can be illustrated by the following example: Suppose a person accused of murder deposes to the police officer the fact as a result of which the weapon with which the crime is committed is discovered, but as a result of such discovery no inference can be drawn against the accused, if there is no evidence connecting the knife with the crime alleged to have been committed by the accused.

58. So the objection of the defense counsel to the discovery made by the prosecution in this case cannot be sustained. But the discovery by itself does not help the prosecution to sustain the conviction and sentence imposed on A-4 and A-5 by the High Court. "

15. From a perusal of the evidence on record, it could without any hesitation be said that the basic foundation of the prosecution had crumbled down in this case by not connecting the respondent with the incident in G question. And when basic foundation in criminal cases is so collapsed, the circumstantial evidence becomes inconsequential. In such circumstances, it is difficult for the Court to hold that a judgment of conviction could be founded on the sole circumstance that recovery of weapon and other articles have been made.

- 825

16. After examining every evidence and material on record A meticulously and in the light of the judgments cited above, we are of the considered opinion that the prosecution has miserably failed to connect the occurrence with respondent herein. Resultantly, the judgment and order passed by'the High Court setting aside of conviction order passed by the Trial Court is hereby upheld.

17. The appeals are, accordingly, dismissed ..

, Devika Gujaral Appeals dismissed.