(2013] 12 S.C.R. 283

PEOPLE'S UNION FOR CIVIL LIBERTIES & ANR. v.

UNION OF INDIA & ANR. (Writ Petition (C) No. 161 of 2004)

SEPTEMBER 27, 2013

[P. SATHASIVAM, CJI, RANJANA PRAKASH DESAI

AND RANJAN GOGOi, JJ.]

CONSTITUTION OF IND/A, 1950:

c Art. 19(1)(a) - Freedom of speech and expression -- Decision taken by a voter after verifying the credentials of the candidate, either to vote or not is a form of expression under Art.19(1)(a) -- Fundamental right under Art.19(1)(a) read with statutory right uls. 79(d) of the RP Act is violated unreasonably 0 if right not to vote effectively is denied and secrecy is breached - Representation of the People Act, 1951 - s. 79(d).

Art. 32 rlw Arts. 19(1)(a) and 14- Writ petition challenging rr.41(2), (3) and 49-0 of Conduct of Election Rules - Held: Is maintainable -- Casting of vote is a facet of right of expression E of an individual under Art.19(1)(a) -- Fundamental right under Art.19(1)(a) read with statutory right u/s. 79(d) of RP Act is violated unreasonably if right not to vote effectively is denied and secrecy is breached, which attracts Art. 14 -- Any violation of the said rights gives the aggrieved person the right to F approach Supreme Court under Art.32 and a prima facie case exists for exercise of jurisdiction under Art. 32 _ Besides, it may not be appropriate to direct the petitioners to go to each and every High Court and seek appropriate relief -- Therefore, Supreme Court is competent to hear the issues raised in the G writ petition filed under Art.32 - Conduct of Election Rules, 1961 - rr. 41 (2), (3) and 49-0.

CONSTITUTIONAL LAW:

283 H

A Basic structure and Art. 14 of Constitution of India - Held: Democracy and free and fair election an~ part of the basic structure of Constitution of India and necessarily include within its ambit the right of an elector to cast his vote without fear of reprisal, duress or coercion -- Protection of elector's identity B and affording secrecy is, therefore, integral to free and fair elections and an arbitrary distinction betv•een the voter who casts his vote and the voter who does not cast his vote is violative of Art. 14 -- Thus, secrecy is required to be maintained for both categories of persons - Constitution of c India - Art. 14.

CONDUCT OF ELECTION RULES, 1961:

rr. 41(2), (3) and 49-0 - Held: A part of r.49-0 read with Form 17-A, which treats a'voter who decides not to cast his D vote differently and allows the secrecy to be violated, is arbitrary, unreasonable and violative of Art. 19 and is also ultra vires ss. 79(d) and 128 of the RP Actrr.41(2), (3) and 49-0 are ultra vires s.128 of thfi RP Act and Art.19(1)(a) of the Constitution to the extent they violate secrecy of voting - E - Election Commission is directed to provide necessary provision in ballot papers/EVMs, and another button called

"None of the Above" (NOTA) may be provided in EVMs so that the voters, who come to the polling booth and decide not to vote for any of the candidates in the fray, are able to F exercise their right not to vote, while maintaining their right of secrecy -- Representation of the People Act, 1951-- ss. 79(d) and 128 - Constitution of India, 1950 - Art.19(1)(a).

ELECTION LAWS:

G Right to vote and right, after verifying credentials of the candidate, either to vote or not - Held: Judgments in Association for Democratic Reforms and PUCL have not disturbed the position that right to vote is a statutory right -- Both the judgments have only added that the right to know H the background of a candidate is a fundamental right of a

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 285

OF INDIA

voter so that he can take a rational decision of expressing A himself while exercising the statutory right to vote -- Ku/dip Nayar does not overrule the other two decisions rather it only reaffirms what has already been said by the two decisions.

The instant writ petition was filed challenging the constitutional validity of rr. 41(2) and (3) and 49-0 of the 8

Conduct of Election Rules, 1961 (the Rules) to the extent these provisions violate the secrecy of voting. The petitioners prayed for declaring rr. 41 (2), (3) and 49-0 of the Rules ultra vires and unconstitutional and also for a direction to the Election Commission of India-respondent C No.2, to provide necessary provision in the ballot papers as well as in the electronic voting machines (EVM) for the protection of the right of not to vote. An objection was raised with regard to malntainabillty of the writ petition on the ground that right to vote was not a fundamental right D but a statutory right. The Division Bench before which the matter was Initially listed, felt that even though the judgment In Ku/dip Nayar" did not overrule or discard the ratio laid down In Association for Democratic Reforms2 and People's Union for Civil Liberties3(PUCL), it created a doubt E In this regard and, therefore, referred the matter to a larger Bench.

Disposing of the writ petition, the Court

HELD: 1.1. In succinct, the ratio of the judgment in F PUCL was that though the right to vote is a statutory right but the decision taken by a voter after verifying the credentials of the candidate, either to vote or not is his right of expression under Art. 19(1)(a) of the Constitution.

The judgments in Association for Democratic Reforms G

Kuldip Nayar & Ors. vs. Union of India & Ors. 2006 (5) Suppl. SCR 1

Union of India vs. Association for Democratic Refonns and Anr. 2002 ( 3)

SCR 696

People's Union for Civil Liberties vs. Union of India 2003 (2) SCR 1136 H

A and PUCL have not disturbed the position that right to vote is a statutory right. Both the judgments have only added that the right to know the background of a

' candidate is a fundamental right of a voter so that he can take a rational decision of expressing himself while B exercising the statutory right to vote. [Paras 19 and 20]

[304-A-D]

People's Union for Civil Liberties vs. Union of India 2003

(2) SCR 1136 = (2003) 4 SCC 399; an.d Union of India vs.

C Association for Democratic Reforms and Anr. 2002 (3) SCR 696 = (2002) 5 sec 294 - referred to.

1.2. After a careful perusal of the verdicts of this Court in Kuldip Nayar, Association for Democratic Reforms and PUCL, this Court is of the considered view D that Kuldip Nayar does not overrule the other two decisions rather it only reaffirms what has already been said by the two decisions. The decisions recognize that right to vote is a statutory right and also that in PUCL it was held that "a fine distinction was drawn between the E right to vote and the freedom of voting as •! species of freedom of expression". Therefore, it cannot be said that

Kuldip Nayar has observed anything to the contrary. This Court holds that there is no doubt or confusion persisting in the Constitution Bench judgment in Kuldip F Nayar and the decisions in Association for Democratic Reforms and PUCL do not stand impliedly overruled. [Para 21] [305-E-G; 306-C-D]

Ku/dip Nayar & Ors. vs. Union of India & Ors. 2006 (5) Suppl. SCR 1 = (2006) 7 SCC 1 - referred to.

2.1. As regards maintainability of the instant writ petition under Art.32, it is significant to note that the decision taken by a voter after verifying the credentials of the candidate either to vote or not is a form of H expression under Art.19(1)(a) of the Constitution. The

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fundamental right under Art.19(1)(a) read with statutory A right u/s.79(d) of the RP Act is violated unreasonably if right not to vote effectively is denied and secrecy is breached, which attracts Art. 14. The casting of the vote is a facet of the right of expression of an individual and the said right is provided under Art.19(1 )(a) of the B Constitution. Therefore, any violation of the said rights gives the aggrieved person the right to approach this Court under Art.32 and, thus, a prima facie case exists for the exercise of jurisdiction of this Court under Art.32. [Para 24] [307-B-F] c

2.2. Besides, considering the reliefs prayed for which relate to the right of a voter and applicable to all eligible voters, it may not be appropriate to direct the petitioners to go to each and every High Court and seek appropriate relief. Therefore, this Court is competent to hear the D issues raised in the writ petition filed under Art.32 of the Constitution. [Para 25] [307-F-H; 308-A]

3.1. In direct elections to Lok Sabha or State Legislatures, maintenance of secrecy is a must and is E insisted upon all over the world in democracies where direct elections are involved to ensure that a voter casts his vote without any fear of being victimized if his vote is disclosed. It is clear from s.128 of the RP Act, and rr. 39, 41, 49M and 49-0 of the Rules that secrecy of casting F vote is duly recognized and is necessary for strengthening the democracy. However, From the provisions of rr.41(2) and (3) and r. 49-0, it is clear that in case an elector decides not to record his vote, a remark to this effect shall be made in Form 17-A by the Presiding G Officer and the signature or thumb impression of the elector shall be obtained against such remark. [Para 7, 26 and 27] [294-H; 308-B-C; 310-B-C]

Ku/dip Nayar & Ors. vs. Union of India & Ors. 2006 (5) Suppl. SCR 1 = (2006) 7 SCC 1; and S. Raghbir Singh Gill H

A vs.

Gurcharan Singh Tohra and Others 1980 SCR 1302 = 1980 (Supp) SCC 53'- relied on.

3.2. Chapter II of t~ Rules deals with voting by Electronic Voting Machines only. Therefore, Rule 49-0,

8 which talks about Form 17-A, is applicable only in cases of voting by E:VMs. Rule 49-0 provides that if' an elector, after his electoral roll number has been entered in the register of electors in Form 17-A, decides not to record bis vote on the EVM, a remark to this effect shall be made against the said entry in Form 17-A by the Presiding C Officer and signature/thumb impression of the elector

shall be obtained against such remark. Further, In case an elector chooses not to cast his vote in favour of any of the candidates labeled on the EVM, and consequently, does not press any of the labeled button, neither will the D light on the control unit change from red to green nor will

the beep sound emanate; and all present in the poll booth ' at the relevant time will come to know that a vote has not been cast by the elector. Thus, the mechanism of casting vote through EVM and r. 49-0 compromise on the E secrecy of the vote as the elector is not provided any privacy when the fact of the neutral/negative voting goes into record. [Para 40-42] [315-B-F]

3.3. Voting by ballot papers is governed by Chapter F I of Part IV of the Rules. Rule 39 talks about secrecy while

voting by ballot and Rule 41 talks about ballot papers.

However, in the case of voting by ballot paper, the candidate always had the option of not putting the cross mark against the names of any of the candidates and G thereby record his disapproval for all the candidates in the fray. Even though such a ballot paper would be considered as an invalid vote, the voter still had the right not to vote for anybody without compromising on his/her right of secrecy. However, with the introduction of EVMs, the said option of not voting for anybody without H

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compromising the right of secrecy is not available to the A voter since the voting machines did not have 'None of the Above' (NOTA) button. [Para 42) [315-F-H; 316~A-B]

3.4. Right to vote as well as right not to vote have been statutorily recognized u/s.79 (d) of the RP Act and 8 rr. 41 (2) and (3) and 49-0 of the Rules respectively.

Whether a voter decides to cast his vote or decides not to cast his vote, in both cases, secrecy has to be maintained. Secrecy is an essential feature of the "free .and fair elections" and r.49-0 undoubtedly violates that C

requirement. Therefore, a part of r.49-0 read with Form 17-A, which treats a voter who decides not to cast his vote differently and allows the secrecy to be violated, is arbitrary, unreasonable and violative of Art. 19 of the Constitution and is also ultra vi res ss. 79(d) and 128 of the RP Act. [Para 31 and 34) [311 E-H; 313-A-B] D

Lily Thomas vs. Speaker, Lok Sabha, 1993 (1) Suppl.

SCR791 = (1993) 4 SCC 234 - referred to

R vs. Jones, (1972) 128 CLR 221 and United E Democractic Movement vs. President of the Republic of

South Africa, (2003) 1 SA 495referred to.

3.5. A positive 'right not to vote' is a part of expression of a voter in a parliamentary democracy and it has to be recognized and given effect to in the same F manner as 'right to vote'. A voter may refrain from voting at an election for several reasons including the reason that he does not consider any of the candidates in the field worthy of his vote. One of the ways of such expression may be to abstain from voting, which is not G an ideal option for a conscientious and responsible citizen. Thus, the only way by which it can be made effectual is by providing a button in the EVMs to express that right. This is the basic requirement if the lasting values in a healthy democracy have to be sustained, H

A which the Election Commission has not only recognized but has also asserted. [Para 37] [313-E-H; 31•, A]

"Practice and Procedure of Parliament for voting';· and "Law Commission of India, 170th Report relating to Reform B of the Electoral Laws" - referred to

4.1. Democracy and free and fair election are part of the basic structure of the Constitution and necessarily

include within its ambit the right of an elector to cast his vote without fear of reprisal, duress or coercion.

C Protection of elector's identity and affording secrecy is therefore integral to free and fair elections and an arbitrary distinction between the voter who casts his vote and the voter who does not cast his vote is violative of Art. 14. Thus, secrecy is required to be maintained for D both categories of persons. Giving right to a voter not to vote for any candidate while protecting his right of secrecy, is extremely important in a democracy. [Para 45, 54 and 55] [316-F; 319-F-H; 320-A]

E Indira Nehru Gandhi vs. Raj Narain, 1975 Supp 1 SCC 198; Mohinder Singh Gill and Another vs. Chief Election Commissioner, New Delhi and Others, 1978 (2) SCR 272 =

(1978) 1 SCC 405 and Kihoto Hol/ohon vs. Zachil/hu and Others, 1992 (1) SCR 686 = 1992 (Supp) 2 sec 651 - relied F on.

4.2. In order to protect the right in terms of s.79(d) and r. 49-0, viz., "right not to vote", this Court is competent/ well within its power to issue directions that secrecy of a voter who decides not to cast his vote has to be G protected in the same manner as the Statute has protected the right of a voter who decides to cast his vote in favour of a candidate. This Court is also justified in giving such directions in order to give effect to the right of expression under Art.19(1 )(a) and to avoid any H discrimination by directing the Election Commission to

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provide "None of the Above" button in the EVMs. [Para A

46] [317-BD]

4.3. Not allowing a person to cast vote negatively defeats the very freedom of expression and the right ensured in Art. 21 i.e., the right to liberty. Thus in a vibrant B democracy, the voter must be given an opportunity to choose none of the above (NOTA) button, which will indeed compel the political parties to nominate a sound candidate. This situation palpably tells the dire need of negative voting. The mechanism of negative voting, thus, C serves a very fundamental and essential part of a vibrant democracy. No doubt, the right to vote is a statutory right but this statutory right is the essence of democracy. [Para 49, 51, 52 and 58] [318-C; 319AB, C; 320-G]

5.1. This Court, therefore, holds that rr. 41(2), (3) and D 49·0 of the Rules are ultra vires s.128 of the RP Act and Art.19(1 )(a) of the Constitution to the extent they violate secrecy of voting. The Election Commission is directed to provide necessary provision in the ballot papers/EVMs and another button called "None of the Above" (NOTA) E may be provided in EVMs so that the voters, who come to the polling booth and decide not to vote for any of the candidates in the fray, are able to exeTcise their right not to vote while maintaining their right of secrecy. Inasmuch as the Election Commission itself is in favour of the F provision for NOTA in EVMs, it is directed to implement the same either in a phased manner or at a time. The Government of India is also directed to provide necessary help for implementation of the direction. The Election Commission is also to undertake awareness G programmes to educate the masses. [Para 61] [322-G-H;

323AC]

N.P. Ponnuswami vs. Returning officer, 1952 SCR 218, Jamuna Prasad Mukhariya vs. Lachhi Ram, 1955 (1) SCR

A 608, University of Delhi vs. Anand Vardhan Chandal, (2000)

10 SCC 648, Ku/dip Nayar (supra) and K. Krishna Murthy (Dr.) vs. Union of India, (2010) 7 SCC 202; Kochunnl vs. State of Madras, 1959 (2) Supp. SCR 316; Daryo vs. State of U.P. 1962 (1) SCR 574cited.

B Case Law Reference:

2002 (3) SCR 696 relied on para 4

2003 (2) SCR 1136 relied on para 4 c 2006 (5) Suppl. SCR 1 relied on para 4

1980 SCR 1302 relied on para 4

1952 SCR 218 cited para 22

1955 (1) SCR 608 cited para 22

(2000) 1 o sec 648 cited para 22

(2010) 1 sec 202 cited para 22

1959 (2) Supp. SCR 316 cited para 23 E

1962 (1) SCR 574 cited para 23

(1972) 128 CLR 221 referred to Para 33

(2003) 1 SA 495 referred to Para 33 F 1993 (1) Suppl. SCR 791 referred to Para 35

1975 Supp 1 sec 198 relied on Para 45

1978 (2) SCR 272 relied on Para 45

1992 (1) SCR 686 relied on Para 45

CIVIL ORIGINAL JURISDICTION : Writ Petition (Civil) No. 161 of 2004.

Under Article 32 of the Constitution of India.

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 293

OF INDIA

P.P. Malhotra, ASG, Rajinder Sachhar, Bushra Parveen, A Marnia Saxena, A.N. Singh, Sanjay Parikh, S. Wasim A. Qadri, Yasir Rauf, Sushma Suri, B.V. Bairam Oas, D.S. Mahra, Meenakshi Arora, S.K. Mendiratta, Vasav Anantharamey, Kamini Jaiswal, Raghenth Basant, Arjun Singh Bhati, Hardeep Singh, Liz Mathew for the appearing parties.

The Judgment of the Court was delivered by

P. SATHASIVAM, CJI. 1. The present writ petition, under Article 32 of the Constitution of India, has been filed by the petitioners herein challenging the constitutional validity of Rules C 41 (2) & (3) and 49-0 of the Conduct of Election Rules, 1961 (in short 'the Rules') to the extent that these provisions violate the secrecy of voting which is fundamental to the free and fair

elections and is required to be maintained as per Section 128 of the Representation of the People Act, 1951 (in short'the RP 0 Act') and Rules 39 and 49-M of the Rules.

2. The petitioners herein have preferred this petition for the issuance of a writ or direction(s) of like nature on the ground that though the above said Rules, viz., Rules 41(2) & (3) and E 49-0, recognize the right of a voter not to vote but still the secrecy of his having not voted is not maintained in its implementation and thus the impugned rules, to the extent of such violation of the right to secrecy, are not only ultra vires to the said Rules but also violative of Articles 19(1 )(a) and 21 of the Constitution of India besides International Covenants.

3. In the above backdrop, the petitioners herein prayed for declaring Rules 41(2) & (3) and 49-0 of the Rules ultra vires and unconstitutional and also prayed for a direction to the Election Commission of India-Respondent No. 2 herein, to G provide necessary provision in the ballot papers as well as in the electronic voting machines for the protection of the right of not to vote in order to keep the exercise of such right a secret under the existing RP Act/the Rules or under Article 324 of the Constitution.

4. On 23.02.2009, a Division Bench of this Court, on an objection with regard to maintainability of the writ petition on the ground that right to vote is not a fundam1intal right but is a statutory rig ht. after considering Union of India vs. Association for Democratic Reforms and Anr. (2002) 5 SCC 294 and B People's Union for Civil Liberties vs. Union of India (2003) 4

SCC 399 held that even though the judgment in Ku/dip Nayar & Ors. vs. Union of India & Ors. (2006) 7 SCC 1 did not overrule or discard the ratio laid down in the judgments mentioned above, however, it creates a dCJubt in this regard, c referred the matter to a larger Bench to arrive at a decision.

5. One Centre for Consumer Education and Association for Democratic Reforms have filed applications for impleadment in this Writ Petition. lmpleadment applications are allowed.

6. Heard Mr. Rajinder Sachhar, learned senior counsel for the petitioners, Mr. P.P. Malhotra, learned Additional Solicitor General for the Union of India-Respondent No. 1 herein, Ms.

Meenakshi Arora, learned counsel for the Election Commission E of India-Respondent No. 2 herein, Ms Kamini Jaiswal and Mr.

Raghenth Basant, learned counsel for th1~ impleading parties.

Contentions:

7. Mr. Rajinder Sachhar, learned senior counsel for the F petitioners, by taking us through various provisions, particularly,

Section 128 of the RP Act as well as Rules 39, 41, 49-M and 49-0 of the Rules submitted that in terms of Rule 41 (2) of the Rules, an elector has a right not to vote but still the secrecy of his having not voted is not maintained under Rules 41(2) and G (3) thereof. He further pointed out that similarly according to Rule

49-0 of the Rules, the right of a voter who decides not to vote has been accepted but the secrecy is not maintained.

According to him, in case an elector decides not to record his vote, a remark to this effect shall be made against the said entry H

OF INDIA [P. SATHASIVAM, CJI.]

in Form 17-A by the Presiding Officer and the signature or A thumb impression of the elector shall be obtained against such remark. Hence, if a voter decides not to vote, his record will be maintained by the Presiding Officer which will thereby disclose that he has decided not to vote. The main substance of the arguments of learned senior counsel for the petitioners B is that though right not to vote is recognized by Rules 41 and 49-0 of the Rules and is also a part of the freedom of expression of a voter, if a voter chooses to exercise the said right, it has to be kept secret. Learned senior counsel further submitted that both the above provisions, to the extent of such c violation of the secrecy clause are not only ultra vires but also contrary to Section 128 of the RP Act, Rules 39 and 49-M of the Rules as well as Articles 19(1)(a) and 21 of the Constitution.

8. On the other hand, Mr. P.P. Malhotra, learned Additional Solicitor General appearing for the Union of India submitted that D the right to vote is neither a fundamental right nor a constitutional right nor a common law right but is a pure and simple statutory right. He asserted that neither the RP Act nor the Constitution of India declares the right to vote as'anything more than a statutory right and hence the present writ petition E is not maintainable. He further pointed out that in view of the decision of the Constitution Bench in Ku/dip Nayar (supra), the reference for deciding the same by a larger Bench was unnecessary. He further pointed out that in view of the above decision, the earlier two decisions of this Court, viz., F Association for Democratic Reforms and Another (supra) and People's Union for Civil Liberties (supra), stood impliedly overruled, hence, on this ground also reference to a larger Bench was not required. He further pointed out that though the power of Election Commission under Article 324 of the G Constitution is wide enough, but still the same can, in no manner, be construed as to cover those areas, which are already covered by the statutory provisions. He further pointed out that even from the existing provisions, it is clear that secrecy

A of ballot is a principle which has been formulated to ensure that in no case it shall be known to the candidates or their representatives that in whose favour a particular voter has voted so that he can exercise his right to vote freely and fearlessly.

He also pointed out that the right of secrecy has been extended B to only those voters who have exercised their nght to vote and the same, in no manner, can be extended to tl1ose who have not voted at all. Finally, he submitted that since Section 2(d) of the RP Act specifically defines "election" to mean an election to fill a seat, it cannot be construed as an election not to fill a c seat.

9. Ms. Meenakshi Arora, learned counsel appearing for the Election Commission of India - Respondent No. 2 herein, by pointing out various provisions both from the HP Act and the Rules submitted that inasmuch as secrecy is an essential D feature of "free and fair elections", Rules 41 (2) & (3) and 49-0

of the Rules violate the requirement of secrecy

10. Ms. Kamini Jaiswal and Mr. Raghenth Elasant, learned counsel appearing for the impleading parties, while agreeing E with the stand of the petitioners as well as the Cictio11

Commission of India, prayed that necessary dimctions may be issued for providing another button viz., "None of the Above" (NOTA) in the Electronic Voting Machines (EVMs) so that the voters who come to the polling booth and decide not to vote F for any of the candidates, are able to exercise their right not to vote while maintaining their right of secrecy.

11. We have carefully considered the rival submissions and perused the relevant provisions of the RP Act and the Rules.

Discussion:

12. In order to answer the above contentions, it is vital to refer to the relevant provisions of the RP Act and the Rules.

H Sections 79(d) and 128 of the RP Act read as under:

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"79(d)--"electoral right" means the right of a person to A stand or not to stand as, or to withdraw or not to withdraw from being, a candidate, or to vote or refrain from voting at an election.

128 - Maintenance of secrecy of voting--(1) Every officer, 8 clerk, agent or other person who performs any duty in connection with the recording or counting of votes at an election shall maintain, and aid in maintaining, the secrecy of the voting and shall not (except for some purpose authorized by or under any law) communicate to any person any information calculated to violate such secrecy: C

Provided that the provisions of this sub-section shall not apply to such officer, clerk, agent or other person who performs any such duty at an election to fill a seat or seats in the Council of States.

(2) Any person who contravenes the provisions of subsection (1) shall be punishable with imprisonmentJor a term which may extend to three months or with fine or with both."

Rules 39(1), 41, 49-M and 49-0 of the Rules read as under:

"39. Maintenance of secrecy of voting by electors within polling station and voting procedure.--(1) Every F elector to whom a ballot paper has been issued under rule 38 or under any other provision of these rules, shall maintain secrecy of voting within the polling station and for that purpose observe the voting procedure hereinafter laid

d~.

41. Spoilt and returned ballot papers.--(1) An elector who has inadvertently dealt with his ballot paper in such manner that it cannot be conveniently used as a ballot paper may, on returning it to the presiding officer and on satisfying him H

of the inadvertence, be given another ballot paper, and the ballot paper so returned and the counterfoil of such ballot paper shall be marked "Spoilt: cancelled" by the presiding officer.

(2) If an elector after obtaining a ballot paper decides not to use it, he shall return it to the presiding officer, and the ballot paper so returned and the counterfoil of such ballot paper shall be marked as "Returned: cancelled" by the presiding officer.

(3) All ballot papers cancelled under sub-rule (1) or subrule (2) shall be kept in a separate packet.

49M. Maintenance of secrecy of voting by electors within the polling station and voting procedures.--(1) Every elector who has been permitted to vote under rule 49L shall maintain secrecy of voting within the polling station and for that purpose observe the vciting procedure hereinafter laid down.

(2) Immediately on being permitted to vote the elector shall proceed to the presiding officer or the polling c.iice~ incharge of the control unit of the voting mac:hine who shall, by pressing the appropriate button on the control unit, activate the balloting unit; for recording of electos vote.

(3) The elector shall thereafter forthwith--

(a) proceed to the voting compartment;

(b) record his vote by pressing the button on the balloting unit against the name and symbol of the candidate for G whom he intends to vote; and

(c) come out of the voting compartment and leave the polling station.

(4) Every elector shall vote without undue delay.

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 299

OF INDIA [P. SATHASIVAM, CJI.]

(5) No elector shall be allowed to enter the voting A compartment when another elector is inside it.

(6) If an elector who has been permitted to vote under rule 49L or rule 49P refuses after warning given by the presiding officer to observe the procedure laid down in 8 sub-rule (3) of the said rules, the presiding officer or a polling officer under the direction of the presiding officer shall not allow such elector to vote.

(7) Where an elector is not allowed to vote under sub-rule (6), a remark to the effect that voting procedure has been C violated shall be made against the elector's name in the register of voters in Form 17A by the presiding officer under his signature.

49-0. Elector deciding not to vote.--lf an elector, after 0 his electoral roll number has been duly entered in the register of voters in Form 17 A and has put his signature or thumb impression thereon as required under sub-rule

(1) of rule 49L, decide not to record his vote, a remark to this effect shall be made against the said entry in Form 17 A by the presiding officer and the signature or thumb E impression of the elector shall be obtained against such remark."

13. Apart from the above provisions, it is also relevant to refer Article 21 (3) of the Universal Declaration of Human Rights F and Article 25(b) of the International Covenant on Civil and Political Rights, which read as under:

"21 (3) The will of the people shall be the basis of the authority of government; this will shall be expressed in G periodic and genuine elections which shall be by universal and equal suffrage and shall be held by secret vote or by equivalent free voting procedures."

"25. Every citizen shall have the right and the opportunity, H

A without any of the distinctions mentioned in article 2 and without unreasonable restrictions:

(a) •*• ••• ***· '

(b) To vote and to be elected at genuine pNiodic elections which shall be by universal and equal suffrage and shall

be held by secret ballot, guaranteeing the free expression of the will of the electors;"

14) Articles 19(1)(a) and 21 of the Constitution, which are also pertinent for this matter, are as under:

"19 - Protection of certain rights regarding freedom of speech, etc.-- (1) All citizens shall have the right-

(a) to freedom of speech and expression;

xxxxx

21 - Protection of life and personal liberty--No person shall be deprived of his life or personal liberty except according to procedure established by law."

15. From the above provisions, it is clear that in case an elector decides not to record his vote, a remark to this effect shall be made in Form 17-A by the Presiding Officer and the signature or thumb impression of the elector shall be obtained F against such remark. Form 17-A reads as under:

"FORM 17A [See rule 49L)

REGISTER OF VOTERS

G Election to the House of the People/ Legislative Assembly of the State/ Union territory .............. .from .................. Constituency No. and Name of Polling Station ............... Part No. of Electoral Roll. .......... .

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SI SI. No. of Details of the Signature/ Remarks A No. elector in the document Thumb electoral roll produced by impression the elector of elector in proof of his/ her identification B

(1) (2) (3) (4) (5)

2. c

D etc.

Signature of the Presiding Officer"

16. Before elaborating the contentions relating to the above provisions with reference to the secrecy of voting, let us first consider the issue of maintainability of the Writ Petition as E raised by the Union of India. In the present Writ Petition, which is of the year 2004, the petitioners have prayed for the following reliefs:

"(i) declaring that Rules 41 (2) & (3) and 49-0 of the F Conduct of Election Rules, 1961 are ultra vires and unconstitutional to the extent they violate secrecy of vote;

(ii) direct the Election Commission under the existing Representation of People Act, 1951 and the Conduct of Election Rules, 1961 and/ or under Article 324 to provide G necessary provision in the ballot papers and the voting machines for protection of right not to vote and to keep the exercise of such right secret;"

17. It is relevant to point out that initially the present Writ H

A Petition came up for hearing before a Bench of two-Judges.

During the course of hearing, an objection was raised with regard to the maintainability of the Writ Petitic1n under Article 32 on the ground that the right claimed by the petitioners is not a fundamental right as enshrined in..fart Ill of the Constitution.

8 It is the categorical objection of the Ofiion of India that inasmuch as the writ petition under Article 32 would lie to this Court only for the violation of fundamental rights and since the right to vote is not a fundamental right, the present Writ Petition under Article 32 is not maintainable. It is the specific stand of the Union of C India that right to vote is not a fundamental right but merely a statutory right. It is further pointed out that thi:s Court, in Para 20 of the referral order dated 23.02.2009, reported In (2009) 3 SCC 200, observed that since in Ku/dip Nayar (supra), the judgments of this Court in Association for Democratic Reforms

0 (supra) and People's Union for Civil Liberties (supra) have not been specifically overruled which tend to.create a doubt whether the right to vote is a fundamental right or not and referred the same to a larger Bench stating that the issue requires clarity.

In view of the reference, we have to decide:

E (i) Whether there Is any doubt or confusion with regard to the right of a voter in Kuldlp Nayar (supra);

(ii) Whether earlier two judgments viz., Association for Democratic Reforms (supra) and People's Union for Civil F Liberties (supra) referred to by the Constitution Bench in Ku/dip Nayar (supra) stand impliedly overruled.

18. Though, Mr. Malhotra relied on a large number of decisions, we are of the view. that there is no need to refer to those decisions except a reference to the decision of this Court G in Ku/dip Nayar (supra), Association for Democratic Reforms

(supra) and People's Union for Civil Liberties (supra).

19. A three-Judge Bench of this Court comprising M.B Shah, P. Venkatarama Reddi and D.M. Dharmadhikari, JJ.

H expressed separate but concurring opinions in the People's

OF INDIA [P. SATHASIVAM, 'CJI.]

Union for Civil Liberties (supra). In para 97, Reddi, J made an A observation as to the right to vote being a Constitutional right if not a fundamental right which reads as under:

"97. In Jyoti Basu v. Debi Ghosa/ [1982) 3 SCR 318 this Court again pointed out in no uncertain terms that:

8 "a right to elect, fundamental. though it is to democracy, is, anomalously enough, neither a fundamental right nor a common law right. It is pure and simple a statutory right."

With great reverence to the eminent Judges, I would like

to clarify that the right to vote, if not a fundamental right, is certainly a constitutional right. The right originates from the Constitution and in accordance with the constitutional mandate contained in Article 326, the right has been 0 shaped by the statute, namely, R.P. act. That, in my understanding, is the correct legal position as regards the nature of the right to vote in elections to the House of the People and Legislative Assemblies. It is not very accurate to describe it as a statutory right, pure and simple. Even E with this clarification, the argument of the learned Solicitor General that the right to vote not being a fundamental right, the information which at best facilitates meaningful exercise of that right cannot be read as an integral part of any fundamental right, remains to be squarely met.. .. "

Similarly, in para 123, point No. 2 Reddi, J., held as under:-

"(2) The right to vote at the elections to the House of the People or Legislative Assembly is a constitutional right but

not merely a statutory right; freedom of voting as distinct G from right to vote is a facet of the fundamental right enshrined in Article 19(1 )(a). The casting of vote in favour of one or the other candidate marks the accomplishment of freedom of expression of the voter."

A Except the above two paragraphs, this aspect has nowhere been discussed or elaborated wherein all the three Judges, in their separate but concurring judgments, have taken the pains to specifically distinguish between right to vote and freedom of voting as a species of freedom of expression. In succinct, the B ratio of the judgment was that though the right to vote is a statutory right but the decision taken by a voter after verifying the credentials of the candidate either to vote or not is his right of expression under Article 19(1 )(a) of the Constitution.

20. As a result, the judgments in Association for C Democratic Reforms (supra) and People's Union for Civil Liberties (supra) have not disturbed the position that right to vote is a statutory right. Both the judgments have only added that the right to know the background of a candidate is a fundamental right of a voter so that he can take a rational D decision of expressing himself while exercising the statutory right to vote. In People's Union for Civil Liberties (supra), Shah J., in para 780, held as under:-

" ... However, voters' fundamental right to know the antecedents of a candidate is independent of statutory rights under the election law. A voter is first citizen of this country and apart from statutory rights, he is having fundamental rights conferred by the Constitution ... "

P. Venkatrama Reddi, J., in Para 97, held as under:-

" ... Though the initial right cannot be placed on the pedestal of a fundamental right, but, at the stage when the voter goes to the polling booth and casts his vote, his freedom to express arises. The casting of vote in favour of one or the other candidate tantamounts to expression of his opinion and preference and that final stage in the exercise of voting right marks the accomplishment of freedom of expression of the voter. That is where Article 19(1 )(a) is attracted. Freedom of voting as distinct from right to vote is thus a species of freedom of expression and therefore

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 305

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carries with it the auxiliary and complementary rights such A as right to secure information about the candidate which are conducive to the freedom ... "

Dharmadhikari, J., in para 127, held as under:-

" ... This freedom of a citizen to participate and choose a B candidate at an election is distinct from exercise of his right as a voter which is to be regulated by statutory law on the election like the RP Act..."

In view of the above, Para 362 in Ku/dip Nayar (supra) c does not hold to the contrary, which reads as under:-

"We do not agree with the above submission. It is clear that a fine distinction was drawn between the right to vote and the freedom of voting as a species of freedom of expression, while reiterating the view in Jyoti Basu v. Debi D Ghosal that a right to elect, fundamental though it is to democracy, is neither a fundamental right nor a common law right, but pure and simple, a statutory right".

21. After a careful perusal of the verdicts of this Court in E Kuldip Nayar (supra), Association for Democratic Reforms

(supra) and People's Union for Civil Liberties (supra), we are of the considered view that Ku/dip Nayar (supra) does not overrule the other two decisions rather it only reaffirms what

as already been said by the two aforesaid decisions. The said F paragraphs recognize that right to vote is a statutory right and also in People's Union for Civil Liberties (supra) it was held that "a fine distinction was drawn between the right to vote and the freedom of voting as a spcies of freedom of expression".

Therefore, it cannot be said that Ku/dip Nayar (supra) has G observed anything to the contrary. In view of the whole debate of whether these two decisions were overruled or discarded because of the opening line in Para 362 of Ku/dip Nayar

(supra) i.e., "we do not agree with the above submissions ... " we are of the opinion that this line must be read as a whole H

A and not in isolation. The contention of the petitioners in Ku/dip Nayar (supra) was that majority view in People's Union for Civil Liberties (supra) held that right to vote is a Constitutional right besides that it is also a facet of fundamental ri!Jht under Article 19(1 )(a) of the Constitution. It is this contention on which the B Constitution Bench did not agree too in the ope, ning line in para 362 and thereafter went on to clarify that in fact in People's

Union for Civil Liberties (supra), a fine distinc:tion was drawn between the right to vote and the freedom of voting as a species of freedom of expression. Thus, there is no C contradiction as to the fact that right to vote is neither a

fundamental right nor a Constitutional right but a pure and simple statutory right. The same has been settled in a catena of cases and it is clearly not an issue in dispute in the present case. With the above observation, we hold that there is no doubt

0 or confusion persisting in the Constitution Bench judgment of this Court in Ku/dip Nayar (supra) and the decisions in Association fbr Democratic Reforms (supra) and People's Union for Civil Liberties (PUCL) (supra) do not stand impliedly overruled.

E Whether the present writ petition under Article 32 is maintainable:

22. In the earlier part of our judgment, we have quoted the reliefs prayed for by the petitioners in the writ petition. Mr.

Malhotra, learned Additional Solicitor General. by citing various F decisions submitted that since right to vote is not a fundamental right but is merely a statutory right, hence, the present writ petition under Article 32 is not maintainable and is liable to be dismissed. He referred to the following decisions of this Court in N.P. Ponnuswami vs. Returning officer, 1952 SCR 218, G Jamuna Prasad Mukhariya vs. Lachhi Ram, 1955 (1) SCR

608, University of Delhi vs. Anand Vardhan Chandal, (2000) 10 SCC 648, Ku/dip Nayar (supra) and K. Krishna Murthy (Dr.) VS. Union of India, (2010) 7 sec 202, wherein it has been held that the right to vote is not a fundamental right but is merely H a statutory right.

OF INDIA [P. SATHASIVAM, CJI.]

23. In Kochunni vs. State of Madras, 1959 (2) Supp. SCR A 316, this Court held that the right to rnove before this Court under Article 32, when a fundamental right has been breached, is a substantive fundamental right by itself. In a series of cases, this Court has held that it is the duty of this Court to enforce the guaranteed fundamental rights.[Vide Daryo vs. State of U.P.

1962 (1) SCR 574].

24. The decision taken by a voter after verifying the credentials of the candidate either to vote or not is a form of expression under Article 19(1 )(a) of the Constitution. The fundamental right under Article 19(1 )(a) read with statutory right C under Section 79(d) of the RP Act is violated unreasonably if right not to vote effectively is denied and secrecy is breached.

This is how Articles 14 and 19(1 )(a) are required to be read for deciding the issue raised in this writ petition. The casting of the vote is a facet of the right of xpression of an individual D and the said right is provided under Article 19(1)(a) of the Constitution of India (Vide: Association for Democratic Reforms (supra) and People's Union for Civil Liberties (supra).

Therefore, any violation of the said rights gives the aggrieved person the right to approach this Court under Article 32 of the E Constitution of India. In view of the above said decisions as well as the observations of the Constitution Bench in Ku/dip Nayar (supra), a prima facie case exists for the exercise of jurisdiction of this Court under Article 32.

25. Apart from the above, we would not be justified in asking the petitioners to approach the High Court to vindicate their grievance by way of a writ petition under Article 226 of

. the Constitution of India at this juncture. Considering the reliefs prayed for which relate to the right of a voter and applicable to G all eligible voters, it may not be appropriate to direct the petitioners to go to each and every High Court and seek appropriate relief. Accordingly, apart from our conclusion on legal issue, in view of the fact that the writ petition is pending before this Court for the last more than nine years, it may not H

A be proper to reject the same on the ground, as pleaded by

learned ASG. For the reasons mentioned above, we reject the said contention and hold that this Court is competent to hear the issues raised in this writ petition filed under Article 32 of the Constitution.

B Discussion about the relief prayed for in the writ petition:

26. We have already quoted the relevant provisions, particularly, Section 128 of the RP Act, Rules 39, 41, 49M and 49-0 of the Rules. It is clear from the above provisions that C secrecy of casting vote is duly recognized and is necessary for strengthening democracy. We are of the opinion that paragraph Nos. 441, 442 and 452 to 454 of the decision of. the Constitution Bench in Kuldip Nayar (supra), are relevant for this

purpose which are extracted hereinbelow:

"441. Voting at elections to the Council of States cannot be compared with a general election. In a general election, the electors have to vote in a secret manner without fear that their votes would be disclosed to anyone or would result in victimisation. There is no party affiliation and hence the choice is entirely with the voter. This is not the case when elections are held to the Council of States as the electors are elected Members of the Legislative Assemblies who in turn have party affiliations.

442. The electoral systems world over contemplate variations. No one yardstick can be applied to an electoral system. The question whether election is direct or indirect and for which House members are to be chosen is a relevant aspect. All over the world in democracies, G members of the House of Representatives are chosen directly by popular vote. Secrecy there is a must and insisted upon; in representative democracy, particularly to the upper chamber, indirect means of election adopted on party lines is well accepted practice.

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 309

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452. Par:ie1o1entary democracy and multi-party system are A an inherent part of the basic structure of the Indian Constitution. It is the political parties that set up candidates at an election who are predominantly elected as Members of the State Legislatures. The context in which general elections are held, secrecy of the vote is necessary in B order to maintain the purity of the electoral system. Every voter has a right to vote in a free and fair manner and not disclose to any person how he has voted. But here we are concerned with a voter who is elected on the ticket of a political party. In this view, the context entirely changes. c

453. That the concept of "constituency-based representation" is different from "proportional representation" has been eloquently brought out in United Democratic Movement v. President of the Republic of South Africa where the question before the Supreme Court D was: whether "floor crossing" was fundamental to the Constitution of South Africa. In this judgment the concept of proportional representation vis-a-vis constituency-based representation is highlighted ...

454. The distinguishing feature between "constituencybased representation" and "proportional representation" in a representative democracy is that in the case of the

list system of proportional representation, members are elected on party lines. They are subject to party discipline.

F They are liable to be expelled for breach of discipline.

Therefore, to give effect to the concept of proportional representation, Parliament can suggest "open ballot". In such a case, it cannot be said that "free and fair elections" would stand defeated by "open ballot". As stated above, G in a constituency-based election it is the people who vote whereas in proportional representation it is the elector who votes. This distinction is indicated also in the Australian judgment in R. v. Jones. In constituency-based representation, "secrecy" is the basis whereas in the case H

A of proportional representation in a representative democracy the basis can be "open ballot" and it would not violate the concept of "free and fair elections", which concept is one of the pillars of democracy.''

27. The above discussion in the cited paragraphs makes it clear that in direct elections to Lok Sabha or State Legislatures, maintenance of secrecy is a must and is insisted upon all over the world in democracies where direct elections are involved to ensure that a voter casts his vote without any C fear of being victimized if his vote is disclosed.

28. After referring to Section 128 of the RP Act and Rule 39 of the Rules, this Court in S. Raghbir Sin9h Gill vs. S.

Gurcharan Singh Tohra and Others 1980 (Supp) SCC 53 held as under:

"14 ... Secrecy of ballot can be appropriately styled as a postulate of constitutional democracy. It enshrines a vital principle of parliamentary institutions set up under the Constitution. It subserves a very vital public interest in that an elector or a voter should be absolutely fme in exercise of his franchise untrammelled by any constraint, which includes constraint as to the disclosure. A remote or distinct possibility that at some point a voter r1ay under a compulsion of law be forced to disclose for whom he has voted would act as a positive constraint and check on his freedom to exercise his franchise in the manner he freely chooses to exercise. Therefore, it can be said with confidence that this postulate of constitutional democracy rests on public policy.''

29. In the earlier part of this judgment, we have referred to Article 21(3) of the Universal Declaration of Human Rights and Article 25(b) of the International Covenant on Civil and Political Rights, which also recognize the right of secrecy.

30. With regard to the first prayer of the petitioners, viz.,

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 311

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extension of principle of secrecy of ballot to those voters who A decide not to vote, Mr. Malhotra, learned ASG submitted that principle of secrecy of ballot is extended only to those voters who have cast their votes in favour of one or the other candidates, but the same, in no manner, can be read as extended to even those voters who have not voted in the B election. He further pointed out that the principle of secrecy of ballot pre-supposes validly cast vote and the object of secrecy is to assure a voter to allow him to cast his vote without any fear and in no manner it will be disclosed that in whose favour he has voted or he will not be compelled to disclose in whose c favour he voted. The pith and substance of his argument is that secrecy of ballot is a principle which has been formulated to ensure a voter (who has exercised his right to vote) that in no case it shall be known to the candidates or their representatives that in whose favour a particular voter has voted so that he can 0 exercise his right to vote freely and fearlessly. The stand of the

Union of India as projected by learned ASG is that the principle of secrecy of ballot is extended only to those voters who have cast their vote and the same in no manner can be extended to those who have not voted at all.

31. Right to vote as well as right not to vote have been statutorily recognized under Section 79(d) of the RP Act and

Rules 41 (2) & (3) and 49-0 of the Rules respectively. Whether a voter decides to cast his vote or decides not to cast his vote,

in both cases, secrecy has to be maintained. It cannot be said F that if a voter decides to cast his vote, secrecy will be maintained under Section 128 of the RP Act read with Rules 39 and 49M of the Rules and if in case a voter decides not to cast his vote, secrecy will not be maintained. Therefore, a part of Rule 49-0 read with Form 17-A, which treats a voter who G decides not to cast his vote differently and allows the secrecy to be violated, is arbitrary, unreasonable and violative of Article 19 and is also ultra vires Sections 79(d) and 128 of the RP Act.

32. As regards the question as to whetller the right of expression under Article 19 stands infringed when secrecy of the poll is not maintained, it is. useful to refer S. Raghbir Singh

(supra) wherein this Court deliberated on the interpretation of Section 94 of the RP Act which mandates that no elector can B be compelled as a witness to disclose his vote. In that case, this Court found that the "secrecy of ballots constitutes a

postulate of constitutional democracy ... A remote or distinct possibility that the voter at some point of time may under a compulsion of law be forced to disclose for whom he has voted c would act as a positive constraint and check en his freedom to exercise his franchise in the manner he freely chooses to exercise". Secrecy of ballot, thus, was held to be a privilege granted in public interest to an individual. It is pertinent to note that in the said case, the issue of the disclosure by an elector

0 of his vote arose in the first place because there was an allegation that the postal ballot of an MLA was tampered with to secure the victory of one of the candidates to the Rajya Sabha. Therefore, seemingly there was a conflict between the "fair vote" and "secret ballot".

33. In Ku/dip Nayar (supra), this Gour' held th~• •vugh secrecy of ballots is a vital principle for ensuring free and fair elections, the higher principle is free and fair elections.

However, in the same case, this Court made a copious distinction between "constituency based representation" and F "proportional representation". It was held that while in the former, secrecy is the basis, in the latter the system of open ballot and it would not be violative of "free and fair elections".

In the said case, R vs. Jones, (1972) 128 CLR 221 and United Democractic Movement vs. President of the Republic of G South Africa, (2003) 1 SA 495 were also cited w.th approval.

34. Therefore, in view of the decisions of this Court in S.

Raghubir Singh Gill (supra) and Ku/dip Nayar lsupra), the policy is clear that secrecy principle is integral to free and fair elections which can be removed onlywhen it can be shown that

PEOPLE'S UNION FOR CIVIL LIBERTIES v. UNION 313

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there is any conflict between secrecy and the "higher principle" A of free elections. The instant case concerns elections to Central and State Legislatures that are undoubtedly "constituency based". No discernible public interest shall be served by disclosing the elector's vote or his identity. Therefore, secrecy is an essential feature of the "free and fair elections" and Rule B 49-0 undoubtedly violates that requirement.

35. In Lily ThOfT!ilS its. Speaker, Lok Sabha, (1993) 4 SCC 234, this Court held that "voting is a formal expression of will or opinion by.the person entitled to exercise the right on the subject 9r issue in question" and that "right to vote means C right to e{(ercise the right in favour of or against the motion or resolution. Such a right implies right to remain neutral as well".

36. In view of the same, this Court also referred to the Practice and Procedure of the Parliament for voting which D provides for three buttons: viz., AYES, NOES and ABSTAIN whereby a member can abstain or refuse from expressing his opinion by casting vote in favour or against the motion. The constitutional interpretation given by this Court was based on inherent philosophy of parliamentary sovereignty.

37. A perusal of Section 79(d) of the RP Act, Rules 41(2) & (3) and Rule 49-0 of the Rules make it clear that a right not

to vote has been recognized both under the RP Act and the

Rules. A positive 'right not to vote' is a part of expression of a voter in a parliamentary democracy and it has to be recognized and given effect to in the same manner as 'right to vote'. A voter may refrain from voting at an election for several reasons including the reason that he does not consider any of the candidates in the field worthy of his vote. One of the ways of such expression may be to abstain from voting, which is not G an ideal option for a conscientious and responsible citizen.

Thus, the only way by which it can be made effectual is by providing a button in the EVMs to express that right. This is the basic requirement if the lasting values in a healthy democracy H

A have to be sustained, which the Election Coll'mission has not

only recognized but has also asserted.

38. The Law Commission of India, in its 170th Report relating to Reform of the Electoral Laws recommended for

8 implementation of the concept of negative vote and also

pointed out its advantages.

39. In India, elections traditionally have been held with ballot papers. As explained by the Election Commission, from 1998 onwards, the Electronic Voting Machine!l (EVMs) were C introduced on a large scale. Formerly, under the ballots paper

system, it was possible to secretly cast a neutral/negative vote by going to the polling booth, marking presence and dropping one's ballot in the ballot box without making any mark on the same. However, under the system of EVMs, such secret neutral D voting is not possible, in view of the provision of Rule 498 of the Rules and the design of the EVM and other related voting procedures. Rule 498 of the Rules mandates that the names of the candidates shall be arranged on the balloting unit in the same order in which they appear in the list of contesting E candidates and there is no provision for a neutral buttol"'

40. It was further clarified by the Election Commission that EVM comprises of two units, i.e. control and balloting units, which are interconnected by a cable. While the balloting unit is placed in a screened enclosure where an elector :Tiay cast his F vote in secrecy, the control unit remains under the charge of the Presiding Officer and so placed that all polling agents and others present have an unhindered view of all the operations.

The balloting unit, placed inside the screened compartment at the polling station gets activated for recording votes only when G the button marked "Ballot" on the control unit is pressed by the presiding officer/polling officer in charge. Once the ballot button is pressed, the Control unit emanates red light while the ballot unit which has been activated to receive the vote emanates green light. Once an elector casts his vote by pressing balloting H button against the candidate of his choice, he can see a red

OF INDIA [P. SATHASIVAM, CJI.]

light glow against the name and symbol of that candidate and A a high-pitched beep sound emanates from the machine. Upon such casting of vote, the balloting unit is blocked, green light emanates on the control unit, which is in public gaze, and the high pitched beep sound is heard by one and all. Thereafter, the EVM has to re-activate for the next elector by pressing B "ballot button". However, should an elector choose not to cast his vote in favour of any of the candidates labeled on the EVM, and consequently, not press any of the labeled button neither will the light on the control unit change from red to green nor will the beep sound emanate. Hence, all present in the poll booth c at the relevant time will come to know that a vote has not been cast by the elector.

41. Rule 49-0 of the Rules provides that if an elector, after his electoral roll number has been entered in the register of electors in Form 17-A, decides not to record his vote on the D EVM, a remark to this effect shall be made against the said entry in Form 17-A by the Presiding Officer and signature/thumb impression of the elector shall be obtained against such remark. As is apparent, mechanism of casting vote through EVM and Rule 49-0 compromise on the secrecy of the vote E as the elector is not provided any privacy when the fact of the neutral/negative voting goes into record.

42. Rules 49A to 49X of the Rules come under Chapter II of Part IV of the Rules. Chapter II deals with voting by Electronic F Voting Machines only. Therefore, Rule 49-0, which talks about Form 17-A, is applicable only in cases of voting by EVMs. The said Chapter was introduced in the Rules by way of an amendment dated 24.03.1992. Voting by ballot papers is governed by Chapter I of Part IV of the Rules. Rule 39 talks G about secrecy while voting by ballot and Rule 41 talks about ballot papers. However, as said earlier, in the case of voting by ballot paper, the candidate always had the option of not putting the cross mark against the names of any of the candidates and thereby record his disapproval for all the candidates in the fray. Even though such a ballot paper would H

A be considered as an invalid vote, the voter ~; till had the right not to vote for anybody without compromising on his/her right of secrecy. However, with the introduction of EVMs, the said option of not voting for anybody without compromising the right of secrecy is not available to the voter since the voting s machines did not have 'None of the Above' (NOTA) button.

43. It is also pointed out that in order to rectify this serious defect, on 10.12.2001, the Election Commission addressed a letter to the Secretary, Ministry of Law and Justice stating, inter C a/ia, that the "electoral right" under Section 79(d) includes a right not to cast vote and sought to provide a panel in the EVMs so that an elector may indicate that he does not wish to vote for any of the aforementioned candidates. The letter also stated that such number of votes expressing dissatisfaction with all the candidates may be recorded in a result sheet. It is also brought D to our notice that no action was taken on the said letter dated

10.12.2001.

44. The Election Commission further pointed out that in the larger interest of promoting democracy, a provision for "None E of the Above" or "NOTA" button should be made in the EVMs/

ballot papers. It is also highlighted that such an action, apart from promoting free and fair elections in a democracy, will

provide an opportunity to the elector to express his dissent/ disapproval against the contesting candidates and will have the F benefit of reducing bogus voting.

45. Democracy and free elections are part of the basic structure of the Constitution. In Indira Nehru Gandhi vs. Raj Narain, 1975 Supp 1 SCC 198, Khanna, J., held that democracy postulates that there should be periodic elections G where the people should be in a position to re-elect their old

representatives or change the representatives or elect in their place new representatives. It was also held that democracy can function only when elections are free and fair and the people are free to vote for the candidates of their choice. In the said H case, Article 19 was not in issue and the observations were in

OF INDIA [P. SATHASIVAM, CJI.]

the context of basic structure of the Constitution. Thereafter, this A Court reiterated that democracy is the basic structure of the Constitution in Mohinder Singh Gill and Another vs. Chief Election Commissioner, New Delhi and Others, (1978) 1 SCC 405 and Kihoto Hollohon vs. Zachil/hu and Others, 1992 (Supp) 2 sec 651. s

46. In order to protect the right in terms of Section 79(d) and Rule 49-0, viz., "right not to vote", we are of the view that this Court is competent/well within its power to issue directions that secrecy of a voter who decides not to cast his vote has to C be protected in the same manner as the Statute has protected the right of a voter who decides to cast his vote in favour of a candidate. This Court is also justified in giving such directions in order to give effect to the right of expression under Article 19(1)(a) and to avoid any discrimination by directing the Election Commission to provide NOTA button in the EVMs.

47. With regard to the above, Mr. Malhotra, learned ASG, by drawing our attention to Section 62 of the RP Act, contended that this Section enables a person to cast a vote and it has no scope for negative voting. Section 62(1) of the RP Act reads E as under:

"62. Right to vote.(1) No person who is not, and except as expressly provided by this Act, every person who is, for the time being entered in the electoral roll of any constituency shall be entitled to vote in that constituency." F

48. Mr. Malhotra, learned ASG has also pointed out that elections are conducted to fill a seat by electir)Q a person by a positive voting in his favour and there is no concept of negative voting under the RP Act. According to him, the Act does not G envisage that a voter has any right to cast a negative vote if he does not like any of the candidates. Referring to Section 2(d) of the RP Act, he asserted that election is only a means of choice or election between various candidates to fill a seat.

A Finally, he concluded that negative votinu (NOTA) has no legal consequence and there shall be no motivation for the voters to travel to the polling booth and reject all the candidates, which would have the same effect of not going to the polling station at all.

49. However, correspondingly, we should also appreciate that the election is a mechanism, which ultimately represents the will of the people. The essence of the electoral system should be to ensure freedom of voters to exercise their free choice. Article 19 guarantees all individuals the right to speak, C criticize, and disagree on a particular issue. It stands on the spirit of tolerance and allows people to have diverse views, ideas and ideologies. Not allowing a person to cast vote negatively defeats the very freedom of expression and the right ensured in Article 21 i.e., the right to liberty.

50. Eventually, voters' participation explains the strength of the democracy. Lesser voter participation is the rejection of commitment to democracy slowly but definitely whereas larger participation is better for the democracy. But, there is no E yardstick to determine what the correct and right voter participation is. If introducing a NOTA button can increase the participation of democracy then, in our ccigent view, nothing should stop the same. The voters' participation in the election is indeed the participation in the democracy itself. Non- F participation causes frustration and disinterest, which is not a healthy sign of a growing democracy like India.

Conclusion:

51. Democracy being the basic feature of our constitutional G set up, there can be no two opinions that free and fair elections would alone guarantee the growth of a healthy democracy in the country. The 'Fair' denotes equal opportunity to all people.

Universal adult suffrage conferred on the citizens of India by the Constitution has made it possible for these millions of individual H

OF INDIA [P. SATHASIVAM, CJI.]

voters to go to the polls and thus participate in the governance A of our country. For democracy to survive, it is essential that the best available men should be chosen as people's representatives for proper governance of the country. This can be best achieved through men of high moral and ethical values, who win the elections on a positive vote. Thus in a vibrant B democracy, the voter must be given an opportunity to choose none of the above (NOTA) button, which will indeed compel the political parties to nominate a sound candidate. This situation palpably tells us the dire need of negative voting.

52. No doubt, the right to vote is a statutory right but it is C equally vital to recollect that this statutory right is the essence of democracy. Without this, democracy will fail to thrive.

Therefore, even if the right to vote is statutory, the significance attached with the right is massive. Thus, it is necessary to keep in mind these facets while deciding the issue at hand.

53. Democracy is all about choice. This choice can be better expressed by giving the voters an opportunity to verbalize themselves unreservedly and by imposing least restrictions on their ability to make such a choice. By providing NOTA button E in the EVMs, it will accelerate the effective political participation in the present state of democratic system and the voters in fact will be empowered. We are of the considered view that in bringing out this right to cast negative vote at a time when electioneering is in full swing, it will foster the purity of the F electoral process and also fulfill one of its objective, namely, wide participation of people.

54. Free and fair election is a basic structure of the Constitution and necessarily includes within its ambit the right of an elector to cast his vote without fear of reprisal, duress or G coercion. Protection of elector's identity and affording secrecy is therefore integral to free and fair elections and an arbitrary distinction between the voter who casts his vote and the voter who does not cast his vote is violative of Article 14. Thus, H

A secrecy is required to be maintained for both categories of persons.

55. Giving right to a voter not to vote for any candidate while protectiog his right of secrecy is extremely important in a B democracy. Such an option gives the voter the right to express his disapproval with the kind of candidates that are being put up by the political parties. When the political parties will realize that a large number of people are expressing their disapproval with the candidates being put up by them, gradually there will C be a systemic change and the political parties will be forced to accept the will of the people and field candidates who are known for their integrity.

56. The direction can also be supported by the fact that in the existing system a dissatisfied voter ordinarily does not turn D up for voting which in turn provides a chance to u"scrupulous elements to impersonate the dissatisfied voter and cast a vote, be it a negative one. Furthermore, a provision of negative voting would be in the interest of promoting democracy as it would send clear signals to political parties and their E candidates as to what the electorate think about them.

57. As mentioned above, the voting machines in the Parliament have three buttons, namely, AYES, NOES, and ABSTAIN. Therefore, it can be seen that an option has been given to the members to press the ABSTAIN button. Similarly, the NOTA button being sought for by the petitioners is exactly similar to the ABSTAIN button since by pressing the NOTA button the voter is in effect saying that he is abstaining from voting since he does not find any of the candidates to be worthy of his vote.

58. The mechanism of negative voting, thus, serves a very fundamental and essential part of a vibrant democracy. The following countries have provided for neutral/protest/negative voting in their electoral systems:

OF INDIA [P. SATHASIVAM, CJI.]

S.No Name of Method of Form of the Country Voting Negative Vote

France Electronic

NOTA

Belgium Electronic

NOTA

Brazil Ballot Paper

NOTA

Greece Ballot Paper

NOTA

Ukraine Ballot Paper

NOTA

Chile Ballot Paper

NOTA

Bangladesh Ballot Paper

NOTA

State of Nevada, USA Ballot Paper

NOTA

Finland Ballot Paper Blank Vote and/or 'write in*'

10.

Sweden Ballot Paper Blank Vote and/or 'write in*'

11.

United States of Electronic/Ballot Blank Vote America (Depending on and/o 'write in*'

12.

Colombia Ballot Paper Blank Vote

13.

Spain Ballot Paper Blank Vote

* Write-in' - The 'write-in' form of negative voting allows a voter to cast a vote in favour of any fictional name/candidate.

59. The Election Commission also brought to the notice of this Court that the present electronic voting machines can H

A be used in a constituency where the number of contesting candidates is up to 64. However, in the event of there being more than 64 candidates in the poll fray, the conventional system of ballot paper is resorted to. Leari1ed counsel appearing for the Election Commission also asserted through B supplementary written submission that the Election Commission of India is presently exploring the possibility of developing balloting unit with 200 panels. Therefore, it was submitted that if in case this Court decides to uphold the prayers of the petitioners herein, the additional panel on the c balloting unit after the last panel containing the name and

election symbol of the last contesting candidate can be utilized as the NOTA button. Further, it was explicitly asserted in the written submission that the provision for the above facility for a negative or neutral vote can be provided in the existing D electronic voting machines without any additional cost or administrative effort or change in design or te, chnology of the existing machines. For illustration, if there are 12 candidates contesting an election, the 13th panel on the balloting unit will contain the words like "None of the above" and the ballot button E against this panel will be kept open and the elector who does not wish to vote for any of the abovementioned 12 contesting candidates, can press the button against the 13th panel and his vote will be accordingly recorded by the control unit. At the time of the counting, the votes recorded against serial number F 13 will indicate as to how many electors have decided not to vote for any candidate.

60. Taking note of the submissions of Election Commission, we are of the view that the implementation of the NOTA button will not require much effort except for allotting the G last panel in the EVM for the same.

61. In the light of the above discussion, we hold that Rules 41(2) & (3) and 49-0 of the Rules are ultra vires Section 128 of the RP Act and Article 19(1 )(a) of the Constitution to the H extent they violate secrecy of voting. In view of our conclusion,

OF INDIA [P. SATHASIVAM, CJI.]

we direct the Election Commission to provide necessary A provision in the ballot papers/EVMs and another button called "None of the Above" (NOTA) may be provided in EVMs so that the voters, who come to the polling booth and decide not to vote for any of the candidates in the fray, are able to exercise their right not to vote while maintaining their right of secrecy. B Inasmuch as the Election Commission itself is in favour of the provision for NOTA in EVMs, we direct the Election Commission to implement the same either in a phased manner or at a time with the assistance of the Government of India. We also direct the Government of India to provide necessary help c for implementation of the above direction. Besides, we also direct the. Election Commission to undertake awareness programmes to educate the masses.

62. The writ petition is disposed of with the aforesaid directions.

R.P.

Writ Petition disposed of.