RAM KUMAR

STATE OF HARYANA

JANUARY 13, 1987

[M.P. THAKKAR AND B.C. RAY, JJ.]

Criminal Procedure Code, 1973: Sections 132(a) & 197(2)- Armed Forces/Forces charged with maintenance of public order- Prosecution of-Safeguards-Whether a sanction to prosecute can surrogate for a sanction to take cognizance.

The Trial Court, without any previous sanction of the State Government under s.197 Cr.P.C. took cognizance in respect of a charge, that the appellant bad, in the purported discharge of bis duties, used force in excess of what was necessary and thereby committed an offence.

The High Court, in appeal by the appellant, however, took the view that inasmuch as the State Government itself bad accorded sanelion to 'prosecute' the appellant in exercise of powers under s.132 of the Cr.P.C. there was no need for sanction under s.197 ofCr.P.C.

AllowiJlg the appeal to this Court,

Held: !. The proceedings against the appellant must be quashed as laeking in jurisdiction. The Court could not have taken cognizance of the offence, for there was no jurisdiction to do so in the absence of the requisite sanction. This order will not operate as an acquittal on merits, and the appellant can be proceeded against afresh. Whether or not to do so is for the competent authority to decide. [9968-C]

2.1 Two safeguards are provided in regard to prosecution of members of the Armed Forces or of the forces charged with the maintenance of public order songht to be prosecuted for use of excessive force in the discharge or purported discharge of their duty. The first safe- G guard provided in s.132 Cr.P.C. is that they cannot be "proseruted" without obtaining a sanction to prosecute from the appropriate Government and the second safeguard is the one provided under s.197 that no Court can take "Cognizance" of an offence against such an official in the absence of the previous sanction of the appropriate Govern- H ment. [993D-F; 994A]

99!

2.2 A sanction under s.132 of the Cr.P.C. is no substitute for a A sanction under s.197 of the Cr.P.C. Six significant points of difference need to be highlighted. [994D I

I. The two sanctions are addressed to altogether different persons. While sanction under sec. 132 is addressed to the intending complainant, sanction under s. I 97 is addressed to the Magistrate presiding over a Court. [994E-99SA]

2. The two sanctions serve two altogether different purposes. \.,.

While the sanction under s. 132 clothes the intending comp- !' Iainant with authority to institute a complaint and set the machinary of the criminal court in motion, the sanction under C s. 197 clothes the court with the jurisdiction to take cognizance ---. of the offence. Without the former, the intending complainant cannot trigger the proceedings. Without the latter the Magistrate cannot have seisin over the matter or act in the matter. [9958 I

3. The absence of sanction in each case visits different persons with different consequences. Absence of the former disables the intending complainant whereas absence of the latter disables the Court. [99SC]

4. The disability operates in two different spheres. Want of sanction under s.132 renders the complaint invalid. Want of sanction under s.197 vitiates all the proceedings in the Court. For want of the former, the complainant cannot complain, for want of the latter the court cannot try the case. [995D]

5. The sanctioning authority has to address itself to different ques- lions. In regard to sanction under sec. 132 Cr.P.C. the question to be answered is whether the intending complainant is a suitable person to be authorized for prosecuting the matter in good faith. In regard to the sanction under sec. 197 the question to be answered is which particular court should be empowered to try the case. So also in granting sanction under sec. 197 the sanctioning authority has to consider whether or not to exercise the powers under s.197(4) to specify "the person by whom, the manner in which, and the offence or offences for f. which" the concerned public servant should be tried and "the

court before which the trial is to be held". The authority seized of the matter in the context of sanction under sec. 132 dues not have to address himself to these questions and in fact has no competence in this behalf. [99SE-99SG]

RAM KUMAR >. STATE OF HAllYANA (THAKKAR, J.I 993

6. One is an authority to an individual to 'prosecute' the alleged oft'en

der, the other is an autMrity to 'try' the alleged offender. [995H] A

CRIMINAL APPELLATE JURISDICTION: Criminal Appeal No. 25 of 1987.

From the Judgment and Order dated 22. 7 .86 of the Punjab & B Haryana High Court in Crl. Revision No. 615 of 1986

Prem Malhotra for the Appellant.

M.S. Gujral, C.V. Subba Rao and Ms. Kailash Mehta for the Respondent.

The Judgment of the Court was delivered by

THAKKAR, J. Can a sanction to PROSECUTE surrogate for a sanction to take COGNIZANCE?

Two safeguards are provided in regard to prosecution of members of the Armed Forces or of the forces charged with the maintenance of public order sought to be prosecuted for use of excessive

J.- force in the dfscharge of purported discharge of their duty:

( 1) They cannot be "prosecuted" without obtaining a sanction to prosecute from the appropriate Government (Section 132 Iof the Code of Criminal Procedure) (Cr.P.C.)

(2) No Court can take "cognizance" of an offence against such an official in the absence of the previous sanction of the

l. "132. Protection against prosecution for acts done under preceding sections-{ 1) No

Prosecution against any person for any act purporting to be done under Sec

tion 129, Section 139 or Section 131 shall be instituted in any Criminal Court G except-

(a) with the sanction of the Central Government where such person is an officer or member of the armed forces; J

(b) with the sanction of the State Government in any other case. ..

appropriate Government (see Section 197 1of Cr. P.C.)

In the present case the Trial Court has taken cognizance without the previous sanction {of the State Government) as envisioned by Section 197(2) read with Section 197(3) of the Code of Criminal Procedure in respect of a charge that the appellant had in the purported B discharge of his duties used force in excess of what was necessary and thereby committed on offence. Admittedly, there is no such previous sanction authorising any court to take 'cognizance' of the offence against the appellant. The High Court has, however, taken the view that inasmuch as the State Government itself had accorded sanction to 'prosecute/ the appellant in exercise of powers under Section 132 of the Cr.P.C. there was no need for sanction under Section 197 of Cr.P.C. c The reasoning runs along these lines: Both sanctions are ( 1) to be given by the State Government, (2) in respect of the same person, and {3} on the same allegations. Therefore, the sanction under one provision (Sec. 132) can be treated as a sanction under the other provision (Sec. 197(3) as well). We are afraid, the High Court has overlooked D the scope, purpose and character of sanction under Section 132 of Cr. P. C. on the one hand and Section 197 Cr. P. C. on the other. Six

significant points of difference need to be highlighted:-

( l) The two sanctions are addressed to altogether different persons.

While sanction under Sec. 132 is addressed to the intending complainant, sanction

2. "197. Prosecution of Judes and public servants-

(1) x xxx

2. No Court shall take cognizance of any offence alleged to have been committed by any member of the Anned Forces of the Union while acting or purporting to act in the discharge of his official duty, except with the previous sanction of the Central Government.

3. The State Government may, by nOtification, direct that the provisions of subsection (2) shall apply to such class or categ_ory of the members of the Forces charged with the maintenance of public order as may be specified therein. Wher- G ever they may be serving, and thereupon the provisions of that sub-section will apply as if for the expression ''Central Government'' occurring therein, the expression "State Government'' were substituted.

4. The Central Government or the State Government, as the case may be, may determine the person by whom, the manner in which, and the offence or offences for which the prosecution of such a Judge, Magistrate or public servant is to be H conducted, and may specify the Court before which the trial is to be held."

'- ·.i--t:·-' .:·"~ -~---~· '

- y

I 1

RAM KUMAR v. STATE OF HARYANA [TiiAKKAR, J.l 995

under Section 197 is .addressed to the Magistrate presiding over a Court.

(2) The two sanctions serve two altogether different purposes.

While the sanction under Section 132 clothes the intending complainant with authority to institute a complaint and set

the machinary of the criminal court in motion, the sanction under Section 197 clothes the court with the jurisdiction to B take cognizance of the offence. Without the former, the intending complainant cannot trigger the proceedings, without the latter the Magistrate cannot have seisin over the matter or act in the matter.

(3) The absence of sanction in each case visits different persons c with different consequences. Absence of the former disables the intending complainant whereas absence of the latter disables the Court.

(4) The disability operates in two different spheres. Want of sanction under Sec. 132 renders the complaint invalid. Want of sanction under Sec. 197 vitiates all the proceedings in the Court. For want of the former, the complainant cannot complain, for want of the latter the court cannot try the case.

(5) The sanctioning authority has to address itself to different questions. In regard toa sanction under Sec. 132 Cr.P.C. the E question to be answered is whether the intending complainant is a suitable person to be authorized for prosecuting the matter in good faith. In regard to the sanction under Sec. 197 the question to be answered is which particular court should be empowered to try the case. So also in granting sanction under Sec. 197 the sanctioning authority has to consider F whether or not to exercise the powers under Section 197(4) to specify "the person by whom, the manner in which, and the offence or offences for which" the concerned public servant should be tried and "the court before which the trial is to be held". The authority seized of the matter in the context of sanction under Sec. 132 does not have to address G himself to these questions and in fact has no competence in this behalf.

(6) One is an authority to an individual to 'prosecute' the alleged . offender, the other is an authority to 'try' the alleged offender.

A Therefore, a sanction under Section 132 is no substitute for a sanction under Section 197. Under the circumstances, the court could not have taken cognizance of the offence in so far as the appellant was concerned for there was no jurisdiction to do so in the absence of the requisite sanction. The appeal must, therefore, be allowed, the order passed by the High Court must be set aside, and the proceedings B against the appellant must be quashed as lacking in jurisdiction. No doubt, this order will not operate as an acquittal on merits and the appellant can be proceeded against afresh. Whether or not to do so is for the competent authority to decide. So far as the proceedings giving rise to the present appeal are concerned, the same will stand quashed.

The appeal is disposed of accordingly.

M.L.A.

Appeal disposed of.