SUPREME COURT OF APPEAL OF SOUTH AFRICA
JUDGMENT

Reportable
Case No: 950/2016
In the matter between:

THE DIRECTOR OF PUBLIC
PROSECUTIONS, GAUTENG

APPELLANT

and

OSCAR LEONARD CARL PISTORIUS                    RESPONDENT

Neutral citation:  The Director of Public Prosecutions, Gauteng v Oscar
Leonard Carl Pistorius (950/2016) [2017] ZASCA 158 (24 November
2017)

Coram:
Bosielo and Seriti JJA and Lamont, Meyer and Mokgohloa
AJJA
Heard:
03 November 2017

Delivered: 24 November 2017
Summary: Criminal law and procedure – murder – appeal against
sentence arising from conviction of murder dolus eventualis – sentence of
six years' imprisonment inappropriate – Increased to 13 years and 5
months' imprisonment on appeal.

________
ORDER

____
On appeal from: Gauteng Division, Pretoria (Masipa J sitting as court of
first instance):

1 The application for leave to appeal is granted.
2 The appeal against sentence is upheld.
3 The sentence imposed by the court a quo in respect of murder is set
aside and substituted with the following:
'The respondent is sentenced to imprisonment for a period of 13 years and
five months.’

___
JUDGMENT

___
Seriti JA (Bosielo JA and Lamont, Meyer and Mokgohloa AJJA
concurring):

[1] The respondent appeared on 3 March 2014 in the Gauteng Division
of the High Court, Pretoria on four counts, ie murder and three counts of
contravening the Firearms Control Act 60 of 2000. On 12 September 2014
the court a quo made the following order:
'Count 1:   Murder, read with Section 51(1) of the Criminal Law Amendment Act, 105
of 1997, the accused is found not guilty and is discharged. Instead, he is found guilty
of culpable homicide.
Count 2:   Contravention of Section 120(7) of the Firearms Control Act 60 of 2000
and the alternative count, that is contravention of section 120(3)(b) of the same act,
the accused is found not guilty and discharged.

Count 3:   Contravention of Section 120(7), alternatively section 120(3)(a) and further
alternatively section 120(3)(b) of the Firearms Control Act 60 of 2000, the accused is
found guilty of the second alternative that is the contravention of Section 120(3)(b).
Count 4:    Contravention of Section 90 of the Firearms Control Act 60 of 2000 the
accused is found not guilty and discharged.'

[2] On 21 October 2014, the respondent was sentenced as follows:
'1.   Count 1 – Culpable homicide: The sentence imposed is a maximum imprisonment
of 5 years imposed in terms of section 276(1)(i) of the Criminal Procedure Act,
number 51 of 1977.

2.   On Count 3 – The contravention of section 120 (3)(b) of the Firearms Control Act,
number 60 of 2000: The sentence imposed is 3 years' imprisonment, wholly
suspended for 5 years on condition that within the period of suspension the accused is
not found guilty of a crime where there is negligence involving the use of a firearm.

3.   The sentence in count 1 and the sentence on count 3 shall run concurrently.'
On 9 December 2014 the appellant applied for leave to appeal against the
sentence imposed on the culpable homicide count. The application was
dismissed by the court a quo.

[3] The appellant also applied for reservations of three questions of
law in terms of s 319 of the CPA relating to the conviction of culpable
homicide. The said application was granted by the court a quo on 10
December 2014.

[4] The three questions of law reserved were as follows:
'1. Whether the principles of dolus eventualis were correctly applied to the accepted
facts and the conduct of the accused, including error in objecto.
2.  Whether the court correctly conceived and applied the legal principles pertaining
to circumstantial evidence and/or pertaining to multiple defences by an accused.
3.  Whether the court was correct in its construction and reliance on an alternative
version of the accused and that this alternative version was reasonably possibly true.'

[5] This court heard the appeal on the reservation of the questions of
law on 3 November 2015 and delivered its judgment on 3 December
2015.  The first two reserved questions of law were answered in favour of
the appellant, which resulted in the conviction and sentence on the
culpable homicide count being set aside and replaced with a conviction of
murder on the basis of dolus eventualis. The court referred the case back
to the court a quo to consider afresh an appropriate sentence in the light
of the comments in this court’s judgment and taking into account the
sentence the respondent had already served in respect of the conviction of
culpable homicide – see Director of Public Prosecutions, Gauteng v
Pistorius [2015] ZASCA 204; 2016 (1) SACR 431 (SCA) paras 56 and
58.

[6] Having heard evidence on the appropriate sentence as ordered by
this court, the court a quo sentenced the respondent on 6 July 2016 to six
years' imprisonment for murder on the basis of dolus eventualis.
Aggrieved by this sentence the appellant filed a notice of application for
leave to appeal against the sentence imposed on the murder conviction in
terms of s 316B(1) of the CPA. The respondent filed a written opposition
to the State’s application for leave to appeal against the sentence imposed
by the court a quo. On 26 August 2016 the court a quo dismissed the
application for leave to appeal.

[7] On 14 September 2016 the appellant lodged an application for
leave to appeal in this court in terms of s 316(B) of the CPA, against the
sentence of six years’ imprisonment imposed on the respondent by the
court a quo. On 2 November 2016, this court issued an order which read
partly as follows;

'1. The application for leave to appeal is referred for oral argument in terms of s
17(2)(d) of the Superior Courts Act 10 of 2013.
2. The parties must be prepared, if called upon to do so, to address the court on the
merits.'

[8]   After the matter was called before us this court directed that the
application for leave to appeal and the merits should be argued together
as they were both so closely intertwined, that it would be convenient to
hear both at the same time.

[9] The offence that the respondent is convicted of falls within the
purview of s 51(2)(a) of the Criminal Law Amendment Act 105 of 1997
(the CLAA). This section provides that when an accused, who is a first
offender, is convicted of murder that is not planned or premeditated, he or
she shall be sentenced to imprisonment for a period of not less than 15
years, unless there exist substantial and compelling circumstances as
contemplated by s 51(3) of the CLAA justifying the imposition of a
sentence lesser than the prescribed minimum sentence.

[10] The background facts of this case are eloquently set out by this
court in Director of Public Prosecutions, Gauteng v Pistorius supra. I
will not repeat the entire factual background save for those parts which
are relevant to this judgment.

[11] It is common cause that the respondent was born with a congenital
abnormality affecting his legs which he, before his first birthday, had to
have surgically amputated. As a result of the amputation he had to rely on
prosthetics. It is further common cause that the respondent shot and killed
his girlfriend, Miss Reeva Steenkamp (the deceased) in the early hours of

14 February 2013. The facts giving rise to the tragic incident are as
follows. On 13 February 2013 the respondent spent the night at his home
with the deceased.  In the early hours of the fateful morning he heard the
sound of a window opening in the bathroom which is situated not too far
from the bedroom. Upon hearing the sound of a window opening he
thought that there was an intruder who had entered the house through the
bathroom window. He went back to his bedroom and retrieved his 9 mm
pistol from where he kept it under the bed. Armed with his pistol and
without his prosthetic legs he went towards the bathroom. He peeped in
the bathroom and noticed that there was no one in the bathroom itself but
that the toilet door was closed. The toilet cubicle is very small. He heard a
noise emanating from inside the toilet and he immediately fired four shots
at the door. After realising that his girlfriend was not in the bedroom, he
broke open the toilet door and found the deceased slumped with her
weight on the toilet bowl. The evidence shows that after fatally shooting
the deceased the respondent took certain steps to try and save the life of
the deceased.

[12] According to the evidence of Captain Mangena, a police ballistics
expert, the firearm in question was specifically designed for the purpose
of self-defence. The ammunition thereof would penetrate through a
wooden door without disintegrating but would mushroom on striking a
soft, moist target such as human flesh, causing devastating wounds to any
person who might be struck by it. Captain Mangena further testified that
the deceased must have been standing behind the door when she was first
shot and then collapsed down towards the toilet bowl.

[13] The admitted evidence revealed various contradictions in the
respondent's evidence as to why he shot at the toilet door that evening. It

suffices to state that these contradictions were so serious that this court in
Director of Public Prosecutions v Pistorius supra stated that '[i]n the light
of these contradictions, one really does not know what his explanation is
for having fired the fatal shots'.  Furthermore this court said that '[h]e
paused at the entrance to the bathroom and when he became aware that
there was a person in the toilet cubicle, he fired four shots through the
door and he never offered an acceptable explanation for having done so'.
This court also found that the evidence of the respondent was 'so
contradictory that one does just not know his true explanation for firing
the weapon'.

[14] It is common cause that the respondent did not fire a warning shot
and his explanation is that he elected not to fire a warning shot as he
thought that if the bullet ricocheted it might harm him. The respondent
was well trained in the use of firearms. Captain Mangena explained that
the firearm the respondent used that morning was a heavy-calibre firearm,
which was loaded with ammunition.

[15] I interpose to state that after the case was referred back to the court
a quo by this court for sentencing afresh, the State called witnesses to
testify in aggravation of sentence. However, although certain witnesses
testified for the defence, the respondent elected not to give evidence. This
is not withstanding the fact that this court had said 'one really does not
know what his explanation is for having fired the fatal shots', and the fact
that he had been warned that for the court to deviate from the minimum
sentence of 15 years' imprisonment there had to be substantial and
compelling circumstances justifying the imposition of a lesser sentence.

[16] The court a quo when considering sentence on the murder
conviction, noted that the accused was 29 years old at the time, single
with no children and he had no previous convictions. After Grade 12 the
respondent enrolled at the University of Pretoria for a Bachelor of
Commerce Degree in Business Economics but had to leave his studies
due to the demands of his career as an athlete. He is currently enrolled for
a Bachelor of Science degree with the University of London.

[17] In Director of Public Prosecutions, KwaZulu-Natal v P 2006 (1)
SACR 243 (SCA) para 10, when dealing with the question whether the
sentence imposed by the trial court was appropriate, this court said '[t]he
test for interference by an appeal court is whether the sentence imposed
by the trial court is vitiated by irregularity or misdirection or is
disturbingly inappropriate'. The Constitutional Court reaffirmed this
approach in S v Boggards [2012] ZACC 23; 2013 (1) SACR 1 (CC) para
41 when it said '[o]rdinarily sentencing is within the discretion of the trial
court. An appellate court’s power to interfere with sentences imposed by
courts below is circumscribed. It can only do so where there has been an
irregularity that results in a failure of justice; the court below misdirected
itself to such an extent that its decision on sentence is vitiated; or the
sentence is so disproportionate or shocking that no reasonable court could
have imposed it'.  See also S v Malgas 2001 (1) SACR 469 (SCA) para 12
and S v Hewitt [2016] ZASCA 100; 2017 (1) SACR 309 (SCA) para 8.

[18] The court a quo enumerated the following as mitigating factors: the
accused approached the bathroom in the belief that an intruder had
entered his house; at the time he was without his prosthetics and felt
vulnerable; behaviour of the accused after the shooting; in that the
accused immediately took steps to try and save the deceased’s life; he

was distraught and kept on asking God to save the deceased’s life and
promising to serve him in return. The court further noted that the
respondent requested to meet the parents of the deceased to ask for
forgiveness and stated that this demonstrated that the respondent was
genuinely remorseful.

[19] As against the mitigating factors the court a quo took into
consideration the following aggravating factors: the accused used a lethal,
high calibre firearm and ammunition; he fired four shots into the toilet
door knowing full well that there was someone behind the door; the toilet
was a small cubicle and there was no room for escape for the person
behind the door; the accused had been trained in the use and handling of
firearms; he did not fire a warning shot.

[20] After due consideration of all relevant facts, the triad and the
provisions of the CLAA the court a quo stated 'I have taken all the above
into consideration and I am of the view that mitigating circumstances
outweigh the aggravating factors. I find that there are substantial and
compelling circumstances which justify a deviation from the imposition
of the prescribed minimum sentence of 15 years'.

[21]  I find it difficult on the evidence to accept that the respondent is
genuinely remorseful. In S v Matyityi 2011 (1) SACR 40 (SCA) at para
47 this court held as follows: 'After all, before a court can find that an
accused person is genuinely remorseful, it needs to have a proper
appreciation of, inter alia; what motivated the accused to commit the
deed; what has since provoked his or her change of heart; and whether he
or she does indeed have a true appreciation of the consequences of those
actions'. As stated earlier the respondent has failed to explain why he

fired the fatal shots. The respondent failed to take the court fully into his
confidence. To my mind the attempt by the respondent to apologise to the
deceased’s family does not demonstrate any genuine remorse on his part.
He failed to take the court fully in his confidence despite having an
opportunity to do so during the second sentencing proceedings. It is clear
herefrom that the respondent is unable to appreciate the crime he has
committed. The logical consequence is that the respondent displays a lack
of remorse, and does not appreciate the gravity of his actions.

[22]  Having perused the judgment on sentence by the court a quo I am
of the view that the trial court over emphasised the personal
circumstances of the respondent. In S v Vilakazi 2009 (1) SACR 552
(SCA) para 58 this court said that '[i]n cases of serious crime the personal
circumstances of the offender, by themselves, will necessarily recede into
the background'. See also S v RO & another 2010 (2) SACR 248 (SCA)
para 20 where this court said '[t]o elevate the appellants’ personal
circumstances above that of society in general and these two child victims
in particular would not serve the well-established aims of sentencing,
including deterrence and retribution'. Based on the above-mentioned
cases I am of the view that the court a quo misdirected itself in its
assessment of an appropriate sentence.

[23] The court a quo also stated that in its view there was an indication
that the respondent was a good candidate for rehabilitation and that the
other purposes of punishment although important ought not to play a
dominant role in the sentencing process. The court a quo seemed to have
given rehabilitation undue weight as against the other purposes of
punishment being prevention, deterrence and retribution. This court in S v
Swart 2004 (2) SACR 370 (SCA) para 12 stated the correct legal position

as follows: '[s]erious crimes will usually require that retribution and
deterrence should come to the fore and that the rehabilitation of the
offender will consequently play a relatively smaller role'.

[24] I am of the view that there are no substantial and compelling
circumstances which can justify the departure from the prescribed
minimum sentence. In the light of the serious offence committed by the
respondent and the absence of substantial and compelling circumstances,
the court a quo erred in deviating from the prescribed minimum sentence
of 15 years' imprisonment for murder in the circumstances. The sentence
of six years' imprisonment is shockingly lenient to a point where it has
the effect of trivialising this serious offence. The facts of this case
demand the imposition of the minimum sentence of 15 years'
imprisonment.

[25] By the time the court a quo sentenced the respondent on 6 July
2016, he had however already served a period of imprisonment of 12
months and correctional supervision for a period of seven months
pursuant to the initial sentence imposed upon him on 21 October 2014.
He should receive credit for those periods of imprisonment and of
correctional supervision already served. The terms of our order should
therefore be adapted to take account of both s 282 of the CPA and the
length of incarceration and of correctional supervision of the respondent.
(See S v RO 2010 (2) SACR 248 (SCA) para 44.

[26] In the result, the following order is made.
1 The application for leave to appeal is granted.
2 The appeal against sentence is upheld.
3 The sentence imposed by the court a quo in respect of murder is set

aside and substituted with the following:
'The respondent is sentenced to imprisonment for a period of 13 years and
five months.’

__________________
WL SERITI

JUDGE OF APPEAL

APPEARANCES

For the Applicant:    Advocate A. Johnson

Advocate D W M Broughton

Advocate P Voster

Advocate Moroka
Instructed by:
Director of Public Prosecutions, Pretoria
Director of Public Prosecutions, Bloemfontein

For the Respondent:  Advocate B Roux SC

Advocate S Jackson

Advocate R Adams

Instructed by:
Ramsey Webber, Illovo, Johannesburg

Lovius Block, Westdene, Bloemfontein

SUPREME COURT OF APPEAL OF SOUTH AFRICA

MEDIA SUMMARY – JUDGMENT DELIVERED IN THE SUPREME
COURT OF APPEAL

FROM
The Registrar, Supreme Court of Appeal
DATE
24 November 2017
STATUS
Immediate

The Director of Public Prosecutions, Gauteng v Oscar Leonard Carl Pistorius
(950/2016) [2017]
_____________________________________________________________________

Please note that the media summary is intended for the benefit of the media and does
not form part of the judgment of the Supreme Court of Appeal.

The Supreme Court of Appeal (the SCA) today upheld an appeal by the Director of
Public Prosecutions, Gauteng and set aside the sentence imposed by the Gauteng
Division of the High Court, Pretoria. On appeal the sentence of six years'
imprisonment imposed by the court a quo on the respondent on the conviction of
murder was increased to 13 years and five months' imprisonment.

The issue before the SCA was whether the sentence of six years’ imprisonment
imposed by the court a quo on the respondent for the murder of Miss Reeva
Steenkamp (the deceased) was disturbingly inappropriate and whether there were
material misdirections which entitled the SCA to interfere.

The respondent, Mr Oscar Leonard Carl Pistorius, was born with a congenital
abnormality affecting both his legs which he, before his first birthday, had to have
surgically amputated. As a result of the amputation he had to rely on prosthetics. In
the early hours of 14 February 2013, the respondent heard the sound of a window
opening in the bathroom which was situated not too far from the bedroom. Upon
hearing the sound of a window opening he thought that there was an intruder who had
entered the house through the bathroom window. He went back to his bedroom and
retrieved his 9 mm pistol from where he kept it under the bed. Armed with his pistol
and without his prosthetic legs he went towards the bathroom. He peeped in the
bathroom and noticed that there was no one in the bathroom itself but that the toilet
door was closed. The respondent then heard a noise emanating from inside the toilet
cubicle and he immediately fired four shots at the door killing the deceased. It was
common cause that the respondent did not fire a warning shot and his explanation was
that he elected not to fire a warning shot as he thought that if the bullet ricocheted it
might harm him.

The SCA upon an evaluation of all the facts and circumstances held that there were
various contradictions in the respondent's evidence as to why he shot at the toilet door
that evening, he offered no explanation for having fired the fatal shots through the
door once he became aware that there was a person inside the toilet cubicle.

The SCA found further that the court a quo court over emphasised the personal
circumstances of the respondent and misdirected itself in its assessment of an
appropriate sentence. The SCA held in addition that the court a quo seemed to have
given rehabilitation undue weight as against the other purposes of punishment being
prevention, deterrence and retribution.

The SCA concluded that the respondent when initially sentenced for murder should
have been sentenced to 15 years imprisonment but should receive credit for those
periods of imprisonment and the correctional supervision already served and therefore
sentenced the respondent to a period of 13 years and five months' imprisonment,
calculated as from 6 July 2016 which latter date is the date on which the court aquo
sentenced him to 6 years imprisonment.

~~ ends~~