Clinical trial NCT05654662
Conditions: Gingivitis Dental Plaque
Sponsor: HALEON
Start date: 2023-02-20; Completion date: 2023-11-30
Enrollment: 197 participants; Allocation: RANDOMIZED; Intervention model: PARALLEL

Brief summary:
The main goal of this study is to evaluate and compare the efficacy of an on-market dentifrice containing 67 percent (%) sodium bicarbonate and 0.31% sodium fluoride to a reference regular fluoride dentifrice on treating gingival bleeding and gingival inflammation as well as reducing plaque accumulation in population with gingivitis after 12 weeks use.

Detailed description:
This will be a single center, controlled, single blind (examiner blind), randomized, two treatment arm, parallel study in volunteers with clinically measurable levels of gingivitis (defined as those with 10-30% bleeding sites on probing). Approximately 200 participants (100 per group) will be randomized to ensure 188 evaluable participants (94 per group) complete the study.

Arms: arm 1: Participants will be instructed to brush their teeth using test product for at least a minute twice a day (morning and evening) for 12 weeks. Participants will dose the toothbrush provided with a ribbon of paste to cover the brush head (a full brush head) on each brushing occasion. arm 2: Participants will be instructed to brush their teeth using reference product for at least a minute twice a day (morning and evening) for 12 weeks. Participants will dose the toothbrush provided with a ribbon of paste to cover the brush head (a full brush head) on each brushing occasion.
Interventions: intervention 1: Corsodyl Original Dentifrice intervention 2: Colgate Cavity Protection Dentifrice
Intervention descriptions: intervention 1: It contains 67% weight/weight (w/w) Sodium Bicarbonate and 0.310% w/w Sodium Fluoride (1400 parts per million \[ppm\] Fluoride ion \[F\]) intervention 2: It contains 0.76% w/w Sodium Monofluorophosphate (1000 ppm F) and 0.1% w/w Sodium Fluoride (450 ppm F)

Protocol documents:
Prot_000.pdf: 
GSK Consumer Healthcare 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
Clinical Protocol Template v9.0 
Page 1 of 68 
CLINICAL PROTOCOL 
A Randomized, Controlled, Examiner-Blind Clinical Study 
Investigating the Effects of a Dentifrice Containing 67% Sodium 
Bicarbonate When Used Twice Daily for 12 Weeks on Gingivitis 
Treatment and Plaque Removal 
Protocol Number: 
300029 
Compound/Product Name: 
Dentifrice containing 67% w/w sodium 
bicarbonate and 0.310% w/w sodium 
fluoride  
United States (US) Investigational 
New Drug (IND) Number: 
N/A 
European Clinical Trials Database 
(EudraCT) Number: 
N/A 
Other Regulatory Agency Identified 
Number: 
N/A 
Phase: 
N/A 
7KLVGRFXPHQWFRQWDLQVFRQILGHQWLDOLW\VWDWHPHQWVWKDWDUHQRWUHOHYDQWIRUWKLV
SXEOLFO\DYDLODEOHYHUVLRQ
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 2 of 68 
 
Sponsor Information 
 
Sponsor Name & Legal 
Registered Address 
 
GlaxoSmithKline Consumer Healthcare 
(UK) Trading Limited 
St Georges Avenue, 
Weybridge, 
Surrey, 
KT13 0DE, 
United Kingdom (UK)
Sponsor Contact Details 
 
GlaxoSmithKline Consumer Healthcare 
(GSK CH) 
St Georges Avenue, 
Weybridge, 
Surrey, 
KT13 0DE, 
United Kingdom (UK) 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 3 of 68 
Document History 
 
Document
Version
Summary of Changes 
Original protocol
1.0
Not applicable (N/A)
Amendment 1 
2.0 
 Updated the AE reporting mailbox 
 Removed appendix (15.1)-Product Usage
Instruction 
 Section 5.2 (AT BASELINE (Visit 2)): updated the 
order number (a,b,c) to (d,e,f), which helps to 
differentiate the items in "AT SCREENING (Visit 1)"
 Correction of typos 
Amendment 2 
3.0 
 Clarified compliance guidelines by adding ISO 
14155 in 
 1) principal investigator Protocol Agreement 
page; 2) section 6.1.1; 3) 10.10; 4) 13.3.2; 5) 
13.3.3 
 Clarified Schedule of Activities table 
 Clarified number of bleeding sites
in 
section 9.2.2 
 Section 12.2 and 12.3: Clarified that the mITT will 
be used for efficacy analyses. 
 Section 12.1, 12.3, 12.3.1 and 12.3.2: Clarification 
added with respect to statistical analysis model and 
control of multiplicity 
 
Amendments incorporate all revisions to date, including amendments made at the request of 
country health authorities, institutional review boards/ethics committees (IRBs/ECs), etc.   
 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 4 of 68 
Principal Investigator Protocol Agreement Page 
 I confirm agreement to conduct the study in compliance with the protocol and any 
amendments according to the current International Conference on Harmonisation Good 
Clinical Practice (ICH GCP) guidelines and applicable portions of EU MDR 2017/745 and 
European Nation International Organisation for Standardisation (ISO) 14155:2011 and 
ISO 14155:2020 
 I acknowledge that I am responsible for overall study conduct. I agree to personally
conduct or supervise the described study. 
 I agree to ensure that all associates, colleagues and employees assisting in the conduct of 
the study are informed about their obligations. Mechanisms are in place to ensure site staff 
receives all appropriate information throughout the study. 
 I agree to conduct this study in full conformance with the laws and regulations of the 
country in which the research is conducted and the Declaration of Helsinki. 
 
Investigator Name: 
 
Investigator Qualifications: 
 
Investigator Signature: 
 
Date of Signature/Agreement: 
 
DD-Mmm-YYYY
 
CCI
PPD
PPD
PPD
PPD


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 5 of 68 
Table of Contents 
Sponsor Information ............................................................................................................2
Document History ...............................................................................................................3
Principal Investigator Protocol Agreement Page ................................................................4
Table of Contents ................................................................................................................5
1 
PROTOCOL SUMMARY ................................................................................................10
1.1 
Synopsis .................................................................................................................10
1.2 
Schedule of Activities ............................................................................................12
2 
INTRODUCTION .............................................................................................................15
2.1 
Study Rationale ......................................................................................................15
2.2 
Background ............................................................................................................16
2.3 
Benefit/Risk Assessment .......................................................................................17
2.4 
Mechanism of Action/Indication ...........................................................................17
3 
STUDY OBJECTIVES AND ENDPOINTS ....................................................................18
4 
STUDY DESIGN ..............................................................................................................19
4.1 
Overall Design .......................................................................................................19
4.2 
Scientific Rationale for Study Design ...................................................................20
4.3 
Justification for Dose .............................................................................................21
4.4 
End of Study Definition .........................................................................................21
5 
STUDY POPULATION ....................................................................................................22
5.1 
Type and Planned Number of Subjects .................................................................22
5.2 
Inclusion Criteria ...................................................................................................22
5.3 
Exclusion Criteria ..................................................................................................23
5.4 
Randomization Criteria ..........................................................................................25
5.5 
Lifestyle Considerations ........................................................................................25
5.5.1 
Meals and Dietary Restrictions .............................................................25
5.5.2 
Alcohol, Caffeine and Tobacco.............................................................25
5.5.3 
Dental Product/Treatment and Oral Hygiene Restrictions ...................25
5.5.4 
Medication and Treatment Restriction ..................................................26
5.5.5 
Contraception ........................................................................................26
5.5.6 
COVID-19 .............................................................................................26
5.6 
Screen Failures.......................................................................................................26
5.7 
 ................................................................26
5.8 
Rater/Clinical Assessor Qualifications ..................................................................27
6 
INVESTIGATIONAL/STUDY PRODUCTS...................................................................27
6.1 
Investigational/Study Product Supplies .................................................................27
6.1.1 
Medical Devices ....................................................................................29
6.1.2 
Dosage Form and Packaging .................................................................29
6.1.3 
Preparation and Dispensing...................................................................30
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 6 of 68 
6.2 
Administration .......................................................................................................30
6.2.1 
Medication/Dosing Errors .....................................................................30
6.2.2 
Overdose ...............................................................................................31
6.3 
Investigational/Study Product Storage ..................................................................31
6.4 
Investigational/Study Product Accountability .......................................................31
6.4.1 
Destruction of Investigational/Study Product Supplies ........................32
6.5 
Blinding and Allocation/Randomization ...............................................................32
6.6 
Breaking the Blind .................................................................................................33
6.7 
Compliance ............................................................................................................33
6.8 
Concomitant Medication/Treatment(s) ..................................................................33
7 
DISCONTINUATION OF STUDY INTERVENTION AND SUBJECT 
DISCONTINUATION/WITHDRAWAL .........................................................................34
7.1 
Subject Discontinuation/Withdrawal .....................................................................34
7.2 
Lost to Follow up ...................................................................................................34
8 
STUDY PROCEDURES ...................................................................................................35
8.1 
Visit 1/Screening ...................................................................................................35
8.1.1 
Informed Consent ..................................................................................35
8.1.2 
Demographics .......................................................................................36
8.1.3 
Medical History and Prior Medication/Treatment ................................36
8.1.4 
Oral Examination/Assessment ..............................................................36
8.1.5 
Inclusion/Exclusion Criteria .................................................................37
8.1.6 
Subject Eligibility .................................................................................37
8.1.7 
Dispense Washout Products ..................................................................37
8.2 
Study Period ..........................................................................................................37
8.2.1 
Visit 2/Day 0 - Baseline ........................................................................37
8.2.2 
Visit 3 and 4 / Day 21 and 42 (Week 3 and 6) ......................................38
8.2.3 
Visit 5 / Day 84 (Week 12) ...................................................................38
8.3 
Diary Review .........................................................................................................39
8.4 
End of Study Optional Prophylaxis .......................................................................39
8.5 
Study Conclusion ...................................................................................................40
8.6 
Follow-up Visit/Phone Call ...................................................................................40
9 
STUDY ASSESSMENTS .................................................................................................40
9.1 
Screening and Inclusion/Exclusion Assessments ..................................................40
9.1.1 
Gross Assessment of Gingival Health ..................................................40
9.1.2 
Bleeding on Probing ..............................................................................41
9.1.3 
Pocket Depth Measurement ..................................................................41
9.2 
Efficacy Assessments ............................................................................................41
9.2.1 
Modified Gingival Index (MGI) Assessment (Lobene et al, 1986) ......41
9.2.2 
Bleeding Index (BI) Assessment (Saxton and van der Ouderaa, 
1989) .....................................................................................................42
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 7 of 68 
9.2.3 
Plaque Disclosure ..................................................................................42
9.2.4 
Plaque Index (TPI) Assessment (Lobene et al, 1982) ...........................43
9.2.5 
Repeatability Assessments ....................................................................43
9.3 
Safety and Other Assessments ...............................................................................44
9.3.1 
Oral Soft Tissue Examination (OST) ....................................................44
9.3.2 
Oral Hard Tissue Examination (OHT) ..................................................44
9.3.3 
Pregnancy Testing .................................................................................45
10 ADVERSE EVENT AND SERIOUS ADVERSE EVENTS ...........................................45
10.1 
Definition of an Adverse Event (AE) ....................................................................45
10.2 
Definition of a Serious Adverse Event (SAE) .......................................................46
10.3 
Time Period and Frequency for Collecting AE and SAE Information ..................47
10.4 
Reporting Procedures.............................................................................................47
10.4.1 
Reporting of an Adverse Event .............................................................48
10.4.2 
Reporting of a Serious Adverse Event ..................................................48
10.5 
Evaluating Adverse Events ....................................................................................49
10.5.1 
Assessment of Intensity ........................................................................49
10.5.2 
Assessment of Causality .......................................................................49
10.6 
Follow-up of AEs and SAEs..................................................................................50
10.7 
Withdrawal Due to an Adverse Event ...................................................................51
10.8 
Regulatory Reporting Requirements for SAEs......................................................51
10.9 
Pregnancy ..............................................................................................................51
10.9.1 
Time Period for Collecting Pregnancy Information..............................51
10.9.2 
Action to be Taken if Pregnancy Occurs ..............................................51
10.10 Medical Device Incidents ......................................................................................52
10.10.1 
Definition of an Incident .......................................................................52
10.11 Reporting of Incidents and Malfunctions ..............................................................52
10.12 Follow-up of Medical Device Incidents ................................................................53
10.13 Regulatory Reporting Requirements for Medical Device Incidents......................54
11 DATA MANAGEMENT ..................................................................................................54
11.1 
Case Report Form ..................................................................................................54
11.2 
Data Handling ........................................................................................................55
11.2.1 
Data Queries ..........................................................................................55
11.3 
Processing Patient Reported Outcomes and Data Collection from Internet of 
Medical Things ......................................................................................................55
11.4 
External Data .........................................................................................................56
12 STATISTICAL CONSIDERATIONS AND DATA ANALYSES ..................................56
12.1 
Sample Size Determination ...................................................................................56
12.2 
Populations for Analysis ........................................................................................56
12.3 
Statistical Analyses ................................................................................................57
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 8 of 68 
12.3.1 
Primary Analysis ...................................................................................57
12.3.2 
Secondary Analysis(es) .........................................................................57
12.3.3 
Safety Analysis(es)................................................................................58
12.3.4 
Other Analysis(es) .................................................................................58
12.3.5 
Exclusion of Data from Analysis ..........................................................59
12.3.6 
Demographic and Baseline Characteristics ...........................................59
12.3.7 
Study Drug/Product Compliance and Use of Other Therapies .............59
12.3.8 
Handling of Dropouts and Missing Data ..............................................60
12.3.9 
Interim Analysis ....................................................................................60
13 STUDY GOVERNANCE CONSIDERATIONS..............................................................60
13.1 
Quality Control ......................................................................................................60
13.2 
Quality Assurance ..................................................................................................60
13.3 
Regulatory and Ethical Considerations .................................................................61
13.3.1 
Institutional Review Board/ Ethics Committee.....................................61
13.3.2 
Ethical Conduct of the Study ................................................................61
13.3.3 
Subject Information and Consent ..........................................................61
13.3.4 
Subject Recruitment ..............................................................................62
13.3.5 
Reporting of Safety Issues and Serious Breaches of the Protocol or 
ICH GCP ...............................................................................................62
13.4 
Posting of Information on Publicly Available Clinical Trial Registers .................62
13.5 
Provision of Study Results to Investigators ...........................................................62
13.6 
Records Retention ..................................................................................................63
13.7 
Conditions for Terminating the Study ...................................................................63
14 REFERENCES ..................................................................................................................64
15 APPENDICIES..................................................................................................................67
15.1 
ABBREVIATIONS ...............................................................................................67
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 9 of 68 
List of in text tables 
Table 1-1 
Schedule of Activities ...........................................................................13
Table 3-1 
Study Objectives and Endpoints ...........................................................18
Table 6-1 
Investigational/Study Product Supplies ................................................27
Table 6-2 
Washout/Acclimatization Product Supplies..........................................28
Table 6-3 
Sundry Items .........................................................................................28
Table 9-1  
Modified Gingival Index Scoring System ............................................41
Table 9-2 
Bleeding Index scoring system .............................................................42
Table 9-3  
Turesky Plaque Index Scoring System .................................................43
Table 15-1 
Abbreviations ........................................................................................67
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 10 of 68 
1 
PROTOCOL SUMMARY  
1.1 
Synopsis 
Background and Rationale: 
The sponsor markets dentifrices containing 62-67% w/w sodium bicarbonate as a specialist gum 
health toothpaste by facilitating the removal of plaque bacteria, thereby reducing gingivitis. The 
sponsor has sponsored a series of clinical studies, per current international guidelines, assessing 
the gingival health benefits of twice daily use of sodium bicarbonate-containing dentifrices
(Kakar et al 2014, Newby et al 2014, Lomax et al 2017, Jose et al 2018, Akwagyiram et al 
2018.). The results consistently demonstrated that sodium bicarbonate-containing dentifrices 
significantly reduced plaque and improved clinical measures associated with gingivitis 
compared to the negative control fluoride toothpaste. Among these studies, only one study 
(sponsor clinical study
 2012) didn't include professional tooth cleaning at screening or 
baseline visits (pre-prophylaxis process). This study is designed to add more data on measuring
gingivitis progression in subjects that do not receive a professional dental cleaning. 
The definition of periodontal health and wellness has evolved since 1999, and the Classification 
of Periodontal and Peri-Implant Diseases and Condition was updated in 2017 (Chapple et al., 
2018). The new classification, for the first time, clearly defines periodontal health and gingivitis
for patients with intact periodontium, and patients with reduced periodontium due to 
periodontitis or other cause. Under the new classification, the bleeding on probing (BOP) and 
pocket depth become critical factors in determining patients  gingival health status, which 
therefore affect the inclusion and exclusion criteria for gingivitis clinical studies.  
This clinical study will investigate the efficacy of a dentifrice containing 67% w/w sodium 
bicarbonate and 0.31% w/w sodium fluoride, without pre-prophylaxis process, in gum health 
and plaque clinical indices, and compare it to a marketed regular fluoride dentifrice after 12 
weeks twice daily brushing for subjects with gingivitis as defined by the updated classification 
of periodontal health (Chapple et al., 2018).  
Objectives and Endpoints: 
Objectives
Endpoints
Primary
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, compared to its baseline, for the 
assessment of gingivitis, as measured by the number 
of bleeding sites, after 12 weeks twice daily 
toothbrushing. 
Number (no.) of bleeding sites at 12 weeks, 
compared to baseline  
Secondary
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, compared to negative control, for 
the assessment of gingivitis, as measured by the 
number of bleeding sites after 12 weeks twice daily 
toothbrushing.
Number (no.) of bleeding sites at 12 weeks, 
compared to negative control  
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the number of bleeding sites after 3 and 
6 weeks twice daily toothbrushing.
Number (no.) of bleeding sites at 3 and 6 weeks, 
compared to baseline and negative control  
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 11 of 68 
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the Bleeding Index (BI) after 3, 6 and 
12 weeks twice daily toothbrushing.
Mean Bleeding Index (BI) at 3, 6 and 12 weeks, 
compared to baseline and negative control 
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the Modified Gingival Index (MGI) 
after 3, 6 and 12 weeks twice daily toothbrushing
Mean MGI at 3, 6 and 12 weeks, compared to 
baseline and negative control 
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of plaque 
accumulation, as measured by the Turesky Plaque 
Index (TPI, overall and interproximal) after 3, 6, and 
12 weeks twice daily brushing. 
Mean TPI (overall and interproximal) at 3, 6 and 12 
weeks, compared to baseline and negative control 
Safety
To assess the oral tolerability of dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, over 12 weeks twice daily use. 
Treatment-emergent adverse events over 12 weeks
Study Design: 
This will be a single center, controlled, single blind (examiner blind), randomized, two-
treatment arm, parallel study in volunteers with clinically measurable levels of gingivitis, 
defined as those with 10-30 % bleeding sites on probing (Chapple et al., 2018). Study subjects 
will be over 18 years old, non-smokers, in good general health that meet all study criteria at the 
Screening and Baseline visits.   
Approximately 200 subjects (n=100 per group) will be randomized to ensure 188 evaluable 
subjects (94 per group) complete the study.   
This study will consist of 5 study visits (Screening, Baseline, Week 3, 6, and 12). At Visit 1, 
Screening, after signing informed consent, subjects will undergo an Oral Soft Tissue (OST) 
examination, an Oral Hard Tissue (OHT) examination and a gross assessment of gingival 
health, in addition to the standard procedures (inclusion, exclusion, medical history, 
demographics, prior/current medications) to assess eligibility for the study. Subjects will return 
to site 14±3 days after the Screening Visit, for Visit 2, Baseline. 
At the Baseline Visit, subjects will undergo, in the following order, a full OST/ OHT 
examination followed by assessments of gingival inflammation (MGI), gingival bleeding (BI)
including BOP (bleeding on probing) which is derived from BI assessment, periodontitis status 
(pocket depth), and supra-gingival plaque using the Turesky Plaque Index (TPI). Subjects with
BOP, pocket depth or TPI score outside the study range will be discontinued from the study at 
this visit. To control inter-examiner variability, the same examiner will be used throughout the 
study for all clinical assessments (MGI, TPI, BI). 
After all clinical assessments, subjects will be instructed to brush for at least a minute, in their 
usual manner, with their assigned study product and then instructed to continue using their 
assigned product twice daily (morning and evening), for 3 ,6 and 12 weeks after which they 
will return for their Visits 3, 4 and 5 assessments respectively. Subjects will record all brushing 
events in the diary provided (paper or electronic), and this will be reviewed by the site at each 
study visit. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 12 of 68 
After the Week 12 visit, study closeout procedures (return of study product etc.) will take place 
and subjects may undergo a prophylaxis if it is deemed necessary by the examiner. Safety and 
oral tolerability of the study products will be monitored over the 12 -week treatment period by 
review of reported Adverse Events and Incidents. 
Study Products: 
 
Washout Dentifrice 
Test Dentifrice 
Reference Dentifrice
Product Name 
Colgate Cavity 
Protection Dentifrice 
containing 0.76% w/w 
Sodium 
Monofluorophosphate 
(1000 ppm F) and 0.1% 
w/w Sodium Fluoride 
(450 ppm F)
Corsodyl Original 
Dentifrice containing 
67% w/w Sodium 
Bicarbonate + 0.310% 
w/w Sodium Fluoride 
(1400 ppm F) 
Colgate Cavity 
Protection Dentifrice 
containing 0.76% w/w 
Sodium 
Monofluorophosphate 
(1000 ppm F) and 
0.1% w/w Sodium 
Fluoride (450 ppm F)
Product Master 
Formulation 
Code (MFC)
N/A 
 
N/A 
Dose/Application 
Subjects will use the provided washout product during the washout period.
Subjects will use their allocated study product for 12 weeks.  
Subjects will dose the toothbrush provided with a ribbon of paste to cover 
the brush head (a full brush head) on each brushing occasion. Each 
brushing occasion will be recorded by the subject in their diary to enable 
assessment of treatment compliance. 
 Washout period (Visit 1-2): Subjects will brush their teeth according to 
their normal brushing habits twice a day (morning and evening) with 
the washout product. 
 Visit 2  Visit 5: Subjects will brush twice daily (morning and evening) 
for at least a (timed) minute with their allocated product.
Route of 
Administration 
Oral topical 
Return 
Requirements 
All used/unused samples to be returned 
Type and Planned Number of Subjects: 
Sufficient subjects will be screened to randomize approximately 200 subjects to study treatment 
(approximately 100 per treatment group) to ensure 188 evaluable subjects complete the study.  
1.2 
Schedule of Activities 
The schedule of activities table provides an overview of the subject visits and study procedures.  
The investigator may schedule visits (unplanned visits) in addition to those listed on the 
schedule of activities, to conduct evaluations or assessments required to protect the well-being 
of the subject. 
 
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 13 of 68 
Table 1-1 
Schedule of Activities 
 
Procedure/Assessment  
Screening  
Study Visits
Visit 1  
Visit 2
Day 0 
Baseline1
Visit 3
Day 21±3 
(Week 3)1 
Visit 4
Day 42±4   
(Week 6)1
Visit 5
Day 84±4 
(Week 12)1
Informed consent  
X  
  
  
  
  
Medical history   
X  
  
  
  
Demographics   
X  
  
  
  
Current/prior/concomitant 
medication review
X  
X  
X  
X  
X
OST Examination  
X  
X  
X  
X  
X
OHT Examination
X  
X 
  
  
X
Gross gingival 
assessment2
X  
  
  
  
Review of 
Inclusion/exclusion 
Criteria
X  
X  
  
  
Subject eligibility  
X  
X  
  
  
Subject continuance  
  
  
X  
X  
X
Dispense washout 
toothpaste, toothbrush 
and washout diary3
X  
  
  
  
Return Washout 
Toothpaste/Toothbrush
  
X  
  
  
Modified Gingival Index 
(MGI) assessment
  
X  
X  
X  
X
MGI repeat assessment4 
  
X  
X  
X  
X
Bleeding Index (BI) 
assessment5
  
X  
X  
X  
X
Pocket Depth Assessment
 
X 
 
 
Plaque disclosure and 
plaque index (TPI) 
assessments
  
X  
X  
X  
X
TPI repeat assessment6
 
 
X 
X 
X 
X 
Randomization  
 
 
X 
 
 
Dispense study products, 
new toothbrush and timer
  
  
X  
  
  
Dispense study diary & 
instructions on how to 
complete
 
 
X 
 
 
Oral hygiene instruction7
& supervised brushing 
with study dentifrice
  
  
X  
X  
X  
Review diary completion8
X 
X 
X 
X
Collect study products, 
assess compliance, and 
return to subject
  
  
  
X  
X  
Return study products
(end of study)9
  
 
  
  
  
X
End of study dental 
prophylaxis (optional)
  
  
  
  
X
Washout period 14 days  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 14 of 68 
Adverse events review10 
X  
X  
X  
X  
X
Medical device incidents 
review8
  
X  
X  
X  
X
Study conclusion  
  
  
  
  
X
Abbreviations: OST: Oral Soft Tissue, OHT: Oral Hard Tissue, MGI: Modified Gingivitis Index, TPI: Turesky Plaque Index, BOP: bleeding 
on probing 
Footnotes:  
1: Subjects will abstain from overnight toothbrushing for a minimum of 12hrs (+6hr, -2hr) immediately prior to the assessment visits (Visits 2,
3, 4 and 5) 
2: In relation to the general dentition inclusion/ exclusion criteria 
3: An electronic study diary will be installed on the personal mobile phones of subjects who consent to use it during the study period. A paper 
diary will be dispensed to subjects who are unable to adhere to completing their electronic diary. 
4: One MGI repeat assessments during each clinical assessment day. 
5: BOP and number of bleeding sites are derived from BI assessment 
6: One TPI repeat assessments during each clinical assessment day 
7: Instruction  
8: Electronic or paper diary, depend on the type of diary that subject receives. 
9: If installed at screening the electronic study diary will be deactivated at the last visit. Diaries (paper or electronic diary) will be reviewed for 
completion and then collected.   
10: Adverse Events (AEs), Serious Adverse Events (SAEs) and medical device incidents collected immediately after subject provides consent-
to participate in the study by the completion of the Informed Consent Form (ICF).  Medical device in this study is the test product. 
 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 15 of 68 
2 
INTRODUCTION 
Gingivitis is an inflammatory response to the presence of dental plaque (Kinane and Hodge 
2001), which typically presents as redness, swelling (edema), and/or bleeding of the gums at 
the gingival margin surrounding the tooth. Gingivitis is a reversible condition but, if left 
untreated, can progress to the irreversible phase of periodontitis, where inflammation extends 
to the underlying tissues, periodontal ligament, and alveolar bone. The resulting loss of these 
structures can eventually lead to tooth loss through destruction of the periodontal tissues 
supporting the tooth. Periodontitis is reported to 
(Petersen and Ogawa 2012). The maintenance of good gingival health is therefore important in 
preventing gingivitis and the development of periodontal disease (Chapple et al., 2015). 
Dental plaque is a soft, sticky, colorless deposit of bacteria which collects on the teeth and along 
the gingival margin. It is a causative agent of gingivitis and periodontitis (Silness and Loe 1964,
Theilade et al 1966, Kinane and Hodge 2001, Davies 2008, Chapple et al 2015). Gingivitis 
develops when the plaque elicits a local inflammatory response in the gingivae at the site of its 
accumulation (Marsh 1992, Davies 2008). Gingivitis is prevented and resolved through 
effective plaque control, primarily via mechanical plaque removal i.e., toothbrushing (Marsh 
1992, Brook 2003, Ower 2003, van der Weijden and Hioe 2005, Davies 2008, Chapple et al 
2015).  
Sodium bicarbonate in a dentifrice has been shown to enhance the removal of plaque biofilms 
which are the causative agent of gingivitis (Bosma et al 2018, Ghassemi et al 2008, Jose et al 
2018, Newby et al 2014). The literature reports that the mode of action of sodium bicarbonate 
in toothpaste is:  
 The large crystals of sodium bicarbonate may help the toothbrush to physically displace
plaque from the tooth surface (Putt et al 2008).  
 Sodium bicarbonate may reduce the viscosity of the polysaccharide matrix which helps 
bind the bacteria together and to the tooth surface, resulting in easier plaque removal 
(Putt et al 2008). 
The primary objective of this study is to evaluate gingivitis treatment (number of bleeding sites) 
following twice-daily use of a 67% sodium bicarbonate toothpaste for 12 weeks. The study will 
also assess other indices, e.g., BI and MGI (for gingivitis treatment) and TPI (for dental plaque
removal).  
2.1 
Study Rationale 
Sodium bicarbonate has been incorporated into toothpaste formulas by several manufacturers, 
and a large number of clinical studies have been conducted to prove the efficacy of sodium 
bicarbonate-containing toothpaste in gingivitis treatment. Those studies could also be 
categorized depending on the formulas tested or the study's procedure, e.g., whether a
professional tooth cleaning at Screening or Baseline Visit (pre-prophylaxis process) was 
included (Kakar et al 2014, Newby et al 2014, Lomax et al 2017, Jose et al 2018, Akwagyiram 
et al 2018) or not (Ghassemi et al, 2008,  sponsor clinical study 
 2012).  
Most the sponsor  studies on high concentration (62%-67%) sodium bicarbonate formula
included pre-prophylaxis, which have been summarized in a pooled analysis (sponsor clinical 
study 209509, 2020). More recently a randomized clinical study testing 67% sodium 
bicarbonate containing dentifrice (sponsor clinical study 208175, 2021) investigated bleeding 
(bleeding index (BI)), gingival inflammation (modified gingival index (MGI)), and plaque 
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 16 of 68 
(plaque index (TPI)) outcome measures. On the other hand, there was only one sodium 
bicarbonate gum-health study sponsored by the sponsor that excluded the pre-prophylaxis 
process. Study (sponsor clinical study 
 2012) tested a 67% sodium bicarbonate 
dentifrice, a 62% sodium bicarbonate dentifrice compared to a toothpaste without sodium 
bicarbonate after 12 weeks use. The study assessed bleeding and plaque index (no gingival 
index), and the subject population included non-smokers and smokers. 
The definition of periodontal health and wellness has evolved since 1999, and the Classification 
of Periodontal and Peri-Implant Diseases and Condition was updated in 2017. The new 
classification takes advantage of the knowledge from biological and clinical research (Dietrich, 
et al. 2019). For the first time, the new classification differentiates dental plaque-induced 
gingivitis on an intact and a reduced periodontium. BOP (%) and pocket depth, which are more 
accurate and objective than previously broadly used GI (gingival index) and BI (bleeding index),
become critical in diagnosing patients' periodontium health. Localized and generalized, 
associated with BOP are also introduced to replace previously widely used mild
and 
moderate  to define the severity of gingivitis. The classification update potentially impacts the 
inclusion/exclusion criteria of the clinical studies. Recent studies testing dental floss and 
mouthwash have used some aspects of this updated classification to define inclusion and 
exclusion criteria (Rotella, et al 2022).    
This study will also include the use of an electronic subject diary in order to capture subject
reporting on compliance in real time. Historically paper diaries have been used, but in efforts 
to acquire reliable and real-time data e-diaries are being introduced in this study. The e-diary 
will work as a subject engagement tool in order to increase protocol compliance and adherence 
to the study requirements. Features such as reminder when brushings are missed and when visits 
are scheduled will be built into the diary application. In addition, subjects will be able to record 
Adverse Events and Concomitant medications allowing the investigator to complete safety 
reviews between visits if required. This will provide increased safety oversight on the study. In 
circumstances where subjects are unable to complete the e-diary e.g., they do not own a smart 
phone, paper diary will be provided which will capture same information. The learnings from 
using an electronic diary will help us digitalize further aspects of study execution and adopt a 
participant-centricity approach and promote engagement. 
A first sponsor gum health study adopts the new classification for inclusion/exclusion criteria 
while excludes a professional tooth cleaning at screening or baseline visits (pre-prophylaxis 
process) to represent a broader population will be conducted to evaluate the efficacy of 67% 
w/w sodium bicarbonate toothpaste in reducing gingival inflammation, bleeding and plaque
accumulation compared to a regular fluoride dentifrice. The results will help us better
understand the benefit of 67% sodium bicarbonate toothpaste on improving patients' gingival 
health. 
2.2 
Background 
The sponsor has sponsored a series of clinical studies, per current international guidelines, 
assessing the gingival health benefits of twice daily use of sodium bicarbonate-containing 
dentifrices (Kakar et al 2014, Newby et al 2014, Lomax et al 2017, Jose et al 2018, Akwagyiram 
et al 2018). The results consistently demonstrated that sodium bicarbonate-containing 
dentifrices significantly reduced plaque accumulation and improved clinical measures 
associated with gingivitis compared to the negative control fluoride toothpaste. 
A pooled analysis of six sponsored clinical gingivitis studies was conducted to evaluate 67% 
w/w sodium bicarbonate dentifrice's benefit on gingival health improvements and plaque 
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 17 of 68 
accumulation reduction. (sponsor clinical study 209509, 2020). All studies (in the pooled 
analysis) had a pre-prophylaxis procedure at screening or baseline visits. In these studies, the 
sodium bicarbonate dentifrices showed significant benefits across all assessments (TPI, GI, BI, 
and the number of bleeding sites) at all main data points (week 6, 12, and 24) compared to the 
negative controls.  
Most previous studies with no initial pre-prophylaxis were single brushing studies, which could 
only provide information on plaque removal (Bosma et al., 2018). Study 
 (completed in 
2012), was the only sponsor sponsored sodium bicarbonate gum study that included pre-
prophylaxis. It was a 12-week study to evaluate sodium fluoride toothpaste with 67% or 62% 
w/w sodium bicarbonate (negative control: sodium fluoride toothpaste with 0% sodium 
bicarbonate) on gingival health. The study assessed bleeding and plaque index but did not assess 
gingival index, and the subject population included non-smokers and smokers. 
The 2017 World Workshop Classification system for periodontal and peri-implant diseases and 
conditions was updated from the previous 1999 International Classification of Periodontal 
Diseases. The new classification is expected to be more accurate and objective by introducing 
BOP (bleeding on probing, %) and pocket depth in diagnosing patients' periodontium health. 
The classification update potentially impacts the inclusion/exclusion criteria of the study 
population. 
Traditionally, in a clinical study, subjects use paper diaries to record their compliance, and they 
often get reminders for the visits and activities associated with visits through phone calls or text 
messages from the clinical stie. The e-diary working as a subject engagement tool to increase 
protocol compliance and adherence to the study requirements is introduced to the study. 
Features such as reminders when brushings are missed and when visits are scheduled are built 
into the diary application. With the e-diary, subjects can also record Adverse Events and 
Concomitant medications on time, and the investigator can complete safety reviews between 
visits if required. 
2.3 
Benefit/Risk Assessment  
Sodium bicarbonate dentifrice has a well-characterized safety profile to help stop and prevent 
gingivitis (bleeding gums) by the physical removal of plaque in adults and adolescents 12 years 
and above. 
The sponsor has sponsored a series of clinical studies, per current international guidelines, 
assessing the gingival health benefits of twice daily use of 67% w/w sodium bicarbonate-
containing dentifrices. The results consistently demonstrated that sodium bicarbonate-
containing dentifrices significantly reduced plaque accumulation and improved clinical 
measures associated with gingivitis compared to negative control fluoride toothpaste.
2.4 
Mechanism of Action/Indication 
Sodium bicarbonate in a dentifrice has been shown to enhance the removal of plaque biofilms 
which are the causative agent of gingivitis (Bosma et al 2018, Ghassemi et al 2008, Jose et al 
2018, Newby et al 2014). The literature reports that the mode of action of sodium bicarbonate 
in toothpaste is:   
 The large crystals of sodium bicarbonate may help the toothbrush to physically 
displace plaque from the tooth surface (Putt et al 2008).   
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 18 of 68 
 Sodium bicarbonate may reduce the viscosity of the polysaccharide matrix which 
helps bind the bacteria together and to the tooth surface, resulting in easier plaque 
removal (Putt et al 2008). 
3 
STUDY OBJECTIVES AND ENDPOINTS 
Table 3-1 
Study Objectives and Endpoints 
Objectives
Endpoints
Primary
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, compared to its baseline, for the 
assessment of gingivitis, as measured by the number 
of bleeding sites after 12 weeks twice daily 
toothbrushing. 
Number (no.) of bleeding sites at 12 weeks, 
compared to baseline  
Secondary
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, compared to negative control, for 
the assessment of gingivitis, as measured by the 
number of bleeding sites after 12 weeks twice daily 
toothbrushing.
Number (no.) of bleeding sites at 12 weeks, 
compared to negative control  
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the number of bleeding sites after 3 and 
6 weeks twice daily toothbrushing.
Number (no.) of bleeding sites at 3 and 6 weeks, 
compared to baseline and negative control  
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the Bleeding Index (BI) after 3, 6 and 
12 weeks twice daily toothbrushing.
Mean Bleeding Index (BI) at 3, 6 and 12 weeks, 
compared to baseline and negative control 
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of gingivitis, as 
measured by the Modified Gingival Index (MGI) 
after 3, 6 and 12 weeks twice daily toothbrushing
Mean MGI at 3, 6 and 12 weeks, compared to 
baseline and negative control 
To evaluate the efficacy of a dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride for the assessment of plaque 
accumulation, as measured by the Turesky Plaque 
Index (TPI, overall and interproximal) after 3, 6, and 
12 weeks twice daily brushing. 
Mean TPI (overall and interproximal) at 3, 6 and 12 
weeks, compared to baseline and negative control 
Safety
To assess the oral tolerability of dentifrice containing 
67% w/w sodium bicarbonate and 0.310% w/w 
sodium fluoride, over 12 weeks twice daily use. 
Treatment-emergent adverse events over 12 weeks
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 19 of 68 
4 
STUDY DESIGN  
4.1 
Overall Design 
This will be a single center, controlled, single blind (examiner blind), randomized, two-
treatment arm, parallel study. Study subjects will be over 18 years old, non-smokers, in good 
general health with clinically measurable levels of gingivitis (defined as those with 10-30 % 
bleeding sites on probing (Chapple et al., 2018)) that meet all study criteria at the Screening and 
Baseline visits.   
Approximately 200 subjects (n=100 per group) will be randomized to ensure 188 evaluable 
subjects (94 per group) complete the study.   
This study will consist of 5 study visits: Screening, Baseline, Week 3, 6 and 12. Gingivitis will 
be assessed using MGI (Lobene et al, 1986) and BI (Saxton and van der Ouderaa, 1989). Plaque 
will be assessed by the Turesky modification of the Quigley Hein Index (TPI) (Lobene et al, 
1982). All evaluable teeth (in relation to the inclusion/ exclusion general dentition criteria) will 
be assessed. 
At Screening visit (Visit 1; in relation to subject screening), subjects will provide their written 
informed consent to participate in the study. Demographics, medical history, and current 
medications will be recorded, followed by an oral examination (oral soft tissue (OST), oral hard 
tissue (OHT) examination and dentition exclusions) and a gross gingival assessment. Eligible 
subjects will be given washout toothpaste and toothbrush to use in between the Screening and 
Baseline Visits.  They will also be issued with a study diary on product usage. For the subjects 
who consent to use the electronic study diary application during the study period, the e-diary 
app will be installed on 
diary data will be collected 
remotely through the study app.  
Within 14±3 days of Screening (Visit 1), eligible subjects will return to the site for the Baseline 
visit (Visit 2) with overnight plaque (subjects will be instructed to abstain from oral hygiene for 
12 hours [+6 hours; -2 hours] i.e., overnight immediately before the visit). At the Baseline visit, 
subjects will undergo, in the following order, a full OST and OHT examination, assessments of 
gingival inflammation (MGI), gingival bleeding (BI), pocket depth and supra-gingival plaque 
(TPI). Subjects with BOP (derived from BI assessment), pocket depth or TPI score outside the 
study range will be discontinued from the study at this visit. Eligible subjects will then be 
randomized to study product and undergo a supervised brushing, where they will be instructed 
to brush for a least a minute at site with their assigned study product, after which they will be 
instructed to continue using their product twice daily (morning and evening until their next 
visit), at least a minute/each time.  
After using the study dentifrice for 3, 6, and 12 weeks, subjects will return to the study site 
(Visits 3, 4, and 5, respectively) with overnight plaque (subjects will be instructed to abstain 
from overnight toothbrushing for 12 hours [+6 hours; -2 hours] immediately before each 
assessment visit), at approximately the same time of day as the Baseline visit. The study 
dentifrice and the diary will be reviewed to determine treatment compliance. Subjects will have 
a full OST examination and then undergo, in the following order, MGI, BI, and TPI 
assessments. At Visit 5, subjects will also have a full OHT examination, return all study supplies
and have a dental prophylaxis if deemed appropriate by the investigator or examiner. The study 
diary app. will be deactivated at Visit 5 for those subjects who had the app. installed on their 
phones.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 20 of 68 
At Visits 2, 3, 4, and 5, repeatability data will be generated for MGI and TPI assessments from 
replicate examinations on the same subject (the subject for the MGI repeat assessment and the 
subject for the TPI assessment can be different). Depending on subject visit scheduling, every 
effort will be made to complete one repeatability examination for each clinical measure during 
each clinical assessment day, that is, at least one MGI and one TPI repeat assessment on each 
assessment day. Repeatability examinations will be separated by a minimum of 10 minutes and, 
where possible, separated by another subject. Due to the invasive nature of the BI assessment, 
it is not feasible to conduct an accurate repeatability assessment for this index.   
Adverse events (AEs) and incidents will be recorded from informed consent and at the end of 
each study visit. 
4.2 
Scientific Rationale for Study Design 
The main goal of this study is to evaluate and compare the efficacy of an on-market dentifrice 
containing 67% w/w sodium bicarbonate and 0.31% w/w sodium fluoride to a reference regular 
fluoride dentifrice on treating gingival bleeding and gingival inflammation as well as reducing 
plaque accumulation in population with gingivitis after 12 weeks use.  
This design is typical of many studies conducted to evaluate the clinical efficacy of dentifrices 
in the treatment of gingivitis (FDA., 2005), except for excluding professional dental cleaning 
at the start of the study. Study subjects with a pre-specified level of gingivitis are randomized 
to the study product; efficacy is determined after a period of twice-daily brushing, compared to 
a control/comparator dentifrice. 
For this non-pre-prophylaxis study, the 12 weeks timepoint will help ensure sufficient time to
demonstrate a significant effect. (sponsor clinical study 
 2012). Colgate Cavity 
Protection, which has been used in several plaque removal or gingivitis studies (Mankodi et al 
1998, Triratana et al., 2015), is chosen as the negative control in this study. The earlier time 
points, 3 weeks and 6 weeks are considered to help obtain extra information on the progress.
The MGI and the BI are established clinical measures of gingival inflammation and gingival 
bleeding, respectively (i.e., gingival health, FDA., 2005); the TPI is an established clinical 
measure of supra gingival plaque accumulation (FDA., 2005). A single clinical examiner will 
be responsible for the conduct of the gingivitis and plaque accumulation measures (the same 
examiner being able to conduct all gingivitis/ plaque assessments) for the duration of the study 
for all subjects to eliminate the possibility of inter-examiner variability. 
To assess examiner reproducibility across the treatment period, repeat MGI and TPI 
assessments will be performed on selected subjects throughout the study. Due to the invasive 
nature of the index, repeatability assessments are not feasible for the BI. 
Based on widely recommended oral hygiene practices and typical consumer habits, all subjects 
will follow the same dosage regimen of twice-daily treatment (morning and evening) for the 
washout dentifrice and study products. To facilitate compliance with product usage throughout 
the study and to enable staff to confirm correct dosing, a supervised brushing will be performed 
on-site at the end of Visits 2-4. Subjects will also be required to record each brushing in the 
diary provided, including the time of the last brushing before returning for the site assessment 
visits. During the washout period for this study (14±3 days), eligible subjects will use a 
marketed, regular fluoride toothpaste and toothbrush (as provided). Using these products before 
the Baseline visit will help familiarize subjects with the dosing/diary completion requirements. 
-
oral hygiene products.  
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 21 of 68 
A parallel group design has been selected as most appropriate for this investigation. Anticipated 
differential changes in clinical variables among treatment groups could lead to carryover effects 
and an altered oral health state, which makes a crossover design inappropriate for this study.
The dosage regimen of twice daily use (morning and evening) will be the same for each 
treatment group.  
Healthy subjects with clinically measurable levels of gingivitis (10-30% bleeding site on 
probing) will be included in the study population. The gingivitis status inclusion and exclusion 
criteria follow the new classification (2017 World Workshop on the Classification of 
Periodontal and Peri-Implant Diseases and Condition (Chapple et al., 2018). This will help to 
minimize the risk of an atypical or potential lack of treatment response for subjects with sever 
gingival health conditions that may otherwise be managed professionally rather than solely via 
home use of a twice-daily dentifrice. 
Smokers will be excluded from this investigation because of the masking effect of smoking on 
bleeding on probing. Based on the literature, smoking decreases the blood flow within the 
gingival microvasculature and interferes with neutrophil function, suppressing the 
inflammatory response to dental plaque and masking the clinical signs of periodontal disease 
(Machuca et al, 2000; Obeid and Bercy, 2000).  
Hormonal changes during pregnancy may affect the response of the gingival tissue to plaque 
bacteria and could impact the gingivitis efficacy measurements (Figuero et al., 2010). 
Therefore, women who are pregnant at Screening will be excluded, and women who become 
pregnant during the study will be discontinued. It should be noted, however, that there are no 
safety concerns with pregnant women using any of the study products. 
According to the International Conference on Harmonisation (ICH) guidelines (ICH, Nov 
2016), for a study to be classified as truly double-blind, not only does the examiner (and any 
appropriate member of staff who may be involved in the dispensing of products, analysis of 
data etc.) need to be blinded as to the treatment the subject receives, but the products under test 
must be identical in every way (color, flavor, appearance, packaging). Given it is almost 
impossible to ensure identical appearance, taste, and packaging for the dentifrices evaluated in 
this oral car
4.3 
Justification for Dose 
The study products are dentifrices, intended for topical oral use, and will be applied by 
toothbrushing using a manual toothbrush. The dosage regimen of twice daily treatment 
(morning and evening) will be the same for all subjects and is based on Delivering better oral 
health guidance. Study subjects will be instructed to brush for at least a minute with their 
assigned study dentifrice on each brushing occasion. After 12 weeks (Day 84±4days) twice 
daily treatment, each subject should complete approximately 168 treatment applications. Each 
subject will complete a supervised brushing with their assigned study dentifrice at the end of 
each study visit (while still at the study site) except the last visit to enable staff to check correct 
dosing and encourage compliance with product usage throughout the study. 
4.4 
End of Study Definition 
A subject is considered to have completed the study if he or she has completed all phases of the 
study including the last visit or the last scheduled procedure shown in the Schedule of Activities 
(last subject last visit date). 
The end of this study is defined as the date of the last subject last visit date. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 22 of 68 
5 
STUDY POPULATION 
5.1 
Type and Planned Number of Subjects 
Sufficient subjects will be screened to randomize approximately 200 subjects to ensure 188
evaluable subjects complete the entire study.  
An enrolled subject is one who has agreed to participate in the clinical study following 
completion of the informed consent process directly or via their legally authorized 
representative and successfully met eligibility criteria to proceed beyond the screening visit as 
applicable for the protocol design.  
This study can fulfill its objectives only if appropriate subjects are enrolled.  The following 
eligibility criteria are designed to select subjects for whom participation in the study is 
considered appropriate.  All relevant medical and non-medical conditions should be taken into 
consideration when deciding whether a subject is suitable for this protocol.   
Subject eligibility to participate in the clinical study should be reviewed and documented by an 
ap
 
5.2 
Inclusion Criteria 
Eligible subjects are expected to meet the following inclusion criteria to be eligible 
for enrollment into the study:   
1. Subject provision of a signed and dated informed consent document indicating that 
the subject has been informed of all pertinent aspects of the study before any assessment is 
performed.  
2. Subject is male or female who, at the time of screening, is at least 18 years old, inclusive.
3. A subject who is willing and able to comply with scheduled visits, treatment plan, and other 
study procedures.  
4. A subject in good general and mental health with, in the opinion of the investigator or 
medically qualified designee, no clinically significant/relevant abnormalities in medical history
or upon oral examination, or condition, that would impact the subje
 wellbeing or the 
outcome of 
to understand and follow study procedures and requirements.  
5. Subject oral health that meets all the following:  
AT SCREENING (Visit 1): 
a. Subject with at least 20 natural, permanent teeth.   
b. Subject with at least 40 evaluable surfaces for MGI, BI, and TPI.   
An evaluable surface is defined as having 2/3rds of the natural tooth surface gradable 
for the selected clinical indices. The following should not be included in the evaluable 
surface count- third molars; fully crowned/extensively restored, grossly carious, 
orthodontically banded/bonded or abutment teeth; surfaces with calculus deposits 
which, in the opinion of the clinical examiner, would interfere with the baseline 
assessments of the selected clinical indices. 
c. A subject with plaque-induced gingivitis, in the opinion of the clinical examiner, as 
confirmed by a gross visual examination at the Screening Visit.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 23 of 68 
AT BASELINE (Visit 2): 
d. A subject with ongoing hard tissue eligibility and, in the opinion of the clinical examiner, 
at least 40 evaluable surfaces.  
e. A subject with 10% < BOP < 30%.  
f. A s
 
5.3 
Exclusion Criteria 
Subjects who meet any of the following exclusion criteria were not eligible for enrollment into
the study:  
1. A subject who is an employee of the investigational site, either directly involved in the 
conduct of the study or a member of their immediate family; or an employee of the 
investigational site otherwise supervised by the investigator; or, a sponsor
employee 
directly involved in the conduct of the study or a member of their immediate family. 
2. A subject who has participated in other studies (including non-medicinal studies) involving 
investigational product(s) within 30 days prior to study entry and/or during study 
participation.  
3. A subject with, in the opinion of the investigator or medically qualified designee, an acute 
or chronic medical or psychiatric condition or laboratory abnormality that may increase 
the risk associated with study participation or investigational product administration or 
may interfere with the interpretation of study results and, in the judgment of the 
investigator or medically qualified designee, would make the subject inappropriate for 
entry into this study.  
4. A subject who has any other clinical serious or unstable conditions (e.g., cardiovascular 
diseases, diabetes, liver disorders, and kidney disorders) which could have affected study
out comes and/or subject safety.   
5. A subject who is a pregnant female (self-reported) or is intending to become pregnant over 
the duration of the study. 
6. A subject who is a breastfeeding female.  
7. A subject who is known or suspected intolerance or hypersensitivity to the study materials 
(or closely related compounds) or any of their stated ingredients.   
8. A subject who is unwilling or unable to comply with the lifestyle considerations   
9. Subject who is a current smoker or an ex-smoker who stopped within 6 months of Screening.
10. Subject who is using smokeless forms of tobacco (e.g., chewing tobacco, gutkha, pan 
containing tobacco, nicotine-based e-cigarettes).  
11. A subject who is diagnosed xerostomia or is taking any medication that in the view of the
investigator is causing xerostomia.   
12. A subject who has a medical condition which could have directly influenced gingival 
bleeding.  
13. A subject who has a bleeding disorder that could have affected study outcomes and/or 
subject safety.  
14. A subject who has a recent history (within the last year) of alcohol or other substance abuse. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 24 of 68 
15. A subject who has a severe oral condition (e.g., acute necrotizing ulcerative gingivitis or oral 
or peri-oral ulceration including herpetic lesions) that could, in the opinion of 
the investigator, compromise study outcomes or the oral health of the subject/examiner if 
they participate in the study.   
16. Presence of a tongue or lip piercing, or any other oral feature that could interfere with the 
usage of a toothbrush.  
17. Medication exclusions:  
At screening (Visit 1):  
a. A subject using any antibiotic medication within 14 days prior to screening or at any 
time during the study.  
b. A subject currently taking an anti-inflammatory medication which, in the opinion of 
the Investigator, could affect gingival condition.   
c. A subject currently taking a systemic medication (e.g., anti-inflammatory, anti-
coagulant, immunosuppressants) or traditional/ herbal remedy which, in the opinion 
of the Investigator, could affect plaque/ gingival condition (e.g., ibuprofen, aspirin, 
warfarin, cyclosporin, phenytoin, calcium channel blockers).   
18. Medication exclusions   
At Baseline (Visit 2):   
a. A subject who has taken (in the previous 14 days), any antibiotics.   
b. A subject who has taken (in the previous 14 days) a systemic medication (e.g., anti-
inflammatory, anti-coagulant, immunosuppressants) or traditional/ herbal remedy 
which, in the opinion of the Investigator, could affect plaque/ gingival condition 
(e.g., ibuprofen, aspirin, warfarin, cyclosporin, phenytoin, calcium channel 
blockers).   
c. A subject who has used an antibacterial dentifrice or mouthwash (e.g., chlorhexidine) 
or any oral care product that in the view of the investigator could interfere with 
plaque formation or measures of gingivitis, in the period between Screening and the 
Baseline visit.  
19. Periodontal exclusions  
a. A subject who shows signs of periodontitis (one or more sites with probing pocket 
depths > 3 mm). 
b. A subject who is receiving or has received treatment for periodontal disease 
(including surgery) within 12 months of Screening.  
c. A subject who has gingivitis, which in the opinion of the investigator, is not 
expected to respond to treatment with an over the counter (OTC) dentifrice.
20. Dental Exclusions  
a. A subject who has active caries that could, in the opinion of the investigator, 
compromise study outcomes or the oral health of the subject if they participate in 
the study.   
b. A subject who has dentures (partial or full).  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 25 of 68 
c. A subject who has an orthodontic appliance (bands, appliances, or fixed/ removable 
retainers).  
d. A subject who received orthodontic therapy within 3 months of Screening. 
e. A subject who has numerous restorations in a poor state of repair.   
f. A subject who has any dental condition (e.g., overcrowding) that could, in the opinion 
of the investigator, compromise study outcomes or the oral health of the subject if they 
participate in the study.   
g. A subject who has had dental prophylaxis within 12 weeks of Screening.  
h. A subject who has had teeth bleaching within 12 weeks of Screening.   
i. A subject who has high levels of extrinsic stain or calculus deposits, in the opinion of 
the investigator, that could have interfered with plaque assessments.   
21. A subject who has previously been enrolled in this study.   
22. A subject who, in the opinion of the investigator or medically qualified designee, should 
not participate in the study.  
5.4 
Randomization Criteria 
Subjects who satisfy the study selection criteria will be randomized to study treatment. 
5.5 
Lifestyle Considerations 
The site may contact subjects prior to study visits, as a reminder of the approaching scheduled 
visit and any applicable lifestyle restrictions. 
5.5.1 
Meals and Dietary Restrictions 
From Screening (Visit 1) to the 
  
 
Subjects should not chew gum or consume any confectionery containing xylitol (e.g.,
mints).   
Before Clinical Efficacy Assessment Visits: Baseline (Visit 2) to Last Study Visit
Subjects must abstain from all food and drink (except water) for at least 4hrs prior to 
their scheduled assessment visits and until all assessments are complete during visit 
days. Water is permitted until 1 hour prior to their scheduled study visits. 
5.5.2 
Alcohol, Caffeine and Tobacco 
 Subjects will not be permitted to use chewing tobacco or chewing gum from 
screening to the end of the study. 
 Subjects will not be permitted to smoke, vape or use tobacco (e.g., chewing 
tobacco, gutkha, pan containing tobacco, nicotine-based e-cigarettes) products 
during their scheduled visits to the study site. 
5.5.3 
Dental Product/Treatment and Oral Hygiene Restrictions  
 
 Subjects will not be permitted to use any oral care products (e.g., dentifrices, 
toothbrushes, mouth rinses) other than those provided during the study.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 26 of 68 
 Subjects will not be permitted to use any dental floss, toothpicks, waterpicks, or 
inter-dental brushes (except for the removal of impacted food with non-
antimicrobial products only).   
 Subjects will be instructed to delay any non-emergency dental treatment until 
after study completion (including dental prophylaxis).  
Before Clinical Efficacy Assessment Visits:  
Subjects should refrain from oral hygiene procedures for 12 hours (+6 hours, -2 hours) 
before their visit and attend the study site with overnight plaque growth.  
5.5.4 
Medication and Treatment Restriction  
The following medication and treatment restrictions apply for the duration of the study:  
 If current/ concomitant medications/ treatments or traditional herbal ingredients/ 
treatments are used during the study, their identity, as well as their dosage and frequency, 
start and stop dates must be reported to the Investigator and recorded in the CRF.
For more information on concomitant medications, please refer to Section 6.8. 
5.5.5 
Contraception 
The are no contraception requirements for subjects entered into this study.  Females of child-
bearing potential should verbally confirm they are not currently pregnant or planning to become 
pregnant. 
5.5.6 
COVID-19  
, subjects may 
be required to provide a negative COVID test (PCR or lateral flow test) and/or a temperature 
assessment prior to or while attending a study visit. 
5.6 
Screen Failures 
Screen failures are defined as subjects who consent to participate in the clinical study but are 
not subsequently randomized. To ensure transparent reporting of screen failure subjects, a 
minimal set of screen failure information will include demography, screen failure details (e.g. 
withdrawal of consent), eligibility criteria, any protocol deviations and any adverse events or 
incidents as applicable.  
Individuals who do not meet the criteria for participation in this study (screen failure) may not
be re-screened. 
5.7 
 
Contact information for the sponsor's appropriately qualified medical/dental personnel for the 
study is documented in the Study Contact List located in the investigator study master file held 
at the study site. 
The contact number is only to be used by investigational staff seeking advice on medical/ dental 
questions or problems in the event that the established communication pathways between the 
investigational site and the study team are not available.   
The contact number is not intended for direct use by study subjects.  To facilitate access to 
appropriately qualified medical/dental personnel on study-related medical/dental questions or 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 27 of 68 
problems, subjects will be provided with a contact card.  The contact card will provide, as a 
for the investigational site, and contact details in the event that the investigational site cannot 
be reached to provide advice on a medical question or problem identified by a healthcare 
professional other than the investigator.   
5.8 
Rater/Clinical Assessor Qualifications  
Clinical examiners involved in screening and efficacy assessment procedures will be qualified 
dental professionals, registered to practice in UK. Oral examinations to determine subject 
eligibility and all safety (OST and OHT) and efficacy (MGI, BI & TPI) assessments will be 
performed by an appropriately trained clinical examiner with a demonstrable recent history of 
use of these measures in clinical trials.     
6 
INVESTIGATIONAL/STUDY PRODUCTS 
For the purposes of this study, per International Conference on Harmonization (ICH) 
guidelines, and the 
 policy, study intervention is defined as any investigational 
intervention(s), marketed product(s), placebo, or medical device(s) intended to be administered 
to a study participant according to the study protocol. 
This includes a product with a marketing authorization when used or assembled (formulated or 
packaged) in a way different from the approved form, or when used for an unapproved 
indication, or when used to gain further information about an approved use.  
6.1 
Investigational/Study Product Supplies 
The following study products will be supplied by the sponsor Clinical Supplies Department.
Table 6-1 
Investigational/Study Product Supplies 
Test Product 
Reference Product 
Product Name 
Corsodyl Original Toothpaste  
Colgate Cavity Protection 
Toothpaste 
Pack Design 
Carton of 6 over-wrapped tubes 
Carton of 6 over-wrapped tubes
Dispensing Details 
One carton  baseline visit 
One carton  baseline visit
Product Master Formulation 
Code (MFC) 
 (Commercial 
Product) 
Commercial Product 
Dose/Application 
Full ribbon of toothpaste on head 
of toothbrush provided 
Full ribbon of toothpaste on head 
of toothbrush provided
Route of Administration 
Oral 
Oral 
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 28 of 68 
Usage Instructions 
Subjects will brush their teeth 
for at least a minute twice a day 
(morning and evening) 
Subjects will brush their teeth 
for at least a minute twice a day 
(morning and evening)
Return Requirements 
All used/unused samples to be 
returned 
All used/unused samples to be 
returned 
 
Table 6-2 
Washout/Acclimatization Product Supplies 
 
Washout Toothpaste 
Product Name 
Colgate Cavity Protection Toothpaste 
Pack Design 
Carton of 2 over-wrapped tubes 
Dispensing Details 
One carton  screening visit 
Product Master Formulation Code (MFC) 
N/A - commercial product 
Dose/Application 
Apply a full ribbon of toothpaste on the head of 
toothbrush provided 
Route of Administration 
Topical oral use 
Usage Instructions 
Subjects will brush their teeth according to their 
normal brushing habits twice a day (morning and 
evening). 
Return Requirements 
All used/unused samples to be returned
Table 6-3 
Sundry Items 
Sundry Items to be supplied: 
Item 
Supplied 
By
Pack Design 
Dispensing 
Details
Return/Disposal Details 
 
 
 
 
Used Samples 
Unused 
Samples
Toothbrush 
(Sensodyne Daily 
Care, Soft) 
Sponsor 
Individual 
commercial 
pack  2 per 
subject 
1 at screening for 
use with washout 
product 
1 at baseline for 
use with study 
product
Destroy at site 
using site 
disposal 
procedures 
 
Return 
Countdown Timer 
Sponsor 
Individual 
commercial 
Baseline visit 
Subject to keep 
or destroyed at 
Return 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 29 of 68 
pack 1 per 
subject 
site using site 
disposal 
procedures
Opaque Bags 
Sponsor 
 
Commercial 
Pack 
 
Screening Visit 
and baseline visit 
Subject to keep 
or destroyed at 
site using site 
disposal 
procedure 
Return 
Dosing Cups 
Sponsor 
Commercial 
Pack 
For use with 
disclosing 
solution dosing 
procedures
Destroy at site 
using site 
disposal 
procedures
Return 
Mira-2-ton 
Disclosing Solution 
Sponsor 
Commercial 
Pack 
Baseline, week 3, 
6 and 12 
Destroy at site 
using site 
disposal 
procedures
Return 
Detailed instructions for the return of study product/study supplies for the accountability checks 
and subsequent destruction which will be provided by the sponsor during the study in time for 
study close out visit. 
6.1.1 
Medical Devices  
The definitions and procedures detailed are in accordance with ISO 14155:2020 
 The sponsor manufactured medical devices provided for use in this study is the test
product (Corsodyl Toothpaste (UK)) 
6.1.2 
Dosage Form and Packaging 
The washout and study products are dentifrices intended for topical oral use and will be applied
by toothbrushing using a manual toothbrush. 
The washout, test and reference dentifrices will be supplied in their commercial tubes but over-
wrapped in white opaque vinyl in order to mask their identity as much as possible.  All samples 
will have a study label affixed and will be provided in labelled product cartons containing 
sufficient samples for the duration of the use period. 
The content of the product labels will be in accordance with all applicable regulatory 
requirements and will be the responsibility of the sponsor Global Clinical Supplies group. Each 
study label will contain, but not be limited to, protocol number, directions for use and storage 
requirements. 
Sundry items will be supplied in their commercial packaging for dispensing by study staff as 
specified in Table 6-3. 
Care should be taken with the supplied products and their labels so that they are maintained in 
good condition.  It is important that all labels remain intact and legible for the duration of the 
study. Subjects should be instructed not to remove or deface any part of the study label.
All products supplied are for use only in this clinical study and should not be used for any other 
purpose. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 30 of 68 
6.1.3 
Preparation and Dispensing  
Subjects will be assigned to products in accordance with the randomization schedule generated 
by an approved 
 vendor, prior to the start of the study, using validated software. 
Study product will be dispensed by qualified site personnel (unblinded) per the 
dosage/administration instructions. These staff members will not be involved in any safety, 
efficacy assessments or other aspects of the study that could be influenced by the knowledge of 
product a subject has been assigned to use. An additional member of site staff should ensure the 
dispensing procedures are completed accurately.  
The study toothpastes will be dispensed in a blinded fashion to the subject. The study site will 
be provided with opaque bags in which the study products and product usage instructions will 
be placed in the bag prior to the subject leaving the dispensing area. Subjects should be advised 
as to correct product usage in accordance with the Product Usage Instructions at visit 2, 3, and 
4. All randomized subjects should receive standard oral care advice at Visit 2 (section 8.2.1).
6.2 
Administration 
Only subjects enrolled in the study may receive study products and only authorized site staff 
may supply or administer study products. All study interventions must be stored in a secure, 
environmentally controlled, and monitored (manual or automated) area in accordance with the 
labeled storage conditions with access limited to the authorized site staff only. 
After washout period, subjects will be instructed to self-administer their assigned product per 
the usage instructions provided to the subject. Subjects will receive a brushing instruction and 
study diary sheet (or an electronic study diary for the subjects who consented to use the e-diary
app). This will outline the brushing instructions and will be used to record the date and time of 
each brushing occasion during the treatment period. Subjects will also be asked to note any 
missed brushings, and to use the diary to record any changes in medications, or new 
medications, or to diet. To ensure that subjects understand the dose of dentifrice to be used, 
head) and provide detailed oral hygiene instruction during the supervised toothbrushing in 
agreement with the study schedule and product usage instructions. 
6.2.1 
Medication/Dosing Errors 
Medication/dosing errors may result, in this study, from the administration or consumption of:  
 the wrong product, 
 by the wrong subject,  
 at the wrong time,  
 or at the wrong dosage.  
Such medication/dosing errors occurring to a study subject are to be captured in the CRF.  In 
the event of medication dosing error, the sponsor should be notified immediately and under 
no circumstance should this exceed 24 hours. 
Medication/dosing errors are reportable irrespective of the presence of an associated AE, 
including: 
 Medication/dosing errors involving subject exposure to any of the study products;
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 31 of 68 
 Potential medication/dosing errors or uses outside of what is foreseen in the protocol 
that do or do not involve the participating subject. 
If a medication/dosing error is accompanied by an AE, as determined by the investigator, the 
medication/dosing error and, any associated adverse event(s) are to be captured in the CRF AE 
form.  
6.2.2 
Overdose 
An overdose is a deliberate or inadvertent administration of a product at an amount higher than 
specified in the protocol. 
Overdose is not likely to occur in this study. 
Limited quantities of the study product(s) will be supplied, and closely monitored by the site 
for each subject. 
Overdose per se is not an AE. However, any clinical sequelae of an overdose should be reported 
as an AE (and serious adverse event (SAE), if appropriate). For reporting, follow the AE and 
SAE reporting instructions. 
6.3 
Investigational/Study Product Storage  
All products supplied are for use only in this clinical study and should not be used for any other 
purpose. 
All study products must be received by a designated person at the study sites, handled and stored 
safely and properly, and kept in a secured location to which only the staff have access. Upon 
receipt, all study products should be stored according to the instructions specified on the product 
labels. Study products are to be dispensed only to subjects enrolled in the study in accordance 
with the protocol, by authorized site staff. 
The investigative site must maintain adequate records documenting the receipt, use, loss, or 
other disposition of all the product supplies. All study products will be accounted for using the 
investigational/study product accountability form/record. The investigator is responsible for 
study product accountability, reconciliation, and record maintenance.  
The accountability records must be available for inspection by the study monitor during the 
study. Monitoring of product accountability will be performed by the monitor during site visits 
and at the completion of the study.  
Subjects will return used and unused tubes of the washout dentifrice to the study site at their 
Baseline visit (Visit 2). Subjects will return used and unused tubes of their assigned study 
dentifrice to the study site at their last visit (for most subjects this will be Visit 5). 
Study product return will be documented using the investigational/study product accountability 
form/record. 
6.4 
Investigational/Study Product Accountability 
All products supplied are for use only in this clinical study and should not be used for any other 
purpose. 
All study products must be received by a designated person at the study sites, handled and stored 
safely and properly, and kept in a secured location to which only the staff have access. Upon 
receipt, all study products should be stored according to the instructions specified on the product 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 32 of 68 
labels. Study products are to be dispensed only to subjects enrolled in the study in accordance 
with the protocol, by authorized site staff. 
The investigative site must maintain adequate records documenting the receipt, use, loss, or 
other disposition of all the product supplies. All study products will be accounted for using the 
investigational/study product accountability form/record. The investigator is responsible for 
study product accountability, reconciliation, and record maintenance.  
The accountability records must be available for inspection by the study monitor during the 
study. Monitoring of product accountability will be performed by the monitor during site visits 
and at the completion of the study.  
Subjects will return used and unused tubes of the washout dentifrice to the study site at their 
Baseline visit (Visit 2). Subjects will return used and unused tubes of their assigned study 
dentifrice to the study site at their last visits (for most subjects this will be Visit 5). Study product 
return will be documented using the investigational/study product accountability form/record.
6.4.1 
Destruction of Investigational/Study Product Supplies  
At the end of the study, the Principal Investigator or an appropriate designee, and a 
representative of the sponsor (study monitor) will inventory all used and unused study products 
and sundry items.  The investigational/study product accountability record for returned study 
products will then be completed. All study product (used and unused) for this clinical study 
(including empty containers), will be returned for destruction to the sponsor Clinical Supplies 
Department or designated vendor using the return instructions provided. Detailed instructions 
for the return of study product/study supplies for the accountability checks and subsequent 
destruction will be provided by sponsor during the study in time for study close out visit. 
Return and destruction instructions for sundry items are provided in Table 6-3. 
6.5 
Blinding and Allocation/Randomization 
All subjects will be centrally randomized to one of the two study products using an Interactive 
Response Technology (IRT). Before the study is initiated, training, login information and 
directions for the IRT will be provided to the study site. Study products will be dispensed 
according to the instruction received through the IRT at the appropriate study visits. Returned 
study products should not be re-dispensed to any subject. This study is described as examiner-
blind (the investigator, clinical examiner and monitor will be blinded to product received). Site 
staff, the study statistician, data management staff, other employees of the Sponsor and vendors 
acting on behalf of the sponsor, who may influence study outcomes will also be blinded to the 
product allocation. To ensure the clinical examiner remains blinded throughout the study:  
usage will work in a separate area;  
area where study product is stored, dispensed, or in 
use;  
from the opaque bags provided 
outside of the dispensing room, while at the study site;  
-site brushing supervisors will not be involved in any safety/product 
performance assessments during the study. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 33 of 68 
6.6 
Breaking the Blind 
At the initiation of the study, the study site will be instructed on the method for breaking the 
blind.  The method will be an electronic process. 
The electronic system will be programmed with blind-breaking instructions. In case of an 
emergency, the investigator has the sole responsibility for determining if unblinding of a 
he first consideration 
in making such a determination. If the investigator decides that unblinding is warranted, the 
product assignment unless this could delay emergency treatment of the subject. 
after breaking the blind. The date and reason that the blind was broken must be recorded in the 
source documentation and case report form, as applicable. 
Any AE associated with breaking the blind must be recorded and reported as specified in this 
protocol. The study site may also be required to inform the IRB/EC if the blind is broken.  
6.7 
Compliance 
Study products will be administered under the supervision of investigator site personnel.
A diary (paper or electronic) will be supplied to promote compliance and to capture details of 
product use throughout the study period. Subjects may also record additional information such 
as any missed/ additional brushings, the reasons for any missed/ additional brushings, any issues 
with the dentifrice used, oral problems, illnesses, AEs, and any new medications/ treatments. 
Any additional details relevant to efficacy or safety should be reviewed by the investigator (or 
suitably qualified designee) with the subjects and transcribed to the CRF as appropriate. 
Additionally, all subjects active on the study will receive an SMS (text message) reminder from 
the study site (subjects with e-diary will also get a reminder from the app.) prior to a scheduled 
visit (Visits 2-5) to remind them of the requirement for no oral hygiene and meal restriction on 
the morning prior to their visit. Subjects will also attend each study visit with all tubes of 
dentifrice provided (used and unused) for a visual check of product usage, and with their 
completed diary for review by study staff. Additionally, a timer will be provided to the subjects 
to aid compliance with the product usage instructions through visit 2 to the end of the study. 
The number of any missed or additional applications or doses will be captured as protocol 
deviations and transcribed from the diary into the CRF. Subjects will be re-instructed in the 
correct usage requirements and diary completion as needed. 
Supervised brushings will be carried out at the study site in agreement with the Schedule of 
Activities, to facilitate subject compliance with dosing and brushing instructions.  
A threshold of compliance with allocated study treatment has been set as 80% of the 
recommended doses. 
6.8 
Concomitant Medication/Treatment(s) 
Any medications, treatments, or vaccine (including over the counter or prescription medicines, 
vitamins, and/or herbal supplements) taken during the study, from signing the informed consent, 
must be recorded in the CRF with indication, reason for use, unit dose, daily dose, and start and 
stop dates of administration.  All subjects will be questioned about medications/treatments at 
each site visit. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 34 of 68 
Medication/treatments taken within 30 days of signing the informed consent form will be 
documented as a prior medication/treatment.  Medications/treatments taken after first treatment
dose will be documented as concomitant medication/treatments. 
Subjects will abstain from all concomitant treatments, except for contraceptives and those used 
for the treatment of adverse events 
7 
DISCONTINUATION OF STUDY INTERVENTION AND 
SUBJECT DISCONTINUATION/WITHDRAWAL 
7.1 
Subject Discontinuation/Withdrawal  
A subject may withdraw from the study at any time at his or her own request or may be 
withdrawn at any time at the discretion of the investigator or sponsor for safety, behavioral 
reasons, or the inability of the subject to comply with the protocol-required schedule of study 
visits or procedures.   
The following circumstances require discontinuation of study product and/or premature subject 
withdrawal: 
 Protocol v
 
 Withdrawal of informed consent 
 Subject lost to follow-up  
 Unblinding of the subject  
 Pregnancy 
If a subject is discontinued or prematurely withdraws from the study, the reason(s) for 
discontinuation or withdrawal and the associated date must be documented in the relevant 
section(s) of the CRF.  
7.2 
Lost to Follow up 
If a subject fails to return to the site for a required study visit the site must attempt to contact 
the subject and reschedule the missed visit as soon as possible and counsel the subject on the 
importance of maintaining the assigned visit schedule and ascertain whether the subject wishes 
to and/or should continue in the study. 
A subject will be considered lost to follow up if he or she repeatedly fails to return for scheduled 
visits and is unable to be contacted by the study site. Before a subject is deemed lost to follow 
up, the investigator or designee must make every effort to regain contact with the subject (where 
possible, 3 telephone calls and, if 
address or local equivalent methods). These contact attempts should be documented. If contact 
is made with the subject, the investigator should inquire about the reason for withdrawal, request 
that the subject return all products that they had been dispensed and if appropriate request that 
the subject return for a final visit and follow-up with the subject regarding any unresolved 
adverse events (AEs). 
Final safety assessments may be carried out when the subject returns to the study site, at the 
 an oral examination. 
Should the subject continue to be unreachable, he/she will be considered to have withdrawn 
from the study and lost to follow up.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 35 of 68 
Lack of completion of all or any of the early termination procedures will not be viewed as 
protocol deviations so long as the 
 
If the subject withdraws from the study and withdraws consent for disclosure of future 
information, no further evaluations should be performed, and no additional data should be 
collected.  The sponsor may retain and continue to use any data collected before such 
withdrawal of consent. 
8 
STUDY PROCEDURES 
This section lists the procedures to be completed at each planned study visit.  The timing of 
each procedure is listed in the Schedule of Activities section. 
Adherence to the study design requirements, including all procedures are essential and required 
for study conduct. 
8.1 
Visit 1/Screening 
Screening procedures will be conducted by the Investigator, or suitably qualified designee. 
Subjects will be screened within 14±3 days prior to administration of the investigational/study
product to confirm that they meet the subject selection criteria for the study.   
The following screening procedures will be completed, in the following order (wherever 
possible), and the findings will be recorded in the CRF: 
 
1. Informed consent 
2. Demographics, medical 
history 
(including smoking) and prior/concomitant 
medication/treatment  
3. Oral soft tissue (OST) examination (Section 9.3.1)  
4. Oral hard tissue (OHT) examination (Section 9.3.2)  
5. Gross gingival assessment (Section 9.1.1) 
6. Review of inclusion/exclusion criteria  
7. Subject eligibility  
8. Dispense washout products/ dentifrice, toothbrush and diary* (including instruction on  
diary completion)  
o *For subjects who consent to use the e-diary during the study period: 
 The diary App will be installed in their own devices.  
 The training for the e-diary App will be provided 
9. Adverse events & Incidents (Section 10) 
8.1.1 
Informed Consent 
The investigator, or designee, must obtain informed consent from each subject participating in 
this study after adequate explanation of the aims, methods, objectives, and potential hazards of 
the study. Two copies of the informed consent form (ICF) will be signed and dated by the 
subject, the subject will retain one copy and the other will be kept at site. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 36 of 68 
The investigator, or designee, must also explain to the subjects that they are completely free to 
refuse to enter the study or to withdraw from it at any time.  Appropriate forms for documenting 
a signed and dated consent will be provided by either the investigator or by the sponsor.
The investigator, or designee, should sign and date each copy of the ICF to confirm that the 
consent process was completed correctly after the subject has signed.   
The time the subject signed the informed consent form will be captured as this is the point at 
which all Adverse Events will be captured from. The date and time of consent will be captured 
in the CRF. 
receive a copy of this new information and be re-consented into the study. Each subject should 
be provided with a copy of the signed and dated amended consent form. The date of re-consent 
will be recorded on the CRF. 
After signing the ICF, subjects will undergo the screening assessments to confirm that they 
meet all the inclusion criteria and none of the exclusion criteria. If the subject is confirmed 
eligible by the investigator (or designee) to participate in the study the subject is considered 
enrolled in the study. 
A copy of the consent will be printed and given to the subject and the consent documents will 
be retained by the site.  
8.1.2 
Demographics 
The following demographic information will be recorded in the CRF: year of birth, gender and 
race. 
Ethnicity and race of subjects will be recorded in accordance with FDA Guidance for Industry: 
Collection of Race and Ethnicity Data in Clinical Trials, 2005. 
8.1.3 
Medical History and Prior Medication/Treatment 
Details of relevant medical and surgical history (in the past one year) including allergies or drug 
sensitivity, will be documented in the CRF. 
Prior medications/treatments, including prescription and non-prescription drugs, dietary 
supplements and herbal remedies, taken in the last 30 days and prior to signing the informed 
consent form, will be documented in the CRF. 
8.1.4 
Oral Examination/Assessment 
 
The following procedures will be completed, and data recorded in the CRF. The following 
screening procedures should be carried out by a qualified dental professional: 
 Oral soft tissue (OST) examination as described (Section 9.3.1) 
 Oral hard tissue (OHT) examination as described in (Section 9.3.2.) 
 Gross assessment of gingival health (Section 9.1.2).   
The oral examinations/assessments should be carried out as described in Section 9. All findings 
will be recorded in the CRF. 
Findings from this examination performed at the Screening Visit will be used to determine 
subject eligibility. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 37 of 68 
8.1.5 
Inclusion/Exclusion Criteria 
Inclusion and exclusion criteria information will be documented in the CRF. 
8.1.6 
Subject Eligibility 
The investigator and/or medically qualified designee will review inclusion/exclusion criteria, 
medical history, prior medications to confirm subject eligibility to participate in the clinical 
trial. This will be documented in the CRF. 
To prepare for study participation, subjects will be instructed in the Lifestyle Guidelines and 
any Concomitant Medication/Treatment(s) requirements of the protocol. 
8.1.7 
Dispense Washout Products  
Eligible subjects will be provided with the washout toothpaste, toothbrush and diary (paper or 
e-diary) to use during the washout period (14±3 days). Subjects will be instructed to use only 
their supplied oral care products (washout products) according to their normal habit until their 
next appointment. Completion of all procedures will be documented in the CRF.  
8.2 
Study Period 
8.2.1 
Visit 2/Day 0 - Baseline   
Subjects will visit the clinical study site 14±3 days after the Screening visit. The following 
procedures/ assessments will take place in the order listed below as much as possible and be 
recorded in the CRF: 
1. Return washout products/ compliance checks including diary review 
2. Review of current/ prior medications and non-drug treatments/ procedures, adverse 
events, incidents and lifestyle restrictions 
3. Full oral soft tissue (OST) examination (Section 9.3.1) 
4. Full oral hard tissue (OHT) examination (Section 9.3.2) 
5. MGI assessment (& repeatability assessment, where applicable) (Section 9.2.1) 
6. Gingival bleeding and pocket depth assessment  
o BI assessment (Section 9.2.2) (including BOP which is derived from BI 
assessment (section 9.1.2)) 
o Pocket depth assessment (section 9.1.3) 
7. Plaque disclosure (Section 9.2.3) 
8. TPI assessment (& repeatability assessment, where applicable) (Section 9.2.4) 
9. Inclusion/exclusion criteria 
10. Subject eligibility 
11. Randomization 
12. Dispense study dentifrice, toothbrush, study instructions & diary and timer* 
o *For subjects who consent to use the e-diary during the study period 
 The built-in timer will be activated 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 38 of 68 
13. Oral hygiene instruction review / compliance checks including diary completion review 
with subject 
14. Supervised subject brushing at site 
15. Concomitant medications/ treatments will be collected as per Section 6.8.  
16. Adverse events & Incidents (Section 10) 
Changes in concomitant medication or non-drug treatments/procedures will be documented in 
the CRF.  
Spontaneous reporting of adverse events and those elicited by asking subjects to respond to a 
non-
CRF. 
8.2.2 
Visit 3 and 4 / Day 21 and 42 (Week 3 and 6) 
The following procedures/ assessments will take place in the order listed below and be recorded 
in the CRF: 
1. Collect study dentifrice, toothbrush & diary from subject 
2. Review of concomitant medications and non-drug treatments/ procedures, adverse 
events, incidents and lifestyle restrictions 
3. Compliance checks including diary review 
4. Subject continuance 
5. Full OST examination (Section 9.3.1) 
6. MGI assessment (& repeatability assessment, where applicable) (Section 9.2.1) 
7. BI assessment (Section 9.2.2) 
8. Plaque disclosure (Section 9.2.3) 
9. TPI assessment (& repeatability assessment, where applicable) (Section 9.2.4) 
10. Return study dentifrice, toothbrush, study instructions and diary to subject 
11. Oral hygiene instruction review / compliance checks including diary completion review 
with subject 
12. Supervised subject brushing at site 
13. Adverse events & Incidents (Section 10) 
Changes in concomitant medication or non-drug treatments/procedures will be documented in 
the CRF.  
Spontaneous reporting of adverse events and those elicited by asking subjects to respond to a 
non-
ed and any AEs recorded in the 
CRF. 
8.2.3 
Visit 5 / Day 84 (Week 12) 
The following procedures/ assessments will take place in the order listed below and be recorded 
in the CRF: 
1. Collect study dentifrice, toothbrush, diary & timer (all study supplies) from subject
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 39 of 68 
2. Review of concomitant medications and non-drug treatments/ procedures, adverse 
events, incidents and lifestyle restrictions 
3. Compliance checks including diary review 
4. Subject continuance 
5. Oral soft tissue (OST) examination (Section 9.3.1) 
6. Oral hard tissue (OHT) examination (Section 9.3.2) 
7. MGI assessment (& repeatability assessment, where applicable) (Section 9.2.1) 
8. BI assessment (Section 9.2.2) 
9. Plaque disclosure (Section 9.2.3) 
10. TPI assessment (& repeatability assessment, where applicable) (Section 9.2.4) 
11. Complete optional dental prophylaxis (as/ if deemed necessary by examiner) (Section 
8.4) 
12. Adverse events & Incidents (Section 10) 
13. Study conclusion (Section 8.5) 
Changes in concomitant medication or non-drug treatments/procedures will be documented in 
the CRF.  
Spontaneous reporting of adverse events and those elicited by asking subjects to respond to a 
non-
CRF. 
8.3 
Diary Review 
The diary (both paper and electronic diary) should be reviewed at every visit by the investigator, 
or suitably qualified designee, and the subject. Any subject comment captured in the diary 
which is considered an adverse event or Incident will be assessed and reported as per the defined 
procedure in this protocol. Adverse event reporting procedures are summarized in Adverse 
Event and Serious Adverse Events. Incident reporting procedures are summarized in Definition 
of and Procedure for Reporting Medical Device Incidents (Section 10.10). 
Any additional comments relating to medications/treatments provided in the diary will be 
reviewed by the investigator or medically qualified designee with the subject and entered into 
the CRF as appropriate. Where the subject has consented to use the electronic diary, the 
investigator can review the entered data periodically and may receive alerts of any concomitant 
medications or adverse event of concern.  
Additional and missed product applications will be considered deviations from the protocol and 
will be recorded on the Deviations Log.  
8.4 
End of Study Optional Prophylaxis 
Subjects who, in the opinion of the clinical examiner, would benefit from dental prophylaxis 
following their participation in the study will be offered full mouth dental prophylaxis (using 
conventional prophylaxis paste and periodontal instruments as required) on completion of all 
clinical assessments. Prophylaxis may be carried out by different, appropriately qualified 
clinicians to facilitate subject flow. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 40 of 68 
8.5 
Study Conclusion 
The Study Conclusion page of the CRF will be completed for all subjects whether they 
completed all study procedures or if they were discontinued from the study early.  If the subject 
discontinued early, at any point during the study, the primary reason for withdrawal should be 
recorded on the Study Conclusion page. 
If a subject has any clinically significant, study-related abnormalities or AEs at the end of the 
study, the sponsor
medical monitor (or designated representative) should be notified and, the 
subject may be asked to remain at the clinical site or be asked to return for a follow-up visit to 
ensure any issue is resolved or deemed not clinically significant.  
8.6 
Followup Visit/Phone Call  
The study site may contact a subject to follow up an AE post-study completion/withdrawal and, 
in some circumstances, request they return to the site for additional follow-up visits (final safety 
assessments). If needed, additional examinations may be carried out at such visits.
9 
STUDY ASSESSMENTS 
Every effort should be made to ensure that protocol required tests and procedures are completed 
as described.  However, it is anticipated that from time to time there may be circumstances, 
outside the control of the investigator that may make it unfeasible to complete an assessment.  
In these cases, the investigator must take all steps necessary to ensure the safety and wellbeing
of the subject.  When a protocol required assessment cannot be performed, the investigator (or 
designee) will document the reason for the missed assessment as a protocol deviation and any 
corrective and preventative actions that he or she has taken to ensure that required processes are 
adhered to as soon as possible.  The sponsor must be informed of any missed assessments in a 
timely manner. 
9.1 
Screening and Inclusion/Exclusion Assessments 
Screening and inclusion/exclusion assessments will be performed by appropriately trained 
staff/clinical examiners at the times, and in the order, defined in the Study Procedures section 
of this protocol. A single examiner will be responsible for the conduct of the clinical measures 
of gingivitis/ plaque accumulation for the duration of the study.  
Eligible tooth assessments will be accomplished by oral examination and will evaluate dentition 
exclusions along with a gross gingival assessment in relation to the general dentition inclusion/ 
exclusion criteria.  
Assessments will be carried out by the investigator, or qualified designee, against the inclusion/ 
exclusion criteria. Ineligible subjects will not be re-screened.   
Findings from these examinations will be used to determine subject eligibility. 
9.1.1 
Gross Assessment of Gingival Health 
Visual assessment of gingival health will be performed to record the presence/absence of 
plaque-induced gingivitis as per the inclusion criteria during Screening visit (Visit 1). (MGI/BI 
will not be recorded for this assessment).  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 41 of 68 
9.1.2 
Bleeding on Probing 
To assess the inclusion requirement for gingivitis, the examiner should evaluate the number of 
bleeding sites elicited on probing as a measure of gingival condition at Baseline visit (Visit 2). 
The gingivae will be air dried and then the examiner will use UNC15 probe to assess bleeding. 
The probe will be gently inserted into the gingival crevice to a depth of approximately 1 
millimeter (mm) and then run around the tooth (at angle of ~ 60º to the long axis of the tooth), 
gently stretching the epithelium while sweeping from interproximal to interproximal along the 
sulcular epithelium. Minimum force should be used to avoid damage to the gingival tissue. The 
bleeding will be assessed on the facial and lingual gingival surfaces of each scorable tooth (7-
7 in each arch). Three sites for each tooth should be evaluated buccally/labially (distal, body, 
mesial sites) and three sites lingually/palatally.  All scorable teeth in one quadrant should be 
probed first (approximately 30 seconds) before recording the number of gingival units which 
bleed. The percentage of bleeding sites will be recorded in the CRF. 
9.1.3 
Pocket Depth Measurement  
UNC15 probe will be used as a "sensing" instrument to determine pocket depth. The probe tip 
will be inserted gently into the gingival sulcus or pocket and the total extent of the sulcus or 
pocket will be assessed.  
9.2 
Efficacy Assessments 
The following efficacy assessments will be performed by appropriately trained staff/clinical 
examiners, at the times and in the order defined in the Study Procedures section of this protocol
If in the opinion of the examiner a subject is between defined grades/scores, a conservative 
approach should be used to provide the final score.  The same approach should be applied 
throughout the study to ensure consistency in the grading of the scores at all timepoints. 
The same examiner will be used throughout the study for each clinical index to eliminate the 
possibility of inter-examiner variability. 
9.2.1 
Modified Gingival Index (MGI) Assessment (Lobene et al, 1986) 
The MGI assessment is a non-invasive evaluation which focuses on the visual symptoms of 
gingivitis (for example, redness, texture, edema). The MGI will be assessed on the facial and 
lingual surfaces of each scorable tooth (second permanent molar to second permanent molar in 
each arch) by an appropriately qualified examiner. Two scores will be recorded 
buccally/labially (papilla and margin) and two scores lingually/palatally (papilla and margin). 
The scoring of the MGI will be performed under dental office conditions using a standard dental 
light for illuminating the oral cavity.  
The MGI scoring system will be as follows: 
Table 9-1 Modified Gingival Index Scoring System 
Score Description 
0  
Absence of inflammation 
1  
Mild inflammation; slight change in colour, little change in colour; little change in 
texture of any portion of the marginal or papillary gingival unit 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 42 of 68 
2  
Mild inflammation; criteria as above but involving the entire marginal or papillary 
gingival unit 
3  
Moderate inflammation; glazing, redness, edema, and/ or hypertrophy of the marginal 
or papillary gingival unit 
4  
Severe inflammation; marked redness, edema and/ or hypertrophy of the marginal or 
papillary gingival unit, spontaneous bleeding, congestion, or ulceration.  
The MGI will be assessed by the same examiner on all evaluable teeth from Baseline onwards 
as indicated in the Schedule of Activities. 
9.2.2 
Bleeding Index (BI) Assessment (Saxton and van der Ouderaa, 1989)
The BI assesses the number of bleeding points elicited on probing as a measure of gingival 
condition. The gingivae will be air dried and then the examiner will use UNC15 probe to assess 
bleeding. The probe will be gently inserted into the gingival crevice to a depth of approximately 
1 millimeter (mm) and then run around the tooth (at angle of ~ 60º to the long axis of the tooth), 
gently stretching the epithelium while sweeping from interproximal to interproximal along the 
sulcular epithelium. Minimum force should be used to avoid damage to the gingival tissue. The 
BI will be assessed on the facial and lingual gingival surfaces of each scorable tooth (7-7 in 
each arch). Three scores (according to the scale below) should be recorded buccally/labially 
(distal, body, mesial sites) and three scores lingually/palatally. All scorable teeth in one 
quadrant should be probed first (approximately 30 seconds) before recording the number of 
gingival units which bleed.  
The BI scoring system will be as follows: 
Table 9-2 Bleeding Index scoring system 
Score Description 
0  
No bleeding after 30 seconds 
1  
Bleeding observed within 30 seconds of probing 
2  
Bleeding observed immediately on probing 
The BI will be assessed by the same examiner on all evaluable teeth from Baseline onwards as 
indicated in the Schedule of Activities.  
The number of bleeding sites for each subject at each visit is calculated as the number of 
evaluable tooth sites with a BI score of either 1 or 2. 
Repeatability exercise will not be performed for BI. 
9.2.3 
Plaque Disclosure 
 
 At the request of the subject, the clinician may apply a thin layer of petroleum jelly to 
Care 
should be taken to ensure no petroleum jelly comes into contact with the labial surfaces 
of the anterior teeth as this could impact clinical assessments in this region.
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 43 of 68 
 The subject will rinse their mouth with 10 mL tap water for 10 seconds to remove any 
food debris and expectorate. 
 The clinician will then apply the plaque disclosing solution as per the label instructions. 
Care will be taken not to dislodge the plaque during this process. The subject will then 
rinse with 10 mL tap water for 10 seconds and expectorate to remove excess solution. 
Plaque may be redisclosed between the TPI and repeat assessments at the discretion of the 
clinical examiner. 
9.2.4 
Plaque Index (TPI) Assessment (Lobene et al, 1982) 
The Turesky Modification of the Quigley Hein Plaque Index (Lobene et al, 1982) will be used 
to assess plaque on all gradable teeth meeting the inclusion/ exclusion criteria, and will be 
performed by an appropriately qualified examiner. Only natural teeth can be assessed. This 
means no crowns, bridges, and teeth with fillings (surface that has 50% of the surface gradable 
or no more than 50% of the surface filled) which, in the exa
an accurate grading should be assessed. Third molars should not be assessed.  
The plaque will first be disclosed using a plaque disclosing dye solution, in agreement with the 
ssed on the facial and lingual surfaces of each 
scorable tooth (7-7 in each arch). Three scores should be recorded buccally/ labially (distal, 
body, mesial sites) and three scores lingually/ palatally (distal, body, mesial sites). 
 Disclosed plaque will be scored as follows: 
Table 9-3 Turesky Plaque Index Scoring System 
Score Description 
0  
No plaque 
1  
Separate flecks of plaque at the cervical margin  
2  
Thin continuous band of plaque (up to 1 mm) at the cervical margin  
3 
 Band of plaque wider than 1 mm but covering < 1/3 of the tooth surface 
4  
 
5  
 
The TPI will be assessed by the same examiner on all evaluable teeth from Baseline onwards 
as indicated in the Schedule of Activities. 
9.2.5 
Repeatability Assessments 
The clinical examiner selected for this study will have demonstrated their ability to replicate 
their own scores (intra-examiner repeatability/reliability) on a tooth site-by-tooth site basis in 
previous studies and/or calibration exercises. Repeat MGI and TPI assessments will be 
performed by the clinical examiner at Visits 2 - 5. At least 1 repeat assessment should be 
performed for each index on each clinical assessment day, that is, at least one MGI and one TPI 
repeat assessment on each assessment day. 
those in attendance. Different subjects can be used for repeat MGI and TPI assessments.  
There should be a delay of at least 10 minutes between original and repeat assessments for a 
given subject and ideally separated by another subject. No other procedure on the subject should 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 44 of 68 
be carried out between the first and the repeat assessment. Where possible, the clinical examiner 
should assess a different subject in the intervening period.  
Scores from the first assessment must not be visible to the examiner/scribe when the repeat 
assessment is carried out. 
9.3 
Safety and Other Assessments 
The following safety assessments will be performed by appropriately trained staff/clinical 
examiners, at the times and in the order defined in the Study Procedures section of this protocol.  
9.3.1 
Oral Soft Tissue Examination (OST) 
Where possible, this procedure should be conducted by a single dental examiner or clinically 
qualified designee. The OST examination will be accomplished throughout the study by direct 
observation and palpation with retraction aids as appropriate. The examiner will include 
examination of the labial mucosa (including lips), buccal mucosa, mucogingival folds, gingival 
mucosa, hard palate, soft palate, tonsillar area, pharyngeal area, tongue, sublingual area, 
submandibular area and salivary glands.  
The results of the examination will be recorded in the CRF as either normal or abnormal, with 
details of any abnormalities. Any post-treatment soft tissue abnormality, or worsening of a pre-
existing condition, observed by the examiner or reported by the subject will be recorded on the 
CRF. Any abnormalities or worsening of a pre-existing condition observed by the clinical 
examiner or reported by the subject from the OST examination carried out at Screening will be 
recorded as an AE.  
During the oral examination, if any abnormalities on the oral soft tissues are detected, the 
subject will be advised to seek further medical/ dental advice from their dentist or general 
medical practitioner as deemed appropriate in the opinion of the clinical examiner. 
Findings from this examination at Screening will be used to determine subject eligibility.
9.3.2 
Oral Hard Tissue Examination (OHT) 
Where possible, this procedure should be conducted by a single dental examiner or clinically 
qualified designee for all subjects.  Subjects with evidence of gross intra-oral neglect or the 
need for extensive dental therapy will be excluded. 
The OHT examination will assess grossly carious lesions or signs of erosive wear, enamel 
irregularities, tooth fracture, gross decay, decalcification, faulty restorations and implants. The 
examination will be performed by direct observation 
During the oral examination, if any abnormalities on the oral hard tissues are detected, the 
subject will be advised to seek further medical/ dental advice from their dentist or general 
medical practitioner. 
Observations will be 
described. Examination findings will be described and documented in the CRF. Any 
abnormalities or worsening of a pre-existing condition observed by the clinical examiner or 
reported by the subject from the OHT examination carried out at Screening will be recorded as 
an AE. 
Findings from this examination at Screening will be used to determine subject eligibility.
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 45 of 68 
9.3.3 
Pregnancy Testing 
For this study, the individual products being tested are not contra-indicated for pregnancy or 
intended to be contra-indicated for pregnancy and use of them would not be expected to cause 
harm either to the mother or fetus.  A pregnancy test is therefore not required.  However, 
subjects of child-bearing potential will be asked to provide verbal confirmation of pregnancy 
status at screening (Visit 1) and to inform site staff if they find they are pregnant while 
participating in the study.  In case of a positive confirmed pregnancy, the subject will be 
withdrawn from the study. 
10 
ADVERSE EVENT AND SERIOUS ADVERSE EVENTS
The investigator and any qualified designees are responsible for detecting, documenting, and 
reporting events that meet the definition of an AE or SAE and remain responsible for following 
up AEs that are serious, considered related to the study product or the study, or that caused the 
subject to discontinue the study product or study 
10.1 
Definition of an Adverse Event (AE) 
An AE is any untoward medical occurrence in a clinical study subject, temporally associated 
with the use of a study product including any washout or lead-in product (or medical device), 
whether or not considered related to the study product, including any washout or lead-in product 
(or medical device). 
NOTE: An AE can therefore be any unfavorable and unintended sign (including an abnormal 
laboratory finding), symptom, or disease (new or exacerbated) temporally associated with the 
use of a study product including any washout or lead-in product (or medical device).
Events Meeting the AE Definition:   
 Any abnormal laboratory test results (hematology, clinical chemistry, or urinalysis) or 
other safety assessments (e.g. ECG, radiological scans, vital sign measurements), 
including those that worsen from baseline, considered clinically significant in the 
medical and scientific judgment of the investigator (i.e., not related to progression of 
underlying disease). 
 Exacerbation of a chronic or intermittent pre-existing condition including either an 
increase in frequency and/or intensity of the condition. 
 New conditions detected or diagnosed after study product administration even though it 
may have been present before the start of the study. 
 Signs, symptoms, or the clinical sequelae of a suspected drug-drug interaction.
 Signs, symptoms, or the clinical sequelae of a suspected overdose of either study product 
or a concomitant medication. Overdose per se will not be reported as an AE/SAE unless 
it is an intentional overdose taken with possible suicidal/self-harming intent. Such 
overdoses should be reported regardless of sequelae. 
 "Lack of efficacy" or "failure of expected pharmacological action" per se will not be 
reported as an AE. Such instances will be captured in the efficacy assessments. 
However, the signs, symptoms, and/or clinical sequelae resulting from lack of efficacy 
will be reported as AE if they fulfill the definition of an AE.  
Events NOT meeting the AE definition:  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 46 of 68 
 Any clinically significant abnormal laboratory findings (if applicable) or other abnormal 
safety assessments which are associated with the underlying disease, unless judged by 
 
 The disease/disorder being studied or expected progression, signs, or symptoms of the 
condition.  
 Medical or surgical procedure (e.g. endoscopy, appendectomy) is not the AE. The 
condition that leads to the procedure is an AE (e.g. appendicitis). 
 Situations where an untoward medical occurrence did not occur (social and/or 
convenience admission to a hospital). 
 Anticipated day-to-day fluctuations of pre-existing disease(s) or condition(s) present or 
detected at the start of the study that do not worsen.  
10.2 
Definition of a Serious Adverse Event (SAE) 
A Serious Adverse Event (SAE) is a particular category of an adverse event where the adverse 
outcome is serious. If an event is not an AE per definition above, then it cannot be an SAE even 
if serious conditions are met (e.g. hospitalization for signs/symptoms of the disease under study, 
death due to progression of disease). 
A serious adverse event is any untoward medical occurrence at any dose that: 
 Results in death 
 Is life-threatening  
 The term 'life-threatening' in the definition of 'serious' refers to an event in which 
the subject was at risk of death at the time of the event. It does not refer to an 
event, which hypothetically might have caused death, if it were more severe;
 Requires inpatient hospitalization or prolongation of existing hospitalization  
 In general, hospitalization signifies that the subject has been detained (usually 
involving at least an overnight stay) at the hospital or emergency ward for 
observation and/or treatment that would not have been appropriate in the 
hospitalization are AEs. If a complication prolongs hospitalization or fulfills any 
other serious criteria, the event is serious. When in doubt as to whether 
serious. 
 Hospitalization for elective treatment of a pre-existing condition that did not 
worsen from baseline is not considered an AE. 
 Results in persistent or significant disability/incapacity 
 
normal life functions. 
 This definition is not intended to include experiences of relatively minor medical 
significance such as uncomplicated headache, nausea, vomiting, diarrhea, 
influenza, and accidental trauma (e.g. sprained ankle) which may interfere with or 
prevent everyday life functions but do not constitute a substantial disruption
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 47 of 68 
 Results in congenital anomaly/birth defect 
 Other situations: 
 Medical or scientific judgment should be exercised in deciding whether SAE 
reporting is appropriate in other situations such as important medical events that 
may not be immediately life-threatening or result in death or hospitalization but 
may jeopardize the subject or may require medical or surgical intervention to 
prevent one of the other outcomes listed in the above definition. These events 
should usually be considered serious. 
 Examples of such events include invasive or malignant cancers, intensive 
treatment in an emergency room or at home for allergic bronchospasm, blood 
dyscrasias or convulsions that do not result in hospitalization, or development of 
drug dependency or drug abuse. 
Note: 
in determining reporting requirements. 
10.3 
Time Period and Frequency for Collecting AE and SAE 
Information 
All AEs, and therefore all SAEs will be collected immediately after a subject provides consent 
to participate in the study by the completion (signature) of the ICF and until 5 days following 
last administration of the study product (or last procedure).  
Medical occurrences that began before obtaining informed consent will be recorded in the 
Medical History/Current Medical Conditions section of the CRF not the AE section. 
Details recorded by the subject on a diary or similar document that meet the definition of an AE 
must also be discussed with the subjects and transcribed in the AE section of the CRF. 
All SAEs will be recorded and reported to the sponsor or designee immediately and under no 
circumstance should this exceed 24 hours. The investigator will submit any updated SAE data 
to the sponsor within 24 hours of it being available. 
Investigators are not obligated to actively seek AEs or SAEs after the conclusion of the study 
participation. However, if the investigator learns of any SAE, including a death, at any time 
after a subject has been discharged from the study, and he/she considers the event to be 
reasonably related to the study product or study participation, the investigator must promptly 
notify the sponsor. 
10.4 
Reporting Procedures 
The investigator and any designees are responsible for detecting, documenting and reporting 
events that meet the definition of an AE and remain responsible for following up on AEs that 
are serious, considered related to the study product(s), participation in the study, or a study 
procedure, or that caused the subject to discontinue the study product or study.  
Spontaneous reporting of adverse events and those elicited by asking subjects to respond to 
non-
reported appropriately. 
The investigator (or medically qualified designee) is to report all directly observed AEs and all 
AEs spontaneously reported by the study subject. In addition, each study subject will be 
questioned about AEs.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 48 of 68 
Each AE is to be assessed to determine if it meets the criteria for a SAE.  If an SAE occurs, 
expedited reporting will follow local and international regulations, as appropriate. 
When an AE occurs, it is the responsibility of the investigator (or medically qualified designee) 
to review all documentation (e.g. hospital progress notes, laboratory, and diagnostics reports) 
related to the event. 
The investigator or site staff will then record all relevant information regarding an AE in the 
CRF and all details relating to an SAE in the paper SAE Form provided. 
It is not acceptable for the investigator (or medically qualified designee) to send photocopies 
to the sponsor in lieu of completion of the AE CRF page/SAE 
form. 
There may be instances when copies of medical records for certain cases are requested by the 
sponsor.  In this instance, all subject identifiers, except for the subject number, will be redacted 
on the copies of the medical records prior to submission to the sponsor. 
The investigator (or medically qualified designee) will attempt to establish a diagnosis of the 
event based on signs, symptoms, and/or other clinical information.  The diagnosis will be the 
documented as the AE/SAE where known and not the individual signs/symptoms. (e.g. upper 
respiratory tract infection, seasonal allergy, etc. instead of runny nose). 
AEs elicited by the investigator (or medically qualified designee) in a standard manner at the 
study visits should also be recorded in the AE section of the CRF and/or using the SAE form 
(subject to the classification of the AE). Care will be taken not to introduce bias when 
questioning a subject about any changes in their health. Open-ended and non-leading verbal 
questioning should be used. 
10.4.1 
Reporting of an Adverse Event 
All AEs will be reported on the AE page of the CRF by the investigator or site staff.  It should 
be noted that the form for collection of SAE information is not the same as the AE CRF.  Where 
the same data are collected, the AE CRF page and the SAE form must be completed in a 
consistent manner.  For example, the same AE term should be used on both.  AEs should be 
reported using concise medical terminology on the CRF as well as on the form for collection of 
SAE information. 
10.4.2 
Reporting of a Serious Adverse Event 
In addition to recording the details of each AE on the AE CRF page, an SAE form should be 
investigator study master file. Original SAE forms will be retained in the investigator study 
master file. 
It is essential to enter the following information:  
 Protocol and subject identifiers 
 Subject demography 
 Description of events, with diagnosis if available 
 Investigator opinion of relationship to study product (or study procedure, if appropriate)
 Criterion for seriousness. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 49 of 68 
The following are desirable and are of particular relevance for investigator and the 
assessment of the SAE report: 
 Date of onset of AE  
 Date AE stopped, if relevant 
 Study product start date 
 Study product end date if relevant 
 Action taken in relation to the study product 
 Outcome if known 
The SAE form, completed as fully as possible, must be scanned and e-mailed to the Case 
Management Group mailbox 
 with copy to the appropriate 
sponsor Study Manager, with the study number and subject number in the subject line of the 
email immediately and under no circumstance should this exceed 24 hours after study site 
personnel learn of the event. The investigator will submit any updated SAE data to the sponsor, 
immediately and under no circumstance should this exceed 24 hours of it being available.  
The initial report will be followed up with more information as relevant, or as requested by the 
sponsor study manager. 
The sponsor Study Manager will be responsible for forwarding the SAE form to other sponsor 
personnel as appropriate. 
10.5 
Evaluating Adverse Events  
10.5.1 
Assessment of Intensity 
The investigator or medically qualified designee will make an assessment of intensity for each 
AE reported during the study and will assign it to one of the following categories: 
 Mild:  An event that is easily tolerated by the subject, causing minimal discomfort and 
not interfering with everyday activities. 
 Moderate:  An event that is sufficiently discomforting to interfere with normal everyday 
activities 
 Severe:  An event that prevents normal everyday activities.  
NOTE: An AE that is assessed as severe should not be confused with an SAE. Severe is a 
category utilized for rating the intensity of an event; and both non-serious AEs and SAEs can 
be assessed as severe. For example, a headache may be severe (interferes significantly with the 
subject's usual function) but would not be classified as serious unless it met one of the criteria 
outcomes as described in the definition of an SAE, NOT when it is rated as severe.
10.5.2 
Assessment of Causality 
The causality assessment is one of the criteria used when determining regulatory reporting 
requirements.  
For each AE (serious and non-serious), the investigator (or medically qualified designee) must
provide an assessment of causality on the AE CRF page and the SAE form (subject to the 
CCI
PPD


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 50 of 68 
classification of the AE). The investigator will also document in the medical notes that he/she 
has reviewed the AE and assessed causality, where applicable.  
t there are facts, evidence, and/or 
arguments to suggest a causal relationship, rather than a relationship cannot be ruled out. 
Generally, the facts (evidence) or arguments to suggest a causal relationship should be provided.
The investigator will use clinical judgment to determine the relationship and will also consult 
the Investigator Brochure (IB), Safety Statement and/or Product Information, for marketed 
products, in the determination of his/her assessment.  Alternative causes, such as underlying 
disease(s), concomitant therapy, other risk factors, and the temporal relationship of the event to 
the study product will be considered and investigated. 
For each AE/SAE, the investigator must document in the medical notes that he/she has reviewed 
the AE/SAE and has provided an assessment of causality. 
-
serious); the investigator must record the causal relationship in the CRF, as appropriate, and 
report such an assessment in accordance with the SAE reporting requirements if applicable.
There may be situations when an SAE has occurred, and the investigator has minimal 
information to include in the initial report to the sponsor.  However, it is very important that 
the investigator always make an assessment of causality for every event prior to the initial 
transmission of the SAE data to the sponsor. The investigator may change his/her opinion of 
causality in light of follow-up information and send an SAE follow-up report with the updated 
causality assessment.  
10.6 
Follow-up of AEs and SAEs  
After the initial AE/SAE report, the investigator is required to proactively follow up with each 
 
All AEs (serious and non-serious) will be followed until resolution, until the condition 
stabilizes, until the event is otherwise explained, or until the subject is lost to follow-up.   
The investigator is obligated to perform or arrange for the conduct of supplemental 
measurements and/or evaluations as may be indicated or as requested by the sponsor to elucidate 
as fully as possible the nature and/or causality of the AE. This may include additional laboratory 
tests or investigations, histopathological examinations, or consultation with other health care 
professionals. 
New or updated information will be recorded on the AE CRF page and on the SAE form (subject 
to the classification of the AE). 
The investigator will submit any updated SAE data to the sponsor within 24 hours of receipt of 
the information. 
Investigators are not obliged to actively seek AEs in former subjects.  However, if the 
investigator learns of a SAE, including death, at any time after a subject has been discharged 
from the study, and considers the event reasonably related to the study product or study 
participation, the investigator will promptly notify the sponsor by emailing the information to 
the Case Management Group mailbox at the sponsor 
with
copy to the appropriate sponsor Study Manager. 
The investigator will submit any updated SAE data to the sponsor within the designated 
reporting time frames. 
CCI
PPD


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 51 of 68 
10.7 
Withdrawal Due to an Adverse Event  
Withdrawal due to AEs should be distinguished from withdrawal due to other causes, according 
to the definition of an AE noted earlier, and recorded on the appropriate AE CRF page. 
When a subject withdraws because of an SAE, the SAE must be reported in accordance with 
the reporting requirements defined. 
10.8 
Regulatory Reporting Requirements for SAEs 
The sponsor has a legal responsibility to notify, as appropriate, the local regulatory authority 
and other regulatory authorities about the safety of a product under clinical investigation.  
Prompt notification of SAEs by the investigator to the sponsor is essential so that legal 
obligations and ethical responsibilities towards the safety of subjects are met. 
The sponsor will comply with country specific regulatory requirements relating to safety 
reporting to the regulatory authority, IRB/EC and investigators. 
Both the investigator and the sponsor will comply with all local medical device reporting 
requirements  
Investigator safety reports must be prepared for suspected unexpected serious adverse reactions 
(SUSAR) according to local regulatory requirements and sponsor policy and forwarded to 
investigators as necessary. 
An investigator who receives an investigator safety report describing a SAE or other specific 
safety information e.g. summary or listing of SAE from the sponsor will review and then file it 
IRB/IEC, if appropriate according to local requirements. 
10.9 
Pregnancy 
10.9.1 
Time Period for Collecting Pregnancy Information 
Pregnancy information will be collected on all pregnancies reported while a female subject is 
participating in the study from the signing of informed consent until 5 days after last 
administration of study product. 
10.9.2 
Action to be Taken if Pregnancy Occurs 
The investigator will record pregnancy information on the appropriate form scan and e-mail it 
to the Case Management Group mailbox 
), with copy to the 
appropriate sponsor Study Manager within 24 hours of learning of the subject becoming 
pregnant. Original pregnancy information forms will be retained in the investigator study master 
file.  
The subject will be followed to determine the outcome of the pregnancy. Information on the 
status of the mother and infant / neonate (including concomitant medications taken by the 
mother during the pregnancy) will be forwarded by the investigator to the Case Management 
Group mailbox at the sponsor 
 with copy to the appropriate 
sponsor Study Manager. Generally, follow-up will be no longer than 6 to 8 weeks following the 
estimated delivery date. Any termination of the pregnancy will be reported. 
While pregnancy itself is not considered to be an AE, abnormal pregnancy outcomes (e.g. 
spontaneous abortion, fetal death, stillbirth, congenital anomalies, ectopic pregnancy) are, and 
should be recorded as an SAE. 
CCI
PPD
PPD


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 52 of 68 
Any female subject who becomes pregnant while participating will be withdrawn from the 
study.   
10.10 
Medical Device Incidents 
The definitions and procedures detailed are in accordance with ISO 14155:2020 
Both the investigator and the sponsor will comply with all local medical device reporting 
requirements. 
Medical devices are being provided by the sponsor for use in this study; the medical device in 
this study is the test product (Corsodyl Toothpaste (UK)).  
10.10.1 Definition of an Incident 
A medical device incident is any malfunction or deterioration in the characteristics and/or 
performance of a device as well as any inadequacy in the labeling or the instructions for use 
which, directly or indirectly, might lead to or might have led to the death of a subject/user/other 
person or to a serious deterioration in his/her state of health. 
Not all incidents lead to death or serious deterioration in health. The nonoccurrence of such a 
result might have been due to other fortunate circumstances or to the intervention of health care 
personnel. 
It is sufficient that: 
An incident associated with a device happened and 
 The incident was such that, if it occurred again, might lead to death or a serious 
deterioration in health. 
 A serious deterioration in state of health can include any of the following: 
 Life-threatening illness 
 Permanent impairment of body function or permanent damage to body structure
 Condition necessitating medical or surgical intervention to prevent one of the 
above  
 Fetal distress, fetal death, or any congenital abnormality or birth defects
Examples of incidents: 
 A subject, user, caregiver, or healthcare professional is injured as a result of a medical 
device failure or its misuse. 
 
 A misdiagnosis due to medical device failure leads to inappropriate treatment. 
 
 
10.11 
Reporting of Incidents and Malfunctions 
All incidents must be reported to the sponsor immediately and under no circumstance should 
this exceed 24 hours of the investigator or designee becoming aware of the situation.
Any medical device incident occurring during the study will be documented in the subject's 
medical records, if in accordance with the investigator's normal clinical practice, and on the 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 53 of 68 
appropriate Incident Report Form.  In addition, for incidents fulfilling the definition of an AE 
(serious and non-serious), the appropriate AE CRF page and SAE form will be completed and 
reported as per the AE and SAE reporting sections. 
The Incident Report Form will be completed as thoroughly as possible and signed by the 
investigator before transmittal to the sponsor.  It is very important that the investigator describes 
any corrective or remedial actions taken to prevent recurrence of the incident. 
The completed Incident Report Form should be scanned and emailed to the Case Management 
Group mailbox 
, with copy to the appropriate sponsor Study 
Manager, with the study number and subject number in the subject line of the email 
immediately and under no circumstance should this exceed 24 hours after study site 
personnel learn of the event. If there is an SAE, the completed SAE form should be sent together 
with this report form.  However, if a copy of the SAE report is sent with this form, this does not 
replace the procedure to report an SAE.  The original Incident Report Form will be retained in 
the investigator study master file.  
The initial report will be followed up with more information as relevant, or as requested by 
sponsor study manager. 
The investigator will follow the following directions regarding the reporting of a device failure 
(malfunction): 
 Notify the sponsor immediately (by following the process described above).
 Schedule the subject to return to the site promptly to return the failed device. 
 Record any incidents on the CRF and Incident Report Form following instructions given 
in the section above. 
 For any incident/malfunction occurring with a medical device (including those that are 
part of combination products) supplied by the sponsor, return the failed device to the 
sponsor as soon as possible, including documentation of the details of the failure  
 For any incident/malfunction occurring with a medical device (including those that are 
part of combination products) supplied by the Investigator site, report the incident to the 
device manufacturer and follow the manufacturer instructions for the return of the failed 
device (whilst keeping the sponsor informed). 
10.12 
Follow-up of Medical Device Incidents 
Medical device incidents involving an AE will be followed and reported in the same manner as 
other AEs. This applies to all subjects, including those who discontinue study product or are 
withdrawn from the study. 
The investigator is responsible for ensuring that follow-up includes any supplemental 
investigations as indicated to elucidate the nature and/or causality of the incident. 
New or updated information will be recorded on the originally completed Incident Report form 
with all changes signed and dated by the investigator. 
CCI
PPD


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 54 of 68 
10.13 
Regulatory Reporting Requirements for Medical Device 
Incidents 
To fulfill regulatory reporting obligations worldwide, the investigator is responsible for the 
detection and documentation of events meeting the definitions of incident or malfunction that 
occur during all periods of the study in which the medical device is used.  
The investigator will promptly report all incidents occurring with any medical device provided 
for use in the study in order for the sponsor to fulfill the legal responsibility to notify appropriate 
regulatory authorities and other entities about certain safety information relating to medical 
devices being used in clinical studies. 
The investigator, or responsible person according to local requirements (e.g. the head of the 
medical institution), will comply with the applicable local regulatory requirements relating to 
the reporting of incidents to the IRB/IEC. 
11 
DATA MANAGEMENT 
As used in this protocol, the term CRF is understood to refer to either a paper form or an 
electronic data record or both, depending on the data collection method.  
For this study, subject data will be entered into an electronic CRF (eCRF), using a validated 
system. Data relating to SAEs, pregnancy and incidents will also be collected on paper forms.
The investigator is responsible for verifying that data entries are accurate and correct by 
physically or electronically signing the CRF. 
The source documents (e.g. hospital records, clinical and office charts, laboratory notes, 
memoranda, subject diaries, questionnaires, evaluation checklists, pharmacy dispensing 
records, recorded data from automated instruments, microfiches, photographic negatives, 
microfilm or magnetic media, x-rays, subject files and records kept at the pharmacy, at the 
laboratory and at the medico-technical departments involved in the clinical study) which 
contain the source of data recorded in the CRF should be specified.  The CRF and/  or diary can 
be used as a source document at the discretion of data management. 
Each subject will be assigned and identified by a unique Screening Subject Number. Any 
reference made to an individual subject within the study must be done using their unique 
Screening Subject Number. 
11.1 
Case Report Form 
A CRF is a printed, optical, or electronic document designed to record the protocol required 
information to be reported to the sponsor on each trial subject. 
For each subject who has given informed consent/assent the CRF must be completed and signed 
by the Principal Investigator (or authorized designee) to certify that the data are complete and 
correct.  The investigator must maintain accurate documentation (source data) that supports the 
information entered in the CRF. 
Management of clinical data will be performed in accordance with Third Party Vendor 
applicable standards and data cleaning procedures with oversight by the sponsor to ensure 
integrity of the data, for example, to remove errors and inconsistencies in the data.  
To protect the privacy of subjects, no Personal Information (PI) (including the subject's name 
or initials or full birth date) is to be recorded in the CRF or as part of the query text.
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 55 of 68 
All CRF pages should be completed during a subject assessment when the CRF has been 
designated as the source.  Data that is sourced elsewhere should be entered into the CRF in an 
agreed upon timeframe between the Investigator and Sponsor.   
The sponsor will obtain and retain all CRFs and associated study data as applicable at the 
completion of the study.  
11.2 
Data Handling 
Documentation of all data management activities should allow step-by-step retrospective 
assessment of data quality and study performance.  
Any changes or corrections to data will be performed in the Electronic Data Capture (EDC) 
System, and it will include rationale for changes. The EDC system has an audit trail, which will 
provide a complete record of the changes and corrections endorsed by the Investigator. 
Adverse events will be coded using Medical Dictionary for Regulatory Activities (MedDRA) 
and any concomitant medications terms (if applicable) using an validated medication 
dictionary.   
11.2.1 
Data Queries 
Programmed edit checks will be generated automatically, as the data are being entered into the 
system. Reports and listings on the CRF data will also be run, in addition to the queries already 
programmed and generated by the system, to raise manual queries as needed for site 
clarification or correction. The 3rd party data management vendor will raise queries as needed 
on safety data to code the terms (AEs and Drugs or concomitant medication) appropriately. 
The study monitor will perform ongoing review the of the CRFs in accordance with the 
monitoring plan, to confirm that data entered into the CRF by authorized site personnel are 
accurate, complete, and verifiable from source documents; that the safety and rights of 
participants are being protected; and that the study is being conducted in accordance with the 
currently approved protocol and any other study agreements, ICH GCP, and all applicable 
regulatory requirements. 
Any queries will be generated in the EDC System to the Investigator or designee, enabling the 
errors to be addressed in parallel with Data Management review. The study monitor can also 
run reports and listings on the CRFs, to raise manual queries as needed for site clarification or 
correction. 
11.3 
Processing Patient Reported Outcomes and Data Collection 
from Internet of Medical Things 
Paper based patient reported outcome (PRO) data may be recorded to a diary, questionnaire, or 
other specified document, etc. and entered into the data management system (DMS). 
All PRO source data should be reviewed by the study staff and the study monitor to ensure 
accurate transcription of data and that any potential AEs or concomitant medications reported 
on these documents are discussed with the subject and transcribed accurately to the CRF and/or 
DMS.  PROs that are classed as source data will be retained by the investigator and true/certified 
copies may be sent to a designated vendor or the sponsor as required. Any AEs or concomitant 
medications collected as ePRO will be reviewed and transcribed to the eCRF by the site.
To protect the privacy of subjects, no Personal Information (PI) (including the subject's name 
or initials or birth date) is to be recorded on any PRO/ePRO/IoMT (Internet of Medical Things)
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 56 of 68 
Devices Data that will be forwarded to the sponsor or Third-Party Vendor. The main source of 
PROs from this study will be documented in the subject diaries.  
11.4 
External Data  
External Data are subject data obtained externally to the CRF and other sources such as ePRO 
and IoMT devices. These data are generated from laboratory instruments, computers or other 
sources and then transcribed into a file and format agreed upon by the sponsor to identify the 
subject and time point referenced in the CRF and/or protocol.  
An agreed quality control process will be performed against the transcribed data to the source 
to ensure the accuracy of the transcription. The transcribed data is transmitted in an agreed upon 
format to the sponsor.  
Reconciliation will be performed between the transcribed data and the clinical database to 
ensure subject and time point referenced in the Clinical Database match before Clinical 
Database Freeze (locking of the database) can occur. 
12 
STATISTICAL CONSIDERATIONS AND DATA ANALYSES
12.1 
Sample Size Determination 
A sample size of approximately 100 subjects per treatment group (before presumed 6% dropout 
rate) is needed to provide at least 90% power to achieve statistical significance (at the 5%, two-
sided level) for the primary outcome (change from baseline at 12 weeks in the number of 
bleeding sites in the sodium bicarbonate group). The assumed treatment efficacy estimates for 
this calculation comes from the sponsor clinical study (
 2012) report where the change 
(SD) from baseline at 12 weeks (without pre-prophylaxis) was -14.7 (9.8) bleeding sites.  
For the secondary objective (change from baseline at 12 weeks in the number of bleeding sites 
in the bicarbonate group compared to the negative control group), data from the sponsor clinical 
study (
 2012) focusing on the non-smoking strata and using a t-test comparing their 
respective mean changes (SD of change) of 15.5 (10.1) vs. 11.6 (9.1) indicates power will 
exceed 80%. (PASS 2019 Power Analysis and Sample Size Software (2019). NCSS, LLC. 
Kaysville, Utah, USA, ncss.com/software/pass). The assumed (from the sponsor clinical study
 2012) +0.7 correlation of the number of bleeding sites at baseline to week 12 helps 
attain that power. 
12.2 
Populations for Analysis 
 The Safety population will comprise all randomized subjects who receive at least one dose 
of the study product. This population will be based on the product the subject actually 
received. 
 The modified Intent-To-Treat (mITT) population will include all randomized subjects 
who complete at least one use of study product and have at least one post baseline clinical 
performance assessment. This population will be based on the study product to which the 
subject was randomized. Any subject who receives a randomization number will be 
considered to have been randomized. 
 The Per-Protocol (PP) population will include all randomized subjects who do not have 
any protocol deviations that could confound the interpretation of analyses conducted on 
the mITT. 
CCI
CCI
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 57 of 68 
 The repeatability population for MGI is defined as all subjects who have at least one repeat 
MGI clinical assessment at any visit.  
 The repeatability population for TPI is defined as all subjects who have at least one repeat 
TPI clinical assessment at any visit. 
12.3 
Statistical Analyses 
Additional details of the proposed statistical analysis will be documented in the statistical 
reporting and analysis plan (SAP), which will be written following finalization of the protocol 
and prior to study unblinding/analysis (as appropriate). This section is a summary of the planned 
statistical analyses of the most important endpoints including primary and key secondary 
endpoints.  
The mITT population will be used for all efficacy analyses. No repeat assessment data is to be 
used in any efficacy analyses. 
Statistical analyses of the endpoints will be performed using the change from baseline, in order 
to easily present direct estimates for the within-treatment mean changes from baseline (e.g. the 
primary endpoint).  
Descriptive summary statistics will be presented for the actual and change from baseline values
at each time point. 
All p-values presented will be two-sided and assessed at the 5% significance level. A sequential 
testing strategy will be used to adjust for multiplicity for the comparison between test and 
reference products in the number of bleeding sites at week 12. This will only be assessed for
confirmatory evidence if the primary endpoint (change from baseline within the test product at 
week 12) achieves a statistically significance reduction. There will be no further adjustments
for multiplicity for any other secondary endpoints. 
12.3.1 
Primary Analysis  
A mixed model with repeated measures (MMRM) will be performed on the change from 
baseline in the number of bleeding sites with product (test or reference), time point (week 3, 6 
and 12) and product by time point interaction as fixed effects, and baseline number of bleeding 
sites as a covariate. Subject will be fitted as a repeated measure with unstructured covariance. 
Kenward-Roger degrees of freedom will be used. 
To test the null hypothesis (H0: There is no difference in the number of bleeding sites from 
baseline to week 12 in the test product group) vs. the alternative hypothesis (H1: There is a 
treatment effect on the number of bleeding sites at 12 weeks), estimates of treatment effect at 
12 weeks will be based on least squares means (LS means) generated with an appropriate 
contrast statement. P-values and 95% confidence intervals (CI) will be provided. 
12.3.2 
Secondary Analysis(es) 
Other secondary timepoints (week 3 and 6) related to the number of bleeding sites will be 
analyzed using the results from the MMRM from the primary analysis. Estimates of treatment 
effect (changes from baseline at 3, 6 and 12 weeks) and treatment comparisons will be based 
on least squares means (LS means) generated by appropriate contrast statements. P-values and 
95% confidence intervals (CI) will be provided.   
The secondary endpoints include (in addition to the number of bleeding sites): 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 58 of 68 
BI (Bleeding Index= Sum of index values over all evaluable tooth sites/Number of evaluable 
tooth sites). The BI score has a range of 0 to 2; (see section 9.2.1) 
Modified Gingival Index (MGI) Assessment= Sum of index values over all evaluable tooth 
sites/Number of evaluable tooth sites. The MGI score has a range of 0 to 4; (see section 9.2.2)
Overall and interproximal TPI Score = Sum of index values over all evaluable tooth 
sites/Number of evaluable tooth sites. The TPI score has a range of 0 to 5. (see section 9.2.4)
For the change from baseline for each endpoint above, the same MMRM as applied for the 
number of bleeding sites will also be applied but including the respective baseline as covariate 
instead of the baseline number of bleeding sites. Results within and between treatments at each 
time point will also be obtained and presented in a similar manner. 
12.3.3 
Safety Analysis(es) 
The Safety population will be used for safety analyses. Safety analyses will be performed 
according to product received. All AEs will be reviewed by the Clinical Research Scientist, or 
designee, prior to database lock and unblinding and will be coded using the MedDRA. During 
this review stage, AEs will be further categorized as oral or non-oral. AEs will be listed and 
summariz
emergent if they occur on or after the first product use at the Baseline visit.  
The following AEs tables will be produced, presented by product group:  
 listing of all AEs (randomized subjects and non-randomized subjects);  
 summary of AEs;  
 treatment emergent AEs by Oral/Non-Oral and Preferred Term (PT);  
 treatment emergent AEs by System Organ Class (SOC) and PT;  
 treatment related AEs by Oral/Non-Oral and PT;  
 listing of serious AEs (if there are no SAEs, a null listing will be produced; if there are 
more than 5 treatment emergent serious AEs (SAEs), a table will be produced in place 
of the listing by SOC and PT);  
 non-serious treatment emergent AEs by SOC and PT (only produced if there are more 
than 5 AEs). 
The results of the OST and OHT examinations will be listed and the results of the OST 
examinations will be tabulated. 
12.3.4 
Other Analysis(es) 
For descriptive purposes only, the percent change from baseline at weeks 3, 6 and 12, in each 
arm separately, will be calculated and reported for each primary and secondary outcome 
variable. Additionally, the number and percent of patients improving, remaining the same, or 
worsening (compared to baseline) at weeks 3, 6 and 12, in each arm separately, will be 
calculated and reported for each primary and secondary outcome variable. These analyses will 
only use the observed data and not the LOCF imputed data. 
Repeatability of the examiner  
The repeatability of the examiner in conducting the MGI and TPI assessments will also be 
performed. The repeat plaque and MGI assessments will be compared to the original 
assessments. The repeat assessment is not to be used in any efficacy analysis. The first and 
second assessments of each index will be analyzed with a Fleiss-Cohen weighted kappa 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 59 of 68 
-examiner reliability. Reliability will 
 
 0.75 
.  
This analysis will be conducted on each respective index repeatability population (MGI 
population and TPI population). 
Missing data: 
Experience in previous, similar studies suggest missing data will not be prevalent. For example, 
in the sponsor clinical study (
 2012) of the same product over the same 12-week period, 
only one patient was lost. The SAS Proc Mixed implementation of the repeated measures 
ANCOVA that will be used in almost all analyses, implicitly imputes any missing data based 
on the non-missing observations. The basic theory on which Proc Mixed is based holds even 
with missing data as long as the missing data are missing at random (MAR).   
An additional analysis will explore the sensitivity of results to the effect of missing data on the 
primary and secondary efficacy endpoints. The sensitivity analysis will use the same MMRM
model as described above, but with Last Observation Carried Forward (LOCF) for missing data.  
All analyses will use contrasts to show estimates of the treatment group response and treatment 
group differences at each time point, with corresponding standard errors of the mean, and 95% 
confidence intervals (and p-values for treatment differences). 
12.3.5 
Exclusion of Data from Analysis  
Exclusion of any data from the analyses will be determined during a Blind Data Review 
(BDR) Meeting prior to database lock. Any reasons for exclusion from an analysis population 
will be listed, if applicable.  
 
12.3.6 
Demographic and Baseline Characteristics 
Age and other continuous variables will be summarized using descriptive statistics including
mean, standard deviation, median, minimum, and maximum. Gender, race and other categorical 
variables will be summarized using frequency counts and percentages for the safety and mITT 
populations. Medical history and current medical conditions will be listed. 
12.3.7 
Study Drug/Product Compliance and Use of Other Therapies 
12.3.7.1 Study Drug/Product Compliance 
Compliance with study product use (based on number of brushings) will be summarized and 
listed for the mITT population. 
 Compliance is defined as: Compliance (%) = 100 x Actual number of brushings / Expected 
number of brushings. 
number of brushings
to exclude any brushings after 
a subject dropped out of the study.  
A threshold of compliance with allocated study treatment has been set as 80% of the 
recommended doses. Subjects with overall compliance <80% will be considered protocol 
deviations and assessed at the time of Blinded Data Review for exclusion from the Per Protocol 
(PP) population.  
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 60 of 68 
12.3.7.2 Prior and Concomitant Medications 
Prior medications, concomitant medications and significant non-drug therapies taken during 
treatment will be listed for all randomized subjects. 
12.3.8 
Handling of Dropouts and Missing Data  
Subjects who withdraw from the study early will be included in the statistical analysis up to the 
point of withdrawal. Subjects who withdraw will not be replaced. For the primary analyses, no 
data will be imputed in the case of dropouts or missing data. However, sensitivity analyses using 
LOCF are planned as detailed in section 12.3.4. 
12.3.9 
Interim Analysis  
No interim analysis is planned for this study 
13 
STUDY GOVERNANCE CONSIDERATIONS 
13.1 
Quality Control  
In accordance with applicable regulations including GCP, and the sponsor procedures, the 
sponsor or designee (i.e. third-party vendor) monitors will contact the site prior to the start of 
the study to review with the site staff the protocol, study requirements, and their responsibilities 
to satisfy regulatory, ethical, and the sponsor requirements. 
When reviewing data collection procedures, the discussion will include identification, 
agreement and documentation of data items for which the CRF will serve as the source 
document. 
The sponsor or designee will monitor the study and site activity to verify that the: 
 Data are authentic, accurate, and complete. 
 Safety and rights of subjects are being protected. 
 Study is conducted in accordance with the currently approved protocol and any other 
study agreements, GCP, and all applicable regulatory requirements. 
The extent and nature of monitoring will be described in a written monitoring plan on file at the 
sponsor. The investigator (or designee) agrees to allow the monitor direct access to all relevant 
documents and agrees to co-operate with the monitor to ensure that any problems detected in 
the course of these monitoring visits are resolved. 
13.2 
Quality Assurance 
To ensure compliance with GCP and all applicable regulatory requirements, the sponsor may 
conduct a quality assurance assessment and/or audit of the site records, and the regulatory 
agencies may conduct a regulatory inspection at any time during or after completion of the 
study.  
In the event of an assessment, audit or inspection, the investigator (and institution) must agree 
to grant the advisor(s), auditor(s) and inspector(s) direct access to all relevant documents and 
to allocate their time and the time of their staff to discuss the conduct of the study, any 
findings/relevant issues and to implement any corrective and/or preventative actions to address 
any findings/issues identified. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 61 of 68 
The investigator(s) will notify the sponsor or its agents immediately of any regulatory 
inspection notification in relation to the study. Furthermore, the investigator will cooperate with 
the sponsor or its agents to prepare the study site for the inspection and will allow the sponsor
or its agent, whenever feasible, to be present during the inspection. The investigator will 
promptly apply copies of the inspection finding to the sponsor or its agent. Before response 
submission to the regulatory authority, the investigator will provide the sponsor or its agents 
with an opportunity to review and comment on responses to any such findings.  
The sponsor will be available to help investigators prepare for an inspection. 
13.3 
Regulatory and Ethical Considerations 
13.3.1 
Institutional Review Board/ Ethics Committee  
It is the responsibility of the investigator to have prospective approval of the study protocol, 
protocol amendments, informed consent, investigator brochure/safety statement (including any 
updates) and other relevant documents, e.g. recruitment advertisements, if applicable, from the 
IRB/EC.  All correspondence with the IRB/EC should be retained in the investigator file.  
Copies of IRB/EC approvals should be forwarded to the sponsor prior to the initiation of the 
study, and also when subsequent amendments to the protocol are made. 
The only circumstance in which an amendment may be initiated prior to IRB/EC approval is 
where the change is necessary to eliminate apparent immediate hazards to the subjects.  In that 
event, the investigator must notify the IRB/EC and the sponsor in writing immediately after the 
implementation. 
13.3.2 
Ethical Conduct of the Study 
The study will be conducted in accordance with the protocol and legal and regulatory 
requirements, as well as the general principles set forth in the International Ethical Guidelines 
for Biomedical Research Involving Human Subjects (Council for International Organizations 
of Medical Sciences 2002), International Ethical Guidelines for Health-Related Research 
Involving Humans (ICH, Nov 2016), guidelines for GCP (ICH, 1997) (ICH 1996 and revision 
2), and the Declaration of Helsinki (World Medical Association, 2013).  
In addition, the study will be conducted in accordance with the protocol, the ICH guideline on 
GCP, applicable portion of EU MDR 2017/745, ISO 14155:2011 and ISO 14155:2020 and 
applicable local regulatory requirements and laws. 
13.3.3 
Subject Information and Consent 
All parties will ensure protection of subject personal data and will not include subject names or 
other identifiable data in any reports, publications, or other disclosures, except where required 
by laws.  
When study data are compiled for transfer to the sponsor and other authorized parties, subject 
names, addresses, and other identifiable data will be replaced by numerical codes based on a 
numbering system provided by the sponsor in order to de-identify study subjects. (The use of 
initials should be avoided). 
The study site will maintain a confidential list of subjects who participated in the study, linking 
the sponsor
will maintain high standards of confidentiality and prot
consistent with applicable privacy laws. 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 62 of 68 
The informed consent documents must be in compliance with ICH GCP, applicable portion of 
ISO 14155, local regulatory requirements, and legal requirements, including applicable privacy 
laws. 
The informed consent documents used during the informed consent process must be reviewed 
and approved by the sponsor, approved by the IRB/EC before use, and available for inspection.
The investigator must ensure that each study subject, is fully informed about the nature and 
objectives of the study and possible risks associated with participation.  
The investigator, or a person designated by the investigator, will obtain written informed 
consent from each subject before any study specific activity is performed.  The investigator will 
retain the original of each subject's signed informed consent document. 
13.3.4 
Subject Recruitment  
Advertisements approved by IRBs/ECs and investigator databases may be used as recruitment 
procedures.  Use of ethics committee approved, generic, prescreening questionnaire to assess 
basic subject characteristics to determine general eligibility for this study is allowed.  This 
generic questionnaire may be used by sites as a phone script and/or to review internal databases 
to identify subjects.   
The sponsor will have an opportunity to review and approve the content of any study 
recruitment materials directed to potential study subjects before such materials are used. 
13.3.5 
Reporting of Safety Issues and Serious Breaches of the Protocol or 
ICH GCP  
Within the sponsor a serious breach is defined as a breach likely to affect to a significant degree 
the safety and rights of a subject or the reliability and robustness of the data generated in the 
sponsor-sponsored human subject research studies.  
In the event of any prohibition or restriction imposed (i.e., clinical hold) by an applicable 
competent authority in any area of the world, or if the investigator is aware of any new 
information that might influence the evaluation of the benefits and risks of the investigational 
product, the sponsor should be informed immediately.  
In addition, the investigator will inform the sponsor immediately of any urgent safety measures 
taken by the investigator to protect the study subjects against any immediate hazard, and of any 
serious breaches of this protocol or of ICH GCP that the investigator becomes aware of. 
13.4 
Posting of Information on Publicly Available Clinical Trial 
Registers 
Study information from this protocol will be posted on publicly available clinical trial registers 
before enrollment of subjects begins in accordance with applicable the sponsor processes.
The sponsor intends to make anonymized subject-level data from this trial available to external 
researchers for scientific analyses or to conduct further research that can help advance medical 
science or improve patient care. This helps ensure the data provided by trial participants are 
used to maximum effect in the creation of knowledge and understanding 
13.5 
Provision of Study Results to Investigators 
Where required by applicable regulatory requirements, an investigator signatory will be 
identified for the approval of the clinical study report.  The investigator will be provided 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 63 of 68 
reasonable access to statistical tables, figures, and relevant reports and will have the opportunity 
to review the complete study results at a sponsor site or other mutually-agreeable location.
The sponsor will also provide the investigator with the full summary of the study results.  The 
investigator is encouraged to share the summary results with the study subjects, as appropriate.
The procedures and timing for public disclosure of the results summary and for development of 
a manuscript for publication will be in accordance with the sponsor Policy. 
A manuscript will be progressed for publication in the scientific literature if the results provide 
important scientific or medical knowledge. 
13.6 
Records Retention 
Following closure of the study, the investigator must maintain all site study records (except for 
those required by local regulations to be maintained elsewhere), in a safe and secure location.  
The records (study/ site master file) must be maintained to allow easy and timely retrieval, when 
needed (e.g. for a 
audit or regulatory inspection) and must be available for review in 
conjunction with assessment of the facility, supporting systems, and relevant site staff.
Where permitted by local laws/regulations or institutional policy, some or all of these records 
can be maintained in a format other than hard copy (e.g. microfiche, scanned, electronic); 
however, caution needs to be exercised before such action is taken.  
The investigator must ensure that all reproductions are legible and are a true and accurate copy 
of the original and meet accessibility and retrieval standards, including re-generating a hard 
copy, if required.  Furthermore, the investigator must ensure there is an acceptable back-up of 
these reproductions and that an acceptable quality control process exists for making these 
reproductions. 
Th
documents submitted to the sponsor, subjects should not be identified by their names or initials, 
but by an identification code. The investigator should keep a se
names and addresses.  Documents not for submission to the sponsor, e.g., 
consent forms, should be maintained by the investigator in strict confidence. 
Records and documents, including signed ICF, pertaining to the conduct of this study must be 
retained by the investigator as per the signed contractual agreement, from the issue of the final 
Clinical Study Report (CSR) or equivalent summary, unless local regulations or institutional 
policies require a longer retention period. The minimum retention time will meet the strictest 
standard applicable to that site for the study, as dictated by any institutional requirements or 
local laws or regulations, the sponsor standards/procedures, and/or institutional requirements.  
No study document should be destroyed without a prior written agreement between the sponsor
and the investigator. The investigator must notify the sponsor of any changes in the archival 
arrangements, including, but not limited to, archival at an off-site facility or transfer of 
ownership of the records in the event the investigator is no longer associated with the site.
13.7 
Conditions for Terminating the Study  
Premature termination of this study may occur because of a regulatory authority decision, 
change in opinion of the IRB/EC, or study product safety problems, or at the discretion of the 
sponsor.  In addition, the sponsor retains the right to discontinue development of the test product 
at any time.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 64 of 68 
If a study is prematurely terminated, the sponsor will promptly notify the investigator.  After 
notification, the investigator must promptly contact all participating subjects and should assure 
appropriate therapy/ follow-up for the subjects.  As directed by the sponsor, all study materials 
must be collected and all 
 completed to the greatest extent possible. Where required by 
the applicable regulatory requirements, the sponsor should inform the regulatory authority(ies) 
and the investigator should promptly inform the IRB/EC and provide the IRB/EC a detailed 
written explanation of the termination or suspension.  
If the IRB/EC terminates or suspends its approval/favorable opinion of a trial, the investigator 
should promptly notify the  sponsor  and provide the sponsor with a detailed written explanation 
of the termination or suspension. 
Upon completion or premature discontinuation of the study, the 
monitor will conduct 
site closure activities with the investigator or site staff, as appropriate, in accordance with 
applicable regulations including GCP, and 
Standard Operating Procedures.
14 
REFERENCES 
Available on request  
Akwagyiram I, Amini P, Bosma ML, et al.] Efficacy and tolerability of sodium bicarbonate 
toothpaste in subjects with gingivitis: A 6-month randomized controlled study. Oral health & 
preventive dentistry. 2018;16(5):401-7.  
Bosma M, Milleman KR, Akwagyiram I, et al. A randomised controlled trial to evaluate the 
plaque removal efficacy of sodium bicarbonate dentifrices in a single brushing clinical model. 
BDJ Open; 2018; 4: 17037.  
Brook I. Microbiology and management of periodontal infections. General dentistry. 
2003;51(5):424-8.  
Chapple IL, Van der Weijden F, Doerfer C, et al. Primary prevention of periodontitis: Managing 
gingivitis. Journal of clinical periodontology. 2015;42  
Chapple ILC, Mealey BL, Van Dyke TE, et al. Periodontal health and gingival diseases and 
conditions on an intact and a reduced periodontium: Consensus report of workgroup 1 of the 
2017 world workshop on the classification of periodontal and peri-implant diseases and 
conditions. The Journal of periodontology. 2018;89  
Davies RM. Toothpaste in the control of plaque/gingivitis and periodontitis. Periodontology 
2000. 2008;48:23-30.  
Delivering better oral health: https://www.gov.uk/government/publications/delivering-better-
oral-health-an-evidence-based-toolkit-for-prevention 
Dietrich T, Ower P., Tank M, West N, et al. Periodontal diagnosis in the context of the 2017 
classification system of periodontal diseases and conditions  implementation in clinical 
practice. British dental journal. 2019;226 (1):16-22 
FDA. Guidance for industry gingivitis: Development and evaluation of drugs for treatment or 
prevention (june 2005). 2005. 
Figuero E, Carrillo-de-Albornoz A, Herrera D, et al. Gingival changes during pregnancy: I. 
Influence of hormonal variations on clinical and immunological parameters. Journal of clinical 
periodontology. 2010;37(3):220-9.  
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 65 of 68 
Ghassemi A, Vorwerk LM, Hooper WJ, et al. A four-week clinical study to evaluate and 
compare the effectiveness of a baking soda dentifrice and an antimicrobial dentifrice in reducing 
plaque. The Journal of clinical dentistry. 2008;19(4):120-6. GSK CH Clinical Study Report 
GSK CH Clinical Study Report 209509, A Post-hoc Pooled Analysis of GSK CH Clinical Data 
Investigating the Efficacy of a Dentifrice Containing 67% w/w Sodium Bicarbonate on 
Gingivitis and Plaque Accumulation. 
GSK CH Clinical Study Report 208175, A Randomized, Controlled, Examiner-Blind, Phase II, 
Proof-Of-Principle, Clinical Study Investigating the Efficacy of an Experimental Dentifrice 
Containing Sodium Bicarbonate, High Molecular Weight Sodium Hyaluronate, and Sodium 
Fluoride on Gingivitis and Plaque Removal in a Population with Mild-Moderate Plaque-
Induced Gingivitis 
GSK CH Clinical Study RH02433/ 202192, A six month clinical study based in the us to 
evaluate the efficacy and tolerability of sodium bicarbonate toothpaste. GSK Data Held on File; 
2017. 
GSK CH Clinical Study Report RH02434/ 202193, A six-month clinical study based in the US 
to evaluate the efficacy and tolerability of sodium bicarbonate toothpaste and its effect on 
opportunistic or resistant organisms. Data held on file 
2017.ICH 
GENERAL 
CONSIDERATIONS FOR CLINICAL TRIALS E8. 1997 
ICH Topic E6 (R2) Guideline for Good Clinical Practice, Nov 2016. 
Jose A, Pratten J, Bosma ML, et al. Six-month evaluation of a sodium bicarbonate-containing 
toothpaste for reduction of established gingivitis: A randomized USA-based clinical trial. The 
Journal of clinical dentistry. 2018;29(1):33-9.  
Kakar A, Lomax A, Siddiqi M, et al. Evaluate the efficacy of different concentrations of sodium 
bicarbonate toothpastes. (2014) IADR Cape Abstract No 754.  
Kinane DF, Hodge PJ. Periodontal disease in children and adolescents: Introduction and 
classification. Periodontology 2000. 2001;26:7-15.  
Lobene RR, Soparkar PM, Newman MB. Use of dental floss. Effect on plaque and gingivitis. 
Clinical preventive dentistry. 1982;4(1):5-8.  
Lobene RR, Weatherford T, Ross NM, et al. A modified gingival index for use in clinical trials. 
Clinical preventive dentistry. 1986;8(1):3-6. 
Lomax A, Patel S, Wang N, et al.  A randomized controlled trial evaluating the efficacy of a 
67% sodium bicarbonate toothpaste on gingivitis. Int J Dent Hyg; 2017; 15(4): e35-e41.
CCI
CCI
CCI
CCI
CCI
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 66 of 68 
Machuca G, Rosales I, Lacalle JR, et al. Effect of cigarette smoking on periodontal status of 
healthy young adults. The Journal of periodontology. 2000;71(1):73-8.  
Mankodi S, Berkowitz H, Durbin K, et al. Evaluation of the effects of brushing on the removal 
of dental plaque. J Clin Dent; 1998;9(3):57-60. 
Marsh PD. Microbiological aspects of the chemical control of plaque and gingivitis. J Dent Res; 
1992; 71(7): 1431-8.  
Mason S, Karwal R, Bosma M. Two randomized clinical studies to confirm differential plaque 
removal by sodium bicarbonate dentifrices in a single timed brushing model. J Clin Dent; 2017; 
28(3): 44-8.  
Newby EE, Fu Y, Shaw D, et al.  Efficacy of sodium bicarbonate toothpastes ongingivitis and 
plaque. (2014); IADR Cape Abstract No 1304.  
Obeid P, Bercy P. Effects of smoking on periodontal health: A review. Advances in therapy. 
2000;17(5):230-7.  
Ower P. The role of self-administered plaque control in the management of periodontal 
diseases: I. A review of the evidence. Dental update. 2003;30(2):60-4, 6, 8.  
Petersen PE, Ogawa H. The global burden of periodontal disease: Towards integration with 
chronic disease prevention and control. Periodontology 2000. 2012;60(1):15-39.  
Pratten J, Wiecek J, Mordan N, et al.  Physical disruption of oral biofilms by sodium 
bicarbonate: an in vitro study. Int J Dent Hyg; 2016; 14(3): 209-14.  
Putt MS, Milleman KR, Ghassemi A, et al. Enhancement of plaque removal efficacy by tooth 
brushing with baking soda dentifrices: results of five clinical studies. J Clin Dent; 2008; 
19(4):111-9.  
Rotella K, Bosma M L, McGuire J A, Habits, Practices and Beliefs Regarding Floss and 
Mouthrinse among Habitual and Non-Habitual Users. Journal of Dental Hygiene, 2022; 96(3): 
46-58 
Samant A, Malik C, Chabra S, et al. Gingivitis and periodontal disease in pregnancy. 1976; 
47(7): 415-8.  
Saxton CA, van der Ouderaa FJ. The effect of a dentifrice containing zinc citrate and triclosan 
on developing gingivitis. Journal of periodontal research. 1989;24(1):75-80.  
Silness J, Loe H Periodontal disease in pregnancy. II. Correlation between oral hygiene and 
periodontal condition. Acta Odontol Scand. 1964; 22: 121-35 
Theilade E, Wright WH, Jensen SB, et al. Experimental gingivitis in man. II. A longitudinal 
clinical and bacteriological investigation. J Periodontal Res; 1966; 1: 1-13. 
Triratana T, Kraivaphan P, Amornchat C, et al. Comparing three toothpastes in controlling 
plaque and gingivitis: A 6-month clinical study. Am J Dent. 2015 Apr;28(2):68-74 
van der Weijden GA, Hioe KP A systematic review of the effectiveness of self-performed 
mechanical plaque removal in adults with gingivitis using a manual toothbrush. J Clin 
Periodontol; 2005; 32 (Suppl 6): 214-28.  
World Medical Association. Declaration of Helsinki, 64th General Assembly, Fortaleza. 2013
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 67 of 68 
15 
APPENDICIES 
15.1 
ABBREVIATIONS 
The following is a list of abbreviations that may be used in the protocol. 
Table 15-1 
Abbreviations 
Abbreviation
Term
AE 
Adverse event 
ANCOVA 
Analysis of covariance 
BDM  
Biostatistics and Data Management 
BDR 
Blinded data review 
BI  
Bleeding index 
BOP 
Bleeding on probing 
CI  
confidence interval 
CRF 
case report form 
CRS 
Clinical Research Scientist 
CSR 
Clinical study report 
Da 
Dalton 
DMS 
Data management system 
EC 
ethics committee 
ECG 
echocardiogram 
EDC 
Electronic Data Capture 
EudraCT 
European Clinical Trials Database 
FDA 
Food and Drug Administration 
FSFV 
First subject first visit 
GCP 
Good Clinical Practice 
GSK CH 
GlaxoSmithKline Consumer Healthcare 
GI 
gingival index 
hrs 
hours 
IB 
 
ICF 
Informed consent form 
ICH 
International Conference on Harmonisation 
IND 
investigational new drug application 
IRB 
institutional review board 
ITT 
Intent to treat 
IoMT 
Internet of Medical Things 
LLC 
limited liability company 
MedDRA 
medical Dictionary for Regulatory Activities 
MFC 
Manufacturing formulation code 
MGI 
Modified gingival index 
mITT 
Modified Intent-to-Treat 
mm 
Millimeter 
CCI


GSK Consumer Healthcare 
 
Clinical Protocol
Protocol Number: 300029
Property of GSK Consumer Healthcare - Confidential  
May not be used, divulged, published or otherwise disclosed without the consent of GSKCH 
 Clinical Protocol Template v9.0 
Page 68 of 68 
Abbreviation
Term
N/A 
Not applicable 
No. 
Number 
NNHP 
Non-prescription Natural Health Product 
OH 
Oral health 
OHT 
Oral hard tissue 
OST 
Oral soft tissue 
PI 
Principal investigator 
PI 
Personal information 
PP 
Per protocol 
PRO 
Patient reported outcome 
RAP 
Reporting and analysis plan 
REC 
Research ethics committee 
SAE 
serious adverse event 
SD 
Standard deviation 
SE 
Standard error 
SOP 
standard operating procedure 
SRSD 
Single reference study document 
SS 
Safety statement 
SUSAR 
Suspected unexpected serious adverse reaction 
TPI 
Turesky modification of the Quigley Hein Plaque Index 
UK 
United Kingdom 
w/w 
Weight for weight 
 
CCI


PPD
PPD

SAP_001.pdf: 
'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH

3URSHUW\RI*6.&RQVXPHU+HDOWKFDUH
&RQILGHQWLDO
0D\QRWEHXVHGGLYXOJHGSXEOLVKHGRURWKHUZLVHGLVFORVHG
ZLWKRXWWKHFRQVHQWRI*6.
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
67$7,67,&$/$1$/<6,63/$1
7KLVGRFXPHQWFRQWDLQVFRQILGHQWLDOLW\VWDWHPHQWVWKDWDUHQRWUHOHYDQWIRUWKLV
SXEOLFO\DYDLODEOHYHUVLRQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI


$5DQGRPL]HG&RQWUROOHG([DPLQHU%OLQG&OLQLFDO6WXG\
,QYHVWLJDWLQJWKH(IIHFWVRID'HQWLIULFH&RQWDLQLQJ6RGLXP
%LFDUERQDWH:KHQ8VHG7ZLFH'DLO\IRU:HHNVRQ*LQJLYLWLV
7UHDWPHQWDQG3ODTXH5HPRYDO



3URWRFRO1XPEHU 
3KDVH
1$




CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
'RFXPHQW+LVWRU\

'RFXPHQW
9HUVLRQ'DWH
6XPPDU\RI&KDQJHV1HZDQDO\VLVRU
&KDQJHLQSODQQHGDQDO\VLV
2ULJLQDO$QDO\VLV3ODQ
-XQ
1RWDSSOLFDEOH



CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7DEOHRIFRQWHQWV
'RFXPHQW+LVWRU\ 
7DEOHRIFRQWHQWV 
/LVWRI7DEOHV 
$EEUHYLDWLRQV 
 
6XPPDU\RI.H\3URWRFRO,QIRUPDWLRQ 
 
6WXG\'HVLJQ 
 
6WXG\2EMHFWLYHV 
 
7UHDWPHQWV 
 
6DPSOH6L]H&DOFXODWLRQ 
 
3ODQQHG$QDO\VHV 
 
,QWHULP$QDO\VLV 
 
)LQDO$QDO\VHV 
 
&RQVLGHUDWLRQVIRUGDWDDQDO\VHVDQG'DWD+DQGOLQJ&RQYHQWLRQV 
 
%DVHOLQH'HILQLWLRQ 
 
6XEJURXSV6WUDWLILFDWLRQV 
 
&HQWHUV3RROV 
 
7LPHSRLQWVDQG9LVLW:LQGRZV 
 
'DWD$QDO\VLV 
 
3RSXODWLRQVIRU$QDO\VLV 
 
6XEMHFW'LVSRVLWLRQ 
 
3URWRFRO'HYLDWLRQV 
 
$QDO\VLV3RSXODWLRQV 
 
6XEMHFW'HPRJUDSKLFVDQG2WKHU%DVHOLQH&KDUDFWHULVWLFV 
 
'HPRJUDSKLF&KDUDFWHULVWLFV 
 
*HQHUDO0HGLFDO+LVWRU\ 
 
7UHDWPHQWV6WXG\3URGXFW5HVFXH0HGLFDWLRQRWKHU&RQFRPLWDQW
7KHUDSLHV&RPSOLDQFH 
 
6WXG\3URGXFW&RPSOLDQFHDQG([SRVXUH 
 
3ULRUDQG&RQFRPLWDQW0HGLFDWLRQ 
 
$QDO\VLVRI(IILFDF\ 
 
3ULPDU\(IILFDF\(QGSRLQW 
 
6HFRQGDU\(IILFDF\(QGSRLQWV 
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
 
+DQGOLQJRI0LVVLQJ9DOXHV&HQVRULQJ'LVFRQWLQXDWLRQV 
 
$QDO\VLVRI6DIHW\ 
 
$GYHUVH(YHQWVDQG6HULRXV$GYHUVH(YHQWV 
 
2WKHU6DIHW\9DULDEOHV 
 
$QDO\VLVRI2WKHU9DULDEOHV 
 
5HSHDWDELOLW\RIWKH([DPLQHU 
 
&KDQJHVWRWKH3URWRFRO'HILQHG6WDWLVWLFDO$QDO\VLV3ODQ 
$SSHQGL[/LVWRI'DWD'LVSOD\V 

/LVWRI7DEOHV
7DEOH 
6FKHGXOHRI$FWLYLWLHV 
7DEOH 
6WXG\2EMHFWLYHVDQG(QGSRLQWV 
7DEOH 
,QYHVWLJDWLRQDO6WXG\3URGXFW6XSSOLHV 
7DEOH 
%OHHGLQJ,QGH[6FRULQJ6\VWHP 
7DEOH 
0RGLILHG*LQJLYDO,QGH[6FRULQJ6\VWHP 
7DEOH 
7XUHVN\3ODTXH,QGH[6FRULQJ6\VWHP 
7DEOH 
&KDQJHVWR3URWRFRO'HILQHG6WDWLVWLFDO$QDO\VLV3ODQ 


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
$EEUHYLDWLRQV
$EEUHYLDWLRQ
7HUP
$(
$GYHUVH(YHQW
$1&29$
$QDO\VLVRI&RYDULDQFH
%'50
%OLQG'DWD5HYLHZ0HHWLQJ
%,
%OHHGLQJ,QGH[
%23
%OHHGLQJRQ3URELQJ
&,
&RQILGHQFH,QWHUYDO
&29,'
&RURQDYLUXV'LVHDVHRI
&5)
&DVH5HSRUW)RUP
&6
&RPSRXQG6\PPHWU\
*6.&+
*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH
,&)
,QIRUPHG&RQVHQW)RUP
/2&)
/DVW2EVHUYDWLRQ&DUULHG)RUZDUG
/6
/HDVW6TXDUH
0HG'5$
0HGLFDO'LFWLRQDU\IRU5HJXODWRU\$FWLYLWLHV
0)&
0DVWHU)RUPXODWLRQ&RGH
0*,
0RGLILHG*LQJLYDO,QGH[
P,77
0RGLILHG,QWHQWWR7UHDW
0050
0L[HG0RGHOIRU5HSHDWHG0HDVXUHV
2+7
2UDO+DUG7LVVXH
267
2UDO6RIW7LVVXH
33
3HU3URWRFRO
37
3UHIHUUHG7HUP
6$(
6HULRXV$GYHUVH(YHQW
6$3
6WDWLVWLFDO$QDO\VLV3ODQ
6'
6WDQGDUG'HYLDWLRQ
6(
6WDQGDUG(UURU
62&
6\VWHP2UJDQ&ODVV
7($(
7UHDWPHQW(PHUJHQW$GYHUVH(YHQW
73,
7XUHVN\3ODTXH,QGH[
ZZ
:HLJKWIRU:HLJKW
:+2''
:RUOG+HDOWK2UJDQL]DWLRQ'UXJ'LFWLRQDU\
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7KHSXUSRVHRIWKLV6WDWLVWLFDO$QDO\VLV3ODQ6$3LVWRGHVFULEHWKHSODQQHGDQDO\VHVDQG
RXWSXWVWREHLQFOXGHGLQWKH&OLQLFDO6WXG\5HSRUWIRU3URWRFRO9HUVLRQGDWHG
0D\

6XPPDU\RI.H\3URWRFRO,QIRUPDWLRQ
7KLV ZLOO EH D VLQJOH FHQWHU FRQWUROOHG VLQJOH EOLQG H[DPLQHU EOLQG UDQGRPL]HG
WZRWUHDWPHQWDUPSDUDOOHOVWXG\6WXG\VXEMHFWVZLOOEHRYHU\HDUVROGQRQVPRNHUVLQ
JRRG JHQHUDO KHDOWK ZLWK FOLQLFDOO\ PHDVXUDEOH OHYHOV RI JLQJLYLWLV GHILQHG DV WKRVH ZLWK
EOHHGLQJVLWHVRQSURELQJWKDWPHHWDOOVWXG\FULWHULDDWWKH6FUHHQLQJDQG%DVHOLQH
YLVLWV
$SSUR[LPDWHO\VXEMHFWVQ SHUJURXSZLOOEHUDQGRPL]HGWRHQVXUHHYDOXDEOH
VXEMHFWVSHUJURXSFRPSOHWHWKHVWXG\
7KLVVWXG\ZLOOFRQVLVWRIVWXG\YLVLWV6FUHHQLQJ%DVHOLQH:HHNDQG*LQJLYLWLVZLOO
EHDVVHVVHGXVLQJWKH0RGLILHG*LQJLYDO,QGH[0*,DQGWKH%OHHGLQJ,QGH[%,3ODTXHZLOO
EHDVVHVVHGE\WKH7XUHVN\PRGLILFDWLRQRIWKH4XLJOH\+HLQ,QGH[7XUHVN\3ODTXH,QGH[
>73,@$OOHYDOXDEOHWHHWKLQUHODWLRQWRWKHLQFOXVLRQH[FOXVLRQJHQHUDOGHQWLWLRQFULWHULDZLOO
EHDVVHVVHG
$WWKH6FUHHQLQJYLVLW9LVLWLQUHODWLRQWRVXEMHFWVFUHHQLQJVXEMHFWVZLOOSURYLGHWKHLU
ZULWWHQLQIRUPHGFRQVHQWWRSDUWLFLSDWHLQWKHVWXG\'HPRJUDSKLFVPHGLFDOKLVWRU\DQGFXUUHQW
PHGLFDWLRQVZLOOEHUHFRUGHGIROORZHGE\DQRUDOH[DPLQDWLRQRUDOVRIWWLVVXH267RUDOKDUG
WLVVXH2+7H[DPLQDWLRQDQGGHQWLWLRQH[FOXVLRQVDQGDJURVVJLQJLYDODVVHVVPHQW(OLJLEOH
VXEMHFWVZLOOEHJLYHQZDVKRXWWRRWKSDVWHDQGWRRWKEUXVKWRXVHLQEHWZHHQWKH6FUHHQLQJDQG
%DVHOLQH9LVLWV7KH\ZLOODOVREHLVVXHGZLWKDVWXG\GLDU\RQSURGXFWXVDJH)RUWKHVXEMHFWV
ZKRFRQVHQWWRXVHWKHHOHFWURQLFVWXG\GLDU\DSSOLFDWLRQGXULQJWKHVWXG\SHULRGWKHHGLDU\
DSSZLOOEHLQVWDOOHGRQWKHVXEMHFW¶VRZQPRELOHGHYLFHDQGWKHGLDU\GDWDZLOOEHFROOHFWHG
UHPRWHO\WKURXJKWKHVWXG\DSS
:LWKLQGD\VRI6FUHHQLQJ9LVLWHOLJLEOHVXEMHFWVZLOOUHWXUQWRWKHVLWHIRUWKH%DVHOLQH
YLVLW9LVLWZLWKRYHUQLJKWSODTXHVXEMHFWVZLOOEHLQVWUXFWHGWRDEVWDLQIURPRUDOK\JLHQHIRU
KRXUV>KRXUVKRXUV@LHRYHUQLJKWLPPHGLDWHO\EHIRUHWKHYLVLW$WWKH%DVHOLQHYLVLW
VXEMHFWVZLOOXQGHUJRLQWKHIROORZLQJRUGHUDIXOO267DQG2+7H[DPLQDWLRQDVVHVVPHQWVRI
JLQJLYDOLQIODPPDWLRQ0*,JLQJLYDOEOHHGLQJ%,SRFNHWGHSWKDQGVXSUDJLQJLYDOSODTXH
73,6XEMHFWVZLWKEOHHGLQJRQSURELQJ%23GHULYHGIURP%,DVVHVVPHQWSRFNHWGHSWKRU
73,VFRUHRXWVLGHWKHVWXG\UDQJHZLOOEHGLVFRQWLQXHGIURPWKHVWXG\DWWKLVYLVLW(OLJLEOH
VXEMHFWVZLOOWKHQEHUDQGRPL]HGWRVWXG\SURGXFWDQGXQGHUJRDVXSHUYLVHGEUXVKLQJZKHUH
WKH\ZLOOEHLQVWUXFWHGWREUXVKIRUDOHDVWDPLQXWHDWVLWHZLWKWKHLUDVVLJQHGVWXG\SURGXFW
DIWHUZKLFKWKH\ZLOOEHLQVWUXFWHGWRFRQWLQXHXVLQJWKHLUSURGXFWWZLFHGDLO\PRUQLQJDQG
HYHQLQJXQWLOWKHLUQH[WYLVLWDWOHDVWDPLQXWHHDFKWLPH
$IWHUXVLQJWKHVWXG\GHQWLIULFHIRUDQGZHHNVVXEMHFWVZLOOUHWXUQWRWKHVWXG\VLWH
9LVLWVDQGUHVSHFWLYHO\ZLWKRYHUQLJKWSODTXHVXEMHFWVZLOOEHLQVWUXFWHGWRDEVWDLQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
IURP RYHUQLJKW WRRWKEUXVKLQJ IRU  KRXUV > KRXUV  KRXUV@ LPPHGLDWHO\ EHIRUH HDFK
DVVHVVPHQW YLVLW DW DSSUR[LPDWHO\ WKH VDPH WLPH RI GD\ DV WKH %DVHOLQH YLVLW 7KH VWXG\
GHQWLIULFHDQGWKHGLDU\ZLOOEHUHYLHZHGWRGHWHUPLQHWUHDWPHQWFRPSOLDQFH6XEMHFWVZLOOKDYH
D IXOO 267 H[DPLQDWLRQ DQG WKHQ XQGHUJR LQ WKH IROORZLQJ RUGHU 0*, %, DQG 73,
DVVHVVPHQWV$W9LVLWVXEMHFWVZLOODOVRKDYHDIXOO2+7H[DPLQDWLRQUHWXUQDOOVWXG\VXSSOLHV
DQGKDYHDGHQWDOSURSK\OD[LVLIGHHPHGDSSURSULDWHE\WKHLQYHVWLJDWRURUH[DPLQHU7KHVWXG\
GLDU\ DSSOLFDWLRQ ZLOO EH GHDFWLYDWHG DW 9LVLW  IRU WKRVH VXEMHFWV ZKR KDG WKH DSSOLFDWLRQ
LQVWDOOHGRQWKHLUSKRQHV
$W9LVLWVDQGUHSHDWDELOLW\GDWDZLOOEHJHQHUDWHGIRU0*,DQG73,DVVHVVPHQWVIURP
UHSOLFDWHH[DPLQDWLRQVRQWKHVDPHVXEMHFWWKHVXEMHFWIRUWKH0*,UHSHDWDVVHVVPHQWDQGWKH
VXEMHFWIRUWKH73,DVVHVVPHQWFDQEHGLIIHUHQW'HSHQGLQJRQVXEMHFWYLVLWVFKHGXOLQJHYHU\
HIIRUWZLOOEHPDGHWRFRPSOHWHRQHUHSHDWDELOLW\H[DPLQDWLRQIRUHDFKFOLQLFDOPHDVXUHGXULQJ
HDFKFOLQLFDODVVHVVPHQWGD\WKDWLVDWOHDVWRQH0*,DQGRQH73,UHSHDWDVVHVVPHQWRQHDFK
DVVHVVPHQWGD\5HSHDWDELOLW\H[DPLQDWLRQVZLOOEHVHSDUDWHGE\DPLQLPXPRIPLQXWHVDQG
ZKHUHSRVVLEOHVHSDUDWHGE\DQRWKHUVXEMHFW'XHWRWKHLQYDVLYHQDWXUHRIWKH%,DVVHVVPHQW
LWLVQRWIHDVLEOHWRFRQGXFWDQDFFXUDWHUHSHDWDELOLW\DVVHVVPHQWIRUWKLVLQGH[
$GYHUVHHYHQWV$(VDQGLQFLGHQWVZLOOEHUHFRUGHGIURPLQIRUPHGFRQVHQWDQGDWWKHHQGRI
HDFKVWXG\YLVLW

6WXG\'HVLJQ
7KLV ZLOO EH D VLQJOH FHQWHU FRQWUROOHG VLQJOH EOLQG H[DPLQHU EOLQG UDQGRPL]HG WZR
WUHDWPHQW DUP SDUDOOHO VWXG\ LQ YROXQWHHUV ZLWK FOLQLFDOO\ PHDVXUDEOH OHYHOV RI JLQJLYLWLV
GHILQHGDVWKRVHZLWKEOHHGLQJVLWHVRQSURELQJ6WXG\VXEMHFWVZLOOEHRYHU\HDUV
ROG QRQVPRNHUV LQ JRRG JHQHUDO KHDOWK WKDW PHHW DOO VWXG\ FULWHULD DW WKH 6FUHHQLQJ DQG
%DVHOLQHYLVLWV
$SSUR[LPDWHO\VXEMHFWVQ SHUJURXSZLOOEHUDQGRPL]HGWRHQVXUHHYDOXDEOH
VXEMHFWVSHUJURXSFRPSOHWHWKHVWXG\
7KLVVWXG\ZLOOFRQVLVWRIVWXG\YLVLWV6FUHHQLQJ%DVHOLQH:HHNDQG$W9LVLW
6FUHHQLQJDIWHUVLJQLQJLQIRUPHGFRQVHQWVXEMHFWVZLOOXQGHUJRDQ267H[DPLQDWLRQDQ2+7
H[DPLQDWLRQDQGDJURVVDVVHVVPHQWRIJLQJLYDOKHDOWKLQDGGLWLRQWRWKHVWDQGDUGSURFHGXUHV
LQFOXVLRQ H[FOXVLRQ PHGLFDO KLVWRU\ GHPRJUDSKLFV SULRUFXUUHQW PHGLFDWLRQV WR DVVHVV
HOLJLELOLW\IRUWKHVWXG\6XEMHFWVZLOOUHWXUQWRVLWHGD\VDIWHUWKH6FUHHQLQJ9LVLWIRU9LVLW
%DVHOLQH
$W WKH %DVHOLQH 9LVLW VXEMHFWV ZLOO XQGHUJR LQ WKH IROORZLQJ RUGHU D IXOO 267 2+7
H[DPLQDWLRQIROORZHGE\DVVHVVPHQWVRIJLQJLYDOLQIODPPDWLRQ0*,JLQJLYDOEOHHGLQJ%,
LQFOXGLQJ%23ZKLFKLVGHULYHGIURP%,DVVHVVPHQWSHULRGRQWLWLVVWDWXVSRFNHWGHSWKDQG
VXSUDJLQJLYDOSODTXHXVLQJWKH73,6XEMHFWVZLWK%23SRFNHWGHSWKRU73,VFRUHRXWVLGHWKH
VWXG\ UDQJH ZLOO EH GLVFRQWLQXHG IURP WKH VWXG\ DW WKLV YLVLW 7R FRQWURO LQWHUH[DPLQHU
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
YDULDELOLW\WKHVDPHH[DPLQHUZLOOEHXVHGWKURXJKRXWWKHVWXG\IRUDOOFOLQLFDODVVHVVPHQWV
0*,73,%,
$IWHUDOOFOLQLFDODVVHVVPHQWVVXEMHFWVZLOOEHLQVWUXFWHGWREUXVKIRUDWOHDVWDPLQXWHLQWKHLU
XVXDOPDQQHUZLWKWKHLUDVVLJQHGVWXG\SURGXFWDQGWKHQLQVWUXFWHGWRFRQWLQXHXVLQJWKHLU
DVVLJQHGSURGXFWWZLFHGDLO\PRUQLQJDQGHYHQLQJIRUDQGZHHNVDIWHUZKLFKWKH\
ZLOOUHWXUQIRUWKHLU9LVLWVDQGDVVHVVPHQWVUHVSHFWLYHO\6XEMHFWVZLOOUHFRUGDOOEUXVKLQJ
HYHQWVLQWKHGLDU\SURYLGHGSDSHURUHOHFWURQLFDQGWKLVZLOOEHUHYLHZHGE\WKHVLWHDWHDFK
VWXG\YLVLW
$IWHUWKH:HHNYLVLWVWXG\FORVHRXWSURFHGXUHVUHWXUQRIVWXG\SURGXFWHWFZLOOWDNHSODFH
DQGVXEMHFWVPD\XQGHUJRDSURSK\OD[LVLILWLVGHHPHGQHFHVVDU\E\WKHH[DPLQHU6DIHW\DQG
RUDOWROHUDELOLW\RIWKHVWXG\SURGXFWVZLOOEHPRQLWRUHGRYHUWKHZHHNWUHDWPHQWSHULRGE\
UHYLHZRIUHSRUWHG$(VDQG,QFLGHQWV
7DEOHSUHVHQWVWKHVFKHGXOHRIDFWLYLWLHV
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7DEOH
6FKHGXOHRI$FWLYLWLHV
3URFHGXUH$VVHVVPHQW
6FUHHQLQJ
6WXG\3HULRG
9LVLW

9LVLW
'D\
%DVHOLQH

9LVLW
'D\

:HHN


9LVLW
'D\

:HHN


9LVLW
'D\

:HHN

,QIRUPHGFRQVHQW
;
:DVKRXWSHULRGGD\V







0HGLFDOKLVWRU\
;




'HPRJUDSKLFV
;




&XUUHQWSULRUFRQFRPLWDQW
PHGLFDWLRQUHYLHZ
;
;
;
;
;
267H[DPLQDWLRQ
;
;
;
;
;
2+7H[DPLQDWLRQ
;
;


;
*URVVJLQJLYDODVVHVVPHQW
;




5HYLHZRI,QFOXVLRQH[FOXVLRQ
FULWHULD
;
;



6XEMHFWHOLJLELOLW\
;
;



6XEMHFWFRQWLQXDQFH


;
;
;
'LVSHQVHZDVKRXWWRRWKSDVWH
WRRWKEUXVKDQGZDVKRXWGLDU\
;




5HWXUQZDVKRXW
WRRWKSDVWHWRRWKEUXVK

;



0RGLILHG*LQJLYDO,QGH[0*,
DVVHVVPHQW

;
;
;
;
0*,UHSHDWDVVHVVPHQW

;
;
;
;
%OHHGLQJ,QGH[%,
DVVHVVPHQW

;
;
;
;
3RFNHW'HSWKDVVHVVPHQW

;



3ODTXHGLVFORVXUHDQGSODTXH
LQGH[73,DVVHVVPHQWV

;
;
;
;
73,UHSHDWDVVHVVPHQW

;
;
;
;
5DQGRPL]DWLRQ

;



'LVSHQVHVWXG\SURGXFWVQHZ
WRRWKEUXVKDQGWLPHU

;



'LVSHQVHVWXG\GLDU\	
LQVWUXFWLRQVRQKRZWR
FRPSOHWH

;



2UDOK\JLHQHLQVWUXFWLRQ	
VXSHUYLVHGEUXVKLQJZLWKVWXG\
GHQWLIULFH

;
;
;

5HYLHZGLDU\FRPSOHWLRQ

;
;
;
;
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
3URFHGXUH$VVHVVPHQW
6FUHHQLQJ
6WXG\3HULRG
9LVLW

9LVLW
'D\
%DVHOLQH

9LVLW
'D\

:HHN


9LVLW
'D\

:HHN


9LVLW
'D\

:HHN

&ROOHFWVWXG\SURGXFWVDVVHVV
FRPSOLDQFHDQGUHWXUQWR
VXEMHFW


;
;

5HWXUQVWXG\SURGXFWVHQGRI
VWXG\




;
(QGRIVWXG\GHQWDO
SURSK\OD[LVRSWLRQDO




;
$GYHUVHHYHQWVUHYLHZ
;
;
;
;
;
0HGLFDOGHYLFHLQFLGHQWV
UHYLHZ

;
;
;
;
6WXG\FRQFOXVLRQ




;
$EEUHYLDWLRQV2672UDO6RIW7LVVXH2+72UDO+DUG7LVVXH0*,0RGLILHG*LQJLYLWLV,QGH[%,
%OHHGLQJ,QGH[73,7XUHVN\3ODTXH,QGH[%23EOHHGLQJRQSURELQJ
)RRWQRWHV
 6XEMHFWVZLOODEVWDLQIURPRYHUQLJKWWRRWKEUXVKLQJIRUDPLQLPXPRIKUVKUKULPPHGLDWHO\
SULRUWRWKHDVVHVVPHQWYLVLWV9LVLWVDQG
 ,QUHODWLRQWRWKHJHQHUDOGHQWLWLRQLQFOXVLRQH[FOXVLRQFULWHULD
 $QHOHFWURQLFVWXG\GLDU\ZLOOEHLQVWDOOHGRQWKHSHUVRQDOPRELOHSKRQHVRIVXEMHFWVZKRFRQVHQWWR
XVHLWGXULQJWKHVWXG\SHULRG$SDSHUGLDU\ZLOOEHGLVSHQVHGWRVXEMHFWVZKRDUHXQDEOHWRDGKHUH
WRFRPSOHWLQJWKHLUHOHFWURQLFGLDU\
 2QH0*,UHSHDWDVVHVVPHQWGXULQJHDFKFOLQLFDODVVHVVPHQWGD\
 %23DQGQXPEHURIEOHHGLQJVLWHVDUHGHULYHGIURP%,DVVHVVPHQW
 2QH73,UHSHDWDVVHVVPHQWGXULQJHDFKFOLQLFDODVVHVVPHQWGD\
 ,QVWUXFWLRQ
 (OHFWURQLFRUSDSHUGLDU\GHSHQGHQWRQWKHW\SHRIGLDU\WKDWVXEMHFWUHFHLYHV
 ,ILQVWDOOHGDWVFUHHQLQJWKHHOHFWURQLFVWXG\GLDU\ZLOOEHGHDFWLYDWHGDWWKHODVWYLVLW'LDULHVSDSHU
RUHOHFWURQLFGLDU\ZLOOEHUHYLHZHGIRUFRPSOHWLRQDQGWKHQFROOHFWHG
$GYHUVH(YHQWV$(V6HULRXV$GYHUVH(YHQWV6$(VDQGPHGLFDOGHYLFHLQFLGHQWVFROOHFWHG
LPPHGLDWHO\DIWHUVXEMHFWSURYLGHVFRQVHQWWRSDUWLFLSDWHLQWKHVWXG\E\WKHFRPSOHWLRQRIWKH
,QIRUPHG&RQVHQW)RUP,&)0HGLFDOGHYLFHLQWKLVVWXG\LVWKHWHVWSURGXFW

6WXG\2EMHFWLYHV
6WXG\REMHFWLYHVDQGHQGSRLQWVDUHGHILQHGLQ7DEOH
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7DEOH
6WXG\2EMHFWLYHVDQG(QGSRLQWV
Objectives 
Endpoints 
Primary Objective 
Primary Endpoint 
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHFRPSDUHGWRLWV
EDVHOLQHIRUWKHDVVHVVPHQWRIJLQJLYLWLVDV
PHDVXUHGE\WKHQXPEHURIEOHHGLQJVLWHV
DIWHUZHHNVWZLFHGDLO\WRRWKEUXVKLQJ 
1XPEHURIEOHHGLQJVLWHVDWZHHNVFRPSDUHG
WREDVHOLQH 
Secondary Objectives 
Secondary Endpoints 
Efficacy 
 
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHFRPSDUHGWR
QHJDWLYHFRQWUROIRUWKHDVVHVVPHQWRI
JLQJLYLWLVDVPHDVXUHGE\WKHQXPEHURI
EOHHGLQJVLWHVDIWHUZHHNVWZLFHGDLO\
WRRWKEUXVKLQJ
1XPEHURIEOHHGLQJVLWHVDWZHHNVFRPSDUHG
WRQHJDWLYHFRQWURO
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHIRUWKH
DVVHVVPHQWRIJLQJLYLWLVDVPHDVXUHGE\WKH
QXPEHURIEOHHGLQJVLWHVDIWHUDQGZHHNV
WZLFHGDLO\WRRWKEUXVKLQJ
1XPEHURIEOHHGLQJVLWHVDWDQGZHHNV
FRPSDUHGWREDVHOLQHDQGQHJDWLYHFRQWURO
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHIRUWKH
DVVHVVPHQWRIJLQJLYLWLVDVPHDVXUHGE\WKH
%OHHGLQJ,QGH[%,DIWHUDQGZHHNV
WZLFHGDLO\WRRWKEUXVKLQJ
0HDQ%,DWDQGZHHNVFRPSDUHGWR
EDVHOLQHDQGQHJDWLYHFRQWURO
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHIRUWKH
DVVHVVPHQWRIJLQJLYLWLVDVPHDVXUHGE\WKH
0RGLILHG*LQJLYDO,QGH[0*,DIWHUDQG
ZHHNVWZLFHGDLO\WRRWKEUXVKLQJ
0HDQ0*,DWDQGZHHNVFRPSDUHGWR
EDVHOLQHDQGQHJDWLYHFRQWURO
7RHYDOXDWHWKHHIILFDF\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHIRUWKH
DVVHVVPHQWRISODTXHDFFXPXODWLRQDV
PHDVXUHGE\WKH7XUHVN\3ODTXH,QGH[73,
RYHUDOODQGLQWHUSUR[LPDODIWHUDQG
ZHHNVWZLFHGDLO\EUXVKLQJ
0HDQ73,RYHUDOODQGLQWHUSUR[LPDODWDQG
ZHHNVFRPSDUHGWREDVHOLQHDQGQHJDWLYH
FRQWURO
Safety 
 
7RDVVHVVWKHRUDOWROHUDELOLW\RIDGHQWLIULFH
FRQWDLQLQJZZVRGLXPELFDUERQDWHDQG
ZZVRGLXPIOXRULGHRYHUZHHNV
WZLFHGDLO\XVH
7UHDWPHQWHPHUJHQWDGYHUVHHYHQWVRYHU
ZHHNV
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

7UHDWPHQWV
7DEOHSUHVHQWVWKHVWXG\SURGXFWV
7DEOH
,QYHVWLJDWLRQDO6WXG\3URGXFW6XSSOLHV
3URGXFW'HVFULSWLRQ
7HVW3URGXFW
5HIHUHQFH3URGXFW
3URGXFW1DPH
&RUVRG\O2ULJLQDO7RRWKSDVWH
&ROJDWH&DYLW\3URWHFWLRQ
7RRWKSDVWH
3DFN'HVLJQ
&DUWRQRIRYHUZUDSSHGWXEHV
'LVSHQVLQJ'HWDLOV
2QHFDUWRQ±EDVHOLQHYLVLW
3URGXFW0DVWHU)RUPXODWLRQ
&RGH0)&
&RPPHUFLDO
3URGXFW
&RPPHUFLDO3URGXFW
'RVH$SSOLFDWLRQ
)XOOULEERQRIWRRWKSDVWHRQKHDGRIWRRWKEUXVKSURYLGHG
5RXWHRI$GPLQLVWUDWLRQ
2UDO
8VDJH,QVWUXFWLRQV
6XEMHFWVZLOOEUXVKWKHLUWHHWKIRUDWOHDVWDPLQXWHWZLFHDGD\
PRUQLQJDQGHYHQLQJ
5HWXUQ5HTXLUHPHQWV
$OOXVHGXQXVHGVDPSOHVWREHUHWXUQHG
'HWDLOHGLQVWUXFWLRQVIRUWKHUHWXUQRIVWXG\SURGXFWVWXG\VXSSOLHVIRUWKHDFFRXQWDELOLW\FKHFNV
DQGVXEVHTXHQWGHVWUXFWLRQZKLFKZLOOEHSURYLGHGE\WKHVSRQVRUGXULQJWKHVWXG\LQWLPHIRU
VWXG\FORVHRXWYLVLW

6DPSOH6L]H&DOFXODWLRQ
$VDPSOHVL]HRIDSSUR[LPDWHO\VXEMHFWVSHUWUHDWPHQWJURXSEHIRUHSUHVXPHGGURSRXW
UDWHLVQHHGHGWRSURYLGHDWOHDVWSRZHUWRDFKLHYHVWDWLVWLFDOVLJQLILFDQFHDWWKH
WZRVLGHGOHYHOIRUWKHSULPDU\RXWFRPHFKDQJHIURPEDVHOLQHDWZHHNVLQWKHQXPEHURI
EOHHGLQJVLWHVLQWKHVRGLXPELFDUERQDWHJURXS7KHDVVXPHGWUHDWPHQWHIILFDF\HVWLPDWHVIRU
WKLVFDOFXODWLRQFRPHVIURPWKHVSRQVRUFOLQLFDOVWXG\
UHSRUWZKHUHWKHFKDQJH
6'IURPEDVHOLQHDWZHHNVZLWKRXWSUHSURSK\OD[LVZDVEOHHGLQJVLWHV
)RUWKHVHFRQGDU\REMHFWLYHFKDQJHIURPEDVHOLQHDWZHHNVLQWKHQXPEHURIEOHHGLQJVLWHV
LQWKHELFDUERQDWHJURXSFRPSDUHGWRWKHQHJDWLYHFRQWUROJURXSGDWDIURPWKHVSRQVRUFOLQLFDO
VWXG\
IRFXVLQJRQWKHQRQVPRNLQJVWUDWDDQGXVLQJDWWHVWFRPSDULQJWKHLU
UHVSHFWLYHPHDQFKDQJHV6'RIFKDQJHRI YVLQGLFDWHVSRZHUZLOO
H[FHHG3$663RZHU$QDO\VLVDQG6DPSOH6L]H6RIWZDUH1&66//&
.D\VYLOOH8WDK86$QFVVFRPVRIWZDUHSDVV7KHDVVXPHGIURPWKHVSRQVRUFOLQLFDOVWXG\
FRUUHODWLRQRIWKHQXPEHURIEOHHGLQJVLWHVDWEDVHOLQHWRZHHNKHOSV
DWWDLQWKDWSRZHU
CCI
CCI
CCI
CCI
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

3ODQQHG$QDO\VHV

,QWHULP$QDO\VLV
1RLQWHULPDQDO\VLVLVSODQQHG

)LQDO$QDO\VHV
7KHILQDOSODQQHGSULPDU\DQDO\VHVZLOOEHSHUIRUPHGDIWHUWKHFRPSOHWLRQRIWKHIROORZLQJ
VHTXHQWLDOVWHSV
 $OOVXEMHFWVKDYHFRPSOHWHGWKHVWXG\DVGHILQHGLQWKHSURWRFRO
 $OOUHTXLUHGGDWDEDVHFOHDQLQJDFWLYLWLHVLQFOXGLQJDQ\H[WHUQDOGDWDUHFRQFLOLDWLRQKDYH
EHHQFRPSOHWHGDQGWKHGDWDEDVHKDVEHHQORFNHG
 $OOFULWHULDIRUXQEOLQGLQJWKHUDQGRPL]DWLRQFRGHVKDYHEHHQPHWDQGWKHUDQGRPL]DWLRQ
FRGHVKDYHEHHQGLVWULEXWHG

&RQVLGHUDWLRQVIRUGDWDDQDO\VHVDQG'DWD+DQGOLQJ
&RQYHQWLRQV

%DVHOLQH'HILQLWLRQ
)RUDOOHQGSRLQWVWKHEDVHOLQHYDOXHZLOOEHWKH'D\9LVLWSUHEUXVKLQJDVVHVVPHQWZLWKD
QRQPLVVLQJYDOXH
8QOHVVRWKHUZLVHVWDWHGLIEDVHOLQHGDWDLVPLVVLQJQRGHULYDWLRQZLOOEHSHUIRUPHGDQGWKH
EDVHOLQHYDOXHZLOOEHVHWWRPLVVLQJ

6XEJURXSV6WUDWLILFDWLRQV
1RVXEJURXSVRUVWUDWLILFDWLRQIDFWRUVDUHGHILQHGLQWKLVVWXG\

&HQWHUV3RROV
6LQFHWKLVLVDVLQJOHFHQWHUVWXG\SRROLQJRIFHQWHUVLVQRWDSSOLFDEOH

7LPHSRLQWVDQG9LVLW:LQGRZV
7KHWLPHSRLQWVDQGYLVLWVIRUWKLVVWXG\DUHGHILQHGLQ7DEOH³6FKHGXOHRI$FWLYLWLHV´$Q\
GHYLDWLRQIURPWKHVWXG\VFKHGXOHPD\EHUHYLHZHGRQDFDVHE\FDVHEDVLVDWWKH%OLQG'DWD
5HYLHZ0HHWLQJ%'50WR GHWHUPLQHZKHWKHUWKHGDWDVKRXOGEHH[FOXGHGIURPWKH3HU
3URWRFRO33SRSXODWLRQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

'DWD$QDO\VLV
'DWDDQDO\VLVZLOOEHSHUIRUPHGE\
ZLWKRYHUVLJKWIURP+DOHRQ7KHVWDWLVWLFDO
DQDO\VLVVRIWZDUHXVHGZLOOEH6$6YHUVLRQRUKLJKHU
3ULRUWRGDWDEDVHFORVXUHD%'50ZLOOEHFRQGXFWHGLQZKLFKYDULRXVDVSHFWVRIWKHWULDOZLOO
EHGLVFXVVHGDQGDJUHHG
2QHDVSHFWWKDWZLOOEHFRQVLGHUHGSULRUWRRUGXULQJWKH%'50LVWKHDVVHVVPHQWRIWKHQXPEHU
RIVXEMHFWVZKRKDYHGURSSHGRUGLVFRQWLQXHGIURPWKHVWXG\GXHWRSDQGHPLFUHODWHGHYHQWV
HJ&RURQDYLUXV'LVHDVHRI>&29,'@DQGWKHSRWHQWLDOQHHGRIDVHQVLWLYLW\DQDO\VLV
$Q\PDMRUFKDQJHVWRSODQQHGDQDO\VHVZLOOQHHGDQDPHQGPHQWWRWKH6$3
([FHSWDVGHVFULEHGEHORZDOOOLVWLQJVZLOOEHSURGXFHGIRUDOOUDQGRPL]HGVXEMHFWV

3RSXODWLRQVIRU$QDO\VLV
 6XEMHFW'LVSRVLWLRQ
6FUHHQIDLOXUHVDUHGHILQHGDVVXEMHFWVZKRFRQVHQWWRSDUWLFLSDWHLQWKHFOLQLFDOVWXG\EXWDUH
QRWVXEVHTXHQWO\UDQGRPL]HG$QHQUROOHGVXEMHFWLVDVXEMHFWZKRKDVVLJQHGLQIRUPHGFRQVHQW
DQGLVHOLJLEOHWRSURFHHGEH\RQGWKHVFUHHQLQJYLVLW
7KHQXPEHURIVXEMHFWVVFUHHQHGHQUROOHGDQGUDQGRPL]HGZLOOEHSUHVHQWHGLQ7DEOH
7KHQXPEHUDQGSHUFHQWDJHRIVFUHHQIDLOXUHVXEMHFWVVXEMHFWVQRWUDQGRPL]HGZLWKUHDVRQV
ZK\VXEMHFWVDUHQRWUDQGRPL]HGLQFOXGLQJSHUFHQWDJHRIVXEMHFWVQRWUDQGRPL]HGGXHWRWKH
&29,'SDQGHPLFZLOOEHGLVSOD\HG3HUFHQWDJHVIRUVFUHHQIDLOXUHVXEMHFWVZLOOEHEDVHG
RQWKHWRWDOQXPEHURIVXEMHFWVVFUHHQHG
7KHQXPEHUDQGSHUFHQWDJHRIUDQGRPL]HGVXEMHFWVZKRFRPSOHWHDQGGLVFRQWLQXHWKHVWXG\
EURNHQ
GRZQ
E\
UHDVRQ
IRU
GLVFRQWLQXDWLRQ
LQFOXGLQJ
SHUFHQWDJH
RI
VXEMHFWV
GLVFRQWLQXHGZLWKGUHZIURPVWXG\GXHWR&29,'SDQGHPLFE\VWXG\SURGXFWDQGRYHUDOO
ZLOODOVREHGLVSOD\HG7KHSHUFHQWDJHVZLOOEHEDVHGRQWKHQXPEHURIVXEMHFWVUDQGRPL]HG
7DEOHZLOODOVRSUHVHQWWKHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVLQHDFKRIWKHGHILQHG
DQDO\VLVSRSXODWLRQVDVGHILQHGLQ6HFWLRQE\VWXG\SURGXFWDQGRYHUDOO3HUFHQWDJHVZLOO
EHEDVHGRQWKHQXPEHURIVXEMHFWVUDQGRPL]HG
6XEMHFWGLVSRVLWLRQLQFOXGLQJGHPRJUDSKLFGDWDDJHVH[UDFHDQGHWKQLFLW\VFUHHQLQJGDWH
VWXG\ SURGXFW VWDUW GDWH DQG WLPH VXEMHFW VWDWXV FRPSOHWHU <HV1R VWXG\ FRPSOHWLRQ
ZLWKGUDZDOGDWHGXUDWLRQLQGD\VLQWKHVWXG\GHILQHGDV>GDWHRIFRPSOHWLRQRUZLWKGUDZDO
±VWDUWGDWHRIVWXG\SURGXFWXVH@DQGWKHSULPDU\UHDVRQIRUZLWKGUDZDOZLOOEHOLVWHG
/LVWLQJE\VWXG\SURGXFW
6XEMHFWGLVSRVLWLRQLQIRUPDWLRQZLOOEHOLVWHGIRUQRQUDQGRPL]HGVXEMHFWV/LVWLQJ
GLVSOD\LQJVXEMHFWQXPEHUGHPRJUDSKLFLQIRUPDWLRQDJHVH[UDFHDQGHWKQLFLW\HQUROOHG
CCI
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
<HV1RVFUHHQLQJGDWHUHDVRQIRUVFUHHQIDLOXUHDQ\IXUWKHUGHWDLOVRIUHDVRQIRUVFUHHQ
IDLOXUHDQGGLVFRQWLQXDWLRQVWDWXVGXHWR&29,'SDQGHPLF
 3URWRFRO'HYLDWLRQV
3URWRFROGHYLDWLRQVZLOOEHWUDFNHGE\WKHVWXG\WHDPWKURXJKRXWWKHFRQGXFWRIWKHVWXG\'DWD
ZLOO EH UHYLHZHG SULRU WR XQEOLQGLQJ DQG FORVXUH RI WKH GDWDEDVH WR HQVXUH DOO LPSRUWDQW
GHYLDWLRQVDUHFDSWXUHGDQGFDWHJRUL]HG6XEMHFWVZLWKLPSRUWDQWSURWRFROGHYLDWLRQVOLDEOHWR
LQIOXHQFHWKHHIILFDF\RXWFRPHVZLOOEHH[FOXGHGIURPWKH33SRSXODWLRQ6XEMHFWVPD\DOVREH
LGHQWLILHG DV KDYLQJ LPSRUWDQW SURWRFRO GHYLDWLRQV QRW OHDGLQJ WR H[FOXVLRQ IURP WKH 33
SRSXODWLRQ
,PSRUWDQWGHYLDWLRQVRIWKHSURWRFROSURFHGXUHVPD\LQFOXGHEXWZLOOQRWQHFHVVDULO\EHOLPLWHG
WRWKHIROORZLQJ
x &RQVHQWSURFHGXUHV
x ,QFOXVLRQ([FOXVLRQFULWHULD
x &RQFRPLWDQWPHGLFDWLRQWKHUDS\
x /DERUDWRU\DVVHVVPHQWV
x 6WXG\SURFHGXUHV
x 5DQGRPL]DWLRQSURFHGXUHV
x 6WXG\GUXJGRVLQJVWXG\SURGXFWDGPLQLVWUDWLRQVWXG\SURGXFWFRPSOLDQFH
x 9LVLWVFKHGXOHLQWHUYDO
x 2WKHU
7KHVSHFLILFGHWDLOVRIWKHLPSRUWDQWSURWRFROGHYLDWLRQVZLOOEHOLVWHGLQ3URWRFRO'HYLDWLRQ
0DQDJHPHQW3ODQDQGWKHDVVHVVPHQWSURFHVVZLOOEHVSHFLILHGLQWKH%OLQG'DWD5HYLHZ3ODQ
6XEMHFWVZLWKLPSRUWDQWSURWRFROGHYLDWLRQVZLOOEHLGHQWLILHGDWWKH%'50
7KHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVZLWKDWOHDVWRQHLPSRUWDQWSURWRFROGHYLDWLRQVXEMHFWV
ZLWKLPSRUWDQWSURWRFROGHYLDWLRQVQRWOHDGLQJWRH[FOXVLRQIURPWKH33SRSXODWLRQZLWKUHDVRQV
IRUGHYLDWLRQVDQGVXEMHFWVZLWKLPSRUWDQWSURWRFROGHYLDWLRQVOHDGLQJWRH[FOXVLRQIURPWKH33
SRSXODWLRQZLWKUHDVRQVIRUGHYLDWLRQVZLOOEHSUHVHQWHGE\VWXG\SURGXFWDQGRYHUDOOIRUDOO
UDQGRPL]HGVXEMHFWV7DEOHDQGOLVWHGLQ/LVWLQJ
$OOSURWRFROGHYLDWLRQVFROOHFWHGRQWKHSURWRFROGHYLDWLRQFDVHUHSRUWIRUPSDJHZLOOEHOLVWHG
LQ/LVWLQJ7KHOLVWLQJZLOOSUHVHQWGDWHRIGHYLDWLRQW\SHRIGHYLDWLRQDQGGHYLDWLRQ
GHVFULSWLRQ
 $QDO\VLV3RSXODWLRQV
)LYHDQDO\VLVSRSXODWLRQVDUHGHILQHG
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
Population 
Definition / Criteria 
Analyses Evaluated 
6DIHW\ 
&RPSULVHRIDOOUDQGRPL]HGVXEMHFWVZKRUHFHLYH
DWOHDVWRQHGRVHRIVWXG\SURGXFW
7KLVSRSXODWLRQZLOOEHEDVHGRQWKHSURGXFWWKH
VXEMHFWDFWXDOO\UHFHLYHG 
x
'HPRJUDSKLFV
x
6DIHW\ 
0RGLILHG,QWHQW
WR7UHDWP,77
&RPSULVHRIDOOUDQGRPL]HGVXEMHFWVZKR
FRPSOHWHDWOHDVWRQHGRVHRIVWXG\SURGXFWDQG
KDYHDWOHDVWRQHSRVWEDVHOLQHFOLQLFDO
SHUIRUPDQFHDVVHVVPHQW
7KLVSRSXODWLRQZLOOEHEDVHGRQWKHVWXG\SURGXFW
WRZKLFKWKHVXEMHFWZDVUDQGRPL]HG
$Q\VXEMHFWZKRUHFHLYHVDUDQGRPL]DWLRQ
QXPEHUZLOOEHFRQVLGHUHGWRKDYHEHHQ
UDQGRPL]HG
x
'HPRJUDSKLFV
x
&RPSOLDQFH
x
(IILFDF\
3HU3URWRFRO33
&RPSULVHRIDOOUDQGRPL]HGVXEMHFWVZKRGRQRW
KDYHDQ\SURWRFROGHYLDWLRQVWKDWFRXOGFRQIRXQG
WKHLQWHUSUHWDWLRQRIDQDO\VHVFRQGXFWHGRQWKH
P,77
7KLVSRSXODWLRQZLOOEHEDVHGRQWKHVWXG\SURGXFW
WRZKLFKWKHVXEMHFWZDVUDQGRPL]HG
3URWRFROGHYLDWLRQVWKDWPD\H[FOXGHVXEMHFWV
IURPWKH33SRSXODWLRQDUHGHILQHGLQ6HFWLRQ
3URWRFRO'HYLDWLRQV
x
(IILFDF\
0*,5HSHDWDELOLW\
&RPSULVHRIDOOVXEMHFWVZKRKDYHDWOHDVWRQH
UHSHDW0*,FOLQLFDODVVHVVPHQWDWDQ\YLVLW
x
5HSHDWDELOLW\IRU
0*,
73,5HSHDWDELOLW\
&RPSULVHRIDOOVXEMHFWVZKRKDYHDWOHDVWRQH
UHSHDW73,FOLQLFDODVVHVVPHQWDWDQ\YLVLW
x
5HSHDWDELOLW\IRU73,
127(6
3OHDVHUHIHUWR$SSHQGL[/LVWRI'DWD'LVSOD\VZKLFKGHWDLOVWKHSRSXODWLRQWREHXVHGIRUHDFK
GLVSOD\EHLQJJHQHUDWHG 
7KHQXPEHUVRIVXEMHFWVLQFOXGHGLQHDFKRIWKHDQDO\VLVSRSXODWLRQVZLOOEHVXPPDUL]HGIRU
DOOVFUHHQHGVXEMHFWV7DEOH6XEMHFWVH[FOXGHGIURPDQ\RIWKHDQDO\VLVSRSXODWLRQV
ZLOOEHOLVWHGLQ/LVWLQJ
7KHSULPDU\SRSXODWLRQIRUDVVHVVPHQWRIHIILFDF\ZLOOEHWKHP,773RSXODWLRQ$33DQDO\VLV
ZLOOEHSHUIRUPHGRQWKHSULPDU\HQGSRLQWRQO\LIPRUHWKDQRIP,77VXEMHFWVDUHH[FOXGHG
IURPWKH333RSXODWLRQ$GHFLVLRQRQZKHWKHUD33DQDO\VLVZLOOEHSHUIRUPHGZLOOEHPDGH
SULRUWRVWXG\XQEOLQGLQJUHOHDVHRIWKHUDQGRPL]DWLRQFRGHV

6XEMHFW'HPRJUDSKLFVDQG2WKHU%DVHOLQH&KDUDFWHULVWLFV
 'HPRJUDSKLF&KDUDFWHULVWLFV
'HVFULSWLYH VWDWLVWLFV QXPEHU RI VXEMHFWV >Q@ PHDQ VWDQGDUG GHYLDWLRQ >6'@ PHGLDQ
PLQLPXPDQGPD[LPXPIRUFRQWLQXRXVYDULDEOHVDQGIUHTXHQF\FRXQW>Q@DQGSHUFHQWDJH>@
RIVXEMHFWV IRU FDWHJRULFDO YDULDEOHVZLOOEHSUHVHQWHGIRUGHPRJUDSKLF YDULDEOHVE\VWXG\
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
SURGXFW DQG RYHUDOO 7KHVH YDULDEOHV LQFOXGH DJH JHQGHU UDFH DQG HWKQLFLW\ DQG ZLOO EH
SUHVHQWHGIRUWKH6DIHW\SRSXODWLRQ7DEOHDQGWKHP,77SRSXODWLRQ7DEOH
'HPRJUDSKLFLQIRUPDWLRQZLOOEHOLVWHG/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV
 *HQHUDO0HGLFDO+LVWRU\
0HGLFDODQGVXUJLFDOKLVWRU\LQWKHODVW\HDULQFOXGLQJDOOHUJLHVRUGUXJVHQVLWLYLW\ZLOOEH
OLVWHGLQ/LVWLQJZLWKVWDUWGDWHDQGHQGGDWHRURQJRLQJDWWKHVWDUWRIVWXG\SURGXFW

7UHDWPHQWV6WXG\3URGXFW5HVFXH0HGLFDWLRQRWKHU&RQFRPLWDQW
7KHUDSLHV&RPSOLDQFH
5DQGRPL]DWLRQGHWDLOVZLOOEHOLVWHGLQFOXGLQJWKHUDQGRPL]DWLRQQXPEHUWKHSODQQHGVWXG\
SURGXFWWKHDFWXDOVWXG\SURGXFWWKHVXEMHFWZDVUDQGRPL]HGWRDQGWKHUDQGRPL]DWLRQGDWH
/LVWLQJ
7KHVWXG\SURGXFWNLWDOORFDWLRQVZLOOEHOLVWHG/LVWLQJLQFOXGLQJNLWQXPEHUDQG
VWXG\SURGXFWLQIRUPDWLRQ
 6WXG\3URGXFW&RPSOLDQFHDQG([SRVXUH
&RPSOLDQFHGDWDZLOOEHVXPPDUL]HGIRUWKHP,77SRSXODWLRQDQGZLOOEHDVVHVVHGE\QXPEHU
RIEUXVKLQJV
1XPEHURIEUXVKLQJVEUXVKLQJFRPSOLDQFHQXPEHURIPLVVHGEUXVKLQJVDQGQXPEHURI
DGGLWLRQDOEUXVKLQJVZLOOEHVXPPDUL]HGXVLQJGHVFULSWLYHVWDWLVWLFVE\FXPXODWLYHYLVLWDQGE\
VWXG\SURGXFW7KHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVEHWZHHQDQG!
FRPSOLDQWLQHDFKVWXG\SURGXFWZLOODOVREHSUHVHQWHGE\FXPXODWLYHYLVLWDQGE\VWXG\SURGXFW
7DEOH
1XPEHURIEUXVKLQJVLVGHILQHGDV>GDWHRI9LVLW[±GDWHRI9LVLWPXOWLSOLHGE\±QXPEHU
RIPLVVHGEUXVKLQJVQXPEHURIDGGLWLRQDOEUXVKLQJV@ZKHUH[ DQGUHVSHFWLYHO\
%UXVKLQJFRPSOLDQFHLVGHILQHGDV>[$FWXDOQXPEHURIEUXVKLQJV([SHFWHGQXPEHU
RIEUXVKLQJV@ZKHUHH[SHFWHGQXPEHURIEUXVKLQJVLVGHILQHGDV>GDWHRI9LVLW[±GDWHRI
9LVLWPXOWLSOLHGE\@
6WXG\SURGXFWFRPSOLDQFHQXPEHURIEUXVKLQJVEUXVKLQJFRPSOLDQFH>@QXPEHURIPLVVHG
EUXVKLQJV DQG QXPEHU RI DGGLWLRQDO EUXVKLQJV ZLOO EH OLVWHG LQ /LVWLQJ IRU DOO
UDQGRPL]HGVXEMHFWVE\VWXG\SURGXFW
6XSHUYLVHGVWXG\SURGXFWDSSOLFDWLRQVXEMHFWQXPEHUYLVLWGDWHDQGWLPHRIWKHVXSHUYLVHG
SURFHGXUHZLOOEHOLVWHG/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
 3ULRUDQG&RQFRPLWDQW0HGLFDWLRQ
3ULRU PHGLFDWLRQVWUHDWPHQWV LQFOXGLQJ SUHVFULSWLRQ DQG QRQSUHVFULSWLRQ GUXJV GLHWDU\
VXSSOHPHQWVDQGKHUEDOUHPHGLHVWDNHQLQWKHODVWGD\VDQGSULRUWRVLJQLQJWKHLQIRUPHG
FRQVHQWIRUPZLOOEHGRFXPHQWHGLQWKHFDVHUHSRUWIRUP&5)7KHSULRUDQGFRQFRPLWDQW
PHGLFDWLRQVZLOOEHFRGHGXVLQJDYDOLGDWHGPHGLFDWLRQGLFWLRQDU\:RUOG+HDOWK2UJDQL]DWLRQ
'UXJ'LFWLRQDU\:+2''
3ULRUPHGLFDWLRQVDQGSULRUQRQGUXJWUHDWPHQWVZLOOEHOLVWHGE\VXEMHFWZLWKGUXJQDPH
:+2'''UXJ6\QRQ\PUHDVRQURXWHGRVHIUHTXHQF\VWDUWGDWHDQGHQGGDWHERWKUHODWLYH
WRVWXG\SURGXFWVWDUWGDWH/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV3ULRUPHGLFDWLRQVDUH
GHILQHGDVWKRVHZKLFKVWRSSHGEHIRUHWKHILUVWXVHRIWKHVWXG\SURGXFW
&RQFRPLWDQWPHGLFDWLRQVDQGFRQFRPLWDQWQRQGUXJWUHDWPHQWVVLJQLILFDQWQRQGUXJWKHUDSLHV
WDNHQGXULQJWUHDWPHQWZLOOEHOLVWHGVLPLODUO\/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV
ZLWKHLWKHURQJRLQJRUHQGGDWHGLVSOD\HG&RQFRPLWDQWPHGLFDWLRQVDUHGHILQHGDVPHGLFDWLRQV
WKDWVWDUWHGRUVWRSSHGRQRUDIWHUWKHILUVWXVHRIWKHVWXG\SURGXFWRUDUHRQJRLQJ
8QNQRZQGDWHVZLOOQRWEHLPSXWHG+RZHYHULIWKHVWDUWRUVWRSGDWHLVXQNQRZQWKHQLWZLOO
EHDVVXPHGWREHFRQFRPLWDQWPHGLFDWLRQXQOHVVWKHSDUWLDOVWDUWGDWHRUVWRSGDWHLQGLFDWHV
GLIIHUHQWO\

$QDO\VLVRI(IILFDF\
7KHSULPDU\SRSXODWLRQIRUDVVHVVPHQWRIHIILFDF\ZLOOEHWKHP,77SRSXODWLRQ1RUHSHDW
DVVHVVPHQWGDWDLVWREHXVHGLQDQ\HIILFDF\DQDO\VHV
6WDWLVWLFDODQDO\VHVRIWKHHQGSRLQWVZLOOEHSHUIRUPHGXVLQJWKHFKDQJHIURPEDVHOLQHLQRUGHU
WRHDVLO\SUHVHQWGLUHFWHVWLPDWHVIRUWKHZLWKLQWUHDWPHQWPHDQFKDQJHVIURPEDVHOLQHHJWKH
SULPDU\HQGSRLQW
'HVFULSWLYHVXPPDU\VWDWLVWLFVZLOOEHSUHVHQWHGIRUWKHDFWXDODQGFKDQJHIURPEDVHOLQHYDOXHV
DWHDFKWLPHSRLQW
$OOSYDOXHVSUHVHQWHGZLOOEHWZRVLGHGDQGDVVHVVHGDWWKHVLJQLILFDQFHOHYHO$VHTXHQWLDO
WHVWLQJVWUDWHJ\ZLOOEHXVHGWRDGMXVWIRUPXOWLSOLFLW\IRUWKHFRPSDULVRQEHWZHHQWHVWDQG
UHIHUHQFHSURGXFWVLQWKHQXPEHURIEOHHGLQJVLWHVDW:HHN7KLVZLOORQO\EHDVVHVVHGIRU
FRQILUPDWRU\HYLGHQFHLIWKHSULPDU\HQGSRLQWFKDQJHIURPEDVHOLQHZLWKLQWKHWHVWSURGXFWDW
:HHNDFKLHYHVDVWDWLVWLFDOO\VLJQLILFDQWUHGXFWLRQ7KHUHZLOOEHQRIXUWKHUDGMXVWPHQWVIRU
PXOWLSOLFLW\IRUDQ\RWKHUVHFRQGDU\HQGSRLQWV
 3ULPDU\(IILFDF\(QGSRLQW

3ULPDU\(IILFDF\(QGSRLQW'HILQLWLRQ
7KHSULPDU\HQGSRLQWIRUWKHVWXG\LVWKHFKDQJHIURPEDVHOLQHQXPEHURIEOHHGLQJVLWHVDW
ZHHNVLQWKH7HVW3URGXFWJURXSLQWKHP,77SRSXODWLRQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7KH%,ZLOOEHDVVHVVHGRQWKHIDFLDODQGOLQJXDOJLQJLYDOVXUIDFHVRIHDFKVFRUDEOHWRRWK
LQHDFKDUFK7KUHHVFRUHVDFFRUGLQJWRWKHVFDOHLQ7DEOHEHORZVKRXOGEHUHFRUGHG
EXFFDOO\ODELDOO\GLVWDOERG\DQGPHVLDOVLWHVDQGWKUHHVFRUHVOLQJXDOO\SDODWDOO\GLVWDOERG\
DQGPHVLDOVLWHV$WHDFKYLVLWHDFKVXEMHFWWKHUHIRUHKDVXSWRHYDOXDEOHWRRWKVLWHVLH
PHDVXUHPHQWVRQXSWRVFRUDEOHWHHWK
7DEOH
%OHHGLQJ,QGH[6FRULQJ6\VWHP
6FRUH'HVFULSWLRQ

1REOHHGLQJDIWHUVHFRQGV

%OHHGLQJREVHUYHGZLWKLQVHFRQGVRISURELQJ

%OHHGLQJREVHUYHGLPPHGLDWHO\RQSURELQJ

0LVVLQJWRRWKRUQRWTXDOLILHGWRRWK
7KHQXPEHURIEOHHGLQJVLWHV IRUHDFKVXEMHFW DW HDFKYLVLW LVFDOFXODWHGDV WKHQXPEHURI
HYDOXDEOHWRRWKVLWHVZLWKD%,VFRUHRIHLWKHURUWRJLYHDFRXQWEHWZHHQDQG
'HVFULSWLYHVWDWLVWLFVQPHDQ6'VWDQGDUGHUURU>6(@PHGLDQPLQLPXPDQGPD[LPXPZLOO
EHSUHVHQWHGIRUWKHQXPEHURIEOHHGLQJVLWHVDWHDFKWLPHSRLQWDEVROXWHYDOXHFKDQJHIURP
EDVHOLQHDQGSHUFHQWFKDQJHIURPEDVHOLQHLQ7DEOHIRUDOOVXEMHFWVLQWKHP,77
SRSXODWLRQE\VWXG\SURGXFW5DZPHDQV6(RIWKHQXPEHURIEOHHGLQJVLWHVDWHDFKWLPH
SRLQW ZLOO EH SORWWHG E\ VWXG\ SURGXFW LQ )LJXUH  IRU DOO VXEMHFWV LQ WKH P,77
SRSXODWLRQ
$GGLWLRQDOO\ WKH QXPEHU DQG SHUFHQWDJH RI VXEMHFWV ZKRVH QXPEHU RI EOHHGLQJ VLWHV KDV
UHGXFHGLPSURYHGUHPDLQHGWKHVDPHDQGLQFUHDVHGZRUVHQHGUHVSHFWLYHO\FRPSDUHGWR
EDVHOLQHZLOOEHSUHVHQWHGE\VWXG\SURGXFWDWHDFKWLPHSRLQWLQ7DEOHIRUWKHP,77
SRSXODWLRQ
,QGLYLGXDOGDWDIRUWKHQXPEHURIEOHHGLQJVLWHVZLOOEHOLVWHGIRUHDFKVXEMHFWE\VWXG\SURGXFW
JURXSDQGYLVLWLQ/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV

6WDWLVWLFDO+\SRWKHVLV0RGHODQG0HWKRGRI$QDO\VLV
7KHIROORZLQJQXOODQGDOWHUQDWLYHK\SRWKHVHVZLOOEHHYDOXDWHG
x +7KHUHLVQRGLIIHUHQFHLQWKHQXPEHURIEOHHGLQJVLWHVIURPEDVHOLQHWR:HHNLQWKH
7HVW3URGXFWJURXS
x +7KHUHLVDWUHDWPHQWHIIHFWRQWKHQXPEHURIEOHHGLQJVLWHVDW:HHNFRPSDUHGWR
EDVHOLQHLQWKH7HVW3URGXFWJURXS
$0L[HG0RGHOIRU5HSHDWHG0HDVXUHV0050ZLOOEHXVHGZLWKFKDQJHIURPEDVHOLQHLQ
QXPEHURIEOHHGLQJVLWHVDVWKHGHSHQGHQWYDULDEOHWKHFDWHJRULFDOWLPHSRLQW:HHN:HHN
RU:HHNWUHDWPHQWJURXS7HVW3URGXFWRU5HIHUHQFH3URGXFWDQGWLPHSRLQWîWUHDWPHQW
JURXSLQWHUDFWLRQDVIL[HGHIIHFWVDQGEDVHOLQHQXPEHURIEOHHGLQJVLWHVDVDFRYDULDWH6XEMHFW
ZLOOEHLQFOXGHGDVDUHSHDWHGPHDVXUHZLWKDQXQVWUXFWXUHGFRYDULDQFHPDWUL[7KH.HQZDUG
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
5RJHUGHJUHHVRIIUHHGRPDSSURDFKZLOOEHDSSOLHG,IXQVWUXFWXUHGFRYDULDQFHPDWUL[GRHVQRW
FRQYHUJHWKHIROORZLQJ FRYDULDQFHVWUXFWXUHVZLOOEHDSSOLHGLQRUGHUXQWLOFRQYHUJHQFHLV
DFKLHYHG7RHSOLW]FRPSRXQGV\PPHWU\&6
8VLQJWKHDERYHPRGHOWKH/6PHDQFKDQJHIURPEDVHOLQHQXPEHURIEOHHGLQJVLWHVZLOOEH
SUHVHQWHG IRU WKH 7HVW 3URGXFW DW :HHN  DORQJ ZLWK  &, DQG SYDOXH WHVWLQJ IRU D
QRQ]HURFKDQJHIURPEDVHOLQH7DEOH
7KHDVVXPSWLRQRIQRUPDOLW\DQGKRPRJHQHLW\RIYDULDQFHLQWKH0050ZLOOEHLQYHVWLJDWHG
,Q FDVH RI YLRODWLRQ RI WKHVH DVVXPSWLRQV D :LOFR[RQ 6LJQHG 5DQN 7HVW ZLWKLQ SURGXFW
FRPSDULVRQVZLWKEDVHOLQHZLOOEHSHUIRUPHGWRVXSSRUWWKH0050UHVXOWV

6XSSRUWLYH$QDO\VHV
$33DQDO\VLVZLOOEHSHUIRUPHGRQWKHQXPEHURIEOHHGLQJVLWHVLIWKHUHLVPRUHWKDQD
GLIIHUHQFHLQWKHQXPEHURIVXEMHFWVEHWZHHQWKH33DQGP,77SRSXODWLRQV$GHFLVLRQRQ
ZKHWKHUD33DQDO\VLVZLOOEHSHUIRUPHGZLOOEHPDGHSULRUWRVWXG\XQEOLQGLQJUHOHDVHRI
UDQGRPL]DWLRQFRGHV
$VXPPDU\RIWKHPHDQQXPEHURIEOHHGLQJVLWHVDWHDFKWLPHSRLQWZLOOEHSUHVHQWHGIRUWKH
33SRSXODWLRQLQ7DEOH$VXPPDU\RIWKHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVDWHDFK
WLPH SRLQW ZKRVH QXPEHU RI EOHHGLQJ VLWHV KDV LPSURYHGUHPDLQHG WKH VDPHZRUVHQHG
FRPSDUHGWREDVHOLQHZLOOEHSUHVHQWHGIRUWKH33SRSXODWLRQLQ7DEOH6WDWLVWLFDO
DQDO\VLVRIWKHPHDQQXPEHURIEOHHGLQJVLWHVZLOOEHSUHVHQWHGIRUWKH33SRSXODWLRQLQ7DEOH
,QDGGLWLRQWKHPHDQQXPEHURIEOHHGLQJVLWHVDWHDFKWLPHSRLQWZLOOEHSORWWHGE\
VWXG\SURGXFWIRUDOOVXEMHFWVLQWKH33SRSXODWLRQ)LJXUH
,QRUGHUWRH[SORUHWKHVHQVLWLYLW\RIUHVXOWVWRWKHHIIHFWRIPLVVLQJGDWDWKH0050PRGHO
GHVFULEHGLQ6HFWLRQZLOOEHUHSHDWHGXVLQJWKH/2&)DSSURDFKIRUWKHP,77SRSXODWLRQ
7DEOHDQGWKH33SRSXODWLRQ7DEOH
 6HFRQGDU\(IILFDF\(QGSRLQWV
$OOVHFRQGDU\HQGSRLQWDQDO\VHVZLOOEHSHUIRUPHGRQWKHP,77SRSXODWLRQ2WKHUWKDQWKH
VHTXHQWLDOWHVWLQJVWUDWHJ\IRUFRPSDULQJWKHFKDQJHIURPEDVHOLQHLQWKHQXPEHURIEOHHGLQJ
VLWHVEHWZHHQSURGXFWVVHH6HFWLRQWKHUHZLOOEHQRDGMXVWPHQWIRUPXOWLSOLFLW\SHUIRUPHG
IRUDQ\RWKHUVHFRQGDU\HQGSRLQWVGHWDLOHGLQWKLVVHFWLRQ

&KDQJHIURP%DVHOLQHLQ1XPEHURI%OHHGLQJ6LWHV
7KHQXPEHURIEOHHGLQJVLWHVIRUHDFKVXEMHFWDWHDFKYLVLWLVFDOFXODWHGXVLQJWKH%,VFRUHDQG
GHVFULSWLYHVWDWLVWLFVDQGIUHTXHQF\FRXQWVZLOOEHSUHVHQWHGIRUWKHP,77SRSXODWLRQDVGHWDLOHG
LQ6HFWLRQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
6WDWLVWLFDO+\SRWKHVLV0RGHODQG0HWKRGRI$QDO\VLV
)RUFRPSDULVRQVWREDVHOLQHZLWKLQHDFKWUHDWPHQWJURXSWKHIROORZLQJQXOODQGDOWHUQDWLYH
K\SRWKHVHVZLOOEHHYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHNDQG:HHNIRUWKH7HVW
3URGXFWJURXSDQGWKH5HIHUHQFH3URGXFWJURXSDQGDW:HHNIRUWKH5HIHUHQFH3URGXFW
JURXSUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQWKHQXPEHURIEOHHGLQJVLWHVIURPEDVHOLQH
x +7KHUHLVDWUHDWPHQWHIIHFWRQWKHQXPEHURIEOHHGLQJVLWHVFRPSDUHGWREDVHOLQH
)RU FRPSDULVRQV WR QHJDWLYH FRQWURO WKH IROORZLQJ QXOO DQG DOWHUQDWLYH K\SRWKHVHV ZLOO EH
HYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHNUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKHQXPEHURIEOHHGLQJVLWHVLQWKH
7HVW3URGXFWJURXSFRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
x +7KHUHLVDGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKHQXPEHURIEOHHGLQJVLWHVLQWKH
7HVW3URGXFWJURXSFRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
7KH UHVXOWV IURP WKH 0050 GHVFULEHG LQ 6HFWLRQ  ZLOO EH XVHG WR WHVW WKH DERYH
K\SRWKHVHV
7KH/6PHDQFKDQJHIURPEDVHOLQHQXPEHURIEOHHGLQJVLWHVZLOOEHSUHVHQWHGIRUHDFKVWXG\
SURGXFWDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHVWRWHVWIRUD
QRQ]HURFKDQJHIURPEDVHOLQH
7KHGLIIHUHQFHLQ/6PHDQFKDQJHIURPEDVHOLQHQXPEHURIEOHHGLQJVLWHV7HVW3URGXFW±
5HIHUHQFH3URGXFWZLOODOVREHSUHVHQWHGDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ
&,VDQGSYDOXHVWRWHVWIRUDQRQ]HURGLIIHUHQFH7DEOH
7KHDVVXPSWLRQRIQRUPDOLW\DQGKRPRJHQHLW\RIYDULDQFHLQWKH0050ZLOOEHLQYHVWLJDWHG
,Q FDVH RI YLRODWLRQ RI WKHVH DVVXPSWLRQV D :LOFR[RQ 5DQN 6XP WHVW EHWZHHQ SURGXFWV
FRPSDULVRQVDQG:LOFR[RQ6LJQHG5DQN7HVWZLWKLQSURGXFWFRPSDULVRQVZLWKEDVHOLQHZLOO
EHSHUIRUPHGWRVXSSRUWWKH0050UHVXOWV
7KH0050PRGHOZLOOEHUHSHDWHGXVLQJWKH/2&)DSSURDFKIRUWKHP,77SRSXODWLRQ7DEOH
DQGWKH33SRSXODWLRQ7DEOH

&KDQJHIURP%DVHOLQHLQ%OHHGLQJ,QGH[%,
7KH%,ZLOOEHDVVHVVHGDWHDFKHYDOXDEOHWRRWKVLWHIRUHDFKVXEMHFWDWHDFKYLVLWDVGHVFULEHG
LQ6HFWLRQDFFRUGLQJWRWKHVFRULQJV\VWHPLQ7DEOH7KH%,VFRUHIRUHDFKVXEMHFW
DWHDFKYLVLWLVFDOFXODWHGDVWKHVXPRILQGH[YDOXHVRYHUDOOHYDOXDEOHWRRWKVLWHVGLYLGHGE\
WKHQXPEHURIHYDOXDEOHWRRWKVLWHV(YDOXDEOHWRRWKVLWHVDUHWKRVHVFRUHGDVRUVRWKH
%,VFRUHKDVDUDQJHRIWR
'HVFULSWLYHVWDWLVWLFVQPHDQ6'6(PHGLDQPLQLPXPDQGPD[LPXPZLOOEHSUHVHQWHG
IRUWKH%,VFRUHDWHDFKWLPHSRLQWDEVROXWHYDOXHFKDQJHIURPEDVHOLQHDQGSHUFHQWFKDQJH
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
IURPEDVHOLQHLQ7DEOH5DZPHDQV6(RIWKH%,VFRUHDWHDFKWLPHSRLQWZLOOEH
SORWWHGE\VWXG\SURGXFWLQ)LJXUHIRUDOOVXEMHFWVLQWKHP,77SRSXODWLRQ
$GGLWLRQDOO\WKHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVZKRVH%,VFRUHKDVUHGXFHGLPSURYHG
UHPDLQHG WKH VDPH DQG LQFUHDVHG ZRUVHQHG UHVSHFWLYHO\ FRPSDUHG WR EDVHOLQH ZLOO EH
SUHVHQWHGE\VWXG\SURGXFWDWHDFKWLPHSRLQWLQ7DEOHIRUWKHP,77SRSXODWLRQ
,QGLYLGXDOGDWDIRUWKH%,DVVHVVPHQWDWHDFKHYDOXDEOHWRRWKVLWHZLOOEHOLVWHGIRUHDFKVXEMHFW
LQ/LVWLQJDQGLQGLYLGXDOGDWDIRUWKHGHULYHG%,VFRUHZLOOEHOLVWHGIRUHDFKVXEMHFW
LQ/LVWLQJE\VWXG\SURGXFWJURXSDQGYLVLWIRUDOOUDQGRPL]HGVXEMHFWV
6WDWLVWLFDO+\SRWKHVLV0RGHODQG0HWKRGRI$QDO\VLV
)RUFRPSDULVRQVWREDVHOLQHZLWKLQHDFKWUHDWPHQWJURXSWKHIROORZLQJQXOODQGDOWHUQDWLYH
K\SRWKHVHVZLOOEHHYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHN
UHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQWKH%,VFRUHIURPEDVHOLQH
x +7KHUHLVDWUHDWPHQWHIIHFWRQWKH%,VFRUHFRPSDUHGWREDVHOLQH
)RU FRPSDULVRQV WR QHJDWLYH FRQWURO WKH IROORZLQJ QXOO DQG DOWHUQDWLYH K\SRWKHVHV ZLOO EH
HYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHNUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKH%,VFRUHLQWKH7HVW3URGXFW
JURXSFRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
x +7KHUHLVDGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKH%,VFRUHLQWKH7HVW3URGXFWJURXS
FRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
$0050ZLOOEHXVHGDVGHVFULEHGLQ6HFWLRQZLWKFKDQJHIURPEDVHOLQHLQ%,VFRUH
DVWKHGHSHQGHQWYDULDEOHDQGEDVHOLQH%,VFRUHDVDFRYDULDWHLQVWHDGRIEDVHOLQHQXPEHURI
EOHHGLQJVLWHV
8VLQJWKHDERYHPRGHOWKH/6PHDQFKDQJHIURPEDVHOLQH%,VFRUHZLOOEHSUHVHQWHGIRUHDFK
VWXG\SURGXFWDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHVWRWHVW
IRUDQRQ]HURFKDQJHIURPEDVHOLQH
7KHGLIIHUHQFHLQ/6PHDQFKDQJHIURPEDVHOLQH%,VFRUH7HVW3URGXFW±5HIHUHQFH3URGXFW
ZLOODOVREHSUHVHQWHGDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHV
WRWHVWIRUDQRQ]HURGLIIHUHQFH7DEOH
7KHDVVXPSWLRQRIQRUPDOLW\DQGKRPRJHQHLW\RIYDULDQFHLQWKH0050ZLOOEHLQYHVWLJDWHG
,Q FDVH RI YLRODWLRQ RI WKHVH DVVXPSWLRQV D :LOFR[RQ 5DQN 6XP WHVW EHWZHHQ SURGXFWV
FRPSDULVRQVDQG:LOFR[RQ6LJQHG5DQN7HVWZLWKLQSURGXFWFRPSDULVRQVZLWKEDVHOLQHZLOO
EHSHUIRUPHGWRVXSSRUWWKH0050UHVXOWV
7KH0050PRGHOZLOOEHUHSHDWHGXVLQJWKH/2&)DSSURDFKIRUWKHP,77SRSXODWLRQ7DEOH

CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

&KDQJHIURP%DVHOLQHLQ0RGLILHG*LQJLYDO,QGH[0*,
7KH0*,ZLOOEHDVVHVVHGRQWKHIDFLDODQGOLQJXDOVXUIDFHVRIHDFKVFRUDEOHWRRWKLQHDFK
DUFK 7ZR VFRUHV DFFRUGLQJ WR WKH VFDOH LQ 7DEOH  EHORZ VKRXOG EH UHFRUGHG
EXFFDOO\ODELDOO\SDSLOODDQGPDUJLQDQGWZRVFRUHVOLQJXDOO\SDODWDOO\SDSLOODDQGPDUJLQ
$WHDFKYLVLWHDFKVXEMHFWWKHUHIRUHKDVXSWRHYDOXDEOHWRRWKVLWHVLHPHDVXUHPHQWVRQ
XSWRVFRUDEOHWHHWK
7DEOH
0RGLILHG*LQJLYDO,QGH[6FRULQJ6\VWHP
6FRUH'HVFULSWLRQ

$EVHQFHRILQIODPPDWLRQ

0LOGLQIODPPDWLRQVOLJKWFKDQJHLQFRORXUOLWWOHFKDQJHLQFRORXUOLWWOHFKDQJHLQWH[WXUHRIDQ\
SRUWLRQRIWKHPDUJLQDORUSDSLOODU\JLQJLYDOXQLW

0LOGLQIODPPDWLRQFULWHULDDVDERYHEXWLQYROYLQJWKHHQWLUHPDUJLQDORUSDSLOODU\JLQJLYDOXQLW

0RGHUDWHLQIODPPDWLRQJOD]LQJUHGQHVVHGHPDDQGRUK\SHUWURSK\RIWKHPDUJLQDORU
SDSLOODU\JLQJLYDOXQLW

6HYHUHLQIODPPDWLRQPDUNHGUHGQHVVHGHPDDQGRUK\SHUWURSK\RIWKHPDUJLQDORUSDSLOODU\
JLQJLYDOXQLWVSRQWDQHRXVEOHHGLQJFRQJHVWLRQRUXOFHUDWLRQ

0LVVLQJWRRWKRUQRWTXDOLILHGWRRWK
7KH0*,VFRUHIRUHDFKVXEMHFWDWHDFKYLVLWLVFDOFXODWHGDVWKHVXPRILQGH[YDOXHVRYHUDOO
HYDOXDEOHWRRWKVLWHVGLYLGHGE\WKHQXPEHURIHYDOXDEOHWRRWKVLWHV(YDOXDEOHWRRWKVLWHVDUH
WKRVHVFRUHGDVRUVRWKH0*,VFRUHKDVDUDQJHRIWR
'HVFULSWLYHVWDWLVWLFVQPHDQ6'6(PHGLDQPLQLPXPDQGPD[LPXPZLOOEHSUHVHQWHG
IRUWKH0*,VFRUHDWHDFKWLPHSRLQWDEVROXWHYDOXHFKDQJHIURPEDVHOLQHDQGSHUFHQWFKDQJH
IURPEDVHOLQHLQ7DEOH5DZPHDQV6(RIWKH0*,VFRUHDWHDFKWLPHSRLQWZLOO
EHSORWWHGE\VWXG\SURGXFWLQ)LJXUHIRUDOOVXEMHFWVLQWKHP,77SRSXODWLRQ
$GGLWLRQDOO\WKHQXPEHUDQGSHUFHQWDJHRIVXEMHFWVZKRVH0*,VFRUHKDVUHGXFHGLPSURYHG
UHPDLQHG WKH VDPH DQG LQFUHDVHG ZRUVHQHG UHVSHFWLYHO\ FRPSDUHG WR EDVHOLQH ZLOO EH
SUHVHQWHGE\VWXG\SURGXFWDWHDFKWLPHSRLQWLQ7DEOHIRUWKHP,77SRSXODWLRQ
,QGLYLGXDOGDWDIRUWKH0*,DVVHVVPHQWDWHDFKHYDOXDEOHWRRWKVLWHZLOOEHOLVWHGIRUHDFK
VXEMHFWLQ/LVWLQJDQGLQGLYLGXDOGDWDIRUWKHGHULYHG0*,VFRUHZLOOEHOLVWHGIRU
HDFKVXEMHFWLQ/LVWLQJE\VWXG\SURGXFWJURXSDQGYLVLWIRUDOOUDQGRPL]HGVXEMHFWV
6WDWLVWLFDO+\SRWKHVLV0RGHODQG0HWKRGRI$QDO\VLV
)RUFRPSDULVRQVWREDVHOLQHZLWKLQHDFKWUHDWPHQWJURXSWKHIROORZLQJQXOODQGDOWHUQDWLYH
K\SRWKHVHVZLOOEHHYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHN
UHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQWKH0*,VFRUHIURPEDVHOLQH
x +7KHUHLVDWUHDWPHQWHIIHFWRQWKH0*,VFRUHFRPSDUHGWREDVHOLQH
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
)RU FRPSDULVRQV WR QHJDWLYH FRQWURO WKH IROORZLQJ QXOO DQG DOWHUQDWLYH K\SRWKHVHV ZLOO EH
HYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHNUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKH0*,VFRUHLQWKH7HVW3URGXFW
JURXSFRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
x +7KHUHLVDGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKH0*,VFRUHLQWKH7HVW3URGXFW
JURXSFRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
$0050ZLOOEHXVHGDVGHVFULEHGLQ6HFWLRQZLWKFKDQJHIURPEDVHOLQHLQ0*,VFRUH
DVWKHGHSHQGHQWYDULDEOHDQGEDVHOLQH0*,VFRUHDVDFRYDULDWHLQVWHDGRIEDVHOLQHQXPEHURI
EOHHGLQJVLWHV
8VLQJWKHDERYHPRGHOWKH/6PHDQFKDQJHIURPEDVHOLQH0*,VFRUHZLOOEHSUHVHQWHGIRU
HDFKVWXG\SURGXFWDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHV
WRWHVWIRUDQRQ]HURFKDQJHIURPEDVHOLQH
7KHGLIIHUHQFHLQ/6PHDQFKDQJHIURPEDVHOLQH0*,VFRUH7HVW3URGXFW±5HIHUHQFH3URGXFW
ZLOODOVREHSUHVHQWHGDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHV
WRWHVWIRUDQRQ]HURGLIIHUHQFH7DEOH
7KHDVVXPSWLRQRIQRUPDOLW\DQGKRPRJHQHLW\RIYDULDQFHLQWKH0050ZLOOEHLQYHVWLJDWHG
,Q FDVH RI YLRODWLRQ RI WKHVH DVVXPSWLRQV D :LOFR[RQ 5DQN 6XP WHVW EHWZHHQ SURGXFWV
FRPSDULVRQVDQG:LOFR[RQ6LJQHG5DQN7HVWZLWKLQSURGXFWFRPSDULVRQVZLWKEDVHOLQHZLOO
EHSHUIRUPHGWRVXSSRUWWKH0050UHVXOWV
7KH0050PRGHOZLOOEHUHSHDWHGXVLQJWKH/2&)DSSURDFKIRUWKHP,77SRSXODWLRQ7DEOH


&KDQJHIURP%DVHOLQHLQ7XUHVN\3ODTXH,QGH[73,
7KH73,ZLOOEHXVHGWRDVVHVVSODTXHRQDOOJUDGDEOHWHHWKPHHWLQJWKHLQFOXVLRQH[FOXVLRQ
FULWHULDQDWXUDOWHHWKRQO\7KH73,ZLOOEHDVVHVVHGRQWKHIDFLDODQGOLQJXDOVXUIDFHVRIHDFK
VFRUDEOHWRRWKLQHDFKDUFK7KUHHVFRUHVDFFRUGLQJWRWKHVFDOHLQ7DEOHEHORZ
VKRXOG EH UHFRUGHG EXFFDOO\ODELDOO\ GLVWDO ERG\ DQG PHVLDO VLWHV DQG WKUHH VFRUHV
OLQJXDOO\SDODWDOO\GLVWDOERG\DQGPHVLDOVLWHV$WHDFKYLVLWHDFKVXEMHFWWKHUHIRUHKDVXSWR
HYDOXDEOHWRRWKVLWHVLHPHDVXUHPHQWVRQXSWRVFRUDEOHWHHWK
7DEOH
7XUHVN\3ODTXH,QGH[6FRULQJ6\VWHP
6FRUH'HVFULSWLRQ

1RSODTXH

6HSDUDWHIOHFNVRISODTXHDWWKHFHUYLFDOPDUJLQ

7KLQFRQWLQXRXVEDQGRISODTXHXSWRPPDWWKHFHUYLFDOPDUJLQ

%DQGRISODTXHZLGHUWKDQPPEXWFRYHULQJRIWKHWRRWKVXUIDFH

3ODTXHFRYHULQJEXWRIWKHWRRWKVXUIDFH

3ODTXHFRYHULQJRIWKHWRRWKVXUIDFH
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
6FRUH'HVFULSWLRQ

0LVVLQJWRRWKRUQRWTXDOLILHGWRRWK
7KHRYHUDOO73,VFRUHIRUHDFKVXEMHFWDWHDFKYLVLWLVFDOFXODWHGDVWKHVXPRILQGH[YDOXHVRYHU
DOOHYDOXDEOHWRRWKVLWHVGLYLGHGE\WKHQXPEHURIHYDOXDEOHWRRWKVLWHV(YDOXDEOHWRRWKVLWHV
DUHWKRVHVFRUHGDVRUVRWKHRYHUDOO73,VFRUHKDVDUDQJHRIWR
7KHLQWHUSUR[LPDO73,VFRUHIRUHDFKVXEMHFWDWHDFKYLVLWLVFDOFXODWHGDVWKHVXPRILQGH[
YDOXHVRYHUDOOHYDOXDEOHGLVWDODQGPHVLDOWRRWKVLWHVGLYLGHGE\WKHQXPEHURIHYDOXDEOHGLVWDO
DQGPHVLDOWRRWKVLWHV6LPLODUWRWKHRYHUDOO73,VFRUHWKHLQWHUSUR[LPDO73,VFRUHKDVDUDQJH
RIWR
'HVFULSWLYHVWDWLVWLFVQPHDQ6'6(PHGLDQPLQLPXPDQGPD[LPXPZLOOEHSUHVHQWHGDW
HDFKWLPHSRLQWDEVROXWHYDOXHFKDQJHIURPEDVHOLQHDQGSHUFHQWFKDQJHIURPEDVHOLQHLQ
7DEOHIRURYHUDOO73,VFRUHDQGLQ7DEOHIRULQWHUSUR[LPDO73,VFRUH5DZ
PHDQV6(DWHDFKWLPHSRLQWZLOOEHSORWWHGE\VWXG\SURGXFWLQ)LJXUHIRURYHUDOO
73,VFRUHDQGLQ)LJXUHIRULQWHUSUR[LPDO73,VFRUHIRUWKHP,77SRSXODWLRQ
$GGLWLRQDOO\ WKH QXPEHU DQG SHUFHQWDJH RI VXEMHFWV ZKRVH VFRUH KDV UHGXFHG LPSURYHG
UHPDLQHG WKH VDPH DQG LQFUHDVHG ZRUVHQHG UHVSHFWLYHO\ FRPSDUHG WR EDVHOLQH ZLOO EH
SUHVHQWHGE\VWXG\SURGXFWDWHDFKWLPHSRLQWLQ7DEOHRYHUDOO73,VFRUHDQG7DEOH
LQWHUSUR[LPDO73,VFRUHIRUWKHP,77SRSXODWLRQ
,QGLYLGXDOGDWDIRUWKH73,DVVHVVPHQWDWHDFKHYDOXDEOHWRRWKVLWHZLOOEHOLVWHGIRUHDFKVXEMHFW
LQ/LVWLQJDQGLQGLYLGXDOGDWDIRUWKHGHULYHG73,VFRUHRYHUDOODQGLQWHUSUR[LPDO
UHVSHFWLYHO\ZLOOEHOLVWHGIRUHDFKVXEMHFWLQ/LVWLQJE\VWXG\SURGXFWJURXSDQG
YLVLWIRUDOOUDQGRPL]HGVXEMHFWV
6WDWLVWLFDO+\SRWKHVLV0RGHODQG0HWKRGRI$QDO\VLV
)RUFRPSDULVRQVWREDVHOLQHZLWKLQHDFKWUHDWPHQWJURXSWKHIROORZLQJQXOODQGDOWHUQDWLYH
K\SRWKHVHVZLOOEHHYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHN
IRUWKHRYHUDOO73,VFRUHDQGLQWHUSUR[LPDO73,VFRUHUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQWKH73,VFRUHIURPEDVHOLQH
x +7KHUHLVDWUHDWPHQWHIIHFWRQWKH73,VFRUHFRPSDUHGWREDVHOLQH
)RU FRPSDULVRQV WR QHJDWLYH FRQWURO WKH IROORZLQJ QXOO DQG DOWHUQDWLYH K\SRWKHVHV ZLOO EH
HYDOXDWHGIRUSRVWEDVHOLQHWLPHSRLQWVDW:HHN:HHNDQG:HHNIRUWKHRYHUDOO73,
VFRUHDQGLQWHUSUR[LPDO73,VFRUHUHVSHFWLYHO\
x +7KHUHLVQRGLIIHUHQFHLQFKDQJHIURPEDVHOLQHWKH73,VFRUHLQWKH7HVW3URGXFWJURXS
FRPSDUHGWRWKH5HIHUHQFH3URGXFWJURXS
x +7KHUHLVDGLIIHUHQFHLQFKDQJHIURPEDVHOLQHLQWKH73,VFRUHLQWKH7HVW3URGXFWJURXS
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
6HSDUDWH0050VZLOOEHXVHGDVGHVFULEHGLQ6HFWLRQZLWKFKDQJHIURPEDVHOLQHLQ
73,VFRUHRYHUDOODQGLQWHUSUR[LPDOUHVSHFWLYHO\DVWKHGHSHQGHQWYDULDEOHDQGEDVHOLQH73,
VFRUHRYHUDOODQGLQWHUSUR[LPDOUHVSHFWLYHO\DVDFRYDULDWHLQVWHDGRIEDVHOLQHQXPEHURI
EOHHGLQJVLWHV
8VLQJWKHDERYHPRGHOWKH/6PHDQFKDQJHIURPEDVHOLQH73,VFRUHZLOOEHSUHVHQWHGIRUHDFK
VWXG\SURGXFWDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHVWRWHVW
IRUDQRQ]HURFKDQJHIURPEDVHOLQH
7KHGLIIHUHQFHLQ/6PHDQFKDQJHIURPEDVHOLQH73,VFRUH7HVW3URGXFW±5HIHUHQFH3URGXFW
ZLOODOVREHSUHVHQWHGDWHDFKSRVWEDVHOLQHWLPHSRLQWZLWKFRUUHVSRQGLQJ&,VDQGSYDOXHV
WRWHVWIRUDQRQ]HURGLIIHUHQFH7DEOHIRURYHUDOO73,DQG7DEOHIRU
LQWHUSUR[LPDO73,
7KHDVVXPSWLRQRIQRUPDOLW\DQGKRPRJHQHLW\RIYDULDQFHLQWKH0050ZLOOEHLQYHVWLJDWHG
,Q FDVH RI YLRODWLRQ RI WKHVH DVVXPSWLRQV D :LOFR[RQ 5DQN 6XP WHVW EHWZHHQ SURGXFWV
FRPSDULVRQVDQG:LOFR[RQ6LJQHG5DQN7HVWZLWKLQSURGXFWFRPSDULVRQVZLWKEDVHOLQHZLOO
EHSHUIRUPHGWRVXSSRUWWKH0050UHVXOWV
7KH0050PRGHOZLOOEHUHSHDWHGXVLQJWKH/2&)DSSURDFKIRUWKHP,77SRSXODWLRQ7DEOH
IRURYHUDOO73,DQG7DEOHIRULQWHUSUR[LPDO73,

+DQGOLQJRI0LVVLQJ9DOXHV&HQVRULQJ'LVFRQWLQXDWLRQV
)RUWKHSULPDU\DQDO\VHVPLVVLQJGDWDZLOOQRWEHUHSODFHGRULPSXWHG6XEMHFWVZKRZLWKGUDZ
IURP WKH VWXG\ SUHPDWXUHO\ ZLOO EH LQFOXGHG LQ WKH VWDWLVWLFDO DQDO\VHV XS WR WKH SRLQW RI
GLVFRQWLQXDWLRQ6XEMHFWVZKRZLWKGUDZZLOOQRWEHUHSODFHG,QWKHHYHQWWKDWDVXEMHFWKDVQR
LQGLYLGXDO%,0*,RU73,DVVHVVPHQWVDYDLODEOHDWDJLYHQYLVLWWKHQXPEHURIEOHHGLQJVLWHV
%,VFRUH0*,VFRUHRU73,VFRUHZLOODOVREHFRQVLGHUHGDVPLVVLQJIRUWKDWYLVLW
([SHULHQFHLQSUHYLRXVVLPLODUVWXGLHVVXJJHVWPLVVLQJGDWDZLOOQRWEHSUHYDOHQW7KH6$6
3URF0L[HGLPSOHPHQWDWLRQRIWKHUHSHDWHGPHDVXUHVDQDO\VLVRIFRYDULDQFH$1&29$WKDW
ZLOO EH XVHG LQ DOPRVW DOO DQDO\VHV LPSOLFLWO\ LPSXWHV DQ\ PLVVLQJ GDWD EDVHG RQ WKH
QRQPLVVLQJREVHUYDWLRQV7KHEDVLFWKHRU\RQZKLFK3URF0L[HGLVEDVHGKROGVHYHQZLWK
PLVVLQJGDWDDVORQJDVWKHPLVVLQJGDWDDUHPLVVLQJDWUDQGRP
$QDGGLWLRQDODQDO\VLVZLOOH[SORUHWKHVHQVLWLYLW\RIUHVXOWVWRWKHHIIHFWRIPLVVLQJGDWDRQWKH
SULPDU\DQGVHFRQGDU\HIILFDF\HQGSRLQWV7KHVHQVLWLYLW\DQDO\VLVZLOOXVHWKHVDPH0050
PRGHOEXWZLWK/2&)IRUPLVVLQJGDWD2QO\SRVWEDVHOLQHUHVXOWVPD\EHFDUULHGIRUZDUG

$QDO\VLVRI6DIHW\
7KHVDIHW\SURILOHRIWKHVWXG\SURGXFWVZLOOEHDVVHVVHGZLWKUHVSHFWWRDGYHUVHHYHQWV$(V
LQFLGHQWVDQG2672+7DEQRUPDOLWLHVLQWKLVRUDOKHDOWKVWXG\
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

$GYHUVH(YHQWVDQG6HULRXV$GYHUVH(YHQWV
$OO$(VZLOOEHUHYLHZHGE\WKH&OLQLFDO5HVHDUFK6FLHQWLVWRU'HVLJQHHSULRUWRGDWDEDVHORFN
DQGXQEOLQGLQJDQGZLOOEHFRGHGWRDV\VWHPRUJDQFODVV62&DQGSUHIHUUHGWHUP37XVLQJ
WKH0HGLFDO'LFWLRQDU\IRU5HJXODWRU\$FWLYLWLHV0HG'5$
$(VZLOOEHFODVVLILHGDVRUDODQGQRQRUDORQWKH$(SDJHRIH&5)
7UHDWPHQWHPHUJHQWDGYHUVHHYHQWV7($(VDUHGHILQHGDVQHZ$(VWKDWRFFXURQRUDIWHUWKH
ILUVWVWXG\SURGXFWXVHLIWKLVGDWHLVPLVVLQJDVXLWDEOHDOWHUQDWLYHZLOOEHXVHGHJGDWHRI
UDQGRPL]DWLRQ $(V ZLWK DQ RQVHW GDWHWLPH SULRU WR WKH ILUVW VWXG\ SURGXFW XVH ZLOO EH
FRQVLGHUHGDVQRQWUHDWPHQWHPHUJHQW
7KHIROORZLQJVXPPDU\WDEOHVDQGOLVWLQJVZLOOEHSUHVHQWHGE\VWXG\SURGXFWJURXS
x 7DEOHRI7($(VE\62&DQG377DEOH
x 7DEOHRI7($(VE\2UDO1RQ2UDODQG377DEOH
x 7DEOHRIWUHDWPHQWUHODWHG7($(VE\62&DQG377DEOH
x 7DEOHRIWUHDWPHQWUHODWHG7($(VE\2UDO1RQ2UDODQG377DEOH
x 7DEOHRI$(VUHODWHGWR&29,'E\62&DQG377DEOH
x 7DEOHRIQRQVHULRXV7($(VE\62&DQG377DEOH>RQO\SURGXFHGLIWKHUHDUH
PRUHWKDQ$(V@
x 7DEOHRIVHULRXV7($(VE\62&DQG377DEOH>RQO\SURGXFHGLIWKHUHDUHPRUH
WKDQVHULRXV7($(V@
x /LVWLQJRIDOO$(V/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV/LVWLQJIRU
QRQUDQGRPL]HGVXEMHFWV
x /LVWLQJRIGHDWKV/LVWLQJ
x /LVWLQJRIQRQIDWDO6$(V/LVWLQJ
x /LVWLQJRI7($(VOHDGLQJWRVWXG\RUSURGXFWZLWKGUDZDO/LVWLQJ
x /LVWLQJRI7($(VFODVVLILHGDV2UDO/LVWLQJ
x /LVWLQJRIDOO$(VUHODWHGWR&29,'/LVWLQJIRUDOOVFUHHQHGVXEMHFWV
$OOLQFLGHQWVZLOOEHOLVWHGLQ/LVWLQJ
,QWKHHYHQWWKDWWKHUHLVQRWKLQJWRUHSRUWDQXOOWDEOHRUOLVWLQJZLOOEHSURGXFHG

2WKHU6DIHW\9DULDEOHV
2WKHUVDIHW\YDULDEOHVDUHOLVWHGEHORZ
x 267H[DPLQDWLRQ
x 2+7H[DPLQDWLRQ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI

267([DPLQDWLRQ
:KHUHSRVVLEOHWKLVSURFHGXUHVKRXOGEHFRQGXFWHGE\DVLQJOHGHQWDOH[DPLQHURUFOLQLFDOO\
TXDOLILHGGHVLJQHH7KH267H[DPLQDWLRQZLOOEHDFFRPSOLVKHGWKURXJKRXWWKHVWXG\E\GLUHFW
REVHUYDWLRQ DQG SDOSDWLRQ ZLWK UHWUDFWLRQ DLGV DV DSSURSULDWH 7KH H[DPLQHU ZLOO LQFOXGH
H[DPLQDWLRQRIWKHODELDOPXFRVDLQFOXGLQJOLSVEXFFDOPXFRVDPXFRJLQJLYDOIROGVJLQJLYDO
PXFRVD KDUG SDODWH VRIW SDODWH WRQVLOODU DUHD SKDU\QJHDO DUHD WRQJXH VXEOLQJXDO DUHD
VXEPDQGLEXODUDUHDDQGVDOLYDU\JODQGV
7KHUHVXOWVRIWKHH[DPLQDWLRQZLOOEHUHFRUGHGLQWKH&5)DVHLWKHUQRUPDORUDEQRUPDOZLWK
GHWDLOVRIDQ\DEQRUPDOLWLHV$Q\SRVWWUHDWPHQWVRIWWLVVXHDEQRUPDOLW\RUZRUVHQLQJRID
SUHH[LVWLQJFRQGLWLRQREVHUYHGE\WKHH[DPLQHURUUHSRUWHGE\WKHVXEMHFWZLOOEHUHFRUGHGRQ
WKH&5)$Q\DEQRUPDOLWLHVRUZRUVHQLQJRIDSUHH[LVWLQJFRQGLWLRQREVHUYHGE\WKHFOLQLFDO
H[DPLQHURUUHSRUWHGE\WKHVXEMHFWIURPWKH267H[DPLQDWLRQFDUULHGRXWDW6FUHHQLQJZLOOEH
UHFRUGHGDVDQ$(
267 ZLOOEHVXPPDUL]HGQXPEHU RIVXEMHFWV DQGSHUFHQWDJHVZLWK DEQRUPDOLWLHVZLWKRXW
DEQRUPDOLWLHVRU267QRWH[DPLQHGE\YLVLWDQGVWXG\SURGXFWLQ7DEOHIRUDOOVXEMHFWV
LQWKH6DIHW\3RSXODWLRQ267H[DPLQDWLRQZLOOEHOLVWHG/LVWLQJIRUDOOUDQGRPL]HG
VXEMHFWV

2+7([DPLQDWLRQ
:KHUHSRVVLEOHWKLVSURFHGXUHVKRXOGEHFRQGXFWHGE\DVLQJOHGHQWDOH[DPLQHURUFOLQLFDOO\
TXDOLILHGGHVLJQHHIRUDOOVXEMHFWV
7KH2+7H[DPLQDWLRQZLOODVVHVVJURVVO\FDULRXVOHVLRQVRUVLJQVRIHURVLYHZHDUHQDPHO
LUUHJXODULWLHVWRRWKIUDFWXUHJURVVGHFD\GHFDOFLILFDWLRQIDXOW\UHVWRUDWLRQVDQGLPSODQWV7KH
H[DPLQDWLRQZLOOEHSHUIRUPHGE\GLUHFWREVHUYDWLRQ
2EVHUYDWLRQV ZLOO EH OLVWHG DV DEVHQW RU SUHVHQW DQG FRQGLWLRQV QRWHG DV SUHVHQW ZLOO EH
GHVFULEHG ([DPLQDWLRQ ILQGLQJV ZLOO EH GHVFULEHG DQG GRFXPHQWHG LQ WKH &5) $Q\
DEQRUPDOLWLHVRUZRUVHQLQJRIDSUHH[LVWLQJFRQGLWLRQREVHUYHGE\WKHFOLQLFDOH[DPLQHURU
UHSRUWHGE\WKHVXEMHFWIURPWKH2+7H[DPLQDWLRQFDUULHGRXWDW6FUHHQLQJZLOOEHUHFRUGHGDV
DQ$(
2+7H[DPLQDWLRQZLOOEHOLVWHG/LVWLQJIRUDOOUDQGRPL]HGVXEMHFWV

$QDO\VLVRI2WKHU9DULDEOHV

5HSHDWDELOLW\RIWKH([DPLQHU
5HSHDW0*,DQG73,DVVHVVPHQWVZLOOEHSHUIRUPHGE\WKHFOLQLFDOH[DPLQHUDW'D\9LVLW
%DVHOLQH :HHN  9LVLW  :HHN  9LVLW  DQG :HHN  9LVLW  $W OHDVW  UHSHDW
DVVHVVPHQWVKRXOGEHSHUIRUPHGIRUHDFKLQGH[RQHDFKFOLQLFDODVVHVVPHQWGD\WKDWLVDWOHDVW
RQH0*,DQGRQH73,UHSHDWDVVHVVPHQWRQHDFKDVVHVVPHQWGD\µ5HSHDW¶VXEMHFWVZLOOEH
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
VHOHFWHGDWUDQGRPIURPWKRVHLQDWWHQGDQFH'LIIHUHQWVXEMHFWVFDQEHXVHGIRUUHSHDW0*,DQG
73,DVVHVVPHQWV ,QWKHHYHQW WKDWWKHVDPHVXEMHFW LV VHOHFWHG DW UDQGRP IRUUHSHDWDELOLW\
DVVHVVPHQWVDWPXOWLSOHYLVLWVWKHSDLUVRIREVHUYDWLRQVZLOOEHFRQVLGHUHGDVLQGHSHQGHQWIRU
WKHSXUSRVHVRIUHSHDWDELOLW\DQDO\VLVWKDWLVDQ\SRWHQWLDOZLWKVXEMHFWFRUUHODWLRQZLOOEH
LJQRUHG
7KHUHVKRXOGEHDGHOD\RIDWOHDVWPLQXWHVEHWZHHQRULJLQDODQGUHSHDWDVVHVVPHQWVIRUD
JLYHQVXEMHFWDQGLGHDOO\VHSDUDWHGE\DQRWKHUVXEMHFW1RRWKHUSURFHGXUHRQWKHVXEMHFWVKRXOG
EHFDUULHGRXWEHWZHHQWKHILUVWDQGWKHUHSHDWDVVHVVPHQW
6FRUHVIURPWKHILUVWDVVHVVPHQWPXVWQRWEHYLVLEOHWRWKHH[DPLQHUVFULEHZKHQWKHUHSHDW
DVVHVVPHQWLVFDUULHGRXW
7KHUHSHDW0*,DQG73,DVVHVVPHQWVZLOOEHFRPSDUHGWRWKHUHVSHFWLYHRULJLQDODVVHVVPHQWV
LQFOXVLYHRIDQ\WRRWKVXUIDFHVDVVHVVHGDVPLVVLQJRUQRWTXDOLILHG7KHUHSHDWDVVHVVPHQWV
ZLOOQRWEHXVHGLQDQ\HIILFDF\DQDO\VLV
7KHILUVWDQGVHFRQGDVVHVVPHQWVRIHDFKLQGH[ZLOOEHDQDO\]HGZLWKD)OHLVV&RKHQZHLJKWHG
NDSSDFRHIILFLHQWțDORQJZLWKWKH&,WRDVVHVVWKHLQWUDH[DPLQHUUHOLDELOLW\5HOLDELOLW\
ZLOOEHGHHPHG
x ([FHOOHQWLIț!
x )DLUWRJRRGLIț
x 3RRULIț

0*,5HSHDWDELOLW\
7KHILUVWDQGUHSHDWYDOXHVRIWKH0*,IRUHDFKWRRWKVLWHZLOOEHFRPELQHGDQGFURVVWDEXODWHG
IRUWKH0*,5HSHDWDELOLW\SRSXODWLRQ7DEOH2QO\VXEMHFWVZLWKERWKILUVWDQGUHSHDW
0*, DVVHVVPHQWV DYDLODEOH IRU D JLYHQ WRRWK VLWH DW WKH VDPH YLVLW ZLOO EH SUHVHQWHG DQG
DQDO\]HG

73,5HSHDWDELOLW\
7KHILUVWDQGUHSHDWYDOXHVRIWKH73,IRUHDFKWRRWKVLWHZLOOEHFRPELQHGDQGFURVVWDEXODWHG
IRUWKH73,5HSHDWDELOLW\SRSXODWLRQ7DEOH2QO\VXEMHFWVZLWKERWKILUVWDQGUHSHDW
73,DVVHVVPHQWVDYDLODEOHIRUDJLYHQWRRWKVLWHDWWKHVDPHYLVLWZLOOEHSUHVHQWHGDQGDQDO\]HG

&KDQJHVWRWKH3URWRFRO'HILQHG6WDWLVWLFDO$QDO\VLV3ODQ
&KDQJHVIURPWKHRULJLQDOO\SODQQHGVWDWLVWLFDODQDO\VLVVSHFLILHGLQWKHSURWRFRODUHRXWOLQHGLQ
7DEOHEHORZ
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH





*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
7DEOH
&KDQJHVWR3URWRFRO'HILQHG6WDWLVWLFDO$QDO\VLV3ODQ
Protocol 
Statistical Analysis Plan 
Statistical Analysis Section 
Statistical Analysis Plan 
Rationale for Changes 
1RPHQWLRQRIDVXLWDEOH
QRQSDUDPHWULFWHVWRIWKHSULPDU\
HIILFDF\HQGSRLQW
6HFWLRQ7KH
DVVXPSWLRQRIQRUPDOLW\DQG
KRPRJHQHLW\RIYDULDQFHLQ
WKH0050ZLOOEH
LQYHVWLJDWHG,QFDVHRI
YLRODWLRQRIWKHVH
DVVXPSWLRQVD:LOFR[RQ
6LJQHG5DQN7HVWZLWKLQ
SURGXFWFRPSDULVRQVZLWK
EDVHOLQHZLOOEHSHUIRUPHGWR
VXSSRUWWKH0050UHVXOWV
)RUFRQVLVWHQF\ZLWK
SUHYLRXVVWXGLHVZKHUH
:LOFR[RQ6LJQHG5DQN
SYDOXHVZHUHDGGHGIRU
LQFOXVLRQLQWKH&OLQLFDO6WXG\
5HSRUW
1RPHQWLRQRIDVXLWDEOH
QRQSDUDPHWULFWHVWRI
ZLWKLQJURXSFRPSDULVRQVWR
EDVHOLQHIRUWKHVHFRQGDU\
HIILFDF\HQGSRLQWV
6HFWLRQV
DQG7KH
DVVXPSWLRQRIQRUPDOLW\DQG
KRPRJHQHLW\RIYDULDQFHLQ
WKH0050ZLOOEH
LQYHVWLJDWHG,QFDVHRI
YLRODWLRQRIWKHVH
DVVXPSWLRQVD:LOFR[RQ
5DQN6XPWHVWEHWZHHQ
SURGXFWVFRPSDULVRQVDQG
:LOFR[RQ6LJQHG5DQN7HVW
ZLWKLQSURGXFWFRPSDULVRQV
ZLWKEDVHOLQHZLOOEH
SHUIRUPHGWRVXSSRUWWKH
0050UHVXOWV
)RUFRQVLVWHQF\ZLWK
SUHYLRXVVWXGLHVZKHUH
:LOFR[RQ6LJQHG5DQN
SYDOXHVZHUHDGGHGIRU
LQFOXVLRQLQWKH&OLQLFDO6WXG\
5HSRUW



CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
$SSHQGL[/LVWRI'DWD'LVSOD\V

&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH
'HPRJUDSKLF'DWD6XPPDU\7DEOHVDQG)LJXUHV

7DEOH

6XEMHFW'LVSRVLWLRQ
$OO6FUHHQHG
6XEMHFWV

<HV

7DEOH

,QFLGHQFHRI,PSRUWDQW3URWRFRO'HYLDWLRQV
$OO5DQGRPL]HG
6XEMHFWV



7DEOH

'HPRJUDSKLF&KDUDFWHULVWLFV
6DIHW\
3RSXODWLRQ



7DEOH

'HPRJUDSKLF&KDUDFWHULVWLFV
P,773RSXODWLRQ

<HV
(IILFDF\'DWD6XPPDU\7DEOHVDQG)LJXUHV

7DEOH

6XPPDU\RI%UXVKLQJ&RPSOLDQFH
P,773RSXODWLRQ



7DEOH

6XPPDU\RI1XPEHURI%OHHGLQJ6LWHV
P,773RSXODWLRQ

<HV

7DEOH

6XPPDU\RI1XPEHURI%OHHGLQJ6LWHV
333RSXODWLRQ


7DEOH

6XPPDU\RI&KDQJHLQ1XPEHURI%OHHGLQJ
6LWHV
P,773RSXODWLRQ



7DEOH

6XPPDU\RI&KDQJHLQ1XPEHURI%OHHGLQJ
6LWHV
333RSXODWLRQ



)LJXUH

1XPEHURI%OHHGLQJ6LWHV6(3ORW2YHU
7LPHE\6WXG\3URGXFW
P,773RSXODWLRQ


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

)LJXUH

1XPEHURI%OHHGLQJ6LWHV6(3ORW2YHU
7LPHE\6WXG\3URGXFW
333RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV
P,773RSXODWLRQ

<HV

7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV
333RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV/2&)
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV/2&)
333RSXODWLRQ



7DEOH

6XPPDU\RI%OHHGLQJ,QGH[%,
P,773RSXODWLRQ



7DEOH

6XPPDU\RI&KDQJHLQ%OHHGLQJ,QGH[%,
P,773RSXODWLRQ



)LJXUH

%OHHGLQJ,QGH[%,6(3ORW2YHU7LPHE\
6WXG\3URGXFW
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
%OHHGLQJ,QGH[%,
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
%OHHGLQJ,QGH[%,/2&)
P,773RSXODWLRQ



7DEOH

6XPPDU\RI0RGLILHG*LQJLYDO,QGH[0*,
P,773RSXODWLRQ



7DEOH

6XPPDU\RI&KDQJHLQ0RGLILHG*LQJLYDO
,QGH[0*,
P,773RSXODWLRQ



)LJXUH

0RGLILHG*LQJLYDO,QGH[0*,6(3ORW2YHU
7LPHE\6WXG\3URGXFW
P,773RSXODWLRQ


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
0RGLILHG*LQJLYDO,QGH[0*,
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
0RGLILHG*LQJLYDO,QGH[0*,/2&)
P,773RSXODWLRQ



7DEOH

6XPPDU\RI2YHUDOO7XUHVN\3ODTXH,QGH[
73,
P,773RSXODWLRQ



7DEOH

6XPPDU\RI&KDQJHLQ2YHUDOO7XUHVN\
3ODTXH,QGH[73,
P,773RSXODWLRQ



7DEOH

6XPPDU\RI,QWHUSUR[LPDO7XUHVN\3ODTXH
,QGH[73,
P,773RSXODWLRQ



7DEOH

6XPPDU\RI&KDQJHLQ,QWHUSUR[LPDO7XUHVN\
3ODTXH,QGH[73,
P,773RSXODWLRQ



)LJXUH

2YHUDOO7XUHVN\3ODTXH,QGH[73,6(3ORW
2YHU7LPHE\6WXG\3URGXFW
P,773RSXODWLRQ



)LJXUH

,QWHUSUR[LPDO7XUHVN\3ODTXH,QGH[73,
6(3ORW2YHU7LPHE\6WXG\3URGXFW
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
2YHUDOO7XUHVN\3ODTXH,QGH[73,
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
2YHUDOO7XUHVN\3ODTXH,QGH[73,/2&)
P,773RSXODWLRQ



7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
,QWHUSUR[LPDO7XUHVN\3ODTXH,QGH[73,
P,773RSXODWLRQ


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

7DEOH

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
,QWHUSUR[LPDO7XUHVN\3ODTXH,QGH[73,
/2&)
P,773RSXODWLRQ



7DEOH

,QWUD([DPLQHU5HSHDWDELOLW\$QDO\VLVRI
0RGLILHG*LQJLYDO,QGH[0*,
0*,
5HSHDWDELOLW\
3RSXODWLRQ



7DEOH

,QWUD([DPLQHU5HSHDWDELOLW\$QDO\VLVRI
7XUHVN\3ODTXH,QGH[73,
73,5HSHDWDELOLW\
3RSXODWLRQ


6DIHW\'DWD6XPPDU\7DEOHVDQG)LJXUHV
'LVSOD\VRI$GYHUVH(YHQWV

7DEOH

7UHDWPHQW(PHUJHQW$GYHUVH(YHQWVE\
6\VWHP2UJDQ&ODVVDQG3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ

<HV

7DEOH

7UHDWPHQW(PHUJHQW$GYHUVH(YHQWVE\
2UDO1RQ2UDODQG3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ



7DEOH

7UHDWPHQW5HODWHG7UHDWPHQW(PHUJHQW
$GYHUVH(YHQWVE\6\VWHP2UJDQ&ODVVDQG
3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ



7DEOH

7UHDWPHQW5HODWHG7UHDWPHQW(PHUJHQW
$GYHUVH(YHQWVE\2UDO1RQ2UDODQG
3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ



7DEOH

$GYHUVH(YHQWV5HODWHGWR&29,'E\
6\VWHP2UJDQ&ODVVDQG3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

7DEOH

1RQ6HULRXV7UHDWPHQW(PHUJHQW$GYHUVH
(YHQWVE\6\VWHP2UJDQ&ODVVDQG3UHIHUUHG
7HUP
6DIHW\
3RSXODWLRQ



7DEOH

6HULRXV7UHDWPHQW(PHUJHQW$GYHUVH(YHQWV
E\6\VWHP2UJDQ&ODVVDQG3UHIHUUHG7HUP
6DIHW\
3RSXODWLRQ


/LVWLQJVRI'HDWKV2WKHU6HULRXVDQG6LJQLILFDQW$GYHUVH(YHQWV

/LVWLQJ

'HDWKV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

1RQ)DWDO6HULRXV$GYHUVH(YHQWV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

7UHDWPHQW(PHUJHQW$GYHUVH(YHQWV/HDGLQJ
WR6WXG\RU3URGXFW'LVFRQWLQXDWLRQ
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

7UHDWPHQW(PHUJHQW$GYHUVH(YHQWV
&ODVVLILHGDV2UDO
$OO5DQGRPL]HG
6XEMHFWV


1DUUDWLYHVRI'HDWKV2WKHU6HULRXVDQG&HUWDLQ2WKHU6LJQLILFDQW$GYHUVH(YHQWV

1$





2WKHU2EVHUYDWLRQV5HODWHGWR6DIHW\DQG$EQRUPDO/DERUDWRU\9DOXHV

7DEOH

6XPPDU\RI2UDO6RIW7LVVXH([DPLQDWLRQ
6DIHW\
3RSXODWLRQ


$33(1',;
/LVWLQJRI6XEMHFWV5HFHLYLQJ7HVW'UXJV,QYHVWLJDWLRQDO3URGXFWVIURP6SHFLILF%DWFKHVZKHUHPRUHWKDQRQHEDWFKZDVXVHG

1$





5DQGRPL]DWLRQ6FKHPHDQG&RGHV6XEMHFWLGHQWLILFDWLRQDQGWUHDWPHQWDVVLJQHG
CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

/LVWLQJ

5DQGRPL]DWLRQ,QIRUPDWLRQ
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

.LW/LVW$OORFDWLRQ
$OO5DQGRPL]HG
6XEMHFWV


'RFXPHQWDWLRQRI6WDWLVWLFDO0HWKRGV

5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV5HIHUHQFH7DEOH

P,773RSXODWLRQ
6$62XWSXW
<HV

5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV5HIHUHQFH7DEOH

333RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV/2&)5HIHUHQFH
7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
1XPEHURI%OHHGLQJ6LWHV/2&)5HIHUHQFH
7DEOH
333RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
%OHHGLQJ,QGH[%,5HIHUHQFH7DEOH

P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
%OHHGLQJ,QGH[%,/2&)5HIHUHQFH7DEOH

P,773RSXODWLRQ
6$62XWSXW

CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
0RGLILHG*LQJLYDO,QGH[0*,5HIHUHQFH
7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
0RGLILHG*LQJLYDO,QGH[0*,/2&)
5HIHUHQFH7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
2YHUDOO7XUHVN\3ODTXH,QGH[73,
5HIHUHQFH7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
2YHUDOO7XUHVN\3ODTXH,QGH[73,/2&)
5HIHUHQFH7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
,QWHUSUR[LPDO7XUHVN\3ODTXH,QGH[73,
5HIHUHQFH7DEOH
P,773RSXODWLRQ
6$62XWSXW


5DZ
RXWSXW

6WDWLVWLFDO$QDO\VLVRI&KDQJHIURP%DVHOLQHLQ
,QWHUSUR[LPDO7XUHVN\3ODTXH,QGH[73,
/2&)5HIHUHQFH7DEOH
P,773RSXODWLRQ
6$62XWSXW

6XEMHFW'DWD/LVWLQJV
'LVFRQWLQXHG6XEMHFWV

/LVWLQJ

6XEMHFW'LVSRVLWLRQ
$OO5DQGRPL]HG
6XEMHFWV

CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

/LVWLQJ

6XEMHFW'LVSRVLWLRQ
1RQ
5DQGRPL]HG
6XEMHFWV


3URWRFRO'HYLDWLRQV

/LVWLQJ

,PSRUWDQW3URWRFRO'HYLDWLRQV
$OO5DQGRPL]HG
6XEMHFWV


/LVWLQJ

$OO3URWRFRO'HYLDWLRQV
$OO5DQGRPL]HG
6XEMHFWV


3DWLHQWV([FOXGHGIURPWKH(IILFDF\$QDO\VLV

/LVWLQJ

([FOXVLRQVIURP$QDO\VLV3RSXODWLRQV
$OO5DQGRPL]HG
6XEMHFWV


'HPRJUDSKLF'DWD

/LVWLQJ

'HPRJUDSKLF&KDUDFWHULVWLFV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

0HGLFDO+LVWRU\DQG&XUUHQW0HGLFDO
&RQGLWLRQV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

3ULRU0HGLFDWLRQV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

&RQFRPLWDQW0HGLFDWLRQVDQG6LJQLILFDQW1RQ
'UXJ7KHUDSLHV
$OO5DQGRPL]HG
6XEMHFWV


&RPSOLDQFHDQGRU'UXJ&RQFHQWUDWLRQ'DWDLIDYDLODEOH

/LVWLQJ

%UXVKLQJ&RPSOLDQFH
$OO5DQGRPL]HG
6XEMHFWV


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

/LVWLQJ

6XSHUYLVHG%UXVKLQJ
$OO5DQGRPL]HG
6XEMHFWV


,QGLYLGXDO(IILFDF\5HVSRQVH'DWD

/LVWLQJ

1XPEHURI%OHHGLQJ6LWHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

%OHHGLQJ,QGH[%,,QGLYLGXDO6FRUHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

%OHHGLQJ,QGH[%,'HULYHG6FRUHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

0RGLILHG*LQJLYDO,QGH[0*,,QGLYLGXDO
6FRUHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

0RGLILHG*LQJLYDO,QGH[0*,'HULYHG6FRUHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

7XUHVN\3ODTXH,QGH[73,,QGLYLGXDO6FRUHV
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

7XUHVN\3ODTXH,QGH[73,'HULYHG6FRUHV
$OO5DQGRPL]HG
6XEMHFWV


$GYHUVH(YHQW/LVWLQJV

/LVWLQJ

$OO$GYHUVH(YHQWV
$OO5DQGRPL]HG
6XEMHFWV

<HV

/LVWLQJ

$OO$GYHUVH(YHQWV
1RQ
5DQGRPL]HG
6XEMHFWV


CCI


'HQWLIULFH&RQWDLQLQJZZ6RGLXP%LFDUERQDWHDQGZZ6RGLXP)OXRULGH




*OD[R6PLWK.OLQH&RQVXPHU+HDOWKFDUH&RQILGHQWLDO
6WDWLVWLFDO$QDO\VLV3ODQ7HPSODWHY
3DJHRI
&65
6HFWLRQ
7/)
1XPEHU
7LWOH
3RSXODWLRQ
7HPSODWH
7RSOLQH

/LVWLQJ

$OO$GYHUVH(YHQWV5HODWHGWR&29,'
$OO6FUHHQHG
6XEMHFWV



/LVWLQJ

,QFLGHQWV
$OO5DQGRPL]HG
6XEMHFWV

<HV
2WKHU/LVWLQJVDQG/LVWLQJRI/DERUDWRU\0HDVXUHPHQWVZKHQUHTXLUHGE\UHJXODWRU\DXWKRULWLHVLIDSSOLFDEOH

/LVWLQJ

2UDO6RIW7LVVXH([DPLQDWLRQ
$OO5DQGRPL]HG
6XEMHFWV



/LVWLQJ

2UDO+DUG7LVVXH([DPLQDWLRQ
$OO5DQGRPL]HG
6XEMHFWV


,QGLYLGXDO6XEMHFW'DWD/LVWLQJV

1$






CCI