Clinical trial NCT03272217
Conditions: Urothelial Carcinoma
Keywords: Atezolizumab MPDL3280A Bevacizumab Avastin Cisplatin-Ineligible Anti-PD-L1 Antibodies
Sponsor: Arjun Balar, MD
Start date: 2017-09-13; Completion date: 2022-03-17
Enrollment: 16 participants; Allocation: NA; Intervention model: SINGLE_GROUP

Brief summary:
This is a phase II study assessing the activity of bevacizumab combined with atezolizumab in metastatic urothelial carcinoma patients who are ineligible for cisplatin-based therapy.

Detailed description:
This is a multi-center trial.

INVESTIGATIONAL TREATMENT:

Eligible patients will be receive atezolizumab 1200 mg IV flat dose plus bevacizumab 15 mg/kg IV every 21 days

21 days equals 1 cycle of therapy and patients will be eligible to continue treatment until progressive disease by RECIST v1.1 or unacceptable toxicity for up to 24 months.

To demonstrate adequate organ function, all screening labs must be obtained within 14 days prior to Cycle 1 Day 1 (C1D1) of treatment:

Hematological:

* Absolute Neutrophil Count (ANC): ≥ 1,000 K/mm\^3
* Hemoglobin (Hgb): ≥ 9.0 g/dL
* Absolute Lymphocyte Count: ≥ 500/uL
* Platelet Count: ≥ 100,000/uL

Renal:

* Calculated Creatinine Clearance: serum creatinine \< 2.5 or ≥ 25 cc/min using a direct method or the Cockcroft-Gault formula
* Urinary Protein Excretion: \< 1.0 g/24 hours (as estimated by urine protein-creatinine ratio)

Hepatic:

* Bilirubin: ≤ 1.5 × upper limit of normal (ULN) (patients with known Gilbert's Disease who have serum bilirubin ≤ 3.0 x ULN may be enrolled)
* Aspartate aminotransferase (AST): ≤ 2.5 × ULN (5.0 x ULN if liver involvement)
* Alanine aminotransferase (ALT): ≤ 2.5 × ULN (5.0 x ULN if liver involvement)
* Serum Albumin: ≥ 2.5 g/dL

Coagulation:

* International Normalized Ratio (INR) or Prothrombin Time (PT); Activated Partial Thromboplastin Time (aPTT): ≤ 1.5 × ULN (NOTE: This applies only to patients who are not receiving therapeutic anticoagulation; patients receiving therapeutic anticoagulation should be on a stable dose)

Arms: arm 1: Patients will receive atezolizumab 1200 mg (flat dose) IV plus bevacizumab 15 mg/kg IV every 21 days
Interventions: intervention 1: Atezolizumab intervention 2: Bevacizumab
Intervention descriptions: intervention 1: Atezolizumab 1200 mg (flat dose) IV every 21 days intervention 2: Bevacizumab 15 mg/kg IV every 21 days

Protocol documents:
Prot_SAP_000.pdf: 
 Clinical Study Protocol 
 
 
 
HCRN GU15-215 
 
 
A Phase II Trial of Atezolizumab and Bevacizumab in Cisplatin-ineligible Patients 
with Advanced/Unresectable Urothelial Cancer 
 
HCRN GU15-215 
ML30028 
 
 
Sponsor Investigators 
Arjun Balar, MD 
 
Co-Principal Investigators 
Jonathan Rosenberg, MD 
Samuel Funt, MD 
 
 
Statistician 
Irina Ostrovnaya, PhD 
 
 
Trial Management Provided by  
Hoosier Cancer Research Network, Inc. 
500 N. Meridian, Suite 100 
Indianapolis, IN 46204 
 
 
Trial Supported by  
Roche/Genentech “Genentech” 
 
Investigational New Drug (IND) #: 133165 
 
 
 
 
Initial Protocol Version Date: 27JAN2017 
Protocol Amendment Version Date:  
05SEP2017 
05JUN2018 
11SEP2018 
21DEC2020 
 
 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 2 of 91 
PROTOCOL SIGNATURE PAGE 
 
A Phase II Trial of Atezolizumab and Bevacizumab in Cisplatin-ineligible Patients 
with Advanced/Unresectable Urothelial Cancer. 
 
 
 
VERSION DATE:21DEC2020 
I confirm I have read this protocol, I understand it, and I will work according to this 
protocol and to the ethical principles stated in the latest version of the Declaration of 
Helsinki, the applicable guidelines for good clinical practices, whichever provides the 
greater protection of the individual. I will accept the monitor’s overseeing of the study. I 
will promptly submit the protocol to applicable institutional review board(s). 
 
 
 
 
 ___________________________________     _________________________________  
 Signature of Site Investigator 
 
     Date 
 
 
 ___________________________________ 
 Site Investigator Name (printed) 
 
 
 ___________________________________ 
 Site Investigator Title 
 
 
 ___________________________________ 
 Name of Facility 
 
 
 ___________________________________ 
 Location of Facility (City and State) 
 
 
 
 PLEASE COMPLETE AND EMAIL COPY TO HCRN 
 
 
 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 3 of 91 
SYNOPSIS 
TITLE 
A Phase II Trial of Atezolizumab and Bevacizumab in Cisplatin-ineligible 
Subjects with Advanced/Unresectable Urothelial Cancer. 
SHORT TITLE 
Atezolizumab and Bevacizumab in Previously Untreated 
Metastatic/Unresectable Urothelial Cancer 
PHASE  
II 
OBJECTIVES 
Primary Objective:  Overall Survival (OS) rate at 1 year 
 
Secondary Objectives:   
1. Objective Response Rate (ORR) 
2. Duration of Response (DoR) 
3. Disease Control Rate (ORR + SD) 
4. Progression-Free Survival (PFS) 
5. Safety and Toxicity by CTCAE v4 
 
Exploratory Objectives: 
1.) Evaluation of frozen and FFPE tumor tissue and PBMCs/Sera from 
blood collected at baseline and on treatment will be interrogated to test 
the following immune hypotheses: 
• Immune Hypothesis 1: Bevacizumab counteracts the 
immunosuppressive functions of VEGF and favorably alters the 
ratio of effector to suppressor immune cells, allowing for 
unopposed anti-PD-L1 mediated T-cell activation. 
• Immune Hypothesis 2: Bevacizumab induces cancer cell death, 
release of tumor-associated antigens (TAAs), dendritic cell 
maturation, antigen presentation, and activation of tumor-specific 
T-cell clones.  
• Immune Hypothesis 3: PD-L1 expression is dynamic, increases 
with inflammation, and may increase following therapy with 
bevacizumab. Thus, anti-PD-L1 may abrogate adaptive resistance. 
• Immune Hypothesis 4: There is a genetic (tumor and host) basis for 
benefit from anti-PD-L1 blockade in bladder cancer.  
2.) Collection of stool samples at baseline and on-treatment to perform 
metagenomic shotgun sequencing to characterize the microbial species 
present, targeted metabolomic assays, and bacterial culture.  These 
analyses will power discoveries in: 
• Immune set point: Evaluating the impact of gut microbial 
heterogeneity on the development of T-cell driven anti-tumor 
immune responses. 
• Efficacy: Evaluating the gut composition of microbial species and 
metabolites present at baseline and the impact on response to 
therapy.  
• Safety: Evaluating how immunotherapy alters the gut microbiome 
and to test whether particular alterations contribute to the 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 4 of 91 
development of immune-related adverse side events (e.g. immune-
related colitis).  
STUDY DESIGN 
This is a single arm phase II study assessing the activity of bevacizumab 
combined with atezolizumab in metastatic urothelial carcinoma subjects 
who are ineligible for cisplatin-based therapy.  Eligible subjects will 
receive treatment with atezolizumab 1200 mg (flat dose) IV plus 
bevacizumab 15 mg/kg IV every 21 days.  Cross-sectional imaging will be 
performed every 9 weeks on therapy for the first 12 months and then every 
12 weeks thereafter to assess for response.  Subjects will be eligible to 
continue treatment until RECIST v1.1 defined progression or unacceptable 
toxicity for up to 24 months.  
 
The primary endpoint will be OS rate at 1 year.  Subjects will be required 
to submit untreated archival tumor tissue or undergo a pre-treatment core 
needle or excisional biopsy for biomarker analysis.  Subjects must be 
willing to undergo repeat biopsy between Cycle 1 and Cycle 2 if deemed 
safe and feasible to assess for changes in immune-related biomarkers.   
ELIGIBILITY 
CRITERIA  
Inclusion Criteria 
1. Written informed consent and HIPAA authorization for release of 
personal health information. NOTE:  HIPAA authorization may be 
included in the informed consent or obtained separately. 
2. As determined by the enrolling physician or protocol designee, ability of 
the subject to understand and comply with study procedures for the 
entire length of the study 
3. Age ≥ 18 years at the time of consent. 
4. ECOG Performance Status of 0, 1 or 2 within 28 days prior to 
registration. 
5. Histological or cytological evidence urothelial (transitional cell) 
carcinoma of the renal pelvis, ureter, bladder or urethra. 
6. Locally advanced/unresectable disease as determined by site attending 
urologic oncologist or metastatic disease.  
7. Evaluable untreated tumor tissue for biomarker analysis (25 unstained 
slides or FFPE tissue block).  Subjects with < 25 slides may be enrolled 
after discussion with the sponsor-investigator.  Untreated tumor tissue is 
defined as no intervening intravesical or systemic therapy since 
acquisition.  Subjects without tissue available must be willing and safe 
to undergo biopsy repeat biopsy (core needle or excisional) prior to 
enrollment.  
8. Willing to undergo a core needle or excisional biopsy on-treatment. 
Subjects will be assessed at the time of biopsy for safety of undergoing 
the procedure. 
9. Measurable disease according to RECIST v1.1 within 28 days prior to 
registration.  
10. No prior chemotherapy for locally advanced or metastatic urothelial 
cancer.   


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 5 of 91 
• Perioperative chemotherapy previously administered in the 
neoadjuvant and/or adjuvant setting is permitted. 
• Prior chemotherapy administered in the context of chemoradiation 
as definitive treatment for bladder preservation is also permitted, 
provided that disease progression outside the prior radiotherapy field 
is demonstrated histologically or cytologically. 
11. Ineligible for cisplatin as defined by presence of one or more of the 
following: 
• Impaired renal function (≤ 60 cc/min). GFR should be assessed 
by direct measurement (i.e. creatinine clearance or 
ethylenediaminetetra-acetate) or, if not available, by calculation 
from serum/plasma creatinine by Cockroft-Gault equation. 
• Grade ≥ 2 hearing Loss (measured by loss of >25 dB at two 
contiguous frequencies in at least one ear for patients 
undergoing serial audiometry testing)  
• Grade ≥ 2 peripheral neuropathy  
• ECOG Performance Status of 2 
• Solitary Kidney 
• Refusing Cisplatin-based chemotherapy 
12. If palliative radiotherapy administered, completion of palliative 
radiation therapy must be ≥ 2 weeks prior to Cycle 1 Day 1 of protocol 
therapy. 
13. Demonstrate adequate organ function as defined in the table below. All 
screening labs must be obtained within 14 days prior to Cycle 1 Day 1 
of treatment. 
• Absolute Neutrophil Count (ANC) ≥ 1,000 K/mm3 
• Hemoglobin (Hgb) ≥ 9.0 g/dL 
• Absolute Lymphocyte count ≥ 500/uL 
• Platelet Count ≥ 100,000/uL 
• Serum Creatinine < 2.5 or Calculated creatinine clearance ≥ 25 
cc/min using a direct method or the Cockcroft-Gault formula  
• Urinary Protein Excretion < 1.0 g/24 hours (as estimated by 
urine protein-creatinine ratio) 
• Bilirubin ≤ 1.5 × upper limit of normal (ULN) (subjects with 
known Gilbert’s disease who have serum bilirubin ≤ 3.0 x ULN 
may be enrolled) 
• Aspartate aminotransferase (AST) ≤ 2.5 × ULN (5.0 x ULN if 
Liver involvement) 
• Alanine aminotransferase (ALT) ≤ 2.5 × ULN (5.0 x ULN if 
Liver involvement) 
• Serum Album ≥ 2.5 g/dL 
• International Normalized Ratio (INR) or Prothrombin Time (PT) 
Activated Partial Thromboplastin Time (aPTT) ≤ 1.5 × ULN 
(Note: This applies only to subjects who are not receiving 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 6 of 91 
therapeutic anticoagulation; subjects receiving therapeutic 
anticoagulation should be on a stable dose) 
14. Females of childbearing potential must have a negative serum 
pregnancy test within 28 days prior to registration. NOTE: Females are 
considered of child bearing potential unless they are surgically sterile 
(have undergone a hysterectomy, bilateral tubal ligation, or bilateral 
oophorectomy) or they are naturally postmenopausal for at least 12 
consecutive months. 
15. Females of childbearing potential and males must be willing to abstain 
from heterosexual activity or to use 2 forms of effective methods of 
contraception from the time of informed consent until 150 days (5 
months) after discontinuation of atezolizumab and until 180 days (6 
months) after discontinuation of bevacizumab. The two contraception 
methods can be comprised of two barrier methods, or a barrier method 
plus a hormonal method. 
 
Exclusion Criteria 
1. Any approved anti-cancer therapy, including chemotherapy, or hormonal 
therapy within 3 weeks prior to initiation of study treatment; the 
following exceptions are allowed: 
• Palliative radiotherapy for bone metastases or soft tissue lesions 
should be completed > 7 days prior to baseline imaging 
• Hormone-replacement therapy or oral contraceptives 
2. Treatment with any other investigational agent or participation in 
another clinical trial with therapeutic intent within 28 days prior to 
enrollment 
3. Active or untreated CNS metastases or leptomeningeal disease as 
determined by CT or MRI evaluation during screening and prior 
radiographic assessments. 
4. Subjects with treated asymptomatic CNS metastases are eligible, 
provided they meet all of the following criteria: 
• Evaluable or measurable disease outside the CNS 
• No metastases to midbrain, pons, medulla, cerebellum, or within 
10 mm of the optic apparatus (optic nerves and chiasm) 
• No history of intracranial or spinal cord hemorrhage 
• No evidence of significant vasogenic edema 
• No ongoing requirement for dexamethasone as therapy for CNS 
disease; anticonvulsants at a stable dose allowed 
• No stereotactic radiation, whole-brain radiation within 4 weeks 
prior to Cycle 1 Day 1 
• Subjects with CNS metastases treated by neurosurgical 
resection or brain biopsy within 3 months prior to Cycle 1 Day 1 
will be excluded. 
• Radiographic demonstration of interim stability (i.e., no 
progression) between the completion of CNS-directed therapy 
and the screening radiographic study 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 7 of 91 
• Screening CNS radiographic study ≥ 4 weeks since completion 
of radiotherapy or surgical resection and ≥ 2 weeks since 
discontinuation of corticosteroids 
5. Uncontrolled tumor-related pain. NOTE: Subjects requiring pain 
medication must be on a stable regimen at study entry. 
6. Uncontrolled pleural effusion, pericardial effusion, or ascites requiring 
recurrent drainage procedures (once monthly or more frequently) 
7. Uncontrolled hypercalcemia (> 1.5 mmol/L ionized calcium or Ca > 12 
mg/dL or corrected serum calcium > ULN) or symptomatic 
hypercalcemia requiring continued use of bisphosphonate therapy or 
denosumab. NOTE: Patients with asymptomatic hypercalcemia 
controlled with medical therapy are eligible. 
8. Subjects who are receiving bisphosphonate therapy or denosumab 
specifically to prevent skeletal events and who do not have a history of 
clinically significant hypercalcemia are eligible. 
9. Subjects who are receiving denosumab prior to enrollment must be 
willing and eligible to receive a bisphosphonate instead while in the 
study. 
10. Malignancies other than urothelial cancer within 5 years prior to Cycle 1 
Day 1, with the exception of those with a negligible risk of metastasis or 
death treated with expected curative outcome (such as adequately treated 
carcinoma in situ of the cervix, basal or squamous cell skin cancer, or 
ductal carcinoma in situ treated surgically with curative intent) or 
localized prostate cancer treated with curative intent and absence of 
prostate-specific antigen (PSA) relapse or incidental prostate cancer 
(T1/T2a, Gleason score ≤ 3 + 4, and PSA ≤ 0.5 ng/mL undergoing active 
surveillance and treatment naive). 
11. Pregnant or breastfeeding (NOTE: breast milk cannot be stored for 
future use while the mother is being treated on study). 
12. History of severe allergic, anaphylactic, or other hypersensitivity 
reactions to chimeric or humanized antibodies or fusion proteins. 
13. Known hypersensitivity or allergy to biopharmaceuticals produced in 
Chinese hamster ovary cells or any component of the atezolizumab or 
bevacizumab formulation. 
14. History of autoimmune disease, including but not limited to myasthenia 
gravis, myositis, autoimmune hepatitis, systemic lupus erythematosus, 
rheumatoid arthritis, inflammatory bowel disease, vascular thrombosis 
associated with anti-phospholipid syndrome, granulomatosis with 
polyangiitis, Sjögren’s syndrome, Guillain-Barré syndrome, multiple 
sclerosis, vasculitis, or glomerulonephritis. 
15. Subjects with a history of autoimmune-related hypothyroidism on a 
stable dose of thyroid replacement hormone may be eligible for this 
study. 
16. Subjects with controlled Type I diabetes mellitus on a stable dose of 
insulin regimen may be eligible for this study. 
 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 8 of 91 
17. Subjects with a history of celiac disease may be eligible if controlled 
with diet. 
18. History of idiopathic pulmonary fibrosis, organizing pneumonia (e.g., 
bronchiolitis obliterans), drug-induced pneumonitis, idiopathic 
pneumonitis, or evidence of active pneumonitis on screening chest CT 
scan 
19. History of radiation pneumonitis in the radiation field (fibrosis) is 
permitted. 
20. History of confirmed positive test for HIV. 
21. Subjects with active hepatitis B virus (HBV) (chronic or acute, defined 
as having a positive hepatitis B surface antigen [HBsAg] test at 
screening) or hepatitis C virus (HCV) 
22. Subjects with past HBV infection or resolved HBV infection (defined as 
the presence of hepatitis B core antibody [HBc Ab] and absence of 
HBsAg) are eligible.  
23. Subjects positive for HCV antibody are eligible only if polymerase chain 
reaction is negative for HCV RNA. 
24. Active tuberculosis 
25. Severe infections within 4 weeks prior to Cycle 1 Day 1, including but 
not limited to hospitalization for complications of infection, bacteremia, 
or severe pneumonia 
26. Signs or symptoms of active infection within 2 weeks prior to Cycle 1 
Day 1 
27. Received therapeutic oral or IV antibiotics within 1 week prior to Cycle 
1 Day 1 
28. Subjects receiving prophylactic antibiotics (e.g., for prevention of a 
urinary tract infection or to prevent chronic obstructive pulmonary 
disease exacerbation) are eligible. 
29. Significant cardiovascular disease, such as: 
• New York Heart Association Congestive Heart Failure Class 
II or greater  
• Myocardial infarction, unstable angina or unstable 
arrhythmias within 3 months of enrollment. 
• History of stroke or TIA within 3 months of enrollment 
• Other clinically significant arterial vascular disease within 6 
months of enrollment (e.g. aortic aneurysm requiring 
surgical repair or recent peripheral arterial thrombosis).  
Prior history of adequately treated venous thromboembolism 
> 7 days prior to C1D1 on stable dose of therapeutic 
anticoagulation is permitted 
• Subjects with known coronary artery disease, congestive 
heart failure not meeting the above criteria, or left 
ventricular ejection fraction < 50% must be on a stable 
medical regimen that is optimized in the opinion of the 
treating physician, in consultation with a cardiologist if 
appropriate. 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 9 of 91 
30. Major surgical procedure other than for diagnosis within 28 days prior to 
Cycle 1 Day 1 or anticipation of need for a major surgical procedure 
during the course of the study 
31. Prior allogeneic stem cell or solid organ transplant 
32. Administration of a live, attenuated vaccine within 4 weeks before Cycle 
1 Day 1 or anticipation that such a live attenuated vaccine will be 
required during the study. 
33. Any other diseases, metabolic dysfunction, physical examination 
finding, or clinical laboratory finding giving reasonable suspicion of a 
disease or condition that contraindicates the use of an investigational 
drug or that may affect the interpretation of the results or render the 
subject at high risk from treatment complications 
 
Atezolizumab-Specific Exclusion Criteria 
1. Prior treatment with CD137 agonists or immune checkpoint blockade 
therapies, including anti−CTLA-4, anti−PD-1, and anti−PD-L1 
therapeutic antibodies. 
2. Prior cancer vaccines and cellular immunotherapy are permitted. 
3. Treatment with systemic immunostimulatory agents (including but not 
limited to IFNs, interleukin [IL]-2) within 6 weeks or five half-lives of 
the drug, whichever is shorter, prior to Cycle 1 Day 1 
4. Treatment with systemic corticosteroids or other systemic 
immunosuppressive medications (including but not limited to 
prednisone, dexamethasone, cyclophosphamide, azathioprine, 
methotrexate, thalidomide, and anti−tumor necrosis factor [anti-TNF] 
agents) within 2 weeks prior to Cycle 1 Day 1, or anticipated 
requirement for systemic immunosuppressive medications during the 
trial 
5. Subjects who have received acute, low-dose, systemic 
immunosuppressant medications (e.g., a one-time dose of 
dexamethasone for nausea) may be enrolled. 
6. The use of inhaled corticosteroids, physiologic replacement doses of 
glucocorticoids (i.e., for adrenal insufficiency), and mineralocorticoids 
(e.g., fludrocortisone for adrenal insufficiency) is allowed. 
 
Bevacizumab-Specific Exclusion Criteria 
1. Inadequately controlled hypertension (defined as persistent systolic 
blood pressure (SBP) > 150 and/or diastolic blood pressure (DBP) > 100 
mmHg) 
2. Prior history of hypertensive crisis or hypertensive encephalopathy 
3. Evidence of bleeding diathesis or significant coagulopathy (in the 
absence of therapeutic anticoagulation)  
4. Current or recent (within 10 days of study enrolment) use of aspirin (> 
325 mg/day), clopidogrel (> 75 mg/day), or current or recent (within 10 
days prior to first dose of bevacizumab) use of therapeutic oral or 
parenteral anticoagulants or thrombolytic agents for therapeutic 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 10 of 91 
purposes. NOTE: The use of full-dose oral or parenteral anticoagulants 
is permitted as long as the INR or aPTT is within therapeutic limits 
(according to the medical standard of the institution) and the subject has 
been on a stable dose of anticoagulants for at least two weeks at the time 
of study enrollment. Prophylactic use of anticoagulants is allowed. 
5. History of hemoptysis (≥ 1/2 teaspoon of bright red blood per episode) 
within 1 month of study enrollment. 
6. Minor surgical procedure within 7 calendar days prior to Cycle 1 Day 1 
7. History of abdominal or tracheoesophageal fistula or gastrointestinal 
perforation within 6 months prior to enrollment 
8. Clinical signs or symptoms of gastrointestinal obstruction or requirement 
for routine parenteral hydration, parenteral nutrition, or tube feeding 
9. Evidence of abdominal free air not explained by paracentesis or recent 
surgical procedure 
10. Serious non-healing or dehiscing wound, active ulcer, or untreated or 
non-healing bone fracture 
11. On-going gross hematuria associated with clots 
STATISTICAL 
CONSIDERATIONS 
 
Following an FDA safety alert and update to prescriber information for 
single agent atezolizumab in unselected first-line patients, we have 
redesigned the study to be single arm binomial design of atezolizumab 
and bevacizumab combination therapy. We will accrue 70 patients to 
the atezolizumab and bevacizumab arm and the primary endpoint will 
be 1 year overall survival, where 57% 1 year OS is considered the null 
rate, and 72% 1 year OS as desirable rate. If 46 patients or more are 
alive at 1 year, the treatment will be deemed promising. This design has 
10% type 1 error and 90% power. The primary endpoint will be 
analyzed as a binary endpoint when all alive patients have at least 1 
year of follow-up.  
 
As a secondary analysis overall survival will be analyzed as a time to event 
endpoint using the Kaplan Meier method. Overall survival will be defined 
as the time from treatment initiation until death by any cause. At the time 
of analysis, if a subject has not died, the subject will be censored on the 
date of last follow-up.  
 
TOTAL NUMBER OF 
SUBJECTS 
N = 70 
ESTIMATED STUDY 
TIMEFRAMES 
Estimated enrollment period: 25 months 
Estimated study duration 43 months 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 11 of 91 
TABLE OF CONTENTS 
 
Schema ....................................................................................................................................13 
1. 
Background and Rationale.............................................................................................14 
1.1 
Proportion of Cisplatin Ineligible Patients ...........................................................14 
1.2 
Standard Therapy for Cisplatin Ineligible Patients ..............................................14 
1.3 
Immune Checkpoint Inhibition as Cancer Therapy .................................................15 
1.4 
PD-L1 Targeted Therapy in Advanced Urothelial Cancer (UC) ........................16 
1.5 
VEGF Mediates Immune Suppression in Tumor Microenvironment ................18 
1.6 
Therapeutic Inhibition of VEGF Enhances Antitumor Immunity in combination 
with CTLA-4 Blockade a Phase I Trial. ...........................................................................18 
1.7 
VEGF-Targeted Therapies are Active in Advanced UC. ....................................19 
1.8 
Bevacizumab added to Atezolizumab is Active and Well-Tolerated in 
Metastatic Renal Cell Carcinoma in a Phase Ib trial........................................................19 
1.9 
Bevacizumab Clinical Experience in Other Malignancies ..................................21 
1.10 
Study Rationale ......................................................................................................22 
1.11 
Rationale for Dose and Schedule for Atezolizumab and Bevacizumab .............23 
1.12 
Rationale for the primary endpoint .......................................................................24 
2. 
Study Objectives and Endpoints ...................................................................................24 
2.1 
Objectives ...............................................................................................................24 
2.2 
Endpoints .............................................................. Error! Bookmark not defined. 
3. 
Eligibility Criteria ..........................................................................................................25 
3.1 
Inclusion Criteria ...................................................................................................25 
3.2 
Exclusion Criteria ..................................................................................................28 
4. 
Subject Registration .......................................................................................................32 
5. 
Treatment Plan ...............................................................................................................32 
5.1 
Pre-medication and Hydration ..............................................................................32 
5.2 
Atezolizumab and Bevacizumab Administration ................................................33 
5.3 
Concomitant Medications......................................................................................33 
6. 
Toxicities and Dose Delays/Dose Modifications .........................................................35 
6.1 
Dose Delays/Dose Modifications ....................... Error! Bookmark not defined. 
6.2 
Protocol Therapy Discontinuation ........................................................................41 
6.3 
Protocol Discontinuation .......................................................................................42 
7. 
Study Calendar & Evaluations ......................................................................................43 
8. 
Biospecimen Procedures and correlative studies .........................................................46 
8.1 
Overview of Correlative Studies ...........................................................................46 
8.2 
Correlative Immune Hypothesis ...........................................................................46 
8.3 
Microbiome Analysis ............................................................................................47 
8.4 
Collection of Blood................................................................................................47 
8.5 
Collection of Tissue ...............................................................................................47 
8.6 
Stool Microbiome analysis ....................................................................................48 
9. 
Criteria for Disease Evaluation .....................................................................................48 
9.1 
Measurable Disease ...............................................................................................48 
9.2 
Non-measurable Lesions .......................................................................................49 
9.3 
Target Lesions ........................................................................................................49 
9.4 
Non-target Lesions .................................................................................................49 


 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 12 of 91 
9.5 
Evaluation of Target Lesions ................................................................................49 
9.6 
Evaluation of Non-Target Lesions ........................................................................50 
9.7 
Evaluation of Best Overall Response ...................................................................50 
9.8 
Definitions for Response Evaluation – RECIST 1.1 ...........................................51 
10. 
STUDY Drug Information ........................................................................................52 
10.1 
Bevacizumab ..........................................................................................................52 
10.2 
Atezolizumab .........................................................................................................53 
10.3 
Adverse Events of Bevacizumab and Atezolizumab ...........................................54 
11. 
Adverse Events...........................................................................................................54 
11.1 
Definitions ..............................................................................................................54 
11.2 
Reporting ................................................................................................................57 
12.5 
IND Safety Reports Unrelated to this Trial ..........................................................59 
12. 
Statistical Methods .....................................................................................................59 
12.1 
Study Design ..........................................................................................................59 
12.2 
Endpoints ................................................................................................................59 
12.3 
Sample Size and Accrual .......................................................................................60 
12.4 
Assessment of Safety .............................................................................................60 
12.5 
Assessment of Efficacy .........................................................................................60 
12.6 
Data Analysis Plans ...............................................................................................60 
13. 
Trial Management ......................................................................................................62 
13.1 
Data and Safety Monitoring Plan (DSMP) ..........................................................62 
13.2 
Data Quality Oversight Activities.........................................................................63 
13.3 
Onsite Monitoring ................................................ Error! Bookmark not defined. 
13.4 
Amendments ..........................................................................................................64 
13.5 
Compliance with Trial Registration and Results Posting Requirements ...........64 
14. 
Data Handling and Record Keeping .........................................................................64 
14.1 
Data Management ..................................................................................................64 
14.2 
Case Report Forms and Submission .....................................................................64 
14.3 
Record Retention ...................................................................................................65 
14.4 
Confidentiality .......................................................................................................65 
15. 
Ethics ..........................................................................................................................65 
15.1 
Institutional Review Board (IRB) Approval ........................................................65 
15.2 
Ethical Conduct of the Study ................................................................................66 
15.3 
Informed Consent Process .....................................................................................66 
16. 
References ..................................................................................................................67 
17. 
APPENDIX ................................................................................................................71 


 
 
 
 
  
Clinical Study Protocol 
 
 
 
 
    
 HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 13 of 91 

Advanced/Unresectable UC 

Cisplatin-ineligible 
o
ECOG PS 2 
o
CrCl < 60 cc/min 
o
Neuropathy Gr ≥ 2  
o
Hearing Loss Gr ≥ 2 
(measured by loss of >25 dB 
at two contiguous 
frequencies in at least one 
ear for patients on a 
monitoring program 
undergoing serial 
audiometry testing)  
o
Solitary Kidney 
o
Refusing cisplatin-based 
chemotherapy 
Bevacizumab  
15 mg/kg IV 
+ Atezolizumab 
1200 mg IV 
every 3 weeks 
3 weeks = 1 cycle 
Response assessment every 3 cycles 
E
N
R
O
L
L
M
E
N
T 
N = 70 
Treatment 
until 
unacceptable 
toxicity or 
RECIST v1.1 
PD, or up to 
24 months 
SCHEMA 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Subjects will undergo on-treatment tumor biopsy if deemed safe and feasible between Cycle 1 and Cycle 2 of therapy. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 14 of 91 
1. 
Background and Rationale 
Urothelial carcinoma (UC) of the urinary bladder is the second most common 
genitourinary malignancy. Each year in the United States, more than 70,000 patients will 
develop urothelial cancer and over 14,000 will die of their disease.1 While UC is a 
chemotherapy sensitive disease, current therapeutic approaches are inadequate. Response 
durations are short and the median survival of patients with metastatic disease 
approximately 12-15 months with cisplatin-based chemotherapy, outcomes which have 
remained unchanged for over 30 years.2  These findings highlight the need for novel 
approaches to the treatment of metastatic UC. 
 
1.1 
Proportion of Cisplatin Ineligible Patients 
Cisplatin-based combination chemotherapy is considered the standard of care for patients 
with locally advanced or metastatic UC, and is the only therapy ever shown to improve 
survival in any urothelial cancer disease state. However, a large proportion of patients are 
ineligible for such treatment based on renal function or disease/functional status. In a 
retrospective study of 512 patients with UC who were candidates for adjuvant 
chemotherapy based on pathologic stage (≥ T3 and/or node positive), 40% were 
ineligible for cisplatin-based therapy due to a calculated creatinine clearance of < 60 
ml/min alone – in patients > 60 years old, 63% were ineligible.3  The median age of 
diagnosis of advanced bladder cancer is 70, and the proportion of cisplatin-ineligible 
patients is expectedly higher in the metastatic disease population. 
 
Independent of renal function, many patients are also considered ineligible for cisplatin-
based therapy due to concerns of excessive treatment-related toxicity, in particular for 
patients felt to be incurable with cisplatin. This has led many oncologists to utilize 
cisplatin-based therapy only in a select subgroup of patients (young patients, lymph node 
only metastases).4 The optimal definition of ineligibility for cisplatin-based therapy has 
been debated and inconsistent across clinical trials.  This culminated in an effort to derive 
a consensus definition of cisplatin ineligibility for clinical trials. Ineligibility for cisplatin 
was defined as any of the following: 1.) ECOG PS 2 (KPS 60-70%); 2.) Calculated 
Creatinine Clearance < 60 cc/min; 3.) Grade ≥ 2 hearing loss; 4.) Grade ≥ 2 peripheral 
neuropathy; 5.) New York Heart Association Class III heart failure.5,6 Similarly, the renal 
safety of cisplatin in the context of a solitary kidney is not well-established and therefore 
represents another criterion that may define ineligibility for cisplatin. In a phase II study 
of gemcitabine, carboplatin and bevacizumab in cisplatin-ineligible patients with 
metastatic urothelial cancer, patients with a history of a solitary kidney were eligible.7  
Post-hoc analysis demonstrated that 14 of 15 patients enrolled with a solitary kidney also 
had impaired renal function (estimated GFR < 60 cc/min) suggesting these patients 
should similarly be considered ineligible for cisplatin.7   
 
1.2 
Standard Therapy for Cisplatin Ineligible Patients 
Carboplatin-based therapy is considered a standard option in cisplatin-ineligible patients 
however is inferior to cisplatin.8-12  Therefore, carboplatin-based chemotherapy has been 
an accepted community standard reserved for cisplatin-ineligible patients and only 
recently did a phase III trial establish level 1evidence for a treatment regimen for 
cisplatin-ineligible patients.  EORTC 30986 was a phase II/III trial of Gemcitabine and 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 15 of 91 
Carboplatin versus Methotrexate, Carboplatin and Vinblastine (M-CAVI) that 
demonstrated a response rate of 41.2%, median TTP of 5.8 months and median overall 
survival of 9.3 months with gemcitabine and carboplatin and 30.3% RR, 4.2 months 
median TTP and 8.1 months median OS with M-CAVI.13  Therapy with gemcitabine and 
carboplatin was better tolerated than M-CAVI and thus, established the first level one 
evidence for the use gemcitabine and carboplatin in cisplatin-ineligible patients. 
However, data from this trial failed to demonstrate a survival benefit for either regimen, 
and further underscores the poor survival for cisplatin-ineligible patients and desperate 
need to develop novel, better tolerated and more efficacious therapies.  Currently, there 
are no FDA approved therapies for cisplatin-ineligible patients with metastatic urothelial 
cancer. 
 
1.3 
Immune Checkpoint Inhibition as Cancer Therapy 
In conjunction with an enhanced understanding of tumor and host immune system 
interactions, immunotherapeutic strategies have recently reemerged as a promising 
approach for cancer therapy. Recognition that T-cell activation involves the engagement 
of both co-stimulatory and co-inhibitory signals and that these signals can be co-opted by 
tumors as a mechanism of immune evasion has led to the clinical development of 
therapies aimed at attenuating these co-inhibitory signals. 
 
This novel class of immune therapies, broadly termed immune-checkpoint inhibitors, has 
demonstrated significant and durable activity in a number of solid tumor malignancies, 
beginning first with ipilimumab in advanced melanoma.  Ipilimumab is a monoclonal 
antibody that blocks CTLA (cytotoxic T-lymphocyte antigen)-4, a co-inhibitory receptor 
expressed on CD8+ T-cells during T-cell priming and down-regulates T-cell function. 
CTLA-4 is activated upon binding with B7-1/2 expressed on antigen presenting cells 
shortly after presentation of MHC Class I antigen complex for binding to the T-cell 
receptor (TCR), and functions to prevent the development of antigen-specific effector T-
cells. By blocking CTLA-4, ipilimumab enhances T-cell priming and was shown to 
improve survival over gp100 vaccine in a phase III trial in advanced melanoma, leading 
to FDA approval.14 
 
More recently, therapies targeting immune checkpoints expressed on effector T-cells 
have demonstrated even more promising activity. PD-1 is a co-inhibitory receptor 
expressed on activated (effector) T-cells and down-regulates T-cell function upon binding 
with its ligands PD-L1 or PD-L2, which are commonly overexpressed on cancer cells as 
well as certain suppressive immune cells.  Antibodies blocking PD-1 signaling have also 
demonstrated significant and durable activity in solid tumors, and efficacy is further 
augmented when added to CTLA-4 blockade, confirming that stimulation of both T-cell 
priming and effector functions enhances antitumor immunity.15, 16  Due to the role of PD-
1 in suppressing effector T-cell functions, pre-existing anti-tumor immunity is required 
for the efficacy of PD-1/PD-L1 blocking antibodies. 
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 16 of 91 
1.4 
PD-L1 Targeted Therapy in Advanced Urothelial Cancer (UC) 
 
1.4.1 Atezolizumab (Anti-PD-L1) 
Atezolizumab (MPDL3280A) is an anti-PD-L1 blocking antibody currently in clinical 
development in a variety of solid tumor malignancies, including urothelial cancer.  
Atezolizumab is a human IgG1 monoclonal antibody consisting of two heavy chains (448 
amino acids) and two light chains (214 amino acids) and is produced in Chinese hamster 
ovary cells. Atezolizumab was engineered to eliminate Fc-effector function via a single 
amino acid substitution (asparagine to alanine) at position 298 on the heavy chain, which 
results in a non-glycosylated antibody that has minimal binding to Fc receptors and 
prevents Fc-effector function at expected concentrations in humans. Atezolizumab targets 
human programmed death−ligand 1 (PD-L1) and inhibits its interaction with its 
receptors, programmed death−1 (PD-1) and B7.1 (CD80, B7-1). Both of these 
interactions are reported to provide inhibitory signals to T cells.  
 
1.4.2 Atezolizumab is Active and Well-Tolerated in Advanced Urothelial Cancer 
Recently reported data from two phase I trials of PD-1/PD-L1 blocking antibodies in 
previously treated metastatic urothelial patients demonstrated rapid and durable responses 
and favorable tolerability compared to cytotoxic chemotherapy, warranting further testing 
in larger studies.17, 18 Specifically, PCD4989g was a phase Ia trial of atezolizumab 
(MPDL3280A; PD-L1 blocking antibody) which included multiple tumor types, 
including metastatic urothelial bladder cancer.  Probability of response was associated 
with baseline PD-L1 expression on tumor-infiltrating immune cells (IC), categorized by 
IC0 (absent or < 1% expression); IC1 (low expression, ≥1% but < 5%); IC2 (moderate 
expression; ≥5% but < 10%) and IC3 (high expression; ≥ 10%) by SP142, an anti-PD-L1 
specific and sensitive Rabbit Monoclonal Primary Antibody IHC system.   
 
As of the clinical data cutoff of December 2, 2014, the safety evaluable population 
included 92 patients with locally advanced or metastatic UBC. Efficacy analyses were 
performed on 15 IC0, 26 IC1, 34 IC2, and 12 IC3 efficacy evaluable patients (N = 87) 
with locally advanced or metastatic urothelial bladder cancer (UBC) who were followed 
for a minimum of 12 weeks. 
 
The median age of the safety evaluable population was 66 years (range: 36-89 years) and 
represented a heavily pre-treated patient population: 89 patients (96.7%) had received ≥2 
prior therapies and 60 patients (65.2%) had received at least 4 prior therapies. There were 
86 patients (93.5%) who had received prior platinum-based chemotherapy. 
 
Responses were observed in all PD-L1 subgroups (Table 1a and 1b), with higher ORRs 
associated with higher PD-L1 expression in IC. The median duration of response 
(confirmed) as assessed by investigator per RECIST v1.1 was 15.2 months (95% CI: 
11.3, 16.9) for IC2/3 patients, and has not yet been reached for IC0/1 patients (95% CI: 
6.2, NE). Seventeen of the twenty-four responding patients had ongoing responses at the 
time of data cutoff. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 17 of 91 
1.4.3 Table 1a. Efficacy of Atezolizumab in UC Patients Enrolled in PCD4989g 
IC Score 
ORR (95% CI) 
IC 3 
66.7% (35% - 90.1%) 
IC 2 
44.1% (27.2% - 62.1%) 
IC 1 
19.2% (6.55% - 39.35%) 
IC 0 
13.3% (1.66% - 40.46%) 
CI = confidence interval; IC = PD-L1 positive tumor-infiltrating immune cells; ORR = 
objective response rate 
 
Based on these promising data, atezolizumab was granted break-through designation in 
metastatic urothelial cancer by the United States FDA and led to IMVigor210 
(GO29293), which is a phase II trial of single agent atezolizumab in patients with 
unresectable or metastatic urothelial cancer.  A fixed dose of 1200 mg IV (equivalent to 
an average body weight-based dose of 15 mg/kg) was chosen on the basis of both non-
clinical and available clinical data from PCD4989g.  
 
IMvigor210 enrolled two patient cohorts:  Cohort 1 enrolled 119 previously untreated 
metastatic urothelial cancer patients ineligible for cisplatin-based therapy and Cohort 2 
enrolled 311 patients who had previously received and progressed during or following 
platinum-based combination therapy with no restriction on number of prior lines of 
therapy.  The primary endpoint was ORR (central and investigator-assessed) by RECIST 
v1.1 and results of the primary efficacy analysis for cohort 2 were recently presented at 
the 2015 European Cancer Congress (Table 2).19  Patients with IC2/3 PD-L1 expression 
had an ORR of 27%, IC1 had an ORR of 10% and IC0 had an ORR of 9%.  Notably, at a 
median follow up of 7 months, 92% of responses were ongoing with a median DoR not 
reached in any IC subgroup.  
1.4.4 Table 1b. Efficacy of Atezolizumab in UC patients Enrolled in IMvigor 210 
RECIST v1.1 Criteria by Independent Review
a
 
PD-L1 subgroup  
N 
CR (%) 
ORR (%) 
95% CI 
P value
b
 
 IC2/3  
100 
8%  
27% 
19, 37 
< .0001 
IC1/2/3  
208 
5% 
18% 
13, 24 
.0004 
All  
311 
4% 
15% 
11, 20 
.0058 
IC1 
108 
3% 
10% 
5, 18 
N/A
c
 
IC0 
103 
1% 
9% 
4, 16 
N/A
c
 
aObjective response evaluable population: all treated patients had measurable disease at baseline per 
investigator-assessed RECIST v1.1. 
bP-value for Ho:  ORR = 10% versus Ha:  ORR ≠ 10%, where 10% ORR is historical control, α = 0.05. 
cNo formal hypothesis testing conducted. Data cutoff May 5, 2015. Follow up ≥ 24 weeks.  
 
Cohort 1 of IMVigor 210 was recently presented at the ASCO Annual Meeting in 2016 
and published in The Lancet in 2017.  At a median follow up of 17.2 months, ORR for 
atezolizumab was  23% (9% CR rate) for the 119 patients enrolled.  Responses were 
observed in all PD-L1 IC subgroups, including 21% of patients with IC0 expression.  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 18 of 91 
Twenty-eight percent of patients with IC2/3 expression achieved an objective response.  
At the time of data cut-off and median follow up of 17.2 months, 70% (19 of 27) of 
responses were on-going and the estimated median survival was 15.9 months (95% CI 
10.4 to not estimable).  The land-mark 1 year OS rate was 57%.  
 
Based on the currently available data re: efficacy of atezolizumab in advanced urothelial 
cancer, it appears that only a subset of patients respond to therapy, with higher PD-L1 
expression in tumor infiltrating immune cells associated with a higher probability of 
response.  Furthermore, an FDA issued safety alert in May 2018 identified shorter 
survival for PD-L1 low/negative expressing patients treated with first-line 
immunotherapy compared to platinum-based (carboplatin or cisplatin) chemotherapy in 
two randomized phase III trials (IMVigor 130 and KEYNOTE-361), leading the FDA in 
July 2018 to modify the prescriber label for atezolizumab to restrict first-line use to 
cisplatin-ineligible patients with IC2/3 (5% expression or greater on immune-cells) or to 
those patients who are not eligible for any platinum-based chemotherapy including 
carboplatin.  Additional strategies to enhance anti-tumor immunity by targeting immune-
suppressive mechanisms are warranted to improve the efficacy of anti-PD-L1 targeted 
treatment.  
 
1.5 
VEGF Mediates Immune Suppression in Tumor Microenvironment 
VEGF and VEGF receptor signaling has previously been known to induce proliferation 
of mature endothelial cells and formation of tumor neovasculature.  Further, VEGF over-
expression has also been associated with a poor prognosis in multiple cancers, including 
urothelial cancer.20-22 VEGF receptor expression is common on early hematopoietic 
progenitors and has been shown to have broad effects on the maturation of immune cell 
populations.23 Specifically, VEGF causes a defect in the functional maturation of 
dendritic cells (DC) from progenitors, which appears to be associated with impaired 
activation of NF-kappaB.24 In pre-clinical and clinical tumor models, increased VEGF 
expression is associated with impaired antitumor immune responses, including the 
suppression of DC maturation, increased in tumor levels of immunosuppressive cell 
populations such as FOXP3+ regulatory T cells and myeloid-derived suppressor cells 
(MDSCs), and is also associated with inhibition of functional T-cell responses.25-30 
Increased baseline serum VEGF levels have been correlated to lower likelihood of 
response and decreased survival in advanced melanoma patients treated with 
ipilimumab.31 Therapeutic inhibition of VEGF may abrogate VEGF-mediated 
immunosuppression.  Further, there is evidence for synergy between anti-PD-L1 and anti-
VEGF therapies in preclinical models (Genentech, Inc, data on file).  
 
1.6 
Therapeutic Inhibition of VEGF Enhances Antitumor Immunity in 
combination with CTLA-4 Blockade a Phase I Trial. 
Immune correlates from a phase I study of bevacizumab added to ipilimumab suggests 
enhancement of antitumor immunity.32, 33 Forty-six patients with metastatic melanoma 
were treated in four dosing cohorts of ipilimumab (3 or 10mg/kg) with four doses at 3-
week intervals and then every 12 weeks, and bevacizumab (7.5 or 15 mg/kg) every 3 
weeks. On-treatment tumor biopsies revealed activated vessel endothelium including 
morphologic changes in intratumoral endothelia with rounded and columnar CD31+ cells 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 19 of 91 
compared with pretreatment or post-treatment samples from patients receiving 
ipilimumab alone. 
 
With pathologic examination of immune infiltrates associated with treatment, significant 
trafficking of CD8+ T cells and CD163+ dendritic macrophages across the tumor 
vasculature was witnessed in ipilimumab plus bevacizumab post-treatment biopsies that 
were qualitatively increased in comparison with that elicited by ipilimumab alone. 
Peripheral blood analyses demonstrated increases in CCR7+/-/CD45RO+ cells and anti-
galectin antibodies. Best overall response included 8 partial responses, 22 instances of 
stable disease, and a disease-control rate of 67.4%. Median survival was 25.1 months. 
Bevacizumab was shown to influence changes in tumor vasculature and immune 
responses with ipilimumab administration. This study showed that the combination of 
bevacizumab and ipilimumab could be safely administered and also revealed that the 
addition of VEGF-A blockade can further influence inflammation, lymphocyte 
trafficking, and immune regulation. 
 
1.7 
VEGF-Targeted Therapies are Active in Advanced UC.  
Multiple lines of pre-clinical and clinical lines of evidence support targeting angiogenesis 
in UC.34-43 A phase II trial of sunitinib in pre-treated advanced UC patients first 
demonstrated the VEGF-axis as a viable target for the development of novel UC 
therapies.44 A phase II trial of bevacizumab added to gemcitabine and carboplatin in 
cisplatin-ineligible/incurable patients demonstrated a median PFS of 6.5 months and 
median OS of 13.9 which compared favorably to historical controls (Table 2).45, 46 
Furthermore, nine of 28 patients who received maintenance bevacizumab on this study 
experienced continued tumor regression, suggesting potential benefit to single-agent 
therapy.  A similar study in cisplatin-eligible patients also demonstrated promising 
response and survival outcomes47 and a large phase III trial of gemcitabine and cisplatin 
with or without bevacizumab in advanced UC (CALGB/Alliance 90601 (NCT00942331); 
PI: Jonathan Rosenberg MD) recently completed accrual.  The primary endpoint of this 
study was overall survival and results are eagerly anticipated. 
 
Table 2. 
Comparison of Platinum-Gemcitabine Plus Bevacizumab vs Historical Controls (Platinum-Gem) 
 
HOG-04-75 
GCis + Bev 
(N=43) 
(Historical Controls)48, 49 
GCis 
MSKCC 
GCa + Bev 
(N=47) 
(Historical 
Controls)46 
GCa 
Response Rate 
(PR + CR) 
72% 
50-60% 
49% 
40 – 45% 
Median PFS 
8.2 months 
 7 – 8 months 
6.5 months 
4.8 – 5.8 months 
Median OS 
19.1 months 
12-15 months 
13.9 months 
7 – 9 months 
 
1.8 
Bevacizumab added to Atezolizumab is Active and Well-Tolerated in 
Metastatic Renal Cell Carcinoma in a Phase Ib trial 
In a phase Ib study of bevacizumab added to atezolizumab in 10 previously untreated 
metastatic renal cell carcinoma patients, therapy was well tolerated and there was 
evidence of clinical benefit.50  Patients on this trial were treated with atezolizumab 20 
mg/kg IV with bevacizumab 15 mg/kg IV every 3 weeks.  Treatment was well tolerated 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 20 of 91 
with 6 total Grade 3-4 adverse events reported, none felt to be possibly related to study 
treatment.  The most common adverse events reported were fatigue, decrease appetite, 
arthralgia and nausea.   
 
In the first cycle, patients on this study were treated first with single agent bevacizumab, 
with subsequent on-treatment tumor biopsy, followed by combination therapy, and 
another on-treatment biopsy with the aim to study the sequential effects of single agent 
bevacizumab and then combination therapy on the tumor microenvironment.  Six patients 
successfully underwent on-treatment biopsies which demonstrated increases in CD8+ T-
cell infiltrates with single agent bevacizumab compared to baseline, which further 
increased with combination therapy suggesting synergy between these two therapies 
(Figures 1 and 2 below). 
 
Figure 1 
 
 
 
            Figure 2 
 
Although this study enrolled only 10 patients with a primary endpoint of safety and 
tolerability, there was evidence of clinical benefit with this treatment.  The objective 
response rate in 10 evaluable patients was 40%, with an additional 5 patients (50%) 
achieving stable disease (Figure 3). 
Figure 3 
 
 
In a phase Ib study of single agent atezolizumab in advanced RCC the ORR was 15%, 
and the observed ORR for bevacizumab monotherapy in advanced RCC is 10%.51, 52  
These data provided justification to test this combination in larger studies powered to test 
efficacy, leading to phase II (NCT01984242; IMmotion150) and phase III 
(NCT02420821; IMmotion151) randomized studies of bevacizumab plus atezolizumab 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 21 of 91 
versus sunitinib in advanced renal cell carcinoma. IMmotion150 recently completed 
accrual and data are expected to be presented soon.  
 
1.9 
Bevacizumab Clinical Experience in Other Malignancies 
Bevacizumab has been studied in a multitude of Phase I, II, and III clinical trials in more 
than 22,000 patients and in multiple tumor types. Approximately 1,720, 000 patients have 
been exposed to bevacizumab as a marketed product or in clinical trials.  The following 
discussion summarizes bevacizumab’s safety profile and presents some of the efficacy 
results pertinent to this particular trial. Please refer to the bevacizumab Investigator 
Brochure for descriptions of all completed Phase I, II, and III trials reported to date. 
In a large phase III study (AVF2107g) in patients with metastatic colorectal cancer, the 
addition of bevacizumab, a monoclonal antibody directed against vascular endothelial 
growth factor (VEGF), to irinotecan/5-fluorouracil/leucovorin (IFL) chemotherapy 
resulted in a clinically and statistically significant increase in duration of survival, with a 
hazard ratio of death of 0.66 (p < 0.001) and a median survival of 20.3 vs. 15.6 months.  
Similar increases were seen in progression-free survival (10.6 vs. 6.2 months; HR 0.54, 
p < 0.001), overall response rate (34.8% vs. 44.8%; p = 0.004) and duration of response 
(10.4 vs. 7.1 months; HR 0.62, p = 0.001) for the combination arm versus the 
chemotherapy only arm (bevacizumab Investigator Brochure, November 2012).  Based 
on the survival advantage demonstrated in Study AVF2107g, bevacizumab was 
designated for priority review and was approved on 26 February 2004 in the United 
States for first-line treatment in combination with IV 5-FU−based chemotherapy for 
subjects with metastatic colorectal cancer.  
 
Bevacizumab has also been approved based on additional Phase III trials in metastatic 
CRC (E3200 and ML18147) non-small cell lung cancer (NSCLC; E4599), and renal cell 
carcinoma (RCC; AVOREN) which also demonstrated clinical benefit from 
bevacizumab. Furthermore, Phase II studies in glioblastoma (GBM; AVF3708g and NCI-
06-C0064) showed an improvement in objective response rate.  These studies led to 
accelerated approval by the FDA for recurrent GBM.  
 
In Study E3200, the addition of bevacizumab to FOLFOX chemotherapy resulted in 
improved overall survival compared with FOLFOX alone (13.0 vs. 10.8 months, 
respectively, HR = 0.75; p  0.01) in a population of previously treated, Bevacizumab 
naive metastatic CRC patients.  In Study ML18147, bevacizumab in combination with 
oxaliplatin- or irinotecan-based chemotherapy regimens demonstrated a statistically 
significant increase in OS compared to oxaliplatin- or irinotecan-based chemotherapy 
alone (11.2 vs. 9.8 months, respectively, HR = 0.81; p=0.0062) in metastatic CRC 
patients who had previously received bevacizumab as a part of their 1st line treatment 
(Bennouna et al. 2013).  These two studies led to FDA approvals for bevacizumab for 
previously treated metastatic CRC patients, in 2006 and 2013, respectively.  
 
There was also improved overall survival in first-line NSCLC patients (E4599) treated 
with carboplatin/paclitaxel + bevacizumab compared with chemotherapy alone (12.3 vs. 
10.3 months, respectively; HR = 0.80; p = 0.003).  The results from this trial were the 
basis for FDA approval of bevacizumab for use in combination with 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 22 of 91 
carboplatin + paclitaxel as first-line treatment of patients with unresectable, locally 
advanced, recurrent or metastatic, non-squamous NSCLC in October 2006.  
 
In previously untreated metastatic RCC patients, bevacizumab in combination with 
interferon-alfa showed an improved progression free survival compared to interferon-alfa 
alone (10.2 vs. 5.4 months, respectively; HR=0.63; p=0.0001).  These results supported 
the FDA approval of bevacizumab with interferon-alfa in metastatic RCC in July 2009. 
 
Two Phase II trials investigated bevacizumab as a single agent in patients with recurrent 
GBM.  In AVF3708g, patients with recurrent GBM were randomized to bevacizumab or 
bevacizumab plus irinotecan and demonstrated an improvement in objective response rate 
(28.2% vs. 37.8%, respectively).  The NCI-06-C0064 study was single arm Phase II study 
in recurrent GBM patients treated with bevacizumab alone and showed an objective 
response rate of 19.6%.  This study supported the results from AVF3708g, and based on 
the objective response rate in these two trials, the FDA granted accelerated approval for 
bevacizumab as a single agent in GBM patients with progressive disease following prior 
therapy.  In 2013, results from two phase III randomized controlled trials for newly 
diagnosed GBM were presented, one Roche-sponsored trial (AVAglio) and one 
cooperative group trial (RTOG 0825). In AVAglio, progression free survival was 
significantly longer with bevacizumab when added to radiation therapy/temozolomide 
(HR 0.64, mPFS 10.6 vs 6.2 months). Health-related quality of life (HRQoL) and 
Karnofsky performance score (KPS) were stable/improved during PFS (both arms). 
Patients receiving bevacizumab plus radiation therapy/temozolomide had diminished 
corticosteroid requirement, but reported more adverse events (AEs) compared with 
placebo plus radiation therapy/temozolomide (serious AEs: 36.6% vs 25.7%; grade ≥3: 
62.7% vs 50.1%; grade ≥3 AEs of special interest to bevacizumab: 28.7% vs 15.2%). In 
RTOG 0825, PFS was extended for bevacizumab (7.3 vs.10.7 months, HR 0.79) but did 
not meet the prespecified endpoint for significance. There was no difference between 
arms for overall survival (median 16.1 vs.15.7 months, HR 1.13).  
 
Lastly, in the E2100 study, patients with untreated metastatic breast cancer who received 
bevacizumab in combination with weekly paclitaxel had a marked improvement in PFS 
compared with chemotherapy alone (13.3 vs. 6.7 months, respectively, HR 0.48; 
p<0.0001) and this led to the accelerated approval of bevacizumab in metastatic breast 
cancer.  Unfortunately, the clinical benefit was not confirmed in subsequent trials and the 
FDA ultimately removed the label for the breast cancer indication. 
 
1.10 
Study Rationale 
PD-1/L1 blocking antibodies are an active and well-tolerated class of immunotherapy in 
advanced/metastatic urothelial cancer however activity appears to be limited to a subset 
of patients.  Cisplatin ineligible patients received treatment with atezolizumab on the 
phase II trial IMVigor210 cohort 1. In this cohort, patients demonstrated an objective 
response of 24% and median overall survival of 15.9 months57.  Resistance to PD-1/L1 
blocking antibodies is likely multifactorial and includes factors such as impaired 
dendritic cell maturation/function, infiltration of immunosuppressive populations such as 
T-Regs and MDSCs, impaired T-cell priming leading to absence of tumor-specific 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 23 of 91 
effector T-cells and impaired T-cell trafficking in tumors.  Therapies aimed to address 
these defects in the immune response may synergize well with PD-1/L1 blocking 
antibodies and improve outcomes.   
 
The current phase II trial of atezolizumab combined with bevacizumab in previously 
untreated cisplatin-ineligible patients with locally advanced/unresectable or metastatic 
urothelial cancer is supported by the following rationale: 
• Atezolizumab is an FDA approved therapy for treatment of cisplatin ineligible 
urothelial cancer. 
• Bevacizumab has demonstrated activity in advanced urothelial cancer based on data 
from two phase II studies of bevacizumab with chemotherapy, including possible 
evidence of single agent activity.  
• Blockade of VEGF signaling with bevacizumab has broad effects on the tumor 
microenvironment including: 
o Blockade of VEGF-mediated angiogenesis and normalization of vasculature 
which may improve delivery of systemic therapy and also improve T-Cell 
trafficking into tumors. 
o Blockade of VEGF-mediated immunosuppression may improve dendritic cell 
maturation and function, and reduce tumor levels of T-Regs and MDSCs. 
o Blockade of VEGF-mediated immunosuppression may also promote T-cell 
and dendritic cell trafficking and also induce peripheral memory T-cell 
expansion 
• Atezolizumab plus Bevacizumab is a well-tolerated regimen in patients with 
metastatic renal cell carcinoma in a phase Ib trial with evidence of synergistic 
activity, leading to two randomized phase II (NCT01984242; IMmotion150) and III 
(NCT02420821; IMmotion151) studies in metastatic renal cell carcinoma. 
• Atezolizumab plus bevacizumab may improve outcomes in advanced urothelial 
cancer and is a logical candidate for further study in a prospective trial. 
 
1.11 
Rationale for Dose and Schedule for Atezolizumab and Bevacizumab 
Several lines of evidence support the dose and schedule of therapy proposed in this study.  
These include data during the initial development of atezolizumab (MPDL3280A) in the 
first phase Ia trial (Study PCD4989b) and non-clinical studies which supported the 
development of 1200 mg IV flat dosing (equivalent to an average body weight-based 
dose of 15 mg/kg) every 3 weeks.  Subsequently, on-going phase II and III trials of 
atezolizumab monotherapy in urothelial cancer have demonstrated the safety and activity 
at the 1200 mg IV flat dose every 3 weeks schedule.  Cohort 1 from the IMvigor210 
study which selected 119 patients who match the current protocol population were treated 
with single-agent atezolizumab 1200 mg IV every 21 days.  
 
For combination therapy in this study, a phase Ib study of bevacizumab 15 mg/kg IV plus 
atezolizumab 1200 mg IV (flat dose) every 3 weeks in advanced renal cell carcinoma also 
demonstrated safety and activity of this regimen.50  These data supported the 
development of randomized phase II and III trials of atezolizumab 1200 mg IV plus 
bevacizumab 15 mg/kg IV every 3 weeks in advanced renal cell carcinoma which have 
been recently reported.   


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 24 of 91 
1.12 
Rationale for the primary endpoint 
Immune checkpoint inhibitors as a class of cancer therapy work via unique mechanisms 
whereby patients who achieve a response to therapy are likely to benefit long-term 
including the possibility for long-term survival.  For patients with advanced urothelial 
cancer treated with atezolizumab, results from the primary analysis from cohort 2 of 
IMVigor210 demonstrated that while the ORR was 15% in the 311 patients treated, 92% 
(43 of 47 patients) of responses were on-going at the time of data cut-off at a median 
follow up of 7 months.  Similarly, patients who achieve stable disease long-term may 
similarly continue to derive long-term clinical benefit. Lastly, even in patients who do not 
achieve a response or stable disease, immunotherapy may still enhance existing anti-
tumor immunity thereby slowing disease progression and leading to extension of survival 
without evidence of objective radiographic response or prolongation of progression-free 
survival.53 
 
Therefore, endpoints such as objective response rate and progression-free survival may 
not adequately capture the clinical activity of PD-L1 blocking antibodies in metastatic 
urothelial cancer.  In this study we propose a primary endpoint of landmark overall 
survival rate which may more accurately capture the activity and clinical benefit of anti-
PD-L1 antibody therapy in advanced urothelial cancer with the objective of testing 
whether combination atezolizumab plus bevacizumab improves on the landmark overall 
survival rate historically observed with atezolizumab alone.  Overall survival rate at 1 
year was chosen based on the currently available survival data from the phase Ia 
PCD4989g study as well as the expected median survival of 9 – 10 months for cisplatin-
ineligible patients treated with standard carboplatin-based therapy.   
 
2. 
STUDY OBJECTIVES AND ENDPOINTS 
 
2.1 
Objectives 
 
2.1.1 Primary Objective 
• Estimate the 1 year overall survival rate for atezolizumab plus bevacizumab 
treatment in cisplatin-ineligible subjects with locally advanced/unresectable and 
metastatic urothelial cancer.  
 
2.1.2 Secondary Objectives 
• Estimate the Objective Response Rate (ORR) 
• Estimate the Duration of Response (DoR) 
• Estimate the Disease Control Rate (ORR + SD) 
• Estimate the Progression-Free Survival (PFS) 
• Describe the Safety and Toxicity by CTCAE v4  
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 25 of 91 
2.1.3 Correlative/Exploratory Objectives 
• Evaluation of frozen and FFPE tumor tissue and PBMCs/Sera from blood 
collected at baseline and on treatment will be interrogated to test the following 
immune hypotheses: 
o Immune Hypothesis 1: Bevacizumab counteracts the immunosuppressive 
functions of VEGF and favorably alters the ratio of effector to suppressor 
immune cells, allowing for unopposed anti-PD-L1 mediated T-cell 
activation. 
o Immune Hypothesis 2: Bevacizumab induces cancer cell death, release of 
tumor-associated antigens (TAAs), dendritic cell maturation, antigen 
presentation, and activation of tumor-specific T-cell clones.  
o Immune Hypothesis 3: PD-L1 expression is dynamic, increases with 
inflammation, and may increase following therapy with bevacizumab. 
Thus, anti-PD-L1 may abrogate adaptive resistance. 
o Immune Hypothesis 4: There is a genetic (tumor and host) basis for 
benefit from anti-PD-L1 blockade in bladder cancer. 
• Collection of stool samples at baseline and on-treatment to perform metagenomic 
shotgun sequencing to characterize the microbial species present, targeted 
metabolomic assays, and bacterial culture.  These analyses will power discoveries 
in: 
o Immune set point: Evaluating the impact of gut microbial heterogeneity on 
the development of T-cell driven anti-tumor immune responses. 
o Efficacy: Evaluating the gut composition of microbial species and 
metabolites present at baseline and the impact on response to therapy.  
o Safety: Evaluating how immunotherapy alters the gut microbiome and to 
test whether particular alterations contribute to the development of 
immune-related adverse side events (e.g. immune-related colitis).  
 
3. 
ELIGIBILITY CRITERIA 
 
3.1 
Inclusion Criteria 
Subject must meet the following applicable inclusion criteria to participate in this study: 
 
1. Written informed consent and HIPAA authorization for release of personal health 
information. NOTE:  HIPAA authorization may be included in the informed 
consent or obtained separately. 
 
2. As determined by the enrolling physician or protocol designee, ability of the 
subject to understand and comply with study procedures for the entire length of 
the study 
 
3. Age ≥ 18 years at the time of consent. 
 
4. ECOG Performance Status of 0, 1 or 2 within 28 days prior to registration. 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 26 of 91 
5. Histological or cytological evidence urothelial (transitional cell) carcinoma of the 
renal pelvis, ureter, bladder or urethra. 
 
6. Locally advanced/unresectable disease as determined by site attending urologic 
oncologist or metastatic disease.  
 
7. Evaluable untreated tumor tissue for biomarker analysis (25 unstained slides or 
FFPE tissue block).  Subjects with < 25 slides may be enrolled after discussion 
with the sponsor-investigator.  Untreated tumor tissue is defined as no intervening 
intravesical or systemic therapy since acquisition.  Subjects without tissue 
available must be willing and safe to undergo biopsy repeat biopsy (core needle or 
excisional) prior to enrollment.  
 
8. Willing to undergo a core needle or excisional biopsy on-treatment. Subjects will 
be assessed at the time of biopsy for safety of undergoing the procedure. 
 
9. Measurable disease according to RECIST v1.1 within 28 days prior to 
registration.  
 
10. No prior chemotherapy for locally advanced or metastatic urothelial cancer.   
• Perioperative chemotherapy previously administered in the neoadjuvant 
and/or adjuvant setting is permitted. 
• Prior chemotherapy administered in the context of chemoradiation as 
definitive treatment for bladder preservation is also permitted, provided 
that disease progression outside the prior radiotherapy field is 
demonstrated histologically or cytologically. 
 
11. Ineligible for cisplatin as defined by presence of one or more of the following: 
• Impaired renal function (≤ 60 cc/min). GFR should be assessed by direct 
measurement (i.e. creatinine clearance or ethylenediaminetetra-acetate) or, 
if not available, by calculation from serum/plasma creatinine by Cockroft-
Gault equation. 
• Grade ≥ 2 hearing Loss (measured by loss of >25 dB at two contiguous 
frequencies in at least one ear for patients undergoing serial 
audiometry testing)  
• Grade ≥ 2 peripheral neuropathy  
• ECOG Performance Status of 2 
• Solitary Kidney 
• Refusing Cisplatin-based chemotherapy 
 
12. If palliative radiotherapy administered, completion of palliative radiation therapy 
must be ≥ 2 weeks prior to Cycle 1 Day 1 of protocol therapy. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 27 of 91 
13. Demonstrate adequate organ function as defined in the table below. All screening 
labs must be obtained within 14 days prior to Cycle 1 Day 1 of treatment. 
 
System 
Laboratory Value 
Hematological 
Absolute Neutrophil Count (ANC) 
≥ 1,000 K/mm3 
Hemoglobin (Hgb) 
≥ 9.0 g/dL 
Absolute Lymphocyte count 
≥ 500/uL 
Platelet Count 
≥ 100,000/uL 
Renal 
Calculated creatinine clearance 
Serum Creatinine < 2.5 or  
≥ 25 cc/min using a direct method or the 
Cockcroft-Gault formula 
Urinary Protein Excretion 
< 1.0 g/24 hours (as estimated by urine 
protein-creatinine ratio) 
Hepatic 
Bilirubin 
≤ 1.5 × upper limit of normal (ULN) 
(subjects with known Gilbert’s disease 
who have serum bilirubin ≤ 3.0 x ULN 
may be enrolled) 
Aspartate aminotransferase (AST) 
≤ 2.5 × ULN (5.0 x ULN if Liver 
involvement) 
Alanine aminotransferase (ALT) 
≤ 2.5 × ULN (5.0 x ULN if Liver 
involvement) 
Serum Albumin 
≥ 2.5 g/dL 
Coagulation 
International Normalized Ratio (INR) or 
Prothrombin Time (PT) 
Activated Partial Thromboplastin Time 
(aPTT) 
≤ 1.5 × ULN (Note: This applies only to 
subjects who are not receiving therapeutic 
anticoagulation; subjects receiving 
therapeutic anticoagulation should be on 
a stable dose) 
 
14. Females of childbearing potential must have a negative serum pregnancy test 
within 28 days prior to registration. NOTE: Females are considered of child 
bearing potential unless they are surgically sterile (have undergone a 
hysterectomy, bilateral tubal ligation, or bilateral oophorectomy) or they are 
naturally postmenopausal for at least 12 consecutive months. 
 
15. Females of childbearing potential and males must be willing to abstain from 
heterosexual activity or to use 2 forms of effective methods of contraception from 
the time of informed consent until 150 days (5 months) after discontinuation of 
atezolizumab and until 180 days (6 months) after discontinuation of bevacizumab. 
The two contraception methods can be comprised of two barrier methods, or a 
barrier method plus a hormonal method. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 28 of 91 
3.2 
Exclusion Criteria 
Subjects meeting any of the criteria below may not participate in the study: 
 
1. Any approved anti-cancer therapy, including chemotherapy, or hormonal therapy 
within 3 weeks prior to initiation of study treatment; the following exceptions are 
allowed: 
• Palliative radiotherapy for bone metastases or soft tissue lesions should be 
completed > 7 days prior to baseline imaging 
• Hormone-replacement therapy or oral contraceptives 
 
2. Treatment with any other investigational agent or participation in another clinical 
trial with therapeutic intent within 28 days prior to enrollment 
 
3. Active or untreated CNS metastases or leptomeningeal disease as determined by 
CT or MRI evaluation during screening and prior radiographic assessments. 
 
4. Subjects with treated asymptomatic CNS metastases are eligible, provided they 
meet all of the following criteria: 
• Evaluable or measurable disease outside the CNS 
• No metastases to midbrain, pons, medulla, cerebellum, or within 10 mm of 
the optic apparatus (optic nerves and chiasm) 
• No history of intracranial or spinal cord hemorrhage 
• No evidence of significant vasogenic edema 
• No ongoing requirement for dexamethasone as therapy for CNS disease; 
anticonvulsants at a stable dose allowed 
• No stereotactic radiation, whole-brain radiation within 4 weeks prior to 
Cycle 1 Day 1 
• Subjects with CNS metastases treated by neurosurgical resection or brain 
biopsy within 3 months prior to Cycle 1 Day 1 will be excluded. 
• Radiographic demonstration of interim stability (i.e., no progression) 
between the completion of CNS-directed therapy and the screening 
radiographic study 
• Screening CNS radiographic study ≥ 4 weeks since completion of 
radiotherapy or surgical resection and ≥ 2 weeks since discontinuation of 
corticosteroids 
 
5. Uncontrolled tumor-related pain. NOTE: Subjects requiring pain medication 
must be on a stable regimen at study entry. 
 
6. Uncontrolled pleural effusion, pericardial effusion, or ascites requiring recurrent 
drainage procedures (once monthly or more frequently) 
 
7. Uncontrolled hypercalcemia (> 1.5 mmol/L ionized calcium or Ca > 12 mg/dL or 
corrected serum calcium > ULN) or symptomatic hypercalcemia requiring 
continued use of bisphosphonate therapy or denosumab. NOTE: Patients with 
asymptomatic hypercalcemia controlled with medical therapy are eligible. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 29 of 91 
8. Subjects who are receiving bisphosphonate therapy or denosumab specifically to 
prevent skeletal events and who do not have a history of clinically significant 
hypercalcemia are eligible. 
 
9. Subjects who are receiving denosumab prior to enrollment must be willing and 
eligible to receive a bisphosphonate instead while in the study. 
 
10. Malignancies other than urothelial cancer within 5 years prior to Cycle 1 Day 1, 
with the exception of those with a negligible risk of metastasis or death treated 
with expected curative outcome (such as adequately treated carcinoma in situ of 
the cervix, basal or squamous cell skin cancer, or ductal carcinoma in situ treated 
surgically with curative intent) or localized prostate cancer treated with curative 
intent and absence of prostate-specific antigen (PSA) relapse or incidental 
prostate cancer (T1/T2a, Gleason score ≤ 3 + 4, and PSA ≤ 0.5 ng/mL undergoing 
active surveillance and treatment naive). 
 
11. Pregnant or breastfeeding (NOTE: breast milk cannot be stored for future use 
while the mother is being treated on study). 
 
12. History of severe allergic, anaphylactic, or other hypersensitivity reactions to 
chimeric or humanized antibodies or fusion proteins. 
 
13. Known hypersensitivity or allergy to biopharmaceuticals produced in Chinese 
hamster ovary cells or any component of the atezolizumab or bevacizumab 
formulation. 
 
14. History of autoimmune disease, including but not limited to myasthenia gravis, 
myositis, autoimmune hepatitis, systemic lupus erythematosus, rheumatoid 
arthritis, inflammatory bowel disease, vascular thrombosis associated with anti-
phospholipid syndrome, granulomatosis with polyangiitis, Sjögren’s syndrome, 
Guillain-Barré syndrome, multiple sclerosis, vasculitis, or glomerulonephritis. 
15. Subjects with a history of autoimmune-related hypothyroidism on a stable dose of 
thyroid replacement hormone may be eligible for this study. 
 
16. Subjects with controlled Type I diabetes mellitus on a stable dose of insulin 
regimen may be eligible for this study. 
 
17. Subjects with a history of celiac disease may be eligible if controlled with diet. 
 
18. History of idiopathic pulmonary fibrosis, organizing pneumonia (e.g., 
bronchiolitis obliterans), drug-induced pneumonitis, idiopathic pneumonitis, or 
evidence of active pneumonitis on screening chest CT scan 
 
19. History of radiation pneumonitis in the radiation field (fibrosis) is permitted. 
 
20. History of confirmed positive test for HIV. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 30 of 91 
21. Subjects with active hepatitis B virus (HBV) (chronic or acute, defined as having 
a positive hepatitis B surface antigen [HBsAg] test at screening) or hepatitis C 
virus (HCV) 
 
22. Subjects with past HBV infection or resolved HBV infection (defined as the 
presence of hepatitis B core antibody [HBc Ab] and absence of HBsAg) are 
eligible.  
 
23. Subjects positive for HCV antibody are eligible only if polymerase chain reaction 
is negative for HCV RNA. 
 
24. Active tuberculosis 
 
25. Severe infections within 4 weeks prior to Cycle 1 Day 1, including but not limited 
to hospitalization for complications of infection, bacteremia, or severe pneumonia 
 
26. Signs or symptoms of active infection within 2 weeks prior to Cycle 1 Day 1 
 
27. Received therapeutic oral or IV antibiotics within 1 week prior to Cycle 1 Day 1 
 
28. Subjects receiving prophylactic antibiotics (e.g., for prevention of a urinary tract 
infection or to prevent chronic obstructive pulmonary disease exacerbation) are 
eligible. 
 
29. Significant cardiovascular disease, such as: 
• New York Heart Association Congestive Heart Failure Class II or 
greater  
• Myocardial infarction, unstable angina or unstable arrhythmias within 
3 months of enrollment. 
• History of stroke or TIA within 3 months of enrollment 
• Other clinically significant arterial vascular disease within 6 months of 
enrollment (e.g. aortic aneurysm requiring surgical repair or recent 
peripheral arterial thrombosis).  Prior history of adequately treated 
venous thromboembolism > 7 days prior to C1D1 on stable dose of 
therapeutic anticoagulation is permitted 
• Subjects with known coronary artery disease, congestive heart failure 
not meeting the above criteria, or left ventricular ejection fraction < 
50% must be on a stable medical regimen that is optimized in the 
opinion of the treating physician, in consultation with a cardiologist if 
appropriate. 
 
30. Major surgical procedure other than for diagnosis within 28 days prior to Cycle 1 
Day 1 or anticipation of need for a major surgical procedure during the course of 
the study 
 
31. Prior allogeneic stem cell or solid organ transplant 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 31 of 91 
32. Administration of a live, attenuated vaccine within 4 weeks before Cycle 1 Day 1 
or anticipation that such a live attenuated vaccine will be required during the 
study. 
 
33. Any other diseases, metabolic dysfunction, physical examination finding, or 
clinical laboratory finding giving reasonable suspicion of a disease or condition 
that contraindicates the use of an investigational drug or that may affect the 
interpretation of the results or render the subject at high risk from treatment 
complications 
 
3.3 
Atezolizumab-Specific Exclusion Criteria 
 
1. Prior treatment with CD137 agonists or immune checkpoint blockade therapies, 
including anti−CTLA-4, anti−PD-1, and anti−PD-L1 therapeutic antibodies. 
 
2. Prior cancer vaccines and cellular immunotherapy are permitted. 
 
3. Treatment with systemic immunostimulatory agents (including but not limited to 
IFNs, interleukin [IL]-2) within 6 weeks or five half-lives of the drug, whichever 
is shorter, prior to Cycle 1 Day 1 
 
4. Treatment with systemic corticosteroids or other systemic immunosuppressive 
medications (including but not limited to prednisone, dexamethasone, 
cyclophosphamide, azathioprine, methotrexate, thalidomide, and anti−tumor 
necrosis factor [anti-TNF] agents) within 2 weeks prior to Cycle 1 Day 1, or 
anticipated requirement for systemic immunosuppressive medications during the 
trial 
 
5. Subjects who have received acute, low-dose, systemic immunosuppressant 
medications (e.g., a one-time dose of dexamethasone for nausea) may be enrolled. 
 
6. The use of inhaled corticosteroids, physiologic replacement doses of 
glucocorticoids (i.e., for adrenal insufficiency), and mineralocorticoids (e.g., 
fludrocortisone for adrenal insufficiency) is allowed. 
 
3.4 
Bevacizumab-Specific Exclusion Criteria 
 
1. Inadequately controlled hypertension (defined as persistent systolic blood 
pressure (SBP) > 150 and/or diastolic blood pressure (DBP) > 100 mmHg) 
 
2. Prior history of hypertensive crisis or hypertensive encephalopathy 
 
3. Evidence of bleeding diathesis or significant coagulopathy (in the absence of 
therapeutic anticoagulation)  
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 32 of 91 
4. Current or recent (within 10 days of study enrolment) use of aspirin (> 325 
mg/day), clopidogrel (> 75 mg/day), or current or recent (within 10 days prior to 
first dose of bevacizumab) use of therapeutic oral or parenteral anticoagulants or 
thrombolytic agents for therapeutic purposes. NOTE: The use of full-dose oral or 
parenteral anticoagulants is permitted as long as the INR or aPTT is within 
therapeutic limits (according to the medical standard of the institution) and the 
subject has been on a stable dose of anticoagulants for at least two weeks at the 
time of study enrollment. Prophylactic use of anticoagulants is allowed. 
 
5. History of hemoptysis (≥ 1/2 teaspoon of bright red blood per episode) within 1 
month of study enrollment. 
 
6. Minor surgical procedure within 7 calendar days prior to Cycle 1 Day 1 
 
7. History of abdominal or tracheoesophageal fistula or gastrointestinal perforation 
within 6 months prior to enrollment 
 
8. Clinical signs or symptoms of gastrointestinal obstruction or requirement for 
routine parenteral hydration, parenteral nutrition, or tube feeding 
 
9. Evidence of abdominal free air not explained by paracentesis or recent surgical 
procedure 
 
10. Serious non-healing or dehiscing wound, active ulcer, or untreated or non-healing 
bone fracture 
 
11. On-going gross hematuria associated with clots 
 
4. 
SUBJECT REGISTRATION 
All subjects must be registered through HCRN’s electronic data capture (EDC) system. A 
subject is considered registered when an “On Study” date is entered into the EDC system. 
Subjects must be registered prior to starting protocol therapy. Subjects must begin 
therapy within 3 business days of registration. 
 
5. 
TREATMENT PLAN 
This is an open-label phase II study assessing the activity of bevacizumab combined with 
atezolizumab in metastatic urothelial carcinoma subjects who are ineligible for cisplatin-
based therapy.  Eligible subjects will be enrolled to receive treatment with: 
• Atezolizumab 1200 mg IV flat dose plus Bevacizumab 15 mg/kg IV on Day 1 of 
every 21-day cycle. Subjects will be eligible to continue treatment until disease 
progression by RECIST v1.1 or unacceptable toxicity for up to 24 months.  
 
5.1 
Pre-medication and Hydration 
There are no required pre-medications or intravenous hydration for treatment with 
atezolizumab in combination with bevacizumab.  Institutional guidelines regarding pre-
medication and hydration of atezolizumab and bevacizumab may be utilized. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 33 of 91 
5.2 
Atezolizumab and Bevacizumab Administration 
 
Table 3 Investigational Medicinal Product Dose and Administration 
Drug 
Dose 
Route2 
Schedule3 
Cycle 
Length 
Atezolizumab 
1200 mg  
Intravenously 
(IV)  
Day 1  
3 weeks 
(21 days) 
Bevacizumab 
15 mg/kg1  
Intravenously 
(IV)4  
Day 1 
1 Bevacizumab dose will not be changed for reasons other than weight change of ≥ 10%. 
2 Please see section 6.2.1 and 6.2.2 for detailed guidelines re: drug administration 
3 Please see study calendar for schedule of treatments and evaluations. 
4 Bevacizumab should be administered a minimum of 5 minutes after atezolizumab 
 
5.2.1 Atezolizumab Administration 
Institutional guidelines with guidance from the investigator’s brochure and/or package 
insert regarding all aspects of atezolizumab administration may be utilized including 
infusion times, windows for infusion times and treatment of infusion reactions. 
Administration of atezolizumab should be performed in a setting with emergency medical 
facilities available and staff who are trained to monitor for and respond to medical 
emergencies. The suggested infusion time for the initial dose of atezolizumab is 60 (± 15) 
minutes. Subsequent doses may be administered based on institutional guidelines. 
Subjects will be informed about the possibility of delayed post-infusion symptoms and 
instructed to contact their study physician if they develop such symptoms. 
 
5.2.2 Bevacizumab Administration 
Institutional guidelines regarding all aspects of bevacizumab administration may be 
utilized including infusion times, windows for infusion times and treatment of infusion 
reactions. The suggested infusion time for the initial dose of bevacizumab is 90 (±15) 
minutes. Subsequent doses may be administered based on institutional guidelines. 
Atezolizumab should be administered first followed by bevacizumab, with a minimum 
of 5 minutes between dosing.   
 
5.3 
Concomitant Medications 
All concomitant medications should be reported to the site investigator and recorded on 
the appropriate eCRF. 
 
5.3.1 Allowed Concomitant Medications 
Concomitant therapy includes any prescription medications or over-the-counter 
preparations used by a subject between the 7 days preceding the screening evaluation and 
the treatment discontinuation visit. 
 
Subjects who experience infusion-associated symptoms may be treated symptomatically 
with acetaminophen, ibuprofen, diphenhydramine, and/or famotidine or another H2 
receptor antagonist, as per standard practice. Serious infusion-associated events 
manifested by dyspnea, hypotension, wheezing, bronchospasm, tachycardia, reduced 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 34 of 91 
oxygen saturation, or respiratory distress should be managed with supportive therapies as 
clinically indicated (e.g., supplemental oxygen and β2-adrenergic agonists). 
 
Systemic corticosteroids and TNF-α inhibitors may attenuate potential beneficial 
immunologic effects of treatment with atezolizumab but may be administered at the 
discretion of the treating physician after consultation with the sponsor-investigator 
(unless exigent circumstances intervene). If feasible, alternatives to corticosteroids should 
be considered. Premedication may be administered for Cycles ≥ 2 at the discretion of the 
treating physician after consultation with the sponsor-investigator.  
 
The use of systemic or inhaled corticosteroids and/or mineralocorticoids (e.g., 
fludrocortisone) specifically for adrenal replacement in subjects with adrenocortical 
insufficiency or for treatment of orthostatic hypotension is allowed. Topical 
corticosteroids are also permitted.  Megestrol administered as an appetite stimulant is 
acceptable while the subject is enrolled in the study. 
 
Influenza vaccination should be given during influenza season only (approximately 
October to March). Subjects must not receive live, attenuated influenza vaccine (e.g., 
FluMist®) within 4 weeks prior to Cycle 1 Day 1 or at any time during the study but may 
receive inactivated vaccines. 
 
Subjects who use hormonal therapy with gonadotropin-releasing hormone agonists or 
antagonists, oral contraceptives, hormone-replacement therapy, prophylactic or 
therapeutic anticoagulation therapy (such as low−molecular weight heparin or warfarin at 
a stable dose level), or other allowed maintenance therapy should continue their use. 
 
5.3.2 Prohibited Concomitant Medications 
Any concomitant therapy intended for the treatment of cancer, whether health 
authority−approved or experimental, is prohibited. This includes but is not limited to the 
following: 
• Chemotherapy, hormonal therapy, immunotherapy, radiotherapy, investigational 
agents, or herbal therapy. 
o After the completion of Cycle 1, certain forms of radiotherapy may be 
considered for palliation if subjects are deriving benefit (e.g., treatment of 
known bony metastases, symptomatic hematuria). 
o Subjects experiencing a mixed response requiring local therapy (e.g., surgery, 
stereotactic radiosurgery, radiotherapy, radiofrequency ablation) for control of 
three or fewer lesions may still be eligible to continue study treatment.  
o Subjects who receive local therapy directed at a target lesion will no longer be 
evaluable for radiographic response but will remain evaluable for progression. 
Such cases must be discussed with and approved by the sponsor-investigator. 
• Traditional herbal medicines should not be administered because the ingredients 
of many herbal medicines are not fully studied and their use may result in 
unanticipated drug-drug interactions that may cause or confound assessment of 
toxicity. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 35 of 91 
• Subjects who are receiving a receptor activator of nuclear factor kappa B (RANK) 
ligand inhibitor (denosumab) prior to enrollment must be willing and eligible to 
receive a bisphosphonate instead while on study; denosumab could potentially 
alter the activity and the safety of atezolizumab. 
• Initiation or increased dose of granulocyte colony-stimulating factors (e.g., 
granulocyte colony-stimulating factor, granulocyte/macrophage colony-
stimulating factor, and/or pegfilgrastim) is strongly discouraged. 
• Subjects are not allowed to receive immunostimulatory agents, including but not 
limited to IFN-α, IFN-γ, or IL-2, during the entire study. These agents, in 
combination with Atezolizumab, could potentially increase the risk for 
autoimmune conditions. 
• Subjects should also not receive immunosuppressive medications, including but 
not limited to cyclophosphamide, azathioprine, methotrexate, and thalidomide. 
These agents could potentially alter the activity and the safety of Atezolizumab. 
Systemic corticosteroids and anti−TNF-α agents may attenuate potential 
beneficial immunologic effects of treatment with Atezolizumab but may be 
administered at the discretion of the treating physician after consultation with the 
sponsor-investigator. If feasible, alternatives to these agents should be considered. 
• In addition, all subjects (including those who discontinue the study early) should 
not receive other immunostimulatory agents for 10 weeks after the last dose of 
Atezolizumab. 
• Live vaccines within 4 weeks prior to the first dose of study treatment and while 
participating in the study.  Examples of live vaccines include, but are not limited 
to, the following: measles, mumps, rubella, varicella/zoster, yellow fever, rabies, 
BCG, and typhoid vaccine. Seasonal influenza vaccines for injection are generally 
killed virus vaccines and are allowed; however, intranasal influenza vaccines (eg, 
FluMist®) are live attenuated vaccines and are not allowed.  
 
5.4 
Reproductive Information 
Females of childbearing potential and males must be willing to abstain from heterosexual 
activity or to use 2 forms of effective methods of contraception from the time of informed 
consent until 150 days (5 months) after discontinuation of atezolizumab and until 180 
days (6 months) after discontinuation of bevacizumab. The two contraception methods 
can be comprised of two barrier methods, or a barrier method plus a hormonal method. 
 
6. 
TOXICITIES AND DOSE DELAYS/DOSE MODIFICATIONS 
The NCI Common Terminology Criteria for Adverse Events (CTCAE) v4 will be used to 
grade adverse events.  
 
Subjects enrolled in this study will be evaluated clinically and with standard laboratory 
tests before and at regular intervals during their participation in this study as specified in 
Study Calendar & Evaluations. 
 
Subjects will be evaluated for adverse events (all grades), serious adverse events, and 
adverse events requiring study drug interruption or discontinuation as specified in Study 
Calendar & Evaluations.   


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 36 of 91 
6.1 
Atezolizumab Dose Delays/Modifications 
There will be no dose reduction for atezolizumab in this study. Subjects may temporarily 
suspend study treatment if they experience toxicity that is considered related to a study 
drug and requires a dose to be held. If atezolizumab is held because of related adverse 
events for > 42 days beyond when the next dose would have been given, then the subject 
will be discontinued from atezolizumab and will be followed for safety and efficacy as 
specified in the Study Calendar. If, in the judgment of the site investigator, the subject is 
likely to derive clinical benefit from resuming atezolizumab after a hold > 42 days, study 
drug may be restarted with the approval of the sponsor-investigator. 
 
If subjects must be tapered off steroids used to treat adverse events, study treatment may 
be held for > 42 days. The acceptable length of interruption will depend on agreement 
between the site investigator and the sponsor-investigator. 
 
If a known bevacizumab-related toxicity requiring temporary or permanent bevacizumab 
discontinuation develops, treatment with atezolizumab therapy may be continued at the 
treating physician’s discretion.  If a known atezolizumab-related toxicity requiring 
temporary or permanent atezolizumab discontinuation develops, treatment with 
bevacizumab therapy may not be continued. 
 
Dose interruptions for reason(s) other than toxicity, such as surgical procedures, may be 
allowed with sponsor-investigator approval. The acceptable length of interruption will 
depend on agreement between the site investigator and the sponsor-investigator. 
 
6.1.1 Management of Specific Adverse Events 
Toxicities associated or possibly associated with atezolizumab treatment should be 
managed according to standard medical practice. Additional tests, such as autoimmune 
serology or biopsies, should be used to determine a possible immunogenic etiology. 
 
6.1.1.1 Immune-Mediated Reactions 
Although most immune-related adverse events observed with immunomodulatory agents 
have been mild and self-limiting, such events should be recognized early and treated 
promptly to avoid potential major complications. Discontinuation of atezolizumab may 
not have an immediate therapeutic effect, and there is no available antidote for 
atezolizumab. In severe cases, immune-mediated toxicities may be acutely managed with 
topical corticosteroids, systemic corticosteroids or other immunosuppressive agents. 
 
The primary approach to Grade 1−2 immune-mediated adverse events is supportive and 
symptomatic care with continued treatment with atezolizumab; for higher grade 
immune-mediated adverse events, atezolizumab should be withheld and oral/parenteral 
steroids administered.  Recurrent Grade 2 immune-mediated adverse events may also 
mandate holding atezolizumab or the use of steroids.  Consideration for benefit-risk 
balance should be made by the investigator, with consideration of the totality of 
information as it pertains to the nature of the toxicity and the degree of clinical benefit a 
given patient may be experiencing prior to further administration of atezolizumab.  
Atezolizumab should be permanently discontinued in patients with life-threatening 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 37 of 91 
immune-mediated adverse events. See the current Atezolizumab Investigator’s Brochure 
and Appendix II for details on management of immune-mediated adverse events.   
 
6.1.1.2 Systemic Immune Activation 
Systemic immune activation is a rare condition characterized by an excessive immune 
response.  Given the mechanism of action of atezolizumab, systemic immune activation 
is considered a potential risk when given in combination with other immunomodulating 
agents.  Systemic immune activation should be included in the differential diagnosis for 
patients who develop a sepsis-like syndrome after administration of atezolizumab and the 
initial evaluation should include the following: 
• CBC with peripheral smear 
• PT, PTT, fibrinogen, and D-dimer 
• Ferritin 
• Triglycerides 
• AST, ALT, and total bilirubin 
• LDH 
• Complete neurologic and abdominal examination (assess for 
hepatosplenomegaly) 
 
If systemic immune activation is still suspected after the initial evaluation, review the 
atezolizumab investigator brochure for management guidelines and contact the sponsor-
investigator for additional recommendations. 
 
6.2 
Bevacizumab Dose Modifications and Safety 
If a known bevacizumab-related toxicity requiring temporary or permanent bevacizumab 
discontinuation develops, treatment with atezolizumab therapy may be continued at the 
treating physician’s discretion.  For equivocal cases, the treating investigator is advised to 
consult with the sponsor-investigator. If a known atezolizumab-related toxicity requiring 
temporary or permanent atezolizumab discontinuation develops, treatment with 
bevacizumab therapy may not be continued. 
 
Clinical experience with bevacizumab has shown significant AEs associated with its use. 
Subjects particularly vulnerable to significant AEs, such as those with recent pulmonary 
hemorrhage/hemoptysis or evidence of inherited bleeding diathesis or significant 
coagulopathy at risk of bleeding, have been excluded from the study. Study subjects will 
be assessed by prior medical history, physical examinations, monitoring of vital signs, 
performance status evaluations, hematology and chemistry laboratory testing, urinalyses 
and ECGs.  
 
Concomitant medication use, AEs and SAEs will also be closely monitored throughout 
the study. All AEs will be graded according the NCI CTCAE v.4. Refer to the 
Bevacizumab Investigator’s Brochure for a more details.  
• Hypertension will be monitored through routine evaluation of blood pressure prior to 
each bevacizumab treatment.  Optimal control of blood pressure according to 
standard public health guidelines is recommended for subjects on treatment with or 
without bevacizumab. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 38 of 91 
• Proteinuria will be monitored by urinalysis, urine dipstick, urine protein creatinine 
ratio, and/or 24 hour urine collection. (See Schedule of Events for detailed collection 
requirements.)   
• If subjects on treatment with bevacizumab require elective major surgery, it is 
recommended that bevacizumab be held for 4-8 weeks prior to the surgical procedure. 
Subjects undergoing a major surgical procedure should not begin/restart bevacizumab 
until 4 weeks after that procedure (in the case of high risk procedures such as liver 
resection, thoracotomy, or neurosurgery, it is recommended that bevacizumab be 
restarted no earlier than 8 weeks after surgery).   
 
Bevacizumab dose will not be changed (increase or decrease) for reasons other than a 
≥10% change in weight from baseline. Bevacizumab treatment may be either temporarily 
or permanently suspended in the case of bevacizumab-related events such as fistulae, GI 
perforation, hypertension, proteinuria, thrombosis/embolism, hemorrhage, CHF, wound 
healing complications, PRES (or RPLS) and hypersensitivity/allergic reactions in 
addition to any other serious bevacizumab-related toxicity (grade 3 or 4).  Guidelines for 
management of specific bevacizumab-related toxicities are outlined in the table below 
and the current package insert may be utilized for information: 
 
Event 
Action to Be Taken 
Hypertension 
Grade 1  
(asymptomatic, transient [< 24 hr] 
blood pressure increase by > 20 mmHg 
(diastolic) or to > 150/100 mmHg if 
previously within normal limits) 
No bevacizumab dose modifications. 
Grade 2  
(recurrent or persistent [> 24 hr] or 
symptomatic increase by > 20 mmHg 
(diastolic) or to > 150/100 mmHg if 
previously within normal limits) 
Withhold bevacizumab.  Start antihypertensive therapy 
per institutional guidelines.  After blood pressure is 
<150/100 mmHg, patient may continue bevacizumab. 
Grade 3  
 
 
Requires more than one antihypertensive drug or more 
intensive therapy than previously:  If not controlled to 
150/100 mmHg with medication, discontinue 
bevacizumab.  
Grade 4  
(including hypertensive 
encephalopathy) 
Discontinue bevacizumab  
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 39 of 91 
Hemorrhage 
Grade 1 or 2 non-pulmonary or 
non-CNS events 
No bevacizumab modifications. 
Grade 3 non-pulmonary or non--brain 
or non-spinal cord hemorrhage 
 
 
 
 
 
 
 
 
Withhold bevacizumab until all of the following criteria 
are met: 
• 
The bleeding has resolved and hemoglobin is stable. 
• 
There is no bleeding diathesis that would increase the 
risk of therapy. 
• 
There is no anatomic or pathologic condition that 
significantly increases the risk of hemorrhage 
recurrence. 
 
Patients who experience a repeat Grade 3 hemorrhagic 
event will be discontinued from bevacizumab. 
Grade 4 non-pulmonary or non-brain 
or non-spinal cord hemorrhage 
Discontinue bevacizumab. 
 
Grade 1 pulmonary or brain or spinal 
cord hemorrhage 
Withhold bevacizumab until all of the following criteria 
are met: 
• 
The bleeding has resolved and hemoglobin is stable. 
• 
There is no bleeding diathesis that would increase the 
risk of therapy. 
• 
There is no anatomic or pathologic condition that 
significantly increases the risk of hemorrhage 
recurrence. 
Grade 2, 3, or 4 pulmonary or brain or 
spinal cord hemorrhage 
Discontinue bevacizumab  
Venous thromboembolic event 
Grade 1 or 2 
No bevacizumab modifications. 
Grade 3 or asymptomatic Grade 4 
If the planned duration of full-dose anticoagulation 
is > 2 weeks, bevacizumab should be withheld until the 
full-dose anticoagulation period is over.  If the planned 
duration of full-dose anticoagulation is > 2 weeks, 
bevacizumab may be resumed after 2 weeks of full-dose 
anticoagulation if all of the following criteria are met: 
• 
The patient must have an in-range INR (usually 
between 2 and 3) if on warfarin; LMWH, warfarin, or 
other anticoagulant dosing must be stable prior to 
restarting study treatment.   
• 
The patient must not have had a Grade 3 or 4 
hemorrhagic event while on anticoagulation. 
 
Symptomatic Grade 4 
Discontinue bevacizumab. 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 40 of 91 
Arterial thromboembolic event (new onset, worsening, or unstable angina, myocardial infarction, 
transient ischemic attack, cerebrovascular accident, and any other arterial thromboembolic event) 
Any grade 
Discontinue bevacizumab. 
Congestive heart failure (left ventricular systolic dysfunction) 
Grade 1 or 2 
No bevacizumab modifications. 
Grade 3 
Withhold bevacizumab until resolution to Grade  1. 
Grade 4 
Discontinue bevacizumab. 
Urine Protein 
Urinalysis equivalent or urine dipstick 
≤ 1+ protein AND/OR 
UPC ratio < 0.2 or 24 hour collection  
< 2g/24hrs 
No bevacizumab modifications 
 
Urinalysis equivalent or urine dipstick 
= 2+ protein 
May administer bevacizumab and obtain urine protein 
creatinine ratio or 24 hour urine prior to next scheduled 
dose 
Urinalysis equivalent or urine dipstick 
≥ 3+ protein AND/OR 
UPC ratio ≥ 2 or 24 hour collection ≥ 
2g/24 hrs 
Hold bevacizumab and obtain urine protein creatinine 
ratio or 24 hour urine prior to next scheduled dose.  
Can resume bevacizumab when UPC ratio < 2 or 24 hour 
collection < 2g/24 hours 
UPC ratio ≥ 3; nephrotic syndrome 
Discontinue bevacizumab 
GI perforation 
Any grade 
Discontinue bevacizumab. 
Fistula 
Any grade tracheoesophageal fistula 
Discontinue bevacizumab. 
Grade 4 fistula (other than 
tracheoesophageal) 
Discontinue bevacizumab. 
Bowel obstruction 
Grade 1 
Continue patient on study for partial obstruction not 
requiring medical intervention. 
Grade ≥ 2 
Discontinue bevacizumab.   
Wound dehiscence 
Any grade  
(requiring medical or surgical therapy) 
Discontinue bevacizumab. 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 41 of 91 
Reversible posterior leukoencephalopathy 
Any grade 
(confirmed by MRI) 
Discontinue bevacizumab. 
Fatigue/asthenia 
Grade 1 or 2 
No bevacizumab modification 
Grade 3 
No bevacizumab modification 
Grade 4 
No bevacizumab modification 
Event 
Action to Be Taken 
Hand-foot syndrome 
Grade 1 or 2  
No bevacizumab modification. 
Grade 3 
Hold bevacizumab treatment; If it resolves to Grade ≤ 1 
within 42 days, resume at - 1 dose level (if possible). If 
no resolution within 42 days, discontinue permanently. 
Stomatitis 
Grade 1 or 2 
No bevacizumab modification. 
Grade 3 
No bevacizumab modification. 
Grade 4 
No bevacizumab modification. 
Hematologic toxicities (excluding anemia) 
Grade 1 or 2 
No bevacizumab modification. 
Grade 3 or 4 
No bevacizumab modification. 
Any grade Anemia 
To be handled at the discretion of the investigator 
GI = gastrointestinal; LMWH = low molecular-weight heparin; MRI = magnetic resonance 
imaging.a 
 
 
6.3 
Protocol Therapy Discontinuation 
In addition to discontinuation from therapy related to toxicities as outlined in section 
Error! Reference source not found., a subject will also be discontinued from protocol 
therapy and followed up per protocol under the following circumstances: 
• 
Evidence of disease progression per RECIST 1.1  
• 
The site physician thinks a change of therapy would be in the best interest of the 
subject 
• 
The subject requests to discontinue protocol therapy, whether due to unacceptable 
toxicity or for other reasons 
o In case a subject decides to prematurely discontinue protocol therapy (“refuses 
treatment”), the subject should be asked if she or he may still be contacted for 
further scheduled study assessments. The outcome of that discussion should 
be documented in both the medical records and in the eCRF. 
• 
A female subject becomes pregnant  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 42 of 91 
• 
If protocol therapy is interrupted for > 42 days. Subjects who discontinued 
protocol therapy for reasons other than treatment-related grade 3 or 4 toxicity, 
may be considered for retreatment on study after consultation with the sponsor-
investigator. 
 
Subjects will be removed from protocol therapy and the site investigator notified when 
any of the criteria listed above apply. The reason for discontinuation of protocol therapy 
will be documented on the electronic case report form (eCRF).   
 
6.4 
Protocol Discontinuation  
If a subject decides to discontinue from the study (and not just from protocol therapy) all 
efforts should be made to complete and report study assessments as thoroughly as 
possible. A complete final evaluation at the time of the subject’s study withdrawal should 
be made with an explanation of why the subject is withdrawing from the study. If the 
reason for removal of a subject from the study is an adverse event, it will be recorded on 
the eCRF. 
 


 
 
 
 
  
Clinical Study Protocol 
 
 
 
 
     
HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 43 of 91 
7. 
STUDY CALENDAR & EVALUATIONS 
             
Study Evaluation 
1 Cycle = approx 21 days 
Screening 
On Treatment 
Safety follow up 
visits13 
Long-term 
Follow up14 
-28 days of 
registration 
-14 days of 
C1D1 
Day 1 
(± 3 days for 
Cycle ≥ 2)15 
30 days 
post last dose  
± 7 days 
± 14 days 
REQUIRED ASSESSMENTS 
Informed Consent 
X 
 
 
 
 
Medical History, Height, Diagnosis and Staging1 
X 
 
 
 
 
Physical Exam2 
X 
 
X 
X 
 
Vital Signs and ECOG Performance status2 
X 
 
X 
X 
 
ECG 
X 
 
 
 
 
AEs & Concomitant Medications 
 
X 
X 
X 
X 
LABORATORY ASSESSMENTS 
Complete Blood Cell Count with diff/plt (CBC) 
 
X 
X 
X 
 
Comprehensive Metabolic Profile (CMP)3 
 
X 
X 
X 
 
Uric Acid, Lactate Dehydrogenase3 
 
X 
X3 
X 
 
PT/INR and aPTT 
 
X 
 
 
 
Thyroid Function (TSH, Free T4, Free T3)4 
 
X 
X4 
 
 
Urinalysis or urine dipstick5 
 
X 
X5 
 
 
Pregnancy Test (serum or urine) for WOCBP6 
X 
 
 
 
 
HBV and HCV Testing7 
X 
 
 
 
 
DISEASE ASSESSMENT 
CT or MRI of chest8 
X 
 
X8 
X 
X 
CT or MRI of abdomen and pelvis8 
X 
 
X8 
X 
X 
CT of head or MRI Brain8 
X 
 
 
 
 
Bone Scan8 
X8 
 
X8 
X8 
X8 
TREATMENT EXPOSURE 
Atezolizumab 1200 mg IV  
 
X 
 
 
Bevacizumab 15 mg/kg IV 
 
X 
 
 
 
 


 
 
 
 
  
Clinical Study Protocol 
 
 
 
 
     
HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 44 of 91 
Study Evaluation 
1 Cycle = approx 21 days 
Screening 
On Treatment 
Safety follow up 
visit13 
Long-term 
Follow up14 
-28 days of 
registration 
-14 days of 
C1D1 
Day 1 
(± 3 days for 
Cycle ≥ 2)15 
30 days 
post last dose 
± 7 days 
± 14 days 
SPECIMEN COLLECTION 
Archival tumor tissue or screening biopsy9 
X9 
 
 
 
 
On Treatment Biopsy10 
 
 
X10 
 
 
Whole blood for germline testing11 
 
 
X11 
 
 
Whole Blood for Biomarkers and cfDNA11 
 
 
X11 
X11 
 
Stool for microbiome analysis12 
 
 
C1, C412 
X12 
 
FOLLOW UP 
Survival status 
 
 
 
 
X 
Subsequent therapy 
 
 
 
 
X 
 
Key to Footnotes  
1: Medical History to include: Diagnosis and staging to include pathology report and Tumor Node Metastasis (TNM) staging  
2: Examinations performed as standard of care prior to obtaining informed consent but within 28 days of registration may be used rather than 
repeating tests.  Vital signs to include temperature, heart rate, blood pressure, weight, and oxygen saturation and ECOG performance status.   
3: CMP includes a basic metabolic panel (BMP) and liver function tests (LFTs).  BMP will include sodium, potassium, chloride, CO2 
(bicarbonate), calcium, creatinine, blood urea nitrogen and glucose; LFTs will include AST, ALT, total bilirubin, alkaline phosphatase, total 
protein and albumin. Uric Acid and Lactate dehydrogenase will be checked at screening, and at every other cycle beginning with Cycle 2. 
4: Thyroid studies will be performed at screening before treatment initiation to include TSH, Free T4 and Free T3.  TSH should be checked 
subsequently every 3 cycles on therapy.  
5: Urinalysis (UA) and/or urine dipstick to estimate 24 hour urinary protein excretion is required at screening then prior to bevacizumab treatment 
on Day 1 of every cycle using an accepted conversion method as per institutional standard. Urine protein creatinine ratio or 24 hour urine should 
be collected for confirmation if UA or urine dipstick consistent with 2+ proteinuria or greater (see Section 6.2).   
6: Urine or serum βhCG, within 28 days prior to Cycle 1 Day 1 of treatment and only if clinically appropriate (WOCBP). If a urine test is done and 
it is positive or cannot be confirmed as negative, a serum pregnancy test will be required. 
7: All subjects must undergo HBV and HCV testing. HBV testing includes hepatitis B core antibody [HBc Ab] and hepatitis B surface antigen 
[HBsAg]. HCV testing includes HCV antibody, and if positive, an HCV RNA polymerase chain reaction (PCR). HIV testing is optional and at the 
site investigator’s discretion. 
8: All measurable and evaluable lesions should be assessed and documented at screening.  Tumor imaging will occur prior to the treatment Cycle 
that coincides with every 9 weeks for the first 12 months after C1D1 and then every 12 weeks thereafter while on study.  Tumor response 
assessment will be performed by the site investigator and will consist of evaluation by CT or MRI of chest and MRI or CT of abdomen and pelvis.  
Imaging selected for each subject should remain the same throughout the study. Bone scan will be obtained at baseline if any clinical or laboratory 
suspicion of metastatic bone involvement. If bone scan is positive at baseline for metastases, it will be included with tumor response assessments 


 
 
 
 
  
Clinical Study Protocol 
 
 
 
 
     
HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 45 of 91 
as noted above. CT of the head or MRI of brain should be performed at screening only to evaluate for the presence of brain metastases for all 
subjects.  Tumor imaging may take place within 7 days prior to the study visit. Subjects who discontinue from treatment for reasons other than 
disease progression (e.g., toxicity) will continue scheduled tumor assessments and document response in the eCRF until disease progression, 
withdrawal of consent, or death. Subjects who start a new anti-cancer therapy in the absence of disease progression should be followed according 
to the protocol schedule unless they withdraw consent. Site investigators may perform additional scans or more frequent assessments if clinically 
indicated.  
9: Fixed paraffin-embedded blocks and/or 25 unstained slides will be requested for all subjects.  Subjects with < 25 slides may be enrolled after 
discussion with the sponsor-investigator or co-investigator. Subjects who do not have archival specimen available must be willing to undergo 
tumor biopsy (core needle or excisional) during screening.  The tumor tissue specimens for analysis may be from primary or metastatic tumor 
specimen.  Subjects will be consented to optional storage of any remaining tumor samples after protocol-specified studies are complete. Stored 
samples will be reserved for future cancer-related research.  Archival tissue or a fresh biopsy is required. 
10: Subjects must be willing to undergo tumor biopsy on treatment, specifically between Cycle 1 and Cycle 2 of treatment if deemed safe and 
feasible by the site investigator.  Subjects will be consented to optional storage of any remaining tumor samples after protocol-specified studies are 
complete. Stored samples will be reserved for future cancer-related research. See Correlative Laboratory Manual (CLM) for additional details. The 
on treatment biopsy is required. 
11: Serial blood samples will be collected to support biomarker research (required). Whole blood will be collected for germline testing prior to 
treatment C1D1 only (required).  Serum and plasma will be collected from a whole blood sample and peripheral blood mononuclear cells will be 
isolated per instructions in the CLM.  Specific time points for collection prior to treatment: 1.) C1D1, 2.) C2D1 and 3.) Day 30 safety follow up 
visit.  See CLM for additional details re: collection and storage. 
12: Stool for microbiome analysis will be performed prior to treatment C1D1 and C4D1 (or safety visit whichever occurs first). Subjects will be 
provided a kit with detailed instructions regarding collection of the sample. The pre C1D1 sample may be collected any time after informed 
consent and prior to treatment C1D1. The pre C4D1 sample may be collected any time after completion of C3D1 treatment and prior to C4D1 
treatment. Please see the CLM for additional details. 
13: A safety follow-up visit should only occur when subjects permanently stop study therapy for whatever reason (toxicity, progression, or at 
discretion of site investigator) and should be performed 30 (±7 days) after the last dose of therapy. Subjects who have an ongoing Grade ≥ 2 or 
serious AE (SAE) at this visit will continue to be followed until the event is resolved to baseline or deemed irreversible or clinically insignificant 
by the site investigator, or start of new therapy. If radiology imaging was done within 4 week prior to safety follow up visit it does not need to be 
repeated. If radiology imaging is needed it may be done -7 days prior to the safety visit. 
14: Long-term follow up will occur every 3 months from the last dose of study therapy or until progression. Once disease progression is 
documented, subjects will enter a survival follow up period every 3 months for the first 2 years and then every 6 months thereafter up to 5 years 
from the time of treatment start. Follow up may be accomplished via clinic visit, phone call, or other avenues as appropriate. 
15: All labs (including urine) may be done up to 3 days prior to treatment.  ± 3 days is to allow some flexibility with study drug administration but 
lab work will be obtained at least 72 hours prior to treatment with each cycle.  
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 46 of 91 
8. 
BIOSPECIMEN PROCEDURES AND CORRELATIVE STUDIES 
 
8.1 
Overview of Correlative Studies 
Tissue and blood will be collected from all subjects enrolled in this study at time points 
described in the Study Calendar and CLM to test the following exploratory hypotheses.  
Additional investigational methods will be used to characterize and measure components of the 
immune response based upon the latest available technology at the time of analysis.  If tissue or 
funds are limited, assay priority will be determined at the time of analysis. 
 
Analysis of immune infiltrate will be performed using immunohistochemistry (IHC), 
immunofluorescence (IF), and computational approaches based upon RNA sequencing data. 
Immune regulatory molecules and populations of cells analyzed may include, but will not be 
limited to PD-L1, CD4, CD8, Tregs, B cells, macrophages, and dendritic cells and expression of 
biologically relevant/phenotypic markers thereof. We will perform high throughput DNA 
sequencing of the CDR3 region of the TCR beta chain in baseline tumors and pre- and post-
treatment peripheral blood. We will perform a whole blood flow cytometry based assay to 
determine the MDSC and Treg percentage in pre- and post-treatment blood samples. We will 
analyze tumor associated myeloid cells and T regulatory cells in the tumor using IHC, IF, and 
computational approaches based upon RNA sequencing data. We will measure serum cytokines 
and proangiogenic proteins in the blood. We will conduct HLA typing, RNA expression 
profiling, and whole exome tumor/normal DNA sequencing of tumors, both at baseline and 
following therapy with bevacizumab and atezolizumab. Plasma cell-free (cf) DNA sequencing 
may also be used. Using neoepitope prediction tools commonly used in the field, we will 
quantify the number of predicted neoepitopes at baseline and assess the degree of change while 
on therapy. Next, we may identify candidate neoepitopes for further analysis, and assess for 
peripheral antigen-specific T-cell expansion/activation using intracellular cytokine or MHC 
tetramer loaded with the putative neoepitope flow cytometry staining. Tumor associated 
antigens, such as cancer germline antigens, may be evaluated using IHC, IF, or computational 
approaches based upon RNA sequencing. 
 
8.2 
Correlative Immune Hypothesis 
 
8.2.1 Immune Hypothesis 1: Bevacizumab counteracts the immunosuppressive functions of 
VEGF and favorably alters the ratio of effector to suppressor immune cells, allowing for 
unopposed anti-PD-L1 mediated T-cell activation. 
 
8.2.2 Immune Hypothesis 2 
Bevacizumab induces cancer cell death, release of tumor-associated antigens (TAAs), dendritic 
cell maturation, antigen presentation, and activation of tumor-specific T-cell clones. 
 
8.2.3 Immune Hypothesis 3  
PD-L1 expression is dynamic, increases with inflammation, and may increase following therapy 
with bevacizumab. Thus, anti-PD-L1 may abrogate adaptive resistance. 
 
8.2.4 Immune Hypothesis 4  
There is a genetic basis for benefit from anti-PD-L1 blockade in bladder cancer. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 47 of 91 
8.3 
Microbiome Analysis 
• Collection of stool samples at baseline and on-treatment to perform metagenomic 
shotgun sequencing to characterize the microbial species present, targeted metabolomic 
assays, and bacterial culture.  These analyses will power discoveries in: 
o Immune set point: Evaluating the impact of gut microbial heterogeneity on the 
development of T-cell driven anti-tumor immune responses. 
o Efficacy: Evaluating the gut composition of microbial species and metabolites present 
at baseline and their impact on response to therapy.  
o Safety: Evaluating how immunotherapy alters the gut microbiome and to test whether 
particular alterations contribute to the development of immune-related adverse side 
events (e.g. immune-related colitis).  
 
8.4 
Collection of Blood  
Please refer to the Correlative Lab Manual (CLM) for additional information on collection, 
processing and shipping instructions. 
 
Serum and plasma will be collected from whole blood and peripheral blood mononuclear cells 
will be isolated per instructions in the CLM. Specific time points for collection prior to 
treatment: 1.) C1D1, 2.) C2D1 and 3.) Day 30 safety follow up visit.   
 
Biospecimens collected on this study will be used for the experiments/hypotheses described 
above, which are focused on determining mechanisms of response and resistance to 
immunotherapy with bevacizumab. 
 
Excess biospecimens not completely utilized in these experiments will be stored indefinitely at 
HCRN for future use in experiments focused on bladder cancer that are yet to be determined.  All 
specimens collected will maintain the assigned unique sequence ID of the corresponding patient.  
Deidentified samples may be shared with other research institutions.  The linking key will 
remain with the site investigator at each participating institution.  The storage of biospecimens 
for future cancer related research on this clinical trial is optional.  We anticipate using most of 
the blood/biopsy samples before the study completion. We believe that allowing for storage and 
usage of the remaining samples for future cancer related research is ethically justified and a 
preferred option to discarding these materials given the potential impact on improving clinical 
outcomes for patients with bladder cancer.  Patients will have the option to give permission for 
use of their samples in writing during informed consent. Patients may decide to withdraw their 
samples from storage or future use at any time after informed consent either verbally or in 
writing.   
 
8.5 
Collection of Tissue 
See CLM for additional information regarding collection, processing and shipping instructions 
 
8.5.1 Required Submission of Archival Tumor Tissue or Screening Biopsy 
 
Archival Tissue 
As indicated in the study calendar and in Section 8, fixed paraffin-embedded blocks and/or 25 
unstained slides will be requested from tumor specimen in all subjects during screening.  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 48 of 91 
Subjects with < 25 slides may be enrolled after discussion with the sponsor-investigator or co-
principal investigator.  
 
Screening Biopsy if Archival Tissue Not Available 
Subjects who do not have archival specimen available must be willing to undergo tumor biopsy 
(core needle or excisional) during screening.  The tumor tissue specimens for analysis may be 
from primary or metastatic tumor specimen.    
 
Submission of Unstained Slides for Proposed Biomarker Evaluations 
• Slides from FFPE-preserved archival tumor tissue or screening biopsy may be sent to 
Genentech or a Genentech designated 3rd party for staining of both baseline and post-
treatment PD-L1 staining, to assess for baseline reactivity, induced PD-L1 expression, and 
correlation with the immune cell infiltrate. 
• Slides from FFPE-preserved archival tumor tissue or screening biopsy will be sent to HCRN 
then shipped to MSKCC at a later date to undergo genomic analysis, immune expression 
profiling, and other interrogation to determine the mechanisms of response and resistance to 
therapy based on the latest available technology.  
 
8.5.2 On Treatment Biopsy 
All subjects must be willing to undergo tumor biopsy on treatment, specifically between Cycle 1 
and Cycle 2 of treatment if deemed safe and feasible by the site investigator. 
 
8.6 
Stool Microbiome analysis 
Stool for microbiome analysis will be performed prior to treatment C1D1 and C4D1 (or safety 
visit if the patient does not complete C4). Subjects will be provided a kit with detailed 
instructions regarding collection of the sample prior to the time point it is due. Please see the 
CLM for additional details. 
 
9. 
CRITERIA FOR DISEASE EVALUATION 
 
9.1 
Measurable Disease 
Measurable disease is defined as the presence of at least one measurable lesion. Measurable 
lesions are defined as those that can be accurately measured in at least one dimension (longest 
diameter to be recorded), as >10 mm with CT or MRI scan, or >10 mm with calipers by clinical 
exam. All tumor measurements must be recorded in millimeters (or decimal fractions of 
centimeters). 
 
9.1.1 Malignant Lymph Nodes 
To be considered pathologically enlarged and measurable, a lymph node must be >15 mm in 
short axis when assessed by CT scan (CT scan slice thickness recommended to be no greater 
than 5 mm). At baseline and in follow-up, only the short axis will be measured and followed. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 49 of 91 
9.2 
Non-measurable Lesions 
All other lesions (or sites of disease), including small lesions (longest diameter <10 mm or 
pathological lymph nodes with ≥ 10 to <15 mm short axis), are considered non-measurable 
disease. Bone lesions, leptomeningeal disease, ascites, pleural/pericardial effusions, lymphangitis 
cutis/pulmonitis, inflammatory breast disease, and abdominal masses (not followed by CT or 
MRI), are considered as non-measurable. 
 
NOTE:  Cystic lesions that meet the criteria for radiographically defined simple cysts should not 
be considered as malignant lesions (neither measurable nor non-measurable) since they are, by 
definition, simple cysts. ‘Cystic lesions’ thought to represent cystic metastases can be considered 
as measurable lesions, if they meet the definition of measurability described above. However, if 
non-cystic lesions are present in the same subject, these are preferred for selection as target 
lesions. 
 
9.3 
Target Lesions 
All measurable lesions up to a maximum of 2 lesions per organ and 5 lesions in total, 
representative of all involved organs, should be identified as target lesions and recorded and 
measured at baseline. Target lesions should be selected on the basis of their size (lesions with the 
longest diameter), be representative of all involved organs, but in addition should be those that 
lend themselves to reproducible repeated measurements. It may be the case that, on occasion, the 
largest lesion does not lend itself to reproducible measurement in which circumstance the next 
largest lesion which can be measured reproducibly should be selected. A sum of the diameters 
(longest for non-nodal lesions, short axis for nodal lesions) for all target lesions will be 
calculated and reported as the baseline sum diameters. If lymph nodes are to be included in the 
sum, then only the short axis is added into the sum. The baseline sum diameters will be used as 
reference to further characterize any objective tumor regression in the measurable dimension of 
the disease. 
 
9.4 
Non-target Lesions 
All other lesions (or sites of disease) including any measurable lesions over and above the 5 
target lesions should be identified as non-target lesions and should also be recorded at baseline. 
Measurements of these lesions are not required, but the presence, absence, or in rare cases 
unequivocal progression of each should be noted throughout follow-up. 
 
9.5 
Evaluation of Target Lesions 
NOTE: In addition to the information below, also see section 4.3.2 in the international criteria 
proposed by the Response Evaluation Criteria in Solid Tumors (RECIST) Committee, version 
1.1 (Eur J Cancer 45;2009:228-247) for special notes on the assessment of target lesions.  
 
Complete 
Response (CR) 
Disappearance of all target lesions. Any pathological lymph 
nodes (whether target or non-target) must have reduction in short 
axis to <10 mm. 
Partial Response 
(PR) 
At least a 30% decrease in the sum of the diameters of target 
lesions, taking as reference the baseline sum diameters 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 50 of 91 
Progressive 
Disease (PD) 
At least a 20% increase in the sum of the diameters of target 
lesions, taking as reference the smallest sum on study (this 
includes the baseline sum if that is the smallest on study). In 
addition to the relative increase of 20%, the sum must also 
demonstrate an absolute increase of at least 5 mm. (Note:  the 
appearance of one or more new lesions is also considered 
progression). 
Stable Disease 
(SD) 
Neither sufficient shrinkage to qualify for PR nor sufficient 
increase to qualify for PD, taking as reference the smallest sum 
diameters while on study 
 
9.6 
Evaluation of Non-Target Lesions 
Complete 
Response (CR) 
Disappearance of all non-target lesions and normalization of 
tumor marker level. All lymph nodes must be non-pathological 
in size (<10 mm short axis) 
 
Note:  If tumor markers are initially above the upper normal 
limit, they must normalize for a subject to be considered in 
complete clinical response. 
Non-CR/ 
Non-PD 
Persistence of one or more non-target lesion(s) and/or 
maintenance of tumor marker level above the normal limits 
Progressive 
Disease (PD) 
Appearance of one or more new lesions and/or unequivocal 
progression of existing non-target lesions. Unequivocal 
progression should not normally trump target lesion status. It 
must be representative of overall disease status change, not a 
single lesion increase. 
 
Although a clear progression of “non-target” lesions only is exceptional, the opinion of the site 
investigator should prevail in such circumstances, and the progression status should be 
confirmed at a later time by the sponsor investigator. 
 
9.7 
Evaluation of Best Overall Response 
Target Lesions 
Non-Target Lesions 
New Lesions 
Overall 
Response 
CR 
CR 
No 
CR 
CR 
Non-CR/ Non-PD 
No 
PR 
CR 
Not evaluated 
No 
PR 
PR 
Non-PD/ or not all 
evaluated 
No 
PR 
SD 
Non-PD or not all evaluated 
No 
SD 
Not all evaluated 
Non-PD 
No 
Non-evaluable 
PD 
Any 
Yes or No 
PD 
Any 
PD* 
Yes or No 
PD 
Any 
Any 
Yes 
PD 
*In exceptional circumstances, unequivocal progression in non-target lesions may be 
accepted as disease progression. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 51 of 91 
Subjects with a global deterioration of health status requiring discontinuation of treatment 
without objective evidence of disease progression at that time should be classified as having 
“symptomatic deterioration.” Every effort should be made to document the objective progression 
even after discontinuation of treatment. 
 
In some circumstances, it may be difficult to distinguish residual disease from normal tissue. 
When the evaluation of complete response depends on this determination, it is recommended that 
the residual lesion be investigated (fine needle aspirate/biopsy) to confirm the complete response 
status. 
 
9.8 
Definitions for Response Evaluation – RECIST 1.1 
 
First Documentation of Response 
The time between initiation of therapy and first documentation of PR or CR 
 
Confirmation of Response 
To be assigned a status of complete or partial response, changes in tumor measurements must be 
confirmed by repeat assessments performed no less than four weeks after the criteria for response 
are first met. 
 
Duration of Response 
Duration of overall response—the period measured from the time that measurement criteria are 
met for complete or partial response (whichever status is recorded first) until the date that 
recurrent or progressive disease is objectively documented (taking as reference for progressive 
disease the smallest measurements recorded since treatment started). 
 
Objective Response Rate  
The objective response rate is the proportion of all subjects with confirmed PR or CR according 
to RECIST 1.1, from the start of treatment until disease progression/recurrence (taking as 
reference for progressive disease the smallest measurements recorded since the start of 
treatment). 
 
Disease Control Rate 
The disease control rate is the proportion of all subjects with stable disease (SD) for 8 weeks, or 
partial response (PR), or complete response (CR) according to RECIST 1.1, from the start of 
treatment until disease progression/recurrence (taking as reference for progressive disease the 
smallest measurements recorded since the start of treatment). 
 
Time to Progression 
A measurement from the date of registration until the criteria for disease progression is met as 
defined by RECIST 1.1. Subjects who have not progressed or have died due to any cause will be 
right-censored at the date of the last disease evaluation or date of death. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 52 of 91 
Progression Free Survival 
A measurement from the date of registration until the criteria for disease progression is met as 
defined by RECIST 1.1 or death occurs. Subjects who have not progressed will be censored at 
the date of the last disease evaluation. 
 
Overall Survival 
Overall survival is defined by the date of treatment initiation to date of death from any cause. At 
the time of analysis, if a subject has not died, the subject will be censored on the date of last 
follow-up. 
 
10. 
STUDY DRUG INFORMATION 
Refer to Investigator’s Brochure (IB) and/or prescribing information for detailed information on 
toxicity associated with each drug.   
 
10.1 
Bevacizumab 
 
10.1.1 Supplier/How Supplied 
Bevacizumab is supplied by Roche/Genentech as a clear to slightly opalescent, sterile liquid 
ready for parenteral administration.  Each 400-mg (25 mg/mL) glass vial contains 16 mL of 
bevacizumab (25 mg/mL) with a vehicle consisting of sodium phosphate, trehalose, polysorbate 
20, and sterile water for injection (SWFI), USP.  Vials contain no preservative and are for single 
use only.  For further details, please see the bevacizumab investigator’s brochure.   
 
10.1.2 Dosage, Formulation and Administration 
Subjects will receive bevacizumab 15 mg/kg by intravenous infusion according to product label 
once every 21 days.  The bevacizumab dose will be based on the subject’s weight at baseline 
(cycle 1, day 1) and will remain the same throughout treatment on protocol unless there is a 
change in weight of ≥ 10%. 
 
Bevacizumab is manufactured by recombinant DNA technology, using a genetically engineered 
Chinese hamster ovary (CHO) cell line. The protein is purified from the cell culture medium by 
routine methods of column chromatography and filtration. The final product is tested for quality, 
identity, safety, purity, potency, strength, and excipient/chemical composition according to 
International Conference on Harmonisation (ICH) guidelines. The purity of bevacizumab is > 
95%. 
 
Bevacizumab may be supplied in 6-cc (100-mg) and 20-cc (400-mg) glass vials containing 4 mL 
or 16 mL of bevacizumab, respectively (all at 25 mg/mL). Vials contain bevacizumab with 
phosphate, trehalose, polysorbate 20, and sterile water for injection (SWFI). Vials contain no 
preservative and are suitable for single use only. For further details and molecule 
characterization, see the bevacizumab Investigator Brochure. 
 
Bevacizumab should be prepared using aseptic technique.  Withdraw the necessary amount of 
bevacizumab and dilute to the required administration volume with 0.9% Sodium Chloride 
Injection (normal saline), USP.  Administration will be as a continuous IV infusion.  
Anaphylaxis precautions should be observed during study drug administration.  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 53 of 91 
10.1.3 Storage and Stability 
Upon receipt of the study drug, vials are to be refrigerated at 2°C–8°C  
(36°F–46°F) and should remain refrigerated until just prior to use.  DO NOT FREEZE.  DO 
NOT SHAKE.  Keep vial in the outer carton due to light sensitivity.  
 
VIALS ARE FOR SINGLE USE ONLY.  Vials used for 1 subject may not be used for any other 
subject.  Chemical and physical in-use stability has been demonstrated for 48 hours at 2°C–30°C 
in 0.9% Sodium Chloride solution.  If not used immediately, in-use storage times and conditions 
are the responsibility of the user and would normally not be longer than 24 hours at 2°C–8°C, 
unless dilution has taken place in controlled and validated aseptic conditions.   
 
10.2 
Atezolizumab 
 
10.2.1 Supplier/How Supplied 
Atezolizumab will be supplied by the Roche/Genentech.  The atezolizumab Drug Product is 
provided in a single-use, 20-mL USP/Ph. Eur. Type 1 glass vial as a colorless-to-slightly yellow, 
sterile, preservative-free, clear liquid solution intended for IV administration. The vial is 
designed to deliver 20 mL (1200 mg) of atezolizumab solution but may contain more than the 
stated volume to enable delivery of the entire 20 mL volume.  
 
10.2.2 Dosage, Formulation and Administration 
The dose level of atezolizumab in this study is 1200 mg administered by IV infusion every 21 
days. No dilution of the vial contents is required. 
 
The atezolizumab Drug Product is provided in a single-use, 20-mL USP/Ph. Eur. Type 1 glass 
vial as a colorless-to-slightly yellow, sterile, preservative-free, clear liquid solution intended for 
IV administration. The vial is designed to deliver 20 mL (1200 mg) of atezolizumab solution but 
may contain more than the stated volume to enable delivery of the entire 20 mL volume.  
 
The atezolizumab Drug Product is formulated as 60 mg/mL MPDL3280A in 20 mM histidine 
acetate, 120 mM sucrose, 0.04% polysorbate 20, pH 5.8. 
 
For further details regarding drug preparation, storage, and administration, see the atezolizumab 
IB.  
 
Any overdose or incorrect administration of study drug should be noted on the electronic Case 
Report Form (eCRF). Adverse events associated with an overdose or incorrect administration of 
study drug should be recorded on the Adverse Event eCRF. 
 
10.2.3 Storage and Stability 
Atezolizumab must be refrigerated at 2°C−8°C (36°F−46°F) upon receipt until use atezolizumab 
vials should not be used beyond the expiration date provided by the manufacturer. No 
preservative is used in the atezolizumab drug product; therefore, each vial is intended for single 
use only. Vial contents should not be frozen or shaken and should be protected from direct 
sunlight. 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 54 of 91 
10.2.4 Investigational Medicinal Product Accountability and Disposal 
All investigational medicinal products (IMPs) required for the completion of this study 
(atezolizumab and bevacizumab) will be provided by the drug manufacturer (Roche/Genentech) 
via a third party distributer.  The investigational site will acknowledge receipt of atezolizumab 
and bevacizumab and confirm shipment content and condition.  Any damaged shipments will be 
replaced.  
 
IMPs will either be disposed of at the study site according to the study site’s institutional 
standard operating procedure or returned with the appropriate documentation.  The site’s method 
of IMP destruction must be agreed upon by HCRN.  The site must obtain written authorization 
from HCRN before any IMP is destroyed and IMP destruction must be documented on the 
appropriate form.  
 
Accurate records of all IMPs received at, dispensed from, returned to and disposed of by the 
study site should be recorded on the Drug Inventory Log.  
 
10.2.5 Dispensing 
Both investigational products used in this study will be provided by the drug manufacturer.  
Atezolizumab and bevacizumab must be dispensed only from official study sites and to eligible 
subjects under the supervision of the site investigator. Atezolizumab and bevacizumab should be 
stored in a secure area according to local regulations. It is the responsibility of the site 
investigator to ensure that study drug is only dispensed to subjects.   
 
10.3 
Adverse Events of Bevacizumab and Atezolizumab 
Please refer to the Investigator Brochures for atezolizumab and bevacizumab for a detailed 
summary of adverse events previously reported with these agents. 
 
11. 
ADVERSE EVENTS 
The descriptions and grading scales found in the NCI CTCAE v4 will be utilized for AE 
assessment. A copy of the CTCAE v4 can be downloaded from the CTEP website at 
http://ctep.cancer.gov. All forms for AE/SAE recording and reporting can be found in the Study 
Procedure Manual or in the EDC system (Documents and Information Tab). 
 
11.1 
Definitions 
 
11.1.1 Adverse Event (AE) 
An AE is any unfavorable and unintended medical occurrence during the course of the study 
whether or not considered related to the study therapy. The following are examples of AEs:  
• A sign (including an abnormal laboratory finding) or symptom 
• A disease temporally associated with participation in an investigational study 
• An intercurrent illness or injury that impairs the well-being of the subject 
• AEs not previously observed in the subject that emerge during the protocol-specified AE 
reporting period, including signs or symptoms associated with urothelial carcinoma that 
were not present prior to the AE reporting period. 
• Complications that occur as a result of protocol-mandated interventions (e.g., invasive 
procedures such as cardiac catheterizations) 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 55 of 91 
• If applicable, AEs that occur prior to assignment of study treatment associated with 
medication washout, no treatment run-in, or other protocol-mandated intervention. 
• Preexisting medical conditions (other than the condition being studied) judged by the 
investigator to have worsened in severity or frequency or changed in character during the 
protocol-specified AE reporting period. 
 
Hospitalization for elective surgery or routine clinical procedures that are not the result of an AE 
(e.g., surgical insertion of central line) should not be recorded as an AE. Disease progression 
should not be recorded as an AE, unless it is attributable by the site investigator to the study 
therapy. 
11.1.2 Adverse Events of Special Interest for Bevacizumab and Atezolizumab 
 
• Cases of potential drug-induced liver injury that include an elevated ALT or AST in 
combination with either an elevated bilirubin or clinical jaundice, as defined by Hy's Law 
and based on the following observations: 
o Treatment-emergent ALT or AST > 3 x ULN (or > 3 x baseline value in disease 
states where LFTs may be elevated at baseline) in combination with total bilirubin > 2 
x ULN (of which ≥ 35% is direct bilirubin) 
o Treatment-emergent ALT or AST > 3 x ULN (or > 3 x baseline value in disease 
states where LFTs may be elevated at baseline) in combination with clinical jaundice 
• Suspected transmission of an infectious agent by the study treatment, as defined below 
o Any organism, virus, or infectious particle (e.g., prion protein transmitting 
transmissible spongiform encephalopathy), pathogenic or non-pathogenic, is 
considered an infectious agent.  A transmission of an infectious agent may be 
suspected from clinical symptoms or laboratory findings that indicate an infection in a 
patient exposed to a medicinal product.  This term applies only when a contamination 
of study treatment is suspected. 
 
AEs of Special Interest (AESI) for bevacizumab are defined as: 
• Hypertension Grade ≥ 3 
• Proteinuria Grade ≥ 3 
• GI perforation, abscesses and fistulae (any grade) 
• Wound healing complications Grade ≥ 3 
• Hemorrhage Grade ≥ 3 (any grade CNS bleeding; Grade ≥ 2 hemoptysis) 
• Arterial thromboembolic events (any grade) 
• Venous thromboembolic events Grade ≥ 3 
• PRES (or RPLS; any grade) 
• CHF Grade ≥ 3 
• Non-GI fistula or abscess Grade ≥ 2 
 
AEs of special interest for Atezolizumab include the following: 
• Pneumonitis 
• Colitis 
• Endocrinopathies: Diabetes mellitus, pancreatitis, adrenal insufficiency, hyperthyroidism 
and hypophysitis 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 56 of 91 
• Hepatitis including AST/ALT > 10x ULN 
• Systemic Lupus Erythematosus 
• Neurological disorders: Guillian-Barre Syndrome, Myasthenia Gravis, or myasthenic 
syndrome, and Meningoencephalitis 
• Nephritis 
• Events suggestive of hypersensitivity, cytokine release syndrome, influenza like illness, 
macrophage activating syndrome and hemophagocytic lymphohistiocytosis   
• Ocular toxicities (uveitis, retinitis, optic neuritis) 
• Myositis 
• Myopathies, including rhabdomyolysis 
• Grade > 2 cardiac disorders (e.g. atrial fibrillation, myocarditis, and pericarditis) 
• Vasculitis 
• Autoimmune hemolytic anemia 
• Severe cutaneous reactions (e.g. Stevens-Johnson Syndrome, dermatitis bullous, toxic 
epidermal necrolysis) 
 
11.1.3 Serious Adverse Event (SAE) 
An SAE is any untoward medical occurrence that: 
• Results in death. NOTE: Death due to disease progression should not be reported as a 
SAE, unless it is attributable by the site investigator to the study drug(s) 
• Is life-threatening (defined as an event in which the subject was at risk of death at the 
time of the event; it does not refer to an event which hypothetically might have caused 
death if it were more severe) 
• Requires inpatient hospitalization for >24 hours or prolongation of existing 
hospitalization. NOTE: Hospitalization for anticipated or protocol specified procedures 
such as administration of chemotherapy, central line insertion, metastasis interventional 
therapy, resection of primary tumor, or elective surgery, will not be considered serious 
adverse events. 
• Results in persistent or significant disability/incapacity 
• Is a congenital anomaly or birth defect 
• Is an important medical event (defined as a medical event(s) that may not be immediately 
life-threatening or result in death or hospitalization but, based upon appropriate medical 
and scientific judgment, may jeopardize the subject or may require intervention (e.g., 
medical, surgical) to prevent one of the other serious outcomes listed in the definition 
above). Examples of such events include, but are not limited to, intensive treatment in an 
emergency room or at home for allergic bronchospasm; blood dyscrasias or convulsions 
not resulting in hospitalization; or the development of drug dependency or drug abuse. 
 
11.1.4 Unexpected Adverse Event 
For this study, an AE is considered unexpected when it varies in nature, intensity or frequency 
from information provided in the current IB, prescribing information or when it is not included in 
the informed consent document as a potential risk. Unexpected also refers to AEs that are 
mentioned in the IB as occurring with a class of drugs or are anticipated from the 
pharmacological properties of the drug, but are not specifically mentioned as occurring with the 
particular drug under investigation.   


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 57 of 91 
11.1.5 Relatedness 
AEs will be categorized according to the likelihood that they are related to the study drug(s). 
Specifically, they will be categorized using the following terms:  
 
Unrelated 
The Adverse Event is clearly not related to the drug(s)  
Unlikely 
The Adverse Event is doubtfully related to the drug(s)  
Possible 
The Adverse Event may be related to the drug(s)  
Probable 
The Adverse Event is likely related to the drug(s)  
Definite 
The Adverse Event is clearly related to the drug(s)  
 
To ensure consistency of AE and SAE causality assessments, investigators should apply the 
following general guideline: 
 
Yes 
There is a plausible temporal relationship between the onset of the AE and administration of the 
atezolizumab and/or bevacizumab and the AE cannot be readily explained by the subject’s 
clinical state, intercurrent illness, or concomitant therapies; and/or the AE follows a known 
pattern of response to the atezolizumab and/or bevacizumab or with similar treatments; and/or 
the AE abates or resolves upon discontinuation of the atezolizumab and/or bevacizumab or dose 
reduction and, if applicable, reappears upon re- challenge. 
 
No 
Evidence exists that the AE has an etiology other than the atezolizumab and/or bevacizumab 
(e.g., preexisting medical condition, underlying disease, intercurrent illness, or concomitant 
medication); and/or the AE has no plausible temporal relationship to atezolizumab and/or 
bevacizumab administration (e.g., cancer diagnosed 2 days after first dose of study drug). 
 
For patients receiving combination therapy, causality will be assessed individually for each 
protocol-mandated therapy. 
 
11.2 
Reporting 
 
11.2.1 Adverse Events  
• AEs will be recorded from time of informed consent until 30 days after treatment 
discontinuation.  
• AEs will be recorded regardless of whether or not they are considered related to the study 
drug(s).   
• AEs considered related to study drug(s) will be followed until resolution to ≤ Grade 1 or 
baseline, deemed clinically insignificant, and/or until a new anti-cancer treatment starts, 
whichever is earlier. 
 
11.2.2 Site Requirements for Reporting SAEs and AEs of Special Interest (AESI) to HCRN 
• SAEs caused by a protocol-mandated intervention occurring after informed consent but 
prior to initiation of study therapy will be reported (e.g. SAEs related to invasive 
procedures such as biopsies or medication washout). 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 58 of 91 
• SAEs related and unrelated to the study therapy and AESIs that occur on or after 
initiation of study therapy until 30 days after last dose of study therapy will be reported 
within 1 business day of discovery of the event.   
• All SAEs and AESIs will be followed until resolution to ≤ Grade 1 or baseline and/or 
deemed clinically insignificant and/or until a new anti-cancer treatment starts, whichever 
occurs first. 
• SAEs occurring after discontinuation of study drugs if attributed to prior atezolizumab or 
bevacizumab exposure. 
• For any pregnancy in a female subject or a female partner of a male subject while 
receiving the study drug or within 5 months after the last dose of atezolizumab or within 
6 months after the last dose of bevacizumab, the site investigator will report the 
pregnancy within 1 business day of discovery and follow the female subject until 
completion of the pregnancy.  Outcome of the pregnancy (either normal or abnormal 
outcome) must be documented in the medical record and a Pregnancy Form completed. If 
the outcome of the pregnancy was abnormal (e.g., spontaneous or therapeutic abortion), 
the site investigator should report the abnormal outcome as an AE. If the abnormal 
outcome meets any of the serious criteria as outlined above, it must be reported as an 
SAE.   
 
The completed SAE Submission Form must be sent to HCRN electronically to 
safety@hoosiercancer.org. The site investigator is responsible for informing the IRB and/or other 
local regulatory bodies as per local requirements.  
 
The original copy of the SAE Submission Form and the email correspondence must be kept 
within the study file at the study site. 
 
Follow-up information should be submitted to HCRN electronically to safety@hoosiercancer.org 
using a SAE Submission Form stating that this is a follow-up to the previously reported SAE and 
providing the follow-up number if appropriate.  Each re-occurrence, complication, or progression 
of the original event should be reported as a follow-up to that event regardless of when it occurs. 
The follow-up information should describe whether the event has resolved or continues, if and 
how it was treated and whether the subject continued or withdrew from study participation. 
 
11.2.3 HCRN Requirements for Reporting SAEs, Pregnancy and AESIs to 
Roche/Genentech 
HCRN will report ALL SAEs, Pregnancies, and AESIs, special situation reports and product 
complaints (with or without AE) that occur after the subject has been exposed to the study drug, 
to Roche/Genentech within 1 business day of receipt of the SAE Submission Form from a site. 
Follow-up information will be provided to Roche/Genentech as it is received from site.  
 
Single Case Reports To Genentech/Roche:  
Central Operations Mailbox: usds_aereporting-d@gene.com 
Fax: 650-238-6067 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 59 of 91 
11.3 
Sponsor-Investigator Responsibilities  
HCRN will send a SAE summary to the sponsor-investigator within 1 business day of receipt of 
SAE Submission Form from a site.  The sponsor-investigator will promptly review the SAE 
summary and assess for expectedness and relatedness.   
 
11.4 
HCRN Responsibilities to FDA 
HCRN will manage the Investigational New Drug Application (IND) associated with this 
protocol on behalf of the sponsor-investigator. HCRN will cross-reference this submission to the 
Roche/Genentech’s parent IND at the time of submission. Additionally, HCRN will submit a 
copy of the annual FDA safety report to Roche/Genentech as soon as reasonably possible after 
completion. 
 
11.5 
IND Safety Reports Unrelated to this Trial 
Genentech/Roche will provide HCRN with any IND safety reports from external studies that 
involve the study drug(s) per their guidelines.  IND safety reports should be sent electronically to 
safety@hoosiercancer.org.  HCRN will forward safety reports to the sponsor-investigator who 
will review these reports and determine if revisions are needed to the protocol or consent.  
 
HCRN will forward these reports to participating sites within 1 business day of receiving the 
sponsor-investigator’s review.  Based on the sponsor-investigator’s review, applicable changes 
will be made to the protocol and informed consent document (if required).  All IND safety 
reports will also be made available to sites via the EDC system.    
 
Upon receipt from HCRN, site investigators (or designees) are responsible for submitting these 
safety reports to their respective IRBs, as per their IRB policies. 
 
12. 
STATISTICAL METHODS 
 
12.1 
Study Design 
In July 2018, this study was modified from its original design of a randomized study of 
atezolizumab with or without bevacizumab to the current single arm design of atezolizumab in 
combination with bevacizumab.  The study was amended due to a safety alert issued by the FDA 
in May 2018 identifying shorter survival for PD-L1 low/negative patients with advanced 
urothelial cancer treated with first line atezolizumab compared to platinum-based chemotherapy 
in a separate phase III trial (IMVigor 130).  In July 2018, the FDA issued a change in the 
prescriber label for atezolizumab, limiting use in first-line cisplatin-ineligible advanced 
urothelial cancer to PD-L1 positive patients or to those who are ineligible for any chemotherapy.  
 
Given concerns for shorter survival for single agent use in PD-L1 low/negative patients in this 
population, the study was modified to a single arm design of atezolizumab combined with 
bevacizumab.  Subjects enrolled into this study will be treated with atezolizumab 1200 mg IV 
and bevacizumab 15 mg/kg IV on day 1 of an every 21 day cycle until unacceptable toxicity or 
RECIST v1.1 defined disease progression.   
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 60 of 91 
12.2 
Objectives 
 
12.2.1 Primary Objective 
• Overall survival (OS) rate will be assessed at 1 year.   
 
12.2.2 Secondary Objectives 
• Objective Response Rate (ORR) (defined in section 9) 
• Duration of Response (DoR) (defined in section 9) 
• Disease Control Rate (ORR + SD) (defined in section 9)  
• Progression-Free Survival (PFS) (defined in section 9) 
• Safety and Toxicity by CTCAE v4 
 
12.3 
Sample Size and Accrual 
This is a single arm clinical trial with 1 year OS (overall survival) as a binary endpoint. We 
assume 57% 1 year OS null rate based on OS observed in a phase II trial of atezolizumab as first-
line therapy in cisplatin-ineligible metastatic urothelial cancer patients (IMvigor 210 Cohort 1)54 
and 72% as desirable 1 year OS rate. We will accrue 70 patients to treatment with atezolizumab 
and bevacizumab on this study. If 46 patients or more are alive at 1 year, the treatment will be 
deemed promising. This design has 10% one-sided type 1 error and 90% power.  
 
12.4 
Assessment of Safety 
All subjects enrolled and who receive at least 1 dose of study treatment will be followed for 
safety and toxicity.  National Cancer Institute (NCI) Common Terminology Criteria for Adverse 
Events (CTCAE)) v4 will be used to assess and monitor safety on this study.  Please see the 
Study Calendar in section 8.0 for the schedule of safety/toxicity assessment. 
 
12.5 
Assessment of Efficacy 
All subjects enrolled to this study, regardless of whether study treatment is received will be 
followed for the primary endpoint of survival and secondary endpoints with an intent-to-treat 
analysis.   
 
12.6 
Data Analysis Plans 
 
12.6.1 Analysis Plans for Primary Objective 
The study will accrue 70 patients to atezolizumab and bevacizumab therapy and the primary 
endpoint will be 1 year overall survival, where 57% 1 year OS is considered the null rate, and 
72% 1 year OS as desirable rate considered promising for further study. If 46 or more patients 
are alive at 1 year, the study will have met its primary endpoint and the treatment will be deemed 
promising. This design has 10% type 1 error and 90% power. 
 
The primary endpoint will be analyzed as a binary endpoint when all alive patients have at least 
1 year of follow-up.  
 
As a secondary analysis overall survival will be analyzed as a time to event endpoint using the 
Kaplan Meier method. Overall survival will be defined as the time from treatment initiation until 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 61 of 91 
death by any cause. At the time of analysis, if a subject has not died, the subject will be censored 
on the date of last follow-up.  
 
12.6.2 Analysis Plans for Secondary Objectives 
 
Objective Response Rate (ORR) 
Objective response rate is defined as the proportion of subjects achieving either partial response 
or complete response by RECIST v1.1.   
 
ORR will be reported as an estimate using binomial proportions with 95% confidence intervals.  
 
Duration of Response (DoR) 
Duration of response is defined as the period measured from the time that measurement criteria 
are met for complete or partial response (whichever status is recorded first) until the date that 
recurrent or progressive disease is objectively documented (taking as reference for progressive 
disease the smallest measurements recorded since treatment started) by RECIST v1.1.   
 
DoR will be reported as an estimate of the median with range.  
 
Disease Control Rate (ORR + SD) for both treatment arms 
The disease control rate is the proportion of all subjects with stable disease (SD) or partial 
response (PR), or complete response (CR) according to RECIST 1.1, from the start of treatment 
until disease progression/recurrence (taking as reference for progressive disease the smallest 
measurements recorded since the start of treatment). 
 
Disease control rate will be reported as an estimate using binomial proportions with 95% 
confidence intervals. 
 
Progression-Free Survival (PFS) 
Progression-Free survival will be defined as the time from the date of registration until the 
criteria for disease progression is met as defined by RECIST 1.1 or death occurs. Subjects who 
have not progressed nor died at the time of last follow up will be censored at the date of the last 
disease evaluation.  
 
PFS will be analyzed using the Kaplan Meier method and reported as an estimate of the median 
and rate at 1 year with 95% confidence intervals. 
 
Safety and Toxicity by CTCAE v4 
Safety and toxicity will be compiled and reported in tabular format by the nature, frequency and 
severity of toxicities as well as relationship to study treatment.   
 
12.6.3 Analysis Plans for Exploratory Objectives 
Listed in Section 8.2 and 8.3 respectively are immune related hypotheses for tissue/blood and 
microbiome analyses and the plan for exploratory analyses. For tissue/blood-based analysis, 
additional or different investigational methods will be used to characterize and measure 
components of the immune response based upon the latest available technology at the time of 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 62 of 91 
analysis. Left-over specimens may be stored for future cancer related studies. If tissue 
availability or funding is limited, assay priority will be determined at the investigators discretion.   
 
The exploratory hypotheses listed in section 8.2 are hypothesis generating.  As such, all four of 
the exploratory analyses will be descriptive and graphical in nature.  To test the associations 
between clinical outcomes and biomarkers we will use Fisher’s exact or Wilcoxon rank sum tests 
for binary or continuous variables, respectively. 
 
For exploratory associations between microbiome composition and outcomes to immunotherapy 
treatment on this study, stool samples will be collected at baseline and on-treatment to perform 
metagenomic shotgun sequencing to characterize the microbial species present, targeted 
metabolomic assays, and bacterial culture.  These analyses will power discoveries evaluating the 
impact of the microbiome on the host immune set point, treatment efficacy and treatment safety.  
As these analyses are exploratory in nature, descriptive statistics will be used.  
 
13. 
TRIAL MANAGEMENT 
 
13.1 
Data and Safety Monitoring Plan (DSMP) 
This investigator-initiated study will be monitored by the Data Safety Monitoring Committee 
(DSMC) of the New York University (NYU) Perlmutter Cancer Center (PCC). The DSMC 
operates based on the 2011 National Cancer Institute approved Charter.  It is an existing and 
multidisciplinary committee (consisting of clinical investigators/oncologists, biostatisticians, 
nurses, and research administration staff knowledgeable of research methodology and design and 
in proper conduct of clinical trials) that is responsible for monitoring safety, conduct and 
compliance in accordance with protocol data monitoring plans for clinical trials conducted in the 
NYULMC Perlmutter Cancer Center that are not monitored by another institution or agency. The 
DSMC reports to the Director of the NYULMC PCC. 
 
Per the NYU PCC Institutional Data Safety and Monitoring Plan, this phase II trial will be 
monitored by DSMC semi-annually (from the date the first patient is enrolled) and at the 
completion of the study prior to study closure. This review includes accrual data, subject 
demographics and adverse events.  Additional reviews may be scheduled based on SAE reports, 
investigator identified issues, external information, etc.  
 
HCRN oversight activities include: 
• Review all adverse events requiring expedited reporting as defined in the protocol 
• Provide trial accrual progress, safety information and data summary reports to the 
sponsor-investigator (Arjun Balar MD) and NYU Perlmutter Cancer Center DSMC 
 
Documentation of DSMC reviews will be provided to sponsor-investigator and HCRN.  Issues of 
immediate concern by the DSMC will be brought to the attention of the sponsor-investigator and 
other regulatory bodies as appropriate.  The sponsor-investigator will work with HCRN to 
address the DSMC’s concerns.   
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 63 of 91 
13.1.1 Study Monitoring Plan 
This study will be monitored according to the monitoring plan detailed below.  The site 
investigator will allocate adequate time for such monitoring activities.  The site investigator will 
also ensure that the monitor or other compliance or quality assurance reviewer is given access to 
all the above noted study-related documents and study related facilities (e.g. pharmacy, 
diagnostic laboratory, etc.), and has adequate space to conduct the monitoring visit. At each visit, 
the monitor will review various aspects of the trial including, but not limited to:  compliance 
with the protocol and study manual and with the principles of Good Clinical Practice; completion 
of case report forms; source data verification; study drug accountability and storage; facilities 
and staff. 
 
Monitoring visits to the trial sites may be made periodically during the trial to ensure key aspects 
of the protocol are followed. For cause audits may be performed as necessary. Selected source 
documents will be reviewed for verification of agreement with data entered into the EDC system.  
It is important for the site investigator and their relevant personnel to be available for a sufficient 
amount of time during the monitoring visits or audit, if applicable. The site investigator and 
institution guarantee access to source documents by HCRN or its designee. 
 
During scheduled monitoring visits, the site investigator and the investigational site staff must be 
available in order to discuss the progress of the trial, make necessary corrections to case report 
form entries, respond to data clarification requests and respond to any other trial-related inquiries 
of the monitor. Any queries identified through this review will be managed within the systems 
established for query resolution and tracking. Inquiries related to study conduct, which require 
further information or action will be discussed within the study team for appropriate and 
documented escalation plans. It is expected that response to data clarification requests and other 
trial-related inquiries will occur throughout the course of the study through regular 
communication with the HCRN study team and review/entry of data into the electronic study 
database. 
 
At any time during the course of the study, representatives of the FDA and/or local regulatory 
agencies may review the conduct or results of the study at the investigational site. The site 
investigator must promptly inform HCRN of any audit requests by health authorities, and HCRN 
will provide Roche/Genentech with the results of any such audits and with copies of any 
regulatory documents related to such audits. 
 
In accordance with HIPAA and associated privacy regulations, a patient’s authorization to use 
personal identifiable health information may be required from each patient before 
commencement of research activities. This authorization document must clearly specify what 
parties will have access to a patient’s personal health information, for what purpose and for what 
duration. 
 
13.2 
Data Quality Oversight Activities 
Remote validation of EDC system data will be completed on a continual basis throughout the life 
cycle of the study.  Automated edit check listings will be used to generate queries in the EDC 
system and transmitted to the site to address in a timely fashion.  Corrections will be made by the 
study site personnel.  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 64 of 91 
 
The trial site may also be subject to quality assurance audit by Genentech or its designee as well 
as inspection by appropriate regulatory agencies. 
 
13.3 
Amendments 
If it is necessary for the study protocol to be amended and/or the informed consent revised, the 
amendment or a new version of the study protocol (amended protocol) and/or the revised 
informed consent will be generated by HCRN and must be approved by the sponsor-investigator, 
Genentech/Roche (if required by the contract), the FDA (if applicable), and each site’s IRB.  
 
The site investigator is responsible for the distribution of these documents to his or her IRB, and 
to the staff at his or her center. 
 
13.4 
Compliance with Trial Registration and Results Posting Requirements 
Under the terms of the Food and Drug Administration Modernization Act (FDAMA) and the 
Food and Drug Administration Amendments Act (FDAAA), the sponsor-investigator of the trial 
is solely responsible for determining whether the trial and its results are subject to the 
requirements for submission to the Clinical Trials Data Bank, http://www.clinicaltrials.gov. The 
sponsor-investigator has delegated responsibility to HCRN for registering the trial and posting 
the results on clinicaltrials.gov. Information posted will allow subjects to identify potentially 
appropriate trials for their disease conditions and pursue participation by calling a central contact 
number for further information on appropriate trial locations and study site contact information. 
 
14. 
DATA HANDLING AND RECORD KEEPING 
 
14.1 
Data Management 
HCRN will serve as the Clinical Research Organization for this trial. Data will be collected 
through a web based clinical research platform, a system compliant with Good Clinical Practices 
and Federal Rules and Regulations.  HCRN personnel will coordinate and manage data for 
quality control assurance and integrity. All data will be collected and entered into the EDC 
system by study site personnel from participating institutions.   
 
14.2 
Case Report Forms and Submission 
Generally, clinical data will be electronically captured in the EDC system and correlative results 
will be captured in the EDC system or other secure database(s). If procedures on the study 
calendar are performed for standard of care, at minimum, that data will be captured in the source 
document. Select standard of care data will also be captured in the EDC system, according to 
study-specific objectives.  
 
The completed dataset is the sole property of sponsor-investigator’s institution and should not be 
exported to third parties, except for authorized representatives of appropriate Health/Regulatory 
Authorities, without written permission from the sponsor-investigator and HCRN. 
 
14.2.1 Source Documents 
Source data is all information, original records of clinical findings, observations, or other 
activities in a clinical trial necessary for the reconstruction and evaluation of the trial.  Source 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 65 of 91 
data are contained in source documents.  Source documentation refers to original records of 
observations, clinical findings, and evaluations that are subsequently recorded as data.  Source 
documentation should be consistent with data entered into the EDC system.  Relevant source 
documentation to be reviewed by the DSMC throughout the study includes: 
1.  Baseline measures to assess pre-protocol disease status 
2.  Concurrent medications 
3.  Treatment records 
4.  Adverse events 
 
14.3 
Record Retention 
To enable evaluations and/or audits from Health Authorities/HCRN, the site investigator agrees 
to keep records, including the identity of all subjects (sufficient information to link records; e.g., 
hospital records), all original signed informed consent forms, copies of all source documents, and 
detailed records of drug disposition. All source documents are to remain in the subject’s file and 
retained by the site investigator in compliance with the site contract with HCRN.  No records 
will be destroyed until HCRN confirms destruction is permitted. 
 
14.4 
Confidentiality 
There is a slight risk of loss of confidentiality of subject information. All records identifying the 
subjects will be kept confidential and, to the extent permitted by the applicable laws and/or 
regulations, will not be made publicly available. All study personnel have passed human subject 
protection courses.  Information collected will be maintained on secure, password protected 
electronic systems. Paper files that contain personal information will be kept in locked and 
secure locations only accessible to the study site personnel.  
 
Samples that are collected will be identified by a subject’s study number assigned at the time of 
registration to the trial. Any material issued to collaborating researchers will be anonymized and 
only identified by the subject’s study number.   
 
Subjects will be informed in writing that some organizations including the sponsor-investigator 
and his/her research associates, HCRN, Genentech/Roche, IRB, or government agencies, like the 
FDA, may inspect their medical records to verify the information collected, and that all personal 
information made available for inspection will be handled in strictest confidence and in 
accordance with local data protection laws. 
 
If the results of the study are published, the subject’s identity will remain confidential. 
 
15. 
ETHICS 
 
15.1 
Institutional Review Board (IRB) Approval 
The final study protocol and the final version of the informed consent form must be approved in 
writing by an IRB. The site investigator must submit written approval by the IRB to HCRN 
before he or she can enroll subjects into the study.   
 
The site investigator is responsible for informing the IRB of any amendment to the protocol in 
accordance with local requirements. In addition, the IRB must approve all advertising used to 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 66 of 91 
recruit subjects for the study. The protocol must be re-approved by the IRB, as local regulations 
require.  
 
Progress reports and notifications of serious and unexpected adverse events will be provided to 
the IRB according to local regulations and guidelines. 
 
15.2 
Ethical Conduct of the Study 
The study will be performed in accordance with ethical principles originating from the 
Declaration of Helsinki. Conduct of the study will be in compliance with ICH Good Clinical 
Practice, and with all applicable federal (including 21 CFR parts 56 & 50), state, or local laws. 
 
15.3 
Informed Consent Process 
Consent will be obtained only by a site investigator who has completed requisite training for 
human subject research.  The site investigator will ensure the subject is given full and adequate 
oral and written information about the nature, purpose, possible risks and benefits of the study. 
The patient should be given the opportunity to ask questions and allowed time to consider the 
information provided.  Questions will be answered by a site investigator, or qualified research 
study team member all of whom have completed requisite training for human subject research.  
Site investigators will review the informed consent form with patients and address any questions 
or concerns prior to obtaining written informed consent for participation.  Site investigators will 
stress that participation in the study is completely voluntary and will not affect the care patients 
receive or result in any loss of benefits to which patients are otherwise entitled.   
 
This informed consent should be given by means of standard written statement, written in non-
technical language.  No patient can enter the study before his/her informed consent has been 
obtained.  The informed consent form is considered to be part of the protocol, and must be 
submitted by the investigator with it for IRB approval. 
 
All patients will be required to sign a written informed consent prior to being registered on this 
study.  Every effort will be made to answer questions raised by patients and their families or 
advocates regarding the protocol and alternative therapies prior to asking a patient to sign the 
consent form.   
 
15.3.1 Documentation of Consent 
The sponsor-investigator or IRB approved site investigator will be responsible for documentation 
in the medical record that consent has been obtained from all participants. A signed copy of the 
consent form will be given to each participant and the original signed consent forms will be 
stored in the subject’s chart. 
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 67 of 91 
16. 
REFERENCES 
 
1. Siegel RL, Miller KD, Jemal A. Cancer statistics, 2015. CA Cancer J Clin. 2015;65: 5-29. 
2. von der Maase H, Sengelov L, Roberts JT, et al. Long-term survival results of a randomized 
trial comparing gemcitabine plus cisplatin, with methotrexate, vinblastine, doxorubicin, plus 
cisplatin in patients with bladder cancer. J Clin Oncol. 2005;23: 4602-4608. 
3. Dash A, Galsky MD, Vickers AJ, et al. Impact of renal impairment on eligibility for adjuvant 
cisplatin-based chemotherapy in patients with urothelial carcinoma of the bladder. Cancer. 
2006;107: 506-513. 
4. Dodd PM, McCaffrey JA, Herr H, et al. Outcome of postchemotherapy surgery after treatment 
with methotrexate, vinblastine, doxorubicin, and cisplatin in patients with unresectable or 
metastatic transitional cell carcinoma. J Clin Oncol. 1999;17: 2546-2552. 
5. M. D. Galsky NMH, J. E. Rosenberg, G. Sonpavde, W. K. Oh, R. Dreicer, N. J. Vogelzang, C. 
N. Sternberg, D. F. Bajorin, J. Bellmunt. Defining "cisplatin ineligible" patients with 
metastatic bladder cancer.2011 Genitourinary Cancers Symposium J Clin Oncol 29: 2011 
(suppl 7; abstr 238). 
6. Galsky MD, Hahn NM, Rosenberg J, et al. Treatment of Patients With Metastatic Urothelial 
Cancer "Unfit" for Cisplatin-Based Chemotherapy. J Clin Oncol. 2011. 
7. Balar AV, Apolo AB, Ostrovnaya I, et al. Phase II Study of Gemcitabine, Carboplatin, and 
Bevacizumab in Patients With Advanced Unresectable or Metastatic Urothelial Cancer. J 
Clin Oncol. 2013;31: 724-730. 
8. Bellmunt J, Ribas A, Eres N, et al. Carboplatin-based versus cisplatin-based chemotherapy in 
the treatment of surgically incurable advanced bladder carcinoma. Cancer. 1997;80: 1966-
1972. 
9. Petrioli R, Frediani B, Manganelli A, et al. Comparison between a cisplatin-containing 
regimen and a carboplatin-containing regimen for recurrent or metastatic bladder cancer 
patients. A randomized phase II study. Cancer. 1996;77: 344-351. 
10. Dogliotti L, Bertetto O, Berruti A, et al. Combination chemotherapy with carboplatin and 
methotrexate in the treatment of advanced urothelial carcinoma. A phase II study. Am J Clin 
Oncol. 1995;18: 78-82. 
11. Dogliotti L, Carteni G, Siena S, et al. Gemcitabine plus cisplatin versus gemcitabine plus 
carboplatin as first-line chemotherapy in advanced transitional cell carcinoma of the 
urothelium: results of a randomized phase 2 trial. Eur Urol. 2007;52: 134-141. 
12. Galsky MD, Chen GJ, Oh WK, et al. Comparative effectiveness of cisplatin-based and 
carboplatin-based chemotherapy for treatment of advanced urothelial carcinoma. Ann Oncol. 
2012;23: 406-410. 
13. De Santis M. JB, G. Mead, J. M. Kerst, M. G. Leahy, G. Daugaard, T. Gil, J. P. Maroto, S. 
Marreaud, R. Sylvester. Randomized phase II/III trial comparing gemcitabine/carboplatin 
(GC) and methotrexate/carboplatin/vinblastine (M-CAVI) in patients (pts) with advanced 
urothelial cancer (UC) unfit for cisplatin-based chemotherapy (CHT): Phase III results of 
EORTC study 30986. J Clin Oncol. 2010;28:18s: (suppl; abstr LBA4519). 
14. Hodi FS, O'Day SJ, McDermott DF, et al. Improved survival with ipilimumab in patients 
with metastatic melanoma. N Engl J Med. 2010;363: 711-723. 
15. Wolchok JD, Kluger H, Callahan MK, et al. Nivolumab plus ipilimumab in advanced 
melanoma. N Engl J Med. 2013;369: 122-133. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 68 of 91 
16. Callahan MK, Postow MA, Wolchok JD. CTLA-4 and PD-1 Pathway Blockade: 
Combinations in the Clinic. Front Oncol. 2014;4: 385. 
17. Plimack E, Bellmunt J, Gupta S, et al. Pembrolizumab (MK-3475) for advanced urothelial 
cancer: Updated results and biomarker analysis from KEYNOTE-012. Genitourinary Cancers 
Symposium, 2015. 
18. Powles T, Eder JP, Fine GD, et al. MPDL3280A (anti-PD-L1) treatment leads to clinical 
activity in metastatic bladder cancer. Nature. 2014;515: 558-562. 
19. Rosenberg J, Petrylak D, Abidoye OVdH, MD, et al. Atezolizumab in Patients with Locally-
Advanced or Metastatic Urothelial Carcinoma (mUC): Results from a Pivotal Multicenter 
Phase II Study (IMvigor 210). European Cancer Congress. Vienna, 2015. 
20. Ferrara N, Davis-Smyth T. The biology of vascular endothelial growth factor. Endocr Rev. 
1997;18: 4-25. 
21. Toi M, Hoshina S, Takayanagi T, Tominaga T. Association of vascular endothelial growth 
factor expression with tumor angiogenesis and with early relapse in primary breast cancer. 
Jpn J Cancer Res. 1994;85: 1045-1049. 
22. Toi M, Taniguchi T, Yamamoto Y, Kurisaki T, Suzuki H, Tominaga T. Clinical significance 
of the determination of angiogenic factors. Eur J Cancer. 1996;32A: 2513-2519. 
23. Ziegler BL, Valtieri M, Porada GA, et al. KDR receptor: a key marker defining 
hematopoietic stem cells. Science. 1999;285: 1553-1558. 
24. Gabrilovich D, Ishida T, Oyama T, et al. Vascular endothelial growth factor inhibits the 
development of dendritic cells and dramatically affects the differentiation of multiple 
hematopoietic lineages in vivo. Blood. 1998;92: 4150-4166. 
25. Ohm JE, Carbone DP. VEGF as a mediator of tumor-associated immunodeficiency. Immunol 
Res. 2001;23: 263-272. 
26. Oyama T, Ran S, Ishida T, et al. Vascular endothelial growth factor affects dendritic cell 
maturation through the inhibition of nuclear factor-kappa B activation in hemopoietic 
progenitor cells. J Immunol. 1998;160: 1224-1232. 
27. Terme M, Pernot S, Marcheteau E, et al. VEGFA-VEGFR pathway blockade inhibits tumor-
induced regulatory T-cell proliferation in colorectal cancer. Cancer Res. 2013;73: 539-549. 
28. Gabrilovich DI, Ostrand-Rosenberg S, Bronte V. Coordinated regulation of myeloid cells by 
tumours. Nat Rev Immunol. 2012;12: 253-268. 
29. Huang Y, Goel S, Duda DG, Fukumura D, Jain RK. Vascular normalization as an emerging 
strategy to enhance cancer immunotherapy. Cancer Res. 2013;73: 2943-2948. 
30. Terme M, Colussi O, Marcheteau E, Tanchot C, Tartour E, Taieb J. Modulation of immunity 
by antiangiogenic molecules in cancer. Clin Dev Immunol. 2012;2012: 492920. 
31. Yuan J, Zhou J, Dong Z, et al. Pretreatment serum VEGF is associated with clinical response 
and overall survival in advanced melanoma patients treated with ipilimumab. Cancer 
Immunol Res. 2014;2: 127-132. 
32. Hodi FS, Lawrence D, Lezcano C, et al. Bevacizumab plus ipilimumab in patients with 
metastatic melanoma. Cancer Immunol Res. 2014;2: 632-642. 
33. Nishino M, Giobbie-Hurder A, Ramaiya NH, Hodi FS. Response assessment in metastatic 
melanoma treated with ipilimumab and bevacizumab: CT tumor size and density as markers 
for response and outcome. J Immunother Cancer. 2014;2: 40. 
34. Jaeger TM, Weidner N, Chew K, et al. Tumor angiogenesis correlates with lymph node 
metastases in invasive bladder cancer. J Urol. 1995;154: 69-71. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 69 of 91 
35. Bochner BH, Cote RJ, Weidner N, et al. Angiogenesis in bladder cancer: relationship 
between microvessel density and tumor prognosis. J Natl Cancer Inst. 1995;87: 1603-1612. 
36. Dickinson AJ, Fox SB, Persad RA, Hollyer J, Sibley GN, Harris AL. Quantification of 
angiogenesis as an independent predictor of prognosis in invasive bladder carcinomas. Br J 
Urol. 1994;74: 762-766. 
37. Brown LF, Berse B, Jackman RW, et al. Increased expression of vascular permeability factor 
(vascular endothelial growth factor) and its receptors in kidney and bladder carcinomas. Am 
J Pathol. 1993;143: 1255-1262. 
38. Chopin DK, Caruelle JP, Colombel M, et al. Increased immunodetection of acidic fibroblast 
growth factor in bladder cancer, detectable in urine. J Urol. 1993;150: 1126-1130. 
39. Nguyen M, Watanabe H, Budson AE, Richie JP, Folkman J. Elevated levels of the 
angiogenic peptide basic fibroblast growth factor in urine of bladder cancer patients. J Natl 
Cancer Inst. 1993;85: 241-242. 
40. Inoue K, Slaton JW, Davis DW, et al. Treatment of human metastatic transitional cell 
carcinoma of the bladder in a murine model with the anti-vascular endothelial growth factor 
receptor monoclonal antibody DC101 and paclitaxel. Clin Cancer Res. 2000;6: 2635-2643. 
41. Inoue K, Chikazawa M, Fukata S, Yoshikawa C, Shuin T. Docetaxel enhances the 
therapeutic effect of the angiogenesis inhibitor TNP-470 (AGM-1470) in metastatic human 
transitional cell carcinoma. Clin Cancer Res. 2003;9: 886-899. 
42. Wu W, Shu X, Hovsepyan H, Mosteller RD, Broek D. VEGF receptor expression and 
signaling in human bladder tumors. Oncogene. 2003;22: 3361-3370. 
43. Shu X, Wu W, Mosteller RD, Broek D. Sphingosine kinase mediates vascular endothelial 
growth factor-induced activation of ras and mitogen-activated protein kinases. Mol Cell Biol. 
2002;22: 7758-7768. 
44. Gallagher DJ, Milowsky MI, Gerst SR, et al. Phase II study of sunitinib in patients with 
metastatic urothelial cancer. J Clin Oncol. 2010;28: 1373-1379. 
45. Balar A, Iyer G, Apolo A, et al. Phase II trial of neoadjuvant gemcitabine (G) and cisplatin 
(C) with sunitinib in patients (pts) with muscle-invasive bladder cancer (MIBC). J Clin Oncol 
30, 2012 (suppl; abstr 4581^). 2012. 
46. De Santis M, Bellmunt J, Mead G, et al. Randomized phase II/III trial assessing 
gemcitabine/carboplatin and methotrexate/carboplatin/vinblastine in patients with advanced 
urothelial cancer who are unfit for cisplatin-based chemotherapy: EORTC study 30986. J 
Clin Oncol. 2012;30: 191-199. 
47. Hahn NM, Stadler WM, Zon RT, et al. Phase II trial of cisplatin, gemcitabine, and 
bevacizumab as first-line therapy for metastatic urothelial carcinoma: Hoosier Oncology 
Group GU 04-75. J Clin Oncol. 2011;29: 1525-1530. 
48. von der Maase H, Hansen SW, Roberts JT, et al. Gemcitabine and cisplatin versus 
methotrexate, vinblastine, doxorubicin, and cisplatin in advanced or metastatic bladder 
cancer: results of a large, randomized, multinational, multicenter, phase III study. J Clin 
Oncol. 2000;18: 3068-3077. 
49. Bellmunt J, von der Maase H, Mead GM, et al. Randomized phase III study comparing 
paclitaxel/cisplatin/gemcitabine and gemcitabine/cisplatin in patients with locally advanced 
or metastatic urothelial cancer without prior systemic therapy: EORTC Intergroup Study 
30987. J Clin Oncol. 2012;30: 1107-1113. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 70 of 91 
50. Sznol M, McDermott D, Jones S, et al. Phase Ib evaluation of MPDL3280A (anti-PDL1) in 
combination with bevacizumab (bev) in patients (pts) with metastatic renal cell carcinoma 
(mRCC). Genitourinary Cancers Symposium. Orlando, FL, 2015. 
51. Yang JC, Haworth L, Sherry RM, et al. A randomized trial of bevacizumab, an anti-vascular 
endothelial growth factor antibody, for metastatic renal cancer. N Engl J Med. 2003;349: 
427-434. 
52. Cho D, Sosman J, Sznol M, et al. Clinical activity, safety, and biomarkers of MPDL3280A, 
an engineered PD-L1 antibody in patients with metastatic renal cell carcinoma (mRCC). J 
Clin Oncol 31, 2013 (suppl; abstr 4505). San Francisco, CA, 2013. 
53. Kantoff PW, Higano CS, Shore ND, et al. Sipuleucel-T immunotherapy for castration-
resistant prostate cancer. N Engl J Med. 2010;363: 411-422. 
54. Balar AV. Atezolizumab as first-line treatment in cisplatin-ineligible patients with locally 
advanced and metastatic urothelial carcinoma: a single-arm, multicentre, phase 2 
trial2017;389: 67-76. 
 
 
 
 
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 71 of 91 
17. 
APPENDIX I 
 
Appendix 1:  ECOG Performance Status 
ECOG PERFORMANCE STATUS 
Grade 
ECOG 
0 
Fully active, able to carry on all pre-disease performance without restriction. 
1 
Restricted in physically strenuous activity but ambulatory and able to carry out 
work of a light or sedentary nature, eg, light house work, office work. 
2 
Ambulatory and capable of all self-care but unable to carry out any work 
activities. Up and about more than 50% of waking hours. 
3 
Capable of only limited self-care, confined to bed or chair more than 50% of 
waking hours. 
4 
Completely disabled. Cannot carry on any self-care. Totally confined to bed or 
chair. 
5 
Dead 
 
Oken MM, Creech RH, Tormey DC, Horton J, Davis TE, McFadden ET, and Carbone PP. Toxicity and 
Response Criteria of the Eastern Cooperative Oncology 
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 72 of 91 
APPENDIX II: MANAGEMENT OF ATEZOLIZUMAB-SPECIFIC ADVERSE EVENTS 
Toxicities associated or possibly associated with atezolizumab treatment should be managed 
according to standard medical practice.  Additional tests, such as autoimmune serology or 
biopsies, should be used to evaluate for a possible immunogenic etiology. 
 
PULMONARY EVENTS 
Dyspnea, cough, fatigue, hypoxia, pneumonitis, and pulmonary infiltrates have been associated 
with the administration of atezolizumab.  Patients will be assessed for pulmonary signs and 
symptoms throughout the study and will also have computed tomography (CT) scans of the chest 
performed at every tumor assessment.   
 
All pulmonary events should be thoroughly evaluated for other commonly reported etiologies 
such as pneumonia or other infection, lymphangitic carcinomatosis, pulmonary embolism, heart 
failure, chronic obstructive pulmonary disease, or pulmonary hypertension.   
 
Management Guidelines for Pulmonary Events, Including Pneumonitis 
Event 
Management 
Pulmonary event, 
Grade 1  
• Continue atezolizumab and monitor closely. 
• Re-evaluate on serial imaging. 
• Consider patient referral to pulmonary specialist. 
• For recurrent pneumonitis, treat as a Grade 3 or 4 event 
Pulmonary event, 
Grade 2 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to pulmonary and infectious disease specialists and consider 
bronchoscopy or BAL. 
• Initiate treatment with 1−2 mg/kg/day oral prednisone or equivalent. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. 
• For recurrent events, treat as a Grade 3 or 4 event. 
Pulmonary event, 
Grade 3 or 4 
• Permanently discontinue atezolizumab. c 
• Bronchoscopy or BAL is recommended. 
• Initiate treatment with 1−2 mg/kg/day oral prednisone or equivalent. 
• If event does not improve within 48 hours after initiating corticosteroids, 
consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over 
 1 month. 
BAL = bronchoscopic alveolar lavage. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or 
equivalent.   
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have 
fully recovered from the immune-related event.  Patients can be re-challenged with 
atezolizumab only after approval has been documented by the investigator. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 73 of 91 
HEPATIC EVENTS 
Immune-related hepatitis has been associated with the administration of atezolizumab.  Eligible 
patients must have adequate liver function, as manifested by measurements of total bilirubin and 
hepatic transaminases, and liver function will be monitored throughout study treatment.   
 
Patients with right upper-quadrant abdominal pain and/or unexplained nausea or vomiting should 
have liver function tests (LFTs) performed immediately and reviewed before administration of 
the next dose of study drug. 
 
For patients with elevated LFTs, concurrent medication, viral hepatitis, and toxic or neoplastic 
etiologies should be considered and addressed, as appropriate. 
 
Management Guidelines for Hepatic Events 
Event 
Management 
Hepatic event, 
Grade 1 
• Continue atezolizumab. 
• Monitor LFTs until values resolve to within normal limits.  
Hepatic event, 
Grade 2 
All events: 
• Monitor LFTs more frequently until return to baseline values.  
Events of   5 days’ duration: 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Initiate treatment with 1−2 mg/kg/day oral prednisone or equivalent. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding atezolizumab, 
permanently discontinue atezolizumab. c 
Hepatic event, 
Grade 3 or 4 
• Permanently discontinue atezolizumab. c 
• Consider patient referral to gastrointestinal specialist for evaluation and liver 
biopsy to establish etiology of hepatic injury.  
• Initiate treatment with 1−2 mg/kg/day oral prednisone or equivalent. 
• If event does not improve within 48 hours after initiating corticosteroids, 
consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over  1 month. 
LFT = liver function tests. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  
The acceptable length of the extended period of time will be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only after 
approval has been documented by the investigator (or an appropriate delegate).  
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 74 of 91 
GASTROINTESTINAL EVENTS 
Immune-related colitis has been associated with the administration of atezolizumab.  All events 
of diarrhea or colitis should be thoroughly evaluated for other more common etiologies.  For 
events of significant duration or magnitude or associated with signs of systemic inflammation or 
acute-phase reactants (e.g., increased C-reactive protein, platelet count, or bandemia):  Perform 
sigmoidoscopy (or colonoscopy, if appropriate) with colonic biopsy, with three to five specimens 
for standard paraffin block to check for inflammation and lymphocytic infiltrates to confirm 
colitis diagnosis.  
 
Management Guidelines for Gastrointestinal Events (Diarrhea or Colitis) 
Event 
Management 
Diarrhea or 
colitis, Grade 1 
• Continue atezolizumab. 
• Initiate symptomatic treatment. 
• Endoscopy is recommended if symptoms persist for  7 days. 
• Monitor closely. 
Diarrhea or 
colitis, Grade 2 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Initiate symptomatic treatment. 
• Patient referral to GI specialist is recommended. 
• For recurrent events or events that persist >5 days, initiate treatment with 1−2 
mg/kg/day oral prednisone or equivalent.  
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding atezolizumab, 
permanently discontinue atezolizumab. c 
Diarrhea or 
colitis, Grade 3 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to GI specialist for evaluation and confirmatory biopsy. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or equivalent and 
convert to 1−2 mg/kg/day oral prednisone or equivalent upon improvement. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding atezolizumab, 
permanently discontinue atezolizumab c 
Diarrhea or 
colitis, Grade 4 
• Permanently discontinue atezolizumab. c 
• Refer patient to GI specialist for evaluation and confirmation biopsy. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or equivalent and 
convert to 1−2 mg/kg/day oral prednisone or equivalent upon improvement. 
• If event does not improve within 48 hours after initiating corticosteroids, 
consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over  1 month. 
GI = gastrointestinal. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  
The acceptable length of the extended period of time will be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 
after approval has been documented by the investigator (or an appropriate delegate).  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 75 of 91 
ENDOCRINE EVENTS 
Thyroid disorders, adrenal insufficiency, diabetes mellitus, and pituitary disorders have been 
associated with the administration of atezolizumab.   
 
Patients with unexplained symptoms such as headache, fatigue, myalgias, impotence, 
constipation, or mental status changes should be investigated for the presence of thyroid, 
pituitary, or adrenal endocrinopathies.  The patient should be referred to an endocrinologist if an 
endocrinopathy is suspected.  Thyroid-stimulating hormone (TSH) and free triiodothyronine and 
thyroxine levels should be measured to determine whether thyroid abnormalities are present.  
Pituitary hormone levels and function tests (e.g., TSH, growth hormone, luteinizing hormone, 
follicle-stimulating hormone, testosterone, prolactin, adrenocorticotropic hormone [ACTH] 
levels, and ACTH stimulation test) and magnetic resonance imaging (MRI) of the brain (with 
detailed pituitary sections) may help to differentiate primary pituitary insufficiency from primary 
adrenal insufficiency. 
 
Management Guidelines for Endocrine Events 
Event 
Management 
Asymptomatic 
hypothyroidism 
• Continue atezolizumab. 
• Initiate treatment with thyroid replacement hormone. 
• Monitor TSH weekly. 
Symptomatic 
hypothyroidism 
• Withhold atezolizumab. 
• Initiate treatment with thyroid replacement hormone. 
• Monitor TSH weekly. 
• Consider patient referral to endocrinologist. 
• Resume atezolizumab when symptoms are controlled and thyroid 
function is improving. 
Asymptomatic 
hyperthyroidism 
TSH  0.1 mU/L and  0.5 mU/L: 
• Continue atezolizumab. 
• Monitor TSH every 4 weeks. 
TSH  0.1 mU/L: 
• Follow guidelines for symptomatic hyperthyroidism. 
Symptomatic 
hyperthyroidism 
• Withhold atezolizumab. 
• Initiate treatment with anti-thyroid drug such as methimazole or 
carbimazole as needed. 
• Consider patient referral to endocrinologist. 
• Resume atezolizumab when symptoms are controlled and thyroid 
function is improving. 
• Permanently discontinue atezolizumab. c 
Symptomatic adrenal 
insufficiency, 
Grade 2−4  
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to endocrinologist. 
• Perform appropriate imaging. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or 
equivalent and convert to 1−2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• If event resolves to Grade 1 or better and patient is stable on 
replacement therapy, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better or patient is not stable 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 76 of 91 
Event 
Management 
on replacement therapy while withholding atezolizumab, permanently 
discontinue atezolizumab. c 
Hyperglycemia, 
Grade 1 or 2  
• Continue atezolizumab. 
• Initiate treatment with insulin if needed. 
• Monitor for glucose control. 
Hyperglycemia, 
Grade 3 or 4 
• Withhold atezolizumab. 
• Initiate treatment with insulin. 
• Monitor for glucose control. 
• Resume atezolizumab when symptoms resolve and glucose levels are 
stable. 
Hypophysitis 
(pan-hypopituitarism), 
Grade 2 or 3 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to endocrinologist. 
• Perform brain MRI (pituitary protocol). 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or 
equivalent and convert to 1−2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• Initiate hormone replacement if clinically indicated. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
• For recurrent hypophysitis, treat as a Grade 4 event. 
Hypophysitis 
(pan-hypopituitarism), 
Grade 4 
• Permanently discontinue atezolizumab c 
• Refer patient to endocrinologist. 
• Perform brain MRI (pituitary protocol). 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or 
equivalent and convert to 1−2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• Initiate hormone replacement if clinically indicated. 
MRI = magnetic resonance imaging; TSH = thyroid-stimulating hormone. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) 
to allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or 
equivalent.  The acceptable length of the extended period of time must be determined by the 
investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have 
fully recovered from the immune-related event.  Patients can be re-challenged with 
atezolizumab only after approval has been documented by both the investigator (or an 
appropriate delegate).  
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 77 of 91 
OCULAR EVENTS 
An ophthalmologist should evaluate visual complaints (e.g., uveitis, retinal events).   
 
Management Guidelines for Ocular Events 
Event 
Management 
Ocular event, Grade 1  
• Continue atezolizumab. 
• Patient referral to ophthalmologist is strongly recommended. 
• Initiate treatment with topical corticosteroid eye drops and topical 
immunosuppressive therapy. 
• If symptoms persist, treat as a Grade 2 event. 
Ocular event, Grade 2 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Patient referral to ophthalmologist is strongly recommended. 
• Initiate treatment with topical corticosteroid eye drops and topical 
immunosuppressive therapy. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab c 
Ocular event, Grade 3 or 4 
• Permanently discontinue atezolizumab. c 
• Refer patient to ophthalmologist. 
• Initiate treatment with 1−2 mg/kg/day oral prednisone or 
equivalent.   
• If event resolves to Grade 1 or better, taper corticosteroids over 
 1 month. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  
The acceptable length of the extended period of time must be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 
after approval has been documented by the investigator (or an appropriate delegate).  
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 78 of 91 
IMMUNE-RELATED MYOCARDITIS 
Immune-related myocarditis has been associated with the administration of atezolizumab.  
Immune-related myocarditis should be suspected in any patient presenting with signs or 
symptoms suggestive of myocarditis, including, but not limited to, dyspnea, chest pain, 
palpitations, fatigue, decreased exercise tolerance, or syncope.  Immune-related myocarditis 
needs to be distinguished from myocarditis resulting from infection (commonly viral, e.g., in a 
patient who reports a recent history of GI illness), ischemic events, underlying arrhythmias, 
exacerbation of preexisting cardiac conditions, or progression of malignancy.  All patients with 
possible myocarditis should be urgently evaluated by performing cardiac enzyme assessment, an 
ECG, a chest X-ray, an echocardiogram, and a cardiac MRI as appropriate per institutional 
guidelines.  A cardiologist should be consulted.  An endomyocardial biopsy may be considered 
to enable a definitive diagnosis and appropriate treatment, if clinically indicated. Patients with 
signs and symptoms of myocarditis, in the absence of an identified alternate etiology, should be 
treated according to the guidelines below. 
 
Management Guidelines for Immune-Related Myocarditis 
Event 
Management 
Immune-related 
myocarditis, Grade 1 
• Refer patient to cardiologist. 
• Initiate treatment as per institutional guidelines. 
Immune-related 
myocarditis, Grade 2 
• Withhold atezolizumab for up to 12 weeks after event onset a  
• Refer patient to cardiologist. 
• Initiate treatment as per institutional guidelines and consider antiarrhythmic 
drugs, temporary pacemaker, ECMO, or VAD as appropriate. 
• Consider treatment with 1−2 mg/kg/day IV methylprednisolone or 
equivalent and convert to 1−2 mg/kg/day oral prednisone or equivalent upon 
improvement. a 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
Immune-related 
myocarditis, Grade 3-
4 
• Permanently discontinue atezolizumab. c 
• Refer patient to cardiologist. 
• Initiate treatment as per institutional guidelines and consider antiarrhythmic 
drugs, temporary pacemaker, ECMO, or VAD as appropriate. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or equivalent 
and convert to 1−2 mg/kg/day oral prednisone or equivalent upon 
improvement. a,b 
• If event does not improve within 48 hours after initiating corticosteroids, 
consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over  1 month. 
ECMO = extracorporeal membrane oxygenation; VAD = ventricular assist device. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to allow for 
corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  The acceptable length 
of the extended period of time must be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral prednisone or 
equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully recovered 
from the immune-related event.  Patients can be re-challenged with atezolizumab only after approval has been 
documented by the investigator (or an appropriate delegate). 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 79 of 91 
INFUSION-RELATED REACTIONS AND CYTOKINE-RELEASE SYNDROME 
No premedication is indicated for the administration of Cycle 1 of atezolizumab.  However, 
patients who experience an infusion-related reaction (IRR) or cytokine-release cyndrome (CRS) 
with atezolizumab may receive premedication with antihistamines, antipyretics and/or analgesics 
(e.g., acetaminophen) for subsequent infusions.  Metamizole (dipyrone) is prohibited in treating 
atezolizumab-associated IRRs because of its potential for causing agranulocytosis. 
 
IRRs are known to occur with the administration of monoclonal antibodies and have been 
reported with atezolizumab. These reactions, which are thought to be due to release of cytokines 
and/or other chemical mediators, occur within 24 hours of atezolizumab administration and are 
generally mild to moderate in severity. 
 
CRS is defined as a supraphysiologic response following administration of any immune therapy 
that results in activation or engagement of endogenous or infused T cells and/or other immune 
effector cells. Symptoms can be progressive, always include fever at the onset, and may include 
hypotension, capillary leak (hypoxia), and end-organ dysfunction [29]. CRS has been well 
documented with chimeric antigen receptor T-cell therapies and bispecific T-cell engager 
antibody therapies but has also been reported with immunotherapies that target PD-1 or PD-L1 
[30, 31], including atezolizumab. 
 
There may be significant overlap in signs and symptoms of IRRs and CRS, and in recognition of 
the challenges in clinically distinguishing between the two, consolidated guidelines for medical 
management of IRRs and CRS are provided in Table 7.   
 
Table 7 
Management Guidelines for Infusion-Related Reactions 
Event 
Management 
Grade 1a  
Feverb with or 
without 
constitutional 
symptoms 
• Immediately interrupt infusion. 
• Upon symptom resolution, wait 30 minutes and then restart infusion at half the 
rate being given at the time of event onset. 
• If the infusion is tolerated at the reduced rate for 30 minutes, the infusion rate 
may be increased to the original rate. 
• If symptoms recur, discontinue infusion of this dose. 
• Administer symptomatic treatment,c including maintenance of IV fluids for 
hydration. 
• In case of rapid decline or prolonged CRS (> 2 days) or in patients with 
significant symptoms and/or comorbidities, consider managing as per Grade 2. 
• For subsequent infusions, consider administration of oral premedication with 
antihistamines, anti-pyretics, and/or analgesics, and monitor closely for IRRs 
and/or CRS. 
Grade 2a 
Feverb with 
hypotension not 
requiring 
vasopressors 
and/or 
• Immediately interrupt atezolizumab infusion. 
• Upon symptom resolution, wait for 30 minutes and then restart infusion at half 
the rate being given at the time of event onset. 
• If symptoms recur, discontinue infusion of this dose. 
• Administer symptomatic treatment.c 
• For hypotension, administer IV fluid bolus as needed. 
• Monitor cardiopulmonary and other organ function closely (in the ICU, if 
appropriate). Administer IV fluids as clinically indicated, and manage 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 80 of 91 
Hypoxia 
requiring low-
flow oxygend 
by nasal cannula 
or blow-by 
constitutional symptoms and organ toxicities as per institutional practice. 
• Rule out other inflammatory conditions that can mimic CRS (e.g., sepsis). If no 
improvement within 24 hours, initiate workup and assess for signs and 
symptoms of HLH or MAS. 
• Consider IV corticosteroids (e.g., methylprednisolone 2 mg/kg/day or 
dexamethasone 10 mg every 6 hours). 
• Consider anti-cytokine therapy.e 
• Consider hospitalization until complete resolution of symptoms. If no 
improvement within 24 hours, manage as per Grade 3, that is, hospitalize 
patient (monitoring in the ICU is recommended), permanently discontinue 
atezolizumab. 
• If symptoms resolve to Grade 1 or better for 3 consecutive days, the next dose 
of atezolizumab may be administered. For subsequent infusions, consider 
administration of oral premedication with antihistamines, anti-pyretics, and/or 
analgesics and monitor closely for IRRs and/or CRS. 
• If symptoms do not resolve to Grade 1 or better for 3 consecutive days, contact 
Medical Monitor. 
Grade 3a 
Feverb with 
hypotension 
requiring a 
vasopressor (with 
or without 
vasopressin)  
and/or 
Hypoxia 
requiring high-
flow oxygend 
by nasal cannula, 
face mask, non-
rebreather mask, 
or venturi mask 
• Permanently discontinue atezolizumab.f 
• Administer symptomatic treatment.c 
• For hypotension, administer IV fluid bolus and vasopressor as needed. 
• Monitor cardiopulmonary and other organ function closely; monitoring in the 
ICU is recommended. Administer IV fluids as clinically indicated, and manage 
constitutional symptoms and organ toxicities as per institutional practice. 
• Rule out other inflammatory conditions that can mimic CRS (e.g., sepsis). If no 
improvement within 24 hours, initiate workup and assess for signs and 
symptoms of HLH or MAS. 
• Administer IV corticosteroids (e.g., methylprednisolone 2 mg/kg/day or 
dexamethasone 10 mg every 6 hours). 
• Consider anti-cytokine therapy.e 
• Hospitalize patient until complete resolution of symptoms. If no improvement 
within 24 hours, manage as per Grade 4, that is, admit patient to ICU and 
initiate hemodynamic monitoring, mechanical ventilation, and/or IV fluids and 
vasopressors as needed; for patients who are refractory to anti-cytokine therapy, 
experimental treatments may be considered at the discretion of the investigator. 
Grade 4a 
Fever b with 
hypotension 
requiring multiple 
vasopressors 
(excluding 
vasopressin) 
and/or 
Hypoxia 
requiring oxygen 
by positive 
pressure (e.g., 
CPAP, BiPAP, 
intubation and 
mechanical 
ventilation) 
• Permanently discontinue atezolizumab.f 
• Administer symptomatic treatment.c 
• Admit patient to ICU and initiate hemodynamic monitoring, mechanical 
ventilation, and/or IV fluids and vasopressors as needed. Monitor other organ 
function closely. Manage constitutional symptoms and organ toxicities as per 
institutional practice. 
• Rule out other inflammatory conditions that can mimic CRS (e.g., sepsis). If no 
improvement within 24 hours, initiate workup and assess for signs and 
symptoms of HLH or MAS. 
• Administer IV corticosteroids (e.g., methylprednisolone 2 mg/kg/day or 
dexamethasone 10 mg every 6 hours). 
• Consider anti-cytokine therapy.e For patients who are refractory to anti-cytokine 
therapy, experimental treatmentsg may be considered at the discretion of the 
investigator. 
•  Hospitalize patient until complete resolution of symptoms. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 81 of 91 
ASTCT= American Society for Transplantation and Cellular Therapy; BiPAP= bi-level positive airway 
pressure; CAR= chimeric antigen receptor; CPAP= continuous positive airway pressure; 
CRS= cytokine-release syndrome; HLH= hemophagocytic lymphohistiocytosis; IRR = infusion-related 
reaction; MAS= macrophage activation syndrome. 
Note: The management guidelines have been adapted from NCCN guidelines for management of 
CAR T-cell-related toxicities (Version 2.2019). 
a. Grading system for management guidelines is based on ASTCT consensus grading for CRS. NCI 
CTCAE (version as specified in the protocol) should be used when reporting severity of IRRs, 
CRS, or organ toxicities associated with CRS on the Adverse Event eCRF. Organ toxicities 
associated with CRS should not influence overall CRS grading.  
b. Fever is defined as temperature ≥ 38°C not attributable to any other cause. In patients who develop 
CRS and then receive anti-pyretic, anti-cytokine, or corticosteroid therapy, fever is no longer 
required when subsequently determining event severity (grade). In this case, the grade is driven by 
the presence of hypotension and/or hypoxia. 
c. Symptomatic treatment may include oral or IV antihistamines, anti-pyretics, analgesics, 
bronchodilators, and/or oxygen. For bronchospasm, urticaria, or dyspnea, additional treatment may 
be administered as per institutional practice. 
d. Low flow is defined as oxygen delivered at ≤ 6 L/min, and high flow is defined as oxygen 
delivered at > 6 L/min. 
e. There are case reports where anti-cytokine therapy has been used for treatment of CRS with 
immune checkpoint inhibitors (Rotz et al. 2017; Adashek and Feldman 2019), but data are limited, 
and the role of such treatment in the setting of antibody-associated CRS has not been established. 
f. Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 
after approval has been documented by the investigator (or an appropriate delegate). For 
subsequent infusions, administer oral premedication with antihistamines, anti-pyretics, and/or 
analgesics, and monitor closely for IRRs and/or CRS. Premedication with corticosteroids and 
extending the infusion time may also be considered after considering the benefit-risk ratio. 
g. Refer to Riegler et al. [32] for information on experimental treatments for CRS. 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 82 of 91 
PANCREATIC EVENTS 
Symptoms of abdominal pain associated with elevations of amylase and lipase, suggestive of 
pancreatitis, have been associated with the administration of atezolizumab.  The differential 
diagnosis of acute abdominal pain should include pancreatitis.  Appropriate work-up should 
include an evaluation for ductal obstruction, as well as serum amylase and lipase tests.   
 
Management Guidelines for Pancreatic Events, Including Pancreatitis  
Event 
Management 
Amylase and/or 
lipase elevation, 
Grade 1 
• Continue atezolizumab 
• Monitor amylase and lipase prior to dosing 
Amylase and/or 
lipase elevation, 
Grade 2 
• Continue atezolizumab. 
• Monitor amylase and lipase weekly. 
• For prolonged elevation (e.g.,  3 weeks), consider treatment with 10 
mg/day oral prednisone or equivalent. 
Amylase and/or 
lipase elevation, 
Grade 3 or 4 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to GI specialist. 
• Monitor amylase and lipase every other day. 
• If no improvement, consider treatment with 1−2 mg/kg/day oral prednisone 
or equivalent. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
• For recurrent events, permanently discontinue atezolizumab. c 
Immune-related 
pancreatitis, Grade 2 
or 3 
 
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to GI specialist. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or equivalent 
and convert to 1−2 mg/kg/day oral prednisone or equivalent upon 
improvement. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
• For recurrent events, permanently discontinue atezolizumab. c 
Immune-related 
pancreatitis, Grade 4 
• Permanently discontinue atezolizumab. c 
• Refer patient to GI specialist. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or equivalent 
and convert to 1−2 mg/kg/day oral prednisone or equivalent upon 
improvement. 
• If event does not improve within 48 hours after initiating corticosteroids, 
consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over  1 month. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to allow for 
corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  The acceptable length 
of the extended period of time must be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral prednisone or 
equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully recovered 
from the immune-related event.  Patients can be re-challenged with atezolizumab only after approval has been 
documented by the investigator (or an appropriate delegate).  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 83 of 91 
DERMATOLOGIC EVENTS 
Treatment-emergent rash has been associated with atezolizumab.  The majority of cases of rash 
were mild in severity and self-limited, with or without pruritus.  Although uncommon, cases of 
severe cutaneous adverse reactions such as Stevens-Johnson syndrome and toxic epidermal 
necrolysis have been reported with atezolizumab A dermatologist should evaluate persistent 
and/or severe rash or pruritus.  A biopsy should be considered unless contraindicated.   
 
Management Guidelines for Dermatologic Events 
Event 
Management 
Dermatologic event, Grade 1  • Continue atezolizumab. 
• Consider treatment with topical corticosteroids and/or other 
symptomatic therapy (e.g., antihistamines). 
Dermatologic event, Grade 2  • Continue atezolizumab. 
• Consider patient referral to dermatologist for evaluation and, if 
indicated, biopsy. 
• Initiate treatment with topical corticosteroids. 
• Consider treatment with higher-potency topical corticosteroids if 
event does not improve. 
Dermatologic event, Grade 3  • Withhold atezolizumab for up to 12 weeks after event onset. a 
• Refer patient to dermatologist for evaluation and, if indicated, 
biopsy. 
• Initiate treatment with 10 mg/day oral prednisone or equivalent, 
increasing dose to 1−2 mg/kg/day if event does not improve within 
48−72 hours. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
Dermatologic event, Grade 4 
• Permanently discontinue atezolizumab. c 
Stevens-Johnson syndrome or 
toxic epidermal necrolysis 
(any grade) 
Additional guidance for Stevens-Johnson syndrome or toxic 
epidermal necrolysis: 
• Withhold atezolizumab for suspected Stevens-Johnson syndrome or 
toxic epidermal necrolysis. 
• Confirm diagnosis by referring patient to a specialist (dermatologist, 
ophthalmologist, or urologist as relevant) for evaluation and, if 
indicated, biopsy. 
• Follow the applicable treatment and management guidelines above. 
• If Stevens-Johnson syndrome or toxic epidermal necrolysis is 
confirmed, permanently discontinue atezolizumab. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  
The acceptable length of the extended period of time will be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 84 of 91 
after approval has been documented by the investigator (or an appropriate delegate).  
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 85 of 91 
NEUROLOGIC DISORDERS 
Myasthenia gravis and Guillain-Barré syndrome have been observed with single-agent 
atezolizumab.  Patients may present with signs and symptoms of sensory and/or motor 
neuropathy.  Diagnostic work-up is essential for an accurate characterization to differentiate 
between alternative etiologies.   
 
Management Guidelines for Neurologic Disorders 
Event 
Management 
Immune-related neuropathy, 
Grade 1 
• Continue atezolizumab. 
• Investigate etiology. 
Immune-related neuropathy, 
Grade 2  
• Withhold atezolizumab for up to 12 weeks after event onset. a 
• Investigate etiology. 
• Initiate treatment as per institutional guidelines. 
• If event resolves to Grade 1 or better, resume atezolizumab. b 
• If event does not resolve to Grade 1 or better while withholding 
atezolizumab, permanently discontinue atezolizumab. c 
Immune-related neuropathy, 
Grade 3 or 4 
• Permanently discontinue atezolizumab. c  
• Initiate treatment as per institutional guidelines. 
Myasthenia gravis and 
Guillain-Barré syndrome 
(any grade) 
• Permanently discontinue atezolizumab. c 
• Refer patient to neurologist. 
• Initiate treatment as per institutional guidelines. 
• Consider initiation of 1−2 mg/kg/day oral or IV prednisone or 
equivalent. 
a Atezolizumab may be withheld for a longer period of time (i.e.,  12 weeks after event onset) to 
allow for corticosteroids (if initiated) to be reduced to  10 mg/day oral prednisone or equivalent.  
The acceptable length of the extended period of time must be determined by the investigator. 
b If corticosteroids have been initiated, they must be tapered over  1 month to  10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 
after approval has been documented by the investigator (or an appropriate delegate).  
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 86 of 91 
IMMUNE-RELATED MENINGOENCEPHALITIS 
Immune-related meningoencephalitis is an identified risk associated with the administration of 
atezolizumab.  Immune-related meningoencephalitis should be suspected in any patient 
presenting with signs or symptoms suggestive of meningitis or encephalitis, including, but not 
limited to, headache, neck pain, confusion, seizure, motor or sensory dysfunction, and altered or 
depressed level of consciousness.  Encephalopathy from metabolic or electrolyte imbalances 
needs to be distinguished from potential meningoencephalitis resulting from infection (bacterial, 
viral, or fungal) or progression of malignancy, or secondary to a paraneoplastic process.   
 
All patients being considered for meningoencephalitis should be urgently evaluated with a CT 
scan and/or MRI scan of the brain to evaluate for metastasis, inflammation, or edema.  If deemed 
safe by the treating physician, a lumbar puncture should be performed and a neurologist should 
be consulted. Patients with signs and symptoms of meningoencephalitis, in the absence of an 
identified alternate etiology, should be treated according to the guidelines below. 
 
Management Guidelines for Immune-Related Meningoencephalitis 
Event 
Management 
Immune-related 
meningoencephalitis, all 
grades 
• Permanently discontinue atezolizumab. a 
• Refer patient to neurologist. 
• Initiate treatment with 1−2 mg/kg/day IV methylprednisolone or 
equivalent and convert to 1−2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• If event does not improve within 48 hours after initiating 
corticosteroids, consider adding an immunosuppressive agent. 
• If event resolves to Grade 1 or better, taper corticosteroids over 
 1 month. 
a Resumption of atezolizumab may be considered in patients who are deriving benefit and have fully 
recovered from the immune-related event.  Patients can be re-challenged with atezolizumab only 
after approval has been documented by the investigator (or an appropriate delegate). 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 87 of 91 
IMMUNE-RELATED NEPHRITIS 
Immune-related nephritis has been associated with the administration of atezolizumab. Eligible 
patients must have adequate renal function, and renal function, including serum creatinine, 
should be monitored throughout study treatment. Patients with abnormal renal function should be 
evaluated and treated for other more common etiologies (including prerenal and postrenal 
causes, and concomitant medications such as nonsteroidal anti-inflammatory drugs). Refer the 
patient to a renal specialist if clinically indicated. A renal biopsy may be required to enable a 
definitive diagnosis and appropriate treatment. If no alternative cause of acute kidney injury is 
identified, patients with signs and symptoms of acute kidney injury, in the absence of an 
identified alternate etiology, should be treated according to the management guidelines for 
immune-related renal events in the table below. 
 
Management Guidelines for Renal Events 
 
Event 
Management 
Renal event, 
Grade 1 
• 
Continue atezolizumab. 
• 
Monitor kidney function, including 
creatinine, closely until values resolve to 
within normal limits or to baseline values. 
Renal event, 
Grade 2 
• 
Withhold atezolizumab for up to 12 weeks 
after event onset. a 
• 
Refer patient to renal specialist. 
• 
Initiate treatment with corticosteroids 
equivalent to 1-2 mg/kg/day oral 
prednisone. 
• 
If event resolves to Grade 1 or better, 
resume atezolizumab. b 
• 
If event does not resolve to Grade 1 or 
better while withholding atezolizumab, 
permanently discontinue atezolizumab. c 
Renal event, 
Grade 3 or 4 
• 
Permanently discontinue atezolizumab. 
• 
Refer patient to renal specialist and 
consider renal biopsy. 
• 
Initiate treatment with corticosteroids 
equivalent to 1-2 mg/kg/day oral 
prednisone. 
• 
If event does not improve within 48 hours 
after initiating corticosteroids, consider 
adding an immunosuppressive agent. 
• 
If event resolves to Grade 1 or better, 
taper corticosteroids over ≥ 1 month. 
 
Note: Management guidelines are presented by adverse event severity based on NCI CTCAE and 
are applicable to both CTCAE Version 4.0 and CTCAE Version 5.  


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 88 of 91 
a. Atezolizumab may be withheld for a longer period of time (i.e., > 12 weeks after event onset) 
to allow for corticosteroids (if initiated) to be reduced to the equivalent of ≤ 10 mg/day oral 
prednisone. The acceptable length of the extended period of time must be agreed upon by the 
investigator and the sponsor-investigator. 
b. If corticosteroids have been initiated, they must be tapered over ≥ 1 month to the equivalent 
of ≤ 10 mg/day oral prednisone before atezolizumab can be resumed. 
c. Resumption of atezolizumab may be considered in patients who are deriving benefit and 
have fully recovered from the immune-related event. Patients can be re-challenged with 
atezolizumab only after approval has been documented by both the investigator (or an 
appropriate delegate) and the sponsor-investigator. 
 
 
 
 
 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 89 of 91 
IMMUNE-RELATED MYOSITIS 
Myositis or inflammatory myopathies are a group of disorders sharing the common feature of 
inflammatory muscle injury; dermatomyositis and polymyositis are amongst the most common 
disorders. Initial diagnosis is based on clinical (muscle weakness, muscle pain, skin rash in 
dermatomyositis), biochemical (serum creatinine-kinase increase), and imaging 
(electromyography/MRI) features, and is confirmed with a muscle-biopsy. One etiology of 
myositis is immune-mediated, which is the current concern with atezolizumab. 
  
It is recommended that atezolizumab should be withheld for moderate or severe (Grade 2 or 3) 
immune-related myositis and permanently discontinued for recurrent severe or life-threatening 
myositis (recurrent Grade 3 and Grade 4). Please refer the patient to rheumatologist and/or 
neurologist and consider muscle biopsy and supportive measures as clinically indicated. 
Corticosteroids treatment with 1-2 mg/kg/day IV methylprednisolone or higher-dose bolus if 
severely compromised (weakness severely limiting mobility, cardiac function, respiratory 
function, dysphagia) and/or additional immunosuppressive agents should be administered for ≥ 
Grade 2 events or if the event does not improve after initial corticosteroids. Please refer to the 
table below for detailed management guidelines for immune-mediated myositis. 
  
Management Guidelines for Immune-Related Myositis  
Event 
Management 
Immune-related myositis, Grade 1 
• 
Continue atezolizumab 
• 
Refer subject to rheumatologist or neurologist 
• 
Initiate treatment as per institutional 
guidelines 
Immune-related myositis, Grade 2 
• 
Withhold atezolizumab for up to 12 weeks 
after event onseta and contact site investigator. 
• 
Refer subject to rheumatologist or neurologist 
• 
Initiate treatment as per institutional 
guidelines 
• 
Consider treatment with corticosteroid 
equivalent to 1-2 mg/kg/day IV 
methylprednisolone and convert to 1-2 
mg/kg/day oral prednisone or equivalent upon 
improvement. 
• 
If corticosteroids are initiated and event does 
not improve within 48 hours after initiating 
corticosteroids, consider adding an 
immunosuppressive agent 
• 
If event resolves to Grade 1 or better, resume 
atezolizumab.b 
• 
If event does not resolve to Grade 1 or better 
while withholding atezolizumab, permanently 
discontinue atezolizumab and contact the 
sponsor-investigator. c 
Immune-related myositis, Grade 3 
• 
Withhold atezolizumab for up to 12 weeks 
after event onseta and contact site 
investigator. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 90 of 91 
• 
Refer subject to rheumatologist or 
neurologist 
• 
Initiate treatment as per institutional 
guidelines 
• 
Respiratory support may be required in more 
severe cases 
• 
Initiate treatment with corticosteroid 
equivalent to 1-2 mg/kg/day IV 
methylprednisolone or higher dose bolus if 
subject is severely compromised (eg, cardiac 
or respiratory symptoms, dysphagia, or 
weakness that severely limits mobility); 
convert to 1-2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• 
If event does not improve within 48 hours 
after initiating corticosteroids, consider 
adding an immunosuppressive agent. 
• 
If event resolves to Grade 1 or better, resume 
atezolizumab.b 
• 
If event does not resolve to Grade 1 or better 
while withholding atezolizumab, 
permanently discontinue atezolizumab and 
contact HCRN. c 
• 
For recurrent events, treat as a Grade 4 event 
Immune-related myositis, Grade 4 
• 
Permanently discontinue atezolizumab and 
contact site investigator.c 
• 
Refer subject to rheumatologist or 
neurologist 
• 
Initiate treatment as per institutional 
guidelines. Respiratory support may be 
required in more severe cases 
• 
Initiate treatment with corticosteroid 
equivalent to 1-2 mg/kg/day IV 
methylprednisolone or higher dose bolus if 
subject is severely compromised (eg, cardiac 
or respiratory symptoms, dysphagia, or 
weakness that severely limits mobility); 
convert to 1-2 mg/kg/day oral prednisone or 
equivalent upon improvement. 
• 
If event does not improve within 48 hours 
after initiating corticosteroids, consider 
adding an immunosuppressive agent. 
• 
If event resolves to Grade 1 or better, taper 
corticosteroids over ≥ 1 month. 
IV, intravenous 
a Atezolizumab may be withheld for a period of time (ie, > 12 weeks after event onset) to allow for 
corticosteroids (if initiated) to be reduced to ≤ 10 mg/day oral prednisone or equivalent. The acceptable 
length of the extended period of time must be agreed upon by the investigator and the sponsor-
investigator. 


 
 
 
 
 Clinical Study Protocol 
 
 
 
 
   HCRN GU15-215 
 
Version Date: 21DEC2020 
Confidential 
Page 91 of 91 
b If corticosteroids have been initiated, they must be tapered over ≥ 1 month to ≤ 10 mg/day oral 
prednisone or equivalent before atezolizumab can be resumed. 
c Resumption of atezolizumab may be considered in subjects who are deriving benefit and have fully 
recovered from the immune-related event. Subjects can be rechallenged with atezolizumab only after 
approval has been documented by both the investigator (or an appropriate delegate) and the sponsor-
investigator.