10 U.S.C. § 4061 (ARMED FORCES)
§ 4061. Defense Research and Development Rapid Innovation Program
(a) Program Established.—
(1) The Secretary of Defense shall establish a competitive, merit-based program to enable and assist small businesses to accelerate the commercialization of various technologies, including critical technologies developed pursuant to phase II Small Business Innovation Research Program projects, phase II Small Business Technology Transfer Program projects, technologies developed by the defense laboratories, capabilities developed through competitively awarded prototype agreements and other innovative technologies (including dual use technologies).
(2) The purpose of this program is to stimulate innovative technologies and reduce acquisition or lifecycle costs, address technical risks, improve the timeliness and thoroughness of test and evaluation outcomes, support the integration of such products, and rapidly insert such products directly in support of primarily major defense acquisition programs, but also other defense acquisition programs that meet critical national security needs.
(b) Guidelines.—
The Secretary shall issue guidelines for the operation of the program. At a minimum such guidance shall provide for the following:
(1) The issuance of one or more broad agency announcements or the use of any other competitive or merit-based processes by the Department of Defense for candidate proposals in support of primarily major defense acquisition programs, but also other defense acquisition programs as described in subsection (a).
(2) The review of candidate proposals by the Department of Defense and by each Office of Small Business Programs of each military department and the merit-based selection of the most promising cost-effective proposals for funding through contracts, cooperative agreements, and other transactions for the purposes of carrying out the program.
(3) The total amount of funding provided to any project under the program from funding provided under subsection (d) shall not exceed $6,000,000.
(4) No project shall receive more than a total of two years of funding under the program from funding provided under subsection (d), unless the Secretary, or the Secretary’s designee, approves funding for any additional year.
(5) Mechanisms to facilitate transition of follow-on or current projects carried out under the program into defense acquisition programs, through the use of the authorities of section 4004 of this title or such other authorities as may be appropriate to conduct further testing, low rate production, or full rate production of technologies developed under the program.
(6) Projects are selected using merit-based selection procedures and the selection of projects is not subject to undue influence by Congress or other Federal agencies.
(7) A preference under the program for funding small business concerns.
(c) Treatment Pursuant to Certain Congressional Rules.—
Nothing in this section shall be interpreted to require or enable any official of the Department of Defense to provide funding under this section to any earmark as defined pursuant to House Rule XXI, clause 9, or any congressionally directed spending item as defined pursuant to Senate Rule XLIV, paragraph 5.
(d) Funding.—
(1) Subject to the availability of appropriations for such purpose and to the limitation under paragraph (2), the amounts authorized to be appropriated for research, development, test, and evaluation for a fiscal year may be used for such fiscal year for the program established under subsection (a).
(2) During any fiscal year, the total amount of awards in an amount greater than $6,000,000 made under the program established under subsection (a) may not exceed 25 percent of the amount made available to carry out such program during such fiscal year.
(e) Transfer Authority.—
(1) The Secretary may transfer funds available for the program to the research, development, test, and evaluation accounts of a military department, defense agency, or the unified combatant command for special operations forces pursuant to a proposal, or any part of a proposal, that the Secretary determines would directly support the purposes of the program.
(2) The transfer authority provided in this subsection is in addition to any other transfer authority available to the Department of Defense.
(Added Pub. L. 115–232, div. A, title II, § 224(a)(1), Aug. 13, 2018, 132 Stat. 1683, § 2359a; amended Pub. L. 116–92, div. A, title VIII, § 878(a), Dec. 20, 2019, 133 Stat. 1530; renumbered § 4061 and amended Pub. L. 116–283, div. A, title XVIII, §§ 1842(b), 1883(b)(2), Jan. 1, 2021, 134 Stat. 4244, 4294; Pub. L. 117–81, div. A, title XVII, § 1701(d)(8), (q)(1), (u)(3)(B), Dec. 27, 2021, 135 Stat. 2136, 2148, 2152; Pub. L. 118–31, div. A, title VIII, § 860, Dec. 22, 2023, 137 Stat. 346.)
heading: Editorial Notes
heading: Prior Provisions
text: A prior section 4061 was renumbered section 7381 of this title.
heading: Amendments
text: 2023—Subsec. (a)(1). Pub. L. 118–31, § 860(1)(A), inserted “to enable and assist small businesses” after “merit-based program” and “capabilities developed through competitively awarded prototype agreements” after “defense laboratories,” and substituted “commercialization of various technologies, including critical technologies” for “fielding of technologies”.
Subsec. (a)(2). Pub. L. 118–31, § 860(1)(B), inserted “support the integration of such products,” after “evaluation outcomes,”.
Subsec. (b)(1). Pub. L. 118–31, § 860(2)(A), inserted “primarily major defense acquisition programs, but also other” after “candidate proposals in support of”.
Subsec. (b)(2). Pub. L. 118–31, § 860(2)(B), substituted “by each Office of Small Business Programs of each military department” for “by each military department”.
Subsec. (d)(2). Pub. L. 118–31, § 860(3), substituted “$6,000,000” for “$3,000,000”.
2021—Pub. L. 116–283, § 1842(b), as amended by Pub. L. 117–81, § 1701(q)(1), (u)(3)(B), renumbered section 2359a of this title as this section.
Subsec. (b)(5). Pub. L. 117–81, § 1701(d)(8), which directed the substitution of “section 4004” for “section 2302e”, could not be executed because of the intervening amendment by Pub. L. 116–283, § 1883(b)(2). See note below.
Pub. L. 116–283, § 1883(b)(2), substituted “section 4004” for “section 2302e”.
2019—Subsec. (a)(1). Pub. L. 116–92, § 878(a)(1), inserted “phase II Small Business Technology Transfer Program projects,” after “projects,”.
Subsec. (b)(3). Pub. L. 116–92, § 878(a)(2)(A), substituted “$6,000,000.” for “$3,000,000, unless the Secretary, or the Secretary’s designee, approves a larger amount of funding for the project.”
Subsec. (b)(7). Pub. L. 116–92, § 878(a)(2)(B), added par. (7).
Subsec. (d). Pub. L. 116–92, § 878(a)(3), designated existing provisions as par. (1), inserted “and to the limitation under paragraph (2)” after “for such purpose”, and added par. (2).
heading: Statutory Notes and Related Subsidiaries
heading: Effective Date of 2021 Amendment
text: Amendment by section 1701(d)(8) of Pub. L. 117–81 to take effect immediately after the amendments made by title XVIII of Pub. L. 116–283 have taken effect, see section 1701(a)(3) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below.
Amendment by section 1701(q)(1), (u)(3)(B) of Pub. L. 117–81 applicable as if included in the enactment of title XVIII of Pub. L. 116–283 as enacted, see section 1701(a)(2) of Pub. L. 117–81, set out in a note preceding section 3001 of this title and note below.
Amendment by Pub. L. 116–283 effective Jan. 1, 2022, with additional provisions for delayed implementation and applicability of existing law, see section 1801(d) of Pub. L. 116–283, set out as a note preceding section 3001 of this title.
heading: Regional Activities
text: Pub. L. 117–81, div. A, title II, § 213(b), Dec. 27, 2021, 135 Stat. 1589, provided that:
“Subject to the availability of appropriations for such purpose, the Secretary of Defense may expand the efforts of the Defense Innovation Unit to engage and collaborate with private-sector industry and communities in various regions of the United States—
“(1) to accelerate the adoption of commercially developed advanced technology in modernization priority areas and such other key technology areas as may be identified by the Secretary; and
“(2) to expand outreach to communities that do not otherwise have a Defense Innovation Unit presence, including economically disadvantaged communities.”
heading: Pilot Program To Accelerate the Procurement and Fielding of Innovative Technologies
text: Pub. L. 117–81, div. A, title VIII, § 834, Dec. 27, 2021, 135 Stat. 1835, as amended by Pub. L. 117–263, div. A, title VIII, § 845, Dec. 23, 2022, 136 Stat. 2720, provided that:
“(a) Pilot Program.—
Subject to availability of appropriations, the Secretary of Defense shall establish a competitive, merit-based pilot program to accelerate the procurement and fielding of innovative technologies by, with respect to such technologies—
“(1) reducing acquisition or life-cycle costs;
“(2) addressing technical risks;
“(3) improving the timeliness and thoroughness of test and evaluation outcomes; and
“(4) rapidly implementing such technologies to directly support defense missions.
“(b) Guidelines.—
Not later than one year after the date of the enactment of this Act [Dec. 27, 2021], the Secretary shall issue guidelines for the operation of the pilot program established under this section. At a minimum such guidelines shall provide for the following:
“(1) The issuance of one or more solicitations for proposals by the Department of Defense in support of the pilot program, with a priority established for technologies developed by small business concerns (as defined under section 3 of the Small Business Act (15 U.S.C. 632)) or nontraditional defense contractors (as defined under section 2302 of title 10, United States Code [see 10 U.S.C. 3014]).
“(2) A process for—
“(A) the review of proposals received in response to a solicitation issued under paragraph (1) by the Secretary of Defense and by each Secretary of a military department;
“(B) the merit-based selection of the most promising cost-effective proposals; and
“(C) the procurement of goods or services offered by such a proposal through contracts, cooperative agreements, other transaction authority, or by another appropriate process.
“(c) Maximum Amount.—
The total amount of funding provided for any proposal selected for an award under the pilot program established under this section shall not exceed $50,000,000, unless the Secretary (or designee of the Secretary) approves a greater amount of funding.
“(d) Data Collection.—
“(1) Plan required before implementation.—
The Secretary of Defense may not provide funding under this section until the date on which the Secretary—
“(A) completes a plan for carrying out the data collection required under paragraph (2); and
“(B) submits the plan to the congressional defense committees [Committees on Armed Services and Appropriations of the Senate and the House of Representatives].
“(2) Data collection required.—
The Secretary of Defense shall collect and analyze data on the pilot program established under this section for the purposes of—
“(A) developing and sharing best practices for achieving the objectives of the pilot program;
“(B) providing information on the implementation of the pilot program and related policy issues; and
“(C) reporting to the congressional defense committees as required under subsection (e).
“(e) Biannual Reports.—
Not later than March 1 and September 1 of each year beginning after the date of the enactment of this Act until the termination of the pilot program established under this section, the Secretary of Defense shall submit to the congressional defense committees a report on the pilot program.
“(f) Congressional Notification.—
The Secretary of Defense shall notify the congressional defense committees within 30 days after funding has been provided for a proposal selected for an award under the pilot program established under this section.
“(g) Termination.—
The authority to carry out a pilot program under this section shall terminate on September 30, 2027.”