Commission Implementing Regulation (EU) 2025/2303 of 14 November 2025 laying down implementing technical standards with regard to procedures, standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2018/1624
Date: 2025-11-14
Institutions: Directorate-General for Financial Stability, Financial Services and Capital Markets Union, European Commission
Subjects: EU banking union, access to information, company in difficulties, credit institution, disclosure of information, financial solvency, financial supervision, investment company, technical standard




L_202502303EN.000101.fmx.xml












Official Journal of the European Union


EN
L series













2025/2303


10.12.2025







            COMMISSION IMPLEMENTING REGULATION (EU) 2025/2303
of 14 November 2025
         
laying down implementing technical standards with regard to procedures, standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2018/1624
(Text with EEA relevance)


THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,


Having regard to Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 2002/47/EC, 2004/25/EC, 2005/56/EC, 2007/36/EC, 2011/35/EU, 2012/30/EU and 2013/36/EU, and Regulations (EU) No 1093/2010 and (EU) No 648/2012, of the European Parliament and of the Council (1), and in particular Article 11(3) thereof,

Whereas:







(1)


Commission Implementing Regulation (EU) 2018/1624 (2) specifies the procedure, and introduces a minimum set of templates, for the provision of information to resolution authorities by credit institutions or investment firms for the purpose of drawing up and implementing resolution plans for institutions. Since the adoption of that Regulation, resolution authorities have gained experience in the area of resolution planning and Directive 2014/59/EU has been amended. In light of that experience and to take into account the new provisions of that Directive, it is necessary to update the minimum set of templates for the collection of information for resolution planning purposes.












(2)


Implementing Regulation (EU) 2018/1624 sets out a procedure and a minimum set of templates for the provision of information by institutions to resolution authorities in a way that enables resolution authorities to collect that information in a consistent manner across the Union and that facilitates the exchange of information among the relevant authorities. However, experience has shown that a harmonised approach to the collection of that information has only partially been achieved. It is therefore necessary to review that Implementing Regulation to foster the harmonisation of reporting obligations across the Union on the basis of a revised set of templates that better capture the needs of resolution authorities in a consistent manner. That should not prevent resolution authorities from collecting any additional information they deem necessary to draw up and implement resolution plans or to lay down simplified information obligations in accordance with Article 4 of Directive 2014/59/EU.












(3)


To ensure that group resolution plans effectively cover the group concerned, the reporting obligations imposed on Union parent undertakings should not be limited to resolution entities only, but should also concern other relevant legal entities. Such relevance should, however, be properly delineated to exclude reporting for entities that are not relevant for the group or that are not systemically important. To that end, thresholds should be set to identify those legal entities of the group on which resolution reporting requirements should be imposed. Furthermore, Directive (EU) 2024/1174 of the European Parliament and of the Council (3) amended Directive 2014/59/EU by introducing, inter alia, a definition of ‘liquidation entity’. To take into account that new definition, it is necessary to differentiate between resolution reporting requirements for liquidation entities, for resolution entities, and for entities belonging to resolution groups. In particular, it is necessary to specify reporting obligations taking into account whether the entities concerned are stand-alone entities, or belong to groups, and whether such entities or groups have been identified, or include entities which have been identified, as liquidation entities. Those reporting obligations should be set out on an individual, sub-consolidated or consolidated level in a way that ensures proportionality, does not compromise effective resolution planning, relieves entities from parallel data collections coming from different authorities, and removes overlapping data points with supervisory reporting frameworks. That should be achieved through the implementation of an approach that modulates the number of templates depending on the type of reporting entity concerned. Particular attention should also be given to resolution groups consisting of credit institutions permanently affiliated to a central body and the central body itself to ensure that resolution reporting effectively covers all the credit institutions permanently affiliated to the central body of that resolution group, the central body itself, and their respective subsidiaries, on an individual, sub-consolidated and consolidated level.












(4)


To ensure efficient resolution planning while preserving proportionality, the scope of resolution reporting requirements may have to differ from the scope of prudential reporting requirements, when necessary to ensure that resolution authorities have adequate and credible data to perform their tasks. In that context, it is necessary to ensure that resolution reporting is not impeded by prudential waivers or by resolution groups not subject to prudential consolidation requirements.












(5)


To ensure that resolution plans are based on a minimum set of data of consistently high quality and precision, a single data point model should be adopted, as is the practice in supervisory reporting. The single data point model should consist of a structural representation of the data items, and identify all relevant business concepts for the purpose of uniform reporting for resolution planning, and should contain all the relevant specifications necessary for further developing uniform IT reporting solutions.












(6)


To safeguard the quality, consistency and accuracy of data items reported by institutions, those data items should be subject to common validation rules.












(7)


Due to their very nature, validation rules and data point definitions are updated regularly in order to ensure that they comply, at all times, with applicable regulatory, analytical and information technology requirements. However, the time currently required to adopt and publish the detailed single data point model and validation rules means that it is not possible to carry out modifications in a sufficiently rapid and timely manner that would ensure the permanent provision of uniform information regarding resolution plans in the Union. Therefore, stringent qualitative criteria should be established for the detailed single data point model and the detailed common validation rules which will be published electronically by the European Banking Authority (EBA) on its website. The above does not exclude that EBA may also publish on its website technical instructions to fill in the forms and templates specified in this Regulation.












(8)


Article 11(2) of Directive 2014/59/EU obliges competent and resolution authorities to cooperate to minimise the duplication of information requirements. For that purpose, Implementing Regulation (EU) 2018/1624 introduced a cooperation procedure between competent and resolution authorities, which should be maintained so that competent and resolution authorities jointly verify whether some or all of the requested information is already available to the competent authority. Where the information is available to the competent authority, it is appropriate that it transmits it to the resolution authority directly.












(9)


Given the extent of the amendments to Implementing Regulation (EU) 2018/1624, it is appropriate, for reasons of legal certainty and clarity, to adopt a new Implementing Regulation and, therefore, to repeal and replace Implementing Regulation (EU) 2018/1624.












(10)


This Regulation is based on the implementing technical standards submitted to the Commission by the EBA.












(11)


The EBA has conducted open public consultations on the implementing technical standards on which this Regulation is based, analysed the potential related costs and benefits and requested the advice of the Banking Stakeholder Group established in accordance with Article 37 of Regulation (EU) No 1093/2010 of the European Parliament and of the Council (4),





HAS ADOPTED THIS REGULATION:



Article 1

Definition

For the purposes of this Regulation, ‘relevant legal entity’ means a group entity as defined in Article 2(1), point (31), of Directive 2014/59/EU, other than a resolution entity, which is established in the Union and meets any of the following conditions:






(a)


it provides critical functions;










(b)


its individual total risk exposure amount calculated in accordance with Article 92(3) of Regulation (EU) No 575/2013 of the European Parliament and of the Council (5) equals or exceeds 2 % of the consolidated total risk exposure amount of the Union parent undertaking;










(c)


its individual total exposure measure referred to in Article 429(4) of Regulation (EU) No 575/2013 equals or exceeds 2 % of the consolidated total exposure measure of the Union parent undertaking;










(d)


its individual operating income equals or exceeds 2 % of the group’s consolidated total operating income calculated at the level of the Union parent undertaking;










(e)


its individual total assets exceed EUR 5 billion;










(f)


it is important for the financial stability in at least one Member State.




For the purposes of point (b) of the first paragraph, for a group comprising more than one resolution entity, an entity shall be regarded as a relevant legal entity where its individual total risk exposure amount equals or exceeds 2 % of the total risk exposure amount of the resolution entity at the resolution group consolidated level.
For the purposes of point (c) of the first paragraph, for a group comprising more than one resolution entity, an entity shall be regarded as relevant legal entity where its individual total exposure measure equals or exceeds 2 % of the total exposure measure of the resolution entity at the resolution group consolidated level.


Article 2

Resolution reporting by institutions that are not part of a group subject to consolidated supervision pursuant to Articles 111 and 112 of Directive 2013/36/EU


1.   Resolution entities that are not part of a group subject to consolidated supervision pursuant to Articles 111 and 112 of Directive 2013/36/EU of the European Parliament and of the Council (6) shall submit to the resolution authority, on an individual basis, the information specified in all the templates set out in Annex I to this Regulation, except the information referred to in templates Z 01.01, Z 04.00, Z 07.02, Z 07.03 and Z 11.00.


2.   Liquidation entities that are not subject to simplified obligations, that are not part of a group subject to consolidated supervision pursuant to Articles 111 and 112 of Directive 2013/36/EU, and for which the resolution authority has not determined the requirement referred to in Article 45(1) of Directive 2014/59/EU in accordance with Article 45c(2a), second subparagraph, of that Directive, shall submit to the resolution authority, on an individual basis, the information specified in templates Z 01.02, Z 02.00, Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5, Z 07.04 and Z 09.01 set out in Annex I to this Regulation.


3.   Liquidation entities that are not subject to simplified obligations, that are not part of a group subject to consolidated supervision pursuant to Articles 111 and 112 of Directive 2013/36/EU, and for which the resolution authority has determined the requirement referred to in Article 45(1) of Directive 2014/59/EU in accordance with Article 45c(2a), second subparagraph, of that Directive shall submit to the resolution authority, on an individual basis, the information specified in templates Z 01.02, Z 02.00, Z 03.01, Z 03.02, Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5, Z 07.04 and Z 09.01 set out in Annex I to this Regulation, .



Article 3

Group resolution reporting – resolution groups


1.   A Union parent undertaking shall submit to the group-level resolution authority the information specified in templates Z 01.01, Z 01.02 and Z 08.01 to Z 09.04 set out in Annex I in relation to all group entities.


2.   A Union parent undertaking shall submit to the group-level resolution authority the information on financial interconnections between all group entities, as specified in template Z 04.00 set out in Annex I.


3.   A Union parent undertaking shall submit to the group-level resolution authority the information specified in templates Z 02.00 set out in Annex I as follows:






(a)


on an individual basis for all the group’s resolution entities, including the Union parent undertaking, and for all the relevant legal entities that are institutions;










(b)


on a consolidated basis or, where applicable, on sub-consolidated basis, for all the group’s resolution entities, including the Union parent undertaking, and for all the relevant legal entities for which the resolution authority has determined a requirement as referred to in Article 45(1) of Directive 2014/59/EU on a consolidated or sub-consolidated basis, regardless of whether those entities are subject to Part One, Title II, Chapter 2, of Regulation (EU) No 575/2013.






4.   A Union parent undertaking shall submit to the group-level resolution authority the information specified in templates Z 03.01 or Z 03.02 set out in Annex I as follows:






(a)


on an individual basis, for all the group’s resolution entities, including the Union parent undertaking, and for all the relevant legal entities that are institutions for which the resolution authority has determined a requirement as referred to in Article 45(1) of Directive 2014/59/EU;










(b)


on a consolidated or sub-consolidated basis, for all the group’s resolution entities, including the Union parent undertaking, and for all relevant legal entities that are institutions for which the resolution authority has determined a requirement as referred to in Article 45(1) of Directive 2014/59/EU regardless of whether those entities are subject to Part One, Title II, Chapter 2, of Regulation (EU) No 575/2013.






5.   A Union parent undertaking shall submit to the group-level resolution authority the information referred to in templates Z 07.01.1, Z 07.01.2, Z 07.01.3, Z 07.01.4 and Z 07.01.5 set out in Annex I at the level of each Member State in which the group operates.


6.   A Union parent undertaking shall submit to the group-level resolution authority the information referred to in templates Z 07.02, Z 07.03 and Z 07.04 set out in Annex I in relation to the critical functions and core business lines provided by any group entity.


7.   A Union parent undertaking shall submit to the group-level resolution authority, on an individual basis, the information specified in templates Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5, Z 07.04 and Z 11.00 to Z 17.00 set out in Annex I for all the group’s resolution entities, including the Union parent undertaking.


8.   The Union parent undertaking shall submit to the group-level resolution authority, on an individual basis, the information specified in templates Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5 and Z 07.04 set out in Annex I for all the relevant legal entities that are institutions.


9.   Paragraph 2, paragraph 3, point (a), and paragraphs 4, 5 and 6 of this Article shall apply notwithstanding any derogation from the application of prudential requirements granted in accordance with Article 7(1) or (3) of Regulation (EU) No 575/2013 or Article 8 of Regulation (EU) 2019/2033 of the European Parliament and of the Council (7) or any waiver of the application of the minimum requirement for own funds and eligible liabilities granted in accordance with Article 45f of Directive 2014/59/EU.



Article 4

Group resolution reporting – groups comprising only liquidation entities

A Union parent undertaking of a group comprising only liquidation entities that are not subject to simplified obligations shall submit to the group-level resolution authority:






(a)


the information specified in templates Z 01.01, Z 01.02, Z 07.01.1 to Z 07.01.5 and Z 09.01 set out in Annex I in relation to all group entities, template Z 02.00 on a consolidated basis, and template Z 04.00 in relation to the financial interconnections between all group entities;










(b)


on an individual basis, for itself and for each relevant legal entity for which the resolution authority has not determined the requirement referred to in Article 45(1) of Directive 2014/59/EU, in accordance with Article 45c(2a), second subparagraph, of that Directive, the information specified in templates Z 02.00, Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5, Z 07.04 set out in Annex I to this Regulation ;










(c)


on an individual basis, for itself and for each relevant legal entity for which the resolution authority has determined the requirement referred to in Article 45(1) of Directive 2014/59/EU, in accordance with Article 45c(2a), second subparagraph, of that Directive, the information specified in templates Z 02.00, Z 03.01, Z 03.02, Z 05.01, Z 05.02, Z 06.00, Z 07.01.1 to Z 07.01.5, Z 07.04 set out in Annex I to this Regulation.






Article 5

Adjustments to group resolution reporting


1.   For a group the Union parent undertaking of which is a liquidation entity and which comprises resolution entities, the Union parent undertaking shall submit the following:






(a)


for group entities belonging to resolution groups, the information referred to in Article 3;










(b)


for liquidation entities not subject to simplified obligations and that are not part of any resolution group, the information referred to in Article 4.






2.   For a resolution group as referred to in Article 2(1), point (83b), (b), of Directive 2014/59/EU, the information referred to in Article 3 of this Regulation shall be submitted by at least one of the group’s resolution entities. That information shall effectively cover all the credit institutions permanently affiliated to the central body of that resolution group, the central body itself, and their respective subsidiaries, on an individual, sub-consolidated and consolidated basis, as appropriate.



Article 6

Frequency, reference dates and remittance dates


1.   Institutions or, in the case of groups, Union parent undertakings shall submit the information referred to in Articles 2 to 5 as follows:






(a)


for the templates Z 01.01, Z 01.02, Z 02.00, Z 03.01, Z 03.02, Z 04.00, Z 05.01, Z 05.02, Z 06.00 and Z 11.00 to Z 17.00, at the latest by 31 March each year in respect of the last day of the previous calendar year;










(b)


for the templates Z 07.01.1 to Z 07.04, Z 08.01 to Z 08.05 and Z 09.01 to Z 09.04, at the latest by 30 April each year in respect of the last day of the previous calendar year.




For the purposes of point (a) of the first paragraph, where 31 March is not a business day, the information shall be provided on the following business day.
For the purposes of point (b) of the first paragraph, where 30 April is not a business day, the information shall be provided on the following business day.


2.   Resolution authorities shall specify whether the information shall be directly submitted to the resolution authority or whether it shall be submitted to the competent authority instead, where applicable.


3.   Institutions or, in the case of groups, Union parent undertakings may submit unaudited figures. Where audited figures deviate from submitted unaudited figures, the revised, audited figures shall be submitted without undue delay.


4.   For the purposes of paragraph 3, unaudited figures are figures that have not received an external auditor’s opinion and audited figures are figures audited by an external auditor expressing an audit opinion.


5.   Corrections to the submitted reports shall be submitted without undue delay.



Article 7

Data exchange formats and information accompanying the submission


1.   Institutions or, in the case of groups, Union parent undertakings, shall submit the information referred to in Articles 2 to 5, as specified in the templates set out in Annex I, in the data exchange formats and representations specified by resolution authorities, and shall respect the data point definitions included in the single data point model referred to in Annex II and the validation rules referred to in Annex III.


2.   In addition to the obligation referred to in paragraph 1, institutions or, in the case of groups, Union parent undertakings shall ensure the following:






(a)


numerical values shall be submitted as follows:






(i)


data points with the data type ‘Monetary’ shall be reported using a minimum precision equivalent to ten thousands of units;










(ii)


data points with the data type ‘Percentage’ shall be expressed as per unit with a minimum precision equivalent to four decimals;










(iii)


data points with the data type ‘Integer’ shall be reported using no decimals and a precision equivalent to units.














(b)


institutions and insurance undertakings shall be identified solely by their Legal Entity Identifier;










(c)


legal entities and counterparties other than institutions and insurance undertakings shall be identified by their Legal Entity Identifier, where available;










(d)


information that is not required or not applicable shall not be included in a data submission.






3.   Institutions or, in the case of groups, Union parent undertakings, shall accompany the submitted data by the following information:






(a)


reference date;










(b)


reporting currency;










(c)


accounting standard;










(d)


Legal Entity Identifier of the reporting entity;










(e)


level of application as set out in Articles 2, 3 and 4.







Article 8

Provision of additional information for individual or group resolution plans


1.   The resolution authority or the group-level resolution authority shall request additional information or information in a new format from the relevant institution or the Union parent undertaking where any of the following applies:






(a)


the resolution authority or group-level resolution authority considers that such information is not covered by any template set out in Annex I and is necessary to draw up and implement resolution plans;










(b)


the resolution authority or group-level resolution authority considers that getting such information from entities subject to simplified obligations is necessary to draw up and implement resolution plans;










(c)


the format in which an information is provided by the competent authority pursuant to Article 9(2) is not suitable for drawing up or implementing resolution plans.






2.   For the request referred to in paragraph 1, the resolution authority shall:






(a)


identify the additional information to be provided;










(b)


specify the appropriate timeframe within which the institution or, in the case of groups, the Union parent undertaking shall provide the information to the resolution authority, taking into account the volume and complexity of the information required;










(c)


specify the format to be used by institutions or, in the case of groups, by Union parent undertakings, to provide the information to the resolution authority;










(d)


specify whether the information has to be provided on an individual, sub-consolidated, or consolidated basis, and whether its scope is local, Union-wide or global;










(e)


specify the exact recipient, the data exchange formats, and the information that is to accompany submissions in case additional information is to be provided.







Article 9

Cooperation between competent and resolution authorities


1.   Competent and resolution authorities shall jointly verify whether part or all of the information to be provided to the resolution authority pursuant to Articles 2 to 5 and Articles 7 and 8 is already available to the competent authority.


2.   Where part or all of the information is already available to the competent authority, that authority shall provide such information to the resolution authority in a timely manner.


3.   For the purposes of paragraph 2, resolution authorities shall inform institutions or, in the cases of groups, Union parent undertakings, of the information that is required to be included in the submission of information pursuant to this Regulation. Resolution authorities shall identify that information by reference to the templates set out in Annex I.



Article 10

Repeal

Implementing Regulation (EU) 2018/1624 is repealed.
References to the repealed Implementing Regulation shall be construed as references to this Regulation.


Article 11

Entry into force

This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.




This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 14 November 2025.


For the Commission


The President

Ursula VON DER LEYEN
            





(1)  
            OJ L 173, 12.6.2014, p. 190, ELI: http://data.europa.eu/eli/dir/2014/59/oj.

(2)  Commission Implementing Regulation (EU) 2018/1624 of 23 October 2018 laying down implementing technical standards with regard to procedures and standard forms and templates for the provision of information for the purposes of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council, and repealing Commission Implementing Regulation (EU) 2016/1066 (OJ L 277 7.11.2018, p. 1, ELI: http://data.europa.eu/eli/reg_impl/2018/1624/oj).

(3)  Directive (EU) 2024/1174 of the European Parliament and of the Council of 11 April 2024 amending Directive 2014/59/EU and Regulation (EU) No 806/2014 as regards certain aspects of the minimum requirement for own funds and eligible liabilities (OJ L, 2024/1174, 22.4.2024, ELI: http://data.europa.eu/eli/dir/2024/1174/oj).

(4)  Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12, ELI: http://data.europa.eu/eli/reg/2010/1093/oj).

(5)  Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (OJ L 176 27.6.2013, p. 1, ELI: http://data.europa.eu/eli/reg/2013/575/oj).

(6)  Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338, ELI: http://data.europa.eu/eli/dir/2013/36/oj).

(7)  Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (OJ L 314, 5.12.2019, p. 1, ELI: http://data.europa.eu/eli/reg/2019/2033/oj).




ANNEX I








Template




Template Description




Short Name






Organisational Structure



 




Z 01.01


Legal Entities


ORG 1




Z 01.02


Ownership Structure


ORG 2





Aggregate Liability Data



 




Z 02.00


Liability Structure


LIAB 1




Z 03.01


Own Funds Requirement - Credit Institutions


LIAB 2




Z 03.02


Own Funds Requirement - Investment Firms


LIAB 3




Z 04.00


Intragroup Financial Interconnections


LIAB 4




Z 05.01


Major Liability Counterparties


LIAB 5




Z 05.02


Major Off Balance Sheet Counterparties


LIAB 6




Z 06.00


Deposit Insurance


LIAB 7





Critical Functions



 




Z 07.01


Criticality assessment of economic functions


FUNC 1




Z 07.02


Mapping of economic functions to legal entities


FUNC 2




Z 07.03


Mapping of core business lines to legal entities


FUNC 3




Z 07.04


Mapping of economic functions to core business lines


FUNC 4





Relevant Services



 




Z 08.01


Relevant Services


SERV 1




Z 08.02


Relevant Services – mapping to operational assets


SERV 2




Z 08.03


Relevant Services – mapping to roles


SERV 3




Z 08.04


Critical Services – mapping to critical functions


SERV 4




Z 08.05


Essential Services – mapping to core business lines


SERV 5





Financial Market Infrastructures



 




Z 09.01


FMI Services – Providers and Users


FMI 1




Z 09.02


FMI Services – Mapping to Critical and Essential FMIs


FMI 2




Z 09.03


FMI Services – Key Metrics


FMI 3




Z 09.04


FMI Services – CCPs – Alternative provider


FMI 4





Granular Liability Data



 




Z 11.00


Intragroup Liabilities, excluding Derivatives


LIAB G 1




Z 12.00


Securities (Including CET1, AT1 & Tier 2 Instruments; Excluding intragroup)


LIAB G 2




Z 13.00


All Deposits (excluding intragroup)


LIAB G 3




Z 14.00


Other financial Liabilities (not included in other tabs, excluding intragroup)


LIAB G 4




Z 15.00


Derivatives


LIAB G 5




Z 16.00


Secured Finance transactions, excluding intragroup


LIAB G 6




Z 17.00


Other Non-Financial Liabilities (not included in other tabs, excluding intragroup)


LIAB G 7










Z 01.01 - Legal entities (ORG 1)





























Entity






Entity name




Code




Type of code




Entity type




Country




LEI of POE of Resolution Group




Article 7 CRR Waiver




Article 8 CRR Waiver




Subject to Article 9 CRR




Article 10 CRR waiver




Total assets




Total Risk Exposure Amount




Total Exposure Measure




Total operating income




Accounting standard




Contribution to consolidated total risk exposure amount




Contribution to consolidated total exposure measure




Contribution to consolidated operating income




Relevant legal entity





0010


0020


0025


0040


0050


0055


0070


0080


0090


0100


0110


0150


0160


0170


0210


0260


0270


0280


0320




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 01.02 - Ownership Structure (ORG 2)



















Investor




Investee




Ownership






Name




Code




Type of code




Name




Code




Type of code




International Branch




Share Capital




Voting rights in the entity





0010


0020


0030


0040


0050


0060


0070


0080


0090




 


 


 


 


 


 


 


 


 










Z 02.00 - Liability Structure (LIAB 1)























 


Counterparty




Households


Non-financial corporations (SMEs)


Non-financial corporations (non-SMEs)


Credit institutions


Other financial corporations




Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Of which Insurance firms & pension funds




Outstanding Amount


Carrying Amount




Row


Item


0010


0011


0020


0021


0030


0031


0040


0041


0050


0051


0055


0056





0100




LIABILITIES EXCLUDED FROM BAIL-IN



 


 


 


 


 


 


 


 


 


 


 


 




0110


Covered deposits


 


 


 


 


 


 


 


 


 


 


 


 




0120


Secured liabilities - collateralized part


 


 


 


 


 


 


 


 


 


 


 


 




0130


Client liabilities, if protected in insolvency


 


 


 


 


 


 


 


 


 


 


 


 




0140


Fiduciary liabilities, if protected in insolvency


 


 


 


 


 


 


 


 


 


 


 


 




0150


Institution liabilities < 7 days


 


 


 


 


 


 


 


 


 


 


 


 




0161


System (operator) and CCP liabilities < 7 days


 


 


 


 


 


 


 


 


 


 


 


 




0170


Employee liabilities


 


 


 


 


 


 


 


 


 


 


 


 




0180


Liabilities critical to operational daily functioning


 


 


 


 


 


 


 


 


 


 


 


 




0190


Tax and social security authorities liabilities, if preferred


 


 


 


 


 


 


 


 


 


 


 


 




0200


DGS liabilities


 


 


 


 


 


 


 


 


 


 


 


 




0210


Liabilities towards other entities of the resolution group


 


 


 


 


 


 


 


 


 


 


 


 





0300




LIABILITIES NOT EXCLUDED FROM BAIL-IN



 


 


 


 


 


 


 


 


 


 


 


 




0310



Deposits, not covered but preferential



 


 


 


 


 


 


 


 


 


 


 


 




0311



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0312



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0313



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0314



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0320



Deposits, not covered and not preferential



 


 


 


 


 


 


 


 


 


 


 


 




0321



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0322



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0323



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0324



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0330




Balance sheet liabilities arising from derivatives



 


 


 


 


 


 


 


 


 


 


 


 




0331



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, prior to collateral offset



 


 


 


 


 


 


 


 


 


 


 


 




0332



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset



 


 


 


 


 


 


 


 


 


 


 


 




0333



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset, incorporating estimated close-out amounts



 


 


 


 


 


 


 


 


 


 


 


 




0334



Sum of net liability positions taking into account prudential netting rules



 


 


 


 


 


 


 


 


 


 


 


 





0340




Uncollateralized secured liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0341



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0342



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0343



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0344



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0350




Structured notes



 


 


 


 


 


 


 


 


 


 


 


 




0351



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0352



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0353



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0354



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0360




Senior unsecured liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0361



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0362



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0363



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0364



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0365




Senior non-preferred liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0366



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0367



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0368



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0369



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0370




Subordinated liabilities (not recognised as own funds)



 


 


 


 


 


 


 


 


 


 


 


 




0371



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0372



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0373



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0374



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0380




Other MREL eligible liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0381



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0382



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0390




Non-financial liabilities



 


 


 


 


 


 


 


 


 


 


 


 





0400




Residual liabilities



 


 


 


 


 


 


 


 


 


 


 


 





0500




OWN FUNDS



 


 


 


 


 


 


 


 


 


 


 


 





0510




Common Equity Tier 1 Capital



 


 


 


 


 


 


 


 


 


 


 


 




0511



of which: capital instruments/share capital



 


 


 


 


 


 


 


 


 


 


 


 




0512



of which: instruments ranking pari passu with ordinary shares



 


 


 


 


 


 


 


 


 


 


 


 





0520




Additional Tier 1 capital



 


 


 


 


 


 


 


 


 


 


 


 




0521



of which: (part of) subordinated liabilities recognised as own funds



 


 


 


 


 


 


 


 


 


 


 


 





0530




Tier 2 Capital



 


 


 


 


 


 


 


 


 


 


 


 




0531



of which: (part of) subordinated liabilities recognised as own funds



 


 


 


 


 


 


 


 


 


 


 


 





0600




TOTAL LIABILITIES & OWN FUNDS INCLUDING DERIVATIVE LIABILITIES



 


 


 


 


 


 


 


 


 


 


 


 





0800




TOTAL EQUITY



 


 


 


 


 


 


 


 


 


 


 


 

























 


Counterparty


 


 




General governments & Central banks


Non identified, listed on a trading venue


Non identified, not listed on a trading venue



TOTAL



of which: intragroup


of which: liabilities governed by the law of a third-country, excluding intragroup




Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount


Outstanding Amount


Carrying Amount




Row


Item


0060


0061


0070


0071


0080


0081


0090


0091


0100


0101


0110


0111





0100




LIABILITIES EXCLUDED FROM BAIL-IN



 


 


 


 


 


 


 


 


 


 


 


 




0110


Covered deposits


 


 


 


 


 


 


 


 


 


 


 


 




0120


Secured liabilities - collateralized part


 


 


 


 


 


 


 


 


 


 


 


 




0130


Client liabilities, if protected in insolvency


 


 


 


 


 


 


 


 


 


 


 


 




0140


Fiduciary liabilities, if protected in insolvency


 


 


 


 


 


 


 


 


 


 


 


 




0150


Institution liabilities < 7 days


 


 


 


 


 


 


 


 


 


 


 


 




0161


System (operator) and CCP liabilities < 7 days


 


 


 


 


 


 


 


 


 


 


 


 




0170


Employee liabilities


 


 


 


 


 


 


 


 


 


 


 


 




0180


Liabilities critical to operational daily functioning


 


 


 


 


 


 


 


 


 


 


 


 




0190


Tax and social security authorities liabilities, if preferred


 


 


 


 


 


 


 


 


 


 


 


 




0200


DGS liabilities


 


 


 


 


 


 


 


 


 


 


 


 




0210


Liabilities towards other entities of the resolution group


 


 


 


 


 


 


 


 


 


 


 


 





0300




LIABILITIES NOT EXCLUDED FROM BAIL-IN



 


 


 


 


 


 


 


 


 


 


 


 




0310



Deposits, not covered but preferential



 


 


 


 


 


 


 


 


 


 


 


 




0311



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0312



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0313



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0314



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0320



Deposits, not covered and not preferential



 


 


 


 


 


 


 


 


 


 


 


 




0321



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0322



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0323



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0324



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0330




Balance sheet liabilities arising from derivatives



 


 


 


 


 


 


 


 


 


 


 


 




0331



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, prior to collateral offset



 


 


 


 


 


 


 


 


 


 


 


 




0332



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset



 


 


 


 


 


 


 


 


 


 


 


 




0333



Sum of net liability positions taking into account contractual netting sets, after mark-to-market adjustments, post collateral offset, incorporating estimated close-out amounts



 


 


 


 


 


 


 


 


 


 


 


 




0334



Sum of net liability positions taking into account prudential netting rules



 


 


 


 


 


 


 


 


 


 


 


 





0340




Uncollateralized secured liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0341



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0342



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0343



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0344



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0350




Structured notes



 


 


 


 


 


 


 


 


 


 


 


 




0351



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0352



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0353



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0354



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0360




Senior unsecured liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0361



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0362



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0363



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0364



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0365




Senior non-preferred liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0366



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0367



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0368



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0369



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0370




Subordinated liabilities (not recognised as own funds)



 


 


 


 


 


 


 


 


 


 


 


 




0371



of which: residual maturity <= 1 month



 


 


 


 


 


 


 


 


 


 


 


 




0372



of which: residual maturity > 1 month < 1 year



 


 


 


 


 


 


 


 


 


 


 


 




0373



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0374



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0380




Other MREL eligible liabilities



 


 


 


 


 


 


 


 


 


 


 


 




0381



of which: residual maturity >= 1 year and < 2 years



 


 


 


 


 


 


 


 


 


 


 


 




0382



of which: residual maturity >= 2 years



 


 


 


 


 


 


 


 


 


 


 


 





0390




Non-financial liabilities



 


 


 


 


 


 


 


 


 


 


 


 





0400




Residual liabilities



 


 


 


 


 


 


 


 


 


 


 


 





0500




OWN FUNDS



 


 


 


 


 


 


 


 


 


 


 


 





0510




Common Equity Tier 1 Capital



 


 


 


 


 


 


 


 


 


 


 


 




0511



of which: capital instruments/share capital



 


 


 


 


 


 


 


 


 


 


 


 




0512



of which: instruments ranking pari passu with ordinary shares



 


 


 


 


 


 


 


 


 


 


 


 





0520




Additional Tier 1 capital



 


 


 


 


 


 


 


 


 


 


 


 




0521



of which: (part of) subordinated liabilities recognised as own funds



 


 


 


 


 


 


 


 


 


 


 


 





0530




Tier 2 Capital



 


 


 


 


 


 


 


 


 


 


 


 




0531



of which: (part of) subordinated liabilities recognised as own funds



 


 


 


 


 


 


 


 


 


 


 


 





0600




TOTAL LIABILITIES & OWN FUNDS INCLUDING DERIVATIVE LIABILITIES



 


 


 


 


 


 


 


 


 


 


 


 





0800




TOTAL EQUITY



 


 


 


 


 


 


 


 


 


 


 


 










Z 03.01 - Own funds requirements - Credit Institutions (LIAB 2)












 


 



Amount or Percentage






0010





0100



Total Risk Exposure Amount



 




0120



Total Exposure Measure



 




0210



Initial capital



 




0220



Leverage Ratio Requirement



 




0300



Total SREP Capital Requirement (TSCR) ratio



 




0400



Combined Buffer Requirement



 




0410


Capital Conservation Buffer


 




0420


Conservation buffer due to macro-prudential or systemic risk identified at the level of a Member State


 




0430


Institution-Specific Countercyclical Capital Buffer


 




0440


Systemic Risk Buffer


 




0450


Global Systemically Important Institution Buffer


 




0460


Other Systemically Important Institution Buffer


 




0500



Overall capital requirement (OCR) ratio



 










Z 03.02 Own funds requirements - Investment Firms (LIAB 3)












 


 



Amount






0010





0100


Total own funds requirement


 




0110


Own funds requirement


 




0120


Additional own funds requirement


 




0130


Additional own funds guidance


 










Z 04.00 - Intragroup financial interconnections (LIAB 4)




















Issuer or guaranteed entity




Creditor, holder or guarantee provider



 



Financial interconnection






Entity name




Code




Type of code




Entity name




Code




Type of code



 


 



Outstanding amount






Type



 



of which issued under 3rd country law




of which MREL eligible





0010


0020


0025


0030


0040


0045


0050


0060


0070


0080




 


 


 


 


 


 


 


 


 


 










Z 05.01 - Major Liability Counterparties LIAB 5)


















Counterparty




Type




Amount






Entity name




Code




Type of code




Group or individual




Country




Sector





0010


0020


0025


0030


0040


0050


0060


0070




 


 


 


 


 


 


 


 










Z 05.02 - Major off-balance sheet counterparties (LIAB 6)


















Counterparty




Type




Amount






Entity name




Code




Type of Code




Group or individual




Country




Sector





0010


0020


0025


0030


0040


0050


0060


0070




 


 


 


 


 


 


 


 










Z 06.00 - Deposit insurance (LIAB 7)
















Legal Entity




DGS Membership




Institutional Protection Scheme




Additional protection under contractual scheme






Entity name




Code




DGS




Amount of covered deposits






0010




0020




0030




0040




0050




0060





 


 


 


 


 


 










Z 07.01 - Criticality assessment of economic functions (FUNC 1)












 


 


 





Country:



 



Sheet per Country plus (sub)region





 


 


 























 



Economic functions




Quantitative Data






ID




Economic function




Description of economic function




Market share



 



Total




Number of Clients



 



Total




Cross border value






Value on Accounts




Of which uninsured




Of which recurrent




Number of Accounts




Of which recurrent





Row


 


 


0010


0020


0030


0035


0036


0040


0050


0055


0060




 


1



Deposits





0010


1,1


Households


 


 


 


 


 


 


 


 


 




0020


1,2


Non-financial corporations - SMEs


 


 


 


 


 


 


 


 


 




0030


1,3


Non-financial corporations - non-SMEs


 


 


 


 


 


 


 


 


 




0040


1,4


General Governments


 


 


 


 


 


 


 


 


 




0050


1,5


Other sectors / counterparties (1)


 


 


 


 


 


 


 


 


 




0060


1,6


Other sectors / counterparties (2)


 


 


 


 


 


 


 


 


 




0070


1,7


Other sectors / counterparties (2)


 


 


 


 


 


 


 


 


 



























 



Economic functions




Impact and substitutability analyses




Onboarding Capacity




Criticality assessment




Comments from the group






ID




Economic function




Nature and reach




Relevance




Market Structure




Timing




Ability for substitution




Number of accounts






Size indicator 1 (based on values)



Size indicator 2 (based on numbers)



Cross border indicator




Market share




Market concentration




Expected time for substitution




Legal barriers to market entry or expansion




Operational requirements




Number of applications from new customersover 1 working day (Number of accounts)




Impact on market




Substitutability




Critical Function





Row


 


 


0070


0080


0090


0100


0110


0120


0130


0140


0145


150


0160


0170


0180




 


1



Deposits





0010


1,1


Households


 


 


 


 


 


 


 


 


 


 


 


 


 




0020


1,2


Non-financial corporations - SMEs


 


 


 


 


 


 


 


 


 


 


 


 


 




0030


1,3


Non-financial corporations - non-SMEs


 


 


 


 


 


 


 


 


 


 


 


 


 




0040


1,4


General Governments


 


 


 


 


 


 


 


 


 


 


 


 


 




0050


1,5


Other sectors / counterparties (1)


 


 


 


 


 


 


 


 


 


 


 


 


 




0060


1,6


Other sectors / counterparties (2)


 


 


 


 


 


 


 


 


 


 


 


 


 




0070


1,7


Other sectors / counterparties (2)


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 07.01 - Criticality assessment of economic functions (FUNC 1)












 


 


 





Country:



 



Sheet per Country plus (sub)region





 


 


 



















 



Economic functions




Quantitative Data






ID




Economic function




Description of economic function




Market share




Value outstanding




Number of Clients




Value outstanding – cross-border value





Row


 


 


0010


0020


0030


0040


0060




 


2



Lending





0080


2,1


Households - lending for house purchase


 


 


 


 


 




0090


2,2


Households - other lending


 


 


 


 


 




0100


2,3


Non-financial corporations - SMEs


 


 


 


 


 




0110


2,4


Non-financial corporations - non-SMEs


 


 


 


 


 




0120


2,5


General Governments


 


 


 


 


 




0130


2,6


Other sectors / counterparties (1)


 


 


 


 


 




0140


2,7


Other sectors / counterparties (2)


 


 


 


 


 




0150


2,8


Other sectors / counterparties (3)


 


 


 


 


 


























 



Economic functions




Impact and substitutability analyses




Criticality assessment



 





ID




Economic function




Nature and reach




Relevance




Market Structure




Timing




Ability for substitution



 



Comments from the group






Size indicator 1 (based on values)



Size indicator 2 (based on numbers)



Cross border indicator




Market share




Market concentration




Expected time for substitution




Legal barriers to market entry or expansion




Operational requirements




Impact on market




Substitutability




Critical Function





Row


 


 


0080


0090


0100


0110


0120


0130


0140


0150


0160


0170


0180


0190




 


2



Lending



 




0080


2,1


Households - lending for house purchase


 


 


 


 


 


 


 


 


 


 


 


 




0090


2,2


Households - other lending


 


 


 


 


 


 


 


 


 


 


 


 




0100


2,3


Non-financial corporations - SMEs


 


 


 


 


 


 


 


 


 


 


 


 




0110


2,4


Non-financial corporations - non-SMEs


 


 


 


 


 


 


 


 


 


 


 


 




0120


2,5


General Governments


 


 


 


 


 


 


 


 


 


 


 


 




0130


2,6


Other sectors / counterparties (1)


 


 


 


 


 


 


 


 


 


 


 


 




0140


2,7


Other sectors / counterparties (2)


 


 


 


 


 


 


 


 


 


 


 


 




0150


2,8


Other sectors / counterparties (3)


 


 


 


 


 


 


 


 


 


 


 


 










Z 07.01 - Criticality assessment of economic functions (FUNC 1)












 


 


 





Country:



 



Sheet per Country plus (sub)region





 


 


 

























 



Economic functions




Quantitative Data






ID




Economic function




Description of economic function




Market share




Value of transactions




Value of transaction of which recurrent




Value of open positions




Value of assets under custody




Cross border activities




Number of transactions




Number of Clients






Value of transactions




Value of open positions




Value of assets under custody





Row


 


 


0010


0020


0030


0040


0050


0060


0070


0080


0090


0100


0110




 


3



Payments, Cash, Settlement, Clearing, Custody services





0160


3,1


Payment services to MFIs


 


 


 


 


 


 


 


 


 


 


 




0170


3,2


Payment services to non-MFIs


 


 


 


 


 


 


 


 


 


 


 




0172


3.2.1


(1) Households


 


 


 


 


 


 


 


 


 


 


 




0174


3.2.2


(2) Non-financial corporations - SMEs


 


 


 


 


 


 


 


 


 


 


 




0176


3.2.3


(3) Non-financial corporations – non-SMEs


 


 


 


 


 


 


 


 


 


 


 




0180


3,3


Cash services


 


 


 


 


 


 


 


 


 


 


 




0190


3,4


Securities settlement services


 


 


 


 


 


 


 


 


 


 


 




0200


3,5


CCP clearing services


 


 


 


 


 


 


 


 


 


 


 




0210


3,6


Custody services


 


 


 


 


 


 


 


 


 


 


 




0220


3,7


Other services / activities / functions (1)


 


 


 


 


 


 


 


 


 


 


 




0230


3,8


Other services / activities / functions (2)


 


 


 


 


 


 


 


 


 


 


 




0240


3,9


Other services / activities / functions (3)


 


 


 


 


 


 


 


 


 


 


 




























 



Economic functions




Impact and substitutability analyses




Onboarding capacity




Criticality assessment



 





ID




Economic function




Nature and reach




Relevance




Market Structure




Timing




Ability for substitution




Number of accounts



 



Comments from the group






Size indicator 1 (based on values)



Size indicator 2 (based on numbers)



Cross border indicator




Market share




Market concentration




Expected time for substitution




Legal barriers to market entry or expansion




Operational requirements




Number of applications from new customersover 1 working day (Number)




Number of applications from new customersover 7 working days (Number)




Impact on market




Substitutability




Critical Function





Row


 


 


0120


0130


0140


0150


0160


0170


0180


0190


0200


0210


0230


0240


0250


0260




 


3



Payments, Cash, Settlement, Clearing, Custody services



 




0160


3,1


Payment services to MFIs


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0170


3,2


Payment services to non-MFIs


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0172


3.2.1


(1) Households


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0174


3.2.2


(2) Non-financial corporations - SMEs


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0176


3.2.3


(3) Non-financial corporations – non-SMEs


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0180


3,3


Cash services


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0190


3,4


Securities settlement services


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0200


3,5


CCP clearing services


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0210


3,6


Custody services


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0220


3,7


Other services / activities / functions (1)


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0230


3,8


Other services / activities / functions (2)


 


 


 


 


 


 


 


 


 


 


 


 


 


 




0240


3,9


Other services / activities / functions (3)


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 07.01 - Criticality assessment of economic functions (FUNC 1)












 


 


 





Country:



 



Sheet per Country plus (sub)region





 


 


 
























 



Economic functions




Quantitative Data






ID




Economic function




Description of economic function




Market share




Notional amount




Carrying amount




Fee income




Cross border value




Number of Counterparties




Number of transactions






Notional amount




Carrying amount




Fee income





Row


 


 


0010


0020


0030


0040


0050


0060


0070


0080


0090


0100




 


4



Capital Markets





0250


4,1


Derivatives held for trading - OTC


 


 


 


 


 


 


 


 


 


 




0260


4,2


Derivatives held for trading - non-OTC


 


 


 


 


 


 


 


 


 


 




0270


4,3


Secondary markets / trading (held-for-trading only)


 


 


 


 


 


 


 


 


 


 




0280


4,4


Primary Markets / underwriting


 


 


 


 


 


 


 


 


 


 




0290


4,5


Other services / activities / functions (1)


 


 


 


 


 


 


 


 


 


 




0300


4,6


Other services / activities / functions (2)


 


 


 


 


 


 


 


 


 


 




0310


4,7


Other services / activities / functions (3)


 


 


 


 


 


 


 


 


 


 


























 



Economic functions




Impact and substitutability analyses




Criticality assessment



 





ID




Economic function




Nature and reach




Relevance




Market Structure




Timing




Ability for substitution



 



Comments from the group






Size indicator 1 (based on values)



Size indicator 2 (based on numbers)



Cross border indicator




Market share




Market concentration




Expected time for substitution




Legal barriers to market entry or expansion




Operational requirements




Impact on market




Substitutability




Critical Function





Row


 


 


0110


0120


0130


0140


0150


0160


0170


0180


0190


0200


0210


0220




 


4



Capital Markets





0250


4,1


Derivatives held for trading - OTC


 


 


 


 


 


 


 


 


 


 


 


 




0260


4,2


Derivatives held for trading - non-OTC


 


 


 


 


 


 


 


 


 


 


 


 




0270


4,3


Secondary markets / trading (held-for-trading only)


 


 


 


 


 


 


 


 


 


 


 


 




0280


4,4


Primary Markets / underwriting


 


 


 


 


 


 


 


 


 


 


 


 




0290


4,5


Other services / activities / functions (1)


 


 


 


 


 


 


 


 


 


 


 


 




0300


4,6


Other services / activities / functions (2)


 


 


 


 


 


 


 


 


 


 


 


 




0310


4,7


Other services / activities / functions (3)


 


 


 


 


 


 


 


 


 


 


 


 










Z 07.01 - Criticality assessment of economic functions (FUNC 1)












 


 


 





Country:



 



Sheet per Country plus (sub)region





 


 


 





















 



Economic functions



 


 



Quantitative Data






ID




Economic function




Description of economic function




Market share




Gross carrying amount




Number of Counterparties




(Reverse) repurchase agreements




Cross border value




Value at Credit Institutions





Row


 


 


0010


0020


0030


0040


0050


0060


0070




 


5



Wholesale Funding





0320


5,1


Borrowing


 


 


 


 


 


 


 




0330


5,2


Derivatives (assets)


 


 


 


 


 


 


 




0340


5,3


Lending


 


 


 


 


 


 


 




0350


5,4


Derivatives (liabilities)


 


 


 


 


 


 


 




0360


5,5


Other product types (1)


 


 


 


 


 


 


 




0370


5,6


Other product types (2)


 


 


 


 


 


 


 




0380


5.7


Other product types (3)


 


 


 


 


 


 


 


























 



Economic functions




Impact and substitutability analyses




Criticality assessment



 





ID




Economic function




Nature and reach




Relevance




Market Structure




Timing




Ability for substitution



 



Comments from the group






Size indicator 1 (based on values)



Size indicator 2 (based on numbers)



Cross border indicator




Market share




Market concentration




Expected time for substitution




Legal barriers to market entry or expansion




Operational requirements




Impact on market




Substitutability




Critical Function





Row


 


 


0080


0090


0100


0110


0120


0130


0140


0150


0160


0170


0180


0190




 


5



Wholesale Funding



 




0320


5,1


Borrowing


 


 


 


 


 


 


 


 


 


 


 


 




0330


5,2


Derivatives (assets)


 


 


 


 


 


 


 


 


 


 


 


 




0340


5,3


Lending


 


 


 


 


 


 


 


 


 


 


 


 




0350


5,4


Derivatives (liabilities)


 


 


 


 


 


 


 


 


 


 


 


 




0360


5,5


Other product types (1)


 


 


 


 


 


 


 


 


 


 


 


 




0370


5,6


Other product types (2)


 


 


 


 


 


 


 


 


 


 


 


 




0380


5.7


Other product types (3)


 


 


 


 


 


 


 


 


 


 


 


 










Z 07.02 - Mapping of economic functions to legal entities (FUNC 2)
















Economic function




Legal entity




Monetary importance






Country




ID




Entity name




Code




Type of code




Monetary amount





0010


0020


0030


0040


0045


0050




 


 


 


 


 


 










Z 07.03 - Mapping of Core Business Lines to legal entities (FUNC 3)
















Core Business line




Legal entity






Core business line




Business Line ID




Description




Entity name




Code




Type of code





0010


0020


0030


0040


0050


0060




 


 


 


 


 


 










Z 07.04 - Mapping of economic functions to core business lines (FUNC 4)














Economic functions




Core Business line






Country




ID




Core Business line




Business Line ID





0010


0020


0030


0040




 


 


 


 










Z 08.01 - Relevant services (SERV 1)






























Service Identifier




Service type




Unique service title as per bank taxonomy




Service recipient




Service provider




Criticality




Contract ID




Governing law




Resolution-resilience




Critical ICT third party service provider under DORA




ICT service under DORA






Entity




Parent




Service delivery






Name




Code




Name




Code




Type of code




Name




Code




Type of code




Resolution-resilience features




Business Reorganization Plan (BRP)




Alternative mitigating actions





0005


0010


0020


0030


0040


0050


0060


0070


0080


0090


0100


0110


0120


0130


0140


0150


0160


0170


0180


0190




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 08.02 - Relevant services - mapping to operational assets (SERV 2)























Service Identifier




Service type




Unique service title as per bank taxonomy




Asset identifier




Type of asset




Name of asset




Criticality




Legal/contract type




Contract ID




Governing law




Resolution-resilient features






Resolution-resilience features




Business Reorganization Plan (BRP)




Alternative mitigating actions





0005


0010


0020


0030


0040


0050


0060


0070


0080


0090


0100


0110


0120




 


 


 


 


 


 


 


 


 


 


 


 


 










Z 08.03 - Relevant services - mapping to roles (SERV 3)

















Service Identifier




Service type




Unique service title as per bank taxonomy




Role ID




Role Name




Department




Criticality





0005


0010


0020


0030


0040


0050


0060




 


 


 


 


 


 


 










Z 08.04 - Critical services - mapping to critical functions (SERV 4)















Service Identifier




Service type




Unique service title as per bank taxonomy




Critical function






Country




ID





0005


0010


0020


0030


0040




 


 


 


 


 










Z 08.05 - Essential services - mapping to core business lines (SERV 5)















Service Identifier




Service type




Unique service title as per bank taxonomy




Core business line






Name




ID





0005


0010


0020


0030


0040




 


 


 


 


 










Z 09.01 - FMI services - Providers and Users (FMI 1)





















ID representing combination of user, FMI, system type and intermediary


User


Provider




Entity name


Entity code


FMI


Intermediary


 




System type


FMI name (included in predefined list)


FMI name (not included in predefined list)


FMI Code


Operator of the FMI


Participation mode


Intermediary name


Intermediary code


Contract ID




0010


0020


0030


0040


0050


0060


0070


0080


0090


0100


0110


0120




 


 


 


 


 


 


 


 


 


 


 


 



























Provider


Communication




Contracts and Services


Point of contact at FMI/ intermediary




Governing law


Resolution-resilient contract


Currencies relevant for reporting entity


Services provided to FMI/ intermediary


Services provided by FMI/ intermediary


Communication service providers


Other service providers enabling access to FMI




EUR


GBP


USD


CHF


JPY


Other currencies


FMI proprietary


SWIFT


Other communication service providers - Name


Name of additional service providers


Additional services




0130


0140


0150


0160


0170


0180


0190


0200


0210


0220


0230


0240


0250


0260


0270


0280




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 09.02 - FMI services - Mapping to Critical and Essential FMIs (FMI 2)















ID representing combination of user, FMI, system type and intermediary
(IDFMI)


 


Critical FMI


 


Essential FMI




 


Country


Critical Function ID


 


Core Business Line ID




0010


0020


0030


0040


0050


0060




 


 


 


 


 


 










Z 09.03 - FMI services - Key metrics (FMI 3)


























ID representing combination of user, FMI, system type and intermediary
(IDFMI)


Segment (only for CCPs)
(SEG)


Key metrics




Contribution to default fund


Initial margin on proprietary account


Initial margin on client accounts


Value of positions on proprietary accounts


Value of positions on client accounts


Number of clients covered by omnibus accounts


Number of clients covered by segregated accounts


Number of transactions on proprietary accounts


Number of transactions on client accounts


Value of transactions on proprietary accounts


Value of transactions on client accounts


Cumulated notional amount


Credit line


Peak of liquidity or collateral requirements


Estimated additional liquidity or collateral requirements in a stress situation




0010


0020


0030


0040


0050


0060


0070


0080


0090


0100


0110


0120


0130


0140


0150


0160


0170




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z 09.04 - FMI Services - CCPs- Alternative provider (FMI 4)














ID representing combination of user, FMI, system type and intermediary
(CCP only)


Product Type


Substitutability (Y/N)


Alternative provider


ID alternative provider




0010


0020


0030


0040


0050




 


 


 


 


 










Z11.00 - Intragroup Liabilities, excluding Derivatives (LIAB G 1)




















N°



Reconciliation with aggregated data



Z11.00 - Intragroup Liabilities, excluding Derivatives





Row


Column


Insolvency Ranking


Contract Identifier


Name of the counterparty


Identifier of the counterparty


Type of identifier


Relationship with counterparty


Type of Liabillity




0010


0020


0021


0030


0040


0045


0050


0053


0055


0056




 


 


 


 


 


 


 


 


 


 

























Z11.00 - Intragroup Liabilities, excluding Derivatives





Governing Law


If Third Country, Contractual Recognition


Outstanding Principal Amount


Accrued Interest


Currency


Issuance Date


Earliest Redemption Date


Legal Maturity


Amount of pledge, lien or collateral


Guarantor if applicable


Amount meeting the conditions for MREL eligibility


Qualifying as Own Funds


Amount Qualifying as Owns Funds




0060


0070


0080


0090


0100


0110


0120


0130


0150


0160


0175


0180


0190




 


 


 


 


 


 


 


 


 


 


 


 


 










Z12.00 - Securities (Including CET1, AT1 & Tier 2 Instruments; Excluding intragroup) (LIAB-G 2)




















N°



Reconciliation with aggregated data



Z12.00 - Securities (Including CET1, AT1 & Tier 2 Instruments; Excluding intragroup) (LIAB-G 2)





Row


Column


Insolvency Ranking


ISIN


Type of Instrument


Governing Law


If Third Country Law, Contractual Recognition


Currency


Outstanding Principal Amount




0010


0020


0030


0040


0050


0060


0070


0080


0090


0110




 


 


 


 


 


 


 


 


 


 






















Z12.00 - Securities (Including CET1, AT1 & Tier 2 Instruments; Excluding intragroup) (LIAB-G 2)





Accrued Interest


Coupon Type


Current coupon rate (%)


Issue date


Earliest Redemption Date


Legal Maturity


Public/Private Placement


Paying Agent


Counterparty identifier


Type of identifier




0120


0130


0140


0150


0160


0170


0180


0190


0210


0215




 


 


 


 


 


 


 


 


 


 





















Z12.00 - Securities (Including CET1, AT1 & Tier 2 Instruments; Excluding intragroup) (LIAB-G 2)





Exchanges Securities are Listed On


Settlement Systems


Registrar


Central Securities Depository


Amount of pledge, lien or collateral


Guarantor


Amount meeting the conditions for MREL eligibility


Qualifying as Own Funds


Amount Qualifying as Owns Funds




0220


0230


0240


0250


0270


0280


0305


0310


0320




 


 


 


 


 


 


 


 


 










Z13.00 - All Deposits (excluding intragroup) (LIAB-G 3)


























N°



Reconciliation with aggregated data



Z13.00 - All Deposits (excluding intragroup) (LIAB-G 3)





Row


Column


Insolvency Ranking


Contract Identifier


Counterparty identifier


Type of identifier


Governing Law


Currency


Outstanding Principal Amount


Accrued Interest


Current Interest Rate
(%)


Amount of pledge, lien or collateral


Amount meeting the conditions for MREL eligibility


Issuance Date for Term Deposits


Earliest Redemption Date




0010


0020


0025


0030


0035


0040


0045


0050


0060


0070


0080


0090


0110


0115


0120


0130




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 


 










Z14.00 - Other financial Liabilities (not included in other tabs, excluding intragroup) (LIAB-G 4)





















N°



Reconciliation with aggregated data



Z14.00 - Other financial Liabilities (not included in other tabs, excluding intragroup) (LIAB-G 4)





Row


Column


Insolvency Ranking


Contract Identifier


Name of the counterparty


Counterparty identifier


Type of identifier


Governing Law


Type of financial liabilities


If Third Country, Contractual Recognition




0010


0020


0030


0040


0050


0055


0060


0065


0070


0075


0080




 


 


 


 


 


 


 


 


 


 


 
























Z14.00 - Other financial Liabilities (not included in other tabs, excluding intragroup) (LIAB-G 4)





Outstanding Principal Amount


Accrued Interest


Current Interest Rate
(%)


Currency


Issuance Date


Earliest Redemption Date


Legal Maturity


Amount of pledge, lien or collateral


Guarantor


Amount meeting the conditions for MREL eligibility


Qualifying as Own Funds


Amount Qualifying as Owns Funds




0090


0100


0110


0120


0130


0140


0150


0170


0180


0205


0210


0220




 


 


 


 


 


 


 


 


 


 


 


 










Z15.00 - Derivatives (LIAB-G 5)



















N°



Reconciliation with aggregated data



Z15.00 - Derivatives (LIAB-G 5)





Column


Insolvency Ranking


Master Agreement ID


Type of Master Agreement


ISDA Protocol Adherent - Entity


Resolution Stay Recognition


Name of counterparty


Counterparty identifier




0010


0020


0030


0040


0050


0061


0071


0075


0080




 


 


 


 


 


 


 


 


 





















Z15.00 - Derivatives (LIAB-G 5)





Type of identifier


Country of Counterparty


Intragroup Transaction


Governing law of master agreement/single contract


Number of Transactions Covered


Net Mark-to-Market Value


Value of Net Collateral Posted


Estimated Close-Out Amount


Estimated Early Termination Amount




0085


0090


0095


0100


0110


0120


0130


0140


0150




 


 


 


 


 


 


 


 


 










Z16.00 - Secured Finance transactions, excluding intragroup (LIAB-G 6)























N°



Reconciliation with aggregated data



Z16.00 - Secured Finance, excluding intragroup (LIAB-G 6)





Column


Insolvency Ranking


Master Agreement ID


Type of MA


Name of the counterparty


Counterparty identifier


Type of identifier


Country of Counterparty


Governing Law of MA/single deal


Number of Transactions Covered


Net Amount of Funding Received


Net Amount of Collateral Posted




0010


0020


0030


0040


0050


0055


0060


0065


0070


0080


0090


0100


0110




 


 


 


 


 


 


 


 


 


 


 


 


 










Z17.00 - Other Non-Financial Liabilities (not included in other tabs, excluding intragroup) (LIAB-G-7)

























N°



Reconciliation with aggregated data



Z17.00 - Other Non-Financial (not included in other tabs, excluding intragroup) (LIAB-G-7)





Row


Column


Insolvency Ranking


Contract Identifier


Counterparty identifier


Type of identifier


Governing Law


Type of non financial liabilities


Outstanding Amount


Currency


Date of Recognition


Date of Maturity


Qualifying as Own Funds


Amount Qualifying as Owns Funds




0010


0020


0030


0040


0050


0060


0065


0070


0080


0090


0100


0110


0120


0130


0140




 


 


 


 


 


 


 


 


 


 


 


 


 


 


 









ANNEX II
Single data point model
All data items set out in Annex I shall be transformed into a single data point model which is the basis for uniform IT systems of institutions and resolution authorities.
The single data point model shall meet the following criteria:






(a)


it provides a structured representation of all data items set out in Annex I;










(b)


it identifies all the business concepts set out in Annex I;










(c)


it provides a data dictionary identifying table labels, ordinate labels, axis labels, domain labels, dimension labels and member labels;










(d)


it provides metrics which specify the property or amount of data points;










(e)


it provides data point definitions that are expressed as a composition of characteristics that univocally identify the financial concept;










(f)


it contains all the relevant technical specifications necessary for developing IT reporting solutions producing uniform resolution planning data.









ANNEX III
Validation rules
The data items set out in Annex I shall be subject to validation rules ensuring data quality and consistency. The validation rules shall meet the following criteria:






(a)


they establish the logical relationships between relevant data points;










(b)


they contain filters and preconditions that specify a set of data to which a validation rule applies;










(c)


they check the consistency of the reported data;










(d)


they check the accuracy of the reported data;










(e)


they set default values which shall be applied where the information concerned has not been reported.







ELI: http://data.europa.eu/eli/reg_impl/2025/2303/oj
ISSN 1977-0677 (electronic edition)